0001145549-16-015928.txt : 20160708 0001145549-16-015928.hdr.sgml : 20160708 20160708151602 ACCESSION NUMBER: 0001145549-16-015928 CONFORMED SUBMISSION TYPE: N-MFP1 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160708 DATE AS OF CHANGE: 20160708 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS CENTRAL INDEX KEY: 0000857156 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-MFP1 SEC ACT: 1940 Act SEC FILE NUMBER: 811-05954 FILM NUMBER: 161759141 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 1-415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS DATE OF NAME CHANGE: 19920703 0000857156 S000004513 Schwab New York Municipal Money Fund C000012394 Sweep Shares SWNXX C000012395 Value Advantage Shares SWYXX N-MFP1 1 primary_doc.xml N-MFP1 0000857156 XXXXXXXX 2016-06-30 0000857156 S000004513 2 N N 033-31894 Charles Schwab Investment Management, Inc. 801-35905 PricewaterhouseCoopers LLP San Francisco CA Charles Schwab Investment Management, Inc. Boston Financial Data Services, Inc. 0000275143 084-00896 N N N Single State Y 30 31 1410405855.11 1443063676.28 1570697943.24 1496137284.83 0.00 0.7307 0.7508 0.7975 0.8150 0.0000 44579.64 1890595877.45 1890593749.06 8538909.87 66754200.06 1832423038.51 1830165268.7280 1.0000 0.0048 1.0011 1.0012 1.0012 1.0012 0.0000 C000012394 1.00 1635333164.12 1633312213.4700 1.0011 1.0012 1.0012 1.0012 0.0000 66386917.71 73633549.94 48195832.85 79977387.24 85627357.34 86430132.99 63486776.01 102938070.69 0.00 0.00 361564474.55 443667913.13 0.0001 Y Investment Advisor and its affiliates Contractual 84,835 Investment Advisor and its affiliates Voluntary 260,991 C000012395 25000.00 197089874.39 196853055.2580 1.0011 1.0011 1.0012 1.0012 0.0000 232393.00 277680.29 1201007.97 1753749.18 167497.03 1104061.28 85783.60 2261062.08 0.00 0.00 1942087.95 5845551.44 0.0003 Y Investment Advisor and its affiliates Contractual 21,552 Investment Advisor and its affiliates Voluntary 1,949 Amherst Central SD BAN Series 2016 2.000000% 031321JN3 US031321JN35 Other Municipal Security Unrated Security N/A N/A 2017-06-22 2017-06-22 2017-06-22 N N N 0.0079 13309925.20 13309925.20 0.0073 N N N N Amherst Development Corp Student Housing Facility Refunding RB Series 2010B 0.500000% 031358AX2 US031358AX20 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2035-10-01 Y HSBC Bank USA NA N/A N/A 1.0000 7 N N N 0.0050 14290000.00 14290000.00 0.0078 N N Y N Amherst IDA Civic Facility RB (Daemen College) Series 2006B 0.460000% 031362EJ1 US031362EJ10 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2036-10-01 Y MANUFACTURERS AND TRADERS TRUST CO N/A N/A 1.0000 7 N N N 0.0046 3265000.00 3265000.00 0.0018 N N Y N New York State Urban Development Corp State Personal Income Tax RB Series 2007B 0.440000% 06740GAL0 US06740GAL05 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2037-03-15 Y Barclays Bank PLC N/A N/A 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier N/A N/A 1.0000 0.0044 6670000.00 6670000.00 0.0036 N N Y N Clarence CSD BAN Series 2016 2.000000% 180312LR9 US180312LR90 Other Municipal Security Unrated Security N/A N/A 2017-07-13 2017-07-13 2017-07-13 N N N 0.0074 2288250.00 2288250.00 0.0012 N N N N Clinton Cnty BAN Series 2016B 2.000000% 187468JH7 US187468JH77 Other Municipal Security Unrated Security N/A N/A 2017-06-09 2017-06-09 2017-06-09 N N N 0.0088 8083360.00 8083360.00 0.0044 N N N N Clinton Cnty BAN Series 2016A 2.000000% 187468JJ3 US187468JJ34 Other Municipal Security Unrated Security N/A N/A 2017-06-09 2017-06-09 2017-06-09 N N N 0.0100 1069847.40 1069847.40 0.0006 N N N N New York City GO Bonds Fiscal 2008 Series E 0.440000% 18886PM51 549300ABYZD2SFD5JB29 US18886PM518 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2019-08-01 Y STATE STREET BANK AND TRUST COMPANY N/A N/A 1.0000 7 Y N N 0.0044 18695000.00 18695000.00 0.0102 N N Y N New York State Dormitory Auth Insured RB (St. John's Univ) Series 2007C 0.440000% 18886PUB9 549300C8XO7EXTX2XU71 US18886PUB92 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2025-07-01 Y STATE STREET BANK AND TRUST COMPANY N/A N/A 1.0000 7 N N N 0.0044 26020000.00 26020000.00 0.0142 N N Y N Colonie Local Development Corp RB (Shaker Pointe at Carondelet) Series 2011 0.410000% 196220AA5 US196220AA57 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2041-12-01 Y MANUFACTURERS AND TRADERS TRUST CO N/A N/A 1.0000 7 N N N 0.0041 9770000.00 9770000.00 0.0053 N N Y N Colonie Local Development Corp RB (Shaker Pointe at Carondelet) Series 2013 0.410000% 196220AB3 US196220AB31 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2041-12-01 Y MANUFACTURERS AND TRADERS TRUST CO N/A N/A 1.0000 7 N N N 0.0041 12000000.00 12000000.00 0.0065 N N Y N Connetquot CSD BANS 2015 1.500000% 208201KZ5 549300XA14FOSW1Q5F60 US208201KZ52 Other Municipal Security Unrated Security N/A N/A 2016-09-02 2016-09-02 2016-09-02 N N N 0.0056 7311534.00 7311534.00 0.0040 N N N N Corning City SD BAN Series 2016 2.000000% 219417RQ7 US219417RQ79 Other Municipal Security First Tier Security N/A N/A 2017-06-22 2017-06-22 2017-06-22 N N N 0.0077 10119000.00 10119000.00 0.0055 N N N N East Hampton BAN Series 2015 2.000000% 272731R36 US272731R366 Other Municipal Security Unrated Security N/A N/A 2016-08-26 2016-08-26 2016-08-26 N N N 0.0080 2900864.08 2900864.08 0.0016 N N N N East Rochester Housing Auth Housing RB (Park Ridge Nursing Home) Series 2008 0.440000% 274722DX2 085BLH03476 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2041-01-01 Y MANUFACTURERS AND TRADERS TRUST CO N/A N/A 1.0000 7 N N N 0.0044 12880000.00 12880000.00 0.0070 N N Y N New York State Thruway Auth General RB Series H 0.410000% 27884FYT1 US27884FYT10 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2017-06-22 Y US BANK NATIONAL ASSOCIATION N/A N/A 1.0000 7 N N N 0.0041 19260000.00 19260000.00 0.0105 N N Y N Erie Cnty IDA IDRB (Hydro-Air Components) Series 2006 0.480000% 295088FP8 US295088FP80 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2026-04-01 Y HSBC Bank USA NA N/A N/A 1.0000 7 N N N 0.0048 4835000.00 4835000.00 0.0026 N N Y N Fairpoint CSD BAN Series 2016 1.950000% 305585ML2 US305585ML23 Other Municipal Security Unrated Security N/A N/A 2017-07-14 2017-07-14 2017-07-14 N N N 0.0079 11126830.00 11126830.00 0.0061 N N N N Franklin Cnty Civic Development Corp RB (Alice Hyde Medical Center) Series 2013A 0.460000% 35313PAA0 US35313PAA03 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2038-10-01 Y HSBC Bank USA NA N/A N/A 1.0000 7 N N N 0.0046 8530000.00 8530000.00 0.0047 N N Y N Grand Island CSD BAN 2016 2.000000% 385730JH0 US385730JH04 Other Municipal Security Unrated Security N/A N/A 2016-12-02 2016-12-02 2016-12-02 N N N 0.0066 3263172.00 3263172.00 0.0018 N N N N Homer CSD BAN 2016 2.000000% 437560GE9 US437560GE95 Other Municipal Security Unrated Security N/A N/A 2017-06-30 2017-06-30 2017-06-30 N N N 0.0074 3467387.26 3467387.26 0.0019 N N N N Irondequoit BAN 2.000000% 463074ZX5 US463074ZX52 Other Municipal Security Unrated Security N/A N/A 2017-04-21 2017-04-21 2017-04-21 N N N 0.0078 5048850.00 5048850.00 0.0028 N N N N Islip BAN 2016 1.500000% 464723AA3 US464723AA36 Other Municipal Security Unrated Security N/A N/A 2016-11-29 2016-11-29 2016-11-29 N N N 0.0050 4317630.00 4317630.00 0.0024 N N N N New York City Transitional Finance Auth Future Tax Secured Sub RB Fiscal 2007 Series B 0.440000% 46632PSE4 5493003476LG35QAKM08 US46632PSE42 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2020-11-01 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N N 0.0044 7495000.00 7495000.00 0.0041 N N Y N New York State Urban Development Corp State Personal Income Tax RB Series 2009A1 0.440000% 46632PUA9 US46632PUA91 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2024-12-15 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier N/A N/A 1.0000 0.0044 4995000.00 4995000.00 0.0027 N N Y N New York City Transitional Finance Auth Future Tax Secured Sub RB Fiscal 2010 Series A1 0.440000% 46633VDB2 5493003476LG35QAKM08 US46633VDB27 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2017-05-01 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N N 0.0044 11000000.00 11000000.00 0.0060 N N Y N New York City Transitional Finance Auth Future Tax Secured Sub RB Fiscal 2011 Series D1 0.440000% 46633VQ36 5493003476LG35QAKM08 US46633VQ360 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2019-02-01 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N N 0.0044 3750000.00 3750000.00 0.0020 N N Y N New York City Transitional Finance Auth Future Tax Secured Sub RB Fiscal 2013 Series F1 0.440000% 46636Y7R5 5493003476LG35QAKM08 US46636Y7R59 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2021-02-01 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N N 0.0044 3240000.00 3240000.00 0.0018 N N Y N Metropolitan Transportation Auth Dedicated Tax Fund Bonds Series 2004B2 0.440000% 46636YNQ9 US46636YNQ97 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2019-11-15 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N N 0.0044 8055000.00 8055000.00 0.0044 N N Y N New York City GO Bonds Fiscal 2013 Series A1 0.440000% 46640KAC8 549300ABYZD2SFD5JB29 US46640KAC80 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2020-10-01 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N N 0.0044 3750000.00 3750000.00 0.0020 N N Y N New York State Environmental Facilities Corp Clean Water & Drinking Water Revolving Funds Sub RB Series 2013A 0.440000% 46640KBE3 549300QJ33JJW73OQO60 US46640KBE38 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2021-06-15 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N Y NEW YORK ST EFC NYCMWFA PROG Corporate Underlier N/A N/A 1.0000 0.0044 2500000.00 2500000.00 0.0014 N N Y N New York State Dormitory Auth State Personal Income Tax RB Series 2013A 0.440000% 46640KDH4 549300C8XO7EXTX2XU71 US46640KDH41 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2021-02-15 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier N/A N/A 1.0000 0.0044 2000000.00 2000000.00 0.0011 N N Y N Kingston SD BAN 2016 2.000000% 496602NK5 US496602NK52 Other Municipal Security First Tier Security N/A N/A 2017-06-15 2017-06-15 2017-06-15 N N N 0.0079 10114700.00 10114700.00 0.0055 N N N N Lancaster IDA Civic Facility RB (2000 GreenField Manor) 0.480000% 514502AA1 US514502AA19 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2032-11-01 Y MANUFACTURERS AND TRADERS TRUST CO N/A N/A 1.0000 7 N N N 0.0048 8635000.00 8635000.00 0.0047 N N Y N Lancaster IDA IDRB (Sealing Devices) Series 2007 0.480000% 514509AA6 US514509AA61 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2027-12-01 Y HSBC Bank USA NA N/A N/A 1.0000 7 N N N 0.0048 1690000.00 1690000.00 0.0009 N N Y N Metropolitan Transportation Auth Dedicated Tax Fund RB Series 2002B1 0.400000% 59259N2Z5 US59259N2Z52 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2022-11-01 Y BANK OF TOKYO-MITSUBISHI UFJ LTD N/A N/A 1.0000 7 N N N 0.0040 10000000.00 10000000.00 0.0055 N N Y N Metropolitan Transportation Auth Dedicated Tax Fund Bonds Subseries 2002B2 5.000000% 59259NN66 US59259NN669 Other Municipal Security Unrated Security N/A N/A 2016-11-01 2016-11-01 2016-11-01 N N N 0.0047 213032.40 213032.40 0.0001 N N N N Metropolitan Transportation Auth Dedicated Tax Fund Refunding Bonds Series 2012A 0.430000% 59259NT37 US59259NT377 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2020-05-15 Y Citibank NA N/A N/A 1.0000 7 Y N N 0.0043 8000000.00 8000000.00 0.0044 N N Y N Metropolitan Transportation Auth Dedicated Tax Fund Refunding Bonds Series 2012A 0.450000% 59259NT78 US59259NT781 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2020-05-15 Y Credit Suisse AG N/A N/A 1.0000 7 Y N Y METROPOLITAN TRANS AUTH NY DEDICATED TAX FD Corporate Underlier N/A N/A 1.0000 0.0045 6665000.00 6665000.00 0.0036 N N Y N Metropolitan Transportation Auth Dedicated Tax Fund Bonds Series 2006B 0.440000% 59259NUJ0 US59259NUJ08 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2036-11-15 Y Citibank NA N/A N/A 1.0000 7 Y N N 0.0044 5000000.00 5000000.00 0.0027 N N Y N Metropolitan Transportation Auth Transportation RB Series 2015E2 0.400000% 59259Y7B9 US59259Y7B94 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2050-11-15 Y BANK OF TOKYO-MITSUBISHI UFJ LTD N/A N/A 1.0000 7 N N N 0.0040 23000000.00 23000000.00 0.0126 N N Y N Metropolitan Transportation Auth Transportation RB Series 2015E4 0.430000% 59259Y7E3 US59259Y7E34 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2045-11-15 Y Bank of the West N/A N/A 1.0000 7 N N N 0.0043 7000000.00 7000000.00 0.0038 N N Y N Metropolitan Transportation Auth BAN Series 2015B1B 0.750000% 59259Y7U7 US59259Y7U75 Other Municipal Security First Tier Security N/A N/A 2016-08-01 2016-08-01 2016-08-01 N N N 0.0045 2110358.70 2110358.70 0.0012 N N N N Metropolitan Transportation Auth BAN Series 2015B1I 1.000000% 59259Y7V5 US59259Y7V58 Other Municipal Security First Tier Security N/A N/A 2016-08-01 2016-08-01 2016-08-01 N N N 0.0045 3000960.00 3000960.00 0.0016 N N N N Metropolitan Transportation Auth Revenue BAN Series 2015B1f 0.500000% 59259Y7W3 US59259Y7W32 Other Municipal Security First Tier Security N/A N/A 2016-08-01 2016-08-01 2016-08-01 N N N 0.0045 10000300.00 10000300.00 0.0055 N N N N Metropolitan Transportation Auth Transportation RB Series 2013C 4.000000% 59259YD55 US59259YD550 Other Municipal Security Unrated Security N/A N/A 2016-11-15 2016-11-15 2016-11-15 N N N 0.0049 789789.00 789789.00 0.0004 N N N N Metropolitan Transportation Auth Transportation RB Series 2012C 4.000000% 59259YNH8 US59259YNH89 Other Municipal Security Unrated Security N/A N/A 2016-11-15 2016-11-15 2016-11-15 N N N 0.0049 480961.25 480961.25 0.0003 N N N N Metropolitan Transportation Auth Revenue BAN Series 2016A1e 2.000000% 59261AEE3 US59261AEE38 Other Municipal Security First Tier Security N/A N/A 2016-10-01 2016-10-01 2016-10-01 N N N 0.0050 13048620.00 13048620.00 0.0071 N N N N Middle Cnty CSD BAN 1.500000% 595685MR6 US595685MR63 Other Municipal Security Unrated Security N/A N/A 2016-08-26 2016-08-26 2016-08-26 N N N 0.0054 8011680.00 8011680.00 0.0044 N N N N Middletown City SD BAN Series 2016A 2.000000% 597103WB2 US597103WB28 Other Municipal Security Unrated Security N/A N/A 2017-06-22 2017-06-22 2017-06-22 N N N 0.0082 4046360.00 4046360.00 0.0022 N N N N Monroe Cnty IDA Civic Facility RB Series 2004 0.530000% 610752CU9 US610752CU99 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2024-11-01 Y MANUFACTURERS AND TRADERS TRUST CO N/A N/A 1.0000 7 N N N 0.0053 1100000.00 1100000.00 0.0006 N N Y N Nassau Cnty Interim Finance Auth Sales Tax Secured Bonds Series 2008B 0.410000% 631663KG5 549300DP7LB76W78BR41 US631663KG59 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2021-11-15 Y SUMITOMO MITSUI BANKING CORPORATION N/A N/A 1.0000 7 N N N 0.0041 9200000.00 9200000.00 0.0050 N N Y N Nassau Health Care Corp Cnty Guaranteed Bonds Series 2009C2 0.420000% 63167NAW6 549300L7UKCJQEMTLX26 US63167NAW65 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2029-08-01 Y Wells Fargo Bank NA N/A N/A 1.0000 7 N N N 0.0042 4455000.00 4455000.00 0.0024 N N Y N New York City IDA Civic Facility RB ( Auditory-Oral School of NY) Series 2006 0.420000% 649438BN7 549300XR20ZR5DHL9534 US649438BN73 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2032-12-01 Y Wells Fargo Bank NA N/A N/A 1.0000 7 N N N 0.0042 4120000.00 4120000.00 0.0022 N N Y N New York City GO Bonds Fiscal 2004 Series H 0.410000% 64966CG62 549300ABYZD2SFD5JB29 US64966CG628 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2034-03-01 Y CALIFORNIA PUBLIC EMPLOYEES' RETIREMENT SYSTEM N/A N/A 1.0000 7 N N N 0.0041 15600000.00 15600000.00 0.0085 N N Y N New York City GO Bonds Fiscal 2004 Series H3 0.410000% 64966CG70 549300ABYZD2SFD5JB29 US64966CG701 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2034-03-01 Y CALIFORNIA PUBLIC EMPLOYEES' RETIREMENT SYSTEM N/A N/A 1.0000 7 N N N 0.0041 22600000.00 22600000.00 0.0123 N N Y N New York City GO Bonds Fiscal 2006 Series G 5.250000% 64966FSN5 549300ABYZD2SFD5JB29 US64966FSN59 Other Municipal Security Unrated Security N/A N/A 2016-08-01 2016-08-01 2016-08-01 N N N 0.0041 100402.00 100402.00 0.0001 N N N N New York City GO Bonds Fiscal 2008 Series J10 0.430000% 64966G2L5 549300ABYZD2SFD5JB29 US64966G2L55 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2027-08-01 Y BANK OF TOKYO-MITSUBISHI UFJ LTD N/A N/A 1.0000 7 N N N 0.0043 6600000.00 6600000.00 0.0036 N N Y N New York City GO Bonds Fiscal 2008 Series L1 0.440000% 64966G6D9 549300ABYZD2SFD5JB29 US64966G6D93 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2017-10-01 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N N 0.0044 6660000.00 6660000.00 0.0036 N N Y N New York City GO Bonds Fiscal 2009 Series A-1 4.000000% 64966G6Y3 549300ABYZD2SFD5JB29 US64966G6Y31 Other Municipal Security Unrated Security N/A N/A 2016-08-15 2016-08-15 2016-08-15 N N N 0.0041 200876.00 200876.00 0.0001 N N N N New York City GO Bonds Fiscal 2003 Series G5 5.000000% 64966G7T3 549300ABYZD2SFD5JB29 US64966G7T37 Other Municipal Security Unrated Security N/A N/A 2016-08-01 2016-08-01 2016-08-01 N N N 0.0041 351337.00 351337.00 0.0002 N N N N New York City GO Bonds Fiscal 2008 Series G 4.000000% 64966GD41 549300ABYZD2SFD5JB29 US64966GD410 Other Municipal Security Unrated Security N/A N/A 2016-08-01 2016-08-01 2016-08-01 N N N 0.0041 100298.00 100298.00 0.0001 N N N N New York City GO Bonds Fiscal 2008 Series G 5.000000% 64966GD58 549300ABYZD2SFD5JB29 US64966GD584 Other Municipal Security Unrated Security N/A N/A 2016-08-01 2016-08-01 2016-08-01 N N N 0.0041 150573.00 150573.00 0.0001 N N N N New York City GO Bonds Fiscal 2008 Series A1 4.150000% 64966GLN0 549300ABYZD2SFD5JB29 US64966GLN06 Other Municipal Security Unrated Security N/A N/A 2016-08-01 2016-08-01 2016-08-01 N N N 0.0041 200622.00 200622.00 0.0001 N N N N New York City GO Bonds Fiscal 2008 Series A1 4.500000% 64966GLP5 549300ABYZD2SFD5JB29 US64966GLP53 Other Municipal Security Unrated Security N/A N/A 2016-08-01 2016-08-01 2016-08-01 N N N 0.0041 336139.00 336139.00 0.0002 N N N N New York City GO Bonds Fiscal 2008 Series A-1 5.000000% 64966GLQ3 549300ABYZD2SFD5JB29 US64966GLQ37 Other Municipal Security Unrated Security N/A N/A 2016-08-01 2016-08-01 2016-08-01 N N N 0.0041 476814.50 476814.50 0.0003 N N N N New York City GO Bonds Fiscal 2008 Series A1 5.000000% 64966GM90 549300ABYZD2SFD5JB29 US64966GM908 Other Municipal Security Unrated Security N/A N/A 2016-08-01 2016-08-01 2016-08-01 N N N 0.0041 100382.00 100382.00 0.0001 N N N N New York City GO Bonds Fiscal 2008 Series A1 5.000000% 64966GSW3 549300ABYZD2SFD5JB29 US64966GSW32 Other Municipal Security Unrated Security N/A N/A 2016-08-01 2016-08-01 2016-08-01 N N N 0.0041 1741627.70 1741627.70 0.0010 N N N N New York City GO Bonds Fiscal 2008 Series J1 5.000000% 64966GX80 549300ABYZD2SFD5JB29 US64966GX806 Other Municipal Security Unrated Security N/A N/A 2016-08-01 2016-08-01 2016-08-01 N N N 0.0041 401528.00 401528.00 0.0002 N N N N New York City GO Bonds Fiscal 2008 Series E 5.000000% 64966GYZ9 549300ABYZD2SFD5JB29 US64966GYZ98 Other Municipal Security Unrated Security N/A N/A 2016-08-01 2016-08-01 2016-08-01 N N N 0.0041 968686.30 968686.30 0.0005 N N N N New York City GO Bonds Fiscal 2011 Series E 5.000000% 64966H2Y5 549300ABYZD2SFD5JB29 US64966H2Y58 Other Municipal Security Unrated Security N/A N/A 2016-08-01 2016-08-01 2016-08-01 N N N 0.0041 552101.00 552101.00 0.0003 N N N N New York City GO Bonds Fiscal 2009 Series B1 5.250000% 64966HAS9 549300ABYZD2SFD5JB29 US64966HAS94 Other Municipal Security Unrated Security N/A N/A 2016-09-01 2016-09-01 2016-09-01 N N N 0.0042 131042.60 131042.60 0.0001 N N N N New York City GO Bonds Fiscal 2009 Series C 5.250000% 64966HBP4 549300ABYZD2SFD5JB29 US64966HBP47 Other Municipal Security Unrated Security N/A N/A 2016-08-01 2016-08-01 2016-08-01 N N N 0.0041 175703.50 175703.50 0.0001 N N N N New York City GO Bonds Fiscal 2011 Series B 4.000000% 64966HC65 549300ABYZD2SFD5JB29 US64966HC659 Other Municipal Security Unrated Security N/A N/A 2016-08-01 2016-08-01 2016-08-01 N N N 0.0041 601788.00 601788.00 0.0003 N N N N New York City GO Bonds Fiscal 2011 Series B 5.000000% 64966HD98 549300ABYZD2SFD5JB29 US64966HD988 Other Municipal Security Unrated Security N/A N/A 2016-08-01 2016-08-01 2016-08-01 N N N 0.0041 426623.50 426623.50 0.0002 N N N N New York City GO Bonds Fiscal 2009 Series H1 0.450000% 64966HHH6 549300ABYZD2SFD5JB29 US64966HHH66 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2017-03-01 Y Morgan Stanley Bank NA N/A N/A 1.0000 7 Y N N 0.0045 15000000.00 15000000.00 0.0082 N N Y N New York City GO Bonds Fiscal 2009 Series J1 0.430000% 64966HMA5 549300ABYZD2SFD5JB29 US64966HMA58 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2017-05-15 Y Citibank NA N/A N/A 1.0000 7 Y N N 0.0043 23225000.00 23225000.00 0.0127 N N Y N New York City GO Bonds Fiscal 2005 Series C3 0.450000% 64966HMG2 549300ABYZD2SFD5JB29 US64966HMG29 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2017-02-15 Y Credit Suisse AG N/A N/A 1.0000 7 Y N N 0.0045 8700000.00 8700000.00 0.0047 N N Y N New York City GO Bonds Fiscal 2010 Series B 4.000000% 64966HNF3 549300ABYZD2SFD5JB29 US64966HNF37 Other Municipal Security Unrated Security N/A N/A 2016-08-01 2016-08-01 2016-08-01 N N N 0.0041 100298.00 100298.00 0.0001 N N N N New York City GO Bonds Fiscal 2010 Series C 5.000000% 64966HPM6 549300ABYZD2SFD5JB29 US64966HPM69 Other Municipal Security Unrated Security N/A N/A 2016-08-01 2016-08-01 2016-08-01 N N N 0.0041 326241.50 326241.50 0.0002 N N N N New York City GO Bonds Fiscal 2010 Series E 4.000000% 64966HSA9 549300ABYZD2SFD5JB29 US64966HSA94 Other Municipal Security Unrated Security N/A N/A 2016-08-01 2016-08-01 2016-08-01 N N N 0.0041 401192.00 401192.00 0.0002 N N N N New York City GO Bonds Fiscal 2010 Series E 5.000000% 64966HSB7 549300ABYZD2SFD5JB29 US64966HSB77 Other Municipal Security Unrated Security N/A N/A 2016-08-01 2016-08-01 2016-08-01 N N N 0.0041 451719.00 451719.00 0.0002 N N N N New York City GO Bonds Fiscal 2010 Series G4 0.440000% 64966HXT2 549300ABYZD2SFD5JB29 US64966HXT21 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2039-03-01 Y Barclays Bank PLC N/A N/A 1.0000 7 Y N N 0.0044 14000000.00 14000000.00 0.0076 N N Y N New York City GO Bonds Fiscal 2013 Series B 5.000000% 64966J3J3 549300ABYZD2SFD5JB29 US64966J3J37 Other Municipal Security Unrated Security N/A N/A 2016-08-01 2016-08-01 2016-08-01 N N N 0.0041 737807.70 737807.70 0.0004 N N N N New York City GO Bonds Fiscal 1994 Series A5 5.000000% 64966J3T1 549300ABYZD2SFD5JB29 US64966J3T19 Other Municipal Security Unrated Security N/A N/A 2016-08-01 2016-08-01 2016-08-01 N N N 0.0041 2459359.00 2459359.00 0.0013 N N N N New York City GO Bonds Fiscal 2011 Series I-1 4.000000% 64966JEJ1 549300ABYZD2SFD5JB29 US64966JEJ16 Other Municipal Security Unrated Security N/A N/A 2016-08-01 2016-08-01 2016-08-01 N N N 0.0041 150447.00 150447.00 0.0001 N N N N New York City GO Bonds Fiscal 2011 Series I1 5.000000% 64966JEQ5 549300ABYZD2SFD5JB29 US64966JEQ58 Other Municipal Security Unrated Security N/A N/A 2016-08-01 2016-08-01 2016-08-01 N N N 0.0041 913476.20 913476.20 0.0005 N N N N New York City GO Bonds Fiscal 2012 Series H 5.000000% 64966JH90 549300ABYZD2SFD5JB29 US64966JH902 Other Municipal Security Unrated Security N/A N/A 2016-08-01 2016-08-01 2016-08-01 N N N 0.0041 100382.00 100382.00 0.0001 N N N N New York City GO Bonds Fiscal 2012 Series I 5.000000% 64966JM60 549300ABYZD2SFD5JB29 US64966JM605 Other Municipal Security Unrated Security N/A N/A 2016-08-01 2016-08-01 2016-08-01 N N N 0.0041 968686.30 968686.30 0.0005 N N N N New York City GO Bonds Fiscal 2012 Series B 4.000000% 64966JNM4 549300ABYZD2SFD5JB29 US64966JNM44 Other Municipal Security Unrated Security N/A N/A 2016-08-01 2016-08-01 2016-08-01 N N N 0.0041 411221.80 411221.80 0.0002 N N N N New York City GO Bonds Fiscal 2012 Series E 5.000000% 64966JUC8 549300ABYZD2SFD5JB29 US64966JUC88 Other Municipal Security Unrated Security N/A N/A 2016-08-01 2016-08-01 2016-08-01 N N N 0.0041 1555921.00 1555921.00 0.0008 N N N N New York City GO Bonds Fiscal 2012 Series F 5.000000% 64966JVN3 549300ABYZD2SFD5JB29 US64966JVN35 Other Municipal Security Unrated Security N/A N/A 2016-08-01 2016-08-01 2016-08-01 N N N 0.0041 2880963.40 2880963.40 0.0016 N N N N New York City GO Bonds Fiscal 2003 Series C-A 5.000000% 64966K4E0 549300ABYZD2SFD5JB29 US64966K4E05 Other Municipal Security Unrated Security N/A N/A 2016-08-01 2016-08-01 2016-08-01 N N N 0.0041 421604.40 421604.40 0.0002 N N N N New York City GO Bonds Fiscal 2003 Series C-A 4.000000% 64966K4K6 549300ABYZD2SFD5JB29 US64966K4K64 Other Municipal Security Unrated Security N/A N/A 2016-08-01 2016-08-01 2016-08-01 N N N 0.0041 671996.60 671996.60 0.0004 N N N N New York City GO Bonds Fiscal 2014 Series E 5.000000% 64966K4R1 549300ABYZD2SFD5JB29 US64966K4R18 Other Municipal Security Unrated Security N/A N/A 2016-08-01 2016-08-01 2016-08-01 N N N 0.0041 476814.50 476814.50 0.0003 N N N N New York City GO Bonds Fiscal 2014 Series F 3.000000% 64966K5M1 549300ABYZD2SFD5JB29 US64966K5M12 Other Municipal Security Unrated Security N/A N/A 2016-08-01 2016-08-01 2016-08-01 N N N 0.0041 501075.00 501075.00 0.0003 N N N N New York City GO Bonds Fiscal 2012 Series D1 0.450000% 64966K6J7 549300ABYZD2SFD5JB29 US64966K6J73 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2019-10-01 Y Morgan Stanley Bank NA N/A N/A 1.0000 7 Y N N 0.0045 2500000.00 2500000.00 0.0014 N N Y N New York City GO Bonds Fiscal 2013 Series D 5.000000% 64966KDP5 549300ABYZD2SFD5JB29 US64966KDP57 Other Municipal Security Unrated Security N/A N/A 2016-08-01 2016-08-01 2016-08-01 N N N 0.0041 1380252.50 1380252.50 0.0008 N N N N New York City GO Bonds Fiscal 2013 Series D&E 0.430000% 64966KNG4 549300ABYZD2SFD5JB29 US64966KNG49 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2020-08-01 Y Citibank NA N/A N/A 1.0000 7 Y N N 0.0043 13500000.00 13500000.00 0.0074 N N Y N New York City GO Bonds Fiscal 2013 Series F 3.000000% 64966KRM7 549300ABYZD2SFD5JB29 US64966KRM70 Other Municipal Security Unrated Security N/A N/A 2016-08-01 2016-08-01 2016-08-01 N N N 0.0041 125268.75 125268.75 0.0001 N N N N New York City GO Bonds Fiscal 2014 Series A1 0.430000% 64966KT60 549300ABYZD2SFD5JB29 US64966KT608 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2021-08-01 Y Citibank NA N/A N/A 1.0000 7 Y N N 0.0043 8000000.00 8000000.00 0.0044 N N Y N New York City GO Bonds Fiscal 2014 Series B 4.000000% 64966KT94 549300ABYZD2SFD5JB29 US64966KT947 Other Municipal Security Unrated Security N/A N/A 2016-08-01 2016-08-01 2016-08-01 N N N 0.0041 1930736.50 1930736.50 0.0011 N N N N New York City GO Bonds Fiscal 2013 Series F1 0.450000% 64966KWR0 549300ABYZD2SFD5JB29 US64966KWR03 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2021-03-01 Y Credit Suisse AG N/A N/A 1.0000 7 Y N N 0.0045 7300000.00 7300000.00 0.0040 N N Y N New York City GO Bonds Fiscal 2013 Series I 4.000000% 64966KXU2 549300ABYZD2SFD5JB29 US64966KXU23 Other Municipal Security Unrated Security N/A N/A 2016-08-01 2016-08-01 2016-08-01 N N N 0.0041 225670.50 225670.50 0.0001 N N N N New York City GO Bonds Fiscal 2013 Series J 5.000000% 64966KYP2 549300ABYZD2SFD5JB29 US64966KYP29 Other Municipal Security Unrated Security N/A N/A 2016-08-01 2016-08-01 2016-08-01 N N N 0.0041 2589855.60 2589855.60 0.0014 N N N N New York City GO Bonds Fiscal 2014 Series G 5.000000% 64966LDR9 549300ABYZD2SFD5JB29 US64966LDR96 Other Municipal Security Unrated Security N/A N/A 2016-08-01 2016-08-01 2016-08-01 N N N 0.0041 953629.00 953629.00 0.0005 N N N N New York City GO Bonds Fiscal 2014 Series H 5.000000% 64966LEF4 549300ABYZD2SFD5JB29 US64966LEF40 Other Municipal Security Unrated Security N/A N/A 2016-08-01 2016-08-01 2016-08-01 N N N 0.0041 200764.00 200764.00 0.0001 N N N N New York City GO Bonds Fiscal 2014 Series J 3.000000% 64966LMW8 549300ABYZD2SFD5JB29 US64966LMW80 Other Municipal Security Unrated Security N/A N/A 2016-08-01 2016-08-01 2016-08-01 N N N 0.0041 1488192.75 1488192.75 0.0008 N N N N New York City Housing Development Corp M/F Mortgage RB (Las Casas) Series 2008A 0.460000% 64966TBK9 549300SQWVHKBRF8D702 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2040-10-01 Y Bank of America NA N/A N/A 1.0000 7 N N N 0.0046 3155000.00 3155000.00 0.0017 N N Y N New York City IDA IDRB (Gary Plastic Packaging Corp) Series 1998 0.600000% 649705NS5 549300XR20ZR5DHL9534 US649705NS54 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2018-09-30 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 N N N 0.0060 1050000.00 1050000.00 0.0006 N N Y N New York City Housing Development Corp M/F Rental Housing RB (1133 Manhattan Ave) Series 2012A 0.410000% 64970HDW1 549300SQWVHKBRF8D702 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2046-06-01 Y FEDERAL HOME LOAN MORTGAGE CORPORATION N/A N/A 1.0000 7 N N N 0.0041 7000000.00 7000000.00 0.0038 N N Y N New York City Housing Development Corp M/F Mortgage RB (Nagle Courtyard Apts) Series 2004A 0.440000% 64970VCJ0 549300SQWVHKBRF8D702 US64970VCJ08 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2038-01-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A 1.0000 7 N N N 0.0044 4200000.00 4200000.00 0.0023 N N Y N New York City Housing Development Corp M/F Mortgage RB (1904 Vyse Ave Apts) Series 2005A 0.440000% 64970VCQ4 549300SQWVHKBRF8D702 US64970VCQ41 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2038-01-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A 1.0000 7 N N N 0.0044 4035000.00 4035000.00 0.0022 N N Y N New York City Housing Development Corp M/F Mortgage RB (33 W Tremont Ave Apts) Series 2005A 0.440000% 64970VCR2 549300SQWVHKBRF8D702 US64970VCR24 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2038-02-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A 1.0000 7 N N N 0.0044 3490000.00 3490000.00 0.0019 N N Y N New York City Transitional Finance Auth Future Tax Secured Bonds Fiscal 2001 Series A 0.460000% 649716WE3 5493003476LG35QAKM08 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2030-02-15 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N N 0.0046 8200000.00 8200000.00 0.0045 N N Y N New York City Transitional Finance Auth Future Tax Secured Sub RB Fiscal 2007 Series C1 0.450000% 64971MNB4 5493003476LG35QAKM08 US64971MNB45 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2017-05-01 Y Credit Suisse AG N/A N/A 1.0000 7 Y N N 0.0045 6000000.00 6000000.00 0.0033 N N Y N New York City Transitional Finance Auth Future Tax Secured Sub RB Fiscal 2012 Series F1 0.450000% 64971Q6S7 5493003476LG35QAKM08 US64971Q6S79 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2020-05-01 Y Morgan Stanley Bank NA N/A N/A 1.0000 7 Y N N 0.0045 7500000.00 7500000.00 0.0041 N N Y N New York City Transitional Finance Auth Future Tax Secured Sub RB Fiscal 2012 Series F1 0.450000% 64971Q6W8 5493003476LG35QAKM08 US64971Q6W81 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2020-05-01 Y Morgan Stanley Bank NA N/A N/A 1.0000 7 Y N N 0.0045 3400000.00 3400000.00 0.0019 N N Y N New York City Transitional Finance Auth Future Tax Secured Sub RB Fiscal 2011 Series E 5.000000% 64971QCP6 5493003476LG35QAKM08 US64971QCP63 Other Municipal Security Unrated Security N/A N/A 2016-11-01 2016-11-01 2016-11-01 N N N 0.0045 684787.50 684787.50 0.0004 N N N N New York City Transitional Finance Auth Future Tax Secured Sub RB Fiscal 2012 Series C 4.000000% 64971QNP4 5493003476LG35QAKM08 US64971QNP45 Other Municipal Security Unrated Security N/A N/A 2016-11-01 2016-11-01 2016-11-01 N N N 0.0045 237657.85 237657.85 0.0001 N N N N New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2014 Series D4 0.390000% 64971WFA3 5493003476LG35QAKM08 US64971WFA36 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-01 2016-07-01 2044-02-01 Y Mizuho Bank Ltd N/A N/A 1.0000 1 Y N Y NEW YORK CITY TRANSITIONAL FIN AUTH Corporate Underlier N/A N/A 1.0000 0.0039 3650000.00 3650000.00 0.0020 N Y Y N New York City Transitional Finance Auth Future Tax Secured Sub RB Fiscal 2015 Series A1 4.000000% 64971WFN5 5493003476LG35QAKM08 US64971WFN56 Other Municipal Security Unrated Security N/A N/A 2016-08-01 2016-08-01 2016-08-01 N N N 0.0040 100299.00 100299.00 0.0001 N N N N New York City Transitional Finance Auth Future Tax Secured Sub RB Fiscal 2014 Series A1 0.450000% 64971WGY0 5493003476LG35QAKM08 US64971WGY03 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2021-11-01 Y Morgan Stanley Bank NA N/A N/A 1.0000 7 Y N N 0.0045 5780000.00 5780000.00 0.0032 N N Y N New York City Transitional Finance Auth Future Tax Secured Sub RB Fiscal 2015 Series A1 0.450000% 64971WHA1 5493003476LG35QAKM08 US64971WHA18 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2022-08-01 Y Morgan Stanley Bank NA N/A N/A 1.0000 7 Y N N 0.0045 2000000.00 2000000.00 0.0011 N N Y N New York City Transitional Finance Auth Building Aid RB Fiscal Series 2013 S-1 5.000000% 64971WKY5 5493003476LG35QAKM08 US64971WKY56 Other Municipal Security Unrated Security N/A N/A 2016-11-01 2016-11-01 2016-11-01 N N N 0.0045 410872.50 410872.50 0.0002 N N N N New York City Transitional Finance Auth Future Tax Secured Sub RB Fiscal 2014 Series B1 5.000000% 64971WSK7 5493003476LG35QAKM08 US64971WSK70 Other Municipal Security Unrated Security N/A N/A 2016-11-01 2016-11-01 2016-11-01 N N N 0.0045 228262.50 228262.50 0.0001 N N N N New York City Housing Development Corp M/F Housing RB Series 2013E2 0.420000% 64972B3A1 549300SQWVHKBRF8D702 US64972B3A15 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2018-11-01 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N N 0.0042 24775000.00 24775000.00 0.0135 N N Y N New York City Housing Development Corp M/F Housing RB Series 2013E3 0.420000% 64972B3B9 549300SQWVHKBRF8D702 US64972B3B97 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2018-11-01 Y Wells Fargo Bank NA N/A N/A 1.0000 7 Y N N 0.0042 8000000.00 8000000.00 0.0044 N N Y N New York City Housing Development Corp M/F Housing RB Series 2014C3 0.410000% 64972B7N9 549300SQWVHKBRF8D702 US64972B7N99 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2019-05-01 Y TD Bank NA N/A N/A 1.0000 7 Y N N 0.0041 5000000.00 5000000.00 0.0027 N N Y N New York City Housing Development Corp M/F Housing RB Series 2015D3 0.400000% 64972CJC8 549300SQWVHKBRF8D702 US64972CJC82 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2020-05-01 Y Citibank NA N/A N/A 1.0000 7 Y N N 0.0040 6500000.00 6500000.00 0.0035 N N Y N New York City Housing Development Corp M/F Housing RB (Sustainable Neighborhood Bonds) Series 2015D4 0.400000% 64972CJD6 549300SQWVHKBRF8D702 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2020-05-01 Y Wells Fargo Bank NA N/A N/A 1.0000 7 Y N N 0.0040 4000000.00 4000000.00 0.0022 N N Y N New York City Housing Development Corp M/F Housing RB Series 2016B 0.430000% 64972CSM6 549300SQWVHKBRF8D702 US64972CSM63 Other Municipal Security First Tier Security N/A N/A 2016-10-03 2016-10-03 2047-05-01 N N N 0.0065 5996760.00 5996760.00 0.0033 N N N N New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2003 Series F1A 0.390000% 64972FG26 549300Q2EHQ6RJPQKP05 US64972FG264 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2035-06-15 Y Wells Fargo Bank NA N/A N/A 1.0000 7 Y N N 0.0039 17520000.00 17520000.00 0.0096 N N Y N New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2013 Series AA2 0.420000% 64972GAS3 549300Q2EHQ6RJPQKP05 US64972GAS30 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2046-06-15 Y BANK OF TOKYO-MITSUBISHI UFJ LTD N/A N/A 1.0000 7 Y N N 0.0042 5000000.00 5000000.00 0.0027 N N Y N New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2006 Series AA1B 0.380000% 64972GAW4 549300Q2EHQ6RJPQKP05 US64972GAW42 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-01 2016-07-01 2032-06-15 Y STATE STREET BANK AND TRUST COMPANY N/A N/A 1.0000 1 Y N N 0.0038 5500000.00 5500000.00 0.0030 N Y Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd Resolution RB Fiscal 2011 Series EE 0.450000% 64972GCZ5 549300Q2EHQ6RJPQKP05 US64972GCZ54 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2019-06-15 Y Morgan Stanley Bank NA N/A N/A 1.0000 7 Y N N 0.0045 6175000.00 6175000.00 0.0034 N N Y N New York City Municipal Water Finance Auth Water & Sewer System RB Series 2015BB-4 0.380000% 64972GEN0 549300Q2EHQ6RJPQKP05 US64972GEN07 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-01 2016-07-01 2050-06-15 Y Wells Fargo Bank NA N/A N/A 1.0000 1 Y N N 0.0038 8340000.00 8340000.00 0.0046 N Y Y N New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2016 Series AA2 0.390000% 64972GJQ8 549300Q2EHQ6RJPQKP05 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-01 2016-07-01 2048-06-15 Y PNC BANK NATIONAL ASSOCIATION N/A N/A 1.0000 1 Y N N 0.0039 22700000.00 22700000.00 0.0124 N Y Y N New York City Transitional Finance Auth Building Aid RB Fiscal 2007 Series S1 5.000000% 64972HAR3 5493003476LG35QAKM08 US64972HAR30 Other Municipal Security Unrated Security N/A N/A 2016-07-15 2016-07-15 2016-07-15 N N Y NEW YORK STATE OF Corporate Underlier N/A N/A 1.0000 0.0040 100178.00 100178.00 0.0001 N N N N New York City Transitional Finance Auth Building Aid RB Fiscal 2009 Series S1 5.000000% 64972HJD5 5493003476LG35QAKM08 US64972HJD52 Other Municipal Security Unrated Security N/A N/A 2016-07-15 2016-07-15 2016-07-15 N N Y NEW YORK STATE OF Corporate Underlier N/A N/A 1.0000 0.0040 100178.00 100178.00 0.0001 N N N N New York City Transitional Finance Auth Building Aid RB Fiscal 2009 Series S2 5.000000% 64972HKB7 5493003476LG35QAKM08 US64972HKB77 Other Municipal Security Unrated Security N/A N/A 2016-07-15 2016-07-15 2016-07-15 N N Y NEW YORK STATE OF Corporate Underlier N/A N/A 1.0000 0.0040 275489.50 275489.50 0.0002 N N N N New York City Transitional Finance Auth Building Aid RB Fiscal 2011 Series S1A 5.000000% 64972HQE5 5493003476LG35QAKM08 US64972HQE52 Other Municipal Security Unrated Security N/A N/A 2016-07-15 2016-07-15 2016-07-15 N N Y NEW YORK STATE OF Corporate Underlier N/A N/A 1.0000 0.0040 250445.00 250445.00 0.0001 N N N N New York City Transitional Finance Auth Building Aid RB Fiscal 2008 Series S1 0.430000% 64972HRC8 5493003476LG35QAKM08 US64972HRC87 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2029-01-15 Y Citibank NA N/A N/A 1.0000 7 Y N Y NEW YORK STATE OF Corporate Underlier N/A N/A 1.0000 0.0043 6000000.00 6000000.00 0.0033 N N Y N New York City Transitional Finance Auth Building Aid RB Fiscal 2012 Series S1A 5.000000% 64972HSP8 5493003476LG35QAKM08 US64972HSP81 Other Municipal Security Unrated Security N/A N/A 2016-07-15 2016-07-15 2016-07-15 N N Y NEW YORK STATE OF Corporate Underlier N/A N/A 1.0000 0.0040 350623.00 350623.00 0.0002 N N N N New York City Transitional Finance Auth Building Aid RB Fiscal 2012 Series S1A 0.430000% 64972HUN0 5493003476LG35QAKM08 US64972HUN06 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2019-07-15 Y Citibank NA N/A N/A 1.0000 7 Y N Y NEW YORK STATE OF Corporate Underlier N/A N/A 1.0000 0.0043 5625000.00 5625000.00 0.0031 N N Y N New York City Transitional Finance Auth Building Aid RB Fiscal 2015 Series S1 0.450000% 64972HWC2 5493003476LG35QAKM08 US64972HWC23 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2023-01-15 Y Morgan Stanley Bank NA N/A N/A 1.0000 7 Y N Y NEW YORK STATE OF Corporate Underlier N/A N/A 1.0000 0.0045 4000000.00 4000000.00 0.0022 N N Y N New York City Trust for Cultural Resources Refunding RB (American Museum of Natural History) Series 2014B2 0.490000% 64972SAD0 US64972SAD09 Other Municipal Security First Tier Security N/A N/A 2016-07-07 2016-12-09 2044-04-01 N N Y American Museum of Natural History Corporate Underlier N/A N/A 1.0000 0.0037 13493642.30 13493642.30 0.0074 N N N N New York State Dormitory Auth RB Series 1998A 5.750000% 649838FQ7 549300C8XO7EXTX2XU71 US649838FQ72 Other Municipal Security Unrated Security N/A N/A 2016-07-01 2016-07-01 2016-07-01 N N Y New York University Corporate Underlier N/A N/A 1.0000 0.0575 1500000.00 1500000.00 0.0008 N Y Y N New York State Dormitory Auth Consolidated Service Contract Refunding RB Series 2009A 4.000000% 64983M8A9 549300C8XO7EXTX2XU71 US64983M8A97 Other Municipal Security Unrated Security N/A N/A 2016-07-01 2016-07-01 2016-07-01 N N Y NEW YORK STATE OF Corporate Underlier N/A N/A 1.0000 0.0400 430000.00 430000.00 0.0002 N Y Y N New York State Dormitory Auth Consolidated Service Contract Refunding RB Series 2009A 5.000000% 64983M8B7 549300C8XO7EXTX2XU71 US64983M8B70 Other Municipal Security Unrated Security N/A N/A 2016-07-01 2016-07-01 2016-07-01 N N Y NEW YORK STATE OF Corporate Underlier N/A N/A 1.0000 0.0500 1605000.00 1605000.00 0.0009 N Y Y N New York State Dormitory Auth RB (Cornell Univ) Series 2004A 0.410000% 64983MF37 549300C8XO7EXTX2XU71 US64983MF376 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2033-07-01 Y BANK OF NEW YORK MELLON/THE N/A N/A 1.0000 7 Y N Y Cornell University Corporate Underlier N/A N/A 1.0000 0.0041 5000000.00 5000000.00 0.0027 N N Y N New York State Dormitory Auth RB (Cornell Univ) Series 2004B 0.410000% 64983MF45 549300C8XO7EXTX2XU71 US64983MF459 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2033-07-01 Y BANK OF NEW YORK MELLON/THE N/A N/A 1.0000 7 Y N Y Cornell University Corporate Underlier N/A N/A 1.0000 0.0041 1000000.00 1000000.00 0.0005 N N Y N New York State Dormitory Auth Mental Health Services Facilities RB Series 2008D 5.000000% 64983MQ50 549300C8XO7EXTX2XU71 US64983MQ506 Other Municipal Security Unrated Security N/A N/A 2016-08-15 2016-08-15 2016-08-15 N N Y NEW YORK STATE OF Corporate Underlier N/A N/A 1.0000 0.0051 894868.30 894868.30 0.0005 N N N N New York State Dormitory Auth State Sales Tax RB Series 2014A 0.450000% 64983PA84 549300C8XO7EXTX2XU71 US64983PA842 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2022-03-15 Y Morgan Stanley Bank NA N/A N/A 1.0000 7 Y N Y NEW YORK STATE SALES TAX BONDS Corporate Underlier N/A N/A 1.0000 0.0045 3300000.00 3300000.00 0.0018 N N Y N New York State Dormitory Auth RB (Columbia Univ) Series 2006A 0.430000% 64983PGM7 549300C8XO7EXTX2XU71 US64983PGM77 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2026-07-01 Y Citibank NA N/A N/A 1.0000 7 Y N Y COLUMBIA UNIVERSITY Corporate Underlier N/A N/A 1.0000 0.0043 8535000.00 8535000.00 0.0047 N N Y N New York State Dormitory Auth State Personal Income Tax RB Series 2006C 0.440000% 64983PJT9 549300C8XO7EXTX2XU71 US64983PJT93 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2035-12-15 Y Citibank NA N/A N/A 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier N/A N/A 1.0000 0.0044 25500000.00 25500000.00 0.0139 N N Y N New York State Dormitory Auth State Personal Income Tax RB Series 2006D 0.440000% 64983PKJ9 549300C8XO7EXTX2XU71 US64983PKJ92 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2036-03-15 Y Citibank NA N/A N/A 1.0000 7 Y Y UNITED STATES TREASURY N/A N/A 1.0000 N 0.0044 15200000.00 15200000.00 0.0083 N N Y N New York State Dormitory Auth RB (NYU) Series 2009A 0.430000% 64983PZC8 549300C8XO7EXTX2XU71 US64983PZC84 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2017-07-01 Y Citibank NA N/A N/A 1.0000 7 Y N Y New York University Corporate Underlier N/A N/A 1.0000 0.0043 9900000.00 9900000.00 0.0054 N N Y N New York State Dormitory Auth State Personal Income Tax RB Series 2011A 0.450000% 64983PZY0 549300C8XO7EXTX2XU71 US64983PZY05 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2019-09-15 Y Morgan Stanley Bank NA N/A N/A 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier N/A N/A 1.0000 0.0045 5935000.00 5935000.00 0.0032 N N Y N New York State Dormitory Auth RB (Catholic Health) Series 2006B 0.460000% 64983Q5S4 549300C8XO7EXTX2XU71 US64983Q5S42 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2025-07-01 Y HSBC Bank USA NA N/A N/A 1.0000 7 N N N 0.0046 7200000.00 7200000.00 0.0039 N N Y N New York State Dormitory Auth RB (Culinary Institute of America) Series 2006 0.420000% 64983QV30 549300C8XO7EXTX2XU71 US64983QV309 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2036-07-01 Y TD Bank NA N/A N/A 1.0000 7 N N N 0.0042 3125000.00 3125000.00 0.0017 N N Y N New York State Dormitory Auth RB (Culinary Institute of America) Series 2004D 0.420000% 64983TZS5 549300C8XO7EXTX2XU71 US64983TZS58 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2034-07-01 Y TD Bank NA N/A N/A 1.0000 7 N N N 0.0042 5400000.00 5400000.00 0.0029 N N Y N New York State Dormitory Auth RB (Culinary Institute of America) Series 2004C 0.420000% 64983U7T1 549300C8XO7EXTX2XU71 US64983U7T17 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2033-07-01 Y TD Bank NA N/A N/A 1.0000 7 N N N 0.0042 12800000.00 12800000.00 0.0070 N N Y N New York State Power Auth CP Series 1&2 0.440000% 64985G4X4 I5P1GEYFGGMMDOFX2L30 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-08-04 2016-08-04 2016-08-04 N N N 0.0040 3900156.04 3900156.04 0.0021 N N N N New York State Power Auth CP Series 1&2 0.480000% 64985G5D7 I5P1GEYFGGMMDOFX2L30 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-08-09 2016-08-09 2016-08-09 N N N 0.0047 10000100.10 10000100.10 0.0055 N N N N New York State Environmental Facilities Corp Clean Water & Drinking Water Revolving Funds RB Series 2012B 5.000000% 64985HGB7 549300QJ33JJW73OQO60 US64985HGB78 Other Municipal Security Unrated Security N/A N/A 2016-08-15 2016-08-15 2016-08-15 N N N 0.0050 970288.20 970288.20 0.0005 N N N N New York State Environmental Facilities Corp State Clean Water & Drinking Water Revolving RB Series 2008A 0.440000% 64986AZL8 549300QJ33JJW73OQO60 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2017-06-15 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N Y NEW YORK ST EFC NYCMWFA PROG Corporate Underlier N/A N/A 1.0000 0.0044 7245000.00 7245000.00 0.0040 N N Y N New York State HFA Housing RB (Gateway to New Cassel) Series 2006A 0.460000% 64986MF34 5493000LS7KCDB02O506 US64986MF346 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2039-11-01 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 N N N 0.0046 5700000.00 5700000.00 0.0031 N N Y N New York State HFA Housing RB (Capitol Green Apts) Series 2006A 0.500000% 64986MJ22 5493000LS7KCDB02O506 US64986MJ223 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2036-05-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A 1.0000 7 N N N 0.0050 10900000.00 10900000.00 0.0059 N N Y N New York State HFA Housing RB (North End Ave) Series 2004A 0.460000% 64986MJ55 5493000LS7KCDB02O506 US64986MJ553 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2036-11-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A 1.0000 7 N N N 0.0046 12000000.00 12000000.00 0.0065 N N Y N New York State HFA Hsg RB (39th St) Series 2000A 0.490000% 64986MJY2 5493000LS7KCDB02O506 US64986MJY21 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2031-11-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A 1.0000 7 N N N 0.0049 5300000.00 5300000.00 0.0029 N N Y N New York State HFA Hsg RB (316 11th Ave) Series 2007A 0.490000% 64986MK79 5493000LS7KCDB02O506 US64986MK791 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2041-05-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A 1.0000 7 N N N 0.0049 42500000.00 42500000.00 0.0232 N N Y N New York State HFA Hsg RB (301 West End Ave) Series 2000A 0.420000% 64986MLE3 5493000LS7KCDB02O506 US64986MLE39 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2031-05-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A 1.0000 7 N N N 0.0042 20500000.00 20500000.00 0.0112 N N Y N New York State HFA Housing RB (100 Maiden Lane) Series 2004A 0.450000% 64986MM28 5493000LS7KCDB02O506 US64986MM284 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2037-05-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A 1.0000 7 N N N 0.0045 52500000.00 52500000.00 0.0287 N N Y N New York State HFA Housing RB (West Village Apts) Series 2008A 0.470000% 64986MS89 5493000LS7KCDB02O506 US64986MS893 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2039-11-01 Y Citibank NA N/A N/A 1.0000 7 N N N 0.0047 6000000.00 6000000.00 0.0033 N N Y N New York State HFA Housing RB (Biltmore Tower) Series 2002A 0.490000% 64986MYC3 5493000LS7KCDB02O506 US64986MYC36 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2034-05-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A 1.0000 7 N N N 0.0049 16700000.00 16700000.00 0.0091 N N Y N New York State HFA Hsg RB (Biltmore Tower) Series 2003A 0.490000% 64986MYE9 5493000LS7KCDB02O506 US64986MYE91 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2034-05-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A 1.0000 7 N N N 0.0049 43300000.00 43300000.00 0.0236 N N Y N New York State HFA Hsg RB (The Victory) Series 2002A 0.490000% 64986MZG3 5493000LS7KCDB02O506 US64986MZG31 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2033-11-01 Y FEDERAL HOME LOAN MORTGAGE CORPORATION N/A N/A 1.0000 7 N N N 0.0049 10900000.00 10900000.00 0.0059 N N Y N New York State HFA Housing RB (Rip Van Winkle House) Series 2004A 0.500000% 64986MZN8 5493000LS7KCDB02O506 US64986MZN81 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2034-11-01 Y FEDERAL HOME LOAN MORTGAGE CORPORATION N/A N/A 1.0000 7 N N N 0.0050 10700000.00 10700000.00 0.0058 N N Y N New York State HFA Housing RB (Ocean Park Apts) Series 2005A 0.450000% 64986MZQ1 5493000LS7KCDB02O506 US64986MZQ13 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2035-05-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A 1.0000 7 N N N 0.0045 21400000.00 21400000.00 0.0117 N N Y N New York State HFA Housing RB (625 W 57th St) Series 2014A 0.400000% 64986U2E6 5493000LS7KCDB02O506 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2049-05-01 Y BANK OF NEW YORK MELLON/THE N/A N/A 1.0000 7 N N N 0.0040 2385000.00 2385000.00 0.0013 N N Y N New York State HFA Housing RB (625 W 57th St) Series 2015A2 0.410000% 64986U2H9 5493000LS7KCDB02O506 US64986U2H92 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2049-05-01 Y BANK OF NEW YORK MELLON/THE N/A N/A 1.0000 7 N N N 0.0041 18000000.00 18000000.00 0.0098 N N Y N New York State HFA Housing RB (606 W 57th St) Series 2014A 0.410000% 64986U2N6 5493000LS7KCDB02O506 US64986U2N60 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2049-05-01 Y Wells Fargo Bank NA N/A N/A 1.0000 7 N N N 0.0041 17400000.00 17400000.00 0.0095 N N Y N New York State HFA Housing RB (33 Bond St) Series 2014A 0.420000% 64986U4D6 5493000LS7KCDB02O506 US64986U4D60 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2049-11-01 Y MANUFACTURERS AND TRADERS TRUST CO N/A N/A 1.0000 7 N N N 0.0042 19875000.00 19875000.00 0.0108 N N Y N New York State HFA Housing RB (Riverside Center 2) Series 2015A2 0.400000% 64986U6C6 5493000LS7KCDB02O506 US64986U6C69 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2046-11-01 Y Bank of America NA N/A N/A 1.0000 7 N N N 0.0040 1040000.00 1040000.00 0.0006 N N Y N New York State HFA 855 6th Avenue Housing RB Series 2015A 0.460000% 64986U6E2 5493000LS7KCDB02O506 US64986U6E26 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2047-11-01 Y Wells Fargo Bank NA N/A N/A 1.0000 7 N N N 0.0046 2000000.00 2000000.00 0.0011 N N Y N New York State HFA Housing RB (Riverside Center 2) Series 2015A1 0.420000% 64986U6G7 5493000LS7KCDB02O506 US64986U6G73 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2046-11-01 Y Bank of America NA N/A N/A 1.0000 7 N N N 0.0042 5000000.00 5000000.00 0.0027 N N Y N New York State HFA Housing RB (Navy Pier Court) Series 2014A 0.410000% 64986UR58 5493000LS7KCDB02O506 US64986UR583 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2048-05-01 Y PNC BANK NATIONAL ASSOCIATION N/A N/A 1.0000 7 N N N 0.0041 12000000.00 12000000.00 0.0065 N N Y N New York State HFA Housing RB (Related-42nd & 10th) Series 2010A 0.400000% 64986URC3 5493000LS7KCDB02O506 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2041-11-01 Y FEDERAL HOME LOAN MORTGAGE CORPORATION N/A N/A 1.0000 7 N N N 0.0040 4760000.00 4760000.00 0.0026 N N Y N New York State HFA Hsg RB (Riverside Center 2) Series 2012A 0.420000% 64986UUW5 5493000LS7KCDB02O506 US64986UUW51 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2046-11-01 Y Bank of America NA N/A N/A 1.0000 7 N N N 0.0042 3000000.00 3000000.00 0.0016 N N Y N New York State HFA State Personal Income Tax RB Series 2005C 0.460000% 649870JH6 5493000LS7KCDB02O506 US649870JH60 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2033-03-15 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier N/A N/A 1.0000 0.0046 16200000.00 16200000.00 0.0088 N N Y N New York State Mortgage Agency Homeowner Mortgage RB Series 147 0.490000% 649883EN1 549300ZQWNLLIG564027 US649883EN13 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2037-04-01 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N N 0.0049 2995000.00 2995000.00 0.0016 N N Y N New York State Mortgage Agency Homeowner Mortgage RB Series 153 0.430000% 649883HT5 549300ZQWNLLIG564027 US649883HT55 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2047-04-01 Y Barclays Bank PLC N/A N/A 1.0000 7 Y N N 0.0043 18600000.00 18600000.00 0.0102 N N Y N New York State Mortgage Agency Homeowner Mortgage RB Series 129 0.420000% 64988P2L9 549300ZQWNLLIG564027 US64988P2L92 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2035-10-01 Y Royal Bank of Canada N/A N/A 1.0000 7 Y N N 0.0042 17000000.00 17000000.00 0.0093 N N Y N New York State Mortgage Agency Homeowner Mortgage RB Series 132 0.430000% 64988P2T2 549300ZQWNLLIG564027 US64988P2T29 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-01 2016-07-01 2037-04-01 Y Royal Bank of Canada N/A N/A 1.0000 1 Y N N 0.0043 16995000.00 16995000.00 0.0093 N Y Y N New York State Power Auth CP Series 1&2 0.480000% 64989MHN5 I5P1GEYFGGMMDOFX2L30 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-07-06 2016-07-06 2016-07-06 N N N 0.0043 51560516.12 51560516.12 0.0281 N N Y N New York State Power Auth CP Series 1&2 0.450000% 64989MHZ8 I5P1GEYFGGMMDOFX2L30 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-07-18 2016-07-18 2016-07-18 N N N 0.0045 7000000.07 7000000.07 0.0038 N N N N New York State Power Auth CP Series 1&2 0.450000% 64989MJC7 I5P1GEYFGGMMDOFX2L30 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-07-18 2016-07-18 2016-07-18 N N N 0.0044 1556000.02 1556000.02 0.0008 N N N N New York State Dormitory Auth State Personal Income Tax RB Series 2011E 5.000000% 6499026H1 549300C8XO7EXTX2XU71 US6499026H15 Other Municipal Security Unrated Security N/A N/A 2016-08-15 2016-08-15 2016-08-15 N N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier N/A N/A 1.0000 0.0049 1457975.00 1457975.00 0.0008 N N N N New York State Dormitory Auth RB (Univ of Rochester) Series 2006A1 0.410000% 6499032J9 549300C8XO7EXTX2XU71 US6499032J98 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2027-07-01 Y Barclays Bank PLC N/A N/A 1.0000 7 N N N 0.0041 11540000.00 11540000.00 0.0063 N N Y N New York State Dormitory Auth RB (Univ of Rochester) Series 2006B1 0.410000% 6499032L4 549300C8XO7EXTX2XU71 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2024-07-01 Y Barclays Bank PLC N/A N/A 1.0000 7 N N N 0.0041 1530000.00 1530000.00 0.0008 N N Y N New York State Dormitory Auth RB (NYU) Series 2008A 5.000000% 649903R29 549300C8XO7EXTX2XU71 US649903R292 Other Municipal Security Unrated Security N/A N/A 2016-07-01 2016-07-01 2016-07-01 N N Y New York University Corporate Underlier N/A N/A 1.0000 0.0500 200000.00 200000.00 0.0001 N Y Y N New York State Dormitory Auth RB (NYU) Series 2008B 5.000000% 649903T35 549300C8XO7EXTX2XU71 US649903T355 Other Municipal Security Unrated Security N/A N/A 2016-07-01 2016-07-01 2016-07-01 N N Y New York University Corporate Underlier N/A N/A 1.0000 0.0500 200000.00 200000.00 0.0001 N Y Y N New York State Dormitory Auth RB (Cornell Univ) Series 2009A 3.000000% 649905BY1 549300C8XO7EXTX2XU71 US649905BY17 Other Municipal Security Unrated Security N/A N/A 2016-07-01 2016-07-01 2016-07-01 N N Y Cornell University Corporate Underlier N/A N/A 1.0000 0.0300 250000.00 250000.00 0.0001 N Y Y N New York State Dormitory Auth RB (Cornell Univ) Series 2009A 5.000000% 649905BZ8 549300C8XO7EXTX2XU71 US649905BZ81 Other Municipal Security Unrated Security N/A N/A 2016-07-01 2016-07-01 2016-07-01 N N Y Cornell University Corporate Underlier N/A N/A 1.0000 0.0500 400000.00 400000.00 0.0002 N Y Y N New York State Dormitory Auth RB (NYU) Series 2009A 5.000000% 649905UH7 549300C8XO7EXTX2XU71 US649905UH72 Other Municipal Security Unrated Security N/A N/A 2016-07-01 2016-07-01 2016-07-01 N N Y New York University Corporate Underlier N/A N/A 1.0000 0.0500 475000.00 475000.00 0.0003 N Y Y N New York State Dormitory Auth RB (Cornell Univ) Series 2008B 5.000000% 649905ZU3 549300C8XO7EXTX2XU71 US649905ZU39 Other Municipal Security Unrated Security N/A N/A 2016-07-01 2016-07-01 2016-07-01 N N Y Cornell University Corporate Underlier N/A N/A 1.0000 0.0500 125000.00 125000.00 0.0001 N Y Y N New York State Dormitory Auth Consolidated Service Contract Refunding RB Series 2010 5.000000% 64990HGH7 549300C8XO7EXTX2XU71 US64990HGH75 Other Municipal Security Unrated Security N/A N/A 2016-07-01 2016-07-01 2016-07-01 N N Y NEW YORK STATE OF Corporate Underlier N/A N/A 1.0000 0.0500 1150000.00 1150000.00 0.0006 N Y Y N New York State Urban Development Corp State Personal Income Tax RB Series 2009A1 5.000000% 650035PX0 US650035PX05 Other Municipal Security Unrated Security N/A N/A 2016-12-15 2016-12-15 2016-12-15 N N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier N/A N/A 1.0000 0.0034 255137.50 255137.50 0.0001 N N N N New York State Urban Development Corp State Personal Income Tax RB Series 2009B1 0.450000% 650035RU4 US650035RU48 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2030-09-15 Y Morgan Stanley Bank NA N/A N/A 1.0000 7 Y N N 0.0045 5000000.00 5000000.00 0.0027 N N Y N New York State Urban Development Corp Service Contract Refunding RB Series 2011A 4.000000% 650035VY1 US650035VY14 Other Municipal Security Unrated Security N/A N/A 2016-09-15 2016-09-15 2016-09-15 N N Y NEW YORK STATE OF Corporate Underlier N/A N/A 1.0000 0.0061 100695.00 100695.00 0.0001 N N N N North Syracuse CSD BAN 2015 1.500000% 662735NP0 US662735NP05 Other Municipal Security Unrated Security N/A N/A 2016-08-12 2016-08-12 2016-08-12 N N N 0.0064 9966242.89 9966242.89 0.0054 N N N N Nuveen New York AMT-Free Municipal Fund Variable Rate Demand Preferred Shares Series 5 0.500000% 670656875 US6706568754 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2046-06-01 Y Toronto-Dominion Bank/The N/A N/A 1.0000 7 N N N 0.0050 40000000.00 40000000.00 0.0218 N N Y N Oswego City SD BAN 2016A 1.000000% 688715KN0 US688715KN09 Other Municipal Security Unrated Security N/A N/A 2016-07-21 2016-07-21 2016-07-21 N N N 0.0046 14264278.00 14264278.00 0.0078 N N N N Port Auth of New York & New Jersey Consolidated Bonds 148th Series 0.450000% 73358T4P3 US73358T4P36 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2017-03-16 Y Morgan Stanley Bank NA N/A N/A 1.0000 7 Y N N 0.0045 9990500.00 9990500.00 0.0055 N N Y N Port Auth of New York & New Jersey Consolidated Bonds 179th Series 0.430000% 73358WRM8 US73358WRM81 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2021-06-01 Y Citibank NA N/A N/A 1.0000 7 Y N N 0.0043 2580000.00 2580000.00 0.0014 N N Y N Port Auth of New York & New Jersey Consolidated Bonds 185th Series 5.000000% 73358WTF1 US73358WTF13 Other Municipal Security Unrated Security N/A N/A 2016-09-01 2016-09-01 2016-09-01 N N N 0.0054 246815.45 246815.45 0.0001 N N N N Port Auth of New York & New Jersey Consolidated Bonds 186th Series 4.000000% 73358WUK8 US73358WUK88 Other Municipal Security Unrated Security N/A N/A 2016-10-15 2016-10-15 2016-10-15 N N N 0.0048 100966.00 100966.00 0.0001 N N N N Port Auth of New York & New Jersey Consolidated Bonds 194th Series 1.500000% 73358WYM0 US73358WYM09 Other Municipal Security Unrated Security N/A N/A 2016-10-15 2016-10-15 2016-10-15 N N N 0.0043 4417906.65 4417906.65 0.0024 N N N N Port Chester BAN Series 2016A 2.000000% 733760UT7 US733760UT74 Other Municipal Security First Tier Security N/A N/A 2017-02-23 2017-02-23 2017-02-23 N N N 0.0063 5763419.12 5763419.12 0.0031 N N N N New York State Dormitory Auth State Personal Income Tax RB Series 2010F 0.440000% 74703YXU9 549300C8XO7EXTX2XU71 US74703YXU99 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2018-04-05 Y Bank of America NA N/A N/A 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier N/A N/A 1.0000 0.0044 5000000.00 5000000.00 0.0027 N N Y N Queensbury UFSD GO BANs Series 2016 2.000000% 748267SP7 US748267SP78 Other Municipal Security Unrated Security N/A N/A 2017-04-28 2017-04-28 2017-04-28 N N N 0.0075 9012261.83 9012261.83 0.0049 N N N N New York City Transitional Finance Auth Future Tax Secured Sub RB Fiscal 2012 Series E1 0.430000% 74926YC82 5493003476LG35QAKM08 US74926YC821 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2020-02-01 Y Royal Bank of Canada N/A N/A 1.0000 7 Y N N 0.0043 4835000.00 4835000.00 0.0026 N N Y N Utility Debt Securitization Auth Restructuring Bonds Series 2013TE17 0.430000% 74926YH20 US74926YH200 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2021-12-15 Y Royal Bank of Canada N/A N/A 1.0000 7 Y N N 0.0043 6650000.00 6650000.00 0.0036 N N Y N Rensselaer Cnty GO BAN 2015 2.000000% 759897XE6 US759897XE61 Other Municipal Security Unrated Security N/A N/A 2016-08-12 2016-08-12 2016-08-12 N N N 0.0061 11518055.00 11518055.00 0.0063 N N N N New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2013 Series CC 0.440000% 76252PBK4 549300Q2EHQ6RJPQKP05 US76252PBK49 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2047-06-15 Y Barclays Bank PLC N/A N/A 1.0000 7 Y N N 0.0044 10540000.00 10540000.00 0.0058 N N Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd Resolution RB Fiscal 2012 Series BB 0.440000% 76252PCN7 549300Q2EHQ6RJPQKP05 US76252PCN78 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2044-06-15 Y Barclays Bank PLC N/A N/A 1.0000 7 Y N N 0.0044 4000000.00 4000000.00 0.0022 N N Y N Rochester BAN Series 2016I 2.000000% 771694MJ2 US771694MJ28 Other Municipal Security First Tier Security N/A N/A 2017-03-14 2017-03-14 2017-03-14 N N N 0.0063 14497281.60 14497281.60 0.0079 N N N N Rockland Cnty IDA RB (Northern Riverview) Series 1999 0.510000% 773561AD7 US773561AD73 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2029-02-01 Y MANUFACTURERS AND TRADERS TRUST CO N/A N/A 1.0000 7 N N N 0.0051 6965000.00 6965000.00 0.0038 N N Y N Suffolk County IDA Civic Facility RB (Guide Dog Foundation for the Blind) Series 2001 0.440000% 864768FD3 US864768FD35 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2021-01-01 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 N N N 0.0044 2765000.00 2765000.00 0.0015 N N Y N Sullivan Cnty GO TAN 2016 2.000000% 865270XS6 US865270XS67 Other Municipal Security Unrated Security N/A N/A 2017-03-03 2017-03-03 2017-03-03 N N N 0.0077 6351597.00 6351597.00 0.0035 N N N N Sullivan Cnty GO TAN 2016 2.000000% 865270XT4 US865270XT41 Other Municipal Security Unrated Security N/A N/A 2017-03-03 2017-03-03 2017-03-03 N N N 0.0077 3204531.92 3204531.92 0.0017 N N N N Syracuse IDA Civic Facility Refunding RB (Crouse Health) Series 2003A 0.450000% 871720BR8 US871720BR84 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2023-01-01 Y HSBC Bank USA NA N/A N/A 1.0000 7 N N N 0.0045 6100000.00 6100000.00 0.0033 N N Y N Syracuse IDA Civic Facility RB (Syracuse Univ) Series 2005B 0.400000% 871720CD8 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2035-12-01 Y US BANK NATIONAL ASSOCIATION N/A N/A 1.0000 7 N N N 0.0040 1000000.00 1000000.00 0.0005 N N Y N New York State Urban Development Corp State Personal Income Tax RB Series 2013A1 0.440000% 88033LA25 US88033LA250 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2021-03-15 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier N/A N/A 1.0000 0.0044 3000000.00 3000000.00 0.0016 N N Y N New York City GO Bonds Fiscal 2014 Series I1 0.440000% 88033LA41 549300ABYZD2SFD5JB29 US88033LA417 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2022-03-01 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N N 0.0044 2635000.00 2635000.00 0.0014 N N Y N New York State Dormitory Auth RB (Memorial Sloan Kettering) 2006 Series 1 0.440000% 88033LAK5 549300C8XO7EXTX2XU71 US88033LAK52 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2030-01-01 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y Y UNITED STATES TREASURY N/A N/A 1.0000 N 0.0044 10025000.00 10025000.00 0.0055 N N Y N New York City Housing Development Corp M/F Housing RB Series 2009C1 0.440000% 88033LAX7 549300SQWVHKBRF8D702 US88033LAX73 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2029-05-01 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N N 0.0044 8000000.00 8000000.00 0.0044 N N Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd Resolution RB Fiscal 2014 Series DD 0.440000% 88033LC80 549300Q2EHQ6RJPQKP05 US88033LC801 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2022-03-19 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N N 0.0044 4000000.00 4000000.00 0.0022 N N Y N New York City GO Bonds Fiscal 2009 Series I1 0.450000% 88033LH69 549300ABYZD2SFD5JB29 US88033LH693 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2028-10-01 Y Morgan Stanley Bank NA N/A N/A 1.0000 7 Y N N 0.0045 3000000.00 3000000.00 0.0016 N N Y N New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2011 Series EE 0.440000% 88033LK57 549300Q2EHQ6RJPQKP05 US88033LK572 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2019-06-15 Y Toronto-Dominion Bank/The N/A N/A 1.0000 7 Y N N 0.0044 10000000.00 10000000.00 0.0055 N N Y N Sales Tax Asset Receivable Corp Sales Tax Asset RB Fiscal 2015 Series A 0.440000% 88033LRF8 US88033LRF84 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2022-10-15 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N N 0.0044 3140000.00 3140000.00 0.0017 N N Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd Resolution RB Fiscal 2012 Series FF 0.440000% 88033LRU5 549300Q2EHQ6RJPQKP05 US88033LRU51 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2021-06-15 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N N 0.0044 19640000.00 19640000.00 0.0107 N N Y N New York State Dormitory Auth State Personal Income Tax RB Series 2014C 0.440000% 88033LSG5 549300C8XO7EXTX2XU71 US88033LSG58 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2022-03-15 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier N/A N/A 1.0000 0.0044 8000000.00 8000000.00 0.0044 N N Y N New York State Urban Development Corp State Personal Income Tax RB Series 2014A 0.440000% 88033LWS4 US88033LWS41 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2022-03-15 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier N/A N/A 1.0000 0.0044 7500000.00 7500000.00 0.0041 N N Y N Utility Debt Securitization Auth Restructuring Bonds Series 2013TE 0.440000% 88033LZE2 US88033LZE28 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2021-12-15 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N N 0.0044 3355000.00 3355000.00 0.0018 N N Y N New York City GO Bonds Fiscal 2010 Series E 0.440000% 88033LZU6 549300ABYZD2SFD5JB29 US88033LZU69 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2018-02-01 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N N 0.0044 3445000.00 3445000.00 0.0019 N N Y N Metropolitan Transportation Auth Dedicated Tax Fund Bonds Series 2009B 0.440000% 88033LZY8 US88033LZY81 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2018-05-15 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N N 0.0044 3165000.00 3165000.00 0.0017 N N Y N Utility Debt Securitization Auth Restructuring Bonds Series 2013TE 0.420000% 88033M2A4 US88033M2A40 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2021-11-01 Y Credit Suisse AG N/A N/A 1.0000 7 Y N N 0.0042 21665000.00 21665000.00 0.0118 N N Y N New York City Municipal Water Finance Auth Water & Sewer System 2nd General Resolution RB Fiscal 2009 Series GG-2 0.440000% 88033M4M6 549300Q2EHQ6RJPQKP05 US88033M4M69 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2017-06-15 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N N 0.0044 7300000.00 7300000.00 0.0040 N N Y N New York City Transitional Finance Auth Building Aid RB Fiscal 2016 Series S-1 0.440000% 88033M8J9 5493003476LG35QAKM08 US88033M8J94 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2024-01-15 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N Y NEW YORK STATE OF Corporate Underlier N/A N/A 1.0000 0.0044 3330000.00 3330000.00 0.0018 N N Y N New York City Transitional Finance Auth Building Aid RB Fiscal 2015 Series S2 0.440000% 88033MBG1 5493003476LG35QAKM08 US88033MBG15 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2024-01-15 Y Toronto-Dominion Bank/The N/A N/A 1.0000 7 Y N Y NEW YORK STATE OF Corporate Underlier N/A N/A 1.0000 0.0044 3000000.00 3000000.00 0.0016 N N Y N New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2007 Series A 0.410000% 88033MD53 549300Q2EHQ6RJPQKP05 US88033MD534 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2017-03-03 Y Bank of America NA N/A N/A 1.0000 7 Y N N 0.0041 11500000.00 11500000.00 0.0063 N N Y N Metropolitan Transportation Auth Dedicated Tax Fund Refunding Bonds Series 2016A 0.490000% 88033ME52 US88033ME524 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2024-05-15 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N N 0.0049 5345000.00 5345000.00 0.0029 N N Y N New York City Transitional Finance Auth Building Aid RB Fiscal 2015 Series S2 0.430000% 88033MEU7 5493003476LG35QAKM08 US88033MEU71 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2023-07-15 Y Citibank NA N/A N/A 1.0000 7 Y N Y NEW YORK STATE OF Corporate Underlier N/A N/A 1.0000 0.0043 8000000.00 8000000.00 0.0044 N N Y N New York City Transitional Finance Auth Future Tax Secured Sub RB Fiscal 2016 Series A1 0.440000% 88033MGQ4 5493003476LG35QAKM08 US88033MGQ42 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2023-08-01 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N N 0.0044 1500000.00 1500000.00 0.0008 N N Y N New York State Dormitory Auth State Personal Income Tax RB Series 2015B 0.440000% 88033MGT8 549300C8XO7EXTX2XU71 US88033MGT80 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2023-02-15 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier N/A N/A 1.0000 0.0044 10420000.00 10420000.00 0.0057 N N Y N New York State Dormitory Auth State Personal Income Tax RB Series 2015B 0.440000% 88033MGW1 549300C8XO7EXTX2XU71 US88033MGW10 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2023-02-15 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier N/A N/A 1.0000 0.0044 1875000.00 1875000.00 0.0010 N N Y N Port Auth of New York & New Jersey Consolidated Bonds 194th Series 0.430000% 88033MHJ9 US88033MHJ99 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2023-10-15 Y Citibank NA N/A N/A 1.0000 7 Y N N 0.0043 1220000.00 1220000.00 0.0007 N N Y N Port Auth of New York & New Jersey Consolidated Bonds 194th Series 0.450000% 88033MHQ3 US88033MHQ33 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2023-10-15 Y Morgan Stanley Bank NA N/A N/A 1.0000 7 Y N N 0.0045 8500000.00 8500000.00 0.0046 N N Y N Port Auth of New York & New Jersey Consolidated Bonds 194th Series 0.450000% 88033MJS7 US88033MJS70 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2023-10-15 Y Morgan Stanley Bank NA N/A N/A 1.0000 7 Y N N 0.0045 3300000.00 3300000.00 0.0018 N N Y N New York Liberty Development Corp Liberty RB Series 1WTC-2011 0.460000% 88033MK71 US88033MK711 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2019-06-15 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N Y PORT AUTHORITY OF NEW YORK AND NEW JERSEY Corporate Underlier N/A N/A 1.0000 0.0046 5815000.00 5815000.00 0.0032 N N Y N New York City Transitional Finance Auth Future Tax Secured Sub RB Fiscal 2016 Series C 0.450000% 88033MKK2 5493003476LG35QAKM08 US88033MKK26 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2023-11-01 Y Morgan Stanley Bank NA N/A N/A 1.0000 7 Y N N 0.0045 10000000.00 10000000.00 0.0055 N N Y N New York State Urban Development Corp State Personal Income Tax RB Series 2013A1 0.440000% 88033ML70 US88033ML701 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2021-03-15 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier N/A N/A 1.0000 0.0044 4700000.00 4700000.00 0.0026 N N Y N New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2016 Series BB1 0.430000% 88033MLB1 549300Q2EHQ6RJPQKP05 US88033MLB18 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2023-06-15 Y STATE STREET BANK AND TRUST COMPANY N/A N/A 1.0000 7 Y N N 0.0043 10130000.00 10130000.00 0.0055 N N Y N New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2011 Series HH 0.430000% 88033MMY0 549300Q2EHQ6RJPQKP05 US88033MMY02 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2019-06-15 Y Royal Bank of Canada N/A N/A 1.0000 7 Y N N 0.0043 14700000.00 14700000.00 0.0080 N N Y N New York State Environmental Facilities Corp Clean Water & Drinking Water Revolving Funds RB Series 2010C 0.440000% 88033MTX5 549300QJ33JJW73OQO60 US88033MTX55 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2018-04-15 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N N 0.0044 6600000.00 6600000.00 0.0036 N N Y N New York City Municipal Water Finance Auth Water & Sewer RB Fiscal 2012 Series BB 0.430000% 88033MYA9 549300Q2EHQ6RJPQKP05 US88033MYA97 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2019-12-19 Y Royal Bank of Canada N/A N/A 1.0000 7 Y N N 0.0043 10515000.00 10515000.00 0.0057 N N Y N Three Village CSD BAN 2015 2.000000% 885766NE1 US885766NE15 Other Municipal Security Unrated Security N/A N/A 2016-08-26 2016-08-26 2016-08-26 N N N 0.0052 2856412.50 2856412.50 0.0016 N N N N Three Village CSD BAN 2015 1.750000% 885766NG6 US885766NG62 Other Municipal Security Unrated Security N/A N/A 2016-08-26 2016-08-26 2016-08-26 N N N 0.0051 2705076.00 2705076.00 0.0015 N N N N Triborough Bridge & Tunnel Auth General Refunding RB Series 2005B3 0.420000% 89602NGX6 54930020ZN4LQF7K3456 US89602NGX66 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2032-01-01 Y BANK OF TOKYO-MITSUBISHI UFJ LTD N/A N/A 1.0000 7 N N N 0.0042 4285000.00 4285000.00 0.0023 N N Y N Triborough Bridge & Tunnel Auth General RB Series 2001C 0.420000% 89602NSQ8 54930020ZN4LQF7K3456 US89602NSQ87 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-07 2016-07-07 2032-01-01 Y BANK OF TOKYO-MITSUBISHI UFJ LTD N/A N/A 1.0000 7 N N N 0.0042 13680000.00 13680000.00 0.0075 N N Y N Triborough Bridge & Tunnel Auth General RB Series 2009A2 0.450000% 89602NUR3 54930020ZN4LQF7K3456 US89602NUR33 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2016-11-15 Y Credit Suisse AG N/A N/A 1.0000 7 Y N N 0.0045 6500000.00 6500000.00 0.0035 N N Y N Triborough Bridge & Tunnel Auth General RB Series 2003B3 0.380000% 89602NWW0 54930020ZN4LQF7K3456 US89602NWW00 Variable Rate Demand Note First Tier Security N/A N/A 2016-07-01 2016-07-01 2033-01-01 Y Wells Fargo Bank NA N/A N/A 1.0000 1 N N N 0.0038 8000000.00 8000000.00 0.0044 N Y Y N Triborough Bridge & Tunnel Auth General RB Series 2013C 0.450000% 89602NZ23 54930020ZN4LQF7K3456 US89602NZ239 Tender Option Bond First Tier Security N/A N/A 2016-07-07 2016-07-07 2021-05-15 Y Morgan Stanley Bank NA N/A N/A 1.0000 7 Y N N 0.0045 6665000.00 6665000.00 0.0036 N N Y N Triborough Bridge & Tunnel Auth General Refunding RB Series 2012B 4.000000% 89602NZQ0 54930020ZN4LQF7K3456 US89602NZQ05 Other Municipal Security Unrated Security N/A N/A 2016-11-15 2016-11-15 2016-11-15 N N N 0.0044 303819.00 303819.00 0.0002 N N N N Triborough Bridge & Tunnel Auth General Refunding RB Series 2012B 5.000000% 89602NZT4 54930020ZN4LQF7K3456 US89602NZT44 Other Municipal Security Unrated Security N/A N/A 2016-11-15 2016-11-15 2016-11-15 N N N 0.0044 437009.00 437009.00 0.0002 N N N N Vestal BAN 2016 2.000000% 925428TD6 US925428TD63 Other Municipal Security Unrated Security N/A N/A 2017-05-12 2017-05-12 2017-05-12 N N N 0.0097 6052800.00 6052800.00 0.0033 N N N N West Seneca BAN 2015 2.000000% 955771QY9 US955771QY95 Other Municipal Security First Tier Security N/A N/A 2016-07-28 2016-07-28 2016-07-28 N N N 0.0062 13193443.60 13193443.60 0.0072 N N N N The Charles Schwab Family of Funds 2016-07-08 Mark Fischer Mark Fischer Chief Financial Officer