0001145549-16-010671.txt : 20160331
0001145549-16-010671.hdr.sgml : 20160331
20160205165929
ACCESSION NUMBER: 0001145549-16-010671
CONFORMED SUBMISSION TYPE: N-MFP
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160131
FILED AS OF DATE: 20160205
DATE AS OF CHANGE: 20160205
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS
CENTRAL INDEX KEY: 0000857156
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: N-MFP
SEC ACT: 1933 Act
SEC FILE NUMBER: 811-05954
FILM NUMBER: 161392954
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 1-415-667-7000
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS
DATE OF NAME CHANGE: 19920703
0000857156
S000004513
Schwab New York Municipal Money Fund
C000012394
Sweep Shares
SWNXX
C000012395
Value Advantage Shares
SWYXX
N-MFP
1
primary_doc.xml
N-MFP
N-MFP
LIVE
N
2016-01-31
0000857156
S000004513
2
N
N
N
N
033-31894
Charles Schwab Investment Management, Inc.
801-35905
PricewaterhouseCoopers LLP
San Francisco
CA
Charles Schwab Investment Management, Inc.
Boston Financial Data Services, Inc.
0000275143
84-00896
N
N
N
Single State Fund
31
31
1960285089.82
32456636.31
21881928.50
1970859797.63
0.0008
1.0011
2016-01-31
1.0011
2016-01-31
C000012394
1.00
1766948066.69
1.00
38820766.18
391566340.67
352745574.49
0.0001
1.0011
2016-01-31
1.0011
2016-01-31
C000012395
25000.00
203911730.94
1.00
-5749642.36
794297.33
6543939.69
0.0001
1.0011
2016-01-31
1.0011
2016-01-31
AMHERST DEVELOPMENT CORPORATION
REV PHA (UBF FAC-STUDENT HSG CORP) SERIES 2010B 0.050000%
031358AX2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
HSBC Bank USA NA
N/A
N/A
Y
HSBC BANK USA NA
N/A
N/A
N
5380000.00
5380000.00
0.0027
N
5380000.00
5380000.00
AMHERST N Y INDL DEV AGY
REV UNIVERSITY (DAEMEN COLLEGE) SERIES 2006B 0.060000%
031362EJ1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
MANUFACTURERS AND TRADERS TRUST CO
N/A
N/A
Y
MANUFACTURERS AND TRADERS TRUST CO
N/A
N/A
N
3265000.00
3265000.00
0.0017
N
3265000.00
3265000.00
BAY SHORE N Y UN FREE SCH DIST
GO TAX ANTICIPATION NOTE SERIES 2015-16 2.000000%
072581KP5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-24
2016-06-24
N
N
N
10000000.00
10063241.79
0.0051
N
10063800.00
10063800.00
BAYPORT-BLUE POINT N Y UN FREE SCH DIST
GO TAX ANTICIPATION NOTE SERIES 2015-16 1.500000%
073059NT0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-28
2016-06-28
N
N
N
10500000.00
10550378.04
0.0054
N
10551345.00
10551345.00
BEACON N Y
GO BOND ANTICIPATION NOTE SERIES 2015A 2.000000%
073653MZ7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-05-27
2016-05-27
N
N
N
1000000.00
1005145.32
0.0005
N
1005130.00
1005130.00
BUILD NYC RESOURCE CORP
REV SCHOOL SERIES 2015 0.010000%
12008EJF4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
TD Bank NA
N/A
N/A
Y
TD Bank NA
N/A
N/A
N
3000000.00
3000000.00
0.0015
N
3000000.00
3000000.00
BURNT HILLS-BALLSTON LAKE N Y CENT SCH DIST
GO BOND ANTICIPATION NOTE SERIES 2015 1.500000%
122547KX9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-24
2016-06-24
N
N
N
2000000.00
2008695.23
0.0010
N
2009420.00
2009420.00
CHEEKTOWAGA-MARYVALE N Y UN FREE SCH DIST
GO BOND ANTICIPATION NOTE SERIES 2015 1.750000%
162866GU5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-23
2016-06-23
N
N
N
5540000.00
5566696.73
0.0028
N
5568697.20
5568697.20
CLINTON CNTY N Y
GO BOND ANTICIPATION NOTE SERIES 2015B 1.500000%
187468JE4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-10
2016-06-10
N
N
N
9800000.00
9832801.32
0.0050
N
9836260.00
9836260.00
COLONIE N Y LOC DEV CORP
REV IDB & PCR (SHAKER POINTE AT CARONDELET INC) SERIES 2011 0.010000%
196220AA5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
MANUFACTURERS AND TRADERS TRUST CO
N/A
N/A
Y
MANUFACTURERS AND TRADERS TRUST CO
N/A
N/A
N
10000000.00
10000000.00
0.0051
N
10000000.00
10000000.00
COLONIE N Y LOC DEV CORP
REV HEALTHCARE (SHAKER POINTE AT CARONDELET INC) SERIES 2013 0.010000%
196220AB3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
MANUFACTURERS AND TRADERS TRUST CO
N/A
N/A
Y
MANUFACTURERS AND TRADERS TRUST CO
N/A
N/A
N
12000000.00
12000000.00
0.0061
N
12000000.00
12000000.00
COLUMBIA CNTY N Y
GO BOND ANTICIPATION NOTE SERIES 2015A 1.250000%
197504PG2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-03
2016-02-03
N
N
N
8600000.00
8600476.89
0.0044
N
8600430.00
8600430.00
EAST HAMPTON TWN N Y
GO BOND ANTICIPATION NOTE SERIES 2015 2.000000%
272731R36
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-26
2016-08-26
N
N
N
2895623.00
2918235.75
0.0015
N
2917195.39
2917195.39
EASTPORT SOUTH MANOR CENT SCH DIST N Y
GO TAX ANTICIPATION NOTE SERIES 2015-16 1.500000%
27779THQ4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-24
2016-06-24
N
N
N
7000000.00
7033163.97
0.0036
N
7032340.00
7032340.00
FRANKLIN CNTY NY CIVIC DEV CORP REVENUE
REV HOSPITAL (ALICE HYDE HOSPITAL ASSOCIATION) SERIES 2013A 0.010000%
35313PAA0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
HSBC Bank USA NA
N/A
N/A
Y
HSBC BANK USA NA
N/A
N/A
N
4265000.00
4265000.00
0.0022
N
4265000.00
4265000.00
HAMPTON BAYS N Y UN FREE SCH DIST
GO BOND ANTICIPATION NOTE SERIES 2015 1.750000%
409095FB7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-24
2016-06-24
N
N
N
4711250.00
4736342.25
0.0024
N
4738104.13
4738104.13
ISLIP N Y UN FREE SCH DIST
GO TAX ANTICIPATION NOTE SERIES 2015-16 1.500000%
464776PJ6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-24
2016-06-24
N
N
N
6000000.00
6028412.31
0.0031
N
6027720.00
6027720.00
JERICHO N Y UN FREE SCH DIST
GO TAX ANTICIPATION NOTE SERIES 2015-16 2.000000%
476358EQ5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-19
2016-06-19
N
N
N
3330000.00
3351788.33
0.0017
N
3351578.40
3351578.40
LANCASTER TOWN N Y INDL DEV AGY
REV IDB & PCR (2000 GREENFIELD MANOR INC) SERIES 2000 0.060000%
514502AA1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
MANUFACTURERS AND TRADERS TRUST CO
N/A
N/A
Y
MANUFACTURERS AND TRADERS TRUST CO
N/A
N/A
N
8635000.00
8635000.00
0.0044
N
8635000.00
8635000.00
LONGWOOD CENT SCH DIST SUFFOLK CNTY N Y
GO TAX ANTICIPATION NOTE SERIES 2015-16 1.750000%
543364FN8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-24
2016-06-24
N
N
N
2000000.00
2011644.72
0.0010
N
2011360.00
2011360.00
MATTITUCK CUTCHOGUE UNION FREE SCHOOL DISTRICT NY
GO TAX ANTICIPATION NOTE SERIES 2015 1.500000%
577156GQ9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-17
2016-06-17
N
N
N
9400000.00
9440642.10
0.0048
N
9441454.00
9441454.00
METROPOLITAN TRANS AUTH NY DEDICATED TAX FD
REV TRANSPORTATION SERIES 2004B2 0.020000%
46636YNQ9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
8055000.00
8055000.00
0.0041
N
8055000.00
8055000.00
METROPOLITAN TRANS AUTH NY DEDICATED TAX FD
REV TRANSPORTATION SERIES 2012B2 5.000000%
59259NN66
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-11-01
2016-11-01
N
N
N
210000.00
217142.68
0.0001
N
217253.40
217253.40
METROPOLITAN TRANS AUTH NY DEDICATED TAX FD
REV TRANSPORTATION SERIES 2002B-1 0.010000%
59259NP49
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
STATE STREET BANK AND TRUST COMPANY
N/A
N/A
Y
STATE STREET BANK AND TRUST COMPANY
N/A
N/A
N
7625000.00
7625000.00
0.0039
N
7625000.00
7625000.00
METROPOLITAN TRANS AUTH NY DEDICATED TAX FD
REV TRANSPORTATION SERIES 2012A 0.020000%
59259NT37
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
Citibank NA
N/A
N/A
N
N
8000000.00
8000000.00
0.0041
N
8000000.00
8000000.00
METROPOLITAN TRANS AUTH NY DEDICATED TAX FD
REV TRANSPORTATION SERIES 2012A 0.010000%
59259NT78
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
Credit Suisse AG
N/A
N/A
N
Y
Corporate Underlier
METROPOLITAN TRANS AUTH NY DEDICATED TAX FD
N/A
N/A
6665000.00
6665000.00
0.0034
N
6665000.00
6665000.00
METROPOLITAN TRANS AUTH NY DEDICATED TAX FD
REV TRANSPORTATION SERIES 2006B 0.020000%
59259NUJ0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
Citibank NA
N/A
N/A
N
N
5000000.00
5000000.00
0.0025
N
5000000.00
5000000.00
METROPOLITAN TRANS AUTH NY DEDICATED TAX FD
REV TRANSPORTATION BOND ANTICIPATION NOTE SERIES 2015 A3 0.750000%
59259NZ48
Other Municipal Debt
N
First Tier Security
N/A
N/A
2016-06-01
2016-06-01
N
N
N
10000000.00
10016225.73
0.0051
N
10020400.00
10020400.00
METROPOLITAN TRANS AUTH NY DEDICATED TAX FD
REV TRANSPORTATION SERIES 2009B 0.020000%
88033LZY8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
3165000.00
3165000.00
0.0016
N
3165000.00
3165000.00
METROPOLITAN TRANS AUTH NY TRANSPORTATION REV
REV TRANSPORTATION REVENUE ANTICIPATION NOTE SERIES 2015A 0.500000%
59259Y5P0
Other Municipal Debt
N
First Tier Security
N/A
N/A
2016-03-01
2016-03-01
N
N
N
4000000.00
4000000.00
0.0020
N
4001280.00
4001280.00
METROPOLITAN TRANS AUTH NY TRANSPORTATION REV
REV TRANSPORTATION SERIES 2015 0.010000%
59259Y7B9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
BANK OF TOKYO-MITSUBISHI UFJ LTD
N/A
N/A
Y
BANK OF TOKYO-MITSUBISHI UFJ LTD
N/A
N/A
N
5675000.00
5675000.00
0.0029
N
5675000.00
5675000.00
METROPOLITAN TRANS AUTH NY TRANSPORTATION REV
REV TRANSPORTATION SERIES 2015 0.020000%
59259Y7E3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
Bank of the West
N/A
N/A
Y
Bank of the West
N/A
N/A
N
7000000.00
7000000.00
0.0036
N
7000000.00
7000000.00
METROPOLITAN TRANS AUTH NY TRANSPORTATION REV
REV TRANSPORTATION SERIES 2012G1 0.010000%
59259Y7Q6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
TD Bank NA
N/A
N/A
Y
TD Bank NA
N/A
N/A
N
3275000.00
3275000.00
0.0017
N
3275000.00
3275000.00
METROPOLITAN TRANS AUTH NY TRANSPORTATION REV
REV TRANSPORTATION SERIES 2012G-2 0.010000%
59259Y7S2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
TD Bank NA
N/A
N/A
Y
TD Bank NA
N/A
N/A
N
10000000.00
10000000.00
0.0051
N
10000000.00
10000000.00
METROPOLITAN TRANS AUTH NY TRANSPORTATION REV
REV TRANSPORTATION SERIES 2012C 4.000000%
59259YNH8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-11-15
2016-11-15
N
N
N
375000.00
385281.60
0.0002
N
385575.00
385575.00
METROPOLITAN TRANS AUTH NY TRANSPORTATION REV
REV TRANSPORTATION SERIES 2007A 0.020000%
59259YX87
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
Citibank NA
N/A
N/A
Y
Berkshire Hathaway Assurance Corp
N/A
N/A
N
29500000.00
29500000.00
0.0150
N
29500000.00
29500000.00
MIDDLE CTRY CENT SCH DIST N Y CENTEREACH
GO BOND ANTICIPATION NOTE SERIES 2015 1.500000%
595685MR6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-26
2016-08-26
N
N
N
8000000.00
8052862.84
0.0041
N
8048960.00
8048960.00
MILLER PLACE N Y UN FREE SCH DIST
GO TAX ANTICIPATION NOTE SERIES TAXES 20 1.500000%
600582KZ2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-27
2016-06-27
N
N
N
11000000.00
11044810.09
0.0056
N
11049280.00
11049280.00
MONROE CNTY N Y INDL DEV CORP
REV COUNTY SERIES 2004 0.110000%
610752CU9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
MANUFACTURERS AND TRADERS TRUST CO
N/A
N/A
Y
MANUFACTURERS AND TRADERS TRUST CO
N/A
N/A
N
1100000.00
1100000.00
0.0006
N
1100000.00
1100000.00
NASSAU HEALTH CARE CORP N Y
REV HOSPITAL SERIES 2009 C-2 0.010000%
63167NAW6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
Wells Fargo Bank NA
N/A
N/A
Y
Wells Fargo Bank NA
N/A
N/A
N
485000.00
485000.00
0.0002
N
485000.00
485000.00
NEW YORK CITY INDUSTRIAL DEVELOPMENT AGENCY
REV IDB & PCR (GARY PLASTIC PACKAGING CORP) SERIES 1998 0.200000%
649705NS5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
1050000.00
1050000.00
0.0005
N
1050000.00
1050000.00
NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY
REV WATER & SEWER SERIES Fiscal 2009GG2 0.020000%
46632P5H2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
7295000.00
7295000.00
0.0037
N
7295000.00
7295000.00
NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY
REV WATER & SEWER SERIES 2001 F-2 0.010000%
64970KRN9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
4650000.00
4650000.00
0.0024
N
4650000.00
4650000.00
NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY
REV WATER & SEWER SERIES 2006 BB 3.800000%
64972FAU0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-15
2016-06-15
N
N
N
125000.00
126589.48
0.0001
N
126643.75
126643.75
NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY
REV WATER & SEWER SERIES 2006BB 5.000000%
64972FBE5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-15
2016-06-15
N
N
N
995000.00
1012029.93
0.0005
N
1012452.30
1012452.30
NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY
REV WATER & SEWER SERIES 2003F1 A 0.010000%
64972FG26
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
Wells Fargo Bank NA
N/A
N/A
N
N
6500000.00
6500000.00
0.0033
N
6500000.00
6500000.00
NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY
REV WATER & SEWER SERIES 2007 BB 5.000000%
64972FGU4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-15
2016-06-15
N
Y
UNITED STATES TREASURY
N/A
N/A
N
2780000.00
2828413.70
0.0014
N
2827732.60
2827732.60
NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY
REV WATER & SEWER SERIES 2007 BB 5.000000%
64972FGX8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-15
2016-06-15
N
Y
UNITED STATES TREASURY
N/A
N/A
N
150000.00
152544.91
0.0001
N
152575.50
152575.50
NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY
REV WATER & SEWER SERIES 2010BB 3.250000%
64972FH74
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-15
2016-06-15
N
N
N
100000.00
101012.83
0.0001
N
101113.00
101113.00
NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY
REV WATER & SEWER SERIES 2007CC-2 0.010000%
64972FHJ8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-01
2016-02-01
Y
Bank of Nova Scotia
N/A
N/A
N
N
700000.00
700000.00
0.0004
N
700000.00
700000.00
NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY
REV WATER & SEWER SERIES 2010FF 3.000000%
64972FM45
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-15
2016-06-15
N
N
N
100000.00
100938.57
0.0001
N
101022.00
101022.00
NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY
REV WATER & SEWER SERIES 2012FF 5.000000%
64972FN44
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-15
2016-06-15
N
N
N
475000.00
483025.44
0.0002
N
483331.50
483331.50
NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY
REV WATER & SEWER SERIES 2011BB 4.000000%
64972FU46
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-15
2016-06-15
N
N
N
300000.00
303914.25
0.0002
N
304164.00
304164.00
NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY
REV WATER & SEWER SERIES 2009AA 5.000000%
64972FVV5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-15
2016-06-15
N
N
N
1295000.00
1317277.03
0.0007
N
1317714.30
1317714.30
NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY
REV WATER & SEWER SERIES Fiscal 2009DD 0.020000%
64972FYV2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-04
2016-02-05
Y
Citibank NA
N/A
N/A
N
N
8125000.00
8125000.00
0.0041
N
8125000.00
8125000.00
NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY
REV WATER & SEWER SERIES 2009 FF1 4.000000%
64972FZY5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-15
2016-06-15
N
N
N
225000.00
228039.91
0.0001
N
228123.00
228123.00
NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY
REV WATER & SEWER SERIES 2009 FF1 5.000000%
64972FZZ2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-15
2016-06-15
N
N
N
410000.00
416946.88
0.0002
N
417191.40
417191.40
NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY
REV WATER & SEWER SERIES 2013 AA2 0.010000%
64972GAS3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
BANK OF TOKYO-MITSUBISHI UFJ LTD
N/A
N/A
N
N
33300000.00
33300000.00
0.0169
N
33300000.00
33300000.00
NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY
REV WATER & SEWER SERIES AA-1B 0.010000%
64972GAW4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-01
2016-02-01
Y
STATE STREET BANK AND TRUST COMPANY
N/A
N/A
N
N
3645000.00
3645000.00
0.0018
N
3645000.00
3645000.00
NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY
REV WATER & SEWER SERIES Fiscal 2011EE 0.020000%
64972GCZ5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
6175000.00
6175000.00
0.0031
N
6175000.00
6175000.00
NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY
REV WATER & SEWER SERIES 2015BB-4 0.010000%
64972GEN0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-01
2016-02-01
Y
Wells Fargo Bank NA
N/A
N/A
N
N
700000.00
700000.00
0.0004
N
700000.00
700000.00
NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY
REV WATER & SEWER SERIES 2016 AA1 0.010000%
64972GJN5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-01
2016-02-01
Y
Bank of America NA
N/A
N/A
N
N
6000000.00
6000000.00
0.0030
N
6000000.00
6000000.00
NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY
REV WATER & SEWER SERIES 2016 AA2 0.010000%
64972GJQ8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-01
2016-02-01
Y
PNC BANK NATIONAL ASSOCIATION
N/A
N/A
N
N
14250000.00
14250000.00
0.0072
N
14250000.00
14250000.00
NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY
REV WATER & SEWER SERIES 2016 AA3 0.010000%
64972GJS4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-01
2016-02-01
Y
Royal Bank of Canada
N/A
N/A
N
N
5000000.00
5000000.00
0.0025
N
5000000.00
5000000.00
NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY
REV WATER & SEWER SERIES Fiscal 2007A 0.010000%
74703YTU4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
Bank of America NA
N/A
N/A
N
N
11500000.00
11500000.00
0.0058
N
11500000.00
11500000.00
NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY
REV WATER & SEWER SERIES Fiscal 2012BB 0.010000%
74926YVE8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
Royal Bank of Canada
N/A
N/A
N
N
10515000.00
10515000.00
0.0053
N
10515000.00
10515000.00
NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY
REV WATER & SEWER SERIES Fiscal 2013CC 0.020000%
76252PBK4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
Barclays Bank PLC
N/A
N/A
N
N
10540000.00
10540000.00
0.0053
N
10540000.00
10540000.00
NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY
REV WATER & SEWER SERIES Fiscal 2012BB 0.020000%
76252PCN7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
Barclays Bank PLC
N/A
N/A
N
N
4000000.00
4000000.00
0.0020
N
4000000.00
4000000.00
NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY
REV WATER & SEWER SERIES Fiscal 2014DD 0.020000%
88033LC80
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
4000000.00
4000000.00
0.0020
N
4000000.00
4000000.00
NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY
REV WATER & SEWER SERIES Fiscal 2012FF 0.020000%
88033LRU5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
19640000.00
19640000.00
0.0100
N
19640000.00
19640000.00
NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY
REV WATER & SEWER SERIES 2016 BB-1 0.010000%
88033MLB1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
STATE STREET BANK AND TRUST COMPANY
N/A
N/A
N
N
10130000.00
10130000.00
0.0051
N
10130000.00
10130000.00
NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY
REV WATER & SEWER SERIES 2011HH 0.010000%
88033MMY0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
Royal Bank of Canada
N/A
N/A
N
N
14700000.00
14700000.00
0.0075
N
14700000.00
14700000.00
NEW YORK CITY TRANSITIONAL FIN AUTH
REV CITY SERIES Fiscal 2007B 0.020000%
46632PSE4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
7495000.00
7495000.00
0.0038
N
7495000.00
7495000.00
NEW YORK CITY TRANSITIONAL FIN AUTH
REV CITY SERIES Fiscal 2010A1 0.020000%
46633VDB2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
11000000.00
11000000.00
0.0056
N
11000000.00
11000000.00
NEW YORK CITY TRANSITIONAL FIN AUTH
REV CITY SERIES Fiscal 2011D1 0.020000%
46633VQ36
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
3750000.00
3750000.00
0.0019
N
3750000.00
3750000.00
NEW YORK CITY TRANSITIONAL FIN AUTH
REV CITY SERIES Fiscal 2013F1 0.020000%
46636Y7R5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
3240000.00
3240000.00
0.0016
N
3240000.00
3240000.00
NEW YORK CITY TRANSITIONAL FIN AUTH
REV SPECIAL TAX SERIES 2001A 0.010000%
649716WE3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
10100000.00
10100000.00
0.0051
N
10100000.00
10100000.00
NEW YORK CITY TRANSITIONAL FIN AUTH
REV CITY 0.010000%
64971KGF7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-01
2016-02-01
Y
Royal Bank of Canada
N/A
N/A
N
N
2500000.00
2500000.00
0.0013
N
2500000.00
2500000.00
NEW YORK CITY TRANSITIONAL FIN AUTH
REV CITY SERIES C1 0.010000%
64971MNB4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
Credit Suisse AG
N/A
N/A
N
N
6000000.00
6000000.00
0.0030
N
6000000.00
6000000.00
NEW YORK CITY TRANSITIONAL FIN AUTH
REV CITY SERIES Fiscal 2012F1 0.020000%
64971Q6S7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
7500000.00
7500000.00
0.0038
N
7500000.00
7500000.00
NEW YORK CITY TRANSITIONAL FIN AUTH
REV CITY SERIES Fiscal 2012F1 0.020000%
64971Q6W8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
3400000.00
3400000.00
0.0017
N
3400000.00
3400000.00
NEW YORK CITY TRANSITIONAL FIN AUTH
REV CITY SERIES 2011E 5.000000%
64971QCP6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-11-01
2016-11-01
N
N
N
175000.00
180952.23
0.0001
N
181030.50
181030.50
NEW YORK CITY TRANSITIONAL FIN AUTH
REV CITY SERIES 2012C 4.000000%
64971QNP4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-11-01
2016-11-01
N
N
N
235000.00
241314.77
0.0001
N
241298.00
241298.00
NEW YORK CITY TRANSITIONAL FIN AUTH
REV CITY SERIES 2014D-1 2.000000%
64971WDQ0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-01
2016-02-01
N
N
N
450000.00
450000.00
0.0002
N
450000.00
450000.00
NEW YORK CITY TRANSITIONAL FIN AUTH
REV CITY SERIES 2015 A-1 4.000000%
64971WFN5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
100000.00
101781.75
0.0001
N
101832.00
101832.00
NEW YORK CITY TRANSITIONAL FIN AUTH
REV CITY SERIES Fiscal 2014A1 0.020000%
64971WGY0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
5780000.00
5780000.00
0.0029
N
5780000.00
5780000.00
NEW YORK CITY TRANSITIONAL FIN AUTH
REV CITY SERIES Fiscal 2015A1 0.020000%
64971WHA1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
2000000.00
2000000.00
0.0010
N
2000000.00
2000000.00
NEW YORK CITY TRANSITIONAL FIN AUTH
REV CITY SERIES 2003B 5.000000%
64971WHH6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-01
2016-02-01
N
N
N
1920000.00
1920000.00
0.0010
N
1920000.00
1920000.00
NEW YORK CITY TRANSITIONAL FIN AUTH
REV CITY SERIES FY2014B1 5.000000%
64971WSK7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-11-01
2016-11-01
N
N
N
225000.00
232549.57
0.0001
N
232701.75
232701.75
NEW YORK CITY TRANSITIONAL FIN AUTH
REV CITY SERIES 2016A5 0.010000%
64971WUR9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-01
2016-02-01
Y
Royal Bank of Canada
N/A
N/A
N
N
2000000.00
2000000.00
0.0010
N
2000000.00
2000000.00
NEW YORK CITY TRANSITIONAL FIN AUTH
REV CITY (NEW YORK STATE OF) SERIES 2007S-1 5.000000%
64972HAR3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-07-15
2016-07-15
N
N
Y
Corporate Underlier
NEW YORK STATE OF
N/A
N/A
100000.00
102082.93
0.0001
N
102130.00
102130.00
NEW YORK CITY TRANSITIONAL FIN AUTH
REV CITY (NEW YORK STATE OF) SERIES S-1 5.000000%
64972HJD5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-07-15
2016-07-15
N
N
Y
Corporate Underlier
NEW YORK STATE OF
N/A
N/A
100000.00
102087.34
0.0001
N
102130.00
102130.00
NEW YORK CITY TRANSITIONAL FIN AUTH
REV CITY (NEW YORK STATE OF) SERIES 2011 S1A 5.000000%
64972HQE5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-07-15
2016-07-15
N
N
Y
Corporate Underlier
NEW YORK STATE OF
N/A
N/A
250000.00
255141.52
0.0001
N
255325.00
255325.00
NEW YORK CITY TRANSITIONAL FIN AUTH
REV CITY (NEW YORK STATE OF) SERIES Fiscal 2008S1 0.020000%
64972HRC8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
Citibank NA
N/A
N/A
N
Y
Corporate Underlier
NEW YORK STATE OF
N/A
N/A
6000000.00
6000000.00
0.0030
N
6000000.00
6000000.00
NEW YORK CITY TRANSITIONAL FIN AUTH
REV CITY (NEW YORK STATE OF) SERIES 2012 S1A 5.000000%
64972HSP8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-07-15
2016-07-15
N
N
Y
Corporate Underlier
NEW YORK STATE OF
N/A
N/A
350000.00
357307.90
0.0002
N
357455.00
357455.00
NEW YORK CITY TRANSITIONAL FIN AUTH
REV CITY (NEW YORK STATE OF) SERIES 2013 S-1 5.000000%
64972HTZ5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-07-15
2016-07-15
N
N
Y
Corporate Underlier
NEW YORK STATE OF
N/A
N/A
1040000.00
1062029.30
0.0005
N
1062152.00
1062152.00
NEW YORK CITY TRANSITIONAL FIN AUTH
REV CITY (NEW YORK STATE OF) SERIES Fiscal 2015S1 0.020000%
64972HWC2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
Morgan Stanley Bank NA
N/A
N/A
N
Y
Corporate Underlier
NEW YORK STATE OF
N/A
N/A
4000000.00
4000000.00
0.0020
N
4000000.00
4000000.00
NEW YORK CITY TRANSITIONAL FIN AUTH
REV CITY SERIES E1 0.010000%
74926YC82
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
Royal Bank of Canada
N/A
N/A
N
N
4835000.00
4835000.00
0.0025
N
4835000.00
4835000.00
NEW YORK CITY TRANSITIONAL FIN AUTH
REV CITY (NEW YORK STATE OF) SERIES Fiscal 2015S2 0.020000%
88033MBG1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
Toronto-Dominion Bank/The
N/A
N/A
N
Y
Corporate Underlier
NEW YORK STATE OF
N/A
N/A
3000000.00
3000000.00
0.0015
N
3000000.00
3000000.00
NEW YORK CITY TRANSITIONAL FIN AUTH
REV CITY (NEW YORK STATE OF) SERIES Fiscal 2015S2 0.020000%
88033MEU7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
Citibank NA
N/A
N/A
N
Y
Corporate Underlier
NEW YORK STATE OF
N/A
N/A
8000000.00
8000000.00
0.0041
N
8000000.00
8000000.00
NEW YORK CITY TRANSITIONAL FIN AUTH
REV CITY SERIES 2016A-1 0.020000%
88033MGQ4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
1500000.00
1500000.00
0.0008
N
1500000.00
1500000.00
NEW YORK CITY TRANSITIONAL FIN AUTH
REV CITY SERIES 2016C 0.020000%
88033MKK2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
10000000.00
10000000.00
0.0051
N
10000000.00
10000000.00
NEW YORK CITY TRANSITIONAL FIN AUTH
REV CITY (NEW YORK STATE OF) REVENUE ANTICIPATION NOTE SERIES Fiscal 2009S4 0.030000%
94985NHA2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
Wells Fargo & Company
N/A
N/A
N
Y
Corporate Underlier
NEW YORK STATE OF
N/A
N/A
16435000.00
16435000.00
0.0083
N
16435000.00
16435000.00
NEW YORK CITY TRUST FOR CULTURAL RESOURCES (NY)
REV EDUCATIONAL INSTITUTION (AMERICAN MUSEUM OF NATURAL HISTORY) SERIES 2014B2 0.020000%
64972SAC2
Other Municipal Debt
N
First Tier Security
N/A
N/A
2016-02-04
2016-06-10
N
N
Y
Corporate Underlier
American Museum of Natural History
N/A
N/A
13490000.00
13490000.00
0.0068
N
13478128.80
13478128.80
NEW YORK LIBERTY DEVELOPMENT CORP
REV CITY (PORT AUTHORITY OF NEW YORK & NEW JERSEY) SERIES 2011 0.030000%
46636YEJ5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Corporate Underlier
PORT AUTHORITY OF NEW YORK & NEW JERSEY
N/A
N/A
5815000.00
5815000.00
0.0030
N
5815000.00
5815000.00
NEW YORK N Y
REV CITY SERIES Fiscal 2008E 0.010000%
18886PM51
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
STATE STREET BANK AND TRUST COMPANY
N/A
N/A
N
N
18695000.00
18695000.00
0.0095
N
18695000.00
18695000.00
NEW YORK N Y
GO SERIES Fiscal 2013A1 0.020000%
46640KAC8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
3750000.00
3750000.00
0.0019
N
3750000.00
3750000.00
NEW YORK N Y
GO SERIES 2006I-1 5.000000%
64966FC51
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-01
2016-04-01
N
N
N
100000.00
100758.77
0.0001
N
100797.00
100797.00
NEW YORK N Y
GO SERIES 2006J-1 4.000000%
64966FK86
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-01
2016-06-01
N
N
N
100000.00
101162.60
0.0001
N
101244.00
101244.00
NEW YORK N Y
GO SERIES 2008L-1 5.000000%
64966G3S9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-01
2016-04-01
N
N
N
465000.00
468487.08
0.0002
N
468706.05
468706.05
NEW YORK N Y
GO SERIES Fiscal 2008L1 0.020000%
64966G6D9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-04
2016-02-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
6660000.00
6660000.00
0.0034
N
6660000.00
6660000.00
NEW YORK N Y
GO SERIES 2009 A-1 4.000000%
64966G6Y3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-15
2016-08-15
N
N
N
200000.00
203787.25
0.0001
N
203962.00
203962.00
NEW YORK N Y
GO SERIES 2003 G-5 5.000000%
64966G7T3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
100000.00
102281.96
0.0001
N
102331.00
102331.00
NEW YORK N Y
GO SERIES 2007D 5.000000%
64966GAJ1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-01
2016-02-01
N
N
N
300000.00
300000.00
0.0002
N
300000.00
300000.00
NEW YORK N Y
GO SERIES 2009 G 4.000000%
64966GD41
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
100000.00
101776.93
0.0001
N
101837.00
101837.00
NEW YORK N Y
GO SERIES 2008A-1 4.150000%
64966GLN0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
200000.00
203716.47
0.0001
N
203822.00
203822.00
NEW YORK N Y
GO SERIES 2008A-1 4.500000%
64966GLP5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
335000.00
341848.50
0.0002
N
341981.40
341981.40
NEW YORK N Y
GO SERIES 2008 A-1 5.000000%
64966GLQ3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
375000.00
383412.80
0.0002
N
383741.25
383741.25
NEW YORK N Y
GO SERIES 2008A1 5.000000%
64966GM90
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
100000.00
102286.67
0.0001
N
102331.00
102331.00
NEW YORK N Y
GO SERIES 2008I-1 4.500000%
64966GR38
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-01
2016-02-01
N
N
N
265000.00
265000.00
0.0001
N
265000.00
265000.00
NEW YORK N Y
GO SERIES 2008i-1 5.000000%
64966GR46
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-01
2016-02-01
N
N
N
635000.00
635000.00
0.0003
N
635000.00
635000.00
NEW YORK N Y
GO SERIES 2008A-1 5.000000%
64966GSW3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
1085000.00
1109987.68
0.0006
N
1110291.35
1110291.35
NEW YORK N Y
GO SERIES 2008J-1 5.000000%
64966GX80
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
400000.00
409150.14
0.0002
N
409324.00
409324.00
NEW YORK N Y
GO SERIES 2008 E 5.000000%
64966GYZ9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
280000.00
286374.17
0.0001
N
286526.80
286526.80
NEW YORK N Y
GO SERIES 2008 D-4 0.010000%
64966GZR6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
BANK OF MONTREAL
N/A
N/A
N
N
7050000.00
7050000.00
0.0036
N
7050000.00
7050000.00
NEW YORK N Y
GO SERIES 2011E 5.000000%
64966H2Y5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
350000.00
357986.34
0.0002
N
358158.50
358158.50
NEW YORK N Y
GO SERIES 2009 B1 5.250000%
64966HAS9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-09-01
2016-09-01
N
N
N
130000.00
133648.20
0.0001
N
133695.90
133695.90
NEW YORK N Y
GO SERIES 2009 C 5.250000%
64966HBP4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
175000.00
179242.21
0.0001
N
179294.50
179294.50
NEW YORK N Y
GO SERIES 2011 B 4.000000%
64966HC65
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
400000.00
407117.36
0.0002
N
407348.00
407348.00
NEW YORK N Y
GO SERIES 2009H-1 5.000000%
64966HGN4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-01
2016-03-01
N
N
N
615000.00
617264.41
0.0003
N
617466.15
617466.15
NEW YORK N Y
GO SERIES Fiscal 2009 H1 0.020000%
64966HHH6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-04
2016-02-05
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
15000000.00
15000000.00
0.0076
N
15000000.00
15000000.00
NEW YORK N Y
GO SERIES Fiscal 2009J1 0.010000%
64966HMA5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
Citibank NA
N/A
N/A
N
N
23225000.00
23225000.00
0.0118
N
23225000.00
23225000.00
NEW YORK N Y
GO SERIES Fiscal 2005C3 0.010000%
64966HMG2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-04
2016-02-05
Y
Credit Suisse AG
N/A
N/A
N
N
8700000.00
8700000.00
0.0044
N
8700000.00
8700000.00
NEW YORK N Y
GO SERIES FY2010B 4.000000%
64966HNF3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
100000.00
101756.40
0.0001
N
101837.00
101837.00
NEW YORK N Y
GO SERIES 2009C 5.000000%
64966HPM6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
100000.00
102235.47
0.0001
N
102331.00
102331.00
NEW YORK N Y
GO SERIES 2010 E 4.000000%
64966HSA9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
400000.00
407172.90
0.0002
N
407348.00
407348.00
NEW YORK N Y
GO SERIES 2010 E 5.000000%
64966HSB7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
350000.00
357979.85
0.0002
N
358158.50
358158.50
NEW YORK N Y
REV PUBLIC SERVICES SERIES 2010G-4 0.010000%
64966HXT2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
Barclays Bank PLC
N/A
N/A
N
N
3000000.00
3000000.00
0.0015
N
3000000.00
3000000.00
NEW YORK N Y
GO SERIES 2010H-2 3.000000%
64966HZG8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-01
2016-06-01
N
N
N
100000.00
100821.63
0.0001
N
100917.00
100917.00
NEW YORK N Y
GO SERIES 2010H-2 5.000000%
64966HZV5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-01
2016-06-01
N
N
N
300000.00
304540.75
0.0002
N
304716.00
304716.00
NEW YORK N Y
GO SERIES 2013B 5.000000%
64966J3J3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
135000.00
138094.41
0.0001
N
138146.85
138146.85
NEW YORK N Y
GO SERIES F1994 A5 5.000000%
64966J3T1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
335000.00
342651.05
0.0002
N
342808.85
342808.85
NEW YORK N Y
GO SERIES 2012G-3 0.010000%
64966JB47
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
Citibank NA
N/A
N/A
Y
Citibank NA
N/A
N/A
N
2000000.00
2000000.00
0.0010
N
2000000.00
2000000.00
NEW YORK N Y
GO SERIES 2012 G-4 0.010000%
64966JB54
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-01
2016-02-01
Y
Citibank NA
N/A
N/A
Y
Citibank NA
N/A
N/A
N
9600000.00
9600000.00
0.0049
N
9600000.00
9600000.00
NEW YORK N Y
GO SERIES 2012G-1 5.000000%
64966JC95
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-01
2016-04-01
N
N
N
140000.00
141041.99
0.0001
N
141115.80
141115.80
NEW YORK N Y
GO SERIES 2011 I-1 4.000000%
64966JEJ1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
150000.00
152608.54
0.0001
N
152755.50
152755.50
NEW YORK N Y
GO SERIES 2011 I-1 5.000000%
64966JEQ5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
410000.00
419281.04
0.0002
N
419557.10
419557.10
NEW YORK N Y
GO SERIES 2012-I 5.000000%
64966JM60
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
235000.00
240403.41
0.0001
N
240477.85
240477.85
NEW YORK N Y
GO SERIES 2012B 4.000000%
64966JNM4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
410000.00
417340.92
0.0002
N
417531.70
417531.70
NEW YORK N Y
GO SERIES 2004 H-A 5.000000%
64966JSY3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-01
2016-03-01
N
N
N
150000.00
150545.16
0.0001
N
150601.50
150601.50
NEW YORK N Y
GO SERIES 2012E 5.000000%
64966JUC8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
550000.00
562613.38
0.0003
N
562820.50
562820.50
NEW YORK N Y
GO SERIES 2012F 5.000000%
64966JVN3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
2570000.00
2629222.44
0.0013
N
2629906.70
2629906.70
NEW YORK N Y
GO SERIES 2003 C-A 5.000000%
64966K4E0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
420000.00
429694.31
0.0002
N
429790.20
429790.20
NEW YORK N Y
GO SERIES 2002C 4.000000%
64966K4K6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
245000.00
249282.64
0.0001
N
249500.65
249500.65
NEW YORK N Y
GO SERIES 2014E 5.000000%
64966K4R1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
335000.00
342650.35
0.0002
N
342808.85
342808.85
NEW YORK N Y
GO SERIES 2014F 3.000000%
64966K5M1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
500000.00
506454.87
0.0003
N
506715.00
506715.00
NEW YORK N Y
GO SERIES fiscal 2012D1 0.020000%
64966K6J7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
2500000.00
2500000.00
0.0013
N
2500000.00
2500000.00
NEW YORK N Y
GO SERIES 2013D 5.000000%
64966KDP5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
1150000.00
1176367.69
0.0006
N
1176806.50
1176806.50
NEW YORK N Y
GO SERIES D&E 0.010000%
64966KNG4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
Citibank NA
N/A
N/A
N
N
13500000.00
13500000.00
0.0068
N
13500000.00
13500000.00
NEW YORK N Y
GO SERIES 2013 F-1 5.000000%
64966KQF3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-01
2016-03-01
N
N
N
685000.00
687526.69
0.0003
N
687746.85
687746.85
NEW YORK N Y
GO SERIES H 3.000000%
64966KRM7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
125000.00
126581.67
0.0001
N
126678.75
126678.75
NEW YORK N Y
GO SERIES 2014-1 4.000000%
64966KS46
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
1590000.00
1618892.55
0.0008
N
1619208.30
1619208.30
NEW YORK N Y
GO SERIES Fiscal 2014A1 0.010000%
64966KT60
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
Citibank NA
N/A
N/A
N
N
8000000.00
8000000.00
0.0041
N
8000000.00
8000000.00
NEW YORK N Y
GO SERIES 2014B 4.000000%
64966KT94
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
825000.00
839748.22
0.0004
N
840155.25
840155.25
NEW YORK N Y
GO SERIES Fiscal 2013F1 0.010000%
64966KWR0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
Credit Suisse AG
N/A
N/A
N
N
7300000.00
7300000.00
0.0037
N
7300000.00
7300000.00
NEW YORK N Y
GO SERIES 2013I 4.000000%
64966KXU2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
225000.00
229027.49
0.0001
N
229133.25
229133.25
NEW YORK N Y
GO SERIES 2013J 5.000000%
64966KYP2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
515000.00
526838.19
0.0003
N
527004.65
527004.65
NEW YORK N Y
GO SERIES 2014 G 5.000000%
64966LDR9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
360000.00
368114.21
0.0002
N
368391.60
368391.60
NEW YORK N Y
GO SERIES 2014 H 5.000000%
64966LEF4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
200000.00
204665.29
0.0001
N
204662.00
204662.00
NEW YORK N Y
GO SERIES 2014J 3.000000%
64966LMW8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
485000.00
491487.84
0.0002
N
491513.55
491513.55
NEW YORK N Y
GO SERIES Fiscal 2014I1 0.020000%
88033LA41
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
2635000.00
2635000.00
0.0013
N
2635000.00
2635000.00
NEW YORK N Y
GO SERIES Fiscal 2009I1 0.020000%
88033LH69
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
3000000.00
3000000.00
0.0015
N
3000000.00
3000000.00
NEW YORK N Y
GO SERIES Fiscal 2010E 0.020000%
88033LZU6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
3445000.00
3445000.00
0.0017
N
3445000.00
3445000.00
NEW YORK N Y CITY HSG DEV CORP
REV MULTI FAM HOUSING (NAGLE AVENUE LIMITED PARTNERSHIP) SERIES 2004 A 0.020000%
64970VCJ0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
N/A
N/A
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
N/A
N/A
N
4200000.00
4200000.00
0.0021
N
4200000.00
4200000.00
NEW YORK N Y CITY HSG DEV CORP
REV MULTI FAM HOUSING SERIES 2005A 0.020000%
64970VCQ4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
N/A
N/A
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
N/A
N/A
N
4035000.00
4035000.00
0.0020
N
4035000.00
4035000.00
NEW YORK N Y CITY HSG DEV CORP
REV MULTI FAM HOUSING (WEST TREMONT AVE ASSOCS LP) SERIES 2005A 0.020000%
64970VCR2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
N/A
N/A
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
N/A
N/A
N
3490000.00
3490000.00
0.0018
N
3490000.00
3490000.00
NEW YORK N Y CITY HSG DEV CORP
REV MULTI FAM HOUSING SERIES 2013 E-2 0.010000%
64972B3A1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
32670000.00
32670000.00
0.0166
N
32670000.00
32670000.00
NEW YORK N Y CITY HSG DEV CORP
REV MULTI FAM HOUSING SERIES C-3 0.010000%
64972B7N9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
TD Bank NA
N/A
N/A
N
N
3800000.00
3800000.00
0.0019
N
3800000.00
3800000.00
NEW YORK N Y CITY HSG DEV CORP
REV MULTI FAM HOUSING SERIES J 0.370000%
64972CRG0
Other Municipal Debt
N
First Tier Security
N/A
N/A
2016-07-01
2016-07-01
N
N
N
5000000.00
5000000.00
0.0025
N
5000100.00
5000100.00
NEW YORK N Y CITY HSG DEV CORP
REV MULTI FAM HOUSING SERIES 2009C1 0.020000%
88033LAX7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
8000000.00
8000000.00
0.0041
N
8000000.00
8000000.00
NEW YORK ST ENVIRONMENTAL FACS CORP
REV WATER & SEWER SERIES 2010C 0.020000%
46633VY78
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
6600000.00
6600000.00
0.0033
N
6600000.00
6600000.00
NEW YORK ST ENVIRONMENTAL FACS CORP
REV WATER & SEWER (NEW YORK ST EFC NYCMWFA PROG) SERIES 2013A 0.020000%
46640KBE3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Corporate Underlier
NEW YORK ST EFC NYCMWFA PROG
N/A
N/A
2500000.00
2500000.00
0.0013
N
2500000.00
2500000.00
NEW YORK ST ENVIRONMENTAL FACS CORP
REV WATER & SEWER SERIES 2011C 5.000000%
64985HEP8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-05-15
2016-05-15
N
N
N
150000.00
151945.26
0.0001
N
152064.00
152064.00
NEW YORK ST ENVIRONMENTAL FACS CORP
REV WATER & SEWER SERIES 2012B 5.000000%
64985HGB7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-15
2016-08-15
N
N
N
200000.00
204952.20
0.0001
N
205028.00
205028.00
NEW YORK ST ENVIRONMENTAL FACS CORP
REV WATER & SEWER SERIES 2012E 5.000000%
64985HJQ1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-05-15
2016-05-15
N
N
N
165000.00
167167.24
0.0001
N
167270.40
167270.40
NEW YORK ST ENVIRONMENTAL FACS CORP
REV WATER & SEWER SERIES 2014B 2.000000%
64985HMQ7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-05-15
2016-05-15
N
N
N
375000.00
376728.58
0.0002
N
376976.25
376976.25
NEW YORK ST ENVIRONMENTAL FACS CORP
REV WATER & SEWER SERIES 2011A 3.000000%
64985HPJ0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-15
2016-02-15
N
N
N
350000.00
350349.40
0.0002
N
350399.00
350399.00
NEW YORK ST ENVIRONMENTAL FACS CORP
REV WATER & SEWER (NEW YORK ST EFC NYCMWFA PROG) SERIES 2002K 5.500000%
64985WEU4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-15
2016-06-15
N
N
Y
Corporate Underlier
NEW YORK ST EFC NYCMWFA PROG
N/A
N/A
500000.00
509436.10
0.0003
N
509705.00
509705.00
NEW YORK ST ENVIRONMENTAL FACS CORP
REV WATER & SEWER (NEW YORK ST EFC NYCMWFA PROG) SERIES 2013A 5.000000%
64986A2H3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-15
2016-06-15
N
N
Y
Corporate Underlier
NEW YORK ST EFC NYCMWFA PROG
N/A
N/A
100000.00
101697.67
0.0001
N
101758.00
101758.00
NEW YORK ST ENVIRONMENTAL FACS CORP
REV WATER & SEWER (NEW YORK ST EFC NYCMWFA PROG) SERIES 2014A 4.000000%
64986A3P4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-15
2016-06-15
N
N
Y
Corporate Underlier
NEW YORK ST EFC NYCMWFA PROG
N/A
N/A
200000.00
202679.42
0.0001
N
202784.00
202784.00
NEW YORK ST ENVIRONMENTAL FACS CORP
REV WATER & SEWER (NEW YORK ST EFC NYCMWFA PROG) SERIES 2012A 5.000000%
64986AT92
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-15
2016-06-15
N
N
Y
Corporate Underlier
NEW YORK ST EFC NYCMWFA PROG
N/A
N/A
250000.00
254239.85
0.0001
N
254395.00
254395.00
NEW YORK ST ENVIRONMENTAL FACS CORP
REV WATER & SEWER (NEW YORK ST EFC NYCMWFA PROG) SERIES 2007B 5.000000%
64986ATK7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-15
2016-06-15
N
N
Y
Corporate Underlier
NEW YORK ST EFC NYCMWFA PROG
N/A
N/A
415000.00
422007.55
0.0002
N
422295.70
422295.70
NEW YORK ST ENVIRONMENTAL FACS CORP
REV WATER & SEWER (NEW YORK ST EFC NYCMWFA PROG) SERIES 2007C 5.000000%
64986AUZ2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-15
2016-06-15
N
N
Y
Corporate Underlier
NEW YORK ST EFC NYCMWFA PROG
N/A
N/A
650000.00
660979.47
0.0003
N
661427.00
661427.00
NEW YORK ST ENVIRONMENTAL FACS CORP
REV WATER & SEWER (NEW YORK ST EFC NYCMWFA PROG) SERIES 2008A 5.000000%
64986AXS5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-15
2016-06-15
N
N
Y
Corporate Underlier
NEW YORK ST EFC NYCMWFA PROG
N/A
N/A
100000.00
101718.23
0.0001
N
101758.00
101758.00
NEW YORK ST ENVIRONMENTAL FACS CORP
REV WATER & SEWER (NEW YORK ST EFC NYCMWFA PROG) SERIES 2013A 3.000000%
64986AY62
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-15
2016-06-15
N
N
Y
Corporate Underlier
NEW YORK ST EFC NYCMWFA PROG
N/A
N/A
445000.00
449260.32
0.0002
N
449565.70
449565.70
NEW YORK ST ENVIRONMENTAL FACS CORP
REV WATER & SEWER (NEW YORK ST EFC NYCMWFA PROG) SERIES SUB SRF 5.000000%
64986AYR6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-15
2016-06-15
N
N
Y
Corporate Underlier
NEW YORK ST EFC NYCMWFA PROG
N/A
N/A
225000.00
228756.53
0.0001
N
228955.50
228955.50
NEW YORK ST HSG FIN AGY
REV MULTI FAM HOUSING (LIBERTY STREET REALTY LLC) SERIES 2003A 0.010000%
64986MC78
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
FEDERAL HOME LOAN MORTGAGE CORPORATION
N/A
N/A
Y
FEDERAL HOME LOAN MORTGAGE CORPORATION
N/A
N/A
N
7625000.00
7625000.00
0.0039
N
7625000.00
7625000.00
NEW YORK ST HSG FIN AGY
REV MULTI FAM HOUSING (BLUE CASSEL SITE A REALTY LLC) SERIES 2006A1 0.020000%
64986MF34
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
5700000.00
5700000.00
0.0029
N
5700000.00
5700000.00
NEW YORK ST HSG FIN AGY
REV HOUSING (CAPITOL GREEN APARTMENTS NY) SERIES 2006A 0.010000%
64986MJ22
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
N/A
N/A
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
N/A
N/A
N
10900000.00
10900000.00
0.0055
N
10900000.00
10900000.00
NEW YORK ST HSG FIN AGY
REV MULTI FAM HOUSING SERIES 2004A 0.010000%
64986MJ55
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
N/A
N/A
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
N/A
N/A
N
29000000.00
29000000.00
0.0147
N
29000000.00
29000000.00
NEW YORK ST HSG FIN AGY
REV MULTI FAM HOUSING SERIES 2000 A 0.010000%
64986MJY2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
N/A
N/A
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
N/A
N/A
N
5300000.00
5300000.00
0.0027
N
5300000.00
5300000.00
NEW YORK ST HSG FIN AGY
REV MULTI FAM HOUSING SERIES 2007A 0.010000%
64986MK79
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
N/A
N/A
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
N/A
N/A
N
42500000.00
42500000.00
0.0216
N
42500000.00
42500000.00
NEW YORK ST HSG FIN AGY
REV HOUSING SERIES 2000A 0.010000%
64986MLE3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
N/A
N/A
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
N/A
N/A
N
21000000.00
21000000.00
0.0107
N
21000000.00
21000000.00
NEW YORK ST HSG FIN AGY
REV MULTI FAM HOUSING (MAIDEN LANE PROPERTIES LLC) SERIES 2004A 0.010000%
64986MM28
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
N/A
N/A
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
N/A
N/A
N
53675000.00
53675000.00
0.0272
N
53675000.00
53675000.00
NEW YORK ST HSG FIN AGY
REV MULTI FAM HOUSING SERIES 2008A 0.020000%
64986MS89
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
Citibank NA
N/A
N/A
Y
Citibank NA
N/A
N/A
N
6100000.00
6100000.00
0.0031
N
6100000.00
6100000.00
NEW YORK ST HSG FIN AGY
REV MULTI FAM HOUSING (BILTMORE TOWER LLC) SERIES 2002A 0.010000%
64986MYC3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
N/A
N/A
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
N/A
N/A
N
16700000.00
16700000.00
0.0085
N
16700000.00
16700000.00
NEW YORK ST HSG FIN AGY
REV PHA (BILTMORE TOWER LLC) SERIES 2003A 0.010000%
64986MYE9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
N/A
N/A
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
N/A
N/A
N
43300000.00
43300000.00
0.0220
N
43300000.00
43300000.00
NEW YORK ST HSG FIN AGY
REV HOUS SINGL (RIP VAN WINKLE LLC) SERIES 2004 A 0.010000%
64986MZN8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
FEDERAL HOME LOAN MORTGAGE CORPORATION
N/A
N/A
Y
FEDERAL HOME LOAN MORTGAGE CORPORATION
N/A
N/A
N
10700000.00
10700000.00
0.0054
N
10700000.00
10700000.00
NEW YORK ST HSG FIN AGY
REV MULTI FAM HOUSING (OCEAN PARK ACQUISITION LP) SERIES 2005 A 0.020000%
64986MZQ1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
N/A
N/A
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
N/A
N/A
N
28400000.00
28400000.00
0.0144
N
28400000.00
28400000.00
NEW YORK ST HSG FIN AGY
REV MULTI FAM HOUSING SERIES 2014A 0.010000%
64986U2E6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
BANK OF NEW YORK MELLON/THE
N/A
N/A
Y
BANK OF NEW YORK MELLON/THE
N/A
N/A
N
4200000.00
4200000.00
0.0021
N
4200000.00
4200000.00
NEW YORK ST HSG FIN AGY
REV MULTI FAM HOUSING (625 WEST 57th STREET HOUSING NY) SERIES 2015 A-1 0.010000%
64986U2F3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
BANK OF NEW YORK MELLON/THE
N/A
N/A
Y
BANK OF NEW YORK MELLON/THE
N/A
N/A
N
15715000.00
15715000.00
0.0080
N
15715000.00
15715000.00
NEW YORK ST HSG FIN AGY
REV MULTI FAM HOUSING (625 WEST 57th STREET HOUSING NY) SERIES A-2 0.010000%
64986U2H9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
BANK OF NEW YORK MELLON/THE
N/A
N/A
Y
BANK OF NEW YORK MELLON/THE
N/A
N/A
N
11500000.00
11500000.00
0.0058
N
11500000.00
11500000.00
NEW YORK ST HSG FIN AGY
REV MULTI FAM HOUSING SERIES 2014A 0.010000%
64986U4D6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
MANUFACTURERS AND TRADERS TRUST CO
N/A
N/A
Y
MANUFACTURERS AND TRADERS TRUST CO
N/A
N/A
N
15075000.00
15075000.00
0.0076
N
15075000.00
15075000.00
NEW YORK ST HSG FIN AGY
REV MULTI FAM HOUSING (RIVERSIDE CENTER PARCEL 2 BIT ASSOCIATES LLC) SERIES 2015A-1 0.010000%
64986U6G7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
Bank of America NA
N/A
N/A
Y
Bank of America NA
N/A
N/A
N
10000000.00
10000000.00
0.0051
N
10000000.00
10000000.00
NEW YORK ST HSG FIN AGY
REV HOUS SINGL SERIES 2014A 0.010000%
64986UL62
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
Wells Fargo Bank NA
N/A
N/A
Y
Wells Fargo Bank NA
N/A
N/A
N
3150000.00
3150000.00
0.0016
N
3150000.00
3150000.00
NEW YORK ST HSG FIN AGY
REV MULTI FAM HOUSING (RIVER PLACE II LLC) SERIES 2008 A 0.010000%
64986UMP9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
N/A
N/A
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
N/A
N/A
N
26055000.00
26055000.00
0.0132
N
26055000.00
26055000.00
NEW YORK ST HSG FIN AGY
REV MULTI FAM HOUSING (160 MADISON AVE LLC) SERIES 2014A 0.010000%
64986UR25
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-01
2016-02-01
Y
PNC BANK NATIONAL ASSOCIATION
N/A
N/A
Y
PNC BANK NATIONAL ASSOCIATION
N/A
N/A
N
600000.00
600000.00
0.0003
N
600000.00
600000.00
NEW YORK ST HSG FIN AGY
REV HOUSING (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2005C 0.010000%
649870JH6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
11000000.00
11000000.00
0.0056
N
11000000.00
11000000.00
NEW YORK ST HSG FIN AGY
REV HOUS SINGL SERIES 2015 A 0.010000%
64987BFF0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
Wells Fargo Bank NA
N/A
N/A
Y
Wells Fargo Bank NA
N/A
N/A
N
3500000.00
3500000.00
0.0018
N
3500000.00
3500000.00
NEW YORK ST LOC GOVT ASSISTANCE CORP
REV PUBLIC SERVICES SERIES 2007A 5.000000%
649876G45
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-01
2016-04-01
N
N
N
570000.00
574305.99
0.0003
N
574662.60
574662.60
NEW YORK ST LOC GOVT ASSISTANCE CORP
REV PUBLIC SERVICES SERIES 2008A 5.000000%
649876H85
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-01
2016-04-01
N
N
N
865000.00
871695.83
0.0004
N
872075.70
872075.70
NEW YORK ST LOC GOVT ASSISTANCE CORP
REV PUBLIC SERVICES SERIES 2008C 5.000000%
649876N88
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-01
2016-04-01
N
N
N
370000.00
372780.48
0.0002
N
373026.60
373026.60
NEW YORK ST LOC GOVT ASSISTANCE CORP
REV PUBLIC SERVICES SERIES 2010A 5.000000%
649876T66
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-01
2016-04-01
N
N
N
450000.00
453435.86
0.0002
N
453681.00
453681.00
NEW YORK ST LOC GOVT ASSISTANCE CORP
REV PUBLIC SERVICES SERIES 2010B 5.000000%
649876V55
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-01
2016-04-01
N
N
N
200000.00
201492.48
0.0001
N
201636.00
201636.00
NEW YORK ST LOC GOVT ASSISTANCE CORP
REV PUBLIC SERVICES SERIES 2011A 5.000000%
649876X46
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-01
2016-04-01
N
N
N
440000.00
443335.20
0.0002
N
443599.20
443599.20
NEW YORK ST MORTGAGE AGENCY
REV HOUS SINGL (NEW YORK ST MTG AGY HOMEOWNER MTG) SERIES 183 0.850000%
649883XY6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-01
2016-04-01
N
N
Y
Corporate Underlier
NEW YORK ST MTG AGY HOMEOWNER MTG
N/A
N/A
150000.00
150085.07
0.0001
N
150087.00
150087.00
NEW YORK ST MTG AGY HOMEOWNER MTG
REV HOUS SINGL SERIES 144 0.010000%
649883DQ5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-01
2016-02-01
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
600000.00
600000.00
0.0003
N
600000.00
600000.00
NEW YORK ST MTG AGY HOMEOWNER MTG
REV HOUS SINGL SERIES 147 0.010000%
649883EN1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
18880000.00
18880000.00
0.0096
N
18880000.00
18880000.00
NEW YORK ST MTG AGY HOMEOWNER MTG
REV HOUS SINGL SERIES 153 0.020000%
649883HT5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
Barclays Bank PLC
N/A
N/A
N
N
19490000.00
19490000.00
0.0099
N
19490000.00
19490000.00
NEW YORK ST MTG AGY HOMEOWNER MTG
REV HOUS SINGL SERIES 132 0.020000%
64988P2T2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-01
2016-02-01
Y
Royal Bank of Canada
N/A
N/A
N
N
17580000.00
17580000.00
0.0089
N
17580000.00
17580000.00
NEW YORK ST PWR AUTH REV & GEN PURP
REV SERIES 2 0.040000%
64985G3A5
Other Commercial Paper
N
First Tier Security
N/A
N/A
2016-03-22
2016-03-22
N
N
N
13500000.00
13500000.00
0.0068
N
13499730.00
13499730.00
NEW YORK ST PWR AUTH REV & GEN PURP
REV POWER SERIES 1 0.030000%
64989MFV9
Other Commercial Paper
N
First Tier Security
N/A
N/A
2016-02-11
2016-02-11
N
N
N
26000000.00
26000000.00
0.0132
N
26000260.26
26000260.26
NEW YORK ST PWR AUTH REV & GEN PURP
REV POWER SERIES 1&2&3 0.020000%
64989MFW7
Other Commercial Paper
N
First Tier Security
N/A
N/A
2016-02-08
2016-02-08
N
N
N
26500000.00
26500000.00
0.0134
N
26500000.27
26500000.27
NEW YORK ST PWR AUTH REV & GEN PURP
REV POWER SERIES 1&2&3 0.030000%
64989MFY3
Other Commercial Paper
N
First Tier Security
N/A
N/A
2016-02-10
2016-02-10
N
N
N
20000000.00
20000000.00
0.0101
N
20000200.20
20000200.20
NEW YORK ST PWR AUTH REV & GEN PURP
REV SERIES 1 0.050000%
64989MGG1
Other Commercial Paper
N
First Tier Security
N/A
N/A
2016-03-10
2016-03-10
N
N
N
10000000.00
10000000.00
0.0051
N
9999800.00
9999800.00
NEW YORK ST TWY AUTH
GO SERIES H 0.020000%
27884FYT1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
US BANK NATIONAL ASSOCIATION
N/A
N/A
Y
US BANK NATIONAL ASSOCIATION
N/A
N/A
N
19260000.00
19260000.00
0.0098
N
19260000.00
19260000.00
NEW YORK ST TWY AUTH
REV TRANSPORTATION (NEW YORK ST TWY AUTH HWY & BRD) SERIES 2006A 5.000000%
650014HS5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-01
2016-04-01
N
N
Y
Corporate Underlier
NEW YORK ST TWY AUTH HWY & BRD
N/A
N/A
150000.00
151114.73
0.0001
N
151191.00
151191.00
NEW YORK ST TWY AUTH
REV TRANSPORTATION (NEW YORK ST TWY AUTH HWY & BRD) SERIES 2006A 5.000000%
650014JC8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-01
2016-04-01
N
Y
UNITED STATES TREASURY
N/A
N/A
N
975000.00
982539.44
0.0005
N
982546.50
982546.50
NEW YORK ST TWY AUTH
REV TRANSPORTATION (NEW YORK ST TWY AUTH HWY & BRD) SERIES 2007A 5.000000%
650014KG7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-01
2016-04-01
N
N
Y
Corporate Underlier
NEW YORK ST TWY AUTH HWY & BRD
N/A
N/A
990000.00
997442.85
0.0005
N
997860.60
997860.60
NEW YORK ST TWY AUTH
REV TRANSPORTATION (NEW YORK ST TWY AUTH HWY & BRD) SERIES 2008A 5.000000%
650014MM2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-01
2016-04-01
N
N
Y
Corporate Underlier
NEW YORK ST TWY AUTH HWY & BRD
N/A
N/A
620000.00
624682.59
0.0003
N
624922.80
624922.80
NEW YORK ST TWY AUTH
REV TRANSPORTATION (NEW YORK ST TWY AUTH HWY & BRD) SERIES 2008 B 5.000000%
650014NR0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-01
2016-04-01
N
N
Y
Corporate Underlier
NEW YORK ST TWY AUTH HWY & BRD
N/A
N/A
2325000.00
2342509.37
0.0012
N
2343460.50
2343460.50
NEW YORK ST TWY AUTH
REV TRANSPORTATION (NEW YORK ST TWY AUTH HWY & BRD) SERIES 2010A 4.000000%
650014SS3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-01
2016-04-01
N
N
Y
Corporate Underlier
NEW YORK ST TWY AUTH HWY & BRD
N/A
N/A
125000.00
125745.89
0.0001
N
125790.00
125790.00
NEW YORK ST TWY AUTH
REV TRANSPORTATION (NEW YORK ST TWY AUTH HWY & BRD) SERIES 2010A 5.000000%
650014ST1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-01
2016-04-01
N
N
Y
Corporate Underlier
NEW YORK ST TWY AUTH HWY & BRD
N/A
N/A
145000.00
146064.95
0.0001
N
146151.30
146151.30
NEW YORK ST TWY AUTH
REV TRANSPORTATION (NEW YORK ST TWY AUTH HWY & BRD) SERIES 2011A-2 4.000000%
650014VC4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-01
2016-04-01
N
N
Y
Corporate Underlier
NEW YORK ST TWY AUTH HWY & BRD
N/A
N/A
195000.00
196130.20
0.0001
N
196232.40
196232.40
NEW YORK ST TWY AUTH
REV TRANSPORTATION (NEW YORK ST TWY AUTH HWY & BRD) SERIES 2012 A 4.000000%
650014WG4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-01
2016-04-01
N
N
Y
Corporate Underlier
NEW YORK ST TWY AUTH HWY & BRD
N/A
N/A
795000.00
799733.14
0.0004
N
800024.40
800024.40
NEW YORK ST TWY AUTH
REV TRANSPORTATION (NEW YORK STATE OF) SERIES 2007 5.000000%
650017VX1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-01
2016-04-01
N
N
Y
Corporate Underlier
NEW YORK STATE OF
N/A
N/A
275000.00
277072.85
0.0001
N
277183.50
277183.50
NEW YORK ST TWY AUTH
REV SPECIAL TAX (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2007A 4.000000%
650028LY7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
350000.00
351524.76
0.0002
N
351603.00
351603.00
NEW YORK ST TWY AUTH
REV SPECIAL TAX (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2007A 5.000000%
650028LZ4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
350000.00
351879.60
0.0002
N
352009.00
352009.00
NEW YORK ST TWY AUTH
REV SPECIAL TAX (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2008A 5.000000%
650028NT6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
325000.00
326808.94
0.0002
N
326868.75
326868.75
NEW YORK ST TWY AUTH
REV SPECIAL TAX (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2009A 5.000000%
650028QY2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
345000.00
346863.61
0.0002
N
346980.30
346980.30
NEW YORK ST TWY AUTH
REV SPECIAL TAX (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2010A 5.000000%
650028SF1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
710000.00
713883.13
0.0004
N
714075.40
714075.40
NEW YORK ST TWY AUTH
REV SPECIAL TAX (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2011A 4.000000%
650028SV6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
225000.00
225968.97
0.0001
N
226030.50
226030.50
NEW YORK ST TWY AUTH
REV SPECIAL TAX (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2012A 5.000000%
650028UW1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
225000.00
226226.05
0.0001
N
226291.50
226291.50
NEW YORK ST URBAN DEV CORP
REV SPECIAL TAX (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2007B 0.020000%
06740GAL0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
Barclays Bank PLC
N/A
N/A
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
6670000.00
6670000.00
0.0034
N
6670000.00
6670000.00
NEW YORK ST URBAN DEV CORP
REV SPECIAL TAX (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2009A1 0.020000%
46632PUA9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
4995000.00
4995000.00
0.0025
N
4995000.00
4995000.00
NEW YORK ST URBAN DEV CORP
REV SPECIAL TAX (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2013A1 0.020000%
46636Y4B3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
4700000.00
4700000.00
0.0024
N
4700000.00
4700000.00
NEW YORK ST URBAN DEV CORP
REV SPECIAL TAX (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2004A2 5.500000%
650034X71
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
100000.00
100596.42
0.0001
N
100632.00
100632.00
NEW YORK ST URBAN DEV CORP
REV SPECIAL TAX (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2007B 5.000000%
650035CQ9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
100000.00
100551.67
0.0001
N
100574.00
100574.00
NEW YORK ST URBAN DEV CORP
REV SPECIAL TAX (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2013D 5.000000%
650035D39
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
910000.00
914930.56
0.0005
N
915223.40
915223.40
NEW YORK ST URBAN DEV CORP
REV SPECIAL TAX (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2007C 5.000000%
650035FV5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
475000.00
477610.61
0.0002
N
477726.50
477726.50
NEW YORK ST URBAN DEV CORP
REV SPECIAL TAX (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2004A-3C 0.010000%
650035MJ4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
650000.00
650000.00
0.0003
N
650000.00
650000.00
NEW YORK ST URBAN DEV CORP
REV SPECIAL TAX (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2009A-1 5.000000%
650035PX0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-12-15
2016-12-15
N
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
250000.00
259525.32
0.0001
N
260050.00
260050.00
NEW YORK ST URBAN DEV CORP
REV SPECIAL TAX (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2009B1 5.000000%
650035QX9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
200000.00
201106.85
0.0001
N
201148.00
201148.00
NEW YORK ST URBAN DEV CORP
REV SPECIAL TAX (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2010A 5.000000%
650035VM7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
3620000.00
3640090.74
0.0018
N
3640778.80
3640778.80
NEW YORK ST URBAN DEV CORP
REV SPECIAL TAX (NEW YORK STATE OF) SERIES 2011A 4.000000%
650035VY1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-09-15
2016-09-15
N
N
Y
Corporate Underlier
NEW YORK STATE OF
N/A
N/A
100000.00
102225.72
0.0001
N
102234.00
102234.00
NEW YORK ST URBAN DEV CORP
REV SPECIAL TAX (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2011A 5.000000%
650035WK0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
2600000.00
2614991.98
0.0013
N
2614924.00
2614924.00
NEW YORK ST URBAN DEV CORP
REV SPECIAL TAX (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2013A1 0.020000%
88033LA25
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
3000000.00
3000000.00
0.0015
N
3000000.00
3000000.00
NEW YORK ST URBAN DEV CORP
REV PUBLIC SERVICES (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2014A 0.020000%
88033LWS4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
7500000.00
7500000.00
0.0038
N
7500000.00
7500000.00
NEW YORK STATE OF
GO SERIES 2008A 4.000000%
6497875W4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-01
2016-03-01
N
N
N
100000.00
100290.94
0.0001
N
100321.00
100321.00
NEW YORK STATE OF
GO SERIES 2009A 5.000000%
6497877J1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-15
2016-02-15
N
N
N
260000.00
260461.07
0.0001
N
260491.40
260491.40
NEW YORK STATE OF
GO SERIES 2006A 5.000000%
649787U89
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
N
640000.00
643597.37
0.0003
N
643795.20
643795.20
NEW YORK STATE OF
GO SERIES 2009C 3.000000%
649791AH3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-01
2016-02-01
N
N
N
1140000.00
1140000.00
0.0006
N
1140000.00
1140000.00
NEW YORK STATE OF
GO SERIES 2010A 3.000000%
649791BD1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-01
2016-03-01
N
N
N
595000.00
596262.87
0.0003
N
596422.05
596422.05
NEW YORK STATE OF
GO SERIES 2011A 5.000000%
649791DC1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-15
2016-02-15
N
N
N
100000.00
100172.40
0.0001
N
100189.00
100189.00
NEW YORK STATE OF
GO SERIES 2013A 5.000000%
649791GZ7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-01
2016-03-01
N
N
N
1000000.00
1003788.43
0.0005
N
1004040.00
1004040.00
NEW YORK STATE OF
GO SERIES 2013C 5.000000%
649791HY9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-15
2016-04-15
N
N
N
3000000.00
3029053.04
0.0015
N
3029790.00
3029790.00
NIAGARA CNTY N Y
GO BOND ANTICIPATION NOTE SERIES 2015B 1.250000%
653352T46
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-05-12
2016-05-12
N
N
N
9017615.00
9040172.38
0.0046
N
9032854.77
9032854.77
NORTH HEMPSTEAD N Y
GO BOND ANTICIPATION NOTE SERIES A 0.850000%
659666QC8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-06
2016-04-06
N
N
N
22000000.00
22023546.03
0.0112
N
22026400.00
22026400.00
NORTH SYRACUSE N Y CENT SCH DIST
GO BOND ANTICIPATION NOTE SERIES 2015 1.500000%
662735NP0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-12
2016-08-12
N
N
N
9956585.00
10010379.83
0.0051
N
10008060.54
10008060.54
NY ST DORM AUTH
GO (ST JOHNS UNIV N Y) SERIES 2007C 0.010000%
18886PUB9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
STATE STREET BANK AND TRUST COMPANY
N/A
N/A
Y
STATE STREET BANK AND TRUST COMPANY
N/A
N/A
N
26020000.00
26020000.00
0.0132
N
26020000.00
26020000.00
NY ST DORM AUTH
REV SPECIAL TAX (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2013A 0.020000%
46640KDH4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
2000000.00
2000000.00
0.0010
N
2000000.00
2000000.00
NY ST DORM AUTH
REV UNIVERSITY (CORNELL UNIVERSITY) 0.080000%
64983LUQ1
Other Commercial Paper
N
First Tier Security
N/A
N/A
2016-03-02
2016-03-02
N
N
Y
Corporate Underlier
Cornell University
N/A
N/A
16890000.00
16890000.00
0.0086
N
16890337.97
16890337.97
NY ST DORM AUTH
REV HEALTHCARE (NEW YORK STATE OF) SERIES 2008F 4.750000%
64983M5Q7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-15
2016-02-15
N
N
Y
Corporate Underlier
NEW YORK STATE OF
N/A
N/A
250000.00
250409.46
0.0001
N
250437.50
250437.50
NY ST DORM AUTH
REV HEALTHCARE (NEW YORK STATE OF) SERIES 2009 A-1 5.000000%
64983M6T0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-15
2016-02-15
N
N
Y
Corporate Underlier
NEW YORK STATE OF
N/A
N/A
2720000.00
2724894.57
0.0014
N
2725032.00
2725032.00
NY ST DORM AUTH
REV HEALTHCARE (NEW YORK STATE OF) SERIES 2009A-1 5.000000%
64983M6V5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-15
2016-02-15
N
N
Y
Corporate Underlier
NEW YORK STATE OF
N/A
N/A
100000.00
100174.92
0.0001
N
100183.00
100183.00
NY ST DORM AUTH
REV STATE (NEW YORK STATE OF) SERIES 2009A 4.000000%
64983M8A9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-07-01
2016-07-01
N
N
Y
Corporate Underlier
NEW YORK STATE OF
N/A
N/A
330000.00
334811.10
0.0002
N
334778.40
334778.40
NY ST DORM AUTH
REV STATE (NEW YORK STATE OF) SERIES 2009A 5.000000%
64983M8B7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-07-01
2016-07-01
N
N
Y
Corporate Underlier
NEW YORK STATE OF
N/A
N/A
990000.00
1008496.52
0.0005
N
1008394.20
1008394.20
NY ST DORM AUTH
REV UNIVERSITY (CORNELL UNIVERSITY) SERIES 2004A 0.010000%
64983MF37
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
BANK OF NEW YORK MELLON/THE
N/A
N/A
N
Y
Corporate Underlier
Cornell University
N/A
N/A
5000000.00
5000000.00
0.0025
N
5000000.00
5000000.00
NY ST DORM AUTH
REV UNIVERSITY (CORNELL UNIVERSITY) SERIES 2004B 0.010000%
64983MF45
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
BANK OF NEW YORK MELLON/THE
N/A
N/A
N
Y
Corporate Underlier
Cornell University
N/A
N/A
5000000.00
5000000.00
0.0025
N
5000000.00
5000000.00
NY ST DORM AUTH
REV HOSPITAL (NEW YORK STATE OF) SERIES 2008D 5.000000%
64983MQ50
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-15
2016-08-15
N
N
Y
Corporate Underlier
NEW YORK STATE OF
N/A
N/A
665000.00
681431.83
0.0003
N
681458.75
681458.75
NY ST DORM AUTH
REV SALES TAX (NEW YORK STATE SALES TAX BONDS) SERIES 2014A 0.020000%
64983PA84
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
Morgan Stanley Bank NA
N/A
N/A
N
Y
Corporate Underlier
NEW YORK STATE SALES TAX BONDS
N/A
N/A
3300000.00
3300000.00
0.0017
N
3300000.00
3300000.00
NY ST DORM AUTH
REV UNIVERSITY (COLUMBIA UNIVERSITY) SERIES 2006A 0.020000%
64983PGM7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
Citibank NA
N/A
N/A
N
Y
Corporate Underlier
COLUMBIA UNIVERSITY
N/A
N/A
8535000.00
8535000.00
0.0043
N
8535000.00
8535000.00
NY ST DORM AUTH
REV UNIVERSITY (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2006C 0.020000%
64983PJT9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
Citibank NA
N/A
N/A
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
25500000.00
25500000.00
0.0129
N
25500000.00
25500000.00
NY ST DORM AUTH
REV UNIVERSITY (NEW YORK UNIVERSITY) SERIES 2009A 0.020000%
64983PZC8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
Citibank NA
N/A
N/A
N
Y
Corporate Underlier
New York University
N/A
N/A
9900000.00
9900000.00
0.0050
N
9900000.00
9900000.00
NY ST DORM AUTH
REV UNIVERSITY (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2011A 0.020000%
64983PZY0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
Morgan Stanley Bank NA
N/A
N/A
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
5935000.00
5935000.00
0.0030
N
5935000.00
5935000.00
NY ST DORM AUTH
REV HOSPITAL (CATHOLIC HEALTH SYSTEM INC) SERIES 2006B 0.010000%
64983Q5S4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
HSBC Bank USA NA
N/A
N/A
Y
HSBC BANK USA NA
N/A
N/A
N
7200000.00
7200000.00
0.0037
N
7200000.00
7200000.00
NY ST DORM AUTH
REV UNIVERSITY (CULINARY INSTITUTE OF AMERICA) SERIES 2006 0.020000%
64983QV30
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
TD Bank NA
N/A
N/A
Y
TD Bank NA
N/A
N/A
N
3125000.00
3125000.00
0.0016
N
3125000.00
3125000.00
NY ST DORM AUTH
REV UNIVERSITY (CULINARY INSTITUTE OF AMERICA) SERIES 2004 D 0.020000%
64983TZS5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
TD Bank NA
N/A
N/A
Y
TD Bank NA
N/A
N/A
N
5400000.00
5400000.00
0.0027
N
5400000.00
5400000.00
NY ST DORM AUTH
REV UNIVERSITY (CULINARY INSTITUTE OF AMERICA) SERIES 2004C 0.020000%
64983U7T1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
TD Bank NA
N/A
N/A
Y
TD Bank NA
N/A
N/A
N
12800000.00
12800000.00
0.0065
N
12800000.00
12800000.00
NY ST DORM AUTH
REV HOSPITAL (NEW YORK STATE OF) SERIES 2003D-2F 0.010000%
64983UKT6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Corporate Underlier
NEW YORK STATE OF
N/A
N/A
5760000.00
5760000.00
0.0029
N
5760000.00
5760000.00
NY ST DORM AUTH
REV SPECIAL TAX (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2011A 5.000000%
6499023M3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
450000.00
452460.38
0.0002
N
452583.00
452583.00
NY ST DORM AUTH
REV SPECIAL TAX (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2011C 5.000000%
6499025T6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
350000.00
351936.99
0.0002
N
352009.00
352009.00
NY ST DORM AUTH
REV SPECIAL TAX (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2009G 4.000000%
649902K28
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
150000.00
150629.03
0.0001
N
150687.00
150687.00
NY ST DORM AUTH
REV SPECIAL TAX (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2007A 4.500000%
649902LE1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
150000.00
150722.72
0.0001
N
150775.50
150775.50
NY ST DORM AUTH
REV SPECIAL TAX (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2007A 5.000000%
649902LF8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
450000.00
452462.92
0.0002
N
452587.50
452587.50
NY ST DORM AUTH
REV SPECIAL TAX (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2007C 5.000000%
649902MV2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
2520000.00
2534441.45
0.0013
N
2534490.00
2534490.00
NY ST DORM AUTH
REV SPECIAL TAX (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2008A 5.000000%
649902QU0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
150000.00
150834.23
0.0001
N
150862.50
150862.50
NY ST DORM AUTH
REV SPECIAL TAX (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2008B 5.000000%
649902SD6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
1450000.00
1457906.85
0.0007
N
1458337.50
1458337.50
NY ST DORM AUTH
REV SPECIAL TAX (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2010E 3.000000%
649902U27
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-15
2016-02-15
N
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
100000.00
100102.02
0.0001
N
100108.00
100108.00
NY ST DORM AUTH
REV SPECIAL TAX (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2009D 4.000000%
649902ZE6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-15
2016-06-15
N
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
575000.00
582779.45
0.0003
N
583280.00
583280.00
NY ST DORM AUTH
REV SPECIAL TAX (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2009D 5.000000%
649902ZK2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-15
2016-06-15
N
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
600000.00
610364.30
0.0003
N
610842.00
610842.00
NY ST DORM AUTH
REV UNIVERSITY (UNIVERSITY OF ROCHESTER) SERIES 2006 A-1 0.010000%
6499032J9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
Barclays Bank PLC
N/A
N/A
Y
Barclays Bank Plc
N/A
N/A
N
5400000.00
5400000.00
0.0027
N
5400000.00
5400000.00
NY ST DORM AUTH
REV UNIVERSITY (UNIVERSITY OF ROCHESTER) SERIES 2006 B-1 0.010000%
6499032L4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
Barclays Bank PLC
N/A
N/A
Y
Barclays Bank Plc
N/A
N/A
N
4530000.00
4530000.00
0.0023
N
4530000.00
4530000.00
NY ST DORM AUTH
REV UNIVERSITY (NEW YORK UNIVERSITY) SERIES 2008A 5.000000%
649903R29
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-07-01
2016-07-01
N
N
Y
Corporate Underlier
New York University
N/A
N/A
200000.00
203785.48
0.0001
N
203892.00
203892.00
NY ST DORM AUTH
REV UNIVERSITY (NEW YORK UNIVERSITY) SERIES 2008B 5.000000%
649903T35
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-07-01
2016-07-01
N
N
Y
Corporate Underlier
New York University
N/A
N/A
200000.00
203815.98
0.0001
N
203892.00
203892.00
NY ST DORM AUTH
REV MULTI FAM HOUSING (ROYAL CHARTER PROPERTIES-EAST INC) SERIES 2006A 0.010000%
649903ZG9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
N/A
N/A
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
N/A
N/A
N
5800000.00
5800000.00
0.0029
N
5800000.00
5800000.00
NY ST DORM AUTH
REV UNIVERSITY (CORNELL UNIVERSITY) SERIES 2009A 3.000000%
649905BY1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-07-01
2016-07-01
N
N
Y
Corporate Underlier
Cornell University
N/A
N/A
250000.00
252677.65
0.0001
N
252822.50
252822.50
NY ST DORM AUTH
REV SCHOOL (CORNELL UNIVERSITY) SERIES 2009A 5.000000%
649905BZ8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-07-01
2016-07-01
N
N
Y
Corporate Underlier
Cornell University
N/A
N/A
275000.00
280066.26
0.0001
N
280362.50
280362.50
NY ST DORM AUTH
REV SCHOOL (NEW YORK UNIVERSITY) SERIES 2009A 5.000000%
649905UH7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-07-01
2016-07-01
N
N
Y
Corporate Underlier
New York University
N/A
N/A
475000.00
484088.58
0.0002
N
484243.50
484243.50
NY ST DORM AUTH
REV HOSPITAL (NEW YORK STATE OF) SERIES 2015 2.000000%
6499073P5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-15
2016-02-15
N
N
Y
Corporate Underlier
NEW YORK STATE OF
N/A
N/A
3300000.00
3302118.83
0.0017
N
3302409.00
3302409.00
NY ST DORM AUTH
REV SALES TAX (NEW YORK STATE SALES TAX BONDS) SERIES 2013A 3.000000%
64990AAB1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Corporate Underlier
NEW YORK STATE SALES TAX BONDS
N/A
N/A
2000000.00
2006715.68
0.0010
N
2006860.00
2006860.00
NY ST DORM AUTH
REV SPECIAL TAX (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2012D 1.500000%
64990EFQ5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-15
2016-02-15
N
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
150000.00
150068.33
0.0001
N
150079.50
150079.50
NY ST DORM AUTH
REV SPECIAL TAX (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2012D 5.000000%
64990EM95
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-15
2016-02-15
N
Y
UNITED STATES TREASURY
N/A
N/A
N
35000.00
35063.71
0.0000
N
35055.30
35055.30
NY ST DORM AUTH
REV SPECIAL TAX (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2010E 5.000000%
64990EPA9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-15
2016-02-15
N
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
100000.00
100171.41
0.0001
N
100186.00
100186.00
NY ST DORM AUTH
REV SPECIAL TAX (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2012D 5.000000%
64990EQ67
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-15
2016-02-15
N
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
1115000.00
1117029.67
0.0006
N
1117073.90
1117073.90
NY ST DORM AUTH
REV SPECIAL TAX (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2010A 5.000000%
64990ES73
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-15
2016-02-15
N
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
845000.00
846505.50
0.0004
N
846571.70
846571.70
NY ST DORM AUTH
REV SPECIAL TAX (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2009A 5.000000%
64990EXF9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-15
2016-02-15
N
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
1425000.00
1427598.30
0.0007
N
1427650.50
1427650.50
NY ST DORM AUTH
REV SPECIAL TAX (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2006D 5.000000%
64990EZ59
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
Y
UNITED STATES TREASURY
N/A
N/A
N
80000.00
80429.28
0.0000
N
80444.00
80444.00
NY ST DORM AUTH
REV SPECIAL TAX (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2006D 5.000000%
64990EZ75
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
20000.00
20107.32
0.0000
N
20114.80
20114.80
NY ST DORM AUTH
REV HEALTHCARE (NEW YORK STATE OF) SERIES 2008A 5.000000%
64990HD72
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-15
2016-02-15
N
N
Y
Corporate Underlier
NEW YORK STATE OF
N/A
N/A
2740000.00
2745031.55
0.0014
N
2745069.00
2745069.00
NY ST DORM AUTH
REV UNIVERSITY (NEW YORK STATE OF) SERIES 2010 5.000000%
64990HGH7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-07-01
2016-07-01
N
N
Y
Corporate Underlier
NEW YORK STATE OF
N/A
N/A
450000.00
458499.66
0.0002
N
458361.00
458361.00
NY ST DORM AUTH
REV HEALTHCARE (NEW YORK STATE OF) SERIES 2007 D 5.000000%
64990HTU4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-15
2016-02-15
N
N
Y
Corporate Underlier
NEW YORK STATE OF
N/A
N/A
295000.00
295499.48
0.0001
N
295539.85
295539.85
NY ST DORM AUTH
REV SPECIAL TAX (CORNELL UNIVERSITY) SERIES 2006A 0.040000%
74703YMF4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-04
2016-02-05
Y
Bank of America NA
N/A
N/A
N
Y
Corporate Underlier
Cornell University
N/A
N/A
9865000.00
9865000.00
0.0050
N
9865000.00
9865000.00
NY ST DORM AUTH
REV SPECIAL TAX (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2010F 0.040000%
74703YXU9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
Bank of America NA
N/A
N/A
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
5000000.00
5000000.00
0.0025
N
5000000.00
5000000.00
NY ST DORM AUTH
REV SPECIAL TAX (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2014C 0.020000%
88033LSG5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
8000000.00
8000000.00
0.0041
N
8000000.00
8000000.00
NY ST DORM AUTH
REV SPECIAL TAX (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2015B 0.020000%
88033MGT8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
5210000.00
5210000.00
0.0026
N
5210000.00
5210000.00
NY ST DORM AUTH
REV SPECIAL TAX (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2015B 0.020000%
88033MGW1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
1875000.00
1875000.00
0.0010
N
1875000.00
1875000.00
OCEANSIDE N Y UN FREE SCH DIST
GO TAX ANTICIPATION NOTE SERIES 2015-16 2.000000%
675498JK6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-21
2016-06-21
N
N
N
13500000.00
13575496.57
0.0069
N
13577220.00
13577220.00
PATCHOGUE-MEDFORD N Y UN FREE SCH DIST
GO TAX ANTICIPATION NOTE SERIES 2015-16 1.750000%
703023PT2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-24
2016-06-24
N
N
N
10000000.00
10055227.59
0.0051
N
10054100.00
10054100.00
PORT AUTHORITY OF NEW YORK & NEW JERSEY
REV TRANSPORTATION SERIES 148th 0.020000%
73358T4P3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
9990500.00
9990500.00
0.0051
N
9990500.00
9990500.00
PORT AUTHORITY OF NEW YORK & NEW JERSEY
REV TRANSPORTATION SERIES 144th 0.020000%
73358TWC1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-04
2016-02-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
750000.00
750000.00
0.0004
N
750000.00
750000.00
PORT AUTHORITY OF NEW YORK & NEW JERSEY
REV TRANSPORTATION SERIES 179th 0.020000%
73358WRM8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
Citibank NA
N/A
N/A
N
N
2580000.00
2580000.00
0.0013
N
2580000.00
2580000.00
PORT AUTHORITY OF NEW YORK & NEW JERSEY
REV PUBLIC SERVICES SERIES 185 5.000000%
73358WTF1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-09-01
2016-09-01
N
N
N
245000.00
251384.34
0.0001
N
251409.20
251409.20
PORT AUTHORITY OF NEW YORK & NEW JERSEY
REV TRANSPORTATION SERIES 186 4.000000%
73358WUK8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-10-15
2016-10-15
N
N
N
100000.00
102495.26
0.0001
N
102442.00
102442.00
PORT AUTHORITY OF NEW YORK & NEW JERSEY
REV TRANSPORTATION SERIES B 0.040000%
73359BJG5
Other Commercial Paper
N
First Tier Security
N/A
N/A
2016-03-08
2016-03-08
N
N
N
10530000.00
10530000.00
0.0053
N
10530526.61
10530526.61
PORT AUTHORITY OF NEW YORK & NEW JERSEY
REV TRANSPORTATION SERIES B 0.040000%
73359BJN0
Other Commercial Paper
N
First Tier Security
N/A
N/A
2016-04-12
2016-04-12
N
N
N
1045000.00
1045000.00
0.0005
N
1045167.21
1045167.21
PORT AUTHORITY OF NEW YORK & NEW JERSEY
REV TRANSPORTATION SERIES B 0.050000%
73359BJQ3
Other Commercial Paper
N
First Tier Security
N/A
N/A
2016-04-26
2016-04-26
N
N
N
14360000.00
14360000.00
0.0073
N
14362728.54
14362728.54
PORT AUTHORITY OF NEW YORK & NEW JERSEY
REV TRANSPORTATION SERIES 194th 0.010000%
88033MHJ9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
Citibank NA
N/A
N/A
N
N
1220000.00
1220000.00
0.0006
N
1220000.00
1220000.00
PORT AUTHORITY OF NEW YORK & NEW JERSEY
REV TRANSPORTATION SERIES 194th 0.020000%
88033MHQ3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
8500000.00
8500000.00
0.0043
N
8500000.00
8500000.00
PORT AUTHORITY OF NEW YORK & NEW JERSEY
REV TRANSPORTATION SERIES 194TH 0.020000%
88033MJS7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
3300000.00
3300000.00
0.0017
N
3300000.00
3300000.00
RENSSELAER CNTY N Y
GO BOND ANTICIPATION NOTE SERIES 2015 2.000000%
759897XE6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-12
2016-08-12
N
N
N
11500000.00
11592002.84
0.0059
N
11591655.00
11591655.00
ROCKLAND CNTY N Y INDL DEV AGY
REV HOSPITAL (ASSISTED LIVING AT NORTHERN RIVERVIEW INC) SERIES 1999 0.110000%
773561AD7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
MANUFACTURERS AND TRADERS TRUST CO
N/A
N/A
Y
MANUFACTURERS AND TRADERS TRUST CO
N/A
N/A
N
7265000.00
7265000.00
0.0037
N
7265000.00
7265000.00
ROTTERDAM-MOHONASEN N Y CENT SCH DIST
GO BOND ANTICIPATION NOTE SERIES 2015 2.000000%
778850KC0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-08
2016-04-08
N
N
N
17000000.00
17052737.26
0.0087
N
17055930.00
17055930.00
SALES TAX ASSET RECEIVABLE CORP N Y
REV SALES TAX SERIES Fiscal 2015A 0.020000%
88033LRF8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
3140000.00
3140000.00
0.0016
N
3140000.00
3140000.00
SUFFOLK CNTY N Y INDL DEV AGY
REV SCHOOL (GUIDE DOG FNDTN FOR BLIND) SERIES 2001 0.060000%
864768FD3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
2765000.00
2765000.00
0.0014
N
2765000.00
2765000.00
SULLIVAN CNTY N Y
GO TAX ANTICIPATION NOTE SERIES 2015 1.250000%
865270WZ1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-04
2016-03-04
N
N
N
4250000.00
4253517.37
0.0022
N
4253910.00
4253910.00
SULLIVAN CNTY N Y
GO BOND ANTICIPATION NOTE SERIES 2015 1.250000%
865270XB3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-04
2016-03-04
N
N
N
7070000.00
7075575.45
0.0036
N
7076504.40
7076504.40
SYRACUSE N Y INDL DEV AGY
REV HEALTHCARE (CROUSE HEALTH SYSTEM INC) SERIES 2003A 0.010000%
871720BR8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
HSBC Bank USA NA
N/A
N/A
Y
HSBC BANK USA NA
N/A
N/A
N
6100000.00
6100000.00
0.0031
N
6100000.00
6100000.00
THREE VLG CENT SCH DIST N Y BROOKHAVEN & SMITHTOWN
GO BOND ANTICIPATION NOTE SERIES 2015 2.000000%
885766NE1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-26
2016-08-26
N
N
N
2850000.00
2877315.49
0.0015
N
2876334.00
2876334.00
THREE VLG CENT SCH DIST N Y BROOKHAVEN & SMITHTOWN
GO TAX ANTICIPATION NOTE SERIES 2015-16 1.750000%
885766NF8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-27
2016-06-27
N
N
N
13000000.00
13076815.94
0.0066
N
13077610.00
13077610.00
THREE VLG CENT SCH DIST N Y BROOKHAVEN & SMITHTOWN
GO BOND ANTICIPATION NOTE SERIES 2015 1.750000%
885766NG6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-26
2016-08-26
N
N
N
10000000.00
10080588.22
0.0051
N
10077100.00
10077100.00
TOBACCO SETTLEMENT FING CORP N Y
REV APPR/TOB (NEW YORK STATE OF) SERIES 2011A 5.000000%
88880TMK9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-01
2016-06-01
N
N
Y
Corporate Underlier
NEW YORK STATE OF
N/A
N/A
2095000.00
2127202.07
0.0011
N
2127786.75
2127786.75
TOBACCO SETTLEMENT FING CORP N Y
REV APPR/TOB (NEW YORK STATE OF) SERIES 2011B 5.000000%
88880TMR4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-01
2016-06-01
N
N
Y
Corporate Underlier
NEW YORK STATE OF
N/A
N/A
1920000.00
1949121.91
0.0010
N
1950048.00
1950048.00
TONAWANDA N Y
GO BOND ANTICIPATION NOTE SERIES 2015 1.125000%
890159J23
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-09
2016-06-09
N
N
N
7756482.00
7763821.47
0.0039
N
7760049.98
7760049.98
TRIBOROUGH BRIDGE & TUNNEL AUTHORITY
REV TRANSPORTATION SERIES 2008C 0.060000%
05248RAE1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-04
2016-02-05
Y
Bank of America NA
N/A
N/A
N
N
3000000.00
3000000.00
0.0015
N
3000000.00
3000000.00
TRIBOROUGH BRIDGE & TUNNEL AUTHORITY
REV TRANSPORTATION SERIES 2005B-2 0.010000%
89602N2B9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-01
2016-02-01
Y
Wells Fargo Bank NA
N/A
N/A
Y
Wells Fargo Bank NA
N/A
N/A
N
2890000.00
2890000.00
0.0015
N
2890000.00
2890000.00
TRIBOROUGH BRIDGE & TUNNEL AUTHORITY
REV TRANSPORTATION SERIES 2002 F 0.020000%
89602NCG7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-01
2016-02-01
Y
LANDESBANK HESSEN THUERINGEN GIROZENTRALE
N/A
N/A
Y
LANDESBANK HESSEN THUERINGEN GIROZENTRALE
N/A
N/A
N
4235000.00
4235000.00
0.0021
N
4235000.00
4235000.00
TRIBOROUGH BRIDGE & TUNNEL AUTHORITY
REV TRANSPORTATION SERIES 2005B-3 0.010000%
89602NGX6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
BANK OF TOKYO-MITSUBISHI UFJ LTD
N/A
N/A
Y
BANK OF TOKYO-MITSUBISHI UFJ LTD
N/A
N/A
N
7620000.00
7620000.00
0.0039
N
7620000.00
7620000.00
TRIBOROUGH BRIDGE & TUNNEL AUTHORITY
REV TRANSPORTATION SERIES 2001C 0.010000%
89602NSQ8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
BANK OF TOKYO-MITSUBISHI UFJ LTD
N/A
N/A
Y
BANK OF TOKYO-MITSUBISHI UFJ LTD
N/A
N/A
N
12445000.00
12445000.00
0.0063
N
12445000.00
12445000.00
TRIBOROUGH BRIDGE & TUNNEL AUTHORITY
REV TRANSPORTATION SERIES 2009A2 0.010000%
89602NUR3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-04
2016-02-05
Y
Credit Suisse AG
N/A
N/A
N
N
6500000.00
6500000.00
0.0033
N
6500000.00
6500000.00
TRIBOROUGH BRIDGE & TUNNEL AUTHORITY
REV TRANSPORTATION SERIES 2003B-1 0.010000%
89602NWU4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
PNC BANK NATIONAL ASSOCIATION
N/A
N/A
Y
PNC BANK NATIONAL ASSOCIATION
N/A
N/A
N
2885000.00
2885000.00
0.0015
N
2885000.00
2885000.00
TRIBOROUGH BRIDGE & TUNNEL AUTHORITY
REV TRANSPORTATION SERIES 2003 B-3 0.010000%
89602NWW0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-01
2016-02-01
Y
Wells Fargo Bank NA
N/A
N/A
Y
Wells Fargo Bank NA
N/A
N/A
N
955000.00
955000.00
0.0005
N
955000.00
955000.00
TRIBOROUGH BRIDGE & TUNNEL AUTHORITY
REV TRANSPORTATION SERIES 2013C 0.020000%
89602NZ23
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
6665000.00
6665000.00
0.0034
N
6665000.00
6665000.00
TRIBOROUGH BRIDGE & TUNNEL AUTHORITY
REV TRANSPORTATION SERIES 2012B 4.000000%
89602NZQ0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-11-15
2016-11-15
N
N
N
300000.00
308425.73
0.0002
N
308556.00
308556.00
TRIBOROUGH BRIDGE & TUNNEL AUTHORITY
REV TRANSPORTATION SERIES 2012B 5.000000%
89602NZT4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-11-15
2016-11-15
N
N
N
430000.00
445450.04
0.0002
N
445626.20
445626.20
UTILITY DEBT SECURITIZATION AUTHORITY
REV POWER SERIES 2013TE17 0.010000%
18886EBQ2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
STATE STREET BANK AND TRUST COMPANY
N/A
N/A
N
N
21665000.00
21665000.00
0.0110
N
21665000.00
21665000.00
UTILITY DEBT SECURITIZATION AUTHORITY
REV POWER SERIES 2013TE17 0.010000%
74926YH20
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
Royal Bank of Canada
N/A
N/A
N
N
6650000.00
6650000.00
0.0034
N
6650000.00
6650000.00
UTILITY DEBT SECURITIZATION AUTHORITY
REV POWER SERIES 2013TE 0.020000%
88033LZE2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-02-05
2016-02-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
3355000.00
3355000.00
0.0017
N
3355000.00
3355000.00
VESTAL N Y
GO BOND ANTICIPATION NOTE SERIES 2015 1.250000%
925428SX3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-05-13
2016-05-13
N
N
N
5215000.00
5228611.58
0.0027
N
5228976.20
5228976.20
WEST SENECA N Y
GO BOND ANTICIPATION NOTE SERIES 2015 2.000000%
955771QY9
Other Municipal Debt
N
First Tier Security
N/A
N/A
2016-07-28
2016-07-28
N
N
N
13180000.00
13279176.43
0.0067
N
13281617.80
13281617.80