0001145549-16-015923.txt : 20160708 0001145549-16-015923.hdr.sgml : 20160708 20160708151552 ACCESSION NUMBER: 0001145549-16-015923 CONFORMED SUBMISSION TYPE: N-MFP1 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160708 DATE AS OF CHANGE: 20160708 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS CENTRAL INDEX KEY: 0000857156 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-MFP1 SEC ACT: 1940 Act SEC FILE NUMBER: 811-05954 FILM NUMBER: 161759137 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 1-415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS DATE OF NAME CHANGE: 19920703 0000857156 S000004510 Schwab Investor Money Fund C000012387 Schwab Investor Money Fund SWRXX N-MFP1 1 primary_doc.xml N-MFP1 0000857156 XXXXXXXX 2016-06-30 0000857156 S000004510 1 N N 033-31894 Charles Schwab Investment Management, Inc. 801-35905 PricewaterhouseCoopers LLP San Francisco CA Charles Schwab Investment Management, Inc. 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0000072971 976PTX002_0.43_0701 Other Repurchase Agreement, if any collateral falls outside Treasury, Government Agency and cash N N LSTAR COML MTG TR 2015-3 D 20480422 FLT 549300MAI3U5Y4VL8H37 2048-04-22 3.312800 3947102.00 2698993.70 Private Label Collateralized Mortgage Obligations JP MORGAN MTG TR 2014 OAK4 2044-09-25 4.080500 1076327.00 751047.90 Private Label Collateralized Mortgage Obligations First Tier Security N/A N/A 2016-07-01 2016-07-01 2016-07-01 N N N 0.0043 3000000.00 3000000.00 0.0036 N Y Y N WELLS FARGO SECURITIES LLC WELLS FARGO SECURITIES LLC 0.530000% VYVVCKR63DVZZN70PB21 0000072971 976PTX002_0.53_0707 Other Repurchase Agreement, if any collateral falls outside Treasury, Government Agency and cash N N COLONY AMERICAN HOMES 2014-2 E 20310717 FLT 2031-07-17 3.630000 1212745.00 1150118.65 Asset-Backed Securities First Tier Security N/A N/A 2016-07-07 2016-07-07 2016-07-07 N N N 0.0053 999981.90 999981.90 0.0012 N N Y N WELLS FARGO SECURITIES LLC WELLS FARGO SECURITIES LLC 0.560000% VYVVCKR63DVZZN70PB21 0000072971 976PTX002_0.56_0706 Other Repurchase Agreement, if any collateral falls outside Treasury, Government Agency and cash N N RBSSP RESEC TR 2009-12 16-A2 20351026 FLT 2035-10-26 2.495600 2371919.00 2300251.38 Private Label Collateralized Mortgage Obligations COLONY AMERICAN HOMES 2014-2 E 20310717 FLT 2031-07-17 3.630000 3638256.00 3450375.85 Asset-Backed Securities First Tier Security N/A N/A 2016-07-06 2016-07-06 2016-07-06 N N N 0.0056 4999945.00 4999945.00 0.0060 N N Y N WELLS FARGO SECURITIES LLC WELLS FARGO SECURITIES LLC 0.440000% VYVVCKR63DVZZN70PB21 0000072971 976PTZ007_0.44_0707 U.S. Government Agency Repurchase Agreement, collateralized only by U.S. Government Agency securities, U.S. Treasuries, and cash Y N FNMS 03.500 CLBC6026 2046-05-01 3.500000 1971106.00 2080178.21 Agency Mortgage-Backed Securities First Tier Security N/A N/A 2016-07-07 2016-07-07 2016-07-07 N N N 0.0044 2000000.00 2000000.00 0.0024 N N Y N WELLS FARGO SECURITIES LLC WELLS FARGO SECURITIES LLC 0.450000% VYVVCKR63DVZZN70PB21 0000072971 976PTZ007_0.45_0705 U.S. Government Agency Repurchase Agreement, collateralized only by U.S. Government Agency securities, U.S. Treasuries, and cash Y N 03.500 FGPC Q40134 G 2046-04-01 3.500000 985967.00 1040091.04 Agency Mortgage-Backed Securities First Tier Security N/A N/A 2016-07-05 2016-07-05 2016-07-05 N N N 0.0045 999985.70 999985.70 0.0012 N N Y N YMCA OF THE NORTHWOODS YMCA OF THE NORTHWOODS SERIES VRDN 0.510000% 98752VAA3 US98752VAA35 Variable Rate Demand Note Unrated Security N/A N/A 2016-07-07 2016-07-07 2054-05-01 Y FEDERAL HOME LOAN BANKS N/A N/A 1.0000 7 N N N 0.0051 3645000.00 3645000.00 0.0044 N N Y N CREDIT SUISSE SECURITIES (USA) LLC CREDIT SUISSE SECURITIES (USA) LLC 1.280000% 1V8Y6QCX6YMJ2OELII46 0001230485 988WZK004_1.28_1205 Other Repurchase Agreement, if any collateral falls outside Treasury, Government Agency and cash N N FFMER 2007-3 A2D 2037-06-25 0.703300 20000000.00 10548990.96 Asset-Backed Securities NCMT 2007-1 2A4 2037-04-25 0.793300 4175000.00 2743679.02 Asset-Backed Securities CARRINGTON MORTGAGE LOAN T 2037-06-25 0.743300 1481000.00 508823.37 Asset-Backed Securities First Tier Security N/A N/A 2016-10-03 2016-10-03 2016-12-05 Y Credit Suisse Securities (USA) LLC N/A N/A 1.0000 95 N Y Credit Suisse AG N/A N/A 1.0000 N 0.0128 12010328.40 12010328.40 0.0144 N N N Y AUSTRALIA AND NEW ZEALAND BANKING GROUP LTD (LONDON BRANCH) AUSTRALIA AND NEW ZEALAND BANKING GROUP LTD (LONDON BRANCH) 0.420000% 0000859994 ATD0GZFW2 Non-Negotiable Time Deposit First Tier Security N/A N/A 2016-07-01 2016-07-01 2016-07-01 N N N 0.0040 9000000.00 9000000.00 0.0108 N Y Y N SWEDBANK AB (NEW YORK BRANCH) SWEDBANK AB (NEW YORK BRANCH) 0.400000% 0001367624 ATD0H04K6 Non-Negotiable Time Deposit First Tier Security N/A N/A 2016-07-05 2016-07-05 2016-07-05 N N N 0.0037 8000030.80 8000030.80 0.0096 N N Y N DZ BANK AG DEUTSCHE ZENTRAL GENOSSENSCHAFTS BANK (NEW YORK BRANCH) DZ BANK AG DEUTSCHE ZENTRAL GENOSSENSCHAFTS BANK (NEW YORK BRANCH) 0.380000% 5493005PGG4HB3CD7345 0001074042 ATD0H04N0 Non-Negotiable Time Deposit First Tier Security N/A N/A 2016-07-05 2016-07-05 2016-07-05 N N N 0.0040 7000015.05 7000015.05 0.0084 N N Y N FIFTH THIRD BANK (CAYMAN ISLANDS) FIFTH THIRD BANK (CAYMAN ISLANDS) 0.420000% 0000035528 ATD0H04T7 Non-Negotiable Time Deposit First Tier Security N/A N/A 2016-07-05 2016-07-05 2016-07-05 N N N 0.0030 3000016.65 3000016.65 0.0036 N N Y N AUSTRALIA AND NEW ZEALAND BANKING GROUP LTD (CAYMAN ISLANDS BRANCH) AUSTRALIA AND NEW ZEALAND BANKING GROUP LTD (CAYMAN ISLANDS BRANCH) 0.410000% 0000859994 ATD0H04W0 Non-Negotiable Time Deposit First Tier Security N/A N/A 2016-07-05 2016-07-05 2016-07-05 N N N 0.0041 8000037.20 8000037.20 0.0096 N N Y N SKANDINAVISKA ENSKILDA BANKEN AB (GRAND CAYMAN BRANCH) SKANDINAVISKA ENSKILDA BANKEN AB (GRAND CAYMAN BRANCH) 0.390000% 0000917311 ATD0H0TW3 Non-Negotiable Time Deposit First Tier Security N/A N/A 2016-07-06 2016-07-06 2016-07-06 N N N 0.0028 1000003.90 1000003.90 0.0012 N N Y N DBS BANK LTD (SINGAPORE BRANCH) DBS BANK LTD (SINGAPORE BRANCH) 0.430000% 0000882617 ATD0H0UQ4 Non-Negotiable Time Deposit First Tier Security N/A N/A 2016-07-06 2016-07-06 2016-07-06 N N N 0.0033 2000016.60 2000016.60 0.0024 N N Y N NATIONAL AUSTRALIA BANK LTD (CAYMAN ISLANDS BRANCH) NATIONAL AUSTRALIA BANK LTD (CAYMAN ISLANDS BRANCH) 0.300000% 0000833029 ATD0H1LT6 Non-Negotiable Time Deposit First Tier Security N/A N/A 2016-07-01 2016-07-01 2016-07-01 N N N 0.0030 15000000.00 15000000.00 0.0180 N Y Y N SWEDBANK AB (NEW YORK BRANCH) SWEDBANK AB (NEW YORK BRANCH) 0.370000% 0001367624 ATD0H1LW9 Non-Negotiable Time Deposit First Tier Security N/A N/A 2016-07-05 2016-07-05 2016-07-05 N N N 0.0037 1000000.00 1000000.00 0.0012 N N Y N SVENSKA HANDELSBANKEN AB (CAYMAN ISLANDS BRANCH) SVENSKA HANDELSBANKEN AB (CAYMAN ISLANDS BRANCH) 0.300000% 0001448613 ATD0H1LZ2 Non-Negotiable Time Deposit First Tier Security N/A N/A 2016-07-01 2016-07-01 2016-07-01 N N N 0.0030 12000000.00 12000000.00 0.0144 N Y Y N The Charles Schwab Family of Funds 2016-07-08 Mark Fischer Mark Fischer Chief Financial Officer