0001145549-16-015929.txt : 20160708
0001145549-16-015929.hdr.sgml : 20160708
20160708151604
ACCESSION NUMBER: 0001145549-16-015929
CONFORMED SUBMISSION TYPE: N-MFP1
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160630
FILED AS OF DATE: 20160708
DATE AS OF CHANGE: 20160708
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS
CENTRAL INDEX KEY: 0000857156
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: N-MFP1
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-05954
FILM NUMBER: 161759142
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 1-415-667-7000
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS
DATE OF NAME CHANGE: 19920703
0000857156
S000004502
Schwab Pennsylvania Municipal Money Fund
C000012376
Sweep Shares
SWEXX
N-MFP1
1
primary_doc.xml
N-MFP1
0000857156
XXXXXXXX
2016-06-30
0000857156
S000004502
1
N
N
033-31894
Charles Schwab Investment Management, Inc.
801-35905
PricewaterhouseCoopers LLP
San Francisco
CA
Charles Schwab Investment Management, Inc.
Boston Financial Data Services, Inc.
0000275143
084-00896
N
N
N
Single State
Y
20
20
349285871.51
351252808.77
343802628.92
366695104.95
0.00
0.7130
0.7220
0.7227
0.8106
0.0000
166634.15
468207647.60
468207534.95
1317054.73
9151067.20
460540156.63
460192726.8800
1.0000
0.0047
1.0007
1.0007
1.0007
1.0008
0.0000
C000012376
1.00
460540156.63
460192726.8800
1.0007
1.0007
1.0007
1.0008
0.0000
31949934.18
12394467.22
13890557.34
17311816.51
19078476.77
29919728.02
10443032.26
33811386.41
0.00
0.00
96781169.66
106402080.80
0.0001
Y
Investment Advisor and its affiliates Contractual 41,925 Investment Advisor and its affiliates Voluntary 79,019
Adams Cnty IDA
IDRB (Say Plastics) Series 2007A 0.600000%
006116AJ6
US006116AJ64
Variable Rate Demand Note
Unrated Security
N/A
N/A
2016-07-07
2016-07-07
2032-08-01
Y
Wells Fargo Bank NA
N/A
N/A
1.0000
7
N
N
N
0.0060
1640000.00
1640000.00
0.0036
N
N
Y
N
Allegheny Cnty Hospital Development Auth
RB (Univ of Pittsburgh Medical Center) Series 2008A 5.000000%
01728AM94
US01728AM943
Other Municipal Security
Unrated Security
N/A
N/A
2016-09-01
2016-09-01
2016-09-01
N
N
Y
UNIVERSITY OF PITTSBURGH MEDICAL CENTER
Corporate Underlier
N/A
N/A
1.0000
0.0057
1329715.20
1329715.20
0.0029
N
N
N
N
Allegheny Cnty Hospital Development Auth
RB (Univ of Pittsburgh Medical Center) Series 2009A 4.000000%
01728AT55
US01728AT559
Other Municipal Security
Unrated Security
N/A
N/A
2016-08-15
2016-08-15
2016-08-15
N
N
Y
UNIVERSITY OF PITTSBURGH MEDICAL CENTER
Corporate Underlier
N/A
N/A
1.0000
0.0054
195822.90
195822.90
0.0004
N
N
N
N
Allegheny Cnty IDA
RB (St. Joseph HS) Series 2009 0.600000%
017292XA6
5493001680EYSTWFLS08
US017292XA69
Other Municipal Security
Unrated Security
N/A
N/A
2016-12-01
2016-12-01
2040-12-01
N
Y
PNC BANK NATIONAL ASSOCIATION
N/A
N/A
1.0000
N
0.0060
7125000.00
7125000.00
0.0155
N
N
N
N
Allegheny Cnty IDA
Health Care RB (Vincentian Collaborative) Series 2008B 0.430000%
01731AAB7
5493001680EYSTWFLS08
US01731AAB70
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-07-07
2016-07-07
2038-06-01
Y
PNC BANK NATIONAL ASSOCIATION
N/A
N/A
1.0000
7
N
N
N
0.0043
4000000.00
4000000.00
0.0087
N
N
Y
N
Beaver Cnty IDA
Environmental Improvement RB (BASF Corp) Series 1997 0.510000%
074873AC4
US074873AC47
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-07-07
2016-07-07
2032-09-01
Y
BASF CORP
N/A
N/A
1.0000
7
N
N
N
0.0051
7600000.00
7600000.00
0.0165
N
N
Y
N
Birmingham IDB
RB (Culton Properties) Series 2009A 0.560000%
091015BB2
US091015BB24
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-07-07
2016-07-07
2029-05-01
Y
FEDERAL HOME LOAN BANKS
N/A
N/A
1.0000
7
N
N
N
0.0056
935000.00
935000.00
0.0020
N
N
Y
N
Brevard Cnty HFA
M/F Housing RB (Wickham Club Apts) Series 2004A 0.460000%
106904FJ9
US106904FJ97
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-07-07
2016-07-07
2037-08-15
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
N/A
N/A
1.0000
7
N
N
N
0.0046
2400000.00
2400000.00
0.0052
N
N
Y
N
Bucks Cnty IDA
Hospital RB (Grand View Hospital) Series 2008A 0.400000%
11861MAA4
US11861MAA45
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-07-07
2016-07-07
2034-07-01
Y
TD Bank NA
N/A
N/A
1.0000
7
N
N
N
0.0040
12325000.00
12325000.00
0.0268
N
N
Y
N
Butler Cnty Hospital Auth
RB (Concordia Lutheran) Series 2012A 0.420000%
123592CU9
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-07-07
2016-07-07
2032-10-01
Y
BMO Harris Bank NA
N/A
N/A
1.0000
7
N
N
N
0.0042
3000000.00
3000000.00
0.0065
N
N
Y
N
Chambersburg Municipal Auth
RB (Wilson College) Series 2007 0.450000%
158042AA9
US158042AA95
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-07-07
2016-07-07
2037-11-01
Y
Bank of America NA
N/A
N/A
1.0000
7
N
N
N
0.0045
24480000.00
24480000.00
0.0532
N
N
Y
N
Pennsylvania
GO Refunding Bonds Third Series 2004 0.440000%
18886PXV2
US18886PXV20
Tender Option Bond
First Tier Security
N/A
N/A
2016-07-07
2016-07-07
2019-07-01
Y
STATE STREET BANK AND TRUST COMPANY
N/A
N/A
1.0000
7
Y
N
N
0.0044
14610000.00
14610000.00
0.0317
N
N
Y
N
Delaware Cnty IDA
Airport Facilities Refunding RB (UPS) Series 2015 0.510000%
245903AB5
US245903AB55
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-07-01
2016-07-01
2045-09-01
Y
United Parcel Service Inc
N/A
N/A
1.0000
1
N
N
N
0.0051
11300000.00
11300000.00
0.0245
N
Y
Y
N
Erie Cnty Hospital Auth
RB (St. Vincent Health Center) Series 2010B 0.430000%
295200TS8
US295200TS84
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-07-07
2016-07-07
2039-07-01
Y
MANUFACTURERS AND TRADERS TRUST CO
N/A
N/A
1.0000
7
N
N
N
0.0043
3480000.00
3480000.00
0.0076
N
N
Y
N
Essex Cnty
BAN Series 2015 2.000000%
296804UT2
US296804UT21
Other Municipal Security
First Tier Security
N/A
N/A
2016-09-16
2016-09-16
2016-09-16
N
N
N
0.0050
5015550.00
5015550.00
0.0109
N
N
N
N
Fayette Cnty Hospital Auth
Hospital RB (Fayette Regional Health) Series 2007A 0.420000%
312468BN0
US312468BN06
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-07-07
2016-07-07
2037-06-01
Y
PNC BANK NATIONAL ASSOCIATION
N/A
N/A
1.0000
7
N
N
N
0.0042
1160000.00
1160000.00
0.0025
N
N
Y
N
Geisinger Auth
Health System RB (Geisinger Health) Series 2013B 0.370000%
368497HD8
US368497HD82
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-07-01
2016-07-01
2043-10-01
Y
TD Bank NA
N/A
N/A
1.0000
1
Y
N
Y
GEISINGER HLTH SYS
Corporate Underlier
N/A
N/A
1.0000
0.0037
3900000.00
3900000.00
0.0085
N
Y
Y
N
Houston ISD
LT GO Refunding Bonds Series 2006A 5.000000%
442403BP5
US442403BP56
Other Municipal Security
Unrated Security
N/A
N/A
2016-08-15
2016-08-15
2016-08-15
N
Y
TEXAS PERMANENT SCHOOL FUND PROG (GTY)
N/A
N/A
1.0000
N
0.0050
150822.00
150822.00
0.0003
N
N
N
N
Illinois Housing Development Auth
M/F Hsg RB (Sterling Towers) Series 2001 0.670000%
45202BAE6
54930053Z6M9JVHBQZ16
US45202BAE65
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-07-07
2016-07-07
2035-10-01
Y
BMO Harris Bank NA
N/A
N/A
1.0000
7
N
N
N
0.0067
3020000.00
3020000.00
0.0066
N
N
Y
N
Indiana Cnty Hospital Auth
Hospital RB (Indiana Regional Medical Center) Series 2014B 0.440000%
454690CZ9
US454690CZ92
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-07-07
2016-07-07
2039-06-01
Y
PNC BANK NATIONAL ASSOCIATION
N/A
N/A
1.0000
7
N
N
N
0.0044
6800000.00
6800000.00
0.0148
N
N
Y
N
Allegheny Cnty Hospital Development Auth
RB (Univ of Pittsburgh Medical Center) Series 2010F 0.430000%
46636Y6Y1
US46636Y6Y10
Tender Option Bond
First Tier Security
N/A
N/A
2016-07-01
2016-07-01
2017-12-01
Y
JPMorgan Chase Bank NA
N/A
N/A
1.0000
1
Y
N
Y
UNIVERSITY OF PITTSBURGH MEDICAL CENTER
Corporate Underlier
N/A
N/A
1.0000
0.0043
5900000.00
5900000.00
0.0128
N
Y
Y
N
Lake Cnty
IDRB (Northpoint Assoc) Series 1994 0.510000%
508370AA1
US508370AA10
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-07-07
2016-07-07
2029-07-01
Y
NORTHERN TRUST COMPANY (THE)
N/A
N/A
1.0000
7
N
N
N
0.0051
2200000.00
2200000.00
0.0048
N
N
Y
N
Lake Martin IDA
RB (Great Southern Properties) Series 2011 0.570000%
51015CAH2
US51015CAH25
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-07-07
2016-07-07
2031-11-01
Y
Comerica Bank
N/A
N/A
1.0000
7
N
N
N
0.0057
1540000.00
1540000.00
0.0033
N
N
Y
N
Lancaster Cnty Hospital Auth
Health Center RB (Masonic Homes) Series 2008D 0.390000%
514045ZG1
US514045ZG18
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-07-01
2016-07-01
2034-07-01
Y
JPMorgan Chase Bank NA
N/A
N/A
1.0000
1
N
N
N
0.0039
55000.00
55000.00
0.0001
N
Y
Y
N
Lawrenceburg
Refunding Pollution Control RB (Indiana Michigan Power Co) Series H 0.420000%
520453AK7
US520453AK70
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-07-07
2016-07-07
2021-11-01
Y
Bank of Nova Scotia
N/A
N/A
1.0000
7
N
N
N
0.0042
4000000.00
4000000.00
0.0087
N
N
Y
N
Luzerne Cnty Convention Center Auth
Hotel Room Rental Tax RB Series 2012 0.430000%
550708AD3
US550708AD38
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-07-07
2016-07-07
2034-09-01
Y
PNC BANK NATIONAL ASSOCIATION
N/A
N/A
1.0000
7
N
N
N
0.0043
3900000.00
3900000.00
0.0085
N
N
Y
N
Lycoming Cnty Auth
RB (Lycoming College) Series 2013S-1 0.460000%
550809AH0
549300TCAO8EBJY0O782
US550809AH08
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-07-07
2016-07-07
2043-11-01
Y
MANUFACTURERS AND TRADERS TRUST CO
N/A
N/A
1.0000
7
N
N
N
0.0046
4175000.00
4175000.00
0.0091
N
N
Y
N
Monroeville Finance Auth
Refunding RB (Univ of Pittsburgh Medical Center) Series 2013B 4.000000%
611530BH8
US611530BH86
Other Municipal Security
Unrated Security
N/A
N/A
2016-07-01
2016-07-01
2016-07-01
N
N
Y
UNIVERSITY OF PITTSBURGH MEDICAL CENTER
Corporate Underlier
N/A
N/A
1.0000
0.0400
400000.00
400000.00
0.0009
N
Y
Y
N
Montgomery Cnty Redevelopment Auth
M/F Housing RB (Kingswood Apts) Series 2001A 0.430000%
613643AR6
549300JQFJ2YGGW7AW57
US613643AR69
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-07-07
2016-07-07
2031-08-15
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
N/A
N/A
1.0000
7
N
N
N
0.0043
7710000.00
7710000.00
0.0167
N
N
Y
N
New York City Transitional Finance Auth
Future Tax Secured Sub Gonds Fiscal 2016 Series E4 0.370000%
64971WE63
5493003476LG35QAKM08
US64971WE639
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-07-01
2016-07-01
2045-02-01
Y
JPMorgan Chase Bank NA
N/A
N/A
1.0000
1
Y
N
N
0.0037
2400000.00
2400000.00
0.0052
N
Y
Y
N
North Carolina Ports Auth
Exempt Facility RB (Wilmington Bulk) Series 2001A 0.480000%
658275AB8
549300SXJZS1ZLGNVQ85
US658275AB83
Variable Rate Demand Note
Unrated Security
N/A
N/A
2016-07-07
2016-07-07
2022-09-01
Y
BRANCH BANKING AND TRUST COMPANY
N/A
N/A
1.0000
7
N
N
N
0.0048
785000.00
785000.00
0.0017
N
N
Y
N
Northampton Cnty
RB (Binney & Smith) Series 1997A 0.550000%
663549KK8
US663549KK80
Variable Rate Demand Note
Unrated Security
N/A
N/A
2016-07-07
2016-07-07
2022-09-01
Y
JPMorgan Chase Bank NA
N/A
N/A
1.0000
7
N
N
N
0.0055
7500000.00
7500000.00
0.0163
N
N
Y
N
Northampton Cnty
RB (Binney & Smith) Series 1997B 0.700000%
663549KL6
US663549KL63
Variable Rate Demand Note
Unrated Security
N/A
N/A
2016-07-07
2016-07-07
2022-09-01
Y
JPMorgan Chase Bank NA
N/A
N/A
1.0000
7
N
N
N
0.0070
385000.00
385000.00
0.0008
N
N
Y
N
Northeastern Hospital & Education Auth
RB (Commonwealth Medical College) Series 2009 0.420000%
66455NAB6
US66455NAB64
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-07-07
2016-07-07
2034-09-01
Y
PNC BANK NATIONAL ASSOCIATION
N/A
N/A
1.0000
7
N
N
N
0.0042
2500000.00
2500000.00
0.0054
N
N
Y
N
Nuveen Pennsylvania Investment Quality Municipal Fund
Variable Rate Demand Preferred Shares Series 2 0.530000%
670972603
US6709726037
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-07-07
2016-07-07
2042-12-01
Y
Royal Bank of Canada
N/A
N/A
1.0000
7
N
N
N
0.0053
7000000.00
7000000.00
0.0152
N
N
Y
N
Nuveen Pennsylvania Investment Quality Municipal Fund
Variable Rate Demand Preferred Shares Series 3 0.530000%
670972702
US6709727027
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-07-07
2016-07-07
2042-12-01
Y
Royal Bank of Canada
N/A
N/A
1.0000
7
N
N
N
0.0053
5500000.00
5500000.00
0.0119
N
N
Y
N
Pennsylvania Economic Development Financing Auth
Economic Development RB Series 2005B2 0.540000%
708684SS5
US708684SS58
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-07-07
2016-07-07
2030-08-01
Y
PNC BANK NATIONAL ASSOCIATION
N/A
N/A
1.0000
7
N
N
N
0.0054
1900000.00
1900000.00
0.0041
N
N
Y
N
Pennsylvania Economic Development Financing Auth
RB (Salem Rd) Series 2007D1 0.540000%
708684TE5
US708684TE53
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-07-07
2016-07-07
2029-12-01
Y
PNC BANK NATIONAL ASSOCIATION
N/A
N/A
1.0000
7
N
N
N
0.0054
1000000.00
1000000.00
0.0022
N
N
Y
N
Pennsylvania Economic Development Financing Auth
RB (Penn Waste) Series 2007 0.730000%
70869PEX1
US70869PEX15
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-07-07
2016-07-07
2022-10-01
Y
MANUFACTURERS AND TRADERS TRUST CO
N/A
N/A
1.0000
7
N
N
N
0.0073
1375000.00
1375000.00
0.0030
N
N
Y
N
Pennsylvania Economic Development Financing Auth
RB (Solar Innovations) Series 2007 0.730000%
70869PEY9
US70869PEY97
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-07-07
2016-07-07
2032-10-01
Y
MANUFACTURERS AND TRADERS TRUST CO
N/A
N/A
1.0000
7
N
N
N
0.0073
5810000.00
5810000.00
0.0126
N
N
Y
N
Pennsylvania Economic Development Financing Auth
Unemployment Compensation RB Series 2012A 4.000000%
70869VAN4
US70869VAN47
Other Municipal Security
Unrated Security
N/A
N/A
2016-07-01
2016-07-01
2016-07-01
N
N
Y
PENNSYLVANIA UNEMPLOYMENT COMPENSATION REVENUE BONDS
Corporate Underlier
N/A
N/A
1.0000
0.0400
1725000.00
1725000.00
0.0037
N
Y
Y
N
Pennsylvania Economic Development Financing Auth
Unemployment Compensation RB Series 2012A 5.000000%
70869VAQ7
US70869VAQ77
Other Municipal Security
Unrated Security
N/A
N/A
2016-07-01
2016-07-01
2016-07-01
N
N
Y
PENNSYLVANIA UNEMPLOYMENT COMPENSATION REVENUE BONDS
Corporate Underlier
N/A
N/A
1.0000
0.0500
12810000.00
12810000.00
0.0278
N
Y
Y
N
Pennsylvania HFA
S/F Mortgage RB Series 2002-75A 0.430000%
708793PS7
US708793PS75
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-07-07
2016-07-07
2032-10-01
Y
Royal Bank of Canada
N/A
N/A
1.0000
7
Y
N
N
0.0043
4500000.00
4500000.00
0.0098
N
N
Y
N
Pennsylvania HFA
S/F Mortgage RB Series 2005-91B 0.430000%
708796C70
US708796C704
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-07-07
2016-07-07
2036-10-01
Y
BANK OF TOKYO-MITSUBISHI UFJ LTD
N/A
N/A
1.0000
7
Y
N
N
0.0043
30060000.00
30060000.00
0.0653
N
N
Y
N
Pennsylvania HFA
S/F Mortgage RB Series 2015 117A 0.750000%
708796R25
US708796R256
Other Municipal Security
Unrated Security
N/A
N/A
2016-10-01
2016-10-01
2016-10-01
N
N
N
0.0059
1295479.15
1295479.15
0.0028
N
N
N
N
Pennsylvania HFA
S/F Mortgage RB Series 2004-81C 0.430000%
708796YS0
US708796YS06
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-07-07
2016-07-07
2034-10-01
Y
Royal Bank of Canada
N/A
N/A
1.0000
7
Y
N
N
0.0043
7195000.00
7195000.00
0.0156
N
N
Y
N
Pennsylvania HFA
S/F Mortgage RB Series 2006-93B 0.430000%
708796YY7
US708796YY73
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-07-07
2016-07-07
2037-04-01
Y
SUMITOMO MITSUI BANKING CORPORATION
N/A
N/A
1.0000
7
Y
N
N
0.0043
4335000.00
4335000.00
0.0094
N
N
Y
N
Pennsylvania HFA
S/F Mortgage RB Series 2005-88C 0.410000%
708796ZK6
US708796ZK60
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-07-07
2016-07-07
2037-04-01
Y
TD Bank NA
N/A
N/A
1.0000
7
Y
N
N
0.0041
2045000.00
2045000.00
0.0044
N
N
Y
N
Pennsylvania
GO Refunding Bonds First Series 2006 4.000000%
7091415Q4
US7091415Q41
Other Municipal Security
Unrated Security
N/A
N/A
2016-09-01
2016-09-01
2016-09-01
N
N
N
0.0055
2564611.50
2564611.50
0.0056
N
N
N
N
Pennsylvania
GO Refunding Bonds Third Series 2004 5.375000%
709141V77
US709141V777
Other Municipal Security
Unrated Security
N/A
N/A
2016-07-01
2016-07-01
2016-07-01
N
N
N
0.0538
9235000.00
9235000.00
0.0201
N
Y
Y
N
Pennsylvania
GO Bonds Second Series 2007A 5.000000%
70914PCV2
US70914PCV22
Other Municipal Security
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
2016-08-01
N
N
N
0.0053
240890.40
240890.40
0.0005
N
N
N
N
Pennsylvania
GO Refunding Bonds First Series 2009 5.000000%
70914PKY7
US70914PKY78
Other Municipal Security
Unrated Security
N/A
N/A
2016-07-01
2016-07-01
2016-07-01
N
N
N
0.0500
475000.00
475000.00
0.0010
N
Y
Y
N
Pennsylvania
GO Bonds Third Series 2010A 5.000000%
70914PPA4
US70914PPA48
Other Municipal Security
Unrated Security
N/A
N/A
2016-07-15
2016-07-15
2016-07-15
N
N
N
0.0051
500870.00
500870.00
0.0011
N
N
N
N
Pennsylvania
GO Bonds Second Series 2013 5.000000%
70914PUL4
US70914PUL48
Other Municipal Security
Unrated Security
N/A
N/A
2016-10-15
2016-10-15
2016-10-15
N
N
N
0.0049
278401.75
278401.75
0.0006
N
N
N
N
Pennsylvania
GO Bonds First Series 2014 0.450000%
70914PWM0
US70914PWM03
Tender Option Bond
First Tier Security
N/A
N/A
2016-07-07
2016-07-07
2021-12-15
Y
Morgan Stanley Bank NA
N/A
N/A
1.0000
7
Y
N
N
0.0045
3500000.00
3500000.00
0.0076
N
N
Y
N
Pennsylvania
GO Refunding Bonds 1st Series 2015 5.000000%
70914PYG1
US70914PYG17
Other Municipal Security
Unrated Security
N/A
N/A
2016-08-15
2016-08-15
2016-08-15
N
N
N
0.0053
1910355.00
1910355.00
0.0041
N
N
N
N
Pennsylvania Higher Educational Facilities Auth
RB (Assoc of Indep Colleges & Univs of PA) Series 2001-I1 0.440000%
70917NLX0
US70917NLX02
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-07-07
2016-07-07
2031-11-01
Y
MANUFACTURERS AND TRADERS TRUST CO
N/A
N/A
1.0000
7
N
N
N
0.0044
5500000.00
5500000.00
0.0119
N
N
Y
N
Pennsylvania State Turnpike Commission
Registration Fee Refunding RB Series 2005A 0.430000%
709222CZ4
549300J8LLBYEYEXZJ24
US709222CZ47
Tender Option Bond
First Tier Security
N/A
N/A
2016-07-07
2016-07-07
2026-07-15
Y
Citibank NA
N/A
N/A
1.0000
7
Y
Y
Berkshire Hathaway Assurance Corp
N/A
N/A
1.0000
N
0.0043
6905000.00
6905000.00
0.0150
N
N
Y
N
Pennsylvania State Univ
Refunding RB Series 2002 5.250000%
709235LZ6
549300QDK4O4XCJ47X56
US709235LZ66
Other Municipal Security
Unrated Security
N/A
N/A
2016-08-15
2016-08-15
2016-08-15
N
N
N
0.0053
477736.00
477736.00
0.0010
N
N
N
N
Pennsylvania State Univ
Refunding RB Series 2009B 0.660000%
709235TQ8
549300QDK4O4XCJ47X56
US709235TQ85
Other Municipal Security
First Tier Security
N/A
N/A
2017-06-01
2017-06-01
2031-06-01
N
N
N
0.0066
13000000.00
13000000.00
0.0282
N
N
N
N
Philadelphia
Airport Revenue CP Series B3 0.600000%
71779MAE1
549300IVFOPB4AG7UL47
Non-Financial Company Commercial Paper
First Tier Security
N/A
N/A
2016-08-10
2016-08-10
2016-08-10
N
Y
Wells Fargo Bank NA
N/A
N/A
1.0000
N
0.0054
2600182.03
2600182.03
0.0056
N
N
N
N
Philadelphia
GO RB Series 2009B 0.420000%
717813LJ6
549300IVFOPB4AG7UL47
12ELKBBPMVF
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-07-07
2016-07-07
2031-08-01
Y
Barclays Bank PLC
N/A
N/A
1.0000
7
N
N
N
0.0042
7100000.00
7100000.00
0.0154
N
N
Y
N
Philadelphia Gas Works
CP Series G1 & Sub Series 1 0.520000%
71783GAE8
549300IVFOPB4AG7UL47
Non-Financial Company Commercial Paper
First Tier Security
N/A
N/A
2016-07-07
2016-07-07
2016-07-07
N
Y
JPMorgan Chase Bank NA
N/A
N/A
1.0000
N
0.0044
19800396.20
19800396.20
0.0430
N
N
Y
N
Philadelphia SD
GO Bonds Series 2016B 0.410000%
717883RS3
US717883RS34
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-07-07
2016-07-07
2030-09-01
Y
Bank of America NA
N/A
N/A
1.0000
7
N
N
N
0.0041
22000000.00
22000000.00
0.0478
N
N
Y
N
Philadelphia SD
GO Refunding Bonds Series 2016C 0.420000%
717883RT1
US717883RT17
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-07-07
2016-07-07
2030-09-01
Y
PNC BANK NATIONAL ASSOCIATION
N/A
N/A
1.0000
7
N
N
N
0.0042
2800000.00
2800000.00
0.0061
N
N
Y
N
Philadelphia
Water & Wastewater RB Series 1997B 0.410000%
717893TL5
549300IVFOPB4AG7UL47
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-07-07
2016-07-07
2027-08-01
Y
TD Bank NA
N/A
N/A
1.0000
7
N
N
N
0.0041
6605000.00
6605000.00
0.0143
N
N
Y
N
Port Bellingham IDA
IDRB (Hempler Foods Group) Series 2006 0.500000%
733653AB5
US733653AB52
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-07-07
2016-07-07
2036-08-01
Y
BMO Harris Bank NA
N/A
N/A
1.0000
7
N
N
N
0.0050
3000000.00
3000000.00
0.0065
N
N
Y
N
Sacramento Cnty Housing Auth
M/F Housing RB (Sierra Sunrise Sr Apts) Series 2004D 0.460000%
786111JE5
US786111JE54
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-07-07
2016-07-07
2036-07-01
Y
Citibank NA
N/A
N/A
1.0000
7
N
N
N
0.0046
100000.00
100000.00
0.0002
N
N
Y
N
Shamokin-Coal Township Joint Sewer Auth
Sewer RB Series 2006 5.000000%
819321DV9
US819321DV96
Other Municipal Security
Unrated Security
N/A
N/A
2016-07-01
2016-07-01
2030-07-01
N
N
Y
Escrow
Escrow
N/A
N/A
1.0000
0.0051
5340000.00
5340000.00
0.0116
N
Y
Y
N
St. Mary Hospital Auth
Health System RB (Catholic Health East) Series 2012B 0.390000%
85230MCX0
US85230MCX02
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-07-07
2016-07-07
2028-11-15
Y
TRINITY HEALTH CREDIT GROUP
N/A
N/A
1.0000
7
N
N
N
0.0039
15800000.00
15800000.00
0.0343
N
N
Y
N
Pennsylvania HFA
S/F Mortgage RB Series 2013-115A 0.510000%
88033LGS2
US88033LGS25
Tender Option Bond
First Tier Security
N/A
N/A
2016-07-07
2016-07-07
2029-04-01
Y
JPMorgan Chase Bank NA
N/A
N/A
1.0000
7
Y
N
N
0.0051
2760000.00
2760000.00
0.0060
N
N
Y
N
Pennsylvania HFA
S/F Mortgage RB Series 2013-115A 0.510000%
88033M4X2
US88033M4X25
Tender Option Bond
First Tier Security
N/A
N/A
2016-07-07
2016-07-07
2025-04-01
Y
JPMorgan Chase Bank NA
N/A
N/A
1.0000
7
Y
N
N
0.0051
1750000.00
1750000.00
0.0038
N
N
Y
N
Univ of Pittsburgh
Univ Capital Project Bonds Series 2009B 0.440000%
88033MG76
5493002C83QSGL8ETT42
US88033MG768
Tender Option Bond
First Tier Security
N/A
N/A
2016-07-07
2016-07-07
2017-03-15
Y
JPMorgan Chase Bank NA
N/A
N/A
1.0000
7
Y
N
N
0.0044
505000.00
505000.00
0.0011
N
N
Y
N
Pennsylvania Economic Development Financing Auth
RB (Univ of Pittsburgh Medical Center) Series 2015B 0.510000%
88033MHE0
US88033MHE03
Tender Option Bond
First Tier Security
N/A
N/A
2016-07-07
2016-07-07
2035-03-15
Y
JPMorgan Chase Bank NA
N/A
N/A
1.0000
7
Y
N
Y
UNIVERSITY OF PITTSBURGH MEDICAL CENTER
Corporate Underlier
N/A
N/A
1.0000
0.0051
1665000.00
1665000.00
0.0036
N
N
Y
N
Pennsylvania HFA
S/F Mortgage RB Series 2007-97A 0.460000%
88033SDH4
US88033SDH40
Tender Option Bond
First Tier Security
N/A
N/A
2016-07-07
2016-07-07
2022-04-01
Y
Toronto-Dominion Bank/The
N/A
N/A
1.0000
7
Y
N
N
0.0046
191361.00
191361.00
0.0004
N
N
Y
N
Pennsylvania State Univ
RB Series 2016A 0.460000%
88033SXM1
549300QDK4O4XCJ47X56
US88033SXM15
Tender Option Bond
First Tier Security
N/A
N/A
2016-07-07
2016-07-07
2024-08-16
Y
Barclays Bank PLC
N/A
N/A
1.0000
7
Y
N
N
0.0046
4175000.00
4175000.00
0.0091
N
N
Y
N
Univ of Pittsburgh
Univ Refunding RB Series 2002A 5.000000%
91335VFQ4
5493002C83QSGL8ETT42
US91335VFQ41
Other Municipal Security
Unrated Security
N/A
N/A
2016-09-15
2016-09-15
2016-09-15
N
N
N
0.0054
479336.75
479336.75
0.0010
N
N
N
N
Univ of Pittsburgh
Univ Refunding Series 2009A 5.000000%
91335VGJ9
5493002C83QSGL8ETT42
US91335VGJ98
Other Municipal Security
Unrated Security
N/A
N/A
2016-09-15
2016-09-15
2016-09-15
N
N
N
0.0054
504565.00
504565.00
0.0011
N
N
N
N
Univ of Pittsburgh
Univ Bonds Series 2009B 5.000000%
91335VHA7
5493002C83QSGL8ETT42
US91335VHA70
Other Municipal Security
Unrated Security
N/A
N/A
2016-09-15
2016-09-15
2016-09-15
N
N
N
0.0054
100913.00
100913.00
0.0002
N
N
N
N
Univ of Pittsburgh
Univ Bonds Series 2009B 4.000000%
91335VHB5
5493002C83QSGL8ETT42
US91335VHB53
Other Municipal Security
Unrated Security
N/A
N/A
2016-09-15
2016-09-15
2016-09-15
N
N
N
0.0052
352495.50
352495.50
0.0008
N
N
N
N
Univ of Pittsburgh
Asset Notes Series 2015 2.000000%
91335VJV9
5493002C83QSGL8ETT42
US91335VJV99
Other Municipal Security
First Tier Security
N/A
N/A
2016-08-02
2016-08-02
2016-08-02
N
N
N
0.0041
5607672.00
5607672.00
0.0122
N
N
N
N
Univ of Pittsburgh
Univ Refunding Bonds Series 2005C 0.620000%
91480VCL1
5493002C83QSGL8ETT42
Non-Financial Company Commercial Paper
First Tier Security
N/A
N/A
2016-07-05
2016-07-05
2016-07-05
N
N
N
0.0049
20000400.20
20000400.20
0.0434
N
N
Y
N
Univ of Pittsburgh
Univ Capital & Refunding Bonds Series 2007B 0.500000%
91481ABG8
5493002C83QSGL8ETT42
Non-Financial Company Commercial Paper
First Tier Security
N/A
N/A
2016-08-02
2016-08-02
2016-08-02
N
N
N
0.0046
1800072.02
1800072.02
0.0039
N
N
N
N
Upper St. Clair Township
GO Bonds Series 2008 0.450000%
916456HJ8
5493001WQTGQ5DJ52Y69
US916456HJ81
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-07-07
2016-07-07
2038-06-01
Y
BANK OF NEW YORK MELLON/THE
N/A
N/A
1.0000
7
Y
N
N
0.0045
11350000.00
11350000.00
0.0246
N
N
Y
N
Washington Cnty Auth
Refunding RB (Univ of Pennsylvania) Series 2004 0.400000%
938591BF0
US938591BF08
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-07-07
2016-07-07
2034-07-01
Y
UNIVERSITY OF PENNSYLVANIA
N/A
N/A
1.0000
7
N
N
N
0.0040
23725000.00
23725000.00
0.0515
N
N
Y
N
Washington Cnty Hospital Auth
Hospital RB (Washington Hospital) Series 2001B 0.500000%
938592GQ9
US938592GQ90
Other Municipal Security
First Tier Security
N/A
N/A
2016-07-01
2016-07-01
2031-07-01
N
Y
PNC BANK NATIONAL ASSOCIATION
N/A
N/A
1.0000
N
0.0050
3000000.00
3000000.00
0.0065
N
Y
Y
N
Washington Cnty Hospital Auth
Hospital RB (Washington Hospital) Series 2007A 0.500000%
938592HG0
US938592HG00
Other Municipal Security
First Tier Security
N/A
N/A
2016-07-01
2016-07-01
2037-07-01
N
Y
PNC BANK NATIONAL ASSOCIATION
N/A
N/A
1.0000
N
0.0050
7500000.00
7500000.00
0.0163
N
Y
Y
N
Washington Cnty Hospital Auth
Hospital RB (Monongahela Valley Hospital) Series 2011A 0.430000%
938592HM7
US938592HM77
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-07-07
2016-07-07
2041-06-01
Y
PNC BANK NATIONAL ASSOCIATION
N/A
N/A
1.0000
7
N
N
N
0.0043
4540000.00
4540000.00
0.0099
N
N
Y
N
Washington State Housing Finance Commission
RB (Park Vista Retirement) Series 2005A 0.450000%
93978RED1
549300YL1HU59NREG764
US93978RED17
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-07-07
2016-07-07
2041-03-01
Y
FEDERAL HOME LOAN BANKS
N/A
N/A
1.0000
7
N
N
N
0.0045
4000000.00
4000000.00
0.0087
N
N
Y
N
The Charles Schwab Family of Funds
2016-07-08
Mark Fischer
Mark Fischer
Chief Financial Officer