0001145549-16-014093.txt : 20160506 0001145549-16-014093.hdr.sgml : 20160506 20160506165304 ACCESSION NUMBER: 0001145549-16-014093 CONFORMED SUBMISSION TYPE: N-MFP1 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160430 FILED AS OF DATE: 20160506 DATE AS OF CHANGE: 20160506 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS CENTRAL INDEX KEY: 0000857156 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-MFP1 SEC ACT: 1940 Act SEC FILE NUMBER: 811-05954 FILM NUMBER: 161628885 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 1-415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS DATE OF NAME CHANGE: 19920703 0000857156 S000004502 Schwab Pennsylvania Municipal Money Fund C000012376 Sweep Shares SWEXX N-MFP1 1 primary_doc.xml N-MFP1 0000857156 XXXXXXXX 2016-04-30 0000857156 S000004502 1 N N 033-31894 Charles Schwab Investment Management, Inc. 801-35905 PricewaterhouseCoopers LLP San Francisco CA Charles Schwab Investment Management, Inc. Boston Financial Data Services, Inc. 0000275143 084-00896 N N N Single State Y 27 27 0.00 0.00 0.00 0.00 0.00 392208323.38 369048028.19 353517723.84 348214270.33 352140442.88 0.0000 0.0000 0.0000 0.0000 0.0000 0.7762 0.7407 0.7080 0.7127 0.7038 60959.33 491650348.53 491683879.70 8586333.24 15569093.25 484762079.02 484413444.29 1.0000 0.0039 1.0005 1.0005 1.0006 1.0006 1.0007 C000012376 1.00 484762079.02 484413444.29 1.0005 1.0005 1.0006 1.0006 1.0007 15375692.58 22656444.84 22244312.42 25207740.29 16829632.21 18293902.25 23837026.74 32671273.43 49097455.78 52161857.77 115846734.21 131863279.37 0.0001 Y Investment Advisor and its affiliates Contractual 40,556 Investment Advisor and its affiliates Voluntary 94,187 ADAMS CNTY PA INDL DEV AUTH IDB & PCR REV SERIES 2007 A 0.590000% 006116AJ6 US006116AJ64 Variable Rate Demand Note Unrated Security N/A N/A 2016-05-06 2016-05-06 2032-08-01 Y Wells Fargo Bank NA N/A N/A 1.0000 7 N N N 0.0059 1640000.00 1640000.00 1640000.00 0.0034 N N Y N ALLEGHENY CNTY PA HOSP DEV AUTH HOSPITAL REV (UNIVERSITY OF PITTSBURGH MEDICAL CENTER) BOND SERIES 2008 A 5.000000% 01728AM94 US01728AM943 Other Municipal Security Unrated Security N/A N/A 2016-09-01 2016-09-01 2016-09-01 N N Y UNIVERSITY OF PITTSBURGH MEDICAL CENTER Corporate Underlier N/A N/A 1.0000 0.0052 1339166.40 1339166.40 1339166.40 0.0028 N N N N ALLEGHENY CNTY PA HOSP DEV AUTH HOSPITAL REV (UNIVERSITY OF PITTSBURGH MEDICAL CENTER) BOND SERIES 2008B 5.000000% 01728AQ90 US01728AQ902 Other Municipal Security Unrated Security N/A N/A 2016-06-15 2016-06-15 2016-06-15 N N Y UNIVERSITY OF PITTSBURGH MEDICAL CENTER Corporate Underlier N/A N/A 1.0000 0.0060 1723986.60 1723986.60 1723986.60 0.0036 N N N N ALLEGHENY CNTY PA HOSP DEV AUTH HOSPITAL REV (UNIVERSITY OF PITTSBURGH MEDICAL CENTER) BOND SERIES 2009A 4.000000% 01728AT55 US01728AT559 Other Municipal Security Unrated Security N/A N/A 2016-08-15 2016-08-15 2016-08-15 N N Y UNIVERSITY OF PITTSBURGH MEDICAL CENTER Corporate Underlier N/A N/A 1.0000 0.0050 196909.05 196909.05 196909.05 0.0004 N N N N ALLEGHENY CNTY PA HOSP DEV AUTH HOSPITAL REV (UNIVERSITY OF PITTSBURGH MEDICAL CENTER) BOND SERIES 2010A 5.000000% 01728AW85 US01728AW850 Other Municipal Security Unrated Security N/A N/A 2016-05-15 2016-05-15 2016-05-15 N N Y UNIVERSITY OF PITTSBURGH MEDICAL CENTER Corporate Underlier N/A N/A 1.0000 0.0039 370614.20 370614.20 370614.20 0.0008 N N N N ALLEGHENY CNTY PA INDL DEV AUTH SCHOOL REV BOND SERIES 2009 0.600000% 017292XA6 5493001680EYSTWFLS08 US017292XA69 Other Municipal Security Unrated Security N/A N/A 2016-12-01 2016-12-01 2040-12-01 N Y PNC BANK NATIONAL ASSOCIATION N/A N/A 1.0000 N 0.0060 7125000.00 7125000.00 7125000.00 0.0147 N N N N ALLEGHENY CNTY PA INDL DEV AUTH HEALTHCARE REV SERIES 2008B 0.420000% 01731AAB7 5493001680EYSTWFLS08 US01731AAB70 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2038-06-01 Y PNC BANK NATIONAL ASSOCIATION N/A N/A 1.0000 7 N N N 0.0042 4000000.00 4000000.00 4000000.00 0.0083 N N Y N BEAVER CNTY PA INDL DEV AUTH WASTE/POLLUTION REV (BASF CORP) SERIES 1997 0.480000% 074873AC4 US074873AC47 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2032-09-01 Y BASF CORP N/A N/A 1.0000 7 N N N 0.0048 7600000.00 7600000.00 7600000.00 0.0157 N N Y N BIRMINGHAM ALA INDL DEV BRD IDB & PCR REV SERIES 2009A 0.540000% 091015BB2 US091015BB24 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2029-05-01 Y FEDERAL HOME LOAN BANKS N/A N/A 1.0000 7 N N N 0.0054 980000.00 980000.00 980000.00 0.0020 N N Y N BREVARD CNTY FLA HSG FIN AUTH MULTI FAM HOUSING REV SERIES 2004 A 0.460000% 106904FJ9 US106904FJ97 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2037-08-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A 1.0000 7 N N N 0.0046 2440000.00 2440000.00 2440000.00 0.0050 N N Y N BUCKS CNTY PA INDL DEV AUTH HOSPITAL REV SERIES 2008A 0.380000% 11861MAA4 US11861MAA45 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2034-07-01 Y TD Bank NA N/A N/A 1.0000 7 N N N 0.0038 10850000.00 10850000.00 10850000.00 0.0224 N N Y N CAPITAL INDL DEV CORP TEX WASTE/POLLUTION REV SERIES 2001 0.480000% 140210AA3 US140210AA32 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-01 2016-05-01 2016-05-01 Y MUFG Union Bank NA N/A N/A 1.0000 2 N N N 0.0048 1500000.00 1500000.00 1500000.00 0.0031 N Y Y N CHAMBERSBURG PA MUN AUTH UNIVERSITY REV SERIES 2007 0.440000% 158042AA9 US158042AA95 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2037-11-01 Y Bank of America NA N/A N/A 1.0000 7 N N N 0.0044 24480000.00 24480000.00 24480000.00 0.0505 N N Y N PENNSYLVANIA (COMMONWEALTH OF) GO SERIES 2004 0.440000% 18886PXV2 US18886PXV20 Tender Option Bond First Tier Security N/A N/A 2016-05-06 2016-05-06 2019-07-01 Y STATE STREET BANK AND TRUST COMPANY N/A N/A 1.0000 7 Y N N 0.0044 14610000.00 14610000.00 14610000.00 0.0301 N N Y N DELAWARE CNTY PA INDL DEV AUTH TRANSPORTATION REV (UNITED PARCEL SERVICE INC) SERIES 2015 0.280000% 245903AB5 US245903AB55 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-02 2016-05-02 2045-09-01 Y United Parcel Service Inc N/A N/A 1.0000 3 N N N 0.0028 11300000.00 11300000.00 11300000.00 0.0233 N Y Y N ERIE CNTY PA HOSP AUTH HOSPITAL REV SERIES 2010B 0.430000% 295200TS8 US295200TS84 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2039-07-01 Y MANUFACTURERS AND TRADERS TRUST CO N/A N/A 1.0000 7 N N N 0.0043 3480000.00 3480000.00 3480000.00 0.0072 N N Y N ESSEX CNTY N J BOND ANTICIPATION NOTE SERIES 2015 2.000000% 296804UT2 US296804UT21 Other Municipal Security First Tier Security N/A N/A 2016-09-16 2016-09-16 2016-09-16 N N N 0.0067 5024550.00 5024550.00 5024550.00 0.0104 N N N N FAYETTE CNTY PA HOSP AUTH HOSPITAL REV SERIES 2007A 0.410000% 312468BN0 US312468BN06 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2037-06-01 Y PNC BANK NATIONAL ASSOCIATION N/A N/A 1.0000 7 N N N 0.0041 1255000.00 1255000.00 1255000.00 0.0026 N N Y N HAWAII STATE OF GO BOND SERIES 2008DK 5.000000% 419787AH9 US419787AH93 Other Municipal Security Unrated Security N/A N/A 2016-05-01 2016-05-01 2016-05-01 N N N 0.0500 115000.00 115000.00 115000.00 0.0002 N Y Y N HOUSTON TEX INDPT SCH DIST GO BOND SERIES 2006A 5.000000% 442403BP5 US442403BP56 Other Municipal Security Unrated Security N/A N/A 2016-08-15 2016-08-15 2016-08-15 N Y TEXAS PERMANENT SCHOOL FUND PROG (GTY) N/A N/A 1.0000 N 0.0044 151914.00 151914.00 151914.00 0.0003 N N N N IDAHO HEALTH FACILITIES AUTHORITY HOSPITAL REV (TRINITY HEALTH CREDIT GROUP) BOND SERIES 2013ID 0.140000% 45129UCB8 549300X43KY1C2WW0J97 US45129UCB89 Other Municipal Security First Tier Security N/A N/A 2016-06-01 2016-06-01 2048-12-01 N N Y TRINITY HEALTH CREDIT GROUP Corporate Underlier N/A N/A 1.0000 0.0130 1398782.00 1398782.00 1398782.00 0.0029 N N N N ILLINOIS HSG DEV AUTH SINGLE FAM HOUSING REV (STERLING TWRS ASSOC II L P) SERIES 2001 0.660000% 45202BAE6 54930053Z6M9JVHBQZ16 US45202BAE65 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2035-10-01 Y BMO Harris Bank NA N/A N/A 1.0000 7 N N N 0.0066 3020000.00 3020000.00 3020000.00 0.0062 N N Y N INDIANA CNTY PA HOSP AUTH HOSPITAL REV SERIES 2014B 0.430000% 454690CZ9 US454690CZ92 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2039-06-01 Y PNC BANK NATIONAL ASSOCIATION N/A N/A 1.0000 7 N N N 0.0043 6800000.00 6800000.00 6800000.00 0.0140 N N Y N LAKE CNTY ILL IDB & PCR REV SERIES 1994 0.470000% 508370AA1 US508370AA10 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2029-07-01 Y NORTHERN TRUST COMPANY (THE) N/A N/A 1.0000 7 N N N 0.0047 2200000.00 2200000.00 2200000.00 0.0045 N N Y N LAKE MARTIN ALA AREA INDL DEV AUTH IDB & PCR REV SERIES 2011 0.550000% 51015CAH2 US51015CAH25 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2031-11-01 Y Comerica Bank N/A N/A 1.0000 7 N N N 0.0055 1540000.00 1540000.00 1540000.00 0.0032 N N Y N LUZERNE CNTY PA CONVENTION CTR AUTH RECREATION/TOURISM REV SERIES 2012 0.420000% 550708AD3 US550708AD38 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2034-09-01 Y PNC BANK NATIONAL ASSOCIATION N/A N/A 1.0000 7 N N N 0.0042 3900000.00 3900000.00 3900000.00 0.0080 N N Y N LYCOMING CNTY PA AUTH UNIVERSITY REV (LYCOMING COLLEGE) SERIES 2013 S1 0.460000% 550809AH0 549300TCAO8EBJY0O782 US550809AH08 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2043-11-01 Y MANUFACTURERS AND TRADERS TRUST CO N/A N/A 1.0000 7 N N N 0.0046 4175000.00 4175000.00 4175000.00 0.0086 N N Y N MET GOVT NASHVILLE & DAVIDSON CNTY TENN GO CP SERIES A-1 0.200000% 59212PDV3 549300GW8FVQJ3DU6O10 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-05-17 2016-05-17 2016-05-17 N N Y Mizuho Bank Ltd Standby Purchase Agreement N/A N/A 1.0000 0.0044 2499700.00 2499700.00 2499700.00 0.0052 N N N N MONROEVILLE PA FIN AUTH HOSPITAL REV (UNIVERSITY OF PITTSBURGH MEDICAL CENTER) BOND SERIES 2013B 4.000000% 611530BH8 US611530BH86 Other Municipal Security Unrated Security N/A N/A 2016-07-01 2016-07-01 2016-07-01 N N Y UNIVERSITY OF PITTSBURGH MEDICAL CENTER Corporate Underlier N/A N/A 1.0000 0.0058 402236.00 402236.00 402236.00 0.0008 N N N N MONTGOMERY CNTY PA REDEV AUTH MULTI FAM HOUSING REV SERIES 2001A 0.420000% 613643AR6 549300JQFJ2YGGW7AW57 US613643AR69 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2031-08-15 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A 1.0000 7 N N N 0.0042 7710000.00 7710000.00 7710000.00 0.0159 N N Y N NORTH CAROLINA ST PORTS AUTH IDB & PCR REV SERIES 2001A 0.480000% 658275AB8 549300SXJZS1ZLGNVQ85 US658275AB83 Variable Rate Demand Note Unrated Security N/A N/A 2016-05-06 2016-05-06 2022-09-01 Y BRANCH BANKING AND TRUST COMPANY N/A N/A 1.0000 7 N N N 0.0048 785000.00 785000.00 785000.00 0.0016 N N Y N NORTHAMPTON CNTY PA IDB & PCR REV SERIES 1997 A 0.540000% 663549KK8 US663549KK80 Variable Rate Demand Note Unrated Security N/A N/A 2016-05-06 2016-05-06 2022-09-01 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 N N N 0.0054 7500000.00 7500000.00 7500000.00 0.0155 N N Y N NORTHAMPTON CNTY PA IDB & PCR REV SERIES 1997 B 0.690000% 663549KL6 US663549KL63 Variable Rate Demand Note Unrated Security N/A N/A 2016-05-06 2016-05-06 2022-09-01 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 N N N 0.0069 385000.00 385000.00 385000.00 0.0008 N N Y N NORTHEASTERN PA HOSP & ED AUTH UNIVERSITY REV (THE COMMONWEALTH MEDICAL COLLEGE) SERIES 2009 0.410000% 66455NAB6 US66455NAB64 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2034-09-01 Y PNC BANK NATIONAL ASSOCIATION N/A N/A 1.0000 7 N N N 0.0041 2500000.00 2500000.00 2500000.00 0.0052 N N Y N NUVEEN PENN INV QUAL MUNI FD SERIES 2 0.530000% 670972603 US6709726037 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2042-12-01 Y Royal Bank of Canada N/A N/A 1.0000 7 N N N 0.0051 7000000.00 7000000.00 7000000.00 0.0144 N N Y N NUVEEN PENNSYLVANIA INVESTMENT QUALITY MUNICIPAL FUND SERIES 3 0.530000% 670972702 US6709727027 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2042-12-01 Y Royal Bank of Canada N/A N/A 1.0000 7 N N N 0.0051 5500000.00 5500000.00 5500000.00 0.0113 N N Y N PENNSYLVANIA ECONOMIC DEV FIN AUTH DEV DIST REV SERIES 2005B-2 0.540000% 708684SS5 US708684SS58 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2030-08-01 Y PNC BANK NATIONAL ASSOCIATION N/A N/A 1.0000 7 N N N 0.0054 1900000.00 1900000.00 1900000.00 0.0039 N N Y N PENNSYLVANIA ECONOMIC DEV FIN AUTH IDB & PCR REV SERIES 2007D1 0.540000% 708684TE5 US708684TE53 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2029-12-01 Y PNC BANK NATIONAL ASSOCIATION N/A N/A 1.0000 7 N N N 0.0054 1000000.00 1000000.00 1000000.00 0.0021 N N Y N PENNSYLVANIA ECONOMIC DEV FIN AUTH WASTE/POLLUTION REV 0.710000% 70869PEX1 US70869PEX15 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2022-10-01 Y MANUFACTURERS AND TRADERS TRUST CO N/A N/A 1.0000 7 N N N 0.0071 1375000.00 1375000.00 1375000.00 0.0028 N N Y N PENNSYLVANIA ECONOMIC DEV FIN AUTH IDB & PCR REV SERIES 2007 0.710000% 70869PEY9 US70869PEY97 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2032-10-01 Y MANUFACTURERS AND TRADERS TRUST CO N/A N/A 1.0000 7 N N N 0.0071 5810000.00 5810000.00 5810000.00 0.0120 N N Y N PENNSYLVANIA ECONOMIC DEV FIN AUTH SPECIAL TAX REV (PENNSYLVANIA UNEMPLOYMENT COMPENSATION REVENUE BONDS) BOND SERIES 2012A 4.000000% 70869VAN4 US70869VAN47 Other Municipal Security Unrated Security N/A N/A 2016-07-01 2016-07-01 2016-07-01 N N Y PENNSYLVANIA UNEMPLOYMENT COMPENSATION REVENUE BONDS Corporate Underlier N/A N/A 1.0000 0.0052 1734815.25 1734815.25 1734815.25 0.0036 N N N N PENNSYLVANIA ECONOMIC DEV FIN AUTH SPECIAL TAX REV (PENNSYLVANIA UNEMPLOYMENT COMPENSATION REVENUE BONDS) BOND SERIES 2012A 5.000000% 70869VAQ7 US70869VAQ77 Other Municipal Security Unrated Security N/A N/A 2016-07-01 2016-07-01 2016-07-01 N N Y PENNSYLVANIA UNEMPLOYMENT COMPENSATION REVENUE BONDS Corporate Underlier N/A N/A 1.0000 0.0052 12903769.20 12903769.20 12903769.20 0.0266 N N N N PENNSYLVANIA HSG FIN AGY SINGLE FAM HOUSING REV SERIES 2002-75A 0.440000% 708793PS7 US708793PS75 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2032-10-01 Y Royal Bank of Canada N/A N/A 1.0000 7 Y N N 0.0044 4500000.00 4500000.00 4500000.00 0.0093 N N Y N PENNSYLVANIA HSG FIN AGY SINGLE FAM HOUSING REV SERIES 2004-83B 0.450000% 708796C21 US708796C217 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2035-04-01 Y BANK OF TOKYO-MITSUBISHI UFJ LTD N/A N/A 1.0000 7 Y N N 0.0045 325000.00 325000.00 325000.00 0.0007 N N Y N PENNSYLVANIA HSG FIN AGY SINGLE FAM HOUSING REV SERIES 2005-91B 0.470000% 708796C70 US708796C704 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2036-10-01 Y Bank of Tokyo-Mitsubishi UFJ LTD N/A N/A 1.0000 7 Y N N 0.0047 30360000.00 30360000.00 30360000.00 0.0626 N N Y N PENNSYLVANIA HSG FIN AGY SINGLE FAM HOUSING REV BOND SERIES 2015117A 0.750000% 708796R25 US708796R256 Other Municipal Security Unrated Security N/A N/A 2016-10-01 2016-10-01 2016-10-01 N N N 0.0070 1295259.00 1295259.00 1295259.00 0.0027 N N N N PENNSYLVANIA HSG FIN AGY SINGLE FAM HOUSING REV SERIES 2006-93,94&95A, 2007-97&98A 0.480000% 708796RE9 US708796RE92 Tender Option Bond First Tier Security N/A N/A 2016-05-06 2016-05-06 2031-10-01 Y Morgan Stanley Bank NA N/A N/A 1.0000 7 Y N N 0.0048 191361.00 191361.00 191361.00 0.0004 N N Y N PENNSYLVANIA HSG FIN AGY SINGLE FAM HOUSING REV SERIES 2004-81C 0.440000% 708796YS0 US708796YS06 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2034-10-01 Y Royal Bank of Canada N/A N/A 1.0000 7 Y N N 0.0044 4825000.00 4825000.00 4825000.00 0.0100 N N Y N PENNSYLVANIA HSG FIN AGY SINGLE FAM HOUSING REV SERIES 2006-93B 0.440000% 708796YY7 US708796YY73 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2037-04-01 Y SUMITOMO MITSUI BANKING CORPORATION N/A N/A 1.0000 7 Y N N 0.0044 4445000.00 4445000.00 4445000.00 0.0092 N N Y N PENNSYLVANIA HSG FIN AGY SINGLE FAM HOUSING REV SERIES 2005-88C 0.400000% 708796ZK6 US708796ZK60 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2037-04-01 Y TD Bank NA N/A N/A 1.0000 7 Y N N 0.0040 2045000.00 2045000.00 2045000.00 0.0042 N N Y N PENNSYLVANIA (COMMONWEALTH OF) GO BOND SERIES 2006 4.000000% 7091415Q4 US7091415Q41 Other Municipal Security Unrated Security N/A N/A 2016-09-01 2016-09-01 2016-09-01 N N N 0.0052 2578764.00 2578764.00 2578764.00 0.0053 N N N N PENNSYLVANIA (COMMONWEALTH OF) GO BOND SERIES 2004 5.375000% 709141V77 US709141V777 Other Municipal Security Unrated Security N/A N/A 2016-07-01 2016-07-01 2016-07-01 N N N 0.0064 9306478.90 9306478.90 9306478.90 0.0192 N N N N PENNSYLVANIA (COMMONWEALTH OF) GO BOND SERIES 2007A 5.000000% 70914PCV2 US70914PCV22 Other Municipal Security Unrated Security N/A N/A 2016-08-01 2016-08-01 2016-08-01 N N N 0.0050 242604.00 242604.00 242604.00 0.0005 N N N N PENNSYLVANIA (COMMONWEALTH OF) GO BOND SERIES 2008 5.000000% 70914PFP2 US70914PFP27 Other Municipal Security Unrated Security N/A N/A 2016-05-15 2016-05-15 2016-05-15 N N N 0.0039 1562589.60 1562589.60 1562589.60 0.0032 N N N N PENNSYLVANIA (COMMONWEALTH OF) GO BOND SERIES 2009 5.000000% 70914PKY7 US70914PKY78 Other Municipal Security Unrated Security N/A N/A 2016-07-01 2016-07-01 2016-07-01 N N N 0.0063 478391.50 478391.50 478391.50 0.0010 N N N N PENNSYLVANIA (COMMONWEALTH OF) GO BOND SERIES 2010A 5.000000% 70914PPA4 US70914PPA48 Other Municipal Security Unrated Security N/A N/A 2016-07-15 2016-07-15 2016-07-15 N N N 0.0058 504465.00 504465.00 504465.00 0.0010 N N N N PENNSYLVANIA (COMMONWEALTH OF) GO BOND SERIES 2013 5.000000% 70914PUL4 US70914PUL48 Other Municipal Security Unrated Security N/A N/A 2016-10-15 2016-10-15 2016-10-15 N N N 0.0053 280483.50 280483.50 280483.50 0.0006 N N N N PENNSYLVANIA (COMMONWEALTH OF) GO SERIES 2014 0.470000% 70914PWM0 US70914PWM03 Tender Option Bond First Tier Security N/A N/A 2016-05-06 2016-05-06 2021-12-15 Y Morgan Stanley Bank NA N/A N/A 1.0000 7 Y N N 0.0047 3500000.00 3500000.00 3500000.00 0.0072 N N Y N PENNSYLVANIA (COMMONWEALTH OF) GO BOND SERIES 2015 5.000000% 70914PXK3 US70914PXK38 Other Municipal Security Unrated Security N/A N/A 2016-08-15 2016-08-15 2016-08-15 N N N 0.0050 2025180.00 2025180.00 2025180.00 0.0042 N N N N PENNSYLVANIA (COMMONWEALTH OF) GO BOND SERIES FR 2015 5.000000% 70914PYG1 US70914PYG17 Other Municipal Security Unrated Security N/A N/A 2016-08-15 2016-08-15 2016-08-15 N N N 0.0050 1923921.00 1923921.00 1923921.00 0.0040 N N N N PENNSYLVANIA HIGHER EDUCATION FACILITIES AUTHORITY UNIVERSITY REV SERIES 2001 I1 0.440000% 70917NLX0 US70917NLX02 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2031-11-01 Y MANUFACTURERS AND TRADERS TRUST CO N/A N/A 1.0000 7 N N N 0.0044 5500000.00 5500000.00 5500000.00 0.0113 N N Y N PENNSYLVANIA ST TURNPIKE COMMISSION TOLLS REV SERIES 2005A 0.440000% 709222CZ4 549300J8LLBYEYEXZJ24 US709222CZ47 Tender Option Bond First Tier Security N/A N/A 2016-05-06 2016-05-06 2026-07-15 Y Citibank NA N/A N/A 1.0000 7 Y Y Berkshire Hathaway Assurance Corp N/A N/A 1.0000 N 0.0044 6905000.00 6905000.00 6905000.00 0.0142 N N Y N PENNSYLVANIA STATE UNIVERSITY UNIVERSITY REV BOND SERIES 2002 5.250000% 709235LZ6 549300QDK4O4XCJ47X56 US709235LZ66 Other Municipal Security Unrated Security N/A N/A 2016-08-15 2016-08-15 2016-08-15 N N N 0.0046 481369.75 481369.75 481369.75 0.0010 N N N N PENNSYLVANIA STATE UNIVERSITY UNIVERSITY REV BOND SERIES 2009B 0.290000% 709235TQ8 549300QDK4O4XCJ47X56 US709235TQ85 Other Municipal Security First Tier Security N/A N/A 2016-06-01 2016-06-01 2031-06-01 N N N 0.0057 12497375.00 12497375.00 12497375.00 0.0258 N N N N PHILADELPHIA PA CITY OF AIRPORT REV (PHILADELPHIA ARPT SYS) CP SERIES B3 0.600000% 71779MAE1 549300IVFOPB4AG7UL47 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-08-10 2016-08-10 2016-08-10 N Y Wells Fargo Bank NA N/A N/A 1.0000 N 0.0058 2600156.03 2600156.03 2600156.03 0.0054 N N N N PHILADELPHIA PA CITY OF TAX & REV ANTICIPATION NOTE SERIES 2015-16 2.000000% 717813RQ4 549300IVFOPB4AG7UL47 US717813RQ49 Other Municipal Security First Tier Security N/A N/A 2016-06-30 2016-06-30 2016-06-30 N N N 0.0058 4891077.60 4891077.60 4891077.60 0.0101 N N N N PHILADELPHIA AUTHORITY FOR INDUSTRIAL DEVELOPMENT LEASE REV SERIES 2007B-2 0.380000% 71781QEJ3 549300DIY68KQZEW7M79 US71781QEJ31 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2030-10-01 Y TD Bank NA N/A N/A 1.0000 7 N N N 0.0038 2645000.00 2645000.00 2645000.00 0.0055 N N Y N PHILADELPHIA PA GAS WORKS POWER REV CP SERIES G1 0.520000% 71783GAE8 549300IVFOPB4AG7UL47 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-07-07 2016-07-07 2016-07-07 N Y JPMorgan Chase Bank NA N/A N/A 1.0000 N 0.0048 19801584.20 19801584.20 19801584.20 0.0408 N N N N PHILADELPHIA PA SCH DIST GO SERIES 2009C 0.380000% 717883HW5 US717883HW55 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2026-06-01 Y TD Bank NA N/A N/A 1.0000 7 N N N 0.0038 4415000.00 4415000.00 4415000.00 0.0091 N N Y N PHILADELPHIA PA SCH DIST GO SERIES 2010F 0.400000% 717883LN0 US717883LN01 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2030-09-01 Y Barclays Bank PLC N/A N/A 1.0000 7 N N N 0.0040 29830000.00 29830000.00 29830000.00 0.0615 N N Y N PHILOMATH ORE SCH DIST NO 17J BENTON & POLK CNTYS GO BOND SERIES 2010C 3.000000% 718781CP0 US718781CP01 Other Municipal Security Unrated Security N/A N/A 2016-06-15 2016-06-15 2016-06-15 N Y OREGON STATE OF N/A N/A 1.0000 N 0.0054 100293.00 100293.00 100293.00 0.0002 N N N N PORT BELLINGHAM WASH INDL DEV CORP IDB & PCR REV (HEMPLER FOOD GROUP) SERIES 2006 0.430000% 733653AB5 US733653AB52 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2036-08-01 Y BMO Harris Bank NA N/A N/A 1.0000 7 N N N 0.0043 3000000.00 3000000.00 3000000.00 0.0062 N N Y N ALLEGHENY CNTY PA HOSP DEV AUTH HOSPITAL REV SERIES 2010B1&B2 0.430000% 74926YB83 US74926YB831 Tender Option Bond First Tier Security N/A N/A 2016-05-06 2016-05-06 2016-06-01 Y Royal Bank of Canada N/A N/A 1.0000 7 N N N 0.0043 28000000.00 28000000.00 28000000.00 0.0578 N N Y N ALLEGHENY CNTY PA HOSP DEV AUTH HOSPITAL REV (UNIVERSITY OF PITTSBURGH MEDICAL CENTER) SERIES 2010C 0.430000% 74926YTU5 US74926YTU54 Tender Option Bond First Tier Security N/A N/A 2016-05-06 2016-05-06 2016-12-01 Y Royal Bank of Canada N/A N/A 1.0000 7 N N N 0.0043 14000000.00 14000000.00 14000000.00 0.0289 N N Y N SACRAMENTO CNTY CALIF HSG AUTH MULTI FAM HOUSING REV SERIES 2004D 0.420000% 786111JE5 US786111JE54 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2036-07-01 Y Citibank NA N/A N/A 1.0000 7 N N N 0.0042 100000.00 100000.00 100000.00 0.0002 N N Y N SHAMOKIN-COAL TWP PA JT SWR AUTH WATER & SEWER REV BOND SERIES 2006 5.000000% 819321DV9 US819321DV96 Other Municipal Security Unrated Security N/A N/A 2016-07-01 2016-07-01 2030-07-01 N N Y Escrow Escrow N/A N/A 1.0000 0.0052 5377753.80 5377753.80 5377753.80 0.0111 N N N N ST MARY HOSP AUTH PA HEALTH SYS HOSPITAL REV (TRINITY HEALTH CREDIT GROUP) SERIES 2012B 0.380000% 85230MCX0 US85230MCX02 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2028-11-15 Y TRINITY HEALTH CREDIT GROUP N/A N/A 1.0000 7 N N N 0.0038 17000000.00 17000000.00 17000000.00 0.0351 N N Y N PENNSYLVANIA HSG FIN AGY SINGLE FAM HOUSING REV SERIES 2013-115A 0.510000% 88033LGS2 US88033LGS25 Tender Option Bond First Tier Security N/A N/A 2016-05-06 2016-05-06 2029-04-01 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N N 0.0051 2760000.00 2760000.00 2760000.00 0.0057 N N Y N PENNSYLVANIA HSG FIN AGY SINGLE FAM HOUSING REV SERIES 2013-115A 0.510000% 88033M4X2 US88033M4X25 Tender Option Bond First Tier Security N/A N/A 2016-05-06 2016-05-06 2025-04-01 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N N 0.0051 1750000.00 1750000.00 1750000.00 0.0036 N N Y N UNIVERSITY OF PITTSBURGH UNIVERSITY REV SERIES 2009B 0.440000% 88033MG76 5493002C83QSGL8ETT42 US88033MG768 Tender Option Bond First Tier Security N/A N/A 2016-05-06 2016-05-06 2017-03-15 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N N 0.0044 505000.00 505000.00 505000.00 0.0010 N N Y N PENNSYLVANIA ECONOMIC DEV FIN AUTH HOSPITAL REV (UNIVERSITY OF PITTSBURGH MEDICAL CENTER) SERIES 2015B 0.510000% 88033MHE0 US88033MHE03 Tender Option Bond First Tier Security N/A N/A 2016-05-06 2016-05-06 2035-03-15 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N Y UNIVERSITY OF PITTSBURGH MEDICAL CENTER Corporate Underlier N/A N/A 1.0000 0.0051 1665000.00 1665000.00 1665000.00 0.0034 N N Y N UNIVERSITY OF PITTSBURGH UNIVERSITY REV BOND SERIES 2002 A 5.000000% 91335VFQ4 5493002C83QSGL8ETT42 US91335VFQ41 Other Municipal Security Unrated Security N/A N/A 2016-09-15 2016-09-15 2016-09-15 N N N 0.0048 482794.75 482794.75 482794.75 0.0010 N N N N UNIVERSITY OF PITTSBURGH UNIVERSITY REV BOND SERIES 2009A 5.000000% 91335VGJ9 5493002C83QSGL8ETT42 US91335VGJ98 Other Municipal Security Unrated Security N/A N/A 2016-09-15 2016-09-15 2016-09-15 N N N 0.0048 508205.00 508205.00 508205.00 0.0010 N N N N UNIVERSITY OF PITTSBURGH UNIVERSITY REV BOND SERIES 2009B 5.000000% 91335VHA7 5493002C83QSGL8ETT42 US91335VHA70 Other Municipal Security Unrated Security N/A N/A 2016-09-15 2016-09-15 2016-09-15 N N N 0.0048 101641.00 101641.00 101641.00 0.0002 N N N N UNIVERSITY OF PITTSBURGH UNIVERSITY REV BOND SERIES 2009B 4.000000% 91335VHB5 5493002C83QSGL8ETT42 US91335VHB53 Other Municipal Security Unrated Security N/A N/A 2016-09-15 2016-09-15 2016-09-15 N N N 0.0048 354473.00 354473.00 354473.00 0.0007 N N N N UNIVERSITY OF PITTSBURGH UNIVERSITY REV BOND SERIES 2015 2.000000% 91335VJV9 5493002C83QSGL8ETT42 US91335VJV99 Other Municipal Security First Tier Security N/A N/A 2016-08-02 2016-08-02 2016-08-02 N N N 0.0046 6925875.00 6925875.00 6925875.00 0.0143 N N N N UNIVERSITY OF PITTSBURGH UNIVERSITY REV CP SERIES 2005C 0.620000% 91480VCL1 5493002C83QSGL8ETT42 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-07-05 2016-07-05 2016-07-05 N N N 0.0058 20001400.20 20001400.20 20001400.20 0.0413 N N N N UPPER ST CLAIR TWP PA GO SERIES 2008 0.420000% 916456HJ8 5493001WQTGQ5DJ52Y69 US916456HJ81 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2038-06-01 Y BANK OF NEW YORK MELLON/THE N/A N/A 1.0000 7 Y N N 0.0042 11620000.00 11620000.00 11620000.00 0.0240 N N Y N WASHINGTON CNTY PA AUTH UNIVERSITY REV (UNIVERSITY OF PENNSYLVANIA) SERIES 2004 0.360000% 938591BF0 US938591BF08 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2034-07-01 Y UNIVERSITY OF PENNSYLVANIA N/A N/A 1.0000 7 N N N 0.0036 18725000.00 18725000.00 18725000.00 0.0386 N N Y N WASHINGTON CNTY PA HOSP AUTH HOSPITAL REV BOND SERIES 2001B 0.500000% 938592GQ9 US938592GQ90 Other Municipal Security First Tier Security N/A N/A 2016-07-01 2016-07-01 2031-07-01 N Y PNC BANK NATIONAL ASSOCIATION N/A N/A 1.0000 N 0.0230 2998560.00 2998560.00 2998560.00 0.0062 N N N N WASHINGTON CNTY PA HOSP AUTH HOSPITAL REV BOND SERIES 2007A 0.500000% 938592HG0 US938592HG00 Other Municipal Security First Tier Security N/A N/A 2016-07-01 2016-07-01 2037-07-01 N Y PNC BANK NATIONAL ASSOCIATION N/A N/A 1.0000 N 0.0077 7496850.00 7496850.00 7496850.00 0.0155 N N N N WASHINGTON CNTY PA HOSP AUTH HOSPITAL REV SERIES 2011A 0.420000% 938592HM7 US938592HM77 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2041-06-01 Y PNC BANK NATIONAL ASSOCIATION N/A N/A 1.0000 7 N N N 0.0042 2000000.00 2000000.00 2000000.00 0.0041 N N Y N WASHINGTON STATE HOUSING FINANCE COMMISSION MULTI FAM HOUSING REV SERIES 2005A 0.410000% 93978RED1 549300YL1HU59NREG764 US93978RED17 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2041-03-01 Y FEDERAL HOME LOAN BANKS N/A N/A 1.0000 7 N N N 0.0041 4000000.00 4000000.00 4000000.00 0.0083 N N Y N The Charles Schwab Family of Funds 2016-05-06 Mark Fischer Mark Fischer Chief Financial Officer