0001145549-16-016699.txt : 20160805 0001145549-16-016699.hdr.sgml : 20160805 20160805145643 ACCESSION NUMBER: 0001145549-16-016699 CONFORMED SUBMISSION TYPE: N-MFP1 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160731 FILED AS OF DATE: 20160805 DATE AS OF CHANGE: 20160805 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS CENTRAL INDEX KEY: 0000857156 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-MFP1 SEC ACT: 1940 Act SEC FILE NUMBER: 811-05954 FILM NUMBER: 161810654 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 1-415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS DATE OF NAME CHANGE: 19920703 0000857156 S000036659 Schwab Treasury Obligations Money Fund C000112046 Value Advantage Shares SNOXX C000112047 Sweep Shares SNTXX N-MFP1 1 primary_doc.xml N-MFP1 0000857156 XXXXXXXX 2016-07-31 0000857156 S000036659 2 N N 033-31894 Charles Schwab Investment Management, Inc. 801-35905 PricewaterhouseCoopers LLP San Francisco CA Charles Schwab Investment Management, Inc. Boston Financial Data Services, Inc. 0000275143 084-00896 N N N Exempt Government N 37 65 1067730613.85 925331933.00 911927043.09 935856349.97 952653878.88 1072730877.74 1080340366.33 1066932470.87 1090864027.75 1107662051.10 0.9953 0.8565 0.8547 0.8579 0.8594 1.0000 1.0000 1.0000 1.0000 0.9993 0.43 1106533420.50 1106362947.38 2119423.51 350223.80 1108132146.43 1108166310.6200 1.0000 0.0038 1.0001 1.0001 1.0001 1.0001 1.0001 C000112046 25000.00 107771363.48 107773071.9500 1.0001 1.0001 1.0001 1.0001 1.0001 13550128.36 2553009.51 1434981.89 1245395.85 3226940.44 625140.90 7369321.56 224842.85 23814119.45 773808.28 35845501.52 2896954.18 0.0011 Y Investment Advisor and its affiliates Contractual 12,825 Investment Advisor and its affiliates Voluntary 7,005 C000112047 1.00 1000360782.95 1000393238.6700 1.0001 1.0001 1.0001 1.0001 1.0001 68369938.88 87483125.10 47627622.71 40274137.73 36124147.49 52189622.88 70690405.40 53915335.27 59306989.52 64795975.36 228093445.99 224025200.68 0.0001 Y Investment Advisor and its affiliates Contractual 137,220 Investment Advisor and its affiliates Voluntary 202,664 BARCLAYS CAPITAL INC BARCLAYS CAPITAL INC 0.320000% AC28XWWI3WIBK2824319 0001484219 00799J004_0.32_0802 U.S. Treasury Repurchase Agreement, if collateralized only by U.S. Treasuries (including Strips) and cash Y N UNITED STATES TREASURY 2020-12-31 2.375000 67393900.00 71350703.92 U.S. Treasuries (including strips) UNITED STATES TREASURY 2019-10-31 1.250000 4126500.00 4188760.90 U.S. Treasuries (including strips) UNITED STATES TREASURY 2018-10-31 1.250000 75400.00 76455.23 U.S. Treasuries (including strips) UNITED STATES TREASURY 2020-09-30 1.375000 29000100.00 29551049.60 U.S. Treasuries (including strips) UNITED STATES TREASURY 2021-06-30 2.125000 21979700.00 23088017.41 U.S. Treasuries (including strips) UNITED STATES TREASURY 2017-06-30 0.625000 1508600.00 1509578.37 U.S. Treasuries (including strips) UNITED STATES TREASURY 2022-05-15 1.750000 100.00 103.33 U.S. Treasuries (including strips) UNITED STATES TREASURY 2023-04-30 1.625000 2450800.00 2506786.53 U.S. Treasuries (including strips) UNITED STATES TREASURY 2020-03-31 1.375000 3002500.00 3062004.14 U.S. Treasuries (including strips) UNITED STATES TREASURY 2021-02-28 1.125000 17046400.00 17177080.57 U.S. Treasuries (including strips) UNITED STATES TREASURY 2044-08-15 3.125000 405600.00 489486.81 U.S. Treasuries (including strips) First Tier Security N/A N/A 2016-08-02 2016-08-02 2016-08-02 N N N 0.0032 149999055.00 149999055.00 0.1354 N N Y N DEUTSCHE BANK SECURITIES INC DEUTSCHE BANK SECURITIES INC 0.380000% 9J6MBOOO7BECTDTUZW19 0001074042 21599B009_0.38_0801 U.S. Treasury Repurchase Agreement, if collateralized only by U.S. Treasuries (including Strips) and cash Y N UNITED STATES TREASURY 2022-10-31 1.875000 107878900.00 112200053.83 U.S. Treasuries (including strips) First Tier Security N/A N/A 2016-08-01 2016-08-01 2016-08-01 N N N 0.0038 110000000.00 110000000.00 0.0993 N Y Y N CREDIT SUISSE SECURITIES (USA) LLC CREDIT SUISSE SECURITIES (USA) LLC 0.350000% 1V8Y6QCX6YMJ2OELII46 0001230485 22799D001_0.35_0801 U.S. Treasury Repurchase Agreement, if collateralized only by U.S. Treasuries (including Strips) and cash Y N UNITED STATES TREASURY 2019-08-15 3.625000 25091200.00 27606895.05 U.S. Treasuries (including strips) UNITED STATES TREASURY 2025-08-15 2.000000 81395000.00 85633724.56 U.S. Treasuries (including strips) First Tier Security N/A N/A 2016-08-01 2016-08-01 2016-08-01 N N N 0.0035 111017873.00 111017873.00 0.1002 N Y Y N JP MORGAN SECURITIES LLC JP MORGAN SECURITIES LLC 0.310000% ZBUT11V806EZRVTWT807 0001168163 46899T004_0.31_0804 U.S. Treasury Repurchase Agreement, if collateralized only by U.S. Treasuries (including Strips) and cash Y N UNITED STATES TREASURY 2020-07-31 2.000000 4788000.00 5023881.35 U.S. Treasuries (including strips) UNITED STATES TREASURY 2024-05-15 2.500000 70100.00 76174.52 U.S. Treasuries (including strips) First Tier Security N/A N/A 2016-08-04 2016-08-04 2016-08-04 N N N 0.0031 4999900.50 4999900.50 0.0045 N N Y N JP MORGAN SECURITIES LLC JP MORGAN SECURITIES LLC 0.330000% ZBUT11V806EZRVTWT807 0001168163 46899T004_0.33_0801 U.S. Treasury Repurchase Agreement, if collateralized only by U.S. Treasuries (including Strips) and cash Y N UNITED STATES TREASURY 2024-05-15 2.500000 18633000.00 20247644.64 U.S. Treasuries (including strips) UNITED STATES TREASURY 2020-08-31 1.375000 251000.00 256102.83 U.S. Treasuries (including strips) UNITED STATES TREASURY 2020-07-31 2.000000 89335200.00 93736308.45 U.S. Treasuries (including strips) First Tier Security N/A N/A 2016-08-01 2016-08-01 2016-08-01 N N N 0.0033 112000000.00 112000000.00 0.1011 N Y Y N UNITED STATES TREASURY UNITED STATES TREASURY 0.000000% 912796HE2 US912796HE27 U.S. Treasury Debt First Tier Security N/A N/A 2016-09-15 2016-09-15 2016-09-15 N N N 0.0021 9997440.00 9997440.00 0.0090 N Y Y N UNITED STATES TREASURY UNITED STATES TREASURY 0.000000% 912796JF7 US912796JF73 U.S. Treasury Debt First Tier Security N/A N/A 2016-08-11 2016-08-11 2016-08-11 N N N 0.0014 44998290.00 44998290.00 0.0406 N Y Y N UNITED STATES TREASURY UNITED STATES TREASURY 0.000000% 912796KD0 US912796KD07 U.S. Treasury Debt First Tier Security N/A N/A 2017-01-19 2017-01-19 2017-01-19 N N N 0.0035 24958875.00 24958875.00 0.0225 N Y Y N UNITED STATES TREASURY UNITED STATES TREASURY 0.500000% 912828D64 US912828D648 U.S. Treasury Debt First Tier Security N/A N/A 2016-08-31 2016-08-31 2016-08-31 N N N 0.0017 8002120.00 8002120.00 0.0072 N Y Y N UNITED STATES TREASURY UNITED STATES TREASURY 0.500000% 912828F47 US912828F478 U.S. Treasury Debt First Tier Security N/A N/A 2016-09-30 2016-09-30 2016-09-30 N N N 0.0025 33013233.00 33013233.00 0.0298 N Y Y N UNITED STATES TREASURY UNITED STATES TREASURY 0.373300% 912828F70 US912828F700 U.S. Treasury Debt First Tier Security N/A N/A 2016-08-01 2016-10-31 2016-10-31 N N N 0.0031 10001570.00 10001570.00 0.0090 N Y Y N UNITED STATES TREASURY UNITED STATES TREASURY 4.625000% 912828FY1 US912828FY19 U.S. Treasury Debt First Tier Security N/A N/A 2016-11-15 2016-11-15 2016-11-15 N N N 0.0030 22273328.00 22273328.00 0.0201 N Y Y N UNITED STATES TREASURY UNITED STATES TREASURY 0.404300% 912828H60 US912828H607 U.S. Treasury Debt First Tier Security N/A N/A 2016-08-01 2017-01-31 2017-01-31 N N N 0.0033 30010740.00 30010740.00 0.0271 N Y Y N UNITED STATES TREASURY UNITED STATES TREASURY 0.394300% 912828K41 US912828K411 U.S. Treasury Debt First Tier Security N/A N/A 2016-08-01 2017-04-30 2017-04-30 N N N 0.0034 10003950.00 10003950.00 0.0090 N Y Y N UNITED STATES TREASURY UNITED STATES TREASURY 3.250000% 912828LD0 US912828LD08 U.S. Treasury Debt First Tier Security N/A N/A 2016-07-31 2016-07-31 2016-07-31 N N N 0.0000 15000000.00 15000000.00 0.0135 N Y Y N UNITED STATES TREASURY UNITED STATES TREASURY 3.000000% 912828LL2 US912828LL24 U.S. Treasury Debt First Tier Security N/A N/A 2016-08-31 2016-08-31 2016-08-31 N N N 0.0017 6013806.00 6013806.00 0.0054 N Y Y N UNITED STATES TREASURY UNITED STATES TREASURY 3.125000% 912828LU2 US912828LU23 U.S. Treasury Debt First Tier Security N/A N/A 2016-10-31 2016-10-31 2016-10-31 N N N 0.0026 15105930.00 15105930.00 0.0136 N Y Y N UNITED STATES TREASURY UNITED STATES TREASURY 0.488300% 912828M23 US912828M235 U.S. Treasury Debt First Tier Security N/A N/A 2016-08-01 2017-10-31 2017-10-31 N N N 0.0039 20025380.00 20025380.00 0.0181 N Y Y N UNITED STATES TREASURY UNITED STATES TREASURY 2.750000% 912828MA5 US912828MA59 U.S. Treasury Debt First Tier Security N/A N/A 2016-11-30 2016-11-30 2016-11-30 N N N 0.0033 31247070.00 31247070.00 0.0282 N Y Y N UNITED STATES TREASURY UNITED STATES TREASURY 3.125000% 912828MK3 US912828MK32 U.S. Treasury Debt First Tier Security N/A N/A 2017-01-31 2017-01-31 2017-01-31 N N N 0.0043 10133960.00 10133960.00 0.0091 N Y Y N UNITED STATES TREASURY UNITED STATES TREASURY 0.592300% 912828N97 US912828N977 U.S. Treasury Debt First Tier Security N/A N/A 2016-08-01 2018-01-31 2018-01-31 N N N 0.0043 10024730.00 10024730.00 0.0090 N Y Y N UNITED STATES TREASURY UNITED STATES TREASURY 2.375000% 912828NR7 US912828NR75 U.S. Treasury Debt First Tier Security N/A N/A 2017-07-31 2017-07-31 2017-07-31 N N N 0.0059 11195063.00 11195063.00 0.0101 N Y Y N UNITED STATES TREASURY UNITED STATES TREASURY 1.000000% 912828RF9 US912828RF91 U.S. Treasury Debt First Tier Security N/A N/A 2016-08-31 2016-08-31 2016-08-31 N N N 0.0017 65043680.00 65043680.00 0.0587 N Y Y N UNITED STATES TREASURY UNITED STATES TREASURY 1.000000% 912828RJ1 US912828RJ14 U.S. Treasury Debt First Tier Security N/A N/A 2016-09-30 2016-09-30 2016-09-30 N N N 0.0025 40048760.00 40048760.00 0.0361 N Y Y N UNITED STATES TREASURY UNITED STATES TREASURY 1.000000% 912828RM4 US912828RM43 U.S. Treasury Debt First Tier Security N/A N/A 2016-10-31 2016-10-31 2016-10-31 N N N 0.0026 35063525.00 35063525.00 0.0316 N Y Y N UNITED STATES TREASURY UNITED STATES TREASURY 0.875000% 912828RU6 US912828RU68 U.S. Treasury Debt First Tier Security N/A N/A 2016-11-30 2016-11-30 2016-11-30 N N N 0.0033 30053460.00 30053460.00 0.0271 N Y Y N UNITED STATES TREASURY UNITED STATES TREASURY 0.875000% 912828RX0 US912828RX08 U.S. Treasury Debt First Tier Security N/A N/A 2016-12-31 2016-12-31 2016-12-31 N N N 0.0035 15032160.00 15032160.00 0.0136 N Y Y N UNITED STATES TREASURY UNITED STATES TREASURY 0.875000% 912828SC5 US912828SC51 U.S. Treasury Debt First Tier Security N/A N/A 2017-01-31 2017-01-31 2017-01-31 N N N 0.0041 10023010.00 10023010.00 0.0090 N Y Y N UNITED STATES TREASURY UNITED STATES TREASURY 0.625000% 912828VR8 US912828VR83 U.S. Treasury Debt First Tier Security N/A N/A 2016-08-15 2016-08-15 2016-08-15 N N N 0.0017 20003460.00 20003460.00 0.0181 N Y Y N UNITED STATES TREASURY UNITED STATES TREASURY 0.875000% 912828VW7 US912828VW78 U.S. Treasury Debt First Tier Security N/A N/A 2016-09-15 2016-09-15 2016-09-15 N N N 0.0022 8006352.00 8006352.00 0.0072 N Y Y N UNITED STATES TREASURY UNITED STATES TREASURY 0.625000% 912828WA4 US912828WA40 U.S. Treasury Debt First Tier Security N/A N/A 2016-10-15 2016-10-15 2016-10-15 N N N 0.0026 5003680.00 5003680.00 0.0045 N Y Y N UNITED STATES TREASURY UNITED STATES TREASURY 0.625000% 912828WF3 US912828WF37 U.S. Treasury Debt First Tier Security N/A N/A 2016-11-15 2016-11-15 2016-11-15 N N N 0.0030 6005520.00 6005520.00 0.0054 N Y Y N UNITED STATES TREASURY UNITED STATES TREASURY 0.390300% 912828WV8 US912828WV86 U.S. Treasury Debt First Tier Security N/A N/A 2016-07-31 2016-07-31 2016-07-31 N N N 0.0000 17221000.00 17221000.00 0.0155 N Y Y N UNITED STATES TREASURY UNITED STATES TREASURY 0.500000% 912828WX4 US912828WX43 U.S. Treasury Debt First Tier Security N/A N/A 2016-07-31 2016-07-31 2016-07-31 N N N 0.0000 35000000.00 35000000.00 0.0316 N Y Y N UNITED STATES TREASURY UNITED STATES TREASURY 0.397300% 912828XN5 US912828XN51 U.S. Treasury Debt First Tier Security N/A N/A 2016-08-01 2017-07-31 2017-07-31 N N N 0.0036 20006500.00 20006500.00 0.0181 N Y Y N The Charles Schwab Family of Funds 2016-08-05 Mark Fischer Mark Fischer Chief Financial Officer