0001145549-16-012383.txt : 20160414 0001145549-16-012383.hdr.sgml : 20160414 20160407155747 ACCESSION NUMBER: 0001145549-16-012383 CONFORMED SUBMISSION TYPE: N-MFP PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160407 DATE AS OF CHANGE: 20160407 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS CENTRAL INDEX KEY: 0000857156 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-MFP SEC ACT: 1933 Act SEC FILE NUMBER: 811-05954 FILM NUMBER: 161560068 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 1-415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS DATE OF NAME CHANGE: 19920703 0000857156 S000004510 Schwab Investor Money Fund C000012387 Schwab Investor Money Fund SWRXX N-MFP 1 primary_doc.xml N-MFP N-MFP LIVE N 2016-03-31 0000857156 S000004510 1 N N N N 033-31894 Charles Schwab Investment Management, Inc. 801-35905 PricewaterhouseCoopers LLP San Francisco CA Charles Schwab Investment Management, Inc. Boston Financial Data Services, Inc. 0000275143 84-00896 N N N Prime 43 59 901988878.83 391284.24 214922.26 902165240.81 0.0057 1.0002 2016-03-31 1.0002 2016-03-31 C000012387 1.00 902165240.81 1.00 -118219382.28 35895101.12 154114483.40 0.0001 1.0002 2016-03-31 1.0002 2016-03-31 AUSTRALIA AND NEW ZEALAND BANKING GROUP LTD (CAYMAN ISLANDS BRANCH) AUSTRALIA AND NEW ZEALAND BANKING GROUP LTD (CAYMAN ISLANDS BRANCH) 0.370000% ATD0FVPG6 0000859994 Other Instrument Security is a time deposit N First Tier Security N/A N/A 2016-04-05 2016-04-05 N N N 10000000.00 10000000.00 0.0111 N 10000021.50 10000021.50 BANK OF MONTREAL (CHICAGO BRANCH) BANK OF MONTREAL (CHICAGO BRANCH) 0.780500% 06427EVK4 Certificate of Deposit N First Tier Security N/A N/A 2016-04-04 2016-09-02 N N N 15000000.00 15000000.00 0.0166 N 15004665.15 15004665.15 BANK OF MONTREAL (CHICAGO BRANCH) BANK OF MONTREAL (CHICAGO BRANCH) 0.570000% 06427EXT3 Certificate of Deposit N First Tier Security N/A N/A 2016-06-16 2016-06-16 N N N 7000000.00 7000000.00 0.0078 N 7001598.87 7001598.87 BANK OF NOVA SCOTIA BANK OF NOVA SCOTIA 0.500000% 06417JE99 Financial Company Commercial Paper N First Tier Security N/A N/A 2016-05-09 2016-05-09 N N N 3000000.00 2998416.67 0.0033 N 2998725.90 2998725.90 BANK OF NOVA SCOTIA BANK OF NOVA SCOTIA 0.500000% 06417JEC2 Financial Company Commercial Paper N First Tier Security N/A N/A 2016-05-12 2016-05-12 N N N 8000000.00 7995444.44 0.0089 N 7996257.60 7996257.60 BANK OF NOVA SCOTIA BANK OF NOVA SCOTIA 0.823400% 06417JHF2 Financial Company Commercial Paper N First Tier Security N/A N/A 2016-08-15 2016-08-15 N N N 8000000.00 7975217.78 0.0088 N 7979206.40 7979206.40 BANK OF NOVA SCOTIA BANK OF NOVA SCOTIA 0.863900% 06417JJF0 Financial Company Commercial Paper N First Tier Security N/A N/A 2016-09-15 2016-09-15 N N N 1000000.00 996010.55 0.0011 N 996402.00 996402.00 BANK OF NOVA SCOTIA BANK OF NOVA SCOTIA 0.320000% 924HZZ001_0.3200_M160401_2MN2 0001041839 Government Agency Repurchase Agreement Y Fannie Mae 2027-05-01 3.000000 Government Agency Debt 4093158.00 2835327.92 Fannie Mae 2028-04-01 2.500000 Government Agency Debt 4800000.00 3895801.79 Fannie Mae 2032-07-01 3.000000 Government Agency Debt 6691413.00 4582076.44 Fannie Mae 2042-03-01 4.000000 Government Agency Debt 5600000.00 4348233.28 Fannie Mae 2044-08-01 4.000000 Government Agency Debt 465281.00 435987.09 GNMA 2041-11-15 4.000000 Government Agency Debt 8984718.00 2677497.67 GNMA 2042-07-20 3.000000 Government Agency Debt 6024691.00 1825076.07 First Tier Security N/A N/A 2016-04-01 2016-04-01 N N N 20000000.00 20000000.00 0.0222 N 20000000.00 20000000.00 BANK OF NOVA SCOTIA (NEW YORK BRANCH) BANK OF NOVA SCOTIA (NEW YORK BRANCH) 0.666200% 06417GAA6 Certificate of Deposit N First Tier Security N/A N/A 2016-04-15 2016-07-15 N N N 5000000.00 5000000.00 0.0055 N 5001220.05 5001220.05 BANK OF THE WEST BANK OF THE WEST 0.650000% 06426GKA4 Certificate of Deposit N First Tier Security N/A N/A 2016-05-19 2016-05-19 N N N 2000000.00 2000000.00 0.0022 N 2000927.22 2000927.22 BANK OF TOKYO-MITSUBISHI UFJ LTD (NEW YORK BRANCH) BANK OF TOKYO-MITSUBISHI UFJ LTD (NEW YORK BRANCH) 0.510000% 06538MBZ1 Certificate of Deposit N First Tier Security N/A N/A 2016-04-13 2016-04-13 N N N 3000000.00 3000000.00 0.0033 N 3000132.33 3000132.33 BANK OF TOKYO-MITSUBISHI UFJ LTD (NEW YORK BRANCH) BANK OF TOKYO-MITSUBISHI UFJ LTD (NEW YORK BRANCH) 0.510000% 06538MCV9 Certificate of Deposit N First Tier Security N/A N/A 2016-04-19 2016-04-19 N N N 1000000.00 1000000.00 0.0011 N 1000059.11 1000059.11 BANK OF TOKYO-MITSUBISHI UFJ LTD (NEW YORK BRANCH) BANK OF TOKYO-MITSUBISHI UFJ LTD (NEW YORK BRANCH) 0.840000% 06538MQY8 Certificate of Deposit N First Tier Security N/A N/A 2016-08-18 2016-08-18 N N N 2000000.00 2000000.00 0.0022 N 2000653.42 2000653.42 BANK OF TOKYO-MITSUBISHI UFJ LTD (NEW YORK BRANCH) BANK OF TOKYO-MITSUBISHI UFJ LTD (NEW YORK BRANCH) 0.620000% 06538MTS8 Certificate of Deposit N First Tier Security N/A N/A 2016-06-16 2016-06-16 N N N 8000000.00 8000000.00 0.0089 N 8001192.88 8001192.88 BARCLAYS BANK PLC (NEW YORK BRANCH) BARCLAYS BANK PLC (NEW YORK BRANCH) 0.910000% 06741X2P2 Certificate of Deposit N First Tier Security N/A N/A 2016-08-11 2016-08-11 N N N 7000000.00 7000000.00 0.0078 N 7002759.47 7002759.47 BARCLAYS CAPITAL INC BARCLAYS CAPITAL INC 0.270000% 00799J004_0.2700_M160406_2MN2 0001484219 Government Agency Repurchase Agreement Y Fannie Mae 2034-04-01 4.000000 Government Agency Debt 3736154.00 3547826.41 Fannie Mae 2038-07-25 2.031900 Government Agency Debt 1.00 0.16 Fannie Mae 2040-10-01 5.000000 Government Agency Debt 2024240.00 988894.72 Fannie Mae 2043-11-01 4.500000 Government Agency Debt 4696366.00 3530138.64 Fannie Mae 2045-07-01 4.000000 Government Agency Debt 3345976.00 3551193.53 Fannie Mae 2046-03-25 0.970000 Government Agency Debt 1000.00 976.13 Freddie Mac 2020-10-25 4.333000 Government Agency Debt 10.00 11.16 Freddie Mac 2039-11-01 4.500000 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Treasury Repurchase Agreement Y UNITED STATES TREASURY 2017-04-30 0.424000 Treasury Debt 100.00 100.05 UNITED STATES TREASURY 2018-07-31 2.250000 Treasury Debt 992400.00 1029108.67 UNITED STATES TREASURY 2020-04-30 1.125000 Treasury Debt 100.00 100.42 UNITED STATES TREASURY 2040-11-15 4.250000 Treasury Debt 759000.00 1010700.25 First Tier Security N/A N/A 2016-04-05 2016-04-05 N N N 2000000.00 2000000.00 0.0022 N 1999956.00 1999956.00 BENNINGTON STARK CAPITAL COMPANY LLC BENNINGTON STARK CAPITAL COMPANY LLC 0.641000% 08224LE44 Asset Backed Commercial Paper N First Tier Security N/A N/A 2016-05-04 2016-05-04 N N Y Deal Sponsor SOCIETE GENERALE SA N/A N/A 4000000.00 3997653.33 0.0044 N 3998315.20 3998315.20 BLUE MOUNTAIN ENTERPRISES LLC BLUE MOUNTAIN ENTERPRISES LLC SERIES VRDN 0.420000% 095770AA1 Variable Rate Demand Note N First Tier Security N/A N/A 2016-04-07 2016-04-07 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 3640000.00 3640000.00 0.0040 N 3640000.00 3640000.00 BNP PARIBAS FORTIS SA/NV (NEW YORK BRANCH) BNP PARIBAS FORTIS SA/NV (NEW YORK BRANCH) 0.600000% 34959TDX1 Certificate of Deposit N First Tier Security N/A N/A 2016-05-09 2016-05-09 N N N 6000000.00 6000000.00 0.0067 N 6001082.46 6001082.46 BNP PARIBAS FORTIS SA/NV (NEW YORK BRANCH) BNP PARIBAS FORTIS SA/NV (NEW YORK BRANCH) 0.640000% 34959TEC6 Certificate of Deposit N First Tier Security N/A N/A 2016-06-07 2016-06-07 N N N 1000000.00 1000000.00 0.0011 N 1000256.01 1000256.01 BNP PARIBAS SA BNP PARIBAS SA 0.510000% 09658YD57 Financial Company Commercial Paper N First Tier Security N/A N/A 2016-04-05 2016-04-05 N N N 2000000.00 1999886.67 0.0022 N 1999903.80 1999903.80 BNP PARIBAS SA BNP PARIBAS SA 0.310000% 928DZM005_0.3100_M160401_2MN2 0001197610 Government Agency Repurchase Agreement Y Fannie Mae 2027-03-01 3.000000 Government Agency Debt 12454496.00 8235961.14 Freddie Mac 2019-09-01 5.500000 Government Agency Debt 1805000.00 68187.72 Freddie Mac 2035-06-01 5.500000 Government Agency Debt 777739.00 25341.60 Freddie Mac 2037-05-01 4.500000 Government Agency Debt 1209476.00 23762.47 Freddie Mac 2037-09-01 6.000000 Government Agency Debt 4118128.00 156768.59 Freddie Mac 2037-10-15 6.000000 Government Agency Debt 135305.00 5879.46 Freddie Mac 2038-01-01 6.000000 Government Agency Debt 679400.00 66790.59 Freddie Mac 2038-03-01 5.500000 Government Agency Debt 8451872.00 698629.61 Freddie Mac 2038-05-01 5.500000 Government Agency Debt 671772.00 50395.68 UNITED STATES TREASURY 2023-03-31 1.500000 Treasury Debt 6100000.00 6059014.10 First Tier Security N/A N/A 2016-04-01 2016-04-01 N N N 15000000.00 15000000.00 0.0166 N 15000000.00 15000000.00 BNP PARIBAS SA (SAN FRANCISCO BRANCH) BNP PARIBAS SA (SAN FRANCISCO BRANCH) 0.500000% 05572ND94 Certificate of Deposit N First Tier Security N/A N/A 2016-04-15 2016-04-15 N N N 7000000.00 7000000.00 0.0078 N 7000376.67 7000376.67 BNP PARIBAS SA (SAN FRANCISCO BRANCH) BNP PARIBAS SA (SAN FRANCISCO BRANCH) 0.850000% 05572NH82 Certificate of Deposit N First Tier Security N/A N/A 2016-07-22 2016-07-22 N N N 1000000.00 1000000.00 0.0011 N 1000635.71 1000635.71 BPCE SA BPCE SA 0.610900% 05571BF99 Financial Company Commercial Paper N First Tier Security N/A N/A 2016-06-09 2016-06-09 N N N 6000000.00 5992985.00 0.0066 N 5994330.00 5994330.00 CAFCO LLC CAFCO LLC 0.651500% 12476EF79 Asset Backed Commercial Paper N First Tier Security N/A N/A 2016-06-07 2016-06-07 N N Y Deal Sponsor Citibank NA N/A N/A 9000000.00 8989112.50 0.0100 N 8991091.80 8991091.80 CAFCO LLC CAFCO LLC 0.580900% 12476EFM6 Asset Backed Commercial Paper N First Tier Security N/A N/A 2016-06-21 2016-06-21 N N Y Deal Sponsor Citibank NA N/A N/A 2000000.00 1997390.00 0.0022 N 1997467.20 1997467.20 CANADIAN IMPERIAL BANK OF COMMERCE (NEW YORK BRANCH) CANADIAN IMPERIAL BANK OF COMMERCE (NEW YORK BRANCH) 0.673000% 13606AJP4 Certificate of Deposit N First Tier Security N/A N/A 2016-04-26 2016-05-26 N N N 8000000.00 8000000.00 0.0089 N 7999488.00 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0.0033 Y 3000662.70 3000662.70 WELLS FARGO SECURITIES LLC WELLS FARGO SECURITIES LLC 0.550000% 976PTX002_0.5500_M160406_2MN2 0000072971 Other Repurchase Agreement N CSMC SERIES 2009-3R 2-A-2 20370827 6.0 2037-08-27 6.000000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 2229900.00 1150123.38 TRICON AMER HOMES TR 2015-SFR1 E 20320519 FLT 2032-05-19 3.427000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 2498235.00 2300246.68 First Tier Security N/A N/A 2016-04-06 2016-04-06 N N N 3000000.00 3000000.00 0.0033 N 2999967.30 2999967.30 WELLS FARGO SECURITIES LLC WELLS FARGO SECURITIES LLC 0.550000% 976PTX002_0.5500_M160407_2MN2 0000072971 Other Repurchase Agreement N TRICON AMER HOMES TR 2015-SFR1 E 20320519 FLT 2032-05-19 3.427000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 2498235.00 2300246.68 First 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YMCA OF THE NORTHWOODS SERIES VRDN 0.480000% 98752VAA3 Variable Rate Demand Note N Unrated Security N/A N/A 2016-04-07 2016-04-07 Y FEDERAL HOME LOAN BANKS N/A N/A Y FEDERAL HOME LOAN BANKS N/A N/A N 3775000.00 3775000.00 0.0042 N 3775000.00 3775000.00