0001145549-16-015929.txt : 20160708 0001145549-16-015929.hdr.sgml : 20160708 20160708151604 ACCESSION NUMBER: 0001145549-16-015929 CONFORMED SUBMISSION TYPE: N-MFP1 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160708 DATE AS OF CHANGE: 20160708 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS CENTRAL INDEX KEY: 0000857156 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-MFP1 SEC ACT: 1940 Act SEC FILE NUMBER: 811-05954 FILM NUMBER: 161759142 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 1-415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS DATE OF NAME CHANGE: 19920703 0000857156 S000004502 Schwab Pennsylvania Municipal Money Fund C000012376 Sweep Shares SWEXX N-MFP1 1 primary_doc.xml N-MFP1 0000857156 XXXXXXXX 2016-06-30 0000857156 S000004502 1 N N 033-31894 Charles Schwab Investment Management, Inc. 801-35905 PricewaterhouseCoopers LLP San Francisco CA Charles Schwab Investment Management, Inc. Boston Financial Data Services, Inc. 0000275143 084-00896 N N N Single State Y 20 20 349285871.51 351252808.77 343802628.92 366695104.95 0.00 0.7130 0.7220 0.7227 0.8106 0.0000 166634.15 468207647.60 468207534.95 1317054.73 9151067.20 460540156.63 460192726.8800 1.0000 0.0047 1.0007 1.0007 1.0007 1.0008 0.0000 C000012376 1.00 460540156.63 460192726.8800 1.0007 1.0007 1.0007 1.0008 0.0000 31949934.18 12394467.22 13890557.34 17311816.51 19078476.77 29919728.02 10443032.26 33811386.41 0.00 0.00 96781169.66 106402080.80 0.0001 Y Investment Advisor and its affiliates Contractual 41,925 Investment Advisor and its affiliates Voluntary 79,019 Adams Cnty IDA IDRB (Say Plastics) Series 2007A 0.600000% 006116AJ6 US006116AJ64 Variable Rate Demand Note Unrated Security N/A N/A 2016-07-07 2016-07-07 2032-08-01 Y Wells Fargo Bank NA N/A N/A 1.0000 7 N N N 0.0060 1640000.00 1640000.00 0.0036 N N Y N Allegheny Cnty Hospital Development Auth RB (Univ of Pittsburgh Medical Center) Series 2008A 5.000000% 01728AM94 US01728AM943 Other Municipal Security Unrated Security N/A N/A 2016-09-01 2016-09-01 2016-09-01 N N Y UNIVERSITY OF PITTSBURGH MEDICAL CENTER Corporate Underlier N/A N/A 1.0000 0.0057 1329715.20 1329715.20 0.0029 N N N N Allegheny Cnty Hospital Development Auth RB (Univ of Pittsburgh Medical Center) Series 2009A 4.000000% 01728AT55 US01728AT559 Other Municipal Security Unrated Security N/A N/A 2016-08-15 2016-08-15 2016-08-15 N N Y UNIVERSITY OF PITTSBURGH MEDICAL CENTER Corporate Underlier N/A N/A 1.0000 0.0054 195822.90 195822.90 0.0004 N N N N Allegheny Cnty IDA RB (St. Joseph HS) Series 2009 0.600000% 017292XA6 5493001680EYSTWFLS08 US017292XA69 Other Municipal Security Unrated Security N/A N/A 2016-12-01 2016-12-01 2040-12-01 N Y PNC BANK NATIONAL ASSOCIATION N/A N/A 1.0000 N 0.0060 7125000.00 7125000.00 0.0155 N N N N Allegheny Cnty IDA Health Care RB (Vincentian Collaborative) Series 2008B 0.430000% 01731AAB7 5493001680EYSTWFLS08 US01731AAB70 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2038-06-01 Y PNC BANK NATIONAL ASSOCIATION N/A N/A 1.0000 7 N N N 0.0043 4000000.00 4000000.00 0.0087 N N Y N Beaver Cnty IDA Environmental Improvement RB (BASF Corp) Series 1997 0.510000% 074873AC4 US074873AC47 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2032-09-01 Y BASF CORP N/A N/A 1.0000 7 N N N 0.0051 7600000.00 7600000.00 0.0165 N N Y N Birmingham IDB RB (Culton Properties) Series 2009A 0.560000% 091015BB2 US091015BB24 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2029-05-01 Y FEDERAL HOME LOAN BANKS N/A N/A 1.0000 7 N N N 0.0056 935000.00 935000.00 0.0020 N N Y N Brevard Cnty HFA M/F Housing RB (Wickham Club Apts) Series 2004A 0.460000% 106904FJ9 US106904FJ97 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2037-08-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A 1.0000 7 N N N 0.0046 2400000.00 2400000.00 0.0052 N N Y N Bucks Cnty IDA Hospital RB (Grand View Hospital) Series 2008A 0.400000% 11861MAA4 US11861MAA45 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2034-07-01 Y TD Bank NA N/A N/A 1.0000 7 N N N 0.0040 12325000.00 12325000.00 0.0268 N N Y N Butler Cnty Hospital Auth RB (Concordia Lutheran) Series 2012A 0.420000% 123592CU9 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2032-10-01 Y BMO Harris Bank NA N/A N/A 1.0000 7 N N N 0.0042 3000000.00 3000000.00 0.0065 N N Y N Chambersburg Municipal Auth RB (Wilson College) Series 2007 0.450000% 158042AA9 US158042AA95 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2037-11-01 Y Bank of America NA N/A N/A 1.0000 7 N N N 0.0045 24480000.00 24480000.00 0.0532 N N Y N Pennsylvania GO Refunding Bonds Third Series 2004 0.440000% 18886PXV2 US18886PXV20 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2019-07-01 Y STATE STREET BANK AND TRUST COMPANY N/A N/A 1.0000 7 Y N N 0.0044 14610000.00 14610000.00 0.0317 N N Y N Delaware Cnty IDA Airport Facilities Refunding RB (UPS) Series 2015 0.510000% 245903AB5 US245903AB55 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-01 2016-07-01 2045-09-01 Y United Parcel Service Inc N/A N/A 1.0000 1 N N N 0.0051 11300000.00 11300000.00 0.0245 N Y Y N Erie Cnty Hospital Auth RB (St. Vincent Health Center) Series 2010B 0.430000% 295200TS8 US295200TS84 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2039-07-01 Y MANUFACTURERS AND TRADERS TRUST CO N/A N/A 1.0000 7 N N N 0.0043 3480000.00 3480000.00 0.0076 N N Y N Essex Cnty BAN Series 2015 2.000000% 296804UT2 US296804UT21 Other Municipal Security First Tier Security N/A N/A 2016-09-16 2016-09-16 2016-09-16 N N N 0.0050 5015550.00 5015550.00 0.0109 N N N N Fayette Cnty Hospital Auth Hospital RB (Fayette Regional Health) Series 2007A 0.420000% 312468BN0 US312468BN06 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2037-06-01 Y PNC BANK NATIONAL ASSOCIATION N/A N/A 1.0000 7 N N N 0.0042 1160000.00 1160000.00 0.0025 N N Y N Geisinger Auth Health System RB (Geisinger Health) Series 2013B 0.370000% 368497HD8 US368497HD82 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-01 2016-07-01 2043-10-01 Y TD Bank NA N/A N/A 1.0000 1 Y N Y GEISINGER HLTH SYS Corporate Underlier N/A N/A 1.0000 0.0037 3900000.00 3900000.00 0.0085 N Y Y N Houston ISD LT GO Refunding Bonds Series 2006A 5.000000% 442403BP5 US442403BP56 Other Municipal Security Unrated Security N/A N/A 2016-08-15 2016-08-15 2016-08-15 N Y TEXAS PERMANENT SCHOOL FUND PROG (GTY) N/A N/A 1.0000 N 0.0050 150822.00 150822.00 0.0003 N N N N Illinois Housing Development Auth M/F Hsg RB (Sterling Towers) Series 2001 0.670000% 45202BAE6 54930053Z6M9JVHBQZ16 US45202BAE65 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2035-10-01 Y BMO Harris Bank NA N/A N/A 1.0000 7 N N N 0.0067 3020000.00 3020000.00 0.0066 N N Y N Indiana Cnty Hospital Auth Hospital RB (Indiana Regional Medical Center) Series 2014B 0.440000% 454690CZ9 US454690CZ92 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2039-06-01 Y PNC BANK NATIONAL ASSOCIATION N/A N/A 1.0000 7 N N N 0.0044 6800000.00 6800000.00 0.0148 N N Y N Allegheny Cnty Hospital Development Auth RB (Univ of Pittsburgh Medical Center) Series 2010F 0.430000% 46636Y6Y1 US46636Y6Y10 Tender Option Bond First Tier Security N/A N/A 2016-07-01 2016-07-01 2017-12-01 Y JPMorgan Chase Bank NA N/A N/A 1.0000 1 Y N Y UNIVERSITY OF PITTSBURGH MEDICAL CENTER Corporate Underlier N/A N/A 1.0000 0.0043 5900000.00 5900000.00 0.0128 N Y Y N Lake Cnty IDRB (Northpoint Assoc) Series 1994 0.510000% 508370AA1 US508370AA10 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2029-07-01 Y NORTHERN TRUST COMPANY (THE) N/A N/A 1.0000 7 N N N 0.0051 2200000.00 2200000.00 0.0048 N N Y N Lake Martin IDA RB (Great Southern Properties) Series 2011 0.570000% 51015CAH2 US51015CAH25 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2031-11-01 Y Comerica Bank N/A N/A 1.0000 7 N N N 0.0057 1540000.00 1540000.00 0.0033 N N Y N Lancaster Cnty Hospital Auth Health Center RB (Masonic Homes) Series 2008D 0.390000% 514045ZG1 US514045ZG18 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-01 2016-07-01 2034-07-01 Y JPMorgan Chase Bank NA N/A N/A 1.0000 1 N N N 0.0039 55000.00 55000.00 0.0001 N Y Y N Lawrenceburg Refunding Pollution Control RB (Indiana Michigan Power Co) Series H 0.420000% 520453AK7 US520453AK70 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2021-11-01 Y Bank of Nova Scotia N/A N/A 1.0000 7 N N N 0.0042 4000000.00 4000000.00 0.0087 N N Y N Luzerne Cnty Convention Center Auth Hotel Room Rental Tax RB Series 2012 0.430000% 550708AD3 US550708AD38 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2034-09-01 Y PNC BANK NATIONAL ASSOCIATION N/A N/A 1.0000 7 N N N 0.0043 3900000.00 3900000.00 0.0085 N N Y N Lycoming Cnty Auth RB (Lycoming College) Series 2013S-1 0.460000% 550809AH0 549300TCAO8EBJY0O782 US550809AH08 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2043-11-01 Y MANUFACTURERS AND TRADERS TRUST CO N/A N/A 1.0000 7 N N N 0.0046 4175000.00 4175000.00 0.0091 N N Y N Monroeville Finance Auth Refunding RB (Univ of Pittsburgh Medical Center) Series 2013B 4.000000% 611530BH8 US611530BH86 Other Municipal Security Unrated Security N/A N/A 2016-07-01 2016-07-01 2016-07-01 N N Y UNIVERSITY OF PITTSBURGH MEDICAL CENTER Corporate Underlier N/A N/A 1.0000 0.0400 400000.00 400000.00 0.0009 N Y Y N Montgomery Cnty Redevelopment Auth M/F Housing RB (Kingswood Apts) Series 2001A 0.430000% 613643AR6 549300JQFJ2YGGW7AW57 US613643AR69 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2031-08-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A 1.0000 7 N N N 0.0043 7710000.00 7710000.00 0.0167 N N Y N New York City Transitional Finance Auth Future Tax Secured Sub Gonds Fiscal 2016 Series E4 0.370000% 64971WE63 5493003476LG35QAKM08 US64971WE639 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-01 2016-07-01 2045-02-01 Y JPMorgan Chase Bank NA N/A N/A 1.0000 1 Y N N 0.0037 2400000.00 2400000.00 0.0052 N Y Y N North Carolina Ports Auth Exempt Facility RB (Wilmington Bulk) Series 2001A 0.480000% 658275AB8 549300SXJZS1ZLGNVQ85 US658275AB83 Variable Rate Demand Note Unrated Security N/A N/A 2016-07-07 2016-07-07 2022-09-01 Y BRANCH BANKING AND TRUST COMPANY N/A N/A 1.0000 7 N N N 0.0048 785000.00 785000.00 0.0017 N N Y N Northampton Cnty RB (Binney & Smith) Series 1997A 0.550000% 663549KK8 US663549KK80 Variable Rate Demand Note Unrated Security N/A N/A 2016-07-07 2016-07-07 2022-09-01 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 N N N 0.0055 7500000.00 7500000.00 0.0163 N N Y N Northampton Cnty RB (Binney & Smith) Series 1997B 0.700000% 663549KL6 US663549KL63 Variable Rate Demand Note Unrated Security N/A N/A 2016-07-07 2016-07-07 2022-09-01 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 N N N 0.0070 385000.00 385000.00 0.0008 N N Y N Northeastern Hospital & Education Auth RB (Commonwealth Medical College) Series 2009 0.420000% 66455NAB6 US66455NAB64 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2034-09-01 Y PNC BANK NATIONAL ASSOCIATION N/A N/A 1.0000 7 N N N 0.0042 2500000.00 2500000.00 0.0054 N N Y N Nuveen Pennsylvania Investment Quality Municipal Fund Variable Rate Demand Preferred Shares Series 2 0.530000% 670972603 US6709726037 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2042-12-01 Y Royal Bank of Canada N/A N/A 1.0000 7 N N N 0.0053 7000000.00 7000000.00 0.0152 N N Y N Nuveen Pennsylvania Investment Quality Municipal Fund Variable Rate Demand Preferred Shares Series 3 0.530000% 670972702 US6709727027 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2042-12-01 Y Royal Bank of Canada N/A N/A 1.0000 7 N N N 0.0053 5500000.00 5500000.00 0.0119 N N Y N Pennsylvania Economic Development Financing Auth Economic Development RB Series 2005B2 0.540000% 708684SS5 US708684SS58 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2030-08-01 Y PNC BANK NATIONAL ASSOCIATION N/A N/A 1.0000 7 N N N 0.0054 1900000.00 1900000.00 0.0041 N N Y N Pennsylvania Economic Development Financing Auth RB (Salem Rd) Series 2007D1 0.540000% 708684TE5 US708684TE53 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2029-12-01 Y PNC BANK NATIONAL ASSOCIATION N/A N/A 1.0000 7 N N N 0.0054 1000000.00 1000000.00 0.0022 N N Y N Pennsylvania Economic Development Financing Auth RB (Penn Waste) Series 2007 0.730000% 70869PEX1 US70869PEX15 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2022-10-01 Y MANUFACTURERS AND TRADERS TRUST CO N/A N/A 1.0000 7 N N N 0.0073 1375000.00 1375000.00 0.0030 N N Y N Pennsylvania Economic Development Financing Auth RB (Solar Innovations) Series 2007 0.730000% 70869PEY9 US70869PEY97 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2032-10-01 Y MANUFACTURERS AND TRADERS TRUST CO N/A N/A 1.0000 7 N N N 0.0073 5810000.00 5810000.00 0.0126 N N Y N Pennsylvania Economic Development Financing Auth Unemployment Compensation RB Series 2012A 4.000000% 70869VAN4 US70869VAN47 Other Municipal Security Unrated Security N/A N/A 2016-07-01 2016-07-01 2016-07-01 N N Y PENNSYLVANIA UNEMPLOYMENT COMPENSATION REVENUE BONDS Corporate Underlier N/A N/A 1.0000 0.0400 1725000.00 1725000.00 0.0037 N Y Y N Pennsylvania Economic Development Financing Auth Unemployment Compensation RB Series 2012A 5.000000% 70869VAQ7 US70869VAQ77 Other Municipal Security Unrated Security N/A N/A 2016-07-01 2016-07-01 2016-07-01 N N Y PENNSYLVANIA UNEMPLOYMENT COMPENSATION REVENUE BONDS Corporate Underlier N/A N/A 1.0000 0.0500 12810000.00 12810000.00 0.0278 N Y Y N Pennsylvania HFA S/F Mortgage RB Series 2002-75A 0.430000% 708793PS7 US708793PS75 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2032-10-01 Y Royal Bank of Canada N/A N/A 1.0000 7 Y N N 0.0043 4500000.00 4500000.00 0.0098 N N Y N Pennsylvania HFA S/F Mortgage RB Series 2005-91B 0.430000% 708796C70 US708796C704 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2036-10-01 Y BANK OF TOKYO-MITSUBISHI UFJ LTD N/A N/A 1.0000 7 Y N N 0.0043 30060000.00 30060000.00 0.0653 N N Y N Pennsylvania HFA S/F Mortgage RB Series 2015 117A 0.750000% 708796R25 US708796R256 Other Municipal Security Unrated Security N/A N/A 2016-10-01 2016-10-01 2016-10-01 N N N 0.0059 1295479.15 1295479.15 0.0028 N N N N Pennsylvania HFA S/F Mortgage RB Series 2004-81C 0.430000% 708796YS0 US708796YS06 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2034-10-01 Y Royal Bank of Canada N/A N/A 1.0000 7 Y N N 0.0043 7195000.00 7195000.00 0.0156 N N Y N Pennsylvania HFA S/F Mortgage RB Series 2006-93B 0.430000% 708796YY7 US708796YY73 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2037-04-01 Y SUMITOMO MITSUI BANKING CORPORATION N/A N/A 1.0000 7 Y N N 0.0043 4335000.00 4335000.00 0.0094 N N Y N Pennsylvania HFA S/F Mortgage RB Series 2005-88C 0.410000% 708796ZK6 US708796ZK60 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2037-04-01 Y TD Bank NA N/A N/A 1.0000 7 Y N N 0.0041 2045000.00 2045000.00 0.0044 N N Y N Pennsylvania GO Refunding Bonds First Series 2006 4.000000% 7091415Q4 US7091415Q41 Other Municipal Security Unrated Security N/A N/A 2016-09-01 2016-09-01 2016-09-01 N N N 0.0055 2564611.50 2564611.50 0.0056 N N N N Pennsylvania GO Refunding Bonds Third Series 2004 5.375000% 709141V77 US709141V777 Other Municipal Security Unrated Security N/A N/A 2016-07-01 2016-07-01 2016-07-01 N N N 0.0538 9235000.00 9235000.00 0.0201 N Y Y N Pennsylvania GO Bonds Second Series 2007A 5.000000% 70914PCV2 US70914PCV22 Other Municipal Security Unrated Security N/A N/A 2016-08-01 2016-08-01 2016-08-01 N N N 0.0053 240890.40 240890.40 0.0005 N N N N Pennsylvania GO Refunding Bonds First Series 2009 5.000000% 70914PKY7 US70914PKY78 Other Municipal Security Unrated Security N/A N/A 2016-07-01 2016-07-01 2016-07-01 N N N 0.0500 475000.00 475000.00 0.0010 N Y Y N Pennsylvania GO Bonds Third Series 2010A 5.000000% 70914PPA4 US70914PPA48 Other Municipal Security Unrated Security N/A N/A 2016-07-15 2016-07-15 2016-07-15 N N N 0.0051 500870.00 500870.00 0.0011 N N N N Pennsylvania GO Bonds Second Series 2013 5.000000% 70914PUL4 US70914PUL48 Other Municipal Security Unrated Security N/A N/A 2016-10-15 2016-10-15 2016-10-15 N N N 0.0049 278401.75 278401.75 0.0006 N N N N Pennsylvania GO Bonds First Series 2014 0.450000% 70914PWM0 US70914PWM03 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2021-12-15 Y Morgan Stanley Bank NA N/A N/A 1.0000 7 Y N N 0.0045 3500000.00 3500000.00 0.0076 N N Y N Pennsylvania GO Refunding Bonds 1st Series 2015 5.000000% 70914PYG1 US70914PYG17 Other Municipal Security Unrated Security N/A N/A 2016-08-15 2016-08-15 2016-08-15 N N N 0.0053 1910355.00 1910355.00 0.0041 N N N N Pennsylvania Higher Educational Facilities Auth RB (Assoc of Indep Colleges & Univs of PA) Series 2001-I1 0.440000% 70917NLX0 US70917NLX02 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2031-11-01 Y MANUFACTURERS AND TRADERS TRUST CO N/A N/A 1.0000 7 N N N 0.0044 5500000.00 5500000.00 0.0119 N N Y N Pennsylvania State Turnpike Commission Registration Fee Refunding RB Series 2005A 0.430000% 709222CZ4 549300J8LLBYEYEXZJ24 US709222CZ47 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2026-07-15 Y Citibank NA N/A N/A 1.0000 7 Y Y Berkshire Hathaway Assurance Corp N/A N/A 1.0000 N 0.0043 6905000.00 6905000.00 0.0150 N N Y N Pennsylvania State Univ Refunding RB Series 2002 5.250000% 709235LZ6 549300QDK4O4XCJ47X56 US709235LZ66 Other Municipal Security Unrated Security N/A N/A 2016-08-15 2016-08-15 2016-08-15 N N N 0.0053 477736.00 477736.00 0.0010 N N N N Pennsylvania State Univ Refunding RB Series 2009B 0.660000% 709235TQ8 549300QDK4O4XCJ47X56 US709235TQ85 Other Municipal Security First Tier Security N/A N/A 2017-06-01 2017-06-01 2031-06-01 N N N 0.0066 13000000.00 13000000.00 0.0282 N N N N Philadelphia Airport Revenue CP Series B3 0.600000% 71779MAE1 549300IVFOPB4AG7UL47 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-08-10 2016-08-10 2016-08-10 N Y Wells Fargo Bank NA N/A N/A 1.0000 N 0.0054 2600182.03 2600182.03 0.0056 N N N N Philadelphia GO RB Series 2009B 0.420000% 717813LJ6 549300IVFOPB4AG7UL47 12ELKBBPMVF Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2031-08-01 Y Barclays Bank PLC N/A N/A 1.0000 7 N N N 0.0042 7100000.00 7100000.00 0.0154 N N Y N Philadelphia Gas Works CP Series G1 & Sub Series 1 0.520000% 71783GAE8 549300IVFOPB4AG7UL47 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-07-07 2016-07-07 2016-07-07 N Y JPMorgan Chase Bank NA N/A N/A 1.0000 N 0.0044 19800396.20 19800396.20 0.0430 N N Y N Philadelphia SD GO Bonds Series 2016B 0.410000% 717883RS3 US717883RS34 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2030-09-01 Y Bank of America NA N/A N/A 1.0000 7 N N N 0.0041 22000000.00 22000000.00 0.0478 N N Y N Philadelphia SD GO Refunding Bonds Series 2016C 0.420000% 717883RT1 US717883RT17 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2030-09-01 Y PNC BANK NATIONAL ASSOCIATION N/A N/A 1.0000 7 N N N 0.0042 2800000.00 2800000.00 0.0061 N N Y N Philadelphia Water & Wastewater RB Series 1997B 0.410000% 717893TL5 549300IVFOPB4AG7UL47 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2027-08-01 Y TD Bank NA N/A N/A 1.0000 7 N N N 0.0041 6605000.00 6605000.00 0.0143 N N Y N Port Bellingham IDA IDRB (Hempler Foods Group) Series 2006 0.500000% 733653AB5 US733653AB52 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2036-08-01 Y BMO Harris Bank NA N/A N/A 1.0000 7 N N N 0.0050 3000000.00 3000000.00 0.0065 N N Y N Sacramento Cnty Housing Auth M/F Housing RB (Sierra Sunrise Sr Apts) Series 2004D 0.460000% 786111JE5 US786111JE54 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2036-07-01 Y Citibank NA N/A N/A 1.0000 7 N N N 0.0046 100000.00 100000.00 0.0002 N N Y N Shamokin-Coal Township Joint Sewer Auth Sewer RB Series 2006 5.000000% 819321DV9 US819321DV96 Other Municipal Security Unrated Security N/A N/A 2016-07-01 2016-07-01 2030-07-01 N N Y Escrow Escrow N/A N/A 1.0000 0.0051 5340000.00 5340000.00 0.0116 N Y Y N St. Mary Hospital Auth Health System RB (Catholic Health East) Series 2012B 0.390000% 85230MCX0 US85230MCX02 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2028-11-15 Y TRINITY HEALTH CREDIT GROUP N/A N/A 1.0000 7 N N N 0.0039 15800000.00 15800000.00 0.0343 N N Y N Pennsylvania HFA S/F Mortgage RB Series 2013-115A 0.510000% 88033LGS2 US88033LGS25 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2029-04-01 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N N 0.0051 2760000.00 2760000.00 0.0060 N N Y N Pennsylvania HFA S/F Mortgage RB Series 2013-115A 0.510000% 88033M4X2 US88033M4X25 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2025-04-01 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N N 0.0051 1750000.00 1750000.00 0.0038 N N Y N Univ of Pittsburgh Univ Capital Project Bonds Series 2009B 0.440000% 88033MG76 5493002C83QSGL8ETT42 US88033MG768 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2017-03-15 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N N 0.0044 505000.00 505000.00 0.0011 N N Y N Pennsylvania Economic Development Financing Auth RB (Univ of Pittsburgh Medical Center) Series 2015B 0.510000% 88033MHE0 US88033MHE03 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2035-03-15 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N Y UNIVERSITY OF PITTSBURGH MEDICAL CENTER Corporate Underlier N/A N/A 1.0000 0.0051 1665000.00 1665000.00 0.0036 N N Y N Pennsylvania HFA S/F Mortgage RB Series 2007-97A 0.460000% 88033SDH4 US88033SDH40 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2022-04-01 Y Toronto-Dominion Bank/The N/A N/A 1.0000 7 Y N N 0.0046 191361.00 191361.00 0.0004 N N Y N Pennsylvania State Univ RB Series 2016A 0.460000% 88033SXM1 549300QDK4O4XCJ47X56 US88033SXM15 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2024-08-16 Y Barclays Bank PLC N/A N/A 1.0000 7 Y N N 0.0046 4175000.00 4175000.00 0.0091 N N Y N Univ of Pittsburgh Univ Refunding RB Series 2002A 5.000000% 91335VFQ4 5493002C83QSGL8ETT42 US91335VFQ41 Other Municipal Security Unrated Security N/A N/A 2016-09-15 2016-09-15 2016-09-15 N N N 0.0054 479336.75 479336.75 0.0010 N N N N Univ of Pittsburgh Univ Refunding Series 2009A 5.000000% 91335VGJ9 5493002C83QSGL8ETT42 US91335VGJ98 Other Municipal Security Unrated Security N/A N/A 2016-09-15 2016-09-15 2016-09-15 N N N 0.0054 504565.00 504565.00 0.0011 N N N N Univ of Pittsburgh Univ Bonds Series 2009B 5.000000% 91335VHA7 5493002C83QSGL8ETT42 US91335VHA70 Other Municipal Security Unrated Security N/A N/A 2016-09-15 2016-09-15 2016-09-15 N N N 0.0054 100913.00 100913.00 0.0002 N N N N Univ of Pittsburgh Univ Bonds Series 2009B 4.000000% 91335VHB5 5493002C83QSGL8ETT42 US91335VHB53 Other Municipal Security Unrated Security N/A N/A 2016-09-15 2016-09-15 2016-09-15 N N N 0.0052 352495.50 352495.50 0.0008 N N N N Univ of Pittsburgh Asset Notes Series 2015 2.000000% 91335VJV9 5493002C83QSGL8ETT42 US91335VJV99 Other Municipal Security First Tier Security N/A N/A 2016-08-02 2016-08-02 2016-08-02 N N N 0.0041 5607672.00 5607672.00 0.0122 N N N N Univ of Pittsburgh Univ Refunding Bonds Series 2005C 0.620000% 91480VCL1 5493002C83QSGL8ETT42 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-07-05 2016-07-05 2016-07-05 N N N 0.0049 20000400.20 20000400.20 0.0434 N N Y N Univ of Pittsburgh Univ Capital & Refunding Bonds Series 2007B 0.500000% 91481ABG8 5493002C83QSGL8ETT42 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-08-02 2016-08-02 2016-08-02 N N N 0.0046 1800072.02 1800072.02 0.0039 N N N N Upper St. Clair Township GO Bonds Series 2008 0.450000% 916456HJ8 5493001WQTGQ5DJ52Y69 US916456HJ81 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2038-06-01 Y BANK OF NEW YORK MELLON/THE N/A N/A 1.0000 7 Y N N 0.0045 11350000.00 11350000.00 0.0246 N N Y N Washington Cnty Auth Refunding RB (Univ of Pennsylvania) Series 2004 0.400000% 938591BF0 US938591BF08 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2034-07-01 Y UNIVERSITY OF PENNSYLVANIA N/A N/A 1.0000 7 N N N 0.0040 23725000.00 23725000.00 0.0515 N N Y N Washington Cnty Hospital Auth Hospital RB (Washington Hospital) Series 2001B 0.500000% 938592GQ9 US938592GQ90 Other Municipal Security First Tier Security N/A N/A 2016-07-01 2016-07-01 2031-07-01 N Y PNC BANK NATIONAL ASSOCIATION N/A N/A 1.0000 N 0.0050 3000000.00 3000000.00 0.0065 N Y Y N Washington Cnty Hospital Auth Hospital RB (Washington Hospital) Series 2007A 0.500000% 938592HG0 US938592HG00 Other Municipal Security First Tier Security N/A N/A 2016-07-01 2016-07-01 2037-07-01 N Y PNC BANK NATIONAL ASSOCIATION N/A N/A 1.0000 N 0.0050 7500000.00 7500000.00 0.0163 N Y Y N Washington Cnty Hospital Auth Hospital RB (Monongahela Valley Hospital) Series 2011A 0.430000% 938592HM7 US938592HM77 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2041-06-01 Y PNC BANK NATIONAL ASSOCIATION N/A N/A 1.0000 7 N N N 0.0043 4540000.00 4540000.00 0.0099 N N Y N Washington State Housing Finance Commission RB (Park Vista Retirement) Series 2005A 0.450000% 93978RED1 549300YL1HU59NREG764 US93978RED17 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2041-03-01 Y FEDERAL HOME LOAN BANKS N/A N/A 1.0000 7 N N N 0.0045 4000000.00 4000000.00 0.0087 N N Y N The Charles Schwab Family of Funds 2016-07-08 Mark Fischer Mark Fischer Chief Financial Officer