0001145549-16-018396.txt : 20161007 0001145549-16-018396.hdr.sgml : 20161007 20161007171939 ACCESSION NUMBER: 0001145549-16-018396 CONFORMED SUBMISSION TYPE: N-MFP1 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161007 DATE AS OF CHANGE: 20161007 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS CENTRAL INDEX KEY: 0000857156 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-MFP1 SEC ACT: 1940 Act SEC FILE NUMBER: 811-05954 FILM NUMBER: 161928669 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 1-415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS DATE OF NAME CHANGE: 19920703 0000857156 S000004512 Schwab California Municipal Money Fund C000012392 Sweep Shares SWCXX C000012393 Value Advantage Shares SWKXX N-MFP1 1 primary_doc.xml N-MFP1 0000857156 XXXXXXXX 2016-09-30 0000857156 S000004512 2 N N 033-31894 Charles Schwab Investment Management, Inc. 801-35905 PricewaterhouseCoopers LLP San Francisco CA Charles Schwab Investment Management, Inc. 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Housing RB (Mountain View Apts) Series 1997A 1.020000% 00037NBQ8 549300EWVCCTI6O2KU84 US00037NBQ88 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2027-08-01 Y Comerica Bank N/A N/A 1.0000 7 N N N 0.0102 4215000.00 4215000.00 0.0006 N N Y N ABAG Finance Auth M/F Housing RB (GAIA Building) Series 2000A 0.930000% 00037NJR8 549300EWVCCTI6O2KU84 US00037NJR89 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2032-09-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A 1.0000 7 N N N 0.0093 12165000.00 12165000.00 0.0019 N N Y N ABAG Finance Auth M/F Housing RB (La Terrazza Apts) Series 2002A 0.920000% 00037NKX3 549300EWVCCTI6O2KU84 US00037NKX39 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2035-11-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A 1.0000 7 N N N 0.0092 8295000.00 8295000.00 0.0013 N N Y N ABAG Finance Auth M/F Housing RB (Fine Arts Building) Series 2002A 0.930000% 00037NLF1 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IDA RB (Unique Elevator Interiors) Series 2007 0.990000% 011107BM0 US011107BM02 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2032-11-01 Y Comerica Bank N/A N/A 1.0000 7 N N N 0.0099 2095000.00 2095000.00 0.0003 N N Y N Alameda Cnty IDA RB (Oakland Pallet Co) Series 2008A 0.990000% 011107BN8 US011107BN84 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2033-05-01 Y Comerica Bank N/A N/A 1.0000 7 N N N 0.0099 1365000.00 1365000.00 0.0002 N N Y N Alameda Cnty IDA RB (Golden West Paper Converting Corp) Series 2008A 0.960000% 011107BR9 US011107BR98 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2033-11-01 Y Bank of the West N/A N/A 1.0000 7 N N N 0.0096 3245000.00 3245000.00 0.0005 N N Y N Alameda Cnty IDA RB (California Brazing) Series 2011 0.940000% 011107BX6 US011107BX66 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2041-12-01 Y Wells Fargo Bank NA N/A N/A 1.0000 7 N N N 0.0094 2770000.00 2770000.00 0.0004 N N Y N Alameda Cnty IDA RB (Evolve Manufacturing Technologies) Series 2014 0.940000% 011107BY4 US011107BY40 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2041-05-01 Y Wells Fargo Bank NA N/A N/A 1.0000 7 N N N 0.0094 4836000.00 4836000.00 0.0007 N N Y N Alameda Cnty IDA RB (Dale Hardware) Series 2010 0.930000% 01110RAA3 US01110RAA32 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2040-06-01 Y Comerica Bank N/A N/A 1.0000 7 N N N 0.0093 3955000.00 3955000.00 0.0006 N N Y N Anaheim Housing Auth M/F Housing Refunding RB (Sage Park) Series 1998A 0.870000% 032557BN9 US032557BN93 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2028-11-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A 1.0000 7 N N N 0.0087 5500000.00 5500000.00 0.0008 N N Y N Anaheim Public Financing Auth Electric System RB Series 2007A 0.880000% 03255MMB0 US03255MMB09 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2026-10-01 Y Citibank NA N/A N/A 1.0000 7 Y Y Berkshire Hathaway Assurance Corp N/A N/A 1.0000 N 0.0088 19030000.00 19030000.00 0.0029 N N Y N Anaheim Public Financing Auth Electric System RB Series 2009A 0.880000% 03255MPK7 US03255MPK70 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2033-04-01 Y Citibank NA N/A N/A 1.0000 7 Y N Y ANAHEIM ELEC SYS CA Corporate Underlier N/A N/A 1.0000 0.0088 7500000.00 7500000.00 0.0011 N N Y N Los Angeles Wastewater System Refunding RB Series 2009A 0.870000% 06740GAA4 549300E7TO710PTXPJ65 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2017-05-19 Y Barclays Bank PLC N/A N/A 1.0000 7 Y N N 0.0087 7500000.00 7500000.00 0.0011 N N Y N California Educational Facilities Auth RB (Univ of Southern California) Series 2009B 0.870000% 06740GAW6 US06740GAW69 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2038-10-01 Y Barclays Bank PLC N/A N/A 1.0000 7 Y N Y 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5493001FUZGUQMIP5D78 US072024JA18 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2045-04-01 Y SUMITOMO MITSUI BANKING CORPORATION N/A N/A 1.0000 7 N N N 0.0084 17925000.00 17925000.00 0.0027 N N Y N Bay Area Toll Auth Toll Bridge RB Series 2008F1 0.880000% 072024JU7 5493001FUZGUQMIP5D78 US072024JU71 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2047-04-01 Y Citibank NA N/A N/A 1.0000 7 Y Y UNITED STATES TREASURY N/A N/A 1.0000 N 0.0088 9730000.00 9730000.00 0.0015 N N Y N Bay Area Toll Auth Toll Bridge RB Series 2007C2 0.850000% 072024KE1 5493001FUZGUQMIP5D78 US072024KE11 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2047-04-01 Y BANK OF TOKYO-MITSUBISHI UFJ LTD N/A N/A 1.0000 7 N N N 0.0085 12500000.00 12500000.00 0.0019 N N Y N Bay Area Toll Auth Toll Bridge RB Series 2007G1 0.870000% 072024KJ0 5493001FUZGUQMIP5D78 US072024KJ08 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2047-04-01 Y US BANK NATIONAL ASSOCIATION N/A N/A 1.0000 7 N N N 0.0087 20000000.00 20000000.00 0.0031 N N Y N Bay Area Toll Auth Toll Bridge RB Series 2007F, 2008F1 & 2009F1 0.870000% 072024LH3 5493001FUZGUQMIP5D78 US072024LH33 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2038-04-01 Y Morgan Stanley Bank NA N/A N/A 1.0000 7 Y Y UNITED STATES TREASURY N/A N/A 1.0000 N 0.0087 12462156.00 12462156.00 0.0019 N N Y N California Alternative Energy Source Financing Auth Cogeneration Facility RB Series 1993B 0.860000% 130046BN4 US130046BN45 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2020-10-01 Y General Electric Co N/A N/A 1.0000 7 N N N 0.0086 25330000.00 25330000.00 0.0039 N N Y N California Educational Facilities Auth RB (California Institute of Technology) Series 1994 0.890000% 130174UK9 US130174UK98 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2024-01-01 Y California Institute of Technology N/A N/A 1.0000 7 N N N 0.0089 30000000.00 30000000.00 0.0046 N N Y N California Educational Facilities Auth RB (Life Chiropractic College West) Series 1999 0.830000% 130175AC6 US130175AC67 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2025-01-01 Y Bank of the West N/A N/A 1.0000 7 N N N 0.0083 3400000.00 3400000.00 0.0005 N N Y N California Educational Facilities Auth RB (California Institute of Technology) Series 2009 0.880000% 130178A97 US130178A970 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2017-11-01 Y Citibank NA N/A N/A 1.0000 7 Y N Y California Institute of Technology Corporate Underlier N/A N/A 1.0000 0.0088 9900000.00 9900000.00 0.0015 N N Y N California Educational Facilities Auth RB (Caltech) Series 2006A 0.850000% 130178EY8 US130178EY80 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2036-10-01 Y California Institute of Technology N/A N/A 1.0000 7 N N N 0.0085 25200000.00 25200000.00 0.0039 N N Y N 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Series 2013A 0.870000% 13033L2S5 5493007RI8BUDOGHZ546 US13033L2S59 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2043-08-15 Y Morgan Stanley Bank NA N/A N/A 1.0000 7 Y N Y Sutter Health Corporate Underlier N/A N/A 1.0000 0.0087 3750000.00 3750000.00 0.0006 N N Y N California Health Facilities Financing Auth RB (Providence Health & Services) Series 2014A 0.870000% 13033L4K0 5493007RI8BUDOGHZ546 US13033L4K06 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2022-04-01 Y Morgan Stanley Bank NA N/A N/A 1.0000 7 Y N Y PROVIDENCE ST JOSEPH HEALTH Corporate Underlier N/A N/A 1.0000 0.0087 4000000.00 4000000.00 0.0006 N N Y N California Health Facilities Financing Auth RB (Sutter Health) Series 2013A 0.870000% 13033L4Z7 5493007RI8BUDOGHZ546 US13033L4Z74 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2021-08-15 Y Morgan Stanley Bank NA N/A N/A 1.0000 7 Y N Y Sutter Health Corporate Underlier N/A N/A 1.0000 0.0087 4845000.00 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1.0000 7 N N N 0.0083 16000000.00 16000000.00 0.0024 N N Y N California Health Facilities Financing Auth RB (Scripps Health) Series 2012C 0.850000% 13033LWM5 5493007RI8BUDOGHZ546 US13033LWM52 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2042-10-01 Y Scripps Health N/A N/A 1.0000 7 N N N 0.0085 19475000.00 19475000.00 0.0030 N N Y N CALIFORNIA INFRASTRUCTURE & ECONOMIC DEVELOPMENT BANK Refunding RB (PG&E) Series 2009B 0.850000% 13033W3J0 549300C1OG9RDIM8ET06 US13033W3J07 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-03 2016-10-03 2026-11-01 Y MUFG Union Bank NA N/A N/A 1.0000 3 N N N 0.0085 2200000.00 2200000.00 0.0003 N Y Y N CALIFORNIA INFRASTRUCTURE & ECONOMIC DEVELOPMENT BANK RB (SRI International) Series 2010 0.890000% 13033W3N1 549300C1OG9RDIM8ET06 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2031-09-01 Y Wells Fargo Bank NA N/A N/A 1.0000 7 N N N 0.0089 8065000.00 8065000.00 0.0012 N N Y N CALIFORNIA INFRASTRUCTURE & ECONOMIC DEVELOPMENT BANK RB (St Margaret's Episcopal School) Series 2008 0.750000% 13033W6N8 549300C1OG9RDIM8ET06 US13033W6N81 Variable Rate Demand Note First Tier Security N/A N/A 2016-11-01 2016-11-01 2038-01-01 Y FEDERAL HOME LOAN BANKS N/A N/A 1.0000 31 N N N 0.0075 10740000.00 10740000.00 0.0016 N N Y N CALIFORNIA INFRASTRUCTURE & ECONOMIC DEVELOPMENT BANK RB (Asian-American Drug Abuse Program) Series 2008 0.950000% 13033WP80 549300C1OG9RDIM8ET06 US13033WP800 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2033-07-01 Y Bank of the West N/A N/A 1.0000 7 N N N 0.0095 2870000.00 2870000.00 0.0004 N N Y N CALIFORNIA INFRASTRUCTURE & ECONOMIC DEVELOPMENT BANK RB (Casa Loma College) Series 2009 0.990000% 13033WX57 549300C1OG9RDIM8ET06 US13033WX572 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2039-04-01 Y Comerica Bank N/A N/A 1.0000 7 N N N 0.0099 1780000.00 1780000.00 0.0003 N N Y N CALIFORNIA INFRASTRUCTURE & ECONOMIC DEVELOPMENT BANK RB (Capital Corrugated) Series 2016A 0.990000% 13034AMC1 549300C1OG9RDIM8ET06 US13034AMC17 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2046-08-01 Y Comerica Bank N/A N/A 1.0000 7 N N N 0.0099 5000000.00 5000000.00 0.0008 N N Y N California HFA Limited Obligation M/F RB (Warwick Square Apts) Series 2013B 0.940000% 13034PSM0 549300BOPCVLBA552Z14 US13034PSM04 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2027-03-20 Y FEDERAL HOME LOAN BANKS N/A N/A 1.0000 7 N N N 0.0094 12840000.00 12840000.00 0.0020 N N Y N California HFA M/F Hsg RB III Series 2001E 0.850000% 13034PTS6 549300BOPCVLBA552Z14 US13034PTS64 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2036-02-01 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 N N N 0.0085 27195000.00 27195000.00 0.0042 N N Y N California HFA M/F Hsg RB III Series 2008B 0.850000% 13034PTU1 549300BOPCVLBA552Z14 US13034PTU11 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2036-08-01 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 N N N 0.0085 13950000.00 13950000.00 0.0021 N N Y N California HFA M/F Hsg RB III Series 2008B 0.850000% 13034PTV9 549300BOPCVLBA552Z14 US13034PTV93 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2038-02-01 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 N N N 0.0085 8360000.00 8360000.00 0.0013 N N Y N California HFA Home Mortgage RB Series 2003M 0.840000% 13034PUL9 549300BOPCVLBA552Z14 US13034PUL92 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2034-08-01 Y Royal Bank of Canada N/A N/A 1.0000 7 N N N 0.0084 6535000.00 6535000.00 0.0010 N N Y N California HFA Home Mortgage RB Series 2008D 0.840000% 13034PUP0 549300BOPCVLBA552Z14 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2043-02-01 Y Royal Bank of Canada N/A N/A 1.0000 7 N N N 0.0084 8865000.00 8865000.00 0.0014 N N Y N California HFA Home Mortgage RB Series 2005F 0.850000% 13034PUZ8 549300BOPCVLBA552Z14 US13034PUZ88 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2038-02-01 Y SUMITOMO MITSUI BANKING CORPORATION N/A N/A 1.0000 7 N N N 0.0085 44420000.00 44420000.00 0.0068 N N Y N California HFA Home Mortgage RB Series 2007K 0.850000% 13034PVB0 549300BOPCVLBA552Z14 US13034PVB02 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2038-02-01 Y BANK OF TOKYO-MITSUBISHI UFJ LTD N/A N/A 1.0000 7 N N N 0.0085 8100000.00 8100000.00 0.0012 N N Y N California HFA Home Mortgage RB Series 2005A 0.830000% 13034PVH7 549300BOPCVLBA552Z14 US13034PVH71 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2035-08-01 Y BANK OF TOKYO-MITSUBISHI UFJ LTD N/A N/A 1.0000 7 N N N 0.0083 3700000.00 3700000.00 0.0006 N N Y N California HFA Home Mortgage RB Series 2007H 0.830000% 13034PVK0 549300BOPCVLBA552Z14 US13034PVK01 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2042-02-01 Y BANK OF TOKYO-MITSUBISHI UFJ LTD N/A N/A 1.0000 7 N N N 0.0083 11500000.00 11500000.00 0.0018 N N Y N California HFA Home Mortgage RB Series 2000N 0.830000% 13034PVM6 549300BOPCVLBA552Z14 US13034PVM66 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2031-08-01 Y Bank of America NA N/A N/A 1.0000 7 N N N 0.0083 2755000.00 2755000.00 0.0004 N N Y N California HFA Home Mortgage RB Series 2005B 0.830000% 13034PVR5 549300BOPCVLBA552Z14 US13034PVR53 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2035-02-01 Y Bank of America NA N/A N/A 1.0000 7 N N N 0.0083 1610000.00 1610000.00 0.0002 N N Y N California HFA Home Mortgage RB Series 2006C 0.830000% 13034PVT1 549300BOPCVLBA552Z14 US13034PVT10 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2037-02-01 Y Bank of America NA N/A N/A 1.0000 7 N N N 0.0083 36965000.00 36965000.00 0.0057 N N Y N California HFA M/F RB (Ortiz Plaza Apts) Series 2016F 0.890000% 13034PXZ5 549300BOPCVLBA552Z14 US13034PXZ51 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2056-05-01 Y FEDERAL HOME LOAN BANKS N/A N/A 1.0000 7 N N N 0.0089 7060000.00 7060000.00 0.0011 N N Y N California Municipal Finance Auth M/F Hsg RB (Copper Square Apts) Series 2016A1 0.830000% 130483DE7 5493000UQOV6R4ZWS346 US130483DE77 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2046-02-01 Y FEDERAL HOME LOAN BANKS N/A N/A 1.0000 7 N N N 0.0083 2740000.00 2740000.00 0.0004 N N Y N California Municipal Finance Auth RB (Notre Dame HS) Series 2007 0.980000% 13048TBR3 5493000UQOV6R4ZWS346 US13048TBR32 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2023-06-01 Y Comerica Bank N/A N/A 1.0000 7 N N N 0.0098 4645000.00 4645000.00 0.0007 N N Y N California Municipal Finance Auth RB (Westmont College) Series 2010A 0.980000% 13048TEL3 5493000UQOV6R4ZWS346 US13048TEL35 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2040-01-01 Y Comerica Bank N/A N/A 1.0000 7 N N N 0.0098 12120000.00 12120000.00 0.0019 N N Y N California Pollution Control Financing Auth Pollution Control Refunding RB (PG&E) Series 1996C 0.920000% 130534XA3 US130534XA35 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-03 2016-10-03 2026-11-01 Y Mizuho Bank Ltd N/A N/A 1.0000 3 N N N 0.0092 10100000.00 10100000.00 0.0015 N Y Y N California Pollution Control Financing Auth Solid Waste Disposal RB (Talco Plastics) Series 1997A 0.870000% 130536EA9 US130536EA93 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2027-06-01 Y US BANK NATIONAL ASSOCIATION N/A N/A 1.0000 7 N N N 0.0087 1600000.00 1600000.00 0.0002 N N Y N California Pollution Control Financing Auth Solid Waste Disposal RB (Santa Clara Valley Industries) Series 1998A 0.970000% 130536EM3 US130536EM32 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2018-03-01 Y Comerica Bank N/A N/A 1.0000 7 N N N 0.0097 315000.00 315000.00 0.0000 N N Y N California Pollution Control Financing Auth Solid Waste Disposal RB (Atlas Disposal) Series 1999A 0.920000% 130536GB5 US130536GB58 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2019-05-01 Y US BANK NATIONAL ASSOCIATION N/A N/A 1.0000 7 N N N 0.0092 4369000.00 4369000.00 0.0007 N N Y N California Pollution Control Financing Auth Solid Waste Disposal RB (Metropolitan Recycling) Series 2000A 0.970000% 130536HJ7 US130536HJ75 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2020-06-01 Y Comerica Bank N/A N/A 1.0000 7 N N N 0.0097 1120000.00 1120000.00 0.0002 N N Y N California Pollution Control Financing Auth Solid Waste Disposal RB (Orange Ave Disposal) Series 2002A 0.940000% 130536KN4 US130536KN41 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2032-12-01 Y MUFG Union Bank NA N/A N/A 1.0000 7 N N N 0.0094 4550000.00 4550000.00 0.0007 N N Y N California Pollution Control Financing Auth Solid Waste Disposal RB (George Borba & Son Dairy) Series 2003 0.970000% 130536LS2 US130536LS29 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2028-12-01 Y Wells Fargo Bank NA N/A N/A 1.0000 7 N N N 0.0097 3800000.00 3800000.00 0.0006 N N Y N California Pollution Control Financing Auth Solid Waste Disposal RB (Ag Resources III) Series 2004 0.920000% 130536LX1 US130536LX14 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2034-05-01 Y CoBank ACB N/A N/A 1.0000 7 N N N 0.0092 8350000.00 8350000.00 0.0013 N N Y N California Pollution Control Financing Auth Solid Waste Disposal RB (J&D Wilson & Sons Dairy) Series 2004 0.960000% 130536LZ6 US130536LZ61 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2029-06-01 Y CoBank ACB N/A N/A 1.0000 7 N N N 0.0096 2500000.00 2500000.00 0.0004 N N Y N California Pollution Control Financing Auth Solid Waste Disposal RB (EDCO Disposal) Series 2004A 0.920000% 130536MD4 US130536MD41 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2029-10-01 Y Wells Fargo Bank NA N/A N/A 1.0000 7 N N N 0.0092 1395000.00 1395000.00 0.0002 N N Y N California Pollution Control Financing Auth Solid Waste Disposal RB (Burrtec Waste Group) Series 2006A 0.920000% 130536MX0 US130536MX05 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2036-01-01 Y US BANK NATIONAL ASSOCIATION N/A N/A 1.0000 7 N N N 0.0092 2705000.00 2705000.00 0.0004 N N Y N California Pollution Control Financing Auth Solid Waste Disposal RB (Burrtec Waste & Recycling Services) Series 2006A 0.920000% 130536NC5 US130536NC58 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2023-06-01 Y Bank of America NA N/A N/A 1.0000 7 N N N 0.0092 8705000.00 8705000.00 0.0013 N N Y N California Pollution Control Financing Auth Solid Waste Disposal RB (Desert Properties) Series 2006B 0.940000% 130536ND3 US130536ND32 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2036-06-01 Y MUFG Union Bank NA N/A N/A 1.0000 7 N N N 0.0094 1160000.00 1160000.00 0.0002 N N Y N California Pollution Control Financing Auth Solid Waste Disposal RB (Valley Vista Services) Series 2007A 0.970000% 130536NK7 US130536NK74 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2017-02-01 Y Comerica Bank N/A N/A 1.0000 7 N N N 0.0097 6005000.00 6005000.00 0.0009 N N Y N California Pollution Control Financing Auth Solid Waste Disposal RB (Ratto Group of Companies) Series 2007A 0.940000% 130536NS0 US130536NS01 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2037-07-01 Y MUFG Union Bank NA N/A N/A 1.0000 7 N N N 0.0094 27235000.00 27235000.00 0.0042 N N Y N California Pollution Control Financing Auth Solid Waste Disposal RB (Waste Connections) Series 2007 0.940000% 130536NT8 US130536NT83 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2018-08-01 Y Bank of America NA N/A N/A 1.0000 7 N N N 0.0094 5400000.00 5400000.00 0.0008 N N Y N California Pollution Control Financing Auth Solid Waste Disposal RB (Northern Recycling & Waste Services) Series 2007A 0.940000% 130536NU5 US130536NU56 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2037-08-01 Y MUFG Union Bank NA N/A N/A 1.0000 7 N N N 0.0094 905000.00 905000.00 0.0001 N N Y N California Pollution Control Financing Auth Solid Waste Disposal RB (EDCO Disposal) Series 2007A 0.920000% 130536NX9 US130536NX95 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2037-10-01 Y Wells Fargo Bank NA N/A N/A 1.0000 7 N N N 0.0092 7950000.00 7950000.00 0.0012 N N Y N California Pollution Control Financing Auth Solid Waste Disposal RB (AVI-PGS) Series 2008A 0.920000% 130536NY7 US130536NY78 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2018-06-01 Y Wells Fargo Bank NA N/A N/A 1.0000 7 N N N 0.0092 1385000.00 1385000.00 0.0002 N N Y N California Pollution Control Financing Auth Solid Waste Disposal RB (GreenWaste of Palo Alto) Series 2008B 0.940000% 130536PE9 US130536PE96 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2038-06-01 Y MUFG Union Bank NA N/A N/A 1.0000 7 N N N 0.0094 1530000.00 1530000.00 0.0002 N N Y N California Pollution Control Financing Auth Solid Waste Disposal RB (Burrtec Waste Group) Series 2008A 0.920000% 130536PF6 US130536PF61 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2038-10-01 Y US BANK NATIONAL ASSOCIATION N/A N/A 1.0000 7 N N N 0.0092 22520000.00 22520000.00 0.0034 N N Y N California Pollution Control Financing Auth Solid Waste Disposal RB (Upper Valley Disposal Service) Series 2008A 0.940000% 130536PG4 US130536PG45 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2028-11-01 Y MUFG Union Bank NA N/A N/A 1.0000 7 N N N 0.0094 1235000.00 1235000.00 0.0002 N N Y N California Pollution Control Financing Auth Solid Waste Disposal Refunding RB (MarBorg Industries) Series 2009A 0.880000% 130536PJ8 US130536PJ83 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2039-06-01 Y MUFG Union Bank NA N/A N/A 1.0000 7 N N N 0.0088 5330000.00 5330000.00 0.0008 N N Y N California Pollution Control Financing Auth Solid Waste Disposal RB (Garden City Sanitation) Series 2009A 0.880000% 130536PK5 US130536PK56 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2039-07-01 Y MUFG Union Bank NA N/A N/A 1.0000 7 N N N 0.0088 21350000.00 21350000.00 0.0033 N N Y N California Pollution Control Financing Auth Solid Waste Disposal RB (Garden City Sanitation) Series 2009B 0.880000% 130536PL3 US130536PL30 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2039-07-01 Y MUFG Union Bank NA N/A N/A 1.0000 7 N N N 0.0088 5065000.00 5065000.00 0.0008 N N Y N California Pollution Control Financing Auth Solid Waste Disposal RB (BLT Enterprises of Fremont) Series 2010 0.880000% 130536PP4 US130536PP44 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2035-06-01 Y MUFG Union Bank NA N/A N/A 1.0000 7 N N N 0.0088 15600000.00 15600000.00 0.0024 N N Y N California Pollution Control Financing Auth Solid Waste Disposal RB (Mission Trail Waste Systems) Series 2010A 0.910000% 130536PU3 US130536PU39 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2030-12-01 Y Comerica Bank N/A N/A 1.0000 7 N N N 0.0091 1690000.00 1690000.00 0.0003 N N Y N California Pollution Control Financing Auth Solid Waste Disposal RB (South Bay Recycling) Series 2010B 0.880000% 130536PW9 US130536PW94 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2030-09-01 Y MUFG Union Bank NA N/A N/A 1.0000 7 N N N 0.0088 2990000.00 2990000.00 0.0005 N N Y N California Pollution Control Financing Auth Solid Waste Disposal RB (Bay Counties Waste Services) Series 2011A 0.970000% 130536QA6 US130536QA65 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2041-08-01 Y Comerica Bank N/A N/A 1.0000 7 N N N 0.0097 5805000.00 5805000.00 0.0009 N N Y N California Pollution Control Financing Auth Solid Waste Disposal RB (Zerep Management) Series 2011A 0.970000% 130536QB4 US130536QB49 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2036-10-01 Y Comerica Bank N/A N/A 1.0000 7 N N N 0.0097 2810000.00 2810000.00 0.0004 N N Y N California Pollution Control Financing Auth Solid Waste Disposal RB (Recycling Industries) Series 2011 0.970000% 130536QC2 US130536QC22 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2041-11-01 Y Comerica Bank N/A N/A 1.0000 7 N N N 0.0097 2070000.00 2070000.00 0.0003 N N Y N California Pollution Control Financing Auth Solid Waste Disposal RB (Metropolitan Recycling) Series 2012A 0.970000% 130536QE8 US130536QE87 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2042-06-01 Y Comerica Bank N/A N/A 1.0000 7 N N N 0.0097 4860000.00 4860000.00 0.0007 N N Y N California Pollution Control Financing Auth Solid Waste Disposal RB (California Waste Recovery Systems) Series 2012 0.940000% 130536QF5 US130536QF52 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2042-08-01 Y MUFG Union Bank NA N/A N/A 1.0000 7 N N N 0.0094 4775000.00 4775000.00 0.0007 N N Y N California Pollution Control Financing Auth Solid Waste Disposal RB (Best Way Disposal) Series 2012 0.940000% 130536QH1 US130536QH19 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2042-10-01 Y Bank of the West N/A N/A 1.0000 7 N N N 0.0094 14695000.00 14695000.00 0.0022 N N Y N California Pollution Control Financing Auth Solid Waste Disposal RB (Ratto Group of Companies) Series 2012 0.940000% 130536QJ7 US130536QJ74 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2042-10-01 Y MUFG Union Bank NA N/A N/A 1.0000 7 N N N 0.0094 16500000.00 16500000.00 0.0025 N N Y N California Pollution Control Financing Auth Solid Waste Disposal RB (Zerep Management) Series 2014 0.970000% 130536QL2 US130536QL21 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2044-10-01 Y Comerica Bank N/A N/A 1.0000 7 N N N 0.0097 12040000.00 12040000.00 0.0018 N N Y N California Pollution Control Financing Auth Solid Waste Disposal RB (Mill Valley Refuse Service) Series 2014 0.970000% 130536QM0 US130536QM04 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2044-02-01 Y Comerica Bank N/A N/A 1.0000 7 N N N 0.0097 3135000.00 3135000.00 0.0005 N N Y N California Pollution Control Financing Auth Solid Waste Disposal RB (Garden City Sanitation) Series 2014 0.940000% 130536QN8 US130536QN86 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2044-07-01 Y MUFG Union Bank NA N/A N/A 1.0000 7 N N N 0.0094 2905000.00 2905000.00 0.0004 N N Y N California Pollution Control Financing Auth Solid Waste Disposal RB (Bay Counties SMaRT) Series 2014 0.970000% 130536QQ1 US130536QQ18 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2034-08-01 Y Comerica Bank N/A N/A 1.0000 7 N N N 0.0097 6175000.00 6175000.00 0.0009 N N Y N California School Cash Reserve Program Auth TRAN Series 2016A 2.000000% 130583HJ9 US130583HJ93 Other Municipal Security First Tier Security N/A N/A 2017-06-30 2017-06-30 2017-06-30 N N Y CALIFORNIA SCH CASH RESERVE PROG AUTH Corporate Underlier N/A N/A 0.1840 SAN MATEO CNTY CALIF CMNTY COLLEGE DIST Corporate Underlier N/A N/A 0.8160 0.0075 7064400.00 7064400.00 0.0011 N N N N California School Cash Reserve Program Auth TRAN Series 2016 2.000000% 130583HK6 US130583HK66 Other Municipal Security First Tier Security N/A N/A 2017-06-30 2017-06-30 2017-06-30 N N Y HEMET CALIF UNI SCH DIST Corporate Underlier N/A N/A 0.1370 LAKE ELSINORE CALIF SCH DIST Corporate Underlier N/A N/A 0.1890 LANCASTER CALIF SCH DIST Corporate Underlier N/A N/A 0.1340 TEMECULA VY CALIF UNI SCH DIST Corporate Underlier N/A N/A 0.1900 0.0075 27248400.00 27248400.00 0.0042 N N N N California School Cash Reserve Program Auth TRAN Series 2016C 2.000000% 130583HL4 Other Municipal Security First Tier Security N/A N/A 2017-06-30 2017-06-30 2017-06-30 N N Y CALIFORNIA SCH CASH RESERVE PROG AUTH Corporate Underlier N/A N/A 0.2690 KING CITY CALIF UN SCH DIST Corporate Underlier N/A N/A 0.1010 PACIFIC GROVE CALIF UNI SCH DIST Corporate Underlier N/A N/A 0.1340 VENTURA CALIF UNI SCH DIST Corporate Underlier N/A N/A 0.4960 0.0075 18205968.00 18205968.00 0.0028 N N N N California School Cash Reserve Program Auth TRAN Series 2016E 2.000000% 130583HN0 US130583HN06 Other Municipal Security First Tier Security N/A N/A 2017-05-31 2017-05-31 2017-05-31 N N Y CONEJO VY CALIF UNI SCH DIST Corporate Underlier N/A N/A 1.0000 0.0074 11382916.70 11382916.70 0.0017 N N N N California GO Bonds Series 2005B3 0.880000% 13062RG28 US13062RG287 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2040-05-01 Y Mizuho Bank Ltd N/A N/A 1.0000 7 N N N 0.0088 16000000.00 16000000.00 0.0024 N N Y N California GO Bonds Series 2005B1 0.780000% 13062RG36 US13062RG360 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2040-05-01 Y Mizuho Bank Ltd N/A N/A 1.0000 7 N N N 0.0078 33100000.00 33100000.00 0.0051 N N Y N California GO Bonds Series 2005B2 0.820000% 13062RG44 US13062RG444 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2040-05-01 Y BANK OF TOKYO-MITSUBISHI UFJ LTD N/A N/A 1.0000 7 N N N 0.0082 17400000.00 17400000.00 0.0027 N N Y N California GO Bonds Series 2005B3 0.800000% 13062RG51 US13062RG519 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2040-05-01 Y SUMITOMO MITSUI BANKING CORPORATION N/A N/A 1.0000 7 N N N 0.0080 17830000.00 17830000.00 0.0027 N N Y N California GO Bonds Series 2005B4 0.830000% 13062RG69 US13062RG691 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2040-05-01 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 N N N 0.0083 44700000.00 44700000.00 0.0068 N N Y N California GO Bonds Series 2005B5 0.850000% 13062RG77 US13062RG774 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2040-05-01 Y Barclays Bank PLC N/A N/A 1.0000 7 N N N 0.0085 18130000.00 18130000.00 0.0028 N N Y N California GO Bonds Series 2004A7 0.880000% 13063A6B5 US13063A6B54 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2034-05-01 Y Citibank NA N/A N/A 1.0000 7 N N N 0.0088 18100000.00 18100000.00 0.0028 N N Y N California GO Bonds Series 2004A-8 0.880000% 13063A6C3 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2034-05-01 Y Citibank NA N/A N/A 1.0000 7 N N N 0.0088 10000000.00 10000000.00 0.0015 N N Y N California GO Bonds Series 2003B2 0.800000% 13063BCL4 US13063BCL45 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2033-05-01 Y Bank of America NA N/A N/A 1.0000 7 N N N 0.0080 37240000.00 37240000.00 0.0057 N N Y N California GO Bonds Series 2003B4 0.810000% 13063BCQ3 US13063BCQ32 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2033-05-01 Y Bank of America NA N/A N/A 1.0000 7 N N N 0.0081 10000000.00 10000000.00 0.0015 N N Y N California GO Bond Series 2003C-4 0.850000% 13063BCY6 US13063BCY65 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2033-05-01 Y US BANK NATIONAL ASSOCIATION N/A N/A 1.0000 7 N N N 0.0085 22150000.00 22150000.00 0.0034 N N Y N California GO Bonds Series 2010 0.870000% 13063BFL1 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2018-03-01 Y Morgan Stanley Bank NA N/A N/A 1.0000 7 Y N N 0.0087 21000000.00 21000000.00 0.0032 N N Y N California GO Bonds Series 2005A1 0.800000% 13063BHP0 US13063BHP04 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2040-05-01 Y Royal Bank of Canada N/A N/A 1.0000 7 N N N 0.0080 13500000.00 13500000.00 0.0021 N N Y N California GO Bonds Series 2005A1-2 0.810000% 13063BHQ8 US13063BHQ86 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2040-05-01 Y Royal Bank of Canada N/A N/A 1.0000 7 N N N 0.0081 54075000.00 54075000.00 0.0083 N N Y N California GO Bonds Series 2005A2-1 0.810000% 13063BHR6 US13063BHR69 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2040-05-01 Y SUMITOMO MITSUI BANKING CORPORATION N/A N/A 1.0000 7 N N N 0.0081 9015000.00 9015000.00 0.0014 N N Y N California GO Bonds Series 2005A2-2 0.810000% 13063BHS4 US13063BHS43 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2040-05-01 Y Royal Bank of Canada N/A N/A 1.0000 7 N N N 0.0081 22000000.00 22000000.00 0.0034 N N Y N California GO CP Series A2 0.680000% 13066UHY6 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-06 2016-10-06 2016-10-06 N Y Royal Bank of Canada N/A N/A 1.0000 N 0.0083 12249755.00 12249755.00 0.0019 N N Y N California GO CP Series A2 0.930000% 13066UJA6 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-12-06 2016-12-06 2016-12-06 N Y Royal Bank of Canada N/A N/A 1.0000 N 0.0093 25000000.00 25000000.00 0.0038 N N N N California Enterprise Development Finance Auth IDRB (Gordon Brush) Series 2015 0.990000% 13067NAL6 549300544P6FSHU1HB46 US13067NAL64 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2040-04-01 Y Wells Fargo Bank NA N/A N/A 1.0000 7 N N N 0.0099 3000000.00 3000000.00 0.0005 N N Y N California Enterprise Development Finance Auth RB (Sconza Candy) Series 2008A 0.990000% 13067RAF0 549300544P6FSHU1HB46 US13067RAF01 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2033-07-01 Y Comerica Bank N/A N/A 1.0000 7 N N N 0.0099 10000000.00 10000000.00 0.0015 N N Y N California GO CP Series A5 0.520000% 13067SBX8 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-18 2016-10-18 2016-10-18 N Y US BANK NATIONAL ASSOCIATION N/A N/A 1.0000 N 0.0090 5099031.00 5099031.00 0.0008 N N N N California GO CP Series A5 0.700000% 13067SBZ3 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-13 2016-10-13 2016-10-13 N Y US BANK NATIONAL ASSOCIATION N/A N/A 1.0000 N 0.0084 6014699.25 6014699.25 0.0009 N N N N California GO CP Series A5 0.720000% 13067SCB5 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-19 2016-10-19 2016-10-19 N Y US BANK NATIONAL ASSOCIATION N/A N/A 1.0000 N 0.0086 13999020.00 13999020.00 0.0021 N N N N California GO CP Series A5 0.930000% 13067SCH2 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-12-07 2016-12-07 2016-12-07 N Y US BANK NATIONAL ASSOCIATION N/A N/A 1.0000 N 0.0093 13525000.14 13525000.14 0.0021 N N N N California GO CP Series A8 0.520000% 13068NAG6 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-06 2016-10-06 2016-10-06 N Y Bank of the West N/A N/A 1.0000 N 0.0091 51996880.00 51996880.00 0.0080 N N Y N California Statewide Communities Development Auth IDRB (Gateway Circle) Series 2006 1.040000% 13077HAV5 549300KTNI2GCJNX2U48 US13077HAV50 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2026-05-01 Y Citibank NA N/A N/A 1.0000 7 N N N 0.0104 2905000.00 2905000.00 0.0004 N N Y N California Statewide Communities Development Auth M/F Housing RB (Laurel Park Sr Apts) Series 2002H 0.920000% 13077V2B7 549300KTNI2GCJNX2U48 US13077V2B70 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2035-09-01 Y FEDERAL HOME LOAN MORTGAGE CORPORATION N/A N/A 1.0000 7 N N N 0.0092 5500000.00 5500000.00 0.0008 N N Y N California Statewide Communities Development Auth M/F Housing RB (Los Padres Apts) Series 2003E 0.860000% 13077V2X9 549300KTNI2GCJNX2U48 US13077V2X90 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2035-12-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A 1.0000 7 N N N 0.0086 10750000.00 10750000.00 0.0016 N N Y N California Statewide Communities Development Auth M/F Housing RB (Dublin Ranch Sr Apts) Series 2003OO 0.860000% 13077V4K5 549300KTNI2GCJNX2U48 US13077V4K51 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2037-12-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A 1.0000 7 N N N 0.0086 29990000.00 29990000.00 0.0046 N N Y N California Statewide Communities Development Auth M/F Housing RB (Fairway Family Apts) Series 2003PP 0.850000% 13077V4M1 549300KTNI2GCJNX2U48 US13077V4M18 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2037-12-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A 1.0000 7 N N N 0.0085 22000000.00 22000000.00 0.0034 N N Y N California Statewide Communities Development Auth M/F Housing RB (Rancho Santa Fe Village Apts) Series 2004EE 0.990000% 13077V5V0 549300KTNI2GCJNX2U48 US13077V5V08 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2037-02-01 Y FEDERAL HOME LOAN MORTGAGE CORPORATION N/A N/A 1.0000 7 N N N 0.0099 12300000.00 12300000.00 0.0019 N N Y N California Statewide Communities Development Auth M/F Housing RB (Avian Glen Apts) Series 204CC 0.870000% 13077V6J6 549300KTNI2GCJNX2U48 US13077V6J60 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2039-08-01 Y Citibank NA N/A N/A 1.0000 7 N N N 0.0087 4490000.00 4490000.00 0.0007 N N Y N California Statewide Communities Development Auth M/F Housing RB (Heritage Oaks Apts) Series 2004YY 0.880000% 13077V6W7 549300KTNI2GCJNX2U48 US13077V6W71 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2035-02-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A 1.0000 7 N N N 0.0088 6900000.00 6900000.00 0.0011 N N Y N California Statewide Communities Development Auth M/F Housing RB (Martin Luther Tower) Series 2005D 0.870000% 13077V7D8 549300KTNI2GCJNX2U48 US13077V7D81 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2035-07-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A 1.0000 7 N N N 0.0087 6950000.00 6950000.00 0.0011 N N Y N California Statewide Communities Development Auth M/F Housing RB (Las Flores Village Apts) Series 2004JJ 0.990000% 13077V7K2 549300KTNI2GCJNX2U48 US13077V7K25 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2037-06-01 Y FEDERAL HOME LOAN MORTGAGE CORPORATION N/A N/A 1.0000 7 N N N 0.0099 13500000.00 13500000.00 0.0021 N N Y N California Statewide Communities Development Auth M/F Housing RB (Oak Center Towers) Series 2005L 0.870000% 13077V7L0 549300KTNI2GCJNX2U48 US13077V7L08 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2037-12-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A 1.0000 7 N N N 0.0087 3320000.00 3320000.00 0.0005 N N Y N California Statewide Communities Development Auth M/F Housing RB (Sagewood at Stonebridge Estates) Series 2005CC 0.940000% 13077V7Z9 549300KTNI2GCJNX2U48 US13077V7Z93 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2038-09-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A 1.0000 7 N N N 0.0094 9100000.00 9100000.00 0.0014 N N Y N California Statewide Communities Development Auth M/F Housing RB (Aegis at Pleasant Hill) Series 1997H 0.870000% 13077VBG6 549300KTNI2GCJNX2U48 US13077VBG68 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2027-07-01 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A 1.0000 7 N N N 0.0087 6270000.00 6270000.00 0.0010 N N Y N California Statewide Communities Development Auth M/F Housing RB (Oakmont of Concord) Series 2002Q 0.860000% 13077VQ88 549300KTNI2GCJNX2U48 US13077VQ880 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2035-06-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A 1.0000 7 N N N 0.0086 25000000.00 25000000.00 0.0038 N N Y N California Statewide Communities Development Auth M/F Housing RB (Canyon Country Sr Apts) Series 2002M 0.860000% 13077VR20 549300KTNI2GCJNX2U48 US13077VR201 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2034-12-01 Y FEDERAL HOME LOAN MORTGAGE CORPORATION N/A N/A 1.0000 7 N N N 0.0086 10500000.00 10500000.00 0.0016 N N Y N California Statewide Communities Development Auth M/F Housing RB (Cypress Villa Apts) Series 2000F 0.880000% 13077VWG3 549300KTNI2GCJNX2U48 US13077VWG30 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2033-05-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A 1.0000 7 N N N 0.0088 4725000.00 4725000.00 0.0007 N N Y N California Statewide Communities Development Auth M/F Housing RB (Emerald Gardens Apts) Series 2000E 0.870000% 13077VWJ7 549300KTNI2GCJNX2U48 US13077VWJ78 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2033-03-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A 1.0000 7 N N N 0.0087 7320000.00 7320000.00 0.0011 N N Y N California Statewide Communities Development Auth M/F Housing RB (Knolls at Green Valley Apts) Series 2002FF 0.860000% 13077VX64 549300KTNI2GCJNX2U48 US13077VX647 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2036-07-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A 1.0000 7 N N N 0.0086 13205000.00 13205000.00 0.0020 N N Y N California Statewide Communities Development Auth M/F Hsg RB (Greentree Sr Apts) Series 2000P 0.940000% 13077VXA5 549300KTNI2GCJNX2U48 US13077VXA50 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2030-11-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A 1.0000 7 N N N 0.0094 7350000.00 7350000.00 0.0011 N N Y N California Statewide Communities Development Auth M/F Housing RB (Creekside at Meadow Park Apts) Series 2002HH 0.870000% 13077VY97 549300KTNI2GCJNX2U48 US13077VY975 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2036-04-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A 1.0000 7 N N N 0.0087 8095000.00 8095000.00 0.0012 N N Y N California Statewide Communities Development Auth RB (Kaiser Permanente) Series 2004K 0.580000% 13078GRU0 549300KTNI2GCJNX2U48 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-05 2016-10-05 2016-10-05 N N Y Kaiser Permanente Corporate Underlier N/A N/A 1.0000 0.0083 22999310.00 22999310.00 0.0035 N N Y N California Statewide Communities Development Auth RB (Kaiser Permanente) Series 2004K 0.580000% 13078GRW6 549300KTNI2GCJNX2U48 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-04 2016-10-04 2016-10-04 N N Y Kaiser Permanente Corporate Underlier N/A N/A 1.0000 0.0081 10399688.00 10399688.00 0.0016 N N Y N California Statewide Communities Development Auth RB (Kaiser Permanente) Series 2004K 0.530000% 13078GRY2 549300KTNI2GCJNX2U48 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-11-01 2016-11-01 2016-11-01 N N Y Kaiser Permanente Corporate Underlier N/A N/A 1.0000 0.0093 3888638.50 3888638.50 0.0006 N N N N California State Univ Institution CP Series A 0.520000% 13078JUT3 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-11-02 2016-11-02 2016-11-02 N Y STATE STREET BANK AND TRUST COMPANY N/A N/A 0.5000 Wells Fargo Bank NA N/A N/A 0.5000 N 0.0092 9996400.00 9996400.00 0.0015 N N N N California State Univ Institution CP Series A 0.650000% 13078JUU0 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-06 2016-10-06 2016-10-06 N Y STATE STREET BANK AND TRUST COMPANY N/A N/A 0.5000 Wells Fargo Bank NA N/A N/A 0.5000 N 0.0085 9399718.00 9399718.00 0.0014 N N Y N California Statewide Communities Development Auth RB (Kaiser Permanente) Series 2006D 0.580000% 13078UNU3 549300KTNI2GCJNX2U48 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-05 2016-10-05 2016-10-05 N N Y Kaiser Permanente Corporate Underlier N/A N/A 1.0000 0.0083 26499205.00 26499205.00 0.0041 N N Y N California Statewide Communities Development Auth Refunding RB (Trinity Health) Series 2011CA 0.880000% 1307954Z7 549300KTNI2GCJNX2U48 US1307954Z76 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2019-12-01 Y Citibank NA N/A N/A 1.0000 7 Y N Y TRINITY HEALTH CREDIT GROUP Corporate Underlier N/A N/A 1.0000 0.0088 2175000.00 2175000.00 0.0003 N N Y N California Statewide Communities Development Auth RB (Sutter Health) Series 2007A,2008B,2008C 0.870000% 130795F93 549300KTNI2GCJNX2U48 US130795F939 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2030-11-15 Y Morgan Stanley Bank NA N/A N/A 1.0000 7 Y N Y Sutter Health Corporate Underlier N/A N/A 1.0000 0.0087 26000000.00 26000000.00 0.0040 N N Y N California Statewide Communities Development Auth RB (Rady Children's Hospital) Series 2008C 0.810000% 130795W45 549300KTNI2GCJNX2U48 US130795W454 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2036-08-15 Y NORTHERN TRUST COMPANY (THE) N/A N/A 1.0000 7 N N N 0.0081 1320000.00 1320000.00 0.0002 N N Y N California Statewide Communities Development Auth RB (Kaiser Permanente) Series 2007A 0.880000% 130795WL7 549300KTNI2GCJNX2U48 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2026-04-01 Y Citibank NA N/A N/A 1.0000 7 Y N Y Kaiser Permanente Corporate Underlier N/A N/A 1.0000 0.0088 9800000.00 9800000.00 0.0015 N N Y N California Statewide Communities Development Auth RB (Sutter Health) Series 2005C 0.880000% 130795WN3 549300KTNI2GCJNX2U48 US130795WN35 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2032-05-15 Y Citibank NA N/A N/A 1.0000 7 Y N Y Sutter Health Corporate Underlier N/A N/A 1.0000 0.0088 6300000.00 6300000.00 0.0010 N N Y N California Statewide Communities Development Auth M/F Housing RB (Stoneridge at Elk Grove) Series 2005Q 0.870000% 13079FAA3 549300KTNI2GCJNX2U48 US13079FAA30 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2038-10-01 Y Citibank NA N/A N/A 1.0000 7 N N N 0.0087 6240000.00 6240000.00 0.0010 N N Y N California Statewide Communities Development Auth M/F Housing Refunding RB (Mariners Pointe Apts) Series 2006A 0.890000% 13079FAQ8 549300KTNI2GCJNX2U48 US13079FAQ81 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2036-02-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A 1.0000 7 N N N 0.0089 6500000.00 6500000.00 0.0010 N N Y N California Statewide Communities Development Auth M/F Housing RB (Dublin Ranch Sr Apts) Series 2006G 0.870000% 13079FAR6 549300KTNI2GCJNX2U48 US13079FAR64 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2037-12-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A 1.0000 7 N N N 0.0087 5010000.00 5010000.00 0.0008 N N Y N California Statewide Communities Development Auth M/F Housing RB (Fairway Family Apts) Series 2006H 0.870000% 13079FAS4 549300KTNI2GCJNX2U48 US13079FAS48 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2037-12-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A 1.0000 7 N N N 0.0087 7000000.00 7000000.00 0.0011 N N Y N California Statewide Communities Development Auth M/F Hsg RB (Varenna Assisted Living Apts) Series 2006F 0.890000% 13079FAT2 549300KTNI2GCJNX2U48 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2041-02-15 Y FEDERAL HOME LOAN BANKS N/A N/A 1.0000 7 N N N 0.0089 11385000.00 11385000.00 0.0017 N N Y N California State Univ Institution CP Note Series A 0.510000% 13079L2P6 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-11-02 2016-11-02 2016-11-02 N Y STATE STREET BANK AND TRUST COMPANY N/A N/A 0.5000 Wells Fargo Bank NA N/A N/A 0.5000 N 0.0091 19992800.00 19992800.00 0.0031 N N N N California State Univ Institution CP Series A 0.690000% 13079L2Q4 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-06 2016-10-06 2016-10-06 N Y STATE STREET BANK AND TRUST COMPANY N/A N/A 0.5000 Wells Fargo Bank NA N/A N/A 0.5000 N 0.0089 25414237.55 25414237.55 0.0039 N N Y N California Statewide Communities Development Auth M/F Housing Refunding RB (Brandon Place Apts) Series 2006D 0.940000% 13079PDN0 549300KTNI2GCJNX2U48 US13079PDN06 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2036-10-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A 1.0000 7 N N N 0.0094 6070000.00 6070000.00 0.0009 N N Y N California Statewide Communities Development Auth M/F Hsg RB (Seasons at Lakewood Apts) Series 2007A 0.870000% 13079PHU0 549300KTNI2GCJNX2U48 US13079PHU03 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2037-05-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A 1.0000 7 N N N 0.0087 3200000.00 3200000.00 0.0005 N N Y N California Statewide Communities Development Auth M/F Housing Refunding RB (Arbor Ridge Apts) Series 2008B 0.920000% 13079PMD2 549300KTNI2GCJNX2U48 US13079PMD23 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2036-11-01 Y FEDERAL HOME LOAN MORTGAGE CORPORATION N/A N/A 1.0000 7 N N N 0.0092 25905000.00 25905000.00 0.0040 N N Y N California Statewide Communities Development Auth M/F Housing RB (Charter Court Apts) Series 2008L 0.940000% 13079PME0 549300KTNI2GCJNX2U48 US13079PME06 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2040-09-01 Y FEDERAL HOME LOAN MORTGAGE CORPORATION N/A N/A 1.0000 7 N N N 0.0094 13680000.00 13680000.00 0.0021 N N Y N California Statewide Communities Development Auth M/F Hsg RB (South Shore Apts) Series 2009M 0.910000% 13079PQG1 549300KTNI2GCJNX2U48 US13079PQG18 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2049-09-01 Y FEDERAL HOME LOAN BANKS N/A N/A 1.0000 7 N N N 0.0091 10290000.00 10290000.00 0.0016 N N Y N California Statewide Communities Development Auth M/F Housing RB (Crossings West Apts) Series 2009E 0.890000% 13079PRV7 549300KTNI2GCJNX2U48 US13079PRV75 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2041-08-01 Y FEDERAL HOME LOAN MORTGAGE CORPORATION N/A N/A 1.0000 7 N N N 0.0089 15000000.00 15000000.00 0.0023 N N Y N California Statewide Communities Development Auth M/F Housing RB (Campus Pointe Apts) Series 2008J 0.940000% 13079PSK0 549300KTNI2GCJNX2U48 US13079PSK02 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2040-10-15 Y FEDERAL HOME LOAN BANKS N/A N/A 1.0000 7 N N N 0.0094 12100000.00 12100000.00 0.0019 N N Y N California Statewide Communities Development Auth M/F Housing Refunding RB (The Alexandria) Series 2013A 0.940000% 13079PTQ6 549300KTNI2GCJNX2U48 US13079PTQ62 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2040-08-01 Y FEDERAL HOME LOAN BANKS N/A N/A 1.0000 7 N N N 0.0094 16775000.00 16775000.00 0.0026 N N Y N California Statewide Communities Development Auth M/F Housing Refunding RB (Kelvin Court) Series 2012B 0.920000% 13079PTU7 549300KTNI2GCJNX2U48 US13079PTU74 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2051-06-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A 1.0000 7 N N N 0.0092 12750000.00 12750000.00 0.0020 N N Y N California Statewide Communities Development Auth M/F Hsg RB (Oakmont of Alameda) Series 2003WW 0.940000% 13079PUY7 549300KTNI2GCJNX2U48 US13079PUY77 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2036-12-01 Y FEDERAL HOME LOAN BANKS N/A N/A 1.0000 7 N N N 0.0094 12680000.00 12680000.00 0.0019 N N Y N California Statewide Communities Development Auth M/F Housing RB (Heritage II Apts) Series 2014G 0.890000% 13079PVU4 549300KTNI2GCJNX2U48 US13079PVU47 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2054-05-01 Y FEDERAL HOME LOAN BANKS N/A N/A 1.0000 7 N N N 0.0089 7100000.00 7100000.00 0.0011 N N Y N California Statewide Communities Development Auth M/F Housing RB (Alhambra at Mace Ranch) Series 2014A 0.890000% 13079PWA7 549300KTNI2GCJNX2U48 US13079PWA73 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2054-12-01 Y FEDERAL HOME LOAN BANKS N/A N/A 1.0000 7 N N N 0.0089 18750000.00 18750000.00 0.0029 N N Y N California Statewide Communities Development Auth RB (Kaiser Permanente) Series 2009B2 0.530000% 13079RBB4 549300KTNI2GCJNX2U48 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-12-05 2016-12-05 2016-12-05 N N Y Kaiser Permanente Corporate Underlier N/A N/A 1.0000 0.0093 9992800.00 9992800.00 0.0015 N N N N California Statewide Communities Development Auth RB (Kaiser Permanente) Series 2009B6 0.580000% 13080HCZ9 549300KTNI2GCJNX2U48 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-13 2016-10-13 2016-10-13 N N Y Kaiser Permanente Corporate Underlier N/A N/A 1.0000 0.0096 1699762.00 1699762.00 0.0003 N N N N California Statewide Communities Development Auth RB (Kaiser Permanente) Series 2008C 0.560000% 13080LDA4 549300KTNI2GCJNX2U48 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-11 2016-10-11 2016-10-11 N N Y Kaiser Permanente Corporate Underlier N/A N/A 1.0000 0.0094 37995820.00 37995820.00 0.0058 N N N N California Statewide Communities Development Auth RB (Kaiser Permanente) Series 2008C 0.850000% 13080LDH9 549300KTNI2GCJNX2U48 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-11-17 2016-11-17 2016-11-17 N N Y Kaiser Permanente Corporate Underlier N/A N/A 1.0000 0.0095 10698609.00 10698609.00 0.0016 N N N N California Statewide Communities Development Auth CP (Kaiser Permanente) Series 2004E 0.500000% 13080M3F2 549300KTNI2GCJNX2U48 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-06 2016-10-06 2016-10-06 N N Y Kaiser Permanente Corporate Underlier N/A N/A 1.0000 0.0089 7599544.00 7599544.00 0.0012 N N Y N California Statewide Communities Development Auth RB (Kaiser Permanente) Series 2004E 0.770000% 13080M3M7 549300KTNI2GCJNX2U48 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-11-08 2016-11-08 2016-11-08 N N Y Kaiser Permanente Corporate Underlier N/A N/A 1.0000 0.0090 26196332.00 26196332.00 0.0040 N N N N California Statewide Communities Development Auth RB (Kaiser Permanente) Series 2004E 0.770000% 13080M3N5 549300KTNI2GCJNX2U48 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-11-08 2016-11-08 2016-11-08 N N Y Kaiser Permanente Corporate Underlier N/A N/A 1.0000 0.0090 4799328.00 4799328.00 0.0007 N N N N California Statewide Communities Development Auth Gas Supply RB Series 2010A 0.950000% 13080PAC4 549300KTNI2GCJNX2U48 US13080PAC41 Other Municipal Security First Tier Security N/A N/A 2016-10-06 2016-11-01 2040-11-01 N Y Royal Bank of Canada N/A N/A 1.0000 N 0.0092 50000000.00 50000000.00 0.0077 N N N N California Statewide Communities Development Auth Gas Supply RB Series 2010B 0.950000% 13080PAD2 549300KTNI2GCJNX2U48 US13080PAD24 Other Municipal Security First Tier Security N/A N/A 2016-10-06 2016-11-01 2040-11-01 N Y Royal Bank of Canada N/A N/A 1.0000 N 0.0092 89140000.00 89140000.00 0.0136 N N N N California Statewide Communities Development Auth RB (Kaiser Permanente) Series 2004I 0.490000% 13080Q3D8 549300KTNI2GCJNX2U48 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-04 2016-10-04 2016-10-04 N N Y Kaiser Permanente Corporate Underlier N/A N/A 1.0000 0.0075 18999430.00 18999430.00 0.0029 N N Y N California Statewide Communities Development Auth RB (Kaiser Permanente) Series 2004I 0.770000% 13080Q3J5 549300KTNI2GCJNX2U48 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-11-04 2016-11-04 2016-11-04 N N Y Kaiser Permanente Corporate Underlier N/A N/A 1.0000 0.0092 14997900.00 14997900.00 0.0023 N N N N California Statewide Communities Development Auth IDRB (RL Group) Series 1998C 0.870000% 130905EF5 549300KTNI2GCJNX2U48 US130905EF59 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2018-03-01 Y US BANK NATIONAL ASSOCIATION N/A N/A 1.0000 7 N N N 0.0087 1260000.00 1260000.00 0.0002 N N Y N California Statewide Communities Development Auth RB (Kaiser Permanente) Series 2004L 0.720000% 130911WD8 549300KTNI2GCJNX2U48 US130911WD85 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2038-04-01 Y Kaiser Permanente N/A N/A 1.0000 7 N N N 0.0072 1335000.00 1335000.00 0.0002 N N Y N California Statewide Communities Development Auth RB (Kaiser Permanente) Series 2004M 0.830000% 130911WE6 549300KTNI2GCJNX2U48 US130911WE68 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2038-04-01 Y Kaiser Permanente N/A N/A 1.0000 7 N N N 0.0083 2700000.00 2700000.00 0.0004 N N Y N Carlsbad M/F Housing RB (The Greens Apts) Series 2003A 0.940000% 142585BF4 US142585BF47 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2046-06-01 Y Citibank NA N/A N/A 1.0000 7 N N N 0.0094 13115000.00 13115000.00 0.0020 N N Y N Chula Vista M/F Hsg Refunding RB (Teresina Apts) Series 2006A 0.820000% 171316BZ4 US171316BZ48 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2036-05-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A 1.0000 7 N N N 0.0082 10000000.00 10000000.00 0.0015 N N Y N Los Angeles USD GO & Refunding Series 2007B 0.880000% 18886PTB1 US18886PTB12 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2018-07-01 Y STATE STREET BANK AND TRUST COMPANY N/A N/A 1.0000 7 Y N N 0.0088 7290000.00 7290000.00 0.0011 N N Y N California GO Bonds Series 2009-61 0.880000% 18886PYP4 US18886PYP43 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2023-02-01 Y STATE STREET BANK AND TRUST COMPANY N/A N/A 1.0000 7 Y N N 0.0088 11440000.00 11440000.00 0.0018 N N Y N Univ of California Medical Center Pooled RB Series 2007C2 0.880000% 18886PZV0 US18886PZV02 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2030-05-15 Y STATE STREET BANK AND TRUST COMPANY N/A N/A 1.0000 7 Y N Y UNIVERSITY OF CALIF MEDICAL CENTER Corporate Underlier N/A N/A 1.0000 0.0088 25000000.00 25000000.00 0.0038 N N Y N Contra Costa CCD GO Bonds Series 2013 0.880000% 212204HH7 US212204HH74 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2021-08-01 Y Citibank NA N/A N/A 1.0000 7 Y N N 0.0088 7800000.00 7800000.00 0.0012 N N Y N Contra Costa Water District Extendible CP 0.680000% 21221VCD0 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-06 2017-05-15 2017-05-15 N N N 0.0102 18460965.00 18460965.00 0.0028 N N N N Contra Costa Water District Extendible CP 0.820000% 21221VCF5 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-11-02 2017-06-09 2017-06-09 N N N 0.0095 24478195.00 24478195.00 0.0037 N N N N Contra Costa Cnty M/F Housing RB (Creekview Apts) Series 2003B 0.860000% 212249BX3 US212249BX36 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2036-07-01 Y FEDERAL HOME LOAN MORTGAGE CORPORATION N/A N/A 1.0000 7 N N N 0.0086 32200000.00 32200000.00 0.0049 N N Y N Daly City HFA M/F Hsg Refunding RB (Serramonte Del Ray Apts) Series 1999A 0.910000% 235670AB2 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2029-10-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A 1.0000 7 N N N 0.0091 18085000.00 18085000.00 0.0028 N N Y N Dublin Housing Auth M/F Housing RB (Park Sierra) Series 1998A 0.860000% 26362TAA1 US26362TAA16 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2028-06-01 Y FEDERAL HOME LOAN MORTGAGE CORPORATION N/A N/A 1.0000 7 N N N 0.0086 28700000.00 28700000.00 0.0044 N N Y N East Bay Municipal Utility District Water Sub Refunding RB Series 2012A 0.880000% 271014WG3 549300IZZ5HKLDKRTF96 US271014WG31 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2032-06-01 Y Citibank NA N/A N/A 1.0000 7 Y N N 0.0088 49500000.00 49500000.00 0.0076 N N Y N East Bay Municipal Utility District Water Sub RB Series 2005A 0.880000% 271014WL2 549300IZZ5HKLDKRTF96 US271014WL26 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2037-06-01 Y Citibank NA N/A N/A 1.0000 7 Y N N 0.0088 68500000.00 68500000.00 0.0105 N N Y N East Bay Municipal Utility District Water Refunding RB Series 2012A 0.880000% 271014WN8 549300IZZ5HKLDKRTF96 US271014WN81 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2035-06-01 Y Citibank NA N/A N/A 1.0000 7 Y N N 0.0088 11300000.00 11300000.00 0.0017 N N Y N East Bay Municipal Utility District Wastewater System Extendible CP 0.760000% 27102CCA9 549300IZZ5HKLDKRTF96 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-11-08 2017-06-02 2017-06-02 N N N 0.0089 14986950.00 14986950.00 0.0023 N N N N East Bay Municipal Utility District CP Notes Series A1 0.520000% 27102RBL3 549300IZZ5HKLDKRTF96 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-06 2016-10-06 2016-10-06 N N Y SUMITOMO MITSUI BANKING CORPORATION Standby Purchase Agreement N/A N/A 1.0000 0.0089 12999220.00 12999220.00 0.0020 N N Y N East Bay Municipal Utility District CP Notes Series A1 0.740000% 27102RBQ2 549300IZZ5HKLDKRTF96 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-11-03 2016-11-03 2016-11-03 N N Y SUMITOMO MITSUI BANKING CORPORATION Standby Purchase Agreement N/A N/A 1.0000 0.0089 12598236.00 12598236.00 0.0019 N N N N East Bay Municipal Utility District CP Notes Series A1 0.740000% 27102RBR0 549300IZZ5HKLDKRTF96 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-11-02 2016-11-02 2016-11-02 N N Y SUMITOMO MITSUI BANKING CORPORATION Standby Purchase Agreement N/A N/A 1.0000 0.0087 17997840.00 17997840.00 0.0028 N N N N East Bay Municipal Utility District CP Notes Series A1 0.780000% 27102RBT6 549300IZZ5HKLDKRTF96 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-12-01 2016-12-01 2016-12-01 N N Y SUMITOMO MITSUI BANKING CORPORATION Standby Purchase Agreement N/A N/A 1.0000 0.0091 6998460.00 6998460.00 0.0011 N N N N East Bay Municipal Utility District CP Notes Series A2 0.470000% 27102TCM6 549300IZZ5HKLDKRTF96 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-04 2016-10-04 2016-10-04 N N Y Bank of America NA Standby Purchase Agreement N/A N/A 1.0000 0.0073 24999250.00 24999250.00 0.0038 N N Y N East Bay Municipal Utility District CP Notes Series A2 0.470000% 27102TCP9 549300IZZ5HKLDKRTF96 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-05 2016-10-05 2016-10-05 N N Y Bank of America NA Standby Purchase Agreement N/A N/A 1.0000 0.0073 9999600.00 9999600.00 0.0015 N N Y N East Bay Municipal Utility District CP Notes Series A2 0.730000% 27102TCT1 549300IZZ5HKLDKRTF96 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-11-08 2016-11-08 2016-11-08 N N Y Bank of America NA Standby Purchase Agreement N/A N/A 1.0000 0.0086 14997900.00 14997900.00 0.0023 N N N N East Bay Municipal Utility District CP Notes Series A2 0.740000% 27102TCU8 549300IZZ5HKLDKRTF96 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-11-16 2016-11-16 2016-11-16 N N Y Bank of America NA Standby Purchase Agreement N/A N/A 1.0000 0.0087 34994050.00 34994050.00 0.0054 N N N N Eastern Municipal Water District Refunding Water & Sewer RB Series 2012A 0.930000% 27690CAA9 549300ZCFVRFDIRWK089 US27690CAA99 Other Municipal Security First Tier Security N/A N/A 2016-10-06 2017-04-25 2038-07-01 N N N 0.0088 24500000.00 24500000.00 0.0038 N N N N Fairfield-Suisun USD GO Bonds Series 2016 0.850000% 27884FL73 US27884FL739 Tender Option Bond First Tier Security N/A N/A 2016-10-06 2016-10-06 2046-08-01 N N Y US BANK NATIONAL ASSOCIATION Standby Purchase Agreement N/A N/A 1.0000 0.0085 16000000.00 16000000.00 0.0024 N N Y N Pomona Public Financing Auth Water Facilities RB Series 2007AY 0.860000% 27884FVD9 US27884FVD94 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2016-12-01 Y US BANK NATIONAL ASSOCIATION N/A N/A 1.0000 7 N N N 0.0086 20835000.00 20835000.00 0.0032 N N Y N Santa Clara Cnty Financing Auth Lease RB Series 2007K 0.840000% 27884FWH9 US27884FWH99 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2016-12-01 Y US BANK NATIONAL ASSOCIATION N/A N/A 1.0000 7 N N N 0.0084 47050000.00 47050000.00 0.0072 N N Y N Elsinore Valley Municipal Water District Refunding COP Series 2011A 0.840000% 290319ET5 US290319ET55 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2035-07-01 Y MUFG Union Bank NA N/A N/A 1.0000 7 N N N 0.0084 3855000.00 3855000.00 0.0006 N N Y N Emeryville Successor Redevelopment Agency M/F Housing RB (Bay St Apts) Series 2002A 0.920000% 291200BN2 US291200BN21 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2036-10-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A 1.0000 7 N N N 0.0092 57715000.00 57715000.00 0.0088 N N Y N Escondido M/F Housing RB (Via Roble Apts) Series 2003A 0.870000% 296341EA4 US296341EA48 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2036-11-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A 1.0000 7 N N N 0.0087 6900000.00 6900000.00 0.0011 N N Y N Foothill-DeAnza CCD GO Bonds Series C 0.880000% 345102KQ9 US345102KQ95 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2019-08-01 Y Citibank NA N/A N/A 1.0000 7 Y N N 0.0088 4500000.00 4500000.00 0.0007 N N Y N Golden Gate Bridge & Highway District CP Series A 0.550000% 38102NHP4 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-11 2016-10-11 2016-10-11 N N N 0.0092 30496645.00 30496645.00 0.0047 N N N N Grossmont Healthcare District GO Bonds Series 2011B 0.870000% 399223BW5 US399223BW57 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2019-01-15 Y Credit Suisse AG N/A N/A 1.0000 7 Y Y UNITED STATES TREASURY N/A N/A 1.0000 N 0.0087 8200000.00 8200000.00 0.0013 N N Y N Hayward M/F Housing RB (Timbers Apts) Series 1998A 0.920000% 421231AE1 US421231AE11 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2033-03-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A 1.0000 7 N N N 0.0092 9500000.00 9500000.00 0.0015 N N Y N Hayward M/F Housing RB (Lord Tennyson Apts) Series 2005A 0.990000% 421231AJ0 US421231AJ08 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2038-05-01 Y FEDERAL HOME LOAN MORTGAGE CORPORATION N/A N/A 1.0000 7 N N N 0.0099 13915000.00 13915000.00 0.0021 N N Y N Huntington Beach M/F Housing RB (Five Points Seniors) Series 1991A 0.920000% 446196AT4 US446196AT48 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2029-04-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A 1.0000 7 N N N 0.0092 4200000.00 4200000.00 0.0006 N N Y N Irvine Limited Obligation Bonds (Assessment District 93-14) Series 2000 0.820000% 463608YH6 549300PJ9FL2XGFR8J79 US463608YH66 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2025-09-02 Y SUMITOMO MITSUI BANKING CORPORATION N/A N/A 1.0000 7 N N N 0.0082 20601000.00 20601000.00 0.0032 N N Y N Irvine Ranch Water District Refunding Bonds Series 2011A1 0.920000% 4636324Q9 2ZRS7W19IBMY48SFBI68 US4636324Q95 Other Municipal Security First Tier Security N/A N/A 2016-10-06 2017-03-17 2037-10-01 N N N 0.0086 25300253.00 25300253.00 0.0039 N N N N Irvine Ranch Water District Refunding Bonds Series 2011A2 0.920000% 4636324R7 2ZRS7W19IBMY48SFBI68 US4636324R78 Other Municipal Security First Tier Security N/A N/A 2016-10-06 2017-03-17 2037-10-01 N N N 0.0082 11500115.00 11500115.00 0.0018 N N N N Los Angeles Dept of Water & Power Power System RB Series 2008A1 0.870000% 46632PV67 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2018-01-01 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N N 0.0087 8795000.00 8795000.00 0.0013 N N Y N California Educational Facilities Auth RB (Univ of Southern California) Series 2009B 0.870000% 46632PW25 US46632PW255 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2018-04-01 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N Y UNIVERSITY OF SOUTHERN CALIFORNIA Corporate Underlier N/A N/A 1.0000 0.0087 4305000.00 4305000.00 0.0007 N N Y N Los Angeles CCD GO Bonds Series 2008F1 0.890000% 46633VFR5 US46633VFR50 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2018-02-01 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y Y UNITED STATES TREASURY N/A N/A 1.0000 N 0.0089 6665000.00 6665000.00 0.0010 N N Y N Los Angeles Dept of Water & Power Power System RB Series 2013B 0.870000% 46636Y7P9 US46636Y7P93 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2021-01-01 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N N 0.0087 2500000.00 2500000.00 0.0004 N N Y N Kern Cnty TRAN Series 2016-17 3.000000% 492248BB4 US492248BB49 Other Municipal Security First Tier Security N/A N/A 2017-05-15 2017-05-15 2017-05-15 N N N 0.0086 23756960.50 23756960.50 0.0036 N N N N Kern Cnty TRAN Series 2016-17 3.000000% 492248BC2 US492248BC22 Other Municipal Security First Tier Security N/A N/A 2017-06-30 2017-06-30 2017-06-30 N N N 0.0087 12695625.00 12695625.00 0.0019 N N N N Kings Cnty Housing Auth M/F Housing Refunding RB (Edgewater Isle Apts) Series 2001A 0.850000% 495795AF3 US495795AF38 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2031-02-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A 1.0000 7 N N N 0.0085 12380000.00 12380000.00 0.0019 N N Y N Los Angeles Harbor Dept Refunding RB Series 2006B 0.910000% 525184BS5 US525184BS50 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2018-02-08 Y Citibank NA N/A N/A 1.0000 7 Y N N 0.0091 16120000.00 16120000.00 0.0025 N N Y N Long Beach RB (Memorial Health Services) Series 1991 0.820000% 54242EAA2 549300XH3OUOL3JO1O51 US54242EAA29 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-01 2016-10-01 2016-10-01 Y MEMORIAL HLTH SVCS CORP N/A N/A 1.0000 1 N N N 0.0082 44550000.00 44550000.00 0.0068 N Y Y N Long Beach USD GO Bonds Series A 0.870000% 542433LZ8 US542433LZ87 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2017-02-01 Y Morgan Stanley Bank NA N/A N/A 1.0000 7 Y N N 0.0087 6665000.00 6665000.00 0.0010 N N Y N Long Beach USD GO Refunding Bonds 2012 0.870000% 542433PA9 US542433PA90 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2020-08-01 Y Credit Suisse AG N/A N/A 1.0000 7 Y N N 0.0087 7750000.00 7750000.00 0.0012 N N Y N Los Angeles TRAN Series 2016 A 3.000000% 544351KJ7 549300E7TO710PTXPJ65 US544351KJ74 Other Municipal Security First Tier Security N/A N/A 2017-06-29 2017-06-29 2017-06-29 N N N 0.0083 21333690.00 21333690.00 0.0033 N N N N Los Angeles CCD GO Bonds Series 2007A 0.880000% 54438CNM0 US54438CNM00 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2027-08-01 Y Citibank NA N/A N/A 1.0000 7 Y N N 0.0088 3000000.00 3000000.00 0.0005 N N Y N Los Angeles Community Redevelopment Agency M/F Housing RB (Academy Village Apts) Series 1989A 0.820000% 544393AH4 US544393AH45 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2019-10-01 Y FEDERAL HOME LOAN MORTGAGE CORPORATION N/A N/A 1.0000 7 N N N 0.0082 19800000.00 19800000.00 0.0030 N N Y N Los Angeles Community Redevelopment Agency M/F Refunding RB (Promenade Towers) Series 2000 0.830000% 544393AT8 US544393AT82 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2030-04-01 Y FEDERAL HOME LOAN MORTGAGE CORPORATION N/A N/A 1.0000 7 N N N 0.0083 15000000.00 15000000.00 0.0023 N N Y N Los Angeles Community Redevelopment Agency M/F Housing RB (Security Building) Series 2001A 0.920000% 544393AW1 US544393AW12 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2034-12-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A 1.0000 7 N N N 0.0092 10245000.00 10245000.00 0.0016 N N Y N Los Angeles Dept of Airports Sr RB Series 2012B 0.870000% 5444353N8 US5444353N82 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2020-05-15 Y Morgan Stanley Bank NA N/A N/A 1.0000 7 Y N N 0.0087 4165000.00 4165000.00 0.0006 N N Y N Los Angeles Dept of Airports Sr RB Series 2015A 0.900000% 5444356H8 US5444356H87 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2022-11-15 Y Morgan Stanley Bank NA N/A N/A 1.0000 7 Y N N 0.0090 2750000.00 2750000.00 0.0004 N N Y N Los Angeles Dept of Airports Sr RB Series 2015A 0.900000% 5444356K1 US5444356K17 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2022-11-15 Y Morgan Stanley Bank NA N/A N/A 1.0000 7 Y N N 0.0090 2750000.00 2750000.00 0.0004 N N Y N Los Angeles Dept of Airports Sr RB Series 2008A 0.900000% 544435N22 US544435N225 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2017-11-15 Y Morgan Stanley Bank NA N/A N/A 1.0000 7 Y N N 0.0090 6665000.00 6665000.00 0.0010 N N Y N Los Angeles Dept of Airports Sr RB Series 2008A 0.900000% 544435N48 US544435N480 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2017-11-15 Y Morgan Stanley Bank NA N/A N/A 1.0000 7 Y N N 0.0090 6810000.00 6810000.00 0.0010 N N Y N Los Angeles Dept of Water & Power Power System RB Series 2012B, 2014B&E 0.870000% 544495B52 US544495B521 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2022-07-01 Y Morgan Stanley Bank NA N/A N/A 1.0000 7 Y N N 0.0087 17860000.00 17860000.00 0.0027 N N Y N Los Angeles Dept of Water & Power Power System RB Series 2001B-1 0.830000% 544495DF8 US544495DF82 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2034-07-01 Y Barclays Bank PLC N/A N/A 1.0000 7 Y N N 0.0083 10350000.00 10350000.00 0.0016 N N Y N Los Angeles Dept of Water & Power Power System RB Series 2001B3 0.760000% 544495DH4 US544495DH49 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-03 2016-10-03 2034-07-01 Y Barclays Bank PLC N/A N/A 1.0000 3 Y N N 0.0076 2000000.00 2000000.00 0.0003 N Y Y N Los Angeles Dept of Water & Power Power System RB Series 2001B 0.850000% 544495DM3 US544495DM34 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2034-07-01 Y BANK OF MONTREAL N/A N/A 1.0000 7 Y N N 0.0085 28100000.00 28100000.00 0.0043 N N Y N Los Angeles Dept of Water & Power Power System RB Series 2001B8 0.840000% 544495DN1 US544495DN17 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2034-07-01 Y BANK OF MONTREAL N/A N/A 1.0000 7 Y N N 0.0084 9500000.00 9500000.00 0.0015 N N Y N Los Angeles Dept of Water & Power Power System RB Series 2002A6 0.790000% 544495DX9 US544495DX98 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-03 2016-10-03 2035-07-01 Y Bank of America NA N/A N/A 1.0000 3 Y N N 0.0079 5300000.00 5300000.00 0.0008 N Y Y N Los Angeles Dept of Water & Power Water System RB Series 2001B-1 0.870000% 544525DA3 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2035-07-01 Y Royal Bank of Canada N/A N/A 1.0000 7 Y N Y LOS ANGELES CALIF DEPT WTR Corporate Underlier N/A N/A 1.0000 0.0087 12900000.00 12900000.00 0.0020 N N Y N Los Angeles Dept of Water & Power Water System RB Series 2001B4 0.880000% 544525DD7 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2035-07-01 Y Citibank NA N/A N/A 1.0000 7 Y N Y LOS ANGELES CALIF DEPT WTR Corporate Underlier N/A N/A 1.0000 0.0088 24800000.00 24800000.00 0.0038 N N Y N Los Angeles Dept of Water & Power Water System RB Series 2012B 0.870000% 544525SN9 US544525SN97 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2020-07-01 Y Morgan Stanley Bank NA N/A N/A 1.0000 7 Y N N 0.0087 10900000.00 10900000.00 0.0017 N N Y N Los Angeles Dept of Water & Power Water System RB Series 2012B 0.880000% 544525SQ2 US544525SQ29 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2020-07-01 Y Citibank NA N/A N/A 1.0000 7 Y N N 0.0088 12375000.00 12375000.00 0.0019 N N Y N Los Angeles Dept of Water & Power Water System RB Series 2014A 0.870000% 544525TM0 US544525TM06 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2022-07-01 Y Morgan Stanley Bank NA N/A N/A 1.0000 7 Y N N 0.0087 4000000.00 4000000.00 0.0006 N N Y N Los Angeles Dept of Water & Power Power System Revenue CP 0.460000% 54452TCV6 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-06 2016-10-06 2016-10-06 N N Y Royal Bank of Canada Standby Purchase Agreement N/A N/A 1.0000 0.0085 41997480.00 41997480.00 0.0064 N N Y N Los Angeles IDA RB (AAA Packing & Shipping) Series 2000 0.900000% 544566AA0 US544566AA01 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2025-06-01 Y Wells Fargo Bank NA N/A N/A 1.0000 7 N N N 0.0090 3000000.00 3000000.00 0.0005 N N Y N Los Angeles IDA IDRB (KH Enterprises) Series 2008 1.010000% 544567BE9 US544567BE96 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2033-11-01 Y Bank of the West N/A N/A 1.0000 7 N N N 0.0101 1360000.00 1360000.00 0.0002 N N Y N Los Angeles M/F Housing Refunding RB (Asbury Apts) Series 2003A 0.960000% 544582UQ0 549300E7TO710PTXPJ65 US544582UQ09 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2034-07-01 Y Citibank NA N/A N/A 1.0000 7 N N N 0.0096 4455000.00 4455000.00 0.0007 N N Y N Los Angeles Wastewater System Sub Refunding RB Series 2012B 0.870000% 544653BP2 549300E7TO710PTXPJ65 US544653BP23 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2020-06-01 Y Credit Suisse AG N/A N/A 1.0000 7 Y N Y LOS ANGELES CALIF WASTEWTR SYS Corporate Underlier N/A N/A 1.0000 0.0087 6665000.00 6665000.00 0.0010 N N Y N Los Angeles Cnty TRAN 2016 3.000000% 544657HT9 US544657HT94 Other Municipal Security First Tier Security N/A N/A 2017-06-30 2017-06-30 2017-06-30 N N N 0.0072 12506394.00 12506394.00 0.0019 N N N N Los Angeles Cnty Housing Auth M/F Housing RB (Canyon Country Villas) Series 1985H 0.890000% 544688EW0 US544688EW04 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2032-12-01 Y FEDERAL HOME LOAN MORTGAGE CORPORATION N/A N/A 1.0000 7 N N N 0.0089 18300000.00 18300000.00 0.0028 N N Y N Los Angeles Cnty Housing Auth M/F Housing Refunding RB (Malibu Meadows) Series 1998B 0.840000% 544688GH1 US544688GH19 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2028-04-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A 1.0000 7 N N N 0.0084 15150000.00 15150000.00 0.0023 N N Y N Los Angeles Cnty Housing Auth M/F Housing RB (Castaic Sr Apts) Series 2003C 0.870000% 544688HE7 US544688HE78 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2036-07-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A 1.0000 7 N N N 0.0087 9300000.00 9300000.00 0.0014 N N Y N Los Angeles Cnty Housing Auth M/F Housing Refunding RB (Diamond Park Apts) Series 2010B 0.940000% 544688HL1 US544688HL12 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2036-01-01 Y FEDERAL HOME LOAN MORTGAGE CORPORATION N/A N/A 1.0000 7 N N N 0.0094 14200000.00 14200000.00 0.0022 N N Y N Los Angeles Cnty Housing Auth M/F Housing Refunding RB (Sand Canyon Villas) Series 2010C 0.940000% 544688HM9 US544688HM94 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2036-01-01 Y FEDERAL HOME LOAN MORTGAGE CORPORATION N/A N/A 1.0000 7 N N N 0.0094 17000000.00 17000000.00 0.0026 N N Y N Los Angeles Cnty Capital Asset Leasing Corp Lease Revenue CP Notes Series A-TE 0.580000% 54468KAN7 5493008TSJ8UPQJX7Y66 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-06 2016-10-06 2016-10-06 N Y Bank of the West N/A N/A 1.0000 N 0.0095 4999700.00 4999700.00 0.0008 N N Y N Los Angeles Cnty Capital Asset Leasing Corp Lease Revenue CP Notes Series A 0.840000% 54468KAR8 5493008TSJ8UPQJX7Y66 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-11-03 2016-11-03 2016-11-03 N Y Bank of the West N/A N/A 1.0000 N 0.0097 4499460.00 4499460.00 0.0007 N N N N Los Angeles Cnty Capital Asset Leasing Corp Lease Revenue CP Series B 0.500000% 54468LBF1 5493008TSJ8UPQJX7Y66 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-11 2016-10-11 2016-10-11 N Y US BANK NATIONAL ASSOCIATION N/A N/A 1.0000 N 0.0089 27931647.80 27931647.80 0.0043 N N N N Los Angeles Cnty Capital Asset Leasing Corp Lease Revenue CP Series B 0.700000% 54468LBM6 5493008TSJ8UPQJX7Y66 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-13 2016-10-13 2016-10-13 N Y US BANK NATIONAL ASSOCIATION N/A N/A 1.0000 N 0.0084 14999250.00 14999250.00 0.0023 N N N N Los Angeles Cnty Capital Asset Leasing Corp Lease Revenue CP Series B 0.790000% 54468LBS3 5493008TSJ8UPQJX7Y66 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-11-03 2016-11-03 2016-11-03 N Y US BANK NATIONAL ASSOCIATION N/A N/A 1.0000 N 0.0092 9998800.00 9998800.00 0.0015 N N N N Los Angeles Cnty Metropolitan Transportation Auth 2nd Sub Sales Tax CP Series A 0.700000% 54472LAP4 54930051IHTXE1N9RB42 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-04 2016-10-04 2016-10-04 N Y SUMITOMO MITSUI BANKING CORPORATION N/A N/A 1.0000 N 0.0077 7499925.00 7499925.00 0.0011 N N Y N Los Angeles Cnty Metropolitan Transportation Auth 2nd Sub Sales Tax CP 0.700000% 54472LAR0 54930051IHTXE1N9RB42 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-05 2016-10-05 2016-10-05 N Y SUMITOMO MITSUI BANKING CORPORATION N/A N/A 1.0000 N 0.0072 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1.000000% 59266TCX7 5493003GD0S0P56RLT45 US59266TCX72 Other Municipal Security First Tier Security N/A N/A 2016-10-06 2017-07-10 2030-07-01 N N N 0.0100 30000000.00 30000000.00 0.0046 N N N N Southern California Metropolitan Water District Water Refunding RB Series 2011A3 1.000000% 59266TEH0 5493003GD0S0P56RLT45 US59266TEH05 Other Municipal Security First Tier Security N/A N/A 2016-10-06 2017-07-10 2036-07-01 N N N 0.0090 18001800.00 18001800.00 0.0028 N N N N Southern California Metropolitan Water District Water Refunding RB Series 2011A1 1.000000% 59266TEK3 5493003GD0S0P56RLT45 US59266TEK34 Other Municipal Security First Tier Security N/A N/A 2016-10-06 2017-07-10 2036-07-01 N N N 0.0090 13231323.00 13231323.00 0.0020 N N N N Southern California Metropolitan Water District Water Refunding RB Series 2013D 0.840000% 59266TKD2 5493003GD0S0P56RLT45 US59266TKD27 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2035-07-01 Y METROPOLITAN WATER DISTRICT OF SOUTHERN CALIFORNIA N/A N/A 1.0000 7 N N N 0.0084 5000000.00 5000000.00 0.0008 N N Y N Southern California Metropolitan Water District Water Refunding RB Series 2014D 0.800000% 59266TKS9 5493003GD0S0P56RLT45 US59266TKS95 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2032-07-01 Y METROPOLITAN WATER DISTRICT OF SOUTHERN CALIFORNIA N/A N/A 1.0000 7 N N N 0.0080 22125000.00 22125000.00 0.0034 N N Y N Southern California Metropolitan Water District Water Refunding RB Series 2015A1 0.800000% 59266TLJ8 5493003GD0S0P56RLT45 US59266TLJ87 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2035-07-01 Y METROPOLITAN WATER DISTRICT OF SOUTHERN CALIFORNIA N/A N/A 1.0000 7 N N N 0.0080 1455000.00 1455000.00 0.0002 N N Y N Southern California Metropolitan Water District Water Refunding RB Series 2016B1 0.840000% 59266TMQ1 5493003GD0S0P56RLT45 US59266TMQ12 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-03 2016-10-03 2037-07-01 Y LANDESBANK HESSEN THUERINGEN GIROZENTRALE N/A N/A 1.0000 3 Y N N 0.0084 5600000.00 5600000.00 0.0009 N Y Y N Monterey Peninsula Water Management District COP (Wastewater Reclamation) Series 1992 0.900000% 612588AA1 US612588AA18 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2022-07-01 Y Wells Fargo Bank NA N/A N/A 1.0000 7 N N N 0.0090 2965000.00 2965000.00 0.0005 N N Y N Nuveen California AMT-Free Municipal Income Fund Variable Rate Demand Preferred Shares Series 5 0.940000% 670651702 US6706517025 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2041-06-01 Y Toronto-Dominion Bank/The N/A N/A 1.0000 7 N N N 0.0094 50300000.00 50300000.00 0.0077 N N Y N Nuveen California Dividend Advantage Municipal Fund Variable Rate Demand Preferred Shares Series 1 0.990000% 67066Y600 US67066Y6005 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2041-06-01 Y Societe Generale SA N/A N/A 1.0000 7 N N N 0.0099 55000000.00 55000000.00 0.0084 N N Y N Nuveen California Dividend Advantage Municipal Fund Variable Rate Demand Preferred Shares Series 6 0.990000% 67066Y865 US67066Y8654 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2040-08-01 Y Citibank NA N/A N/A 1.0000 7 N N N 0.0099 19300000.00 19300000.00 0.0030 N N Y N Nuveen California Dividend Advantage Municipal Fund Variable Rate Demand Preferred Shares Series 4 0.960000% 67066Y881 US67066Y8811 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2042-12-01 Y Royal Bank of Canada N/A N/A 1.0000 7 N N N 0.0096 5600000.00 5600000.00 0.0009 N N Y N Nuveen California Dividend Advantage Municipal Fund 2 Variable Rate Demand Preferred Shares Series 1 0.960000% 67069X609 549300J0SQR0Y5KKY744 US67069X6094 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2043-08-03 Y Royal Bank of Canada N/A N/A 1.0000 7 N N N 0.0096 38000000.00 38000000.00 0.0058 N N Y N Nuveen California Dividend Advantage Municipal Fund 3 Variable Rate Demand Preferred Shares Series 1 0.990000% 67070Y604 US67070Y6041 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2043-09-01 Y Barclays Bank PLC N/A N/A 1.0000 7 N N N 0.0099 15900000.00 15900000.00 0.0024 N N Y N Orange Cnty Housing Auth Refunding RB (Villa La Paz) Series 1998F 0.830000% 684209ME6 US684209ME67 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2028-08-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A 1.0000 7 N N N 0.0083 9900000.00 9900000.00 0.0015 N N Y N Orange Cnty Water District CP Series A 0.680000% 68427MMU4 549300KBQTX6CMJ3U708 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-06 2016-10-06 2016-10-06 N Y SUMITOMO MITSUI BANKING CORPORATION N/A N/A 1.0000 N 0.0083 20722585.54 20722585.54 0.0032 N N Y N Orange Cnty Sanitation District Wastewater Refunding Revenue Obligations Series 2015A 0.880000% 68428TBZ9 US68428TBZ93 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2022-08-01 Y Citibank NA N/A N/A 1.0000 7 Y N N 0.0088 8000000.00 8000000.00 0.0012 N N Y N Orange Cnty Water District Revenue COP Series 2003A 0.800000% 684421CB4 549300KBQTX6CMJ3U708 US684421CB49 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2042-08-01 Y Citibank NA N/A N/A 1.0000 7 N N N 0.0080 16700000.00 16700000.00 0.0026 N N Y N Oxnard Financing Auth Lease RB Series 2003B 0.840000% 691875AP3 US691875AP33 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2033-06-01 Y MUFG Union Bank NA N/A N/A 1.0000 7 N N N 0.0084 9855000.00 9855000.00 0.0015 N N Y N Oxnard Financing Auth Lease RB Series 2006 0.840000% 691875AQ1 US691875AQ16 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2036-06-01 Y MUFG Union Bank NA N/A N/A 1.0000 7 N N N 0.0084 19040000.00 19040000.00 0.0029 N N Y N Oxnard Financing Auth Wastewater RB Series 2004B 0.840000% 691878AJ1 US691878AJ12 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2034-06-01 Y MUFG Union Bank NA N/A N/A 1.0000 7 N N N 0.0084 16750000.00 16750000.00 0.0026 N N Y N Palomar CCD GO Bonds Series C 0.870000% 697511DV2 US697511DV21 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2023-02-01 Y Morgan Stanley Bank NA N/A N/A 1.0000 7 Y N N 0.0087 7570000.00 7570000.00 0.0012 N N Y N Palomar CCD GO Bonds Series C 0.870000% 697511DX8 US697511DX86 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2023-02-01 Y Morgan Stanley Bank NA N/A N/A 1.0000 7 Y N N 0.0087 7570000.00 7570000.00 0.0012 N N Y N Palomar CCD GO Bonds Series C 0.870000% 697511DZ3 US697511DZ35 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2023-02-01 Y Morgan Stanley Bank NA N/A N/A 1.0000 7 Y N N 0.0087 7570000.00 7570000.00 0.0012 N N Y N Palomar CCD GO Bonds Series C 0.870000% 697511EB5 US697511EB57 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2023-02-01 Y Morgan Stanley Bank NA N/A N/A 1.0000 7 Y N N 0.0087 7570000.00 7570000.00 0.0012 N N Y N Pasadena Refunding COP Series 2008A 0.890000% 702204LN6 5493007ZF3ZMBUWLWB58 US702204LN62 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2035-02-01 Y Bank of America NA N/A N/A 1.0000 7 N N N 0.0089 13600000.00 13600000.00 0.0021 N N Y N Petaluma M/F Housing RB (Oakmont) Series 1996A 0.910000% 715894AD3 US715894AD31 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2026-04-01 Y US BANK NATIONAL ASSOCIATION N/A N/A 1.0000 7 N N N 0.0091 2350000.00 2350000.00 0.0004 N N Y N Pittsburg Public Financing Auth Water Refunding RB Series 2008 0.900000% 72456PAS1 US72456PAS11 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2035-06-01 Y Bank of the West N/A N/A 1.0000 7 N N N 0.0090 7190000.00 7190000.00 0.0011 N N Y N Pleasanton M/F Housing RB (Busch Sr Housing) Series 2003A 0.870000% 728828AD6 US728828AD68 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2037-06-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A 1.0000 7 N N N 0.0087 13360000.00 13360000.00 0.0020 N N Y N Port of Oakland CP Series A 0.520000% 73489LHQ6 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-17 2016-10-17 2016-10-17 N Y Bank of America NA N/A N/A 1.0000 N 0.0090 22588933.26 22588933.26 0.0035 N N N N Port of Oakland CP Series D 0.540000% 73489PQT1 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-17 2016-10-17 2016-10-17 N Y JPMorgan Chase Bank NA N/A N/A 1.0000 N 0.0092 26410245.30 26410245.30 0.0040 N N N N Bay Area Toll Auth Toll Bridge RB Series 2007C1 0.880000% 74703UKA5 5493001FUZGUQMIP5D78 US74703UKA50 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2021-05-24 Y Bank of America NA N/A N/A 1.0000 7 Y N N 0.0088 4910000.00 4910000.00 0.0008 N N Y N Rancho Water District Financing Auth Refunding RB Series 2008B 0.780000% 752111HB3 US752111HB36 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2031-08-15 Y US BANK NATIONAL ASSOCIATION N/A N/A 1.0000 7 N N N 0.0078 19100000.00 19100000.00 0.0029 N N Y N Redondo Beach Redevelopment Agency M/F Housing Refunding RB (Heritage Pointe Apts) Series 2004A 0.920000% 757703AF0 US757703AF08 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2034-10-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A 1.0000 7 N N N 0.0092 10890000.00 10890000.00 0.0017 N N Y N San Mateo Cnty CCD GO Bonds Series 2005B 0.880000% 76113PDD7 US76113PDD78 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2021-09-01 Y Wells Fargo & Company N/A N/A 1.0000 7 Y N N 0.0088 11320000.00 11320000.00 0.0017 N N Y N San Mateo Cnty Jt Powers Financing Auth Lease Refunding RB Series 2013A 0.870000% 76252PCQ0 US76252PCQ00 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2030-07-15 Y Barclays Bank PLC N/A N/A 1.0000 7 Y N Y SAN MATEO CNTY CALIF Corporate Underlier N/A N/A 1.0000 0.0087 10675000.00 10675000.00 0.0016 N N Y N Univ of California General RB Series 2013AI 0.880000% 76252PDN6 US76252PDN69 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2038-05-15 Y Barclays Bank PLC N/A N/A 1.0000 7 Y N N 0.0088 4000000.00 4000000.00 0.0006 N N Y N Richmond Wastewater Refunding RB Series 2008A 0.850000% 764507BY4 US764507BY40 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2037-08-01 Y MUFG Union Bank NA N/A N/A 1.0000 7 N N N 0.0085 32260000.00 32260000.00 0.0049 N N Y N Riverside Electric Refunding RB Series 2008A 0.820000% 768874PS2 US768874PS22 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2029-10-01 Y Barclays Bank PLC N/A N/A 1.0000 7 N N N 0.0082 36000000.00 36000000.00 0.0055 N N Y N Riverside Cnty TRAN 2016 3.000000% 769110CQ8 US769110CQ88 Other Municipal Security First Tier Security N/A N/A 2017-06-30 2017-06-30 2017-06-30 N N N 0.0087 25391250.00 25391250.00 0.0039 N N N N Riverside Cnty IDA IDRB (Cal-Mold Inc) Series 1997 0.920000% 76911TBE3 US76911TBE38 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2017-03-01 Y Bank of the West N/A N/A 1.0000 7 N N N 0.0092 1460000.00 1460000.00 0.0002 N N Y N Riverside Cnty Transportation Commission Sales Tax RB Series 2009A 0.840000% 769125DP7 5493003G0IESJS57M350 US769125DP73 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2029-06-01 Y BANK OF TOKYO-MITSUBISHI UFJ LTD N/A N/A 1.0000 7 Y N N 0.0084 1900000.00 1900000.00 0.0003 N N Y N Riverside Cnty Transportation Commission Sales Tax RB Series 2009C 0.870000% 769125DT9 5493003G0IESJS57M350 US769125DT95 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2029-06-01 Y BANK OF TOKYO-MITSUBISHI UFJ LTD N/A N/A 1.0000 7 Y N N 0.0087 26320000.00 26320000.00 0.0040 N N Y N Riverside Cnty Transportation Commission Sales Tax RB Series 2013A 0.880000% 769125EQ4 5493003G0IESJS57M350 US769125EQ48 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2021-06-01 Y Citibank NA N/A N/A 1.0000 7 Y N N 0.0088 1675000.00 1675000.00 0.0003 N N Y N Riverside Cnty Transportation Commission CP Notes Series A 0.500000% 76913JMA9 5493003G0IESJS57M350 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-11 2016-10-11 2016-10-11 N Y STATE STREET BANK AND TRUST COMPANY N/A N/A 1.0000 N 0.0089 3999520.00 3999520.00 0.0006 N N N N Riverside Cnty Transportation Commission CP Notes Series A 0.810000% 76913JMG6 5493003G0IESJS57M350 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-05 2016-10-05 2016-10-05 N Y STATE STREET BANK AND TRUST COMPANY N/A N/A 1.0000 N 0.0068 4000080.04 4000080.04 0.0006 N N Y N Sacramento Housing Auth M/F Housing RB (Greenfair Apts) Series 2000G 0.870000% 78587NAG1 549300SID2HD62FLL025 US78587NAG16 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2030-12-01 Y Citibank NA N/A N/A 1.0000 7 N N N 0.0087 9200000.00 9200000.00 0.0014 N N Y N Sacramento Housing Auth M/F Housing RB (Atrium Court Apts) 2002G 0.940000% 78587NAK2 549300SID2HD62FLL025 US78587NAK28 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2036-01-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A 1.0000 7 N N N 0.0094 17200000.00 17200000.00 0.0026 N N Y N Sacramento Housing Auth M/F Housing RB (St Anton Building Apts) Series 2003I 0.870000% 78587NAM8 549300SID2HD62FLL025 US78587NAM83 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2036-12-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A 1.0000 7 N N N 0.0087 8000000.00 8000000.00 0.0012 N N Y N Sacramento Housing Auth M/F Housing RB (Hurley Creek Sr Apts) Series 2006E 0.870000% 78587NBF2 549300SID2HD62FLL025 US78587NBF24 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2039-08-01 Y FEDERAL HOME LOAN MORTGAGE CORPORATION N/A N/A 1.0000 7 N N N 0.0087 10265000.00 10265000.00 0.0016 N N Y N Sacramento Housing Auth M/F Housing RB (Valencia Point Apts) Series 2006I 0.870000% 78587NBJ4 549300SID2HD62FLL025 US78587NBJ46 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2039-11-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A 1.0000 7 N N N 0.0087 5150000.00 5150000.00 0.0008 N N Y N Sacramento Municipal Utility District Sub Electric Refunding RB Series 2008K 0.830000% 786005PB8 E3GSVR6ZOU1MX2V7HF33 US786005PB82 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2028-08-15 Y Bank of America NA N/A N/A 1.0000 7 N N N 0.0083 8100000.00 8100000.00 0.0012 N N Y N Sacramento Municipal Utility District Sub Electric RB Series 2012M 0.880000% 786005SF6 E3GSVR6ZOU1MX2V7HF33 US786005SF69 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2041-08-15 Y STATE STREET BANK AND TRUST COMPANY N/A N/A 1.0000 7 N N N 0.0088 2880000.00 2880000.00 0.0004 N N Y N Sacramento Municipal Utility District CP Series K1 0.480000% 78601Q4L2 E3GSVR6ZOU1MX2V7HF33 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-05 2016-10-05 2016-10-05 N Y STATE STREET BANK AND TRUST COMPANY N/A N/A 1.0000 N 0.0075 39998400.00 39998400.00 0.0061 N N Y N Sacramento Municipal Utility District CP Series L1 0.700000% 78601SHJ9 E3GSVR6ZOU1MX2V7HF33 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-11 2016-10-11 2016-10-11 N Y Barclays Bank Plc N/A N/A 1.0000 N 0.0083 69997200.00 69997200.00 0.0107 N N N N Sacramento Suburban Water District Refunding Revenue COP Series 2009A 0.820000% 78607PBK2 549300M77I6MNR6S4802 US78607PBK21 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2034-11-01 Y SUMITOMO MITSUI BANKING CORPORATION N/A N/A 1.0000 7 N N N 0.0082 9550000.00 9550000.00 0.0015 N N Y N Sacramento Cnty Housing Auth M/F Housing RB (Normandy Park Sr Apts) Series 2000A 0.870000% 786111EX8 US786111EX80 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2033-02-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A 1.0000 7 N N N 0.0087 6000000.00 6000000.00 0.0009 N N Y N Sacramento Cnty Housing Auth M/F Housing Refunding RB (Chesapeake Commons Apts) Series 2001C 0.900000% 786111FK5 US786111FK50 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2031-02-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A 1.0000 7 N N N 0.0090 15545000.00 15545000.00 0.0024 N N Y N Sacramento Cnty Housing Auth M/F Housing RB (Sierra Sunrise Sr Apts) Series 2004D 0.880000% 786111JE5 US786111JE54 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2036-07-01 Y Citibank NA N/A N/A 1.0000 7 N N N 0.0088 4326000.00 4326000.00 0.0007 N N Y N Sacramento Cnty Housing Auth M/F Housing RB (Hastings Park Apts) Series 2004G 0.870000% 786111JF2 US786111JF20 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2035-01-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A 1.0000 7 N N N 0.0087 16500000.00 16500000.00 0.0025 N N Y N Sacramento Cnty Housing Auth M/F Housing RB (Ashford Heights Apts) Series 2006H 0.870000% 786111KB9 US786111KB96 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2039-12-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A 1.0000 7 N N N 0.0087 12255000.00 12255000.00 0.0019 N N Y N Sacramento Cnty Housing Auth M/F Housing RB (Logan Park Apts) Series 2007E 0.940000% 786111KQ6 US786111KQ65 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2042-05-01 Y FEDERAL HOME LOAN MORTGAGE CORPORATION N/A N/A 1.0000 7 N N N 0.0094 41800000.00 41800000.00 0.0064 N N Y N Sacramento Cnty Sanitation District Financing Auth Refunding RB Series 2007B 0.900000% 786134QN9 549300MSDPX3EYMUYV38 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2035-12-01 Y Societe Generale SA N/A N/A 1.0000 7 Y N Y Sacramento Regional County Sanitation District CA Corporate Underlier N/A N/A 1.0000 0.0090 33600000.00 33600000.00 0.0051 N N Y N San Bernardino CCD GO Refunding Bonds Series 2013A 0.870000% 796720JM3 549300Y4FPTEP3EQZ007 US796720JM31 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2021-02-01 Y Credit Suisse AG N/A N/A 1.0000 7 Y N N 0.0087 8000000.00 8000000.00 0.0012 N N Y N San Bernardino Cnty Transportation Auth Sales Tax RB Series 2014A 0.880000% 796846FL2 US796846FL27 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2022-03-01 Y Citibank NA N/A N/A 1.0000 7 Y N N 0.0088 8300000.00 8300000.00 0.0013 N N Y N San Diego CCD GO Bonds Series 2009 0.880000% 797272HA2 US797272HA29 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2017-02-01 Y Citibank NA N/A N/A 1.0000 7 Y N N 0.0088 3125000.00 3125000.00 0.0005 N N Y N San Diego Housing Auth M/F Housing RB (Hillside Garden Apts) Series 2004B 0.870000% 79728FJL6 549300X9H1ODNOOT1Q87 US79728FJL67 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2035-01-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A 1.0000 7 N N N 0.0087 25595000.00 25595000.00 0.0039 N N Y N San Diego Housing Auth M/F Mortgage Refunding RB (Creekside Villa Apts) Series 1999B 0.900000% 79728GAB5 549300X9H1ODNOOT1Q87 US79728GAB59 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2029-06-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A 1.0000 7 N N N 0.0090 5220000.00 5220000.00 0.0008 N N Y N San Diego Cnty Regional Transportation Commission Sub Sales Tax Revenue CP Series B 0.760000% 79739KH75 W4FR340A6EQ2SSI17B56 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-13 2016-10-13 2016-10-13 N Y MUFG Union Bank NA N/A N/A 1.0000 N 0.0088 27228910.80 27228910.80 0.0042 N N N N San Diego Cnty Regional Transportation Commission Sales Tax RB Series 2008A 0.870000% 797400FF0 W4FR340A6EQ2SSI17B56 US797400FF05 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2038-04-01 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N N 0.0087 27130000.00 27130000.00 0.0042 N N Y N San Diego Cnty Regional Transportation Commission Sales Tax RB Series 2008B 0.870000% 797400FG8 W4FR340A6EQ2SSI17B56 US797400FG87 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2038-04-01 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N N 0.0087 40475000.00 40475000.00 0.0062 N N Y N San Diego Cnty Regional Transportation Commission Limited Sales Tax RB Series 2008D 0.840000% 797400FJ2 W4FR340A6EQ2SSI17B56 115BJK00C0Z Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2038-04-01 Y STATE STREET BANK AND TRUST COMPANY N/A N/A 1.0000 7 Y N N 0.0084 22055000.00 22055000.00 0.0034 N N Y N San Diego Cnty Water Auth Water Revenue COP Series 2008A 0.880000% 797415KT2 549300Y0QN5OFKA1G520 US797415KT21 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2032-05-01 Y Citibank NA N/A N/A 1.0000 7 Y N N 0.0088 33580000.00 33580000.00 0.0051 N N Y N San Diego Cnty Water Auth CP Series 9 0.800000% 79741UAV3 549300Y0QN5OFKA1G520 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-18 2016-10-18 2016-10-18 N N Y Bank of America NA Standby Purchase Agreement N/A N/A 1.0000 0.0088 19999200.00 19999200.00 0.0031 N N N N San Diego Cnty Water Auth CP Series 8 0.700000% 79742KHP0 549300Y0QN5OFKA1G520 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-03 2016-10-03 2016-10-03 N N Y BANK OF TOKYO-MITSUBISHI UFJ LTD Standby Purchase Agreement N/A N/A 1.0000 0.0077 8999910.00 8999910.00 0.0014 N Y Y N San Diego Cnty Water Auth CP Series 8 0.820000% 79742KHV7 549300Y0QN5OFKA1G520 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-18 2016-10-18 2016-10-18 N N Y BANK OF TOKYO-MITSUBISHI UFJ LTD Standby Purchase Agreement N/A N/A 1.0000 0.0085 14999850.00 14999850.00 0.0023 N N N N San Diego Cnty Water Auth Extendible CP Series 1 0.760000% 79742XDG6 549300Y0QN5OFKA1G520 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-05 2017-06-02 2017-06-02 N N N 0.0078 12500000.00 12500000.00 0.0019 N N N N San Diego Cnty Water Auth Extendible CP Series 1 0.780000% 79742XDH4 549300Y0QN5OFKA1G520 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-11-01 2017-06-01 2017-06-01 N N N 0.0093 22497075.00 22497075.00 0.0034 N N N N San Francisco Airport Commission Refunding RB Series 2010A-2 0.810000% 79765A3L8 549300RA28ZEFOB6M782 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2030-05-01 Y Bank of America NA N/A N/A 1.0000 7 N N N 0.0081 25000000.00 25000000.00 0.0038 N N Y N San Francisco Airport Commission Refunding RB 2nd Series 2010A3 0.810000% 79765A3M6 549300RA28ZEFOB6M782 US79765A3M63 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2030-05-01 Y Bank of America NA N/A N/A 1.0000 7 N N N 0.0081 12700000.00 12700000.00 0.0019 N N Y N San Francisco Airport Commission Refunding RB Second Series 36A 0.810000% 79765AX76 549300RA28ZEFOB6M782 US79765AX766 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2026-05-01 Y Wells Fargo Bank NA N/A N/A 1.0000 7 N N N 0.0081 27000000.00 27000000.00 0.0041 N N Y N San Francisco Refunding COP Series 2010A 0.870000% 79765DB66 549300RA28ZEFOB6M782 US79765DB667 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2019-04-01 Y Morgan Stanley Bank NA N/A N/A 1.0000 7 Y N N 0.0087 3325000.00 3325000.00 0.0005 N N Y N San Francisco Housing Auth M/F Housing Refunding RB (Valencia Gardens) Series 2004 0.850000% 79765HAM3 US79765HAM34 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2049-09-01 Y Citibank NA N/A N/A 1.0000 7 N N N 0.0085 6035000.00 6035000.00 0.0009 N N Y N San Francisco Public Utilities Commission Water RB 2012A 0.870000% 79765RC56 US79765RC566 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2020-05-01 Y Morgan Stanley Bank NA N/A N/A 1.0000 7 Y N N 0.0087 6665000.00 6665000.00 0.0010 N N Y N San Francisco Redevelopment Agency M/F Housing RB (Orlando Cepeda Place Apts) Series 2000D 0.990000% 79765TBG9 5493001TPOZL3UK8DX25 US79765TBG94 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2033-11-01 Y Citibank NA N/A N/A 1.0000 7 N N N 0.0099 5725000.00 5725000.00 0.0009 N N Y N San Francisco Redevelopment Agency M/F Hsg RB (3rd & Mission) Series 1999C 0.800000% 79765TBY0 5493001TPOZL3UK8DX25 US79765TBY01 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2034-06-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A 1.0000 7 N N N 0.0080 4500000.00 4500000.00 0.0007 N N Y N San Francisco Finance Corp Lease Refunding RB Series 2008-2 0.880000% 79765XPC4 US79765XPC47 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2030-04-01 Y STATE STREET BANK AND TRUST COMPANY N/A N/A 1.0000 7 N N N 0.0088 7375000.00 7375000.00 0.0011 N N Y N San Francisco Finance Corp Lease Refunding RB Series 2008-1 0.890000% 79765XPD2 US79765XPD20 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2030-04-01 Y STATE STREET BANK AND TRUST COMPANY N/A N/A 1.0000 7 N N N 0.0089 13975000.00 13975000.00 0.0021 N N Y N San Francisco Airport Commission Refunding RB 2nd Series 37C 0.830000% 79766DBC2 549300RA28ZEFOB6M782 US79766DBC20 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2029-05-01 Y MUFG Union Bank NA N/A N/A 1.0000 7 N N N 0.0083 17000000.00 17000000.00 0.0026 N N Y N San Francisco Airport Commission Refunding RB Second Series 36C 0.810000% 79766DBD0 549300RA28ZEFOB6M782 US79766DBD03 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2026-05-01 Y BANK OF TOKYO-MITSUBISHI UFJ LTD N/A N/A 1.0000 7 N N N 0.0081 13570000.00 13570000.00 0.0021 N N Y N San Francisco Lease RB CP Series 2 0.480000% 79768DBV8 549300RA28ZEFOB6M782 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-04 2016-10-04 2016-10-04 N N Y US BANK NATIONAL ASSOCIATION Standby Purchase Agreement N/A N/A 1.0000 0.0076 17254482.35 17254482.35 0.0026 N N Y N San Francisco Lease Rev CP Series 3 0.720000% 79769DBM7 549300RA28ZEFOB6M782 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-19 2016-10-19 2016-10-19 N Y STATE STREET BANK AND TRUST COMPANY N/A N/A 1.0000 N 0.0085 2519823.60 2519823.60 0.0004 N N N N San Francisco Public Utilities Commission Wastewater CP Series A1 0.800000% 79769KAS9 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-17 2016-10-17 2016-10-17 N Y Wells Fargo Bank NA N/A N/A 1.0000 N 0.0088 8999640.00 8999640.00 0.0014 N N N N San Francisco Airport Commission Sub CP Series A3,B3&C3 0.520000% 79769PBE8 549300RA28ZEFOB6M782 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-05 2016-10-05 2016-10-05 N Y Royal Bank of Canada N/A N/A 1.0000 N 0.0078 14999400.00 14999400.00 0.0023 N N Y N San Francisco Airport Commission Sub CP Series A3,B3&C3 0.520000% 79769PBF5 549300RA28ZEFOB6M782 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-07 2016-10-07 2016-10-07 N Y Royal Bank of Canada N/A N/A 1.0000 N 0.0091 14998950.00 14998950.00 0.0023 N N Y N San Francisco Airport Commission Sub CP Series A3,B3&C3 0.720000% 79769PBH1 549300RA28ZEFOB6M782 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-07 2016-10-07 2016-10-07 N Y Royal Bank of Canada N/A N/A 1.0000 N 0.0087 43348699.50 43348699.50 0.0066 N N Y N San Francisco Airport Commission Sub CP Series B4 0.550000% 79769TAR2 549300RA28ZEFOB6M782 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-05 2016-10-05 2016-10-05 N Y Wells Fargo Bank NA N/A N/A 1.0000 N 0.0080 9999700.00 9999700.00 0.0015 N N Y N San Francisco Airport Commission Sub CP Series B4 0.520000% 79769UAL2 549300RA28ZEFOB6M782 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-05 2016-10-05 2016-10-05 N Y Wells Fargo Bank NA N/A N/A 1.0000 N 0.0077 7699769.00 7699769.00 0.0012 N N Y N San Francisco Public Utilities Commission Wastewater CP Series A6 0.800000% 79770PAU0 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-17 2016-10-17 2016-10-17 N Y STATE STREET BANK AND TRUST COMPANY N/A N/A 1.0000 N 0.0089 14999400.00 14999400.00 0.0023 N N N N San Francisco Redevelopment Agency M/F Housing Refunding RB (Fillmore Center) Series 1992A1 0.850000% 79771MAS1 5493001TPOZL3UK8DX25 US79771MAS17 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2017-12-01 Y FEDERAL HOME LOAN MORTGAGE CORPORATION N/A N/A 1.0000 7 N N N 0.0085 30100000.00 30100000.00 0.0046 N N Y N San Francisco Redevelopment Agency M/F Housing Refunding RB (Fillmore Center) Series 1992A2 0.880000% 79771MAT9 5493001TPOZL3UK8DX25 US79771MAT99 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2017-12-01 Y FEDERAL HOME LOAN MORTGAGE CORPORATION N/A N/A 1.0000 7 N N N 0.0088 3750000.00 3750000.00 0.0006 N N Y N San Jose M/F Housing RB (Villa Monterey Apts) Series 2002F 0.940000% 798165FH4 549300QHIHSH68W22O38 US798165FH48 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2035-07-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A 1.0000 7 N N N 0.0094 2000000.00 2000000.00 0.0003 N N Y N San Jose M/F Housing RB (Pollard Plaza Apts) Series 2002D 0.900000% 798165FJ0 549300QHIHSH68W22O38 US798165FJ04 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2035-08-01 Y FEDERAL HOME LOAN MORTGAGE CORPORATION N/A N/A 1.0000 7 N N N 0.0090 6295000.00 6295000.00 0.0010 N N Y N San Jose Airport Sub CP Notes Series A1-2&B 0.850000% 79816LTC5 549300QHIHSH68W22O38 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-12-14 2016-12-14 2016-12-14 N Y Barclays Bank Plc N/A N/A 1.0000 N 0.0093 13042912.80 13042912.80 0.0020 N N N N San Jose Airport Sub CP Notes Series A1-2&B 0.820000% 79816VCM9 549300QHIHSH68W22O38 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-12-14 2016-12-14 2016-12-14 N Y Barclays Bank Plc N/A N/A 1.0000 N 0.0090 11990081.28 11990081.28 0.0018 N N N N San Jose-Evergreen CCD GO Bonds Series A 0.880000% 798189HB5 5493006H31JIFYW6Z091 US798189HB51 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2020-02-01 Y Citibank NA N/A N/A 1.0000 7 Y N N 0.0088 3980000.00 3980000.00 0.0006 N N Y N San Jose Redevelopment Agency Sub Tax Allocation RB Series 1996A 0.760000% 79818AAP8 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-12-19 2016-12-19 2016-12-19 N Y JPMorgan Chase Bank NA N/A N/A 1.0000 N 0.0089 16895099.00 16895099.00 0.0026 N N N N San Jose Redevelopment Agency Sub Tax Allocation RB Series 2003B 0.760000% 79818BAL5 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-12-19 2016-12-19 2016-12-19 N Y JPMorgan Chase Bank NA N/A N/A 1.0000 N 0.0089 16895099.00 16895099.00 0.0026 N N N N San Jose Redevelopment Agency Sub Tax Allocation RB Series 2003B 0.760000% 79818DAM9 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-12-19 2016-12-19 2016-12-19 N Y JPMorgan Chase Bank NA N/A N/A 1.0000 N 0.0089 14995650.00 14995650.00 0.0023 N N N N San Luis Obispo Cnty CCD GO Bonds Series 2014A 0.940000% 798684DN3 US798684DN36 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2023-02-01 Y Morgan Stanley Bank NA N/A N/A 1.0000 7 Y N N 0.0094 3290000.00 3290000.00 0.0005 N N Y N San Luis Obispo Cnty CCD Election GO Bonds Series 2014A 0.940000% 798684DQ6 US798684DQ66 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2023-02-01 Y Morgan Stanley Bank NA N/A N/A 1.0000 7 Y N N 0.0094 3290000.00 3290000.00 0.0005 N N Y N San Marcos USD GO Bonds Series 2010A 0.870000% 798755CE2 US798755CE24 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2019-02-01 Y Morgan Stanley Bank NA N/A N/A 1.0000 7 Y N N 0.0087 5000000.00 5000000.00 0.0008 N N Y N San Marcos USD GO Bonds Series C 0.870000% 798755ET7 US798755ET74 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2022-02-01 Y Morgan Stanley Bank NA N/A N/A 1.0000 7 Y N N 0.0087 6665000.00 6665000.00 0.0010 N N Y N San Marcos Redevelopment Agency M/F Housing RB (Grandon Village) Series 2002A 0.980000% 79875TAC6 US79875TAC62 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2035-05-01 Y FEDERAL HOME LOAN MORTGAGE CORPORATION N/A N/A 1.0000 7 N N N 0.0098 13390000.00 13390000.00 0.0020 N N Y N Santa Clara Electric RB Series 2008B 0.820000% 801444FW5 5493006XV9S6LSLH1666 US801444FW51 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2027-07-01 Y BANK OF TOKYO-MITSUBISHI UFJ LTD N/A N/A 1.0000 7 N N N 0.0082 5960000.00 5960000.00 0.0009 N N Y N Santa Clara Cnty Housing Auth M/F Housing Refunding RB (Willows Apts) Series 2005A 0.870000% 801617ET4 US801617ET41 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2040-04-01 Y MUFG Union Bank NA N/A N/A 1.0000 7 N N N 0.0087 3914000.00 3914000.00 0.0006 N N Y N Santa Clara Cnty Housing Auth M/F Housing RB (Monte Vista Terrace Apts) Series 2005C 0.960000% 801617EW7 US801617EW79 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2037-01-01 Y MUFG Union Bank NA N/A N/A 1.0000 7 N N N 0.0096 8427000.00 8427000.00 0.0013 N N Y N Santa Clara Valley Transportation Auth Sales Tax Refunding RB Series 2008A 0.860000% 80168NDQ9 549300R6Q7T4MD3V9H68 US80168NDQ97 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2036-04-01 Y SUMITOMO MITSUI BANKING CORPORATION N/A N/A 1.0000 7 Y N N 0.0086 17900000.00 17900000.00 0.0027 N N Y N Santa Clara Valley Transportation Auth Sales Tax Refunding RB Series 2008B 0.890000% 80168NDR7 549300R6Q7T4MD3V9H68 US80168NDR70 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2036-04-01 Y SUMITOMO MITSUI BANKING CORPORATION N/A N/A 1.0000 7 Y N N 0.0089 9000000.00 9000000.00 0.0014 N N Y N Santa Clara Valley Transportation Auth Sales Tax Refunding RB Series 2008C 0.830000% 80168NEG0 549300R6Q7T4MD3V9H68 US80168NEG07 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2036-04-01 Y SUMITOMO MITSUI BANKING CORPORATION N/A N/A 1.0000 7 Y N N 0.0083 10975000.00 10975000.00 0.0017 N N Y N Santa Clara Valley Transportation Auth Sales Tax Refunding RB Series 2008D 0.870000% 80168NEJ4 549300R6Q7T4MD3V9H68 US80168NEJ46 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2036-04-01 Y SUMITOMO MITSUI BANKING CORPORATION N/A N/A 1.0000 7 Y N N 0.0087 24775000.00 24775000.00 0.0038 N N Y N Sausalito M/F Housing RB (Rotary Village) Series 2003 0.930000% 80453PAA6 US80453PAA66 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2033-03-01 Y Bank of the West N/A N/A 1.0000 7 N N N 0.0093 1870000.00 1870000.00 0.0003 N N Y N Southern California Public Power Auth Refunding RB (Palo Verde) Series 2008A 0.830000% 842475D36 5493003B5TD5FWUKMD34 US842475D361 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2017-07-01 Y Barclays Bank PLC N/A N/A 1.0000 7 N N N 0.0083 4500000.00 4500000.00 0.0007 N N Y N Southern California Public Power Auth Refunding RB (Palo Verde) Series 2008B 0.830000% 842475D44 5493003B5TD5FWUKMD34 US842475D445 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2017-07-01 Y Barclays Bank PLC N/A N/A 1.0000 7 N N N 0.0083 1100000.00 1100000.00 0.0002 N N Y N Southern California Public Power Auth Refunding RB (Magnolia Power) Series 2009-2 0.720000% 842475F26 5493003B5TD5FWUKMD34 US842475F267 Variable Rate Demand Note First Tier Security N/A N/A 2016-10-07 2016-10-07 2036-07-01 Y Wells Fargo Bank NA N/A N/A 1.0000 7 N N N 0.0072 8700000.00 8700000.00 0.0013 N N Y N Los Angeles Dept of Airports Sr RB Series 2008A 0.920000% 88033LBU2 US88033LBU26 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2024-05-15 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N N 0.0092 11320000.00 11320000.00 0.0017 N N Y N California Health Facilities Financing Auth RB (Sutter Health) Series 2013A 0.870000% 88033LE21 5493007RI8BUDOGHZ546 US88033LE211 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2021-08-15 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N Y Sutter Health Corporate Underlier N/A N/A 1.0000 0.0087 4565000.00 4565000.00 0.0007 N N Y N Los Angeles Dept of Water & Power Water System RB Series 2012B 0.870000% 88033LF46 US88033LF465 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2020-07-01 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N N 0.0087 5000000.00 5000000.00 0.0008 N N Y N Los Angeles Dept of Airports Sr RB Series 2008A 0.920000% 88033LFJ3 US88033LFJ35 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2025-11-15 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N N 0.0092 15975000.00 15975000.00 0.0024 N N Y N San Diego Cnty Regional Transportation Commission Sales Tax RB Series 2014A 0.870000% 88033LG45 W4FR340A6EQ2SSI17B56 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2022-04-01 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N N 0.0087 2220000.00 2220000.00 0.0003 N N Y N California Health Facilities Financing Auth RB (Sutter Health) Series 2007A&2016A 0.870000% 88033LGE3 5493007RI8BUDOGHZ546 US88033LGE39 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2039-11-15 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N Y Sutter Health Corporate Underlier N/A N/A 1.0000 0.0087 23090000.00 23090000.00 0.0035 N N Y N California Health Facilities Financing Auth RB (Sutter Health) Series 2011D 0.880000% 88033LJ91 5493007RI8BUDOGHZ546 US88033LJ913 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2019-08-15 Y Toronto-Dominion Bank/The N/A N/A 1.0000 7 Y N Y Sutter Health Corporate Underlier N/A N/A 1.0000 0.0088 10125000.00 10125000.00 0.0016 N N Y N San Francisco Public Utilities Commission Water RB 2011 & 2012A 0.880000% 88033LM30 US88033LM305 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2020-01-01 Y STATE STREET BANK AND TRUST COMPANY N/A N/A 1.0000 7 Y N N 0.0088 8685000.00 8685000.00 0.0013 N N Y N Los Angeles Dept of Water & Power Water System RB Series 2011A 0.870000% 88033LM71 US88033LM719 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2019-05-01 Y STATE STREET BANK AND TRUST COMPANY N/A N/A 1.0000 7 Y N N 0.0087 17565000.00 17565000.00 0.0027 N N Y N Contra Costa CCD GO Bonds Series 2013 0.880000% 88033LN47 US88033LN477 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2021-06-01 Y STATE STREET BANK AND TRUST COMPANY N/A N/A 1.0000 7 Y N N 0.0088 7500000.00 7500000.00 0.0011 N N Y N California Health Facilities Financing Auth RB (Providence Health & Services) Series 2009B, 2014A&2014B 0.870000% 88033LPA1 5493007RI8BUDOGHZ546 US88033LPA16 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2033-10-01 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N Y PROVIDENCE ST JOSEPH HEALTH Corporate Underlier N/A N/A 1.0000 0.0087 26780000.00 26780000.00 0.0041 N N Y N CA State Univ RB Series 2012A 0.870000% 88033LSA8 US88033LSA88 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2020-11-01 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N N 0.0087 6570000.00 6570000.00 0.0010 N N Y N California GO Bonds 0.870000% 88033LWN5 US88033LWN53 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2021-04-01 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N N 0.0087 7500000.00 7500000.00 0.0011 N N Y N Univ of California General RB Series 2013AI 0.870000% 88033LXS3 US88033LXS32 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2021-05-15 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N N 0.0087 3300000.00 3300000.00 0.0005 N N Y N Univ of California General RB Series 2014AM 0.870000% 88033LYQ6 US88033LYQ66 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2022-05-15 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N N 0.0087 5105000.00 5105000.00 0.0008 N N Y N Univ of California General RB Series 2014AM 0.870000% 88033LYS2 US88033LYS23 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2022-05-15 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N N 0.0087 5975000.00 5975000.00 0.0009 N N Y N East Bay Municipal Utility District Water RB Series 2014C 0.870000% 88033LYU7 549300IZZ5HKLDKRTF96 US88033LYU78 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2022-06-01 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N N 0.0087 1830000.00 1830000.00 0.0003 N N Y N Univ of California Limited Project RB Series 2015I 0.870000% 88033LZA0 US88033LZA06 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2023-05-15 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N N 0.0087 4800000.00 4800000.00 0.0007 N N Y N Univ of California Limited Project RB Series 2015I 0.870000% 88033LZC6 US88033LZC61 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2023-05-15 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N N 0.0087 4800000.00 4800000.00 0.0007 N N Y N Riverside Cnty Transportation Commission Sales Tax RB Series 2013A 0.870000% 88033M3P0 5493003G0IESJS57M350 US88033M3P00 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2021-06-01 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N N 0.0087 12730000.00 12730000.00 0.0019 N N Y N Univ of California Medical Center Pooled RB Series 2013J 0.870000% 88033M3T2 US88033M3T22 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2037-05-15 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N Y UNIVERSITY OF CALIF MEDICAL CENTER Corporate Underlier N/A N/A 1.0000 0.0087 15505000.00 15505000.00 0.0024 N N Y N Southern California Public Power Auth RB (Milford Wind Corridor Phase II) 2011-1 0.880000% 88033M7Y7 5493003B5TD5FWUKMD34 US88033M7Y70 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2019-07-01 Y Barclays Bank PLC N/A N/A 1.0000 7 Y N Y LOS ANGELES CALIF DEPT PWR Corporate Underlier N/A N/A 1.0000 0.0088 8860000.00 8860000.00 0.0014 N N Y N California Health Facilities Financing Auth RB (Sutter Health) Series 2016A 0.880000% 88033M8C4 5493007RI8BUDOGHZ546 US88033M8C42 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2023-11-15 Y Toronto-Dominion Bank/The N/A N/A 1.0000 7 Y N Y Sutter Health Corporate Underlier N/A N/A 1.0000 0.0088 3100000.00 3100000.00 0.0005 N N Y N Univ of California General RB Series 2016AR 0.880000% 88033M8E0 US88033M8E08 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2023-11-15 Y Toronto-Dominion Bank/The N/A N/A 1.0000 7 Y N N 0.0088 3045000.00 3045000.00 0.0005 N N Y N Los Angeles Wastewater System RB Series 2015A 0.870000% 88033MAA5 549300E7TO710PTXPJ65 US88033MAA53 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2023-06-01 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N Y LOS ANGELES CALIF WASTEWTR SYS Corporate Underlier N/A N/A 1.0000 0.0087 1045000.00 1045000.00 0.0002 N N Y N Los Angeles Wastewater System RB Series 2015A 0.870000% 88033MAC1 549300E7TO710PTXPJ65 US88033MAC10 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2023-06-01 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N Y LOS ANGELES CALIF WASTEWTR SYS Corporate Underlier N/A N/A 1.0000 0.0087 1465000.00 1465000.00 0.0002 N N Y N San Mateo Cnty CCD GO Bonds Series 2015A 0.870000% 88033MAS6 US88033MAS61 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2023-03-01 Y Morgan Stanley Bank NA N/A N/A 1.0000 7 Y N N 0.0087 8810000.00 8810000.00 0.0013 N N Y N Bay Area Toll Auth Toll Bridge RB Series 2009F1 0.890000% 88033MB71 5493001FUZGUQMIP5D78 US88033MB710 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2017-04-27 Y Bank of America NA N/A N/A 1.0000 7 Y Y UNITED STATES TREASURY N/A N/A 1.0000 N 0.0089 9010000.00 9010000.00 0.0014 N N Y N California Educational Facilities Auth RB (Pepperdine Univ) Series 2016 0.870000% 88033ME29 US88033ME292 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2023-10-01 Y Morgan Stanley Bank NA N/A N/A 1.0000 7 Y N Y PEPPERDINE UNIVERSITY Corporate Underlier N/A N/A 1.0000 0.0087 6670000.00 6670000.00 0.0010 N N Y N San Diego Public Facilities Financing Auth Sr Sewer Refunding RB Series 2016A 0.940000% 88033ME78 US88033ME789 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2023-11-15 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N Y SAN DIEGO SEWER Corporate Underlier 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Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2023-08-15 Y Morgan Stanley Bank NA N/A N/A 1.0000 7 Y N Y Sutter Health Corporate Underlier N/A N/A 1.0000 0.0087 12470000.00 12470000.00 0.0019 N N Y N Los Angeles Dept of Water & Power Water System RB Series 2014A 0.880000% 88033MJU2 US88033MJU27 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2022-07-01 Y Citibank NA N/A N/A 1.0000 7 Y N N 0.0088 1140000.00 1140000.00 0.0002 N N Y N Long Beach Harbor Dept RB Series 2015D 0.880000% 88033MKQ9 US88033MKQ95 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2023-05-15 Y Citibank NA N/A N/A 1.0000 7 Y N N 0.0088 2000000.00 2000000.00 0.0003 N N Y N California GO Refunding Bonds 0.880000% 88033MKV8 US88033MKV80 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2022-10-01 Y Citibank NA N/A N/A 1.0000 7 Y N N 0.0088 3000000.00 3000000.00 0.0005 N N Y N Los Angeles Dept of Airports Sr RB Series 2015D 0.890000% 88033MLD7 US88033MLD73 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2023-06-01 Y Barclays Bank PLC N/A N/A 1.0000 7 Y N N 0.0089 4685000.00 4685000.00 0.0007 N N Y N Los Angeles Dept of Airports Sr RB Series 2015D 0.900000% 88033MLF2 US88033MLF22 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2023-05-15 Y Morgan Stanley Bank NA N/A N/A 1.0000 7 Y N N 0.0090 7450000.00 7450000.00 0.0011 N N Y N San Diego USD GO Bonds Series 2013C 0.870000% 88033MQZ3 US88033MQZ31 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2022-01-01 Y STATE STREET BANK AND TRUST COMPANY N/A N/A 1.0000 7 Y N N 0.0087 20000000.00 20000000.00 0.0031 N N Y N California Health Facilities Financing Auth RB (Sutter Health) Series 2016A 0.870000% 88033MRF6 5493007RI8BUDOGHZ546 US88033MRF67 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2023-11-15 Y Morgan Stanley Bank NA N/A N/A 1.0000 7 Y N Y Sutter Health Corporate Underlier N/A N/A 1.0000 0.0087 9375000.00 9375000.00 0.0014 N N Y N Los Angeles CCD GO Bonds Series 2007A 0.890000% 88033MVU8 US88033MVU88 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2017-02-01 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y Y UNITED STATES TREASURY N/A N/A 1.0000 N 0.0089 10000000.00 10000000.00 0.0015 N N Y N Southern California Metropolitan Water District Water RB Series 2006A 0.870000% 88033MWG8 5493003GD0S0P56RLT45 US88033MWG85 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2017-01-01 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N N 0.0087 5590000.00 5590000.00 0.0009 N N Y N Los Angeles Dept of Water & Power Power System RB Series 2007A1 0.870000% 88033MWW3 US88033MWW36 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2032-01-01 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N N 0.0087 3380000.00 3380000.00 0.0005 N N Y N San Marcos USD GO Bonds Election of 2010 Series A 0.960000% 88033MXA0 US88033MXA07 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2019-02-01 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N N 0.0096 5340000.00 5340000.00 0.0008 N N Y N Univ of California General RB Series 2013AI 0.850000% 88033MZ75 US88033MZ750 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2021-05-01 Y Credit Suisse AG N/A N/A 1.0000 7 Y N N 0.0085 10665000.00 10665000.00 0.0016 N N Y N California Health Facilities Financing Auth RB (St. Joseph Health) Series 2009A 0.880000% 88033MZK6 5493007RI8BUDOGHZ546 US88033MZK60 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2018-01-01 Y Royal Bank of Canada N/A N/A 1.0000 7 Y N Y PROVIDENCE ST JOSEPH HEALTH Corporate Underlier N/A N/A 1.0000 0.0088 11250000.00 11250000.00 0.0017 N N Y N Univ of California General RB Series 2013AF 0.870000% 88033S4Z4 US88033S4Z46 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2020-11-15 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N N 0.0087 4000000.00 4000000.00 0.0006 N N Y N Los Angeles Dept of Airports Sr RB Series 2010D 0.870000% 88033S6H2 US88033S6H20 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2018-05-15 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N N 0.0087 6665000.00 6665000.00 0.0010 N N Y N California Health Facilities Financing Auth RB (Providence Health & Services) Series 2009B 0.880000% 88033SBA1 5493007RI8BUDOGHZ546 US88033SBA15 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2033-09-15 Y Bank of America NA N/A N/A 1.0000 7 Y N Y PROVIDENCE ST JOSEPH HEALTH Corporate Underlier N/A N/A 1.0000 0.0088 35025000.00 35025000.00 0.0054 N N Y N Los Angeles Dept of Airports Sr RB Series 2010A 0.880000% 88033SBC7 US88033SBC70 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2018-05-10 Y Bank of America NA N/A N/A 1.0000 7 Y N N 0.0088 10095000.00 10095000.00 0.0015 N N Y N CA State Univ RB Series 2016A 0.870000% 88033SBS2 US88033SBS23 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2024-05-01 Y Morgan Stanley Bank NA N/A N/A 1.0000 7 Y N N 0.0087 7500000.00 7500000.00 0.0011 N N Y N CA State Univ RB Series 2016A 0.870000% 88033SBU7 US88033SBU78 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2024-05-01 Y Morgan Stanley Bank NA N/A N/A 1.0000 7 Y N N 0.0087 2825000.00 2825000.00 0.0004 N N Y N CA State Univ RB Series 2015A 0.870000% 88033SBW3 US88033SBW35 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2023-11-01 Y Morgan Stanley Bank NA N/A N/A 1.0000 7 Y N N 0.0087 4000000.00 4000000.00 0.0006 N N Y N California GO Refunding Bonds Series 2016 0.870000% 88033SBY9 US88033SBY90 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2024-03-01 Y Morgan Stanley Bank NA N/A N/A 1.0000 7 Y N N 0.0087 14010000.00 14010000.00 0.0021 N N Y N California GO Bonds 0.870000% 88033SCA0 US88033SCA06 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2024-03-01 Y Morgan Stanley Bank NA N/A N/A 1.0000 7 Y N N 0.0087 5000000.00 5000000.00 0.0008 N N Y N Los Angeles Dept of Airports Sr RB Series 2010A&D 0.880000% 88033SDB7 US88033SDB79 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2018-05-18 Y Barclays Bank PLC N/A N/A 1.0000 7 Y N N 0.0088 6630000.00 6630000.00 0.0010 N N Y N San Diego Cnty Water Auth Water COP Series 2008A 0.870000% 88033SDV3 549300Y0QN5OFKA1G520 US88033SDV34 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2017-11-01 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N N 0.0087 5810000.00 5810000.00 0.0009 N N Y N Los Angeles Dept of Water & Power Power System RB Series 2007A-1 0.870000% 88033SE91 US88033SE919 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2017-01-01 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N N 0.0087 4600000.00 4600000.00 0.0007 N N Y N Los Angeles USD GO Bonds Series 2009 0.870000% 88033SEK6 US88033SEK69 Tender Option Bond First Tier Security N/A N/A 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2016-10-07 2034-05-15 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N N 0.0087 3800000.00 3800000.00 0.0006 N N Y N Univ of California General RB Series 2013AF 0.870000% 88033SN26 US88033SN266 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2021-05-15 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N N 0.0087 2500000.00 2500000.00 0.0004 N N Y N San Diego CCD GO Bonds Series 2011 0.880000% 88033SPU2 US88033SPU23 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2019-08-01 Y Royal Bank of Canada N/A N/A 1.0000 7 Y N N 0.0088 12000000.00 12000000.00 0.0018 N N Y N Los Angeles Dept of Airports Sr RB Series 2010A 0.880000% 88033SPY4 US88033SPY45 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2018-05-15 Y Royal Bank of Canada N/A N/A 1.0000 7 Y N N 0.0088 8665000.00 8665000.00 0.0013 N N Y N Los Angeles Dept of Water & Power Water System RB Series 2012A 0.880000% 88033SQC1 US88033SQC16 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2020-07-01 Y Royal Bank of Canada N/A N/A 1.0000 7 Y N N 0.0088 12000000.00 12000000.00 0.0018 N N Y N California Health Facilities Financing Auth RB (Lucile Packard Children's Hospital) Series 2012A 0.880000% 88033SRD8 5493007RI8BUDOGHZ546 US88033SRD89 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2020-02-01 Y Royal Bank of Canada N/A N/A 1.0000 7 Y N Y LUCILE SALTER PACKARD CHILDREN HOSP - CA Corporate Underlier N/A N/A 1.0000 0.0088 2000000.00 2000000.00 0.0003 N N Y N Southern California Metropolitan Water District Water Refunding RB Series 2009C 0.890000% 88033SVR2 5493003GD0S0P56RLT45 US88033SVR20 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2017-06-29 Y Barclays Bank PLC N/A N/A 1.0000 7 Y N N 0.0089 2500000.00 2500000.00 0.0004 N N Y N Univ of California Medical Center Pooled RB Series 2013J 0.870000% 88033SWD2 US88033SWD25 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2021-06-03 Y Barclays Bank PLC N/A N/A 1.0000 7 Y N Y UNIVERSITY OF CALIF MEDICAL CENTER Corporate Underlier N/A N/A 1.0000 0.0087 20850000.00 20850000.00 0.0032 N N Y N California Educational Facilities Auth RB (Stanford Univ) Series U7 0.880000% 88033SXU3 US88033SXU31 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2040-06-01 Y STATE STREET BANK AND TRUST COMPANY N/A N/A 1.0000 7 Y N Y STANFORD UNIVERSITY Corporate Underlier N/A N/A 1.0000 0.0088 16885000.00 16885000.00 0.0026 N N Y N Los Angeles Dept of Airports Sr RB Series 2010A 0.870000% 88033SYW8 US88033SYW87 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2019-01-27 Y Barclays Bank PLC N/A N/A 1.0000 7 Y N N 0.0087 9120000.00 9120000.00 0.0014 N N Y N Riverside Cnty Transportation Commission LT GO RB Series 2013A 0.870000% 88033UBN8 5493003G0IESJS57M350 US88033UBN81 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2021-06-01 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N N 0.0087 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Bank NA N/A N/A 1.0000 7 Y N N 0.0087 2370000.00 2370000.00 0.0004 N N Y N Turlock Irrigation Disrict Sub Revenue CP Series A 0.670000% 90021UCR8 5493001J7IGC81HEQJ12 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-04 2016-10-04 2016-10-04 N Y Bank of America NA N/A N/A 1.0000 N 0.0069 12800000.13 12800000.13 0.0020 N N Y N Univ of California Limited Project RB Series 2012G 0.870000% 91412GSE6 US91412GSE60 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2020-05-15 Y Morgan Stanley Bank NA N/A N/A 1.0000 7 Y N N 0.0087 4695000.00 4695000.00 0.0007 N N Y N Univ of California General RB Series 2014AM 0.870000% 91412GVF9 US91412GVF98 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2022-05-15 Y Morgan Stanley Bank NA N/A N/A 1.0000 7 Y N N 0.0087 7600000.00 7600000.00 0.0012 N N Y N Ventura Cnty Public Financing Auth Lease RB Series 2013A 0.870000% 923078BU2 US923078BU29 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2020-11-01 Y Morgan Stanley Bank NA N/A N/A 1.0000 7 Y N Y VENTURA CNTY CALIF Corporate Underlier N/A N/A 1.0000 0.0087 5630000.00 5630000.00 0.0009 N N Y N Ventura Cnty Public Financing Auth Lease RB Series 2013A 0.870000% 923078BW8 US923078BW84 Tender Option Bond First Tier Security N/A N/A 2016-10-07 2016-10-07 2020-11-01 Y Morgan Stanley Bank NA N/A N/A 1.0000 7 Y N Y VENTURA CNTY CALIF Corporate Underlier N/A N/A 1.0000 0.0087 5685000.00 5685000.00 0.0009 N N Y N Ventura Cnty Public Financing Auth Lease Revenue CP 0.810000% 92307NZG4 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-05 2016-10-05 2016-10-05 N Y Wells Fargo Bank NA N/A N/A 1.0000 N 0.0068 25700514.26 25700514.26 0.0039 N N Y N Walnut Energy Center Auth Sub CP Notes Series B 0.480000% 93266BCF4 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-10-04 2016-10-04 2016-10-04 N Y STATE STREET BANK AND TRUST COMPANY N/A N/A 1.0000 N 0.0076 25493235.18 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