0001145549-16-017584.txt : 20160908 0001145549-16-017584.hdr.sgml : 20160908 20160908163840 ACCESSION NUMBER: 0001145549-16-017584 CONFORMED SUBMISSION TYPE: N-MFP1 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160831 FILED AS OF DATE: 20160908 DATE AS OF CHANGE: 20160908 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS CENTRAL INDEX KEY: 0000857156 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-MFP1 SEC ACT: 1940 Act SEC FILE NUMBER: 811-05954 FILM NUMBER: 161876596 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 1-415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS DATE OF NAME CHANGE: 19920703 0000857156 S000004501 Schwab Massachusetts Municipal Money Fund C000012375 Sweep Shares SWDXX N-MFP1 1 primary_doc.xml N-MFP1 0000857156 XXXXXXXX 2016-08-31 0000857156 S000004501 1 N N 033-31894 Charles Schwab Investment Management, Inc. 801-35905 PricewaterhouseCoopers LLP San Francisco CA Charles Schwab Investment Management, Inc. Boston Financial Data Services, Inc. 0000275143 084-00896 N N N Single State Y 23 25 320620572.80 319322412.06 316125914.51 320252655.75 0.00 0.7232 0.7158 0.7137 0.7144 0.0000 25411.88 444941299.93 444957646.82 13576440.44 17225733.76 441333765.38 440499273.4000 1.0000 0.0058 1.0019 1.0019 1.0019 1.0019 0.0000 C000012375 1.00 441333765.38 440499273.4000 1.0019 1.0019 1.0019 1.0019 0.0000 27251595.37 34158373.12 33540473.44 30798505.14 11571814.38 14795412.80 9547564.92 12575252.69 0.00 0.00 90174090.93 98990540.25 0.0001 Y Investment Advisor and its affiliates Contractual 41,510 Investment Advisor and its affiliates Voluntary 50,450 Boston Water & Sewer Commission CP BAN Series A 0.450000% 10102NDK8 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-09-15 2016-09-15 2016-09-15 N Y STATE STREET BANK AND TRUST COMPANY N/A N/A 1.0000 N 0.0061 10899237.00 10899237.00 0.0247 N N N N Boston Water & Sewer Commission CP BAN Series A 0.470000% 10102NDM4 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-09-15 2016-09-15 2016-09-15 N Y STATE STREET BANK AND TRUST COMPANY N/A N/A 1.0000 N 0.0065 7999440.00 7999440.00 0.0181 N N N N Brockton BAN Series 2016 2.000000% 111746DW0 US111746DW03 Other Municipal Security Unrated Security N/A N/A 2017-06-30 2017-06-30 2017-06-30 N N N 0.0083 3331779.00 3331779.00 0.0075 N N N N Chicago M/F Housing RB (Lincoln Village Sr Apts) Series 2006 0.690000% 167570NS5 T5UYO5SYLC8K73MJQX30 125BAR00GPX Variable Rate Demand Note First Tier Security N/A N/A 2016-09-07 2016-09-07 2040-06-01 Y BMO Harris Bank NA N/A N/A 1.0000 7 N N N 0.0069 1237000.00 1237000.00 0.0028 N N Y N Chicago M/F Hsg RB (Renaissance Place Apt) Series 2007 0.650000% 167570PR5 T5UYO5SYLC8K73MJQX30 US167570PR58 Variable Rate Demand Note First Tier Security N/A N/A 2016-09-07 2016-09-07 2042-07-01 Y BMO Harris Bank NA N/A N/A 1.0000 7 N N N 0.0065 1090000.00 1090000.00 0.0025 N N Y N Chicopee BAN Series 2016 1.750000% 168592X81 US168592X813 Other Municipal Security Unrated Security N/A N/A 2016-10-08 2016-10-08 2016-10-08 N N N 0.0072 4223343.00 4223343.00 0.0096 N N N N Colorado Housing & Finance Auth Economic Development RB (Closet Factory) Series 2005A 0.640000% 196476BP9 5493005GIROYQAWBMC18 US196476BP92 Variable Rate Demand Note First Tier Security N/A N/A 2016-09-07 2016-09-07 2040-07-01 Y FEDERAL HOME LOAN BANKS N/A N/A 1.0000 7 N N N 0.0064 2300000.00 2300000.00 0.0052 N N Y N District of Columbia RB (American Geophysical Union) Series 1993 0.650000% 254839K77 549300HWFOZXPKGOX654 US254839K778 Variable Rate Demand Note First Tier Security N/A N/A 2016-09-07 2016-09-07 2023-09-01 Y Bank of America NA N/A N/A 1.0000 7 N N N 0.0065 780000.00 780000.00 0.0018 N N Y N East Bridgewater ULT GO BAN 1.000000% 271227PY0 US271227PY07 Other Municipal Security Unrated Security N/A N/A 2016-09-30 2016-09-30 2016-09-30 N N N 0.0067 3551923.26 3551923.26 0.0080 N N N N Essex Cnty BAN Series 2015 2.000000% 296804UT2 US296804UT21 Other Municipal Security First Tier Security N/A N/A 2016-09-16 2016-09-16 2016-09-16 N N N 0.0060 5002900.00 5002900.00 0.0113 N N N N Holbrook BAN 2016 2.000000% 434722JY1 US434722JY17 Other Municipal Security First Tier Security N/A N/A 2017-06-02 2017-06-02 2017-06-02 N N N 0.0083 3797830.80 3797830.80 0.0086 N N N N Massachusetts School Building Auth Dedicated Sales Tax Bonds Series 2007A 0.590000% 46633VRV3 US46633VRV35 Tender Option Bond First Tier Security N/A N/A 2016-09-07 2016-09-07 2017-02-01 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N N 0.0059 815000.00 815000.00 0.0018 N N Y N Massachusetts GO Refunding Bonds Series 2015C 0.600000% 46640KVU5 5493001N1YCXNI1O7K10 US46640KVU59 Tender Option Bond First Tier Security N/A N/A 2016-09-01 2016-09-01 2018-06-01 Y JPMorgan Chase Bank NA N/A N/A 1.0000 1 N N N 0.0060 16000000.00 16000000.00 0.0363 N Y Y N Maryland Economic Development Corp RB (CWI Facility) Series 2001A 0.860000% 574205EC0 549300JJ16DDBSZWSN94 US574205EC09 Variable Rate Demand Note First Tier Security N/A N/A 2016-09-07 2016-09-07 2022-08-01 Y MANUFACTURERS AND TRADERS TRUST CO N/A N/A 1.0000 7 N N N 0.0086 2990000.00 2990000.00 0.0068 N N Y N Massachusetts Bay Transportation Auth Sr Sales Tax bonds Series 2005B 0.590000% 575579LD7 549300D2U0XBUXGX8P68 US575579LD79 Tender Option Bond First Tier Security N/A N/A 2016-09-07 2016-09-07 2029-07-01 Y Citibank NA N/A N/A 1.0000 7 Y N Y MASSACHUSETTS BAY TRANS AUTH SALES TAX Corporate Underlier N/A N/A 1.0000 0.0059 9900000.00 9900000.00 0.0224 N N Y N Massachusetts Bay Transportation Auth Sr Sales Tax Bonds Series 2008A2 0.640000% 575579TK3 549300D2U0XBUXGX8P68 Variable Rate Demand Note First Tier Security N/A N/A 2016-09-07 2016-09-07 2026-07-01 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N Y MASSACHUSETTS BAY TRANS AUTH SALES TAX Corporate Underlier N/A N/A 1.0000 0.0064 7000000.00 7000000.00 0.0159 N N Y N Massachusetts Bay Transportation Auth CP Sales Tax BAN Series A 0.500000% 57557XFX7 549300D2U0XBUXGX8P68 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-09-12 2016-09-12 2016-09-12 N N Y MASSACHUSETTS BAY TRANS AUTH SALES TAX Corporate Underlier N/A N/A 1.0000 US BANK NATIONAL ASSOCIATION Standby Purchase Agreement N/A N/A 1.0000 0.0066 21998900.00 21998900.00 0.0498 N N N N Massachusetts Dept of Transportation Metropolitan Highway System Sub RB (Contract Assistance Securited) Series 2010A2 0.560000% 57563CAB8 US57563CAB81 Variable Rate Demand Note First Tier Security N/A N/A 2016-09-07 2016-09-07 2037-01-01 Y LANDESBANK HESSEN THUERINGEN GIROZENTRALE N/A N/A 1.0000 7 Y N Y COMMONWEALTH OF MASSACHUSETTS Corporate Underlier N/A N/A 1.0000 0.0056 10000000.00 10000000.00 0.0227 N N Y N Massachusetts Dept of Transportation Metropolitan Highway System Sr RB Series 2010A2 0.580000% 57563CCZ3 US57563CCZ32 Variable Rate Demand Note First Tier Security N/A N/A 2016-09-07 2016-09-07 2037-01-01 Y Barclays Bank PLC N/A N/A 1.0000 7 N N N 0.0058 3900000.00 3900000.00 0.0088 N N Y N Massachusetts GO Refunding Bonds Series 2001C 0.560000% 575827X54 5493001N1YCXNI1O7K10 ELG00022 Variable Rate Demand Note First Tier Security N/A N/A 2016-09-07 2016-09-07 2021-01-01 Y STATE STREET BANK AND TRUST COMPANY N/A N/A 1.0000 7 Y N N 0.0056 2100000.00 2100000.00 0.0048 N N Y N Massachusetts GO Refunding Bonds Series 2003D 5.500000% 57582NSD8 5493001N1YCXNI1O7K10 US57582NSD83 Other Municipal Security Unrated Security N/A N/A 2016-10-01 2016-10-01 2016-10-01 N N N 0.0037 95338.20 95338.20 0.0002 N N N N Massachusetts GO Bonds Series 2007C 0.590000% 57582PGZ7 5493001N1YCXNI1O7K10 US57582PGZ71 Tender Option Bond First Tier Security N/A N/A 2016-09-07 2016-09-07 2037-08-01 Y Citibank NA N/A N/A 1.0000 7 Y N N 0.0059 4500000.00 4500000.00 0.0102 N N Y N Massachusetts GO Bonds Series 2007C 0.590000% 57582PHZ6 5493001N1YCXNI1O7K10 US57582PHZ62 Tender Option Bond First Tier Security N/A N/A 2016-09-07 2016-09-07 2017-02-01 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N N 0.0059 3900000.00 3900000.00 0.0088 N N Y N Massachusetts GO Bonds Series 2012D 0.900000% 57582PJ84 5493001N1YCXNI1O7K10 US57582PJ842 Other Municipal Security Unrated Security N/A N/A 2016-09-01 2017-01-01 2017-01-01 N N N 0.0084 2950118.00 2950118.00 0.0067 N N N N Massachusetts GO Bonds Series 2007C 0.580000% 57582PJU5 5493001N1YCXNI1O7K10 US57582PJU57 Tender Option Bond First Tier Security N/A N/A 2016-09-07 2016-09-07 2037-08-01 Y Societe Generale SA N/A N/A 1.0000 7 Y N N 0.0058 12250000.00 12250000.00 0.0278 N N Y N Massachusetts GO Bonds Series 2007A 0.580000% 57582PJX9 5493001N1YCXNI1O7K10 US57582PJX96 Tender Option Bond First Tier Security N/A N/A 2016-09-07 2016-09-07 2037-05-01 Y Societe Generale SA N/A N/A 1.0000 7 Y N N 0.0058 4000000.00 4000000.00 0.0091 N N Y N Massachusetts GO Refunding Bonds Series 2013A 0.920000% 57582PK41 5493001N1YCXNI1O7K10 US57582PK410 Other Municipal Security Unrated Security N/A N/A 2016-09-01 2017-02-01 2017-02-01 N N N 0.0085 3000120.00 3000120.00 0.0068 N N N N Massachusetts GO Refunding Bonds Series 2008A 5.000000% 57582PNK2 5493001N1YCXNI1O7K10 US57582PNK20 Other Municipal Security Unrated Security N/A N/A 2016-09-01 2016-09-01 2016-09-01 N N N 0.0500 115000.00 115000.00 0.0003 N Y Y N Massachusetts Development Finance Agency Education RB (Cushing Academy) Series 2004 0.610000% 57583F4G3 549300UZSVMFXJK08K70 US57583F4G39 Variable Rate Demand Note First Tier Security N/A N/A 2016-09-07 2016-09-07 2034-03-01 Y TD Bank NA N/A N/A 1.0000 7 N N N 0.0061 2385000.00 2385000.00 0.0054 N N Y N Massachusetts Development Finance Agency RB (Partners Healthcare) Series 2011K2 0.550000% 57583R6F7 549300UZSVMFXJK08K70 Variable Rate Demand Note First Tier Security N/A N/A 2016-09-07 2016-09-07 2046-07-01 Y Barclays Bank PLC N/A N/A 1.0000 7 Y N Y PARTNERS HEALTHCARE SYSTEM INC Corporate Underlier N/A N/A 1.0000 0.0055 7100000.00 7100000.00 0.0161 N N Y N Massachusetts Development Finance Agency First Mortgage RB (Brookhaven at Lexington) Series 2005B 0.760000% 57583RAG0 549300UZSVMFXJK08K70 US57583RAG02 Variable Rate Demand Note First Tier Security N/A N/A 2016-09-07 2016-09-07 2035-03-01 Y Bank of America NA N/A N/A 1.0000 7 N N N 0.0076 2440000.00 2440000.00 0.0055 N N Y N Massachusetts Development Finance Agency RB (Marine Biological Laboratory) Series 2006 0.580000% 57583RFL4 549300UZSVMFXJK08K70 US57583RFL42 Variable Rate Demand Note First Tier Security N/A N/A 2016-09-07 2016-09-07 2036-10-01 Y PNC BANK NATIONAL ASSOCIATION N/A N/A 1.0000 7 N N N 0.0058 7110000.00 7110000.00 0.0161 N N Y N Massachusetts Development Finance Agency RB (College of the Holy Cross) Series 2002 0.690000% 57583RFN0 549300UZSVMFXJK08K70 Tender Option Bond First Tier Security N/A N/A 2016-09-07 2016-09-07 2027-03-01 Y Credit Suisse AG N/A N/A 1.0000 7 Y N Y COLLEGE OF THE HOLY CROSS Corporate Underlier N/A N/A 1.0000 0.0069 5050000.00 5050000.00 0.0114 N N Y N Massachusetts Development Finance Agency RB (Boston Univ) Series U3 0.580000% 57583RWG6 549300UZSVMFXJK08K70 US57583RWG63 Variable Rate Demand Note First Tier Security N/A N/A 2016-09-07 2016-09-07 2040-10-01 Y NORTHERN TRUST COMPANY (THE) N/A N/A 1.0000 7 N N N 0.0058 7600000.00 7600000.00 0.0172 N N Y N Massachusetts Development Finance Agency RB (Partners HealthCare) Series 2014M2 0.550000% 57583UB56 549300UZSVMFXJK08K70 US57583UB565 Variable Rate Demand Note First Tier Security N/A N/A 2016-09-07 2016-09-07 2048-07-01 Y BANK OF NEW YORK MELLON/THE N/A N/A 1.0000 7 N N N 0.0055 4300000.00 4300000.00 0.0097 N N Y N Massachusetts Development Finance Agency RB (CIL Realty) Series 2011 0.570000% 57583UDB1 549300UZSVMFXJK08K70 US57583UDB17 Variable Rate Demand Note First Tier Security N/A N/A 2016-09-07 2016-09-07 2041-07-01 Y MANUFACTURERS AND TRADERS TRUST CO N/A N/A 1.0000 7 N N N 0.0057 6020000.00 6020000.00 0.0136 N N Y N Massachusetts Development Finance Agency RB (Partners HealthCare) Series 2014M4 0.590000% 57583UL55 549300UZSVMFXJK08K70 US57583UL556 Tender Option Bond First Tier Security N/A N/A 2016-09-07 2016-09-07 2021-07-01 Y Morgan Stanley Bank NA N/A N/A 1.0000 7 Y N Y PARTNERS HEALTHCARE SYSTEM INC Corporate Underlier N/A N/A 1.0000 0.0059 4170000.00 4170000.00 0.0094 N N Y N Massachusetts Development Finance Agency RB (CIL Realty) Series 2013 0.570000% 57583UXM5 549300UZSVMFXJK08K70 US57583UXM51 Variable Rate Demand Note First Tier Security N/A N/A 2016-09-07 2016-09-07 2043-07-01 Y MANUFACTURERS AND TRADERS TRUST CO N/A N/A 1.0000 7 N N N 0.0057 8345000.00 8345000.00 0.0189 N N Y N Massachusetts Development Finance Agency RB (CIL Realty of MA) Series 2016 0.570000% 57584XNP2 549300UZSVMFXJK08K70 US57584XNP23 Variable Rate Demand Note First Tier Security N/A N/A 2016-09-07 2016-09-07 2046-06-01 Y MANUFACTURERS AND TRADERS TRUST CO N/A N/A 1.0000 7 N N N 0.0057 10000000.00 10000000.00 0.0227 N N Y N Massachusetts Health & Educational Facilities Auth RB (Amherst College) Series F 0.610000% 57585JMX6 549300MV50RWQFTX5223 US57585JMX62 Variable Rate Demand Note First Tier Security N/A N/A 2016-09-07 2016-09-07 2026-11-01 Y AMHERST COLLEGE N/A N/A 1.0000 7 N N N 0.0061 8600000.00 8600000.00 0.0195 N N Y N Massachusetts Health & Educational Facilities Auth RB (Capital Asset Program) Series M2 0.660000% 57585KA57 549300MV50RWQFTX5223 US57585KA571 Variable Rate Demand Note First Tier Security N/A N/A 2016-09-07 2016-09-07 2031-07-01 Y Bank of America NA N/A N/A 1.0000 7 N N N 0.0066 2040000.00 2040000.00 0.0046 N N Y N Massachusetts Health & Educational Facilities Auth RB (Harvard Univ) Series Y 0.560000% 57585KKV9 549300MV50RWQFTX5223 Variable Rate Demand Note First Tier Security N/A N/A 2016-09-07 2016-09-07 2035-07-01 Y Harvard University N/A N/A 1.0000 7 N N N 0.0056 15900000.00 15900000.00 0.0360 N N Y N Massachusetts Health & Educational Facilities Auth RB (MIT) Series 2001J2 0.560000% 57585KSV1 549300MV50RWQFTX5223 US57585KSV16 Variable Rate Demand Note First Tier Security N/A N/A 2016-09-07 2016-09-07 2031-07-01 Y Massachusetts Institute of Technology N/A N/A 1.0000 7 N N N 0.0056 750000.00 750000.00 0.0017 N N Y N Massachusetts Health & Educational Facilities Auth RB (MIT) Series 2001J1 0.540000% 57585KSW9 549300MV50RWQFTX5223 US57585KSW98 Variable Rate Demand Note First Tier Security N/A N/A 2016-09-07 2016-09-07 2031-07-01 Y Massachusetts Institute of Technology N/A N/A 1.0000 7 N N N 0.0054 3600000.00 3600000.00 0.0082 N N Y N Massachusetts Health & Educational Facilities Auth RB (Capital Asset Program) Series 2004M4A 0.660000% 57586CDX0 549300MV50RWQFTX5223 US57586CDX02 Variable Rate Demand Note First Tier Security N/A N/A 2016-09-07 2016-09-07 2039-07-01 Y Bank of America NA N/A N/A 1.0000 7 N N N 0.0066 3605000.00 3605000.00 0.0082 N N Y N Massachusetts Health & Educational Facilities Auth RB (Amherst College) Series 2005I 0.610000% 57586CGZ2 549300MV50RWQFTX5223 US57586CGZ23 Variable Rate Demand Note First Tier Security N/A N/A 2016-09-07 2016-09-07 2028-11-01 Y AMHERST COLLEGE N/A N/A 1.0000 7 N N N 0.0061 9260000.00 9260000.00 0.0210 N N Y N Massachusetts Health & Educational Facilities Auth RB (Baystate Medical Center) Series 2005G 0.600000% 57586CNH4 549300MV50RWQFTX5223 Variable Rate Demand Note First Tier Security N/A N/A 2016-09-01 2016-09-01 2026-07-01 Y Wells Fargo Bank NA N/A N/A 1.0000 1 N N N 0.0060 7880000.00 7880000.00 0.0179 N Y Y N Massachusetts Health & Educational Facilities Auth RB (Museum of Fine Arts) Series 2007A2 0.600000% 57586CV51 549300MV50RWQFTX5223 US57586CV515 Variable Rate Demand Note First Tier Security N/A N/A 2016-09-01 2016-09-01 2037-12-01 Y Bank of America NA N/A N/A 1.0000 1 Y N Y Museum of Fine Arts Corporate Underlier N/A N/A 1.0000 0.0060 1600000.00 1600000.00 0.0036 N Y Y N Massachusetts Health & Educational Facilities Auth RB (Great Brook Valley Health Center) Series 2006A 0.620000% 57586CVK8 549300MV50RWQFTX5223 US57586CVK88 Variable Rate Demand Note First Tier Security N/A N/A 2016-09-07 2016-09-07 2036-12-01 Y TD Bank NA N/A N/A 1.0000 7 N N N 0.0062 3165000.00 3165000.00 0.0072 N N Y N Massachusetts Health & Educational Facilities Auth RB (Baystate Medical Center) Series 2009K1 0.600000% 57586EJZ5 549300MV50RWQFTX5223 US57586EJZ51 Variable Rate Demand Note First Tier Security N/A N/A 2016-09-01 2016-09-01 2039-07-01 Y Wells Fargo Bank NA N/A N/A 1.0000 1 N N N 0.0060 735000.00 735000.00 0.0017 N Y Y N Massachusetts Health & Educational Facilities Auth RB (Baystate Med Ctr) Series 2009J2 0.580000% 57586EKB6 549300MV50RWQFTX5223 Variable Rate Demand Note First Tier Security N/A N/A 2016-09-01 2016-09-01 2044-07-01 Y JPMorgan Chase Bank NA N/A N/A 1.0000 1 N N N 0.0058 3500000.00 3500000.00 0.0079 N Y Y N Massachusetts Health & Educational Facilities Auth RB (MIT) Series 2008N 0.580000% 57586EQX2 549300MV50RWQFTX5223 US57586EQX21 Tender Option Bond First Tier Security N/A N/A 2016-09-07 2016-09-07 2017-03-10 Y Citibank NA N/A N/A 1.0000 7 Y Y UNITED STATES TREASURY N/A N/A 1.0000 N 0.0058 2000000.00 2000000.00 0.0045 N N Y N Massachusetts HFA Housing Bonds Series 2009A 0.650000% 57586NDU2 US57586NDU28 Variable Rate Demand Note First Tier Security N/A N/A 2016-09-07 2016-09-07 2043-01-01 Y TD Bank NA N/A N/A 1.0000 7 N N N 0.0065 2500000.00 2500000.00 0.0057 N N Y N Massachusetts HFA Housing Bonds Series 2008B 5.250000% 57586PRP3 US57586PRP35 Other Municipal Security Unrated Security N/A N/A 2017-06-01 2017-06-01 2017-06-01 N N N 0.0128 190353.90 190353.90 0.0004 N N N N Massachusetts HFA Housing RB (Princeton Westford) Series 2015A 0.610000% 57587AJA7 US57587AJA79 Variable Rate Demand Note First Tier Security N/A N/A 2016-09-07 2016-09-07 2034-01-01 Y Bank of America NA N/A N/A 1.0000 7 N N N 0.0061 4800000.00 4800000.00 0.0109 N N Y N Massachusetts HFA Housing Bonds Series 2016B 0.625000% 57587APE2 US57587APE28 Other Municipal Security Unrated Security N/A N/A 2016-12-01 2016-12-01 2016-12-01 N N N 0.0073 179955.00 179955.00 0.0004 N N N N Massaschusetts Port Auth CP Notes Series 2012A & 2012B 0.510000% 57589TCA1 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-11-03 2016-11-03 2016-11-03 N Y TD Bank NA N/A N/A 1.0000 N 0.0061 11997840.00 11997840.00 0.0272 N N N N Massachusetts School Building Auth Sr Dedicated Sales Tax Bonds Series 2011B 5.000000% 576000LU5 US576000LU59 Other Municipal Security Unrated Security N/A N/A 2016-10-15 2016-10-15 2016-10-15 N N N 0.0040 200994.00 200994.00 0.0005 N N N N Massachusetts School Building Auth Sr Dedicated Sales Tax Bonds Series 2013A 0.590000% 576000PR8 US576000PR84 Tender Option Bond First Tier Security N/A N/A 2016-09-07 2016-09-07 2021-10-01 Y Citibank NA N/A N/A 1.0000 7 Y N N 0.0059 4125000.00 4125000.00 0.0093 N N Y N Massachusetts School Building Auth Sr Dedicated Sales Tax Refunding Bonds Series 2015D 0.580000% 576000SU8 US576000SU86 Tender Option Bond First Tier Security N/A N/A 2016-09-07 2016-09-07 2023-08-15 Y Citibank NA N/A N/A 1.0000 7 Y N N 0.0058 8985000.00 8985000.00 0.0204 N N Y N Massachusetts Water Resources Auth Sub General Refunding RB Series 2008F 0.580000% 5760494W7 549300GBS2G3YGHOYO19 US5760494W72 Variable Rate Demand Note First Tier Security N/A N/A 2016-09-07 2016-09-07 2029-08-01 Y BANK OF NEW YORK MELLON/THE N/A N/A 1.0000 7 Y N N 0.0058 10650000.00 10650000.00 0.0241 N N Y N Massachusetts Water Resources Auth Sub Refunding RB Series 2002C 0.590000% 576049YH7 549300GBS2G3YGHOYO19 Variable Rate Demand Note First Tier Security N/A N/A 2016-09-01 2016-09-01 2020-08-01 Y LANDESBANK HESSEN THUERINGEN GIROZENTRALE N/A N/A 1.0000 1 N N N 0.0059 1200000.00 1200000.00 0.0027 N Y Y N Massachusetts Clean Water Trust Pool Program Refunding Bonds Series 2006 0.590000% 57604PT61 549300SYPEROLSQU0261 US57604PT611 Tender Option Bond First Tier Security N/A N/A 2016-09-07 2016-09-07 2026-08-01 Y Credit Suisse AG N/A N/A 1.0000 7 Y N N 0.0059 8195000.00 8195000.00 0.0186 N N Y N Massachusetts Clean Water Trust State Revolving Fund Bonds Series 14 0.590000% 57604PZ72 549300SYPEROLSQU0261 US57604PZ725 Tender Option Bond First Tier Security N/A N/A 2016-09-07 2016-09-07 2030-08-01 Y Morgan Stanley Bank NA N/A N/A 1.0000 7 Y N N 0.0059 6665000.00 6665000.00 0.0151 N N Y N Massachusetts Water Resources Auth General Refunding RB Series 2008A-2 0.610000% 576051BX3 549300GBS2G3YGHOYO19 US576051BX31 Variable Rate Demand Note First Tier Security N/A N/A 2016-09-07 2016-09-07 2037-08-01 Y TD Bank NA N/A N/A 1.0000 7 Y N N 0.0061 9500000.00 9500000.00 0.0215 N N Y N Michigan Finance Auth Healthcare Equipment Loan Program Bonds Series C 0.710000% 59447TEC3 US59447TEC36 Variable Rate Demand Note First Tier Security N/A N/A 2016-09-07 2016-09-07 2032-12-01 Y FIFTH THIRD BANK (OHIO) N/A N/A 1.0000 7 N N N 0.0071 1750000.00 1750000.00 0.0040 N N Y N Middleborough GO BAN 1.250000% 596051TZ5 US596051TZ52 Other Municipal Security First Tier Security N/A N/A 2016-10-07 2016-10-07 2016-10-07 N N N 0.0076 4124057.60 4124057.60 0.0093 N N N N Minneapolis M/F Housing RB (Seven Corners Apts) Series 2012F 0.670000% 603767KS2 54930069TEI1INHRHS55 US603767KS26 Variable Rate Demand Note First Tier Security N/A N/A 2016-09-07 2016-09-07 2031-11-01 Y Wells Fargo Bank NA N/A N/A 1.0000 7 N N N 0.0067 1420000.00 1420000.00 0.0032 N N Y N Mississippi Business Finance Corp IDRB (Chevron) Series 2007B 0.620000% 60528AAT1 549300DYV074JUDKBQ77 12FUKBBNRXX Variable Rate Demand Note First Tier Security N/A N/A 2016-09-01 2016-09-01 2030-12-01 Y Chevron Corp N/A N/A 1.0000 1 N N N 0.0062 800000.00 800000.00 0.0018 N Y Y N Newburyport GO BAN 2.000000% 651027E91 US651027E913 Other Municipal Security First Tier Security N/A N/A 2016-09-30 2016-09-30 2016-09-30 N N N 0.0075 3272404.14 3272404.14 0.0074 N N N N Nuveen California Dividend Advantage Municipal Fund Variable Rate Demand Preferred Shares Series 6 0.670000% 67066Y865 US67066Y8654 Variable Rate Demand Note First Tier Security N/A N/A 2016-09-07 2016-09-07 2040-08-01 Y Citibank NA N/A N/A 1.0000 7 N N N 0.0067 1900000.00 1900000.00 0.0043 N N Y N Nuveen Select Quality Municipal Fund Variable Rate Demand Preferred Shares Series 1 0.720000% 670973700 549300ZNRCY0MNOKKG62 US6709737000 Variable Rate Demand Note First Tier Security N/A N/A 2016-09-07 2016-09-07 2041-05-01 Y Barclays Bank PLC N/A N/A 1.0000 7 N N N 0.0072 10000000.00 10000000.00 0.0227 N N Y N Plymouth GO BAN Series 2016 2.000000% 729654SQ7 US729654SQ78 Other Municipal Security First Tier Security N/A N/A 2017-05-04 2017-05-04 2017-05-04 N N N 0.0079 4032360.00 4032360.00 0.0091 N N N N Quincy GO BAN 2.000000% 748508KR8 US748508KR81 Other Municipal Security First Tier Security N/A N/A 2017-01-20 2017-01-20 2017-01-20 N N N 0.0077 3014100.00 3014100.00 0.0068 N N N N Salisbury GO BAN 2015 2.000000% 795302GP7 US795302GP70 Other Municipal Security First Tier Security N/A N/A 2016-09-15 2016-09-15 2016-09-15 N N N 0.0057 1740957.00 1740957.00 0.0039 N N N N Somerville BAN 2016A 1.250000% 835240M82 US835240M823 Other Municipal Security First Tier Security N/A N/A 2016-10-14 2016-10-14 2016-10-14 N N N 0.0059 8175004.16 8175004.16 0.0185 N N N N Stoughton GO BAN Series 2016 2.000000% 862318D82 US862318D822 Other Municipal Security First Tier Security N/A N/A 2017-06-30 2017-06-30 2017-06-30 N N N 0.0075 3030900.00 3030900.00 0.0069 N N N N Massachusetts Health & Educational Facilities Auth RB (Partners HealthCare) Series 2010J1 0.590000% 88033LDS5 549300MV50RWQFTX5223 US88033LDS51 Tender Option Bond First Tier Security N/A N/A 2016-09-07 2016-09-07 2029-07-01 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N Y PARTNERS HEALTHCARE SYSTEM INC Corporate Underlier N/A N/A 1.0000 0.0059 2100000.00 2100000.00 0.0048 N N Y N Massachusetts Development Finance Agency RB (Partners HealthCare) Series 2015O-1 0.590000% 88033MAG2 549300UZSVMFXJK08K70 US88033MAG24 Tender Option Bond First Tier Security N/A N/A 2016-09-07 2016-09-07 2023-07-01 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N Y PARTNERS HEALTHCARE SYSTEM INC Corporate Underlier N/A N/A 1.0000 0.0059 1600000.00 1600000.00 0.0036 N N Y N Massachusetts GO Bonds Series 2016A 0.600000% 88033MM95 5493001N1YCXNI1O7K10 US88033MM956 Tender Option Bond First Tier Security N/A N/A 2016-09-07 2016-09-07 2022-03-01 Y Toronto-Dominion Bank/The N/A N/A 1.0000 7 Y N N 0.0060 1500000.00 1500000.00 0.0034 N N Y N Massachusetts GO Refunding Bonds Series 2015A 0.580000% 88033MNJ2 5493001N1YCXNI1O7K10 US88033MNJ26 Tender Option Bond First Tier Security N/A N/A 2016-09-07 2016-09-07 2023-07-01 Y Citibank NA N/A N/A 1.0000 7 Y N N 0.0058 3170000.00 3170000.00 0.0072 N N Y N Massachusetts Development Finance Agency RB (Partners HealthCare) Series 2016Q 0.590000% 88033MRY5 549300UZSVMFXJK08K70 US88033MRY56 Tender Option Bond First Tier Security N/A N/A 2016-09-07 2016-09-07 2024-01-01 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N Y PARTNERS HEALTHCARE SYSTEM INC Corporate Underlier N/A N/A 1.0000 0.0059 1350000.00 1350000.00 0.0031 N N Y N Massachusetts School Building Auth Sr Tax Refunding Bonds Series 2015C 0.590000% 88033SHZ0 US88033SHZ02 Tender Option Bond First Tier Security N/A N/A 2016-09-07 2016-09-07 2023-08-15 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N N 0.0059 3385000.00 3385000.00 0.0077 N N Y N Massachusetts School Building Auth Sr Dedicated Sales Tax Refunding Bonds Series 2012B 0.590000% 88033SN67 US88033SN670 Tender Option Bond First Tier Security N/A N/A 2016-09-07 2016-09-07 2020-08-15 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N N 0.0059 3750000.00 3750000.00 0.0085 N N Y N Univ of Massachusetts Building Auth Project & Refunding RB Sr Series 2013-3 0.590000% 88033UCL1 6ILE2573NPR1XO2TR556 US88033UCL17 Tender Option Bond First Tier Security N/A N/A 2016-09-07 2016-09-07 2021-05-01 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N Y UNIVERSITY OF MASSACHUSETTS Corporate Underlier N/A N/A 1.0000 0.0059 1500000.00 1500000.00 0.0034 N N Y N Texas Tech University Revenue Financing System CP Series 2012A 0.450000% 88280Q3D8 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-09-06 2016-09-06 2016-09-06 N N N 0.0061 12145635.62 12145635.62 0.0275 N N Y N Univ of Massachusetts Building Auth Refunding RB Sr Series 2011-1 0.570000% 914437QB7 6ILE2573NPR1XO2TR556 US914437QB79 Variable Rate Demand Note First Tier Security N/A N/A 2016-09-07 2016-09-07 2034-11-01 Y Wells Fargo Bank NA N/A N/A 1.0000 7 Y N Y UNIVERSITY OF MASSACHUSETTS Corporate Underlier N/A N/A 1.0000 0.0057 6980000.00 6980000.00 0.0158 N N Y N Univ of Massachusetts Building Auth RB Sr Series 2013-1 0.580000% 914440MZ2 6ILE2573NPR1XO2TR556 US914440MZ21 Tender Option Bond First Tier Security N/A N/A 2016-09-07 2016-09-07 2020-11-01 Y Citibank NA N/A N/A 1.0000 7 Y N Y UNIVERSITY OF MASSACHUSETTS Corporate Underlier N/A N/A 1.0000 0.0058 5500000.00 5500000.00 0.0125 N N Y N Univ of Massachusetts Building Auth RB Sr Series 2014-1 0.690000% 914440PX4 6ILE2573NPR1XO2TR556 US914440PX46 Tender Option Bond First Tier Security N/A N/A 2016-09-07 2016-09-07 2022-11-01 Y Morgan Stanley Bank NA N/A N/A 1.0000 7 Y N Y UNIVERSITY OF MASSACHUSETTS Corporate Underlier N/A N/A 1.0000 0.0069 5365000.00 5365000.00 0.0122 N N Y N Wilmington GO BAN 2.000000% 971651TK0 US971651TK09 Other Municipal Security First Tier Security N/A N/A 2017-06-30 2017-06-30 2017-06-30 N N N 0.0077 2752604.25 2752604.25 0.0062 N N N N Worcester GO BAN Series 2016A 1.500000% 981306MK6 US981306MK61 Other Municipal Security First Tier Security N/A N/A 2016-12-21 2016-12-21 2016-12-21 N N N 0.0068 4511205.00 4511205.00 0.0102 N N N N The Charles Schwab Family of Funds 2016-09-08 Mark Fischer Mark Fischer Chief Financial Officer