0001145549-16-014090.txt : 20160506 0001145549-16-014090.hdr.sgml : 20160506 20160506165254 ACCESSION NUMBER: 0001145549-16-014090 CONFORMED SUBMISSION TYPE: N-MFP1 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160430 FILED AS OF DATE: 20160506 DATE AS OF CHANGE: 20160506 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS CENTRAL INDEX KEY: 0000857156 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-MFP1 SEC ACT: 1940 Act SEC FILE NUMBER: 811-05954 FILM NUMBER: 161628881 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 1-415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS DATE OF NAME CHANGE: 19920703 0000857156 S000004503 Schwab New Jersey Municipal Money Fund C000012377 Sweep Shares SWJXX N-MFP1 1 primary_doc.xml N-MFP1 0000857156 XXXXXXXX 2016-04-30 0000857156 S000004503 1 N N 033-31894 Charles Schwab Investment Management, Inc. 801-35905 PricewaterhouseCoopers LLP San Francisco CA Charles Schwab Investment Management, Inc. Boston Financial Data Services, Inc. 0000275143 084-00896 N N N Single State Y 40 40 0.00 0.00 0.00 0.00 0.00 440586955.11 464479133.15 447098555.71 441861305.56 434294672.41 0.0000 0.0000 0.0000 0.0000 0.0000 0.6777 0.7088 0.6774 0.6667 0.6712 1236.10 644344157.76 644442813.69 2625954.02 707988.42 646362015.39 645737719.88 1.0000 0.0040 1.0007 1.0007 1.0008 1.0008 1.0008 C000012377 1.00 646362015.39 645737719.88 1.0007 1.0007 1.0008 1.0008 1.0008 19811741.23 17884086.50 27279417.50 22183603.78 22124335.82 23465086.98 26949940.66 24254101.86 19241820.03 29344343.01 100083087.13 103109214.64 0.0001 Y Investment Advisor and its affiliates Contractual 48,099 Investment Advisor and its affiliates Voluntary 150,888 ALASKA HOUSING FINANCE CORP SINGLE FAM HOUSING REV SERIES 2002-A 0.470000% 0118327L0 549300HJ8NOJNYW6ER36 US0118327L09 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-02 2016-05-02 2036-12-01 Y JPMorgan Chase Bank NA N/A N/A 1.0000 3 Y N N 0.0047 5500000.00 5500000.00 5500000.00 0.0085 N Y Y N NEW JERSEY ECONOMIC DEVELOPMENT AUTHORITY SPECIAL TAX REV (NJ MOTOR VEHICLE SURCHARGE FUNDS) SERIES 2004A 0.460000% 05248P3E3 5493006JS6QWDVU4R678 US05248P3E34 Tender Option Bond First Tier Security N/A N/A 2016-05-06 2016-05-06 2022-07-01 Y Bank of America NA N/A N/A 1.0000 7 Y Y Berkshire Hathaway Assurance Corp N/A N/A 1.0000 N 0.0046 5715000.00 5715000.00 5715000.00 0.0088 N N Y N BERGEN CNTY N J IMPT AUTH GO (BERGEN CNTY N J) BOND SERIES 2016 2.000000% 083774JL4 549300GA3U8F8Z1HOS09 US083774JL48 Other Municipal Security Unrated Security N/A N/A 2016-08-15 2016-08-15 2016-08-15 N N Y BERGEN CNTY N J Corporate Underlier N/A N/A 1.0000 0.0045 3289213.50 3289213.50 3289213.50 0.0051 N N N N BRICK TWP N J MUN UTILS AUTH BOND ANTICIPATION NOTE (BRICK TWP N J) SERIES 2016A 2.000000% 107897HM5 US107897HM55 Other Municipal Security First Tier Security N/A N/A 2016-12-01 2016-12-01 2016-12-01 N N Y BRICK TWP N J Corporate Underlier N/A N/A 1.0000 0.0072 2014780.00 2014780.00 2014780.00 0.0031 N N N N BROOMFIELD COLO URBAN RENEWAL AUTH SPECIAL TAX REV SERIES 2005 0.490000% 114778BB8 US114778BB88 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2030-12-01 Y BNP Paribas SA N/A N/A 1.0000 7 N N N 0.0049 2375000.00 2375000.00 2375000.00 0.0037 N N Y N BURLINGTON CNTY N J GO BOND SERIES 2013A 2.000000% 1216376V9 US1216376V99 Other Municipal Security Unrated Security N/A N/A 2016-05-15 2016-05-15 2016-05-15 N N N 0.0033 250150.00 250150.00 250150.00 0.0004 N N N N BURLINGTON CNTY N J BRIDGE COMMN POOLED LN REV LEASE REV (BURLINGTON CNTY N J) BOND SERIES 2015B 1.500000% 121651JC8 US121651JC86 Other Municipal Security First Tier Security N/A N/A 2016-05-17 2016-05-17 2016-05-17 N N Y BURLINGTON CNTY N J Corporate Underlier N/A N/A 1.0000 0.0042 9504275.00 9504275.00 9504275.00 0.0147 N N N N BURLINGTON CNTY N J BRIDGE COMMN POOLED LN REV LEASE REV (BURLINGTON CNTY N J) BOND SERIES 2016B 2.000000% 121651JW4 US121651JW41 Other Municipal Security First Tier Security N/A N/A 2017-04-26 2017-04-26 2017-04-26 N N Y BURLINGTON CNTY N J Corporate Underlier N/A N/A 1.0000 0.0079 6070800.00 6070800.00 6070800.00 0.0094 N N N N CHICAGO (CITY OF) MULTI FAM HOUSING REV SERIES 2008 0.430000% 167570PZ7 T5UYO5SYLC8K73MJQX30 US167570PZ74 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2040-06-01 Y BMO Harris Bank NA N/A N/A 1.0000 7 N N N 0.0043 1555000.00 1555000.00 1555000.00 0.0024 N N Y N NEW JERSEY ECONOMIC DEVELOPMENT AUTHORITY TRANSPORTATION REV (NEW JERSEY STATE OF) SERIES 2005B,2006A&2005K 0.450000% 18886PQH1 5493006JS6QWDVU4R678 US18886PQH19 Tender Option Bond First Tier Security N/A N/A 2016-05-06 2016-05-06 2020-12-15 Y STATE STREET BANK AND TRUST COMPANY N/A N/A 1.0000 7 N N N 0.0045 23395000.00 23395000.00 23395000.00 0.0362 N N Y N DALLAS FORT WORTH TEX INTL ARPT FAC IMPT CORP REV IDB & PCR REV (BERKSHIRE HATHAWAY INC) SERIES 1999 0.420000% 235035AL6 US235035AL63 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2032-07-01 Y Berkshire Hathaway Inc N/A N/A 1.0000 7 N N N 0.0042 2500000.00 2500000.00 2500000.00 0.0039 N N Y N DAVIDSON CNTY N C INDL FACS & POLLUTION CTL FING AUTH IDB & PCR REV (CHILDRESS WINERY) SERIES 2004 0.480000% 238604AD4 US238604AD43 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2026-04-01 Y BRANCH BANKING AND TRUST COMPANY N/A N/A 1.0000 7 N N N 0.0048 2500000.00 2500000.00 2500000.00 0.0039 N N Y N DELAWARE RIV PORT AUTH TRANSPORTATION REV SERIES 2008-A 0.400000% 246352EY0 549300OBM31KJO8JR048 US246352EY09 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2026-01-01 Y Bank of America NA N/A N/A 1.0000 7 N N N 0.0040 565000.00 565000.00 565000.00 0.0009 N N Y N DELAWARE RIV PORT AUTH TRANSPORTATION REV SERIES 2010C 0.390000% 246352FB9 549300OBM31KJO8JR048 US246352FB96 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2026-01-01 Y BANK OF NEW YORK MELLON/THE N/A N/A 1.0000 7 N N N 0.0039 3300000.00 3300000.00 3300000.00 0.0051 N N Y N DELAWARE RIV PORT AUTH TRANSPORTATION REV SERIES 2010B 0.400000% 246352FD5 549300OBM31KJO8JR048 US246352FD52 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2026-01-01 Y Barclays Bank PLC N/A N/A 1.0000 7 N N N 0.0040 3345000.00 3345000.00 3345000.00 0.0052 N N Y N DELAWARE RIV PORT AUTH TRANSPORTATION REV SERIES 2010A 0.390000% 246352FH6 549300OBM31KJO8JR048 US246352FH66 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2026-01-01 Y Royal Bank of Canada N/A N/A 1.0000 7 N N N 0.0039 10470000.00 10470000.00 10470000.00 0.0162 N N Y N DELAWARE ST HEALTH FACS AUTH HEALTHCARE REV (CHRISTIANA CARE HLTH SVCS) SERIES 2008A 0.280000% 246388NV0 549300RXU7M05ZYSJG42 US246388NV09 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-02 2016-05-02 2038-10-01 Y CHRISTIANA CARE HLTH SVCS N/A N/A 1.0000 3 N N N 0.0028 3045000.00 3045000.00 3045000.00 0.0047 N Y Y N DISTRICT OF COLUMBIA (WASHINGTON DC) PUBLIC SERVICES REV SERIES 1993 0.460000% 254839K77 549300HWFOZXPKGOX654 US254839K778 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2023-09-01 Y Bank of America NA N/A N/A 1.0000 7 N N N 0.0046 1265000.00 1265000.00 1265000.00 0.0020 N N Y N EDISON TWP N J BOND ANTICIPATION NOTE SERIES 2016 2.000000% 281047E30 US281047E307 Other Municipal Security First Tier Security N/A N/A 2017-02-10 2017-02-10 2017-02-10 N N N 0.0072 5049200.00 5049200.00 5049200.00 0.0078 N N N N ESSEX CNTY N J BOND ANTICIPATION NOTE SERIES 2015 2.000000% 296804UT2 US296804UT21 Other Municipal Security First Tier Security N/A N/A 2016-09-16 2016-09-16 2016-09-16 N N N 0.0067 10842978.90 10842978.90 10842978.90 0.0168 N N N N GLOUCESTER CNTY N J INDL POLLUTN CTL FING AUTH IDB & PCR REV (EXXON MOBIL CORP) SERIES 2003 0.100000% 379697AK1 US379697AK10 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-02 2016-05-02 2022-01-01 Y Exxon Mobil Corp N/A N/A 1.0000 3 N N N 0.0010 13765000.00 13765000.00 13765000.00 0.0213 N Y Y N HOBOKEN N J BOND ANTICIPATION NOTE SERIES 2016A 2.250000% 434110UG5 US434110UG55 Other Municipal Security First Tier Security N/A N/A 2017-03-14 2017-03-14 2017-03-14 N N N 0.0065 6477798.60 6477798.60 6477798.60 0.0100 N N N N HUDSON CNTY N J IMPT AUTH GO SERIES 1986 0.410000% 443728AB6 US443728AB67 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2026-07-15 Y TD Bank NA N/A N/A 1.0000 7 N N N 0.0041 5000000.00 5000000.00 5000000.00 0.0077 N N Y N HUDSON CNTY N J IMPT AUTH GO (HUDSON CNTY N J) BOND SERIES 2015X-1A 2.000000% 443728EB2 US443728EB22 Other Municipal Security First Tier Security N/A N/A 2016-07-06 2016-07-06 2016-07-06 N N Y HUDSON CNTY N J Corporate Underlier N/A N/A 1.0000 0.0067 1303042.00 1303042.00 1303042.00 0.0020 N N N N HUDSON CNTY N J IMPT AUTH GO (HUDSON CNTY N J) BOND SERIES 2015Y-1 1.750000% 443728EE6 US443728EE60 Other Municipal Security First Tier Security N/A N/A 2016-11-11 2016-11-11 2016-11-11 N N Y HUDSON CNTY N J Corporate Underlier N/A N/A 1.0000 0.0073 5026500.00 5026500.00 5026500.00 0.0078 N N N N ILLINOIS FINANCE AUTHORITY HOSPITAL REV (LITTLE CO OF MARY HOSP HLTH CARE CTRS-IL) SERIES 2008A 0.410000% 45200FFV6 549300ZG6UBPNNNRN315 US45200FFV67 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2035-08-15 Y Barclays Bank PLC N/A N/A 1.0000 7 N N N 0.0041 7320000.00 7320000.00 7320000.00 0.0113 N N Y N ILLINOIS FINANCE AUTHORITY MULTI FAM HOUSING REV (CONCORDIA PLACE APTS LP) SERIES 2013A 0.660000% 45202LBD5 549300ZG6UBPNNNRN315 US45202LBD55 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2034-01-01 Y BMO Harris Bank NA N/A N/A 1.0000 7 N N N 0.0066 5000000.00 5000000.00 5000000.00 0.0077 N N Y N LIVINGSTON TWP N J BOND ANTICIPATION NOTE SERIES 2016 2.000000% 539141UA7 US539141UA76 Other Municipal Security Unrated Security N/A N/A 2017-01-11 2017-01-11 2017-01-11 N N N 0.0087 6348699.00 6348699.00 6348699.00 0.0098 N N N N LIVINGSTON TWP N J BOND ANTICIPATION NOTE 2.000000% 539141UB5 US539141UB59 Other Municipal Security Unrated Security N/A N/A 2017-03-23 2017-03-23 2017-03-23 N N N 0.0086 3030210.00 3030210.00 3030210.00 0.0047 N N N N MARGATE CITY N J BOND ANTICIPATION NOTE SERIES 2015 2.000000% 566591SC8 US566591SC84 Other Municipal Security Unrated Security N/A N/A 2016-07-19 2016-07-19 2016-07-19 N N N 0.0111 5510175.00 5510175.00 5510175.00 0.0085 N N N N MIDDLESEX CNTY N J IMPT AUTH COUNTY REV (MIDDLESEX CNTY N J) BOND SERIES 2011 5.000000% 596566UC1 549300QDGS1CLXDHV188 US596566UC13 Other Municipal Security Unrated Security N/A N/A 2016-09-15 2016-09-15 2016-09-15 N N Y MIDDLESEX CNTY N J Corporate Underlier N/A N/A 1.0000 0.0060 965162.00 965162.00 965162.00 0.0015 N N N N MIDDLESEX CNTY N J IMPT AUTH COUNTY REV (MIDDLESEX CNTY N J) BOND SERIES 2014 2.000000% 596566XA2 549300QDGS1CLXDHV188 US596566XA20 Other Municipal Security Unrated Security N/A N/A 2016-09-15 2016-09-15 2016-09-15 N N Y MIDDLESEX CNTY N J Corporate Underlier N/A N/A 1.0000 0.0060 763860.80 763860.80 763860.80 0.0012 N N N N MIDDLESEX CNTY N J IMPT AUTH COUNTY REV (MIDDLESEX CNTY N J) BOND SERIES 2015 1.500000% 596566XE4 549300QDGS1CLXDHV188 US596566XE42 Other Municipal Security Unrated Security N/A N/A 2016-09-15 2016-09-15 2016-09-15 N N Y MIDDLESEX CNTY N J Corporate Underlier N/A N/A 1.0000 0.0060 1489841.10 1489841.10 1489841.10 0.0023 N N N N MIDDLESEX CNTY N J GO BOND SERIES 2012 4.000000% 59656NQV7 US59656NQV72 Other Municipal Security Unrated Security N/A N/A 2016-06-15 2016-06-15 2016-06-15 N N N 0.0054 100412.00 100412.00 100412.00 0.0002 N N N N MIDDLESEX CNTY N J BOND ANTICIPATION NOTE SERIES 2015 1.250000% 59656NWG3 US59656NWG32 Other Municipal Security First Tier Security N/A N/A 2016-06-03 2016-06-03 2016-06-03 N N N 0.0046 10006700.00 10006700.00 10006700.00 0.0155 N N N N MONMOUTH CNTY N J IMPT AUTH COUNTY REV (MONMOUTH CNTY N J) BOND SERIES 2011 3.000000% 60954PFT6 US60954PFT66 Other Municipal Security Unrated Security N/A N/A 2016-10-01 2016-10-01 2016-10-01 N N Y MONMOUTH CNTY N J Corporate Underlier N/A N/A 1.0000 0.0048 798105.40 798105.40 798105.40 0.0012 N N N N NEW JERSEY ECONOMIC DEVELOPMENT AUTHORITY UNIVERSITY REV (RUTGERS UNIVERSITY NEW JERSEY) SERIES 2013 0.450000% 64577FCE3 5493006JS6QWDVU4R678 US64577FCE34 Tender Option Bond First Tier Security N/A N/A 2016-05-06 2016-05-06 2036-12-15 Y Credit Suisse AG N/A N/A 1.0000 7 Y N Y RUTGERS UNIVERSITY NEW JERSEY Corporate Underlier N/A N/A 1.0000 0.0045 4000000.00 4000000.00 4000000.00 0.0062 N N Y N NEW JERSEY ECONOMIC DEVELOPMENT AUTHORITY SCHOOL REV (PRINCETON DAY SCH INC) SERIES 2005 0.410000% 64577HPN5 5493006JS6QWDVU4R678 US64577HPN51 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2035-08-01 Y US BANK NATIONAL ASSOCIATION N/A N/A 1.0000 7 N N N 0.0041 10000000.00 10000000.00 10000000.00 0.0155 N N Y N NEW JERSEY ECONOMIC DEVELOPMENT AUTHORITY HOUSING REV (SEABROOK VILLAGE INC) BOND SERIES 2006 5.250000% 64578HAU4 5493006JS6QWDVU4R678 US64578HAU41 Other Municipal Security Unrated Security N/A N/A 2016-11-15 2016-11-15 2026-11-15 N N Y Escrow Escrow N/A N/A 1.0000 0.0062 1803084.80 1803084.80 1803084.80 0.0028 N N N N NEW JERSEY HEALTH CARE FACS FING AUTH REV HOSPITAL REV SERIES 1985-A 0.410000% 645793BJ8 US645793BJ84 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2035-07-01 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 N N N 0.0041 16240000.00 16240000.00 16240000.00 0.0251 N N Y N NEW JERSEY HEALTH CARE FACS FING AUTH REV HEALTHCARE REV (MERIDIAN HLTH SYS OBLIGATED GRP) SERIES 2003 A 0.400000% 64579E7X8 US64579E7X86 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2033-07-01 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 N N N 0.0040 16800000.00 16800000.00 16800000.00 0.0260 N N Y N NEW JERSEY HEALTH CARE FACS FING AUTH REV HOSPITAL REV (ROBERT WOOD JOHNSON UNIV HOSP) SERIES 2013B 0.390000% 64579F4S9 US64579F4S91 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2043-07-01 Y Wells Fargo Bank NA N/A N/A 1.0000 7 N N N 0.0039 28340000.00 28340000.00 28340000.00 0.0438 N N Y N NEW JERSEY HEALTH CARE FACS FING AUTH REV HOSPITAL REV (ROBERT WOOD JOHNSON UNIV HOSP) SERIES 2014B 0.390000% 64579F6P3 US64579F6P35 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2043-07-01 Y TD Bank NA N/A N/A 1.0000 7 N N N 0.0039 7500000.00 7500000.00 7500000.00 0.0116 N N Y N NEW JERSEY HEALTH CARE FACS FING AUTH REV HEALTHCARE REV SERIES 2003A-8 0.360000% 64579FAP8 US64579FAP80 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2023-07-01 Y Wells Fargo Bank NA N/A N/A 1.0000 7 N N N 0.0036 2300000.00 2300000.00 2300000.00 0.0036 N N Y N NEW JERSEY HEALTH CARE FACS FING AUTH REV HOSPITAL REV (VIRTUA HLTH INC) SERIES 2004 0.360000% 64579FEB5 US64579FEB58 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2033-07-01 Y Wells Fargo Bank NA N/A N/A 1.0000 7 N N N 0.0036 11205000.00 11205000.00 11205000.00 0.0173 N N Y N NEW JERSEY HEALTH CARE FACS FING AUTH REV HOSPITAL REV BOND SERIES 2006A 5.125000% 64579FHC0 US64579FHC05 Other Municipal Security Unrated Security N/A N/A 2016-07-01 2016-07-01 2035-07-01 N N Y Escrow Escrow N/A N/A 1.0000 0.0047 3072417.50 3072417.50 3072417.50 0.0048 N N N N NEW JERSEY HEALTH CARE FACS FING AUTH REV HOSPITAL REV SERIES 2006 A-3 0.450000% 64579FJQ7 US64579FJQ72 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2031-07-01 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 N N N 0.0045 2905000.00 2905000.00 2905000.00 0.0045 N N Y N NEW JERSEY HEALTH CARE FACS FING AUTH REV HOSPITAL REV SERIES 2006 A-5 0.390000% 64579FJS3 US64579FJS39 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2036-07-01 Y Wells Fargo Bank NA N/A N/A 1.0000 7 N N N 0.0039 3000000.00 3000000.00 3000000.00 0.0046 N N Y N NEW JERSEY HEALTH CARE FACS FING AUTH REV HOSPITAL REV (AHS HOSPITAL CORP) SERIES 2008B 0.410000% 64579FWP4 US64579FWP43 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2036-07-01 Y Bank of America NA N/A N/A 1.0000 7 N N N 0.0041 14500000.00 14500000.00 14500000.00 0.0224 N N Y N NEW JERSEY HEALTH CARE FACS FING AUTH REV HOSPITAL REV (AHS HOSPITAL CORP) SERIES 2008C 0.410000% 64579FWQ2 US64579FWQ26 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2036-07-01 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 N N N 0.0041 22760000.00 22760000.00 22760000.00 0.0352 N N Y N NEW JERSEY HEALTH CARE FACS FING AUTH REV HOSPITAL REV (UNDERWOOD MEM HOSPITAL) SERIES 2008 0.380000% 64579FWR0 US64579FWR09 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2033-07-01 Y TD Bank NA N/A N/A 1.0000 7 N N N 0.0038 5800000.00 5800000.00 5800000.00 0.0090 N N Y N NEW JERSEY ST HLTH CARE FACS FING AUTH REVENUE HOSPITAL REV (VIRTUA HLTH INC) SERIES 2009C 0.240000% 64579FYK3 US64579FYK38 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-02 2016-05-02 2043-07-01 Y JPMorgan Chase Bank NA N/A N/A 1.0000 3 N N N 0.0024 5900000.00 5900000.00 5900000.00 0.0091 N Y Y N NEW JERSEY ECONOMIC DEVELOPMENT AUTHORITY SPECIAL TAX REV BOND SERIES 2004 5.500000% 645916R82 5493006JS6QWDVU4R678 US645916R827 Other Municipal Security Unrated Security N/A N/A 2016-06-15 2016-06-15 2016-06-15 N N Y Escrow Escrow N/A N/A 1.0000 0.0042 5888783.35 5888783.35 5888783.35 0.0091 N N N N NEW JERSEY ECONOMIC DEVELOPMENT AUTHORITY HEALTHCARE REV (APPLEWOOD ESTATES PROJECT) SERIES 2005 B 0.410000% 645918BX0 5493006JS6QWDVU4R678 US645918BX03 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2035-10-01 Y TD Bank NA N/A N/A 1.0000 7 N N N 0.0041 7300000.00 7300000.00 7300000.00 0.0113 N N Y N NEW JERSEY ECONOMIC DEVELOPMENT AUTHORITY HOSPITAL REV SERIES 2008 A 0.380000% 645918TV5 5493006JS6QWDVU4R678 US645918TV54 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2038-11-01 Y TD Bank NA N/A N/A 1.0000 7 N N N 0.0038 6100000.00 6100000.00 6100000.00 0.0094 N N Y N NEW JERSEY STATE EDUCATIONAL FACILITIES AUTHORITY UNIVERSITY REV (PRINCETON UNIVERSITY) BOND SERIES D 5.250000% 64605LGD4 549300UTOO4X537XXG70 US64605LGD47 Other Municipal Security Unrated Security N/A N/A 2016-07-01 2016-07-01 2016-07-01 N N Y PRINCETON UNIVERSITY Corporate Underlier N/A N/A 1.0000 0.0054 120924.00 120924.00 120924.00 0.0002 N N N N NEW JERSEY STATE EDUCATIONAL FACILITIES AUTHORITY UNIVERSITY REV (PRINCETON UNIVERSITY) BOND SERIES 2007 E 5.000000% 646065HK1 549300UTOO4X537XXG70 US646065HK19 Other Municipal Security Unrated Security N/A N/A 2016-07-01 2016-07-01 2016-07-01 N N Y PRINCETON UNIVERSITY Corporate Underlier N/A N/A 1.0000 0.0053 151095.00 151095.00 151095.00 0.0002 N N N N NEW JERSEY STATE EDUCATIONAL FACILITIES AUTHORITY UNIVERSITY REV (PRINCETON UNIVERSITY) BOND SERIES 2008-J 5.000000% 646065UT7 549300UTOO4X537XXG70 US646065UT70 Other Municipal Security Unrated Security N/A N/A 2016-07-01 2016-07-01 2016-07-01 N N Y PRINCETON UNIVERSITY Corporate Underlier N/A N/A 1.0000 0.0053 261898.00 261898.00 261898.00 0.0004 N N N N NEW JERSEY STATE EDUCATIONAL FACILITIES AUTHORITY UNIVERSITY REV (PRINCETON UNIVERSITY) BOND SERIES 2008K 5.000000% 646065WJ7 549300UTOO4X537XXG70 US646065WJ70 Other Municipal Security Unrated Security N/A N/A 2016-07-01 2016-07-01 2016-07-01 N N Y PRINCETON UNIVERSITY Corporate Underlier N/A N/A 1.0000 0.0053 1667081.50 1667081.50 1667081.50 0.0026 N N N N NEW JERSEY STATE EDUCATIONAL FACILITIES AUTHORITY UNIVERSITY REV (PRINCETON UNIVERSITY) BOND SERIES 2015A 3.000000% 646066GW4 549300UTOO4X537XXG70 US646066GW49 Other Municipal Security Unrated Security N/A N/A 2016-07-01 2016-07-01 2016-07-01 N N Y PRINCETON UNIVERSITY Corporate Underlier N/A N/A 1.0000 0.0047 100414.00 100414.00 100414.00 0.0002 N N N N NEW JERSEY STATE EDUCATIONAL FACILITIES AUTHORITY UNIVERSITY REV (PRINCETON UNIVERSITY) CP SERIES 1997-A 0.420000% 64606R3E2 549300UTOO4X537XXG70 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-06-03 2016-06-03 2016-06-03 N N Y PRINCETON UNIVERSITY Corporate Underlier N/A N/A 1.0000 0.0041 5000050.05 5000050.05 5000050.05 0.0077 N N N N NEW JERSEY STATE EDUCATIONAL FACILITIES AUTHORITY UNIVERSITY REV (PRINCETON UNIVERSITY) CP SERIES 1997-A 0.400000% 64606R3F9 549300UTOO4X537XXG70 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-06-03 2016-06-03 2016-06-03 N N Y PRINCETON UNIVERSITY Corporate Underlier N/A N/A 1.0000 0.0038 2500050.03 2500050.03 2500050.03 0.0039 N N N N NEW JERSEY ST HSG & MTG FIN AGY MULTI FAM HOUSING REV SERIES 2008B 0.430000% 646108EG1 5493002ONULJL0FIGU24 US646108EG17 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2048-05-01 Y Bank of America NA N/A N/A 1.0000 7 N N N 0.0043 8510000.00 8510000.00 8510000.00 0.0132 N N Y N NEW JERSEY ST HSG & MTG FIN AGY MULTI FAM HOUSING REV SERIES 2013-5 0.300000% 646108KM1 5493002ONULJL0FIGU24 US646108KM11 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2046-11-01 Y Citibank NA N/A N/A 1.0000 7 N N N 0.0030 43995000.00 43995000.00 43995000.00 0.0681 N N Y N NEW JERSEY ST HSG & MTG FIN AGY HOUSING REV SERIES 2006A 0.440000% 646108RJ1 5493002ONULJL0FIGU24 US646108RJ19 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2028-05-01 Y Bank of America NA N/A N/A 1.0000 7 N N N 0.0044 1040000.00 1040000.00 1040000.00 0.0016 N N Y N NEW JERSEY ST HSG & MTG FIN AGY HOUSING REV SERIES 2007G 0.470000% 646108RN2 5493002ONULJL0FIGU24 US646108RN21 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2034-05-01 Y Bank of America NA N/A N/A 1.0000 7 N N N 0.0047 3200000.00 3200000.00 3200000.00 0.0050 N N Y N NEW JERSEY ST HSG & MTG FIN AGY HOUSING REV SERIES 2005F 0.460000% 646108RS1 5493002ONULJL0FIGU24 US646108RS18 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2040-05-01 Y Bank of America NA N/A N/A 1.0000 7 N N N 0.0046 2505000.00 2505000.00 2505000.00 0.0039 N N Y N NEW JERSEY ST HSG & MTG FIN AGY SINGLE FAM HOUSING REV SERIES 2008BB 0.390000% 6461292H8 5493002ONULJL0FIGU24 US6461292H87 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2039-04-01 Y TD Bank NA N/A N/A 1.0000 7 Y N N 0.0039 11500000.00 11500000.00 11500000.00 0.0178 N N Y N NEW JERSEY ST HSG & MTG FIN AGY SINGLE FAM HOUSING REV SERIES 2008BB 0.410000% 6461292J4 5493002ONULJL0FIGU24 US6461292J44 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2039-10-01 Y TD Bank NA N/A N/A 1.0000 7 Y N N 0.0041 9500000.00 9500000.00 9500000.00 0.0147 N N Y N NEW JERSEY ST TRANSN TR FD AUTH TRANSPORTATION REV (NEW JERSEY STATE OF) SERIES 2006C 0.440000% 646136PF2 549300YUVD5TEXR6L889 US646136PF29 Tender Option Bond First Tier Security N/A N/A 2016-05-06 2016-05-06 2021-12-01 Y Wells Fargo & Company N/A N/A 1.0000 7 N N N 0.0044 17470000.00 17470000.00 17470000.00 0.0270 N N Y N NEW YORK ST URBAN DEV CORP SPECIAL TAX REV (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2004A-3A 0.420000% 650035MG0 US650035MG09 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2033-03-15 Y JPMorgan Chase Bank NA N/A N/A 1.0000 7 Y N Y NEW YORK STATE PERSONAL INCOME TAX BONDS Corporate Underlier N/A N/A 1.0000 0.0042 2705000.00 2705000.00 2705000.00 0.0042 N N Y N NUTLEY N J BOND ANTICIPATION NOTE SERIES 2016 2.500000% 670590EQ7 US670590EQ77 Other Municipal Security Unrated Security N/A N/A 2016-12-22 2016-12-22 2016-12-22 N N N 0.0072 5056100.00 5056100.00 5056100.00 0.0078 N N N N NUVEEN NJ DIVIDEND ADVANTAGE MUNI FUND SERIES 2 0.520000% 67069Y607 5493006CFPL75HL16F31 US67069Y6077 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2043-04-01 Y Royal Bank of Canada N/A N/A 1.0000 7 N N N 0.0052 16000000.00 16000000.00 16000000.00 0.0248 N N Y N OCEAN CITY N J BOND ANTICIPATION NOTE SERIES 2015A 2.000000% 674684QQ1 US674684QQ15 Other Municipal Security Unrated Security N/A N/A 2016-12-02 2016-12-02 2016-12-02 N N N 0.0082 5839498.00 5839498.00 5839498.00 0.0090 N N N N PORT AUTHORITY OF NEW YORK AND NEW JERSEY TRANSPORTATION REV BOND SERIES 148 5.000000% 73358TB59 US73358TB598 Other Municipal Security Unrated Security N/A N/A 2016-08-15 2016-08-15 2016-08-15 N N N 0.0035 101302.00 101302.00 101302.00 0.0002 N N N N PORT AUTHORITY OF NEW YORK AND NEW JERSEY TRANSPORTATION REV BOND SERIES 179 5.000000% 73358WQF4 US73358WQF40 Other Municipal Security Unrated Security N/A N/A 2016-12-01 2016-12-01 2016-12-01 N N N 0.0045 102610.00 102610.00 102610.00 0.0002 N N N N PORT AUTHORITY OF NEW YORK AND NEW JERSEY TRANSPORTATION REV BOND SERIES 186 4.000000% 73358WUK8 US73358WUK88 Other Municipal Security Unrated Security N/A N/A 2016-10-15 2016-10-15 2016-10-15 N N N 0.0054 126928.75 126928.75 126928.75 0.0002 N N N N PORT AUTHORITY OF NEW YORK AND NEW JERSEY TRANSPORTATION REV CP SERIES A 0.080000% 73359AKZ3 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-06-08 2016-06-08 2016-06-08 N N N 0.0055 3998120.00 3998120.00 3998120.00 0.0062 N N N N PORT AUTHORITY OF NEW YORK AND NEW JERSEY TRANSPORTATION REV CP SERIES A 0.140000% 73359ALA7 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-06-16 2016-06-16 2016-06-16 N N N 0.0050 1199436.00 1199436.00 1199436.00 0.0019 N N N N PORT AUTHORITY OF NEW YORK AND NEW JERSEY TRANSPORTATION REV CP SERIES B 0.050000% 73359BJS9 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-05-16 2016-05-16 2016-05-16 N N N 0.0043 9533283.70 9533283.70 9533283.70 0.0147 N N N N PORT AUTHORITY OF NEW YORK AND NEW JERSEY TRANSPORTATION REV CP SERIES B 0.050000% 73359BJT7 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-05-16 2016-05-16 2016-05-16 N N N 0.0043 15022295.50 15022295.50 15022295.50 0.0232 N N N N PORT AUTHORITY OF NEW YORK AND NEW JERSEY TRANSPORTATION REV CP SERIES B 0.450000% 73359BKE8 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-06-07 2016-06-07 2016-06-07 N N N 0.0042 17430523.07 17430523.07 17430523.07 0.0270 N N N N PORT AUTHORITY OF NEW YORK AND NEW JERSEY TRANSPORTATION REV CP SERIES B 0.450000% 73359BKM0 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-06-20 2016-06-20 2016-06-20 N N N 0.0042 5900236.06 5900236.06 5900236.06 0.0091 N N N N PORT AUTHORITY OF NEW YORK AND NEW JERSEY TRANSPORTATION REV CP SERIES B 0.440000% 73359BKQ1 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-06-29 2016-06-29 2016-06-29 N N N 0.0044 1400000.01 1400000.01 1400000.01 0.0022 N N N N POWER CNTY IDAHO INDL DEV CORP WASTE/POLLUTION REV SERIES 2012 0.540000% 739247AB0 US739247AB03 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2036-12-01 Y COOPERATIEVE RABOBANK UA N/A N/A 1.0000 7 N N N 0.0054 10000000.00 10000000.00 10000000.00 0.0155 N N Y N RUTGERS UNIVERSITY NEW JERSEY UNIVERSITY REV SERIES 2013L 0.420000% 74703UJF6 549300BOYDHNW8J60112 US74703UJF66 Tender Option Bond First Tier Security N/A N/A 2016-05-06 2016-05-06 2021-05-13 Y Bank of America NA N/A N/A 1.0000 7 Y N N 0.0042 7700000.00 7700000.00 7700000.00 0.0119 N N Y N PORT AUTHORITY OF NEW YORK AND NEW JERSEY TRANSPORTATION REV SERIES 144TH 0.440000% 76113PGF9 US76113PGF99 Tender Option Bond First Tier Security N/A N/A 2016-05-06 2016-05-06 2016-05-06 Y Citibank NA N/A N/A 1.0000 7 Y N N 0.0044 8740000.00 8740000.00 8740000.00 0.0135 N N Y N ROBBINSVILLE N J BOND ANTICIPATION NOTE SERIES 2015A 1.500000% 770286EQ1 US770286EQ17 Other Municipal Security Unrated Security N/A N/A 2016-07-29 2016-07-29 2016-07-29 N N N 0.0062 10020900.00 10020900.00 10020900.00 0.0155 N N N N RUTGERS UNIVERSITY NEW JERSEY UNIVERSITY REV BOND SERIES 2010I 3.000000% 783186NN5 549300BOYDHNW8J60112 US783186NN54 Other Municipal Security Unrated Security N/A N/A 2016-05-01 2016-05-01 2016-05-01 N N N 0.0300 335000.00 335000.00 335000.00 0.0005 N Y Y N RUTGERS UNIVERSITY NEW JERSEY UNIVERSITY REV SERIES 2013J 0.440000% 783186SM2 549300BOYDHNW8J60112 US783186SM27 Tender Option Bond First Tier Security N/A N/A 2016-05-06 2016-05-06 2021-05-01 Y Citibank NA N/A N/A 1.0000 7 Y N N 0.0044 4340000.00 4340000.00 4340000.00 0.0067 N N Y N RUTGERS UNIVERSITY NEW JERSEY UNIVERSITY REV CP SERIES A 0.530000% 78318EDG4 549300BOYDHNW8J60112 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-05-04 2016-05-04 2016-05-04 N N Y Wells Fargo Bank NA Standby Purchase Agreement N/A N/A 1.0000 0.0031 5000150.05 5000150.05 5000150.05 0.0077 N N Y N RUTGERS UNIVERSITY NEW JERSEY UNIVERSITY REV CP SERIES A 0.420000% 78318EDJ8 549300BOYDHNW8J60112 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-06-01 2016-06-01 2016-06-01 N N Y Wells Fargo Bank NA Standby Purchase Agreement N/A N/A 1.0000 0.0042 1800000.02 1800000.02 1800000.02 0.0028 N N N N RUTGERS UNIVERSITY NEW JERSEY UNIVERSITY REV CP SERIES A 0.440000% 78318EDK5 549300BOYDHNW8J60112 Non-Financial Company Commercial Paper First Tier Security N/A N/A 2016-06-07 2016-06-07 2016-06-07 N N Y Wells Fargo Bank NA Standby Purchase Agreement N/A N/A 1.0000 0.0044 3000000.03 3000000.03 3000000.03 0.0046 N N N N SEA ISLE CITY N J BOND ANTICIPATION NOTE SERIES 2015 A 2.000000% 811403TC8 US811403TC81 Other Municipal Security Unrated Security N/A N/A 2016-07-21 2016-07-21 2016-07-21 N N N 0.0072 5013900.00 5013900.00 5013900.00 0.0078 N N N N STAFFORD TWP N J BOND ANTICIPATION NOTE 1.500000% 852529QZ2 US852529QZ23 Other Municipal Security Unrated Security N/A N/A 2016-05-13 2016-05-13 2016-05-13 N N N 0.0070 5801392.00 5801392.00 5801392.00 0.0090 N N N N NEW YORK CITY TRANSITIONAL FIN AUTH CITY REV (NEW YORK STATE OF) SERIES 2015 S2 & 2016 S1 0.440000% 88033MBG1 5493003476LG35QAKM08 US88033MBG15 Tender Option Bond First Tier Security N/A N/A 2016-05-06 2016-05-06 2024-01-15 Y Toronto-Dominion Bank/The N/A N/A 1.0000 7 Y N Y NEW YORK STATE OF Corporate Underlier N/A N/A 1.0000 0.0044 5000000.00 5000000.00 5000000.00 0.0077 N N Y N PORT AUTHORITY OF NEW YORK AND NEW JERSEY TRANSPORTATION REV SERIES 194TH 0.440000% 88033MHJ9 US88033MHJ99 Tender Option Bond First Tier Security N/A N/A 2016-05-06 2016-05-06 2023-10-15 Y Citibank NA N/A N/A 1.0000 7 Y N N 0.0044 1220000.00 1220000.00 1220000.00 0.0019 N N Y N PORT AUTHORITY OF NEW YORK AND NEW JERSEY TRANSPORTATION REV SERIES 194 0.440000% 88033MN37 US88033MN376 Tender Option Bond First Tier Security N/A N/A 2016-05-06 2016-05-06 2023-10-15 Y Credit Suisse AG N/A N/A 1.0000 7 Y N N 0.0044 800000.00 800000.00 800000.00 0.0012 N N Y N UNION CNTY N J BOND ANTICIPATION NOTE SERIES 2015 2.000000% 90634PKD0 US90634PKD05 Other Municipal Security Unrated Security N/A N/A 2016-06-24 2016-06-24 2016-06-24 N N N 0.0049 5010850.00 5010850.00 5010850.00 0.0078 N N N N UNION CNTY N J INDL POLLUTN CTL FING AUTH IDB & PCR REV (EXXON MOBIL CORP) SERIES 1989 0.100000% 906353AH0 US906353AH02 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-02 2016-05-02 2024-10-01 Y Exxon Mobil Corp N/A N/A 1.0000 3 N N N 0.0010 750000.00 750000.00 750000.00 0.0012 N Y Y N UNION CNTY N J INDL POLLUTN CTL FING AUTH IDB & PCR REV (EXXON MOBIL CORP) SERIES 1994 0.100000% 906353AJ6 US906353AJ67 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-02 2016-05-02 2033-07-01 Y Exxon Mobil Corp N/A N/A 1.0000 3 N N N 0.0010 6400000.00 6400000.00 6400000.00 0.0099 N Y Y N UNIVERSITY OF TEXAS SYSTEM UNIVERSITY REV SERIES 2007B 0.380000% 915137T60 TEHUYFNKZR6XVWLGEU86 US915137T605 Variable Rate Demand Note First Tier Security N/A N/A 2016-05-06 2016-05-06 2034-08-01 Y UNIVERSITY OF TEXAS SYSTEM N/A N/A 1.0000 7 N N N 0.0038 5000000.00 5000000.00 5000000.00 0.0077 N N Y N WEST MILFORD TWP N J BOND ANTICIPATION NOTE 1.500000% 954515HZ8 549300EZLMTUMN78JS26 US954515HZ81 Other Municipal Security Unrated Security N/A N/A 2016-09-23 2016-09-23 2016-09-23 N N N 0.0079 3466422.04 3466422.04 3466422.04 0.0054 N N N N WEST WINDSOR TWP N J BOND ANTICIPATION NOTE SERIES 2015 1.500000% 956887LJ0 US956887LJ07 Other Municipal Security Unrated Security N/A N/A 2016-11-10 2016-11-10 2016-11-10 N N N 0.0072 5923659.00 5923659.00 5923659.00 0.0092 N N N N WISCONSIN STATE OF GO BOND SERIES 2006A 5.000000% 97705LKM8 549300VTAT608CNZ5827 US97705LKM80 Other Municipal Security Unrated Security N/A N/A 2016-05-01 2016-05-01 2020-05-01 N N Y Escrow Escrow N/A N/A 1.0000 0.0022 1200000.00 1200000.00 1200000.00 0.0019 N Y Y N WOODBRIDGE TWP N J BOND ANTICIPATION NOTE 1.500000% 978862T83 US978862T834 Other Municipal Security Unrated Security N/A N/A 2016-08-19 2016-08-19 2016-08-19 N N N 0.0056 5013850.00 5013850.00 5013850.00 0.0078 N N N N The Charles Schwab Family of Funds 2016-05-06 Mark Fischer Mark Fischer Chief Financial Officer