0001145549-16-014093.txt : 20160506
0001145549-16-014093.hdr.sgml : 20160506
20160506165304
ACCESSION NUMBER: 0001145549-16-014093
CONFORMED SUBMISSION TYPE: N-MFP1
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160430
FILED AS OF DATE: 20160506
DATE AS OF CHANGE: 20160506
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS
CENTRAL INDEX KEY: 0000857156
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: N-MFP1
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-05954
FILM NUMBER: 161628885
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 1-415-667-7000
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS
DATE OF NAME CHANGE: 19920703
0000857156
S000004502
Schwab Pennsylvania Municipal Money Fund
C000012376
Sweep Shares
SWEXX
N-MFP1
1
primary_doc.xml
N-MFP1
0000857156
XXXXXXXX
2016-04-30
0000857156
S000004502
1
N
N
033-31894
Charles Schwab Investment Management, Inc.
801-35905
PricewaterhouseCoopers LLP
San Francisco
CA
Charles Schwab Investment Management, Inc.
Boston Financial Data Services, Inc.
0000275143
084-00896
N
N
N
Single State
Y
27
27
0.00
0.00
0.00
0.00
0.00
392208323.38
369048028.19
353517723.84
348214270.33
352140442.88
0.0000
0.0000
0.0000
0.0000
0.0000
0.7762
0.7407
0.7080
0.7127
0.7038
60959.33
491650348.53
491683879.70
8586333.24
15569093.25
484762079.02
484413444.29
1.0000
0.0039
1.0005
1.0005
1.0006
1.0006
1.0007
C000012376
1.00
484762079.02
484413444.29
1.0005
1.0005
1.0006
1.0006
1.0007
15375692.58
22656444.84
22244312.42
25207740.29
16829632.21
18293902.25
23837026.74
32671273.43
49097455.78
52161857.77
115846734.21
131863279.37
0.0001
Y
Investment Advisor and its affiliates Contractual 40,556 Investment Advisor and its affiliates Voluntary 94,187
ADAMS CNTY PA INDL DEV AUTH
IDB & PCR REV SERIES 2007 A 0.590000%
006116AJ6
US006116AJ64
Variable Rate Demand Note
Unrated Security
N/A
N/A
2016-05-06
2016-05-06
2032-08-01
Y
Wells Fargo Bank NA
N/A
N/A
1.0000
7
N
N
N
0.0059
1640000.00
1640000.00
1640000.00
0.0034
N
N
Y
N
ALLEGHENY CNTY PA HOSP DEV AUTH
HOSPITAL REV (UNIVERSITY OF PITTSBURGH MEDICAL CENTER) BOND SERIES 2008 A 5.000000%
01728AM94
US01728AM943
Other Municipal Security
Unrated Security
N/A
N/A
2016-09-01
2016-09-01
2016-09-01
N
N
Y
UNIVERSITY OF PITTSBURGH MEDICAL CENTER
Corporate Underlier
N/A
N/A
1.0000
0.0052
1339166.40
1339166.40
1339166.40
0.0028
N
N
N
N
ALLEGHENY CNTY PA HOSP DEV AUTH
HOSPITAL REV (UNIVERSITY OF PITTSBURGH MEDICAL CENTER) BOND SERIES 2008B 5.000000%
01728AQ90
US01728AQ902
Other Municipal Security
Unrated Security
N/A
N/A
2016-06-15
2016-06-15
2016-06-15
N
N
Y
UNIVERSITY OF PITTSBURGH MEDICAL CENTER
Corporate Underlier
N/A
N/A
1.0000
0.0060
1723986.60
1723986.60
1723986.60
0.0036
N
N
N
N
ALLEGHENY CNTY PA HOSP DEV AUTH
HOSPITAL REV (UNIVERSITY OF PITTSBURGH MEDICAL CENTER) BOND SERIES 2009A 4.000000%
01728AT55
US01728AT559
Other Municipal Security
Unrated Security
N/A
N/A
2016-08-15
2016-08-15
2016-08-15
N
N
Y
UNIVERSITY OF PITTSBURGH MEDICAL CENTER
Corporate Underlier
N/A
N/A
1.0000
0.0050
196909.05
196909.05
196909.05
0.0004
N
N
N
N
ALLEGHENY CNTY PA HOSP DEV AUTH
HOSPITAL REV (UNIVERSITY OF PITTSBURGH MEDICAL CENTER) BOND SERIES 2010A 5.000000%
01728AW85
US01728AW850
Other Municipal Security
Unrated Security
N/A
N/A
2016-05-15
2016-05-15
2016-05-15
N
N
Y
UNIVERSITY OF PITTSBURGH MEDICAL CENTER
Corporate Underlier
N/A
N/A
1.0000
0.0039
370614.20
370614.20
370614.20
0.0008
N
N
N
N
ALLEGHENY CNTY PA INDL DEV AUTH
SCHOOL REV BOND SERIES 2009 0.600000%
017292XA6
5493001680EYSTWFLS08
US017292XA69
Other Municipal Security
Unrated Security
N/A
N/A
2016-12-01
2016-12-01
2040-12-01
N
Y
PNC BANK NATIONAL ASSOCIATION
N/A
N/A
1.0000
N
0.0060
7125000.00
7125000.00
7125000.00
0.0147
N
N
N
N
ALLEGHENY CNTY PA INDL DEV AUTH
HEALTHCARE REV SERIES 2008B 0.420000%
01731AAB7
5493001680EYSTWFLS08
US01731AAB70
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-05-06
2016-05-06
2038-06-01
Y
PNC BANK NATIONAL ASSOCIATION
N/A
N/A
1.0000
7
N
N
N
0.0042
4000000.00
4000000.00
4000000.00
0.0083
N
N
Y
N
BEAVER CNTY PA INDL DEV AUTH
WASTE/POLLUTION REV (BASF CORP) SERIES 1997 0.480000%
074873AC4
US074873AC47
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-05-06
2016-05-06
2032-09-01
Y
BASF CORP
N/A
N/A
1.0000
7
N
N
N
0.0048
7600000.00
7600000.00
7600000.00
0.0157
N
N
Y
N
BIRMINGHAM ALA INDL DEV BRD
IDB & PCR REV SERIES 2009A 0.540000%
091015BB2
US091015BB24
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-05-06
2016-05-06
2029-05-01
Y
FEDERAL HOME LOAN BANKS
N/A
N/A
1.0000
7
N
N
N
0.0054
980000.00
980000.00
980000.00
0.0020
N
N
Y
N
BREVARD CNTY FLA HSG FIN AUTH
MULTI FAM HOUSING REV SERIES 2004 A 0.460000%
106904FJ9
US106904FJ97
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-05-06
2016-05-06
2037-08-15
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
N/A
N/A
1.0000
7
N
N
N
0.0046
2440000.00
2440000.00
2440000.00
0.0050
N
N
Y
N
BUCKS CNTY PA INDL DEV AUTH
HOSPITAL REV SERIES 2008A 0.380000%
11861MAA4
US11861MAA45
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-05-06
2016-05-06
2034-07-01
Y
TD Bank NA
N/A
N/A
1.0000
7
N
N
N
0.0038
10850000.00
10850000.00
10850000.00
0.0224
N
N
Y
N
CAPITAL INDL DEV CORP TEX
WASTE/POLLUTION REV SERIES 2001 0.480000%
140210AA3
US140210AA32
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-05-01
2016-05-01
2016-05-01
Y
MUFG Union Bank NA
N/A
N/A
1.0000
2
N
N
N
0.0048
1500000.00
1500000.00
1500000.00
0.0031
N
Y
Y
N
CHAMBERSBURG PA MUN AUTH
UNIVERSITY REV SERIES 2007 0.440000%
158042AA9
US158042AA95
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-05-06
2016-05-06
2037-11-01
Y
Bank of America NA
N/A
N/A
1.0000
7
N
N
N
0.0044
24480000.00
24480000.00
24480000.00
0.0505
N
N
Y
N
PENNSYLVANIA (COMMONWEALTH OF)
GO SERIES 2004 0.440000%
18886PXV2
US18886PXV20
Tender Option Bond
First Tier Security
N/A
N/A
2016-05-06
2016-05-06
2019-07-01
Y
STATE STREET BANK AND TRUST COMPANY
N/A
N/A
1.0000
7
Y
N
N
0.0044
14610000.00
14610000.00
14610000.00
0.0301
N
N
Y
N
DELAWARE CNTY PA INDL DEV AUTH
TRANSPORTATION REV (UNITED PARCEL SERVICE INC) SERIES 2015 0.280000%
245903AB5
US245903AB55
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-05-02
2016-05-02
2045-09-01
Y
United Parcel Service Inc
N/A
N/A
1.0000
3
N
N
N
0.0028
11300000.00
11300000.00
11300000.00
0.0233
N
Y
Y
N
ERIE CNTY PA HOSP AUTH
HOSPITAL REV SERIES 2010B 0.430000%
295200TS8
US295200TS84
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-05-06
2016-05-06
2039-07-01
Y
MANUFACTURERS AND TRADERS TRUST CO
N/A
N/A
1.0000
7
N
N
N
0.0043
3480000.00
3480000.00
3480000.00
0.0072
N
N
Y
N
ESSEX CNTY N J
BOND ANTICIPATION NOTE SERIES 2015 2.000000%
296804UT2
US296804UT21
Other Municipal Security
First Tier Security
N/A
N/A
2016-09-16
2016-09-16
2016-09-16
N
N
N
0.0067
5024550.00
5024550.00
5024550.00
0.0104
N
N
N
N
FAYETTE CNTY PA HOSP AUTH
HOSPITAL REV SERIES 2007A 0.410000%
312468BN0
US312468BN06
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-05-06
2016-05-06
2037-06-01
Y
PNC BANK NATIONAL ASSOCIATION
N/A
N/A
1.0000
7
N
N
N
0.0041
1255000.00
1255000.00
1255000.00
0.0026
N
N
Y
N
HAWAII STATE OF
GO BOND SERIES 2008DK 5.000000%
419787AH9
US419787AH93
Other Municipal Security
Unrated Security
N/A
N/A
2016-05-01
2016-05-01
2016-05-01
N
N
N
0.0500
115000.00
115000.00
115000.00
0.0002
N
Y
Y
N
HOUSTON TEX INDPT SCH DIST
GO BOND SERIES 2006A 5.000000%
442403BP5
US442403BP56
Other Municipal Security
Unrated Security
N/A
N/A
2016-08-15
2016-08-15
2016-08-15
N
Y
TEXAS PERMANENT SCHOOL FUND PROG (GTY)
N/A
N/A
1.0000
N
0.0044
151914.00
151914.00
151914.00
0.0003
N
N
N
N
IDAHO HEALTH FACILITIES AUTHORITY
HOSPITAL REV (TRINITY HEALTH CREDIT GROUP) BOND SERIES 2013ID 0.140000%
45129UCB8
549300X43KY1C2WW0J97
US45129UCB89
Other Municipal Security
First Tier Security
N/A
N/A
2016-06-01
2016-06-01
2048-12-01
N
N
Y
TRINITY HEALTH CREDIT GROUP
Corporate Underlier
N/A
N/A
1.0000
0.0130
1398782.00
1398782.00
1398782.00
0.0029
N
N
N
N
ILLINOIS HSG DEV AUTH
SINGLE FAM HOUSING REV (STERLING TWRS ASSOC II L P) SERIES 2001 0.660000%
45202BAE6
54930053Z6M9JVHBQZ16
US45202BAE65
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-05-06
2016-05-06
2035-10-01
Y
BMO Harris Bank NA
N/A
N/A
1.0000
7
N
N
N
0.0066
3020000.00
3020000.00
3020000.00
0.0062
N
N
Y
N
INDIANA CNTY PA HOSP AUTH
HOSPITAL REV SERIES 2014B 0.430000%
454690CZ9
US454690CZ92
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-05-06
2016-05-06
2039-06-01
Y
PNC BANK NATIONAL ASSOCIATION
N/A
N/A
1.0000
7
N
N
N
0.0043
6800000.00
6800000.00
6800000.00
0.0140
N
N
Y
N
LAKE CNTY ILL
IDB & PCR REV SERIES 1994 0.470000%
508370AA1
US508370AA10
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-05-06
2016-05-06
2029-07-01
Y
NORTHERN TRUST COMPANY (THE)
N/A
N/A
1.0000
7
N
N
N
0.0047
2200000.00
2200000.00
2200000.00
0.0045
N
N
Y
N
LAKE MARTIN ALA AREA INDL DEV AUTH
IDB & PCR REV SERIES 2011 0.550000%
51015CAH2
US51015CAH25
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-05-06
2016-05-06
2031-11-01
Y
Comerica Bank
N/A
N/A
1.0000
7
N
N
N
0.0055
1540000.00
1540000.00
1540000.00
0.0032
N
N
Y
N
LUZERNE CNTY PA CONVENTION CTR AUTH
RECREATION/TOURISM REV SERIES 2012 0.420000%
550708AD3
US550708AD38
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-05-06
2016-05-06
2034-09-01
Y
PNC BANK NATIONAL ASSOCIATION
N/A
N/A
1.0000
7
N
N
N
0.0042
3900000.00
3900000.00
3900000.00
0.0080
N
N
Y
N
LYCOMING CNTY PA AUTH
UNIVERSITY REV (LYCOMING COLLEGE) SERIES 2013 S1 0.460000%
550809AH0
549300TCAO8EBJY0O782
US550809AH08
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-05-06
2016-05-06
2043-11-01
Y
MANUFACTURERS AND TRADERS TRUST CO
N/A
N/A
1.0000
7
N
N
N
0.0046
4175000.00
4175000.00
4175000.00
0.0086
N
N
Y
N
MET GOVT NASHVILLE & DAVIDSON CNTY TENN
GO CP SERIES A-1 0.200000%
59212PDV3
549300GW8FVQJ3DU6O10
Non-Financial Company Commercial Paper
First Tier Security
N/A
N/A
2016-05-17
2016-05-17
2016-05-17
N
N
Y
Mizuho Bank Ltd
Standby Purchase Agreement
N/A
N/A
1.0000
0.0044
2499700.00
2499700.00
2499700.00
0.0052
N
N
N
N
MONROEVILLE PA FIN AUTH
HOSPITAL REV (UNIVERSITY OF PITTSBURGH MEDICAL CENTER) BOND SERIES 2013B 4.000000%
611530BH8
US611530BH86
Other Municipal Security
Unrated Security
N/A
N/A
2016-07-01
2016-07-01
2016-07-01
N
N
Y
UNIVERSITY OF PITTSBURGH MEDICAL CENTER
Corporate Underlier
N/A
N/A
1.0000
0.0058
402236.00
402236.00
402236.00
0.0008
N
N
N
N
MONTGOMERY CNTY PA REDEV AUTH
MULTI FAM HOUSING REV SERIES 2001A 0.420000%
613643AR6
549300JQFJ2YGGW7AW57
US613643AR69
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-05-06
2016-05-06
2031-08-15
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
N/A
N/A
1.0000
7
N
N
N
0.0042
7710000.00
7710000.00
7710000.00
0.0159
N
N
Y
N
NORTH CAROLINA ST PORTS AUTH
IDB & PCR REV SERIES 2001A 0.480000%
658275AB8
549300SXJZS1ZLGNVQ85
US658275AB83
Variable Rate Demand Note
Unrated Security
N/A
N/A
2016-05-06
2016-05-06
2022-09-01
Y
BRANCH BANKING AND TRUST COMPANY
N/A
N/A
1.0000
7
N
N
N
0.0048
785000.00
785000.00
785000.00
0.0016
N
N
Y
N
NORTHAMPTON CNTY PA
IDB & PCR REV SERIES 1997 A 0.540000%
663549KK8
US663549KK80
Variable Rate Demand Note
Unrated Security
N/A
N/A
2016-05-06
2016-05-06
2022-09-01
Y
JPMorgan Chase Bank NA
N/A
N/A
1.0000
7
N
N
N
0.0054
7500000.00
7500000.00
7500000.00
0.0155
N
N
Y
N
NORTHAMPTON CNTY PA
IDB & PCR REV SERIES 1997 B 0.690000%
663549KL6
US663549KL63
Variable Rate Demand Note
Unrated Security
N/A
N/A
2016-05-06
2016-05-06
2022-09-01
Y
JPMorgan Chase Bank NA
N/A
N/A
1.0000
7
N
N
N
0.0069
385000.00
385000.00
385000.00
0.0008
N
N
Y
N
NORTHEASTERN PA HOSP & ED AUTH
UNIVERSITY REV (THE COMMONWEALTH MEDICAL COLLEGE) SERIES 2009 0.410000%
66455NAB6
US66455NAB64
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-05-06
2016-05-06
2034-09-01
Y
PNC BANK NATIONAL ASSOCIATION
N/A
N/A
1.0000
7
N
N
N
0.0041
2500000.00
2500000.00
2500000.00
0.0052
N
N
Y
N
NUVEEN PENN INV QUAL MUNI FD
SERIES 2 0.530000%
670972603
US6709726037
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-05-06
2016-05-06
2042-12-01
Y
Royal Bank of Canada
N/A
N/A
1.0000
7
N
N
N
0.0051
7000000.00
7000000.00
7000000.00
0.0144
N
N
Y
N
NUVEEN PENNSYLVANIA INVESTMENT QUALITY MUNICIPAL FUND
SERIES 3 0.530000%
670972702
US6709727027
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-05-06
2016-05-06
2042-12-01
Y
Royal Bank of Canada
N/A
N/A
1.0000
7
N
N
N
0.0051
5500000.00
5500000.00
5500000.00
0.0113
N
N
Y
N
PENNSYLVANIA ECONOMIC DEV FIN AUTH
DEV DIST REV SERIES 2005B-2 0.540000%
708684SS5
US708684SS58
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-05-06
2016-05-06
2030-08-01
Y
PNC BANK NATIONAL ASSOCIATION
N/A
N/A
1.0000
7
N
N
N
0.0054
1900000.00
1900000.00
1900000.00
0.0039
N
N
Y
N
PENNSYLVANIA ECONOMIC DEV FIN AUTH
IDB & PCR REV SERIES 2007D1 0.540000%
708684TE5
US708684TE53
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-05-06
2016-05-06
2029-12-01
Y
PNC BANK NATIONAL ASSOCIATION
N/A
N/A
1.0000
7
N
N
N
0.0054
1000000.00
1000000.00
1000000.00
0.0021
N
N
Y
N
PENNSYLVANIA ECONOMIC DEV FIN AUTH
WASTE/POLLUTION REV 0.710000%
70869PEX1
US70869PEX15
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-05-06
2016-05-06
2022-10-01
Y
MANUFACTURERS AND TRADERS TRUST CO
N/A
N/A
1.0000
7
N
N
N
0.0071
1375000.00
1375000.00
1375000.00
0.0028
N
N
Y
N
PENNSYLVANIA ECONOMIC DEV FIN AUTH
IDB & PCR REV SERIES 2007 0.710000%
70869PEY9
US70869PEY97
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-05-06
2016-05-06
2032-10-01
Y
MANUFACTURERS AND TRADERS TRUST CO
N/A
N/A
1.0000
7
N
N
N
0.0071
5810000.00
5810000.00
5810000.00
0.0120
N
N
Y
N
PENNSYLVANIA ECONOMIC DEV FIN AUTH
SPECIAL TAX REV (PENNSYLVANIA UNEMPLOYMENT COMPENSATION REVENUE BONDS) BOND SERIES 2012A 4.000000%
70869VAN4
US70869VAN47
Other Municipal Security
Unrated Security
N/A
N/A
2016-07-01
2016-07-01
2016-07-01
N
N
Y
PENNSYLVANIA UNEMPLOYMENT COMPENSATION REVENUE BONDS
Corporate Underlier
N/A
N/A
1.0000
0.0052
1734815.25
1734815.25
1734815.25
0.0036
N
N
N
N
PENNSYLVANIA ECONOMIC DEV FIN AUTH
SPECIAL TAX REV (PENNSYLVANIA UNEMPLOYMENT COMPENSATION REVENUE BONDS) BOND SERIES 2012A 5.000000%
70869VAQ7
US70869VAQ77
Other Municipal Security
Unrated Security
N/A
N/A
2016-07-01
2016-07-01
2016-07-01
N
N
Y
PENNSYLVANIA UNEMPLOYMENT COMPENSATION REVENUE BONDS
Corporate Underlier
N/A
N/A
1.0000
0.0052
12903769.20
12903769.20
12903769.20
0.0266
N
N
N
N
PENNSYLVANIA HSG FIN AGY
SINGLE FAM HOUSING REV SERIES 2002-75A 0.440000%
708793PS7
US708793PS75
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-05-06
2016-05-06
2032-10-01
Y
Royal Bank of Canada
N/A
N/A
1.0000
7
Y
N
N
0.0044
4500000.00
4500000.00
4500000.00
0.0093
N
N
Y
N
PENNSYLVANIA HSG FIN AGY
SINGLE FAM HOUSING REV SERIES 2004-83B 0.450000%
708796C21
US708796C217
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-05-06
2016-05-06
2035-04-01
Y
BANK OF TOKYO-MITSUBISHI UFJ LTD
N/A
N/A
1.0000
7
Y
N
N
0.0045
325000.00
325000.00
325000.00
0.0007
N
N
Y
N
PENNSYLVANIA HSG FIN AGY
SINGLE FAM HOUSING REV SERIES 2005-91B 0.470000%
708796C70
US708796C704
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-05-06
2016-05-06
2036-10-01
Y
Bank of Tokyo-Mitsubishi UFJ LTD
N/A
N/A
1.0000
7
Y
N
N
0.0047
30360000.00
30360000.00
30360000.00
0.0626
N
N
Y
N
PENNSYLVANIA HSG FIN AGY
SINGLE FAM HOUSING REV BOND SERIES 2015117A 0.750000%
708796R25
US708796R256
Other Municipal Security
Unrated Security
N/A
N/A
2016-10-01
2016-10-01
2016-10-01
N
N
N
0.0070
1295259.00
1295259.00
1295259.00
0.0027
N
N
N
N
PENNSYLVANIA HSG FIN AGY
SINGLE FAM HOUSING REV SERIES 2006-93,94&95A, 2007-97&98A 0.480000%
708796RE9
US708796RE92
Tender Option Bond
First Tier Security
N/A
N/A
2016-05-06
2016-05-06
2031-10-01
Y
Morgan Stanley Bank NA
N/A
N/A
1.0000
7
Y
N
N
0.0048
191361.00
191361.00
191361.00
0.0004
N
N
Y
N
PENNSYLVANIA HSG FIN AGY
SINGLE FAM HOUSING REV SERIES 2004-81C 0.440000%
708796YS0
US708796YS06
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-05-06
2016-05-06
2034-10-01
Y
Royal Bank of Canada
N/A
N/A
1.0000
7
Y
N
N
0.0044
4825000.00
4825000.00
4825000.00
0.0100
N
N
Y
N
PENNSYLVANIA HSG FIN AGY
SINGLE FAM HOUSING REV SERIES 2006-93B 0.440000%
708796YY7
US708796YY73
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-05-06
2016-05-06
2037-04-01
Y
SUMITOMO MITSUI BANKING CORPORATION
N/A
N/A
1.0000
7
Y
N
N
0.0044
4445000.00
4445000.00
4445000.00
0.0092
N
N
Y
N
PENNSYLVANIA HSG FIN AGY
SINGLE FAM HOUSING REV SERIES 2005-88C 0.400000%
708796ZK6
US708796ZK60
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-05-06
2016-05-06
2037-04-01
Y
TD Bank NA
N/A
N/A
1.0000
7
Y
N
N
0.0040
2045000.00
2045000.00
2045000.00
0.0042
N
N
Y
N
PENNSYLVANIA (COMMONWEALTH OF)
GO BOND SERIES 2006 4.000000%
7091415Q4
US7091415Q41
Other Municipal Security
Unrated Security
N/A
N/A
2016-09-01
2016-09-01
2016-09-01
N
N
N
0.0052
2578764.00
2578764.00
2578764.00
0.0053
N
N
N
N
PENNSYLVANIA (COMMONWEALTH OF)
GO BOND SERIES 2004 5.375000%
709141V77
US709141V777
Other Municipal Security
Unrated Security
N/A
N/A
2016-07-01
2016-07-01
2016-07-01
N
N
N
0.0064
9306478.90
9306478.90
9306478.90
0.0192
N
N
N
N
PENNSYLVANIA (COMMONWEALTH OF)
GO BOND SERIES 2007A 5.000000%
70914PCV2
US70914PCV22
Other Municipal Security
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
2016-08-01
N
N
N
0.0050
242604.00
242604.00
242604.00
0.0005
N
N
N
N
PENNSYLVANIA (COMMONWEALTH OF)
GO BOND SERIES 2008 5.000000%
70914PFP2
US70914PFP27
Other Municipal Security
Unrated Security
N/A
N/A
2016-05-15
2016-05-15
2016-05-15
N
N
N
0.0039
1562589.60
1562589.60
1562589.60
0.0032
N
N
N
N
PENNSYLVANIA (COMMONWEALTH OF)
GO BOND SERIES 2009 5.000000%
70914PKY7
US70914PKY78
Other Municipal Security
Unrated Security
N/A
N/A
2016-07-01
2016-07-01
2016-07-01
N
N
N
0.0063
478391.50
478391.50
478391.50
0.0010
N
N
N
N
PENNSYLVANIA (COMMONWEALTH OF)
GO BOND SERIES 2010A 5.000000%
70914PPA4
US70914PPA48
Other Municipal Security
Unrated Security
N/A
N/A
2016-07-15
2016-07-15
2016-07-15
N
N
N
0.0058
504465.00
504465.00
504465.00
0.0010
N
N
N
N
PENNSYLVANIA (COMMONWEALTH OF)
GO BOND SERIES 2013 5.000000%
70914PUL4
US70914PUL48
Other Municipal Security
Unrated Security
N/A
N/A
2016-10-15
2016-10-15
2016-10-15
N
N
N
0.0053
280483.50
280483.50
280483.50
0.0006
N
N
N
N
PENNSYLVANIA (COMMONWEALTH OF)
GO SERIES 2014 0.470000%
70914PWM0
US70914PWM03
Tender Option Bond
First Tier Security
N/A
N/A
2016-05-06
2016-05-06
2021-12-15
Y
Morgan Stanley Bank NA
N/A
N/A
1.0000
7
Y
N
N
0.0047
3500000.00
3500000.00
3500000.00
0.0072
N
N
Y
N
PENNSYLVANIA (COMMONWEALTH OF)
GO BOND SERIES 2015 5.000000%
70914PXK3
US70914PXK38
Other Municipal Security
Unrated Security
N/A
N/A
2016-08-15
2016-08-15
2016-08-15
N
N
N
0.0050
2025180.00
2025180.00
2025180.00
0.0042
N
N
N
N
PENNSYLVANIA (COMMONWEALTH OF)
GO BOND SERIES FR 2015 5.000000%
70914PYG1
US70914PYG17
Other Municipal Security
Unrated Security
N/A
N/A
2016-08-15
2016-08-15
2016-08-15
N
N
N
0.0050
1923921.00
1923921.00
1923921.00
0.0040
N
N
N
N
PENNSYLVANIA HIGHER EDUCATION FACILITIES AUTHORITY
UNIVERSITY REV SERIES 2001 I1 0.440000%
70917NLX0
US70917NLX02
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-05-06
2016-05-06
2031-11-01
Y
MANUFACTURERS AND TRADERS TRUST CO
N/A
N/A
1.0000
7
N
N
N
0.0044
5500000.00
5500000.00
5500000.00
0.0113
N
N
Y
N
PENNSYLVANIA ST TURNPIKE COMMISSION
TOLLS REV SERIES 2005A 0.440000%
709222CZ4
549300J8LLBYEYEXZJ24
US709222CZ47
Tender Option Bond
First Tier Security
N/A
N/A
2016-05-06
2016-05-06
2026-07-15
Y
Citibank NA
N/A
N/A
1.0000
7
Y
Y
Berkshire Hathaway Assurance Corp
N/A
N/A
1.0000
N
0.0044
6905000.00
6905000.00
6905000.00
0.0142
N
N
Y
N
PENNSYLVANIA STATE UNIVERSITY
UNIVERSITY REV BOND SERIES 2002 5.250000%
709235LZ6
549300QDK4O4XCJ47X56
US709235LZ66
Other Municipal Security
Unrated Security
N/A
N/A
2016-08-15
2016-08-15
2016-08-15
N
N
N
0.0046
481369.75
481369.75
481369.75
0.0010
N
N
N
N
PENNSYLVANIA STATE UNIVERSITY
UNIVERSITY REV BOND SERIES 2009B 0.290000%
709235TQ8
549300QDK4O4XCJ47X56
US709235TQ85
Other Municipal Security
First Tier Security
N/A
N/A
2016-06-01
2016-06-01
2031-06-01
N
N
N
0.0057
12497375.00
12497375.00
12497375.00
0.0258
N
N
N
N
PHILADELPHIA PA CITY OF
AIRPORT REV (PHILADELPHIA ARPT SYS) CP SERIES B3 0.600000%
71779MAE1
549300IVFOPB4AG7UL47
Non-Financial Company Commercial Paper
First Tier Security
N/A
N/A
2016-08-10
2016-08-10
2016-08-10
N
Y
Wells Fargo Bank NA
N/A
N/A
1.0000
N
0.0058
2600156.03
2600156.03
2600156.03
0.0054
N
N
N
N
PHILADELPHIA PA CITY OF
TAX & REV ANTICIPATION NOTE SERIES 2015-16 2.000000%
717813RQ4
549300IVFOPB4AG7UL47
US717813RQ49
Other Municipal Security
First Tier Security
N/A
N/A
2016-06-30
2016-06-30
2016-06-30
N
N
N
0.0058
4891077.60
4891077.60
4891077.60
0.0101
N
N
N
N
PHILADELPHIA AUTHORITY FOR INDUSTRIAL DEVELOPMENT
LEASE REV SERIES 2007B-2 0.380000%
71781QEJ3
549300DIY68KQZEW7M79
US71781QEJ31
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-05-06
2016-05-06
2030-10-01
Y
TD Bank NA
N/A
N/A
1.0000
7
N
N
N
0.0038
2645000.00
2645000.00
2645000.00
0.0055
N
N
Y
N
PHILADELPHIA PA GAS WORKS
POWER REV CP SERIES G1 0.520000%
71783GAE8
549300IVFOPB4AG7UL47
Non-Financial Company Commercial Paper
First Tier Security
N/A
N/A
2016-07-07
2016-07-07
2016-07-07
N
Y
JPMorgan Chase Bank NA
N/A
N/A
1.0000
N
0.0048
19801584.20
19801584.20
19801584.20
0.0408
N
N
N
N
PHILADELPHIA PA SCH DIST
GO SERIES 2009C 0.380000%
717883HW5
US717883HW55
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-05-06
2016-05-06
2026-06-01
Y
TD Bank NA
N/A
N/A
1.0000
7
N
N
N
0.0038
4415000.00
4415000.00
4415000.00
0.0091
N
N
Y
N
PHILADELPHIA PA SCH DIST
GO SERIES 2010F 0.400000%
717883LN0
US717883LN01
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-05-06
2016-05-06
2030-09-01
Y
Barclays Bank PLC
N/A
N/A
1.0000
7
N
N
N
0.0040
29830000.00
29830000.00
29830000.00
0.0615
N
N
Y
N
PHILOMATH ORE SCH DIST NO 17J BENTON & POLK CNTYS
GO BOND SERIES 2010C 3.000000%
718781CP0
US718781CP01
Other Municipal Security
Unrated Security
N/A
N/A
2016-06-15
2016-06-15
2016-06-15
N
Y
OREGON STATE OF
N/A
N/A
1.0000
N
0.0054
100293.00
100293.00
100293.00
0.0002
N
N
N
N
PORT BELLINGHAM WASH INDL DEV CORP
IDB & PCR REV (HEMPLER FOOD GROUP) SERIES 2006 0.430000%
733653AB5
US733653AB52
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-05-06
2016-05-06
2036-08-01
Y
BMO Harris Bank NA
N/A
N/A
1.0000
7
N
N
N
0.0043
3000000.00
3000000.00
3000000.00
0.0062
N
N
Y
N
ALLEGHENY CNTY PA HOSP DEV AUTH
HOSPITAL REV SERIES 2010B1&B2 0.430000%
74926YB83
US74926YB831
Tender Option Bond
First Tier Security
N/A
N/A
2016-05-06
2016-05-06
2016-06-01
Y
Royal Bank of Canada
N/A
N/A
1.0000
7
N
N
N
0.0043
28000000.00
28000000.00
28000000.00
0.0578
N
N
Y
N
ALLEGHENY CNTY PA HOSP DEV AUTH
HOSPITAL REV (UNIVERSITY OF PITTSBURGH MEDICAL CENTER) SERIES 2010C 0.430000%
74926YTU5
US74926YTU54
Tender Option Bond
First Tier Security
N/A
N/A
2016-05-06
2016-05-06
2016-12-01
Y
Royal Bank of Canada
N/A
N/A
1.0000
7
N
N
N
0.0043
14000000.00
14000000.00
14000000.00
0.0289
N
N
Y
N
SACRAMENTO CNTY CALIF HSG AUTH
MULTI FAM HOUSING REV SERIES 2004D 0.420000%
786111JE5
US786111JE54
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-05-06
2016-05-06
2036-07-01
Y
Citibank NA
N/A
N/A
1.0000
7
N
N
N
0.0042
100000.00
100000.00
100000.00
0.0002
N
N
Y
N
SHAMOKIN-COAL TWP PA JT SWR AUTH
WATER & SEWER REV BOND SERIES 2006 5.000000%
819321DV9
US819321DV96
Other Municipal Security
Unrated Security
N/A
N/A
2016-07-01
2016-07-01
2030-07-01
N
N
Y
Escrow
Escrow
N/A
N/A
1.0000
0.0052
5377753.80
5377753.80
5377753.80
0.0111
N
N
N
N
ST MARY HOSP AUTH PA HEALTH SYS
HOSPITAL REV (TRINITY HEALTH CREDIT GROUP) SERIES 2012B 0.380000%
85230MCX0
US85230MCX02
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-05-06
2016-05-06
2028-11-15
Y
TRINITY HEALTH CREDIT GROUP
N/A
N/A
1.0000
7
N
N
N
0.0038
17000000.00
17000000.00
17000000.00
0.0351
N
N
Y
N
PENNSYLVANIA HSG FIN AGY
SINGLE FAM HOUSING REV SERIES 2013-115A 0.510000%
88033LGS2
US88033LGS25
Tender Option Bond
First Tier Security
N/A
N/A
2016-05-06
2016-05-06
2029-04-01
Y
JPMorgan Chase Bank NA
N/A
N/A
1.0000
7
Y
N
N
0.0051
2760000.00
2760000.00
2760000.00
0.0057
N
N
Y
N
PENNSYLVANIA HSG FIN AGY
SINGLE FAM HOUSING REV SERIES 2013-115A 0.510000%
88033M4X2
US88033M4X25
Tender Option Bond
First Tier Security
N/A
N/A
2016-05-06
2016-05-06
2025-04-01
Y
JPMorgan Chase Bank NA
N/A
N/A
1.0000
7
Y
N
N
0.0051
1750000.00
1750000.00
1750000.00
0.0036
N
N
Y
N
UNIVERSITY OF PITTSBURGH
UNIVERSITY REV SERIES 2009B 0.440000%
88033MG76
5493002C83QSGL8ETT42
US88033MG768
Tender Option Bond
First Tier Security
N/A
N/A
2016-05-06
2016-05-06
2017-03-15
Y
JPMorgan Chase Bank NA
N/A
N/A
1.0000
7
Y
N
N
0.0044
505000.00
505000.00
505000.00
0.0010
N
N
Y
N
PENNSYLVANIA ECONOMIC DEV FIN AUTH
HOSPITAL REV (UNIVERSITY OF PITTSBURGH MEDICAL CENTER) SERIES 2015B 0.510000%
88033MHE0
US88033MHE03
Tender Option Bond
First Tier Security
N/A
N/A
2016-05-06
2016-05-06
2035-03-15
Y
JPMorgan Chase Bank NA
N/A
N/A
1.0000
7
Y
N
Y
UNIVERSITY OF PITTSBURGH MEDICAL CENTER
Corporate Underlier
N/A
N/A
1.0000
0.0051
1665000.00
1665000.00
1665000.00
0.0034
N
N
Y
N
UNIVERSITY OF PITTSBURGH
UNIVERSITY REV BOND SERIES 2002 A 5.000000%
91335VFQ4
5493002C83QSGL8ETT42
US91335VFQ41
Other Municipal Security
Unrated Security
N/A
N/A
2016-09-15
2016-09-15
2016-09-15
N
N
N
0.0048
482794.75
482794.75
482794.75
0.0010
N
N
N
N
UNIVERSITY OF PITTSBURGH
UNIVERSITY REV BOND SERIES 2009A 5.000000%
91335VGJ9
5493002C83QSGL8ETT42
US91335VGJ98
Other Municipal Security
Unrated Security
N/A
N/A
2016-09-15
2016-09-15
2016-09-15
N
N
N
0.0048
508205.00
508205.00
508205.00
0.0010
N
N
N
N
UNIVERSITY OF PITTSBURGH
UNIVERSITY REV BOND SERIES 2009B 5.000000%
91335VHA7
5493002C83QSGL8ETT42
US91335VHA70
Other Municipal Security
Unrated Security
N/A
N/A
2016-09-15
2016-09-15
2016-09-15
N
N
N
0.0048
101641.00
101641.00
101641.00
0.0002
N
N
N
N
UNIVERSITY OF PITTSBURGH
UNIVERSITY REV BOND SERIES 2009B 4.000000%
91335VHB5
5493002C83QSGL8ETT42
US91335VHB53
Other Municipal Security
Unrated Security
N/A
N/A
2016-09-15
2016-09-15
2016-09-15
N
N
N
0.0048
354473.00
354473.00
354473.00
0.0007
N
N
N
N
UNIVERSITY OF PITTSBURGH
UNIVERSITY REV BOND SERIES 2015 2.000000%
91335VJV9
5493002C83QSGL8ETT42
US91335VJV99
Other Municipal Security
First Tier Security
N/A
N/A
2016-08-02
2016-08-02
2016-08-02
N
N
N
0.0046
6925875.00
6925875.00
6925875.00
0.0143
N
N
N
N
UNIVERSITY OF PITTSBURGH
UNIVERSITY REV CP SERIES 2005C 0.620000%
91480VCL1
5493002C83QSGL8ETT42
Non-Financial Company Commercial Paper
First Tier Security
N/A
N/A
2016-07-05
2016-07-05
2016-07-05
N
N
N
0.0058
20001400.20
20001400.20
20001400.20
0.0413
N
N
N
N
UPPER ST CLAIR TWP PA
GO SERIES 2008 0.420000%
916456HJ8
5493001WQTGQ5DJ52Y69
US916456HJ81
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-05-06
2016-05-06
2038-06-01
Y
BANK OF NEW YORK MELLON/THE
N/A
N/A
1.0000
7
Y
N
N
0.0042
11620000.00
11620000.00
11620000.00
0.0240
N
N
Y
N
WASHINGTON CNTY PA AUTH
UNIVERSITY REV (UNIVERSITY OF PENNSYLVANIA) SERIES 2004 0.360000%
938591BF0
US938591BF08
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-05-06
2016-05-06
2034-07-01
Y
UNIVERSITY OF PENNSYLVANIA
N/A
N/A
1.0000
7
N
N
N
0.0036
18725000.00
18725000.00
18725000.00
0.0386
N
N
Y
N
WASHINGTON CNTY PA HOSP AUTH
HOSPITAL REV BOND SERIES 2001B 0.500000%
938592GQ9
US938592GQ90
Other Municipal Security
First Tier Security
N/A
N/A
2016-07-01
2016-07-01
2031-07-01
N
Y
PNC BANK NATIONAL ASSOCIATION
N/A
N/A
1.0000
N
0.0230
2998560.00
2998560.00
2998560.00
0.0062
N
N
N
N
WASHINGTON CNTY PA HOSP AUTH
HOSPITAL REV BOND SERIES 2007A 0.500000%
938592HG0
US938592HG00
Other Municipal Security
First Tier Security
N/A
N/A
2016-07-01
2016-07-01
2037-07-01
N
Y
PNC BANK NATIONAL ASSOCIATION
N/A
N/A
1.0000
N
0.0077
7496850.00
7496850.00
7496850.00
0.0155
N
N
N
N
WASHINGTON CNTY PA HOSP AUTH
HOSPITAL REV SERIES 2011A 0.420000%
938592HM7
US938592HM77
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-05-06
2016-05-06
2041-06-01
Y
PNC BANK NATIONAL ASSOCIATION
N/A
N/A
1.0000
7
N
N
N
0.0042
2000000.00
2000000.00
2000000.00
0.0041
N
N
Y
N
WASHINGTON STATE HOUSING FINANCE COMMISSION
MULTI FAM HOUSING REV SERIES 2005A 0.410000%
93978RED1
549300YL1HU59NREG764
US93978RED17
Variable Rate Demand Note
First Tier Security
N/A
N/A
2016-05-06
2016-05-06
2041-03-01
Y
FEDERAL HOME LOAN BANKS
N/A
N/A
1.0000
7
N
N
N
0.0041
4000000.00
4000000.00
4000000.00
0.0083
N
N
Y
N
The Charles Schwab Family of Funds
2016-05-06
Mark Fischer
Mark Fischer
Chief Financial Officer