0001145549-16-010658.txt : 20160331 0001145549-16-010658.hdr.sgml : 20160331 20160205165856 ACCESSION NUMBER: 0001145549-16-010658 CONFORMED SUBMISSION TYPE: N-MFP PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160131 FILED AS OF DATE: 20160205 DATE AS OF CHANGE: 20160205 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS CENTRAL INDEX KEY: 0000857156 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-MFP SEC ACT: 1933 Act SEC FILE NUMBER: 811-05954 FILM NUMBER: 161392937 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 1-415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS DATE OF NAME CHANGE: 19920703 0000857156 S000004501 Schwab Massachusetts Municipal Money Fund C000012375 Sweep Shares SWDXX N-MFP 1 primary_doc.xml N-MFP N-MFP LIVE N 2016-01-31 0000857156 S000004501 1 N N N N 033-31894 Charles Schwab Investment Management, Inc. 801-35905 PricewaterhouseCoopers LLP San Francisco CA Charles Schwab Investment Management, Inc. Boston Financial Data Services, Inc. 0000275143 84-00896 N N N Single State Fund 37 39 477259094.48 4762828.96 55125.09 481966798.35 0.0009 1.0016 2016-01-31 1.0016 2016-01-31 C000012375 1.00 481966798.35 1.00 22147929.81 124449217.99 102301288.18 0.0001 1.0016 2016-01-31 1.0016 2016-01-31 BOSTON MASS WTR & SWR COMMN REV WATER & SEWER SERIES A 0.120000% 10102NDD4 Other Commercial Paper N First Tier Security N/A N/A 2016-05-17 2016-05-17 N Y STATE STREET BANK AND TRUST COMPANY N/A N/A N 6250000.00 6250000.00 0.0130 N 6250937.56 6250937.56 CHICOPEE MASS GO BOND ANTICIPATION NOTE SERIES 2015 1.500000% 168592X65 Other Municipal Debt N First Tier Security N/A N/A 2016-07-20 2016-07-20 N N N 2381080.00 2392473.91 0.0050 N 2392223.45 2392223.45 COMMONWEALTH OF MASSACHUSETTS GO SERIES 2015 0.010000% 46640KVU5 Variable Rate Demand Note N First Tier Security N/A N/A 2016-02-01 2016-02-01 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 9000000.00 9000000.00 0.0187 N 9000000.00 9000000.00 COMMONWEALTH OF MASSACHUSETTS GO SERIES 2000A 0.010000% 575827R44 Variable Rate Demand Note N First Tier Security N/A N/A 2016-02-05 2016-02-05 Y Citibank NA N/A N/A N N 1000000.00 1000000.00 0.0021 N 1000000.00 1000000.00 COMMONWEALTH OF MASSACHUSETTS GO SERIES 2006C 5.000000% 57582N5T8 Other Municipal Debt N Unrated Security N/A N/A 2016-05-01 2016-05-01 N N N 205000.00 207356.09 0.0004 N 207453.85 207453.85 COMMONWEALTH OF MASSACHUSETTS GO SERIES 2006D 4.000000% 57582N6Z3 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 100000.00 101775.97 0.0002 N 101857.00 101857.00 COMMONWEALTH OF MASSACHUSETTS GO SERIES 2006D 5.000000% 57582N7A7 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 400000.00 409289.09 0.0008 N 409404.00 409404.00 COMMONWEALTH OF MASSACHUSETTS GO SERIES 2003D 5.500000% 57582NSD8 Other Municipal Debt N Unrated Security N/A N/A 2016-10-01 2016-10-01 N N N 95000.00 98099.89 0.0002 N 98247.10 98247.10 COMMONWEALTH OF MASSACHUSETTS GO SERIES 2004B 5.250000% 57582NXE0 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 135000.00 138258.29 0.0003 N 138339.90 138339.90 COMMONWEALTH OF MASSACHUSETTS GO SERIES 2004B 5.250000% 57582NXF7 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 550000.00 563326.20 0.0012 N 563607.00 563607.00 COMMONWEALTH OF MASSACHUSETTS GO SERIES 2014C 3.000000% 57582P7E4 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 2445000.00 2477284.71 0.0051 N 2478325.35 2478325.35 COMMONWEALTH OF MASSACHUSETTS GO SERIES 2007A 5.000000% 57582PEV8 Other Municipal Debt N Unrated Security N/A N/A 2016-05-01 2016-05-01 N N N 100000.00 101134.21 0.0002 N 101197.00 101197.00 COMMONWEALTH OF MASSACHUSETTS GO SERIES 2007C 0.020000% 57582PGZ7 Variable Rate Demand Note N First Tier Security N/A N/A 2016-02-05 2016-02-05 Y Citibank NA N/A N/A N N 4500000.00 4500000.00 0.0093 N 4500000.00 4500000.00 COMMONWEALTH OF MASSACHUSETTS GO SERIES 2007C 0.020000% 57582PHZ6 Variable Rate Demand Note N First Tier Security N/A N/A 2016-02-04 2016-02-05 Y JPMorgan Chase Bank NA N/A N/A N N 3900000.00 3900000.00 0.0081 N 3900000.00 3900000.00 COMMONWEALTH OF MASSACHUSETTS GO SERIES 2012D 0.350000% 57582PJ84 Other Municipal Debt N Unrated Security N/A N/A 2016-02-04 2017-01-01 N N N 2950000.00 2952121.19 0.0061 N 2951416.00 2951416.00 COMMONWEALTH OF MASSACHUSETTS GO SERIES 2007C 0.010000% 57582PJU5 Variable Rate Demand Note N First Tier Security N/A N/A 2016-02-05 2016-02-05 Y Societe Generale SA N/A N/A N N 1085000.00 1085000.00 0.0023 N 1085000.00 1085000.00 COMMONWEALTH OF MASSACHUSETTS GO SERIES 2007A 0.010000% 57582PJX9 Variable Rate Demand Note N First Tier Security N/A N/A 2016-02-05 2016-02-05 Y Societe Generale SA N/A N/A N N 4000000.00 4000000.00 0.0083 N 4000000.00 4000000.00 COMMONWEALTH OF MASSACHUSETTS GO SERIES 2008A 5.000000% 57582PNK2 Other Municipal Debt N Unrated Security N/A N/A 2016-09-01 2016-09-01 N N N 115000.00 118064.79 0.0002 N 118131.45 118131.45 COMMONWEALTH OF MASSACHUSETTS GO SERIES 2013B 5.000000% 57582PP87 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 400000.00 409081.96 0.0008 N 409404.00 409404.00 COMMONWEALTH OF MASSACHUSETTS GO SERIES 2009B 5.000000% 57582PRU6 Other Municipal Debt N Unrated Security N/A N/A 2016-07-01 2016-07-01 N N N 155000.00 157867.27 0.0003 N 158055.05 158055.05 COMMONWEALTH OF MASSACHUSETTS GO SERIES 2010-B 4.000000% 57582PVJ6 Other Municipal Debt N Unrated Security N/A N/A 2016-06-01 2016-06-01 N N N 235000.00 237673.24 0.0005 N 237956.30 237956.30 COMMONWEALTH OF MASSACHUSETTS GO SERIES I 0.060000% 57587BAG1 Other Commercial Paper N First Tier Security N/A N/A 2016-04-21 2016-04-21 N N Y Standby Purchase Agreement TD Bank NA N/A N/A 9000000.00 9000000.00 0.0187 N 9000000.09 9000000.09 COMMONWEALTH OF MASSACHUSETTS GO SERIES 2015A 0.010000% 88033MNJ2 Variable Rate Demand Note N First Tier Security N/A N/A 2016-02-05 2016-02-05 Y Citibank NA N/A N/A N N 1350000.00 1350000.00 0.0028 N 1350000.00 1350000.00 DISTRICT OF COLUMBIA (WASHINGTON DC) REV PUBLIC SERVICES SERIES 1993 0.070000% 254839K77 Variable Rate Demand Note N First Tier Security N/A N/A 2016-02-05 2016-02-05 Y Bank of America NA N/A N/A Y Bank of America NA N/A N/A N 780000.00 780000.00 0.0016 N 780000.00 780000.00 EAST BRIDGEWATER MASS GO BOND ANTICIPATION NOTE 1.500000% 271227PB0 Other Municipal Debt N First Tier Security N/A N/A 2016-03-11 2016-03-11 N N N 1775000.00 1777417.61 0.0037 N 1777644.75 1777644.75 EASTON MASS GO BOND ANTICIPATION NOTE 2.000000% 277587WE7 Other Municipal Debt N First Tier Security N/A N/A 2016-08-19 2016-08-19 N N N 1845000.00 1861371.84 0.0039 N 1861789.50 1861789.50 EASTON MASS GO BOND ANTICIPATION NOTE SERIES 2016 1.500000% 277587WF4 Other Municipal Debt N Unrated Security N/A N/A 2016-08-19 2016-08-19 N N N 3620000.00 3642932.61 0.0076 N 3643059.40 3643059.40 ESSEX MASS NORTH SHORE AGRIC & TECH SCH DIST GO BOND ANTICIPATION NOTE 1.250000% 297138CR8 Other Municipal Debt N First Tier Security N/A N/A 2016-06-17 2016-06-17 N N N 2500000.00 2507725.07 0.0052 N 2508550.00 2508550.00 FALL RIVER MASS GO BOND ANTICIPATION NOTE 1.250000% 306297M90 Other Municipal Debt N First Tier Security N/A N/A 2016-02-12 2016-02-12 N N N 4300000.00 4301226.68 0.0089 N 4301118.00 4301118.00 FRANKLIN MASS GO BOND ANTICIPATION NOTE 1.500000% 353838XF7 Other Municipal Debt N Unrated Security N/A N/A 2016-05-20 2016-05-20 N N N 1000000.00 1003440.69 0.0021 N 1003590.00 1003590.00 HAVERHILL MASS GO BOND ANTICIPATION NOTE 2.000000% 419507BG2 Other Municipal Debt N First Tier Security N/A N/A 2016-09-01 2016-09-01 N N N 3000000.00 3028341.81 0.0063 N 3023610.00 3023610.00 HINGHAM MASS GO BOND ANTICIPATION NOTE 1.500000% 433344UK2 Other Municipal Debt N Unrated Security N/A N/A 2016-05-21 2016-05-21 N N N 1000000.00 1003624.59 0.0021 N 1003780.00 1003780.00 LINCOLN CNTY WYO REV IDB & PCR (EXXON MOBIL CORP) SERIES 2014 0.010000% 533485BB3 Variable Rate Demand Note N First Tier Security N/A N/A 2016-02-01 2016-02-01 Y Exxon Mobil Corp N/A N/A N N 12000000.00 12000000.00 0.0249 N 12000000.00 12000000.00 MACON GA WTR AUTH REV WATER & SEWER SERIES 2012 0.010000% 555758GX3 Variable Rate Demand Note N First Tier Security N/A N/A 2016-02-05 2016-02-05 Y MACON GA WTR AUTH N/A N/A N N 4000000.00 4000000.00 0.0083 N 4000000.00 4000000.00 MARBLEHEAD MASS GO BOND ANTICIPATION NOTE 2.000000% 566081WF8 Other Municipal Debt N First Tier Security N/A N/A 2016-08-05 2016-08-05 N N N 3000000.00 3025830.50 0.0063 N 3025350.00 3025350.00 MARSHFIELD MASS GO BOND ANTICIPATION NOTE 2.000000% 572835B70 Other Municipal Debt N Unrated Security N/A N/A 2016-07-29 2016-07-29 N N N 3000000.00 3024414.43 0.0063 N 3024690.00 3024690.00 MARYLAND ST ECONOMIC DEV CORP REV INDUSTRIAL SERIES 2001-A 0.310000% 574205EC0 Variable Rate Demand Note N First Tier Security N/A N/A 2016-02-05 2016-02-05 Y MANUFACTURERS AND TRADERS TRUST CO N/A N/A Y MANUFACTURERS AND TRADERS TRUST CO N/A N/A N 3350000.00 3350000.00 0.0070 N 3350000.00 3350000.00 MASSACHUSETTS BAY TRANS AUTH SALES TAX REV SALES TAX SERIES 2008 A-2 0.010000% 575579TK3 Variable Rate Demand Note N First Tier Security N/A N/A 2016-02-05 2016-02-05 Y JPMorgan Chase Bank NA N/A N/A N N 16100000.00 16100000.00 0.0334 N 16100000.00 16100000.00 MASSACHUSETTS BAY TRANS AUTH SALES TAX REV TRANSPORTATION 5.500000% 575579XK8 Other Municipal Debt N Unrated Security N/A N/A 2016-07-01 2016-07-01 N N N 805000.00 821891.88 0.0017 N 822484.60 822484.60 MASSACHUSETTS BAY TRANS AUTH SALES TAX REV SALES TAX SERIES 2014 A 3.000000% 575579XM4 Other Municipal Debt N Unrated Security N/A N/A 2016-07-01 2016-07-01 N N N 250000.00 252703.21 0.0005 N 252865.00 252865.00 MASSACHUSETTS BAY TRANS AUTH SALES TAX REV SALES TAX SERIES B 0.030000% 57557YKJ0 Other Commercial Paper N First Tier Security N/A N/A 2016-02-04 2016-02-04 N N Y Standby Purchase Agreement SUMITOMO MITSUI BANKING CORPORATION N/A N/A 4000000.00 4000000.00 0.0083 N 4000000.04 4000000.04 MASSACHUSETTS BAY TRANSPORTATION AUTHORITY GO (COMMONWEALTH OF MASSACHUSETTS) SERIES 2000A-1 0.030000% 575567VF6 Variable Rate Demand Note N First Tier Security N/A N/A 2016-02-05 2016-02-05 Y Barclays Bank PLC N/A N/A N Y Corporate Underlier COMMONWEALTH OF MASSACHUSETTS N/A N/A 2100000.00 2100000.00 0.0044 N 2100000.00 2100000.00 MASSACHUSETTS BAY TRANSPORTATION AUTHORITY GO (COMMONWEALTH OF MASSACHUSETTS) SERIES 2000A-2 0.010000% 575567VG4 Variable Rate Demand Note N First Tier Security N/A N/A 2016-02-05 2016-02-05 Y BANK OF TOKYO-MITSUBISHI UFJ LTD N/A N/A N Y Corporate Underlier COMMONWEALTH OF MASSACHUSETTS N/A N/A 4995000.00 4995000.00 0.0104 N 4995000.00 4995000.00 MASSACHUSETTS DEPARTMENT OF TRANSPORTATION REV TRANSPORTATION (COMMONWEALTH OF MASSACHUSETTS) SERIES 2010A-7 0.010000% 57563CAG7 Variable Rate Demand Note N First Tier Security N/A N/A 2016-02-05 2016-02-05 Y TD Bank NA N/A N/A N Y Corporate Underlier COMMONWEALTH OF MASSACHUSETTS N/A N/A 3585000.00 3585000.00 0.0074 N 3585000.00 3585000.00 MASSACHUSETTS SCHOOL BUILDING AUTHORITY REV SALES TAX SERIES 2007A 0.020000% 46633VRV3 Variable Rate Demand Note N First Tier Security N/A N/A 2016-02-04 2016-02-05 Y JPMorgan Chase Bank NA N/A N/A Y UNITED STATES TREASURY N/A N/A N 1315000.00 1315000.00 0.0027 N 1315000.00 1315000.00 MASSACHUSETTS SCHOOL BUILDING AUTHORITY REV SCHOOL SERIES 2012B 0.020000% 46640KCJ1 Variable Rate Demand Note N First Tier Security N/A N/A 2016-02-05 2016-02-05 Y JPMorgan Chase Bank NA N/A N/A N N 3750000.00 3750000.00 0.0078 N 3750000.00 3750000.00 MASSACHUSETTS SCHOOL BUILDING AUTHORITY SERIES A 0.100000% 57580QAQ3 Other Commercial Paper N First Tier Security N/A N/A 2016-05-23 2016-05-23 N Y Bank of America NA N/A N/A N 8000000.00 8000000.00 0.0166 N 8001280.08 8001280.08 MASSACHUSETTS SCHOOL BUILDING AUTHORITY REV SCHOOL SERIES C 0.070000% 57580SAW6 Other Commercial Paper N First Tier Security N/A N/A 2016-03-03 2016-03-03 N Y Barclays Bank Plc N/A N/A N 10000000.00 10000000.00 0.0207 N 10000200.10 10000200.10 MASSACHUSETTS SCHOOL BUILDING AUTHORITY SERIES C 0.050000% 57580SAX4 Other Commercial Paper N First Tier Security N/A N/A 2016-02-03 2016-02-03 N Y Barclays Bank Plc N/A N/A N 1800000.00 1800000.00 0.0037 N 1800018.02 1800018.02 MASSACHUSETTS SCHOOL BUILDING AUTHORITY SERIES A 0.060000% 57580SBB1 Other Commercial Paper N First Tier Security N/A N/A 2016-02-01 2016-02-01 N Y Bank of America NA N/A N/A N 4000000.00 4000000.00 0.0083 N 4000000.04 4000000.04 MASSACHUSETTS SCHOOL BUILDING AUTHORITY REV SCHOOL SERIES C 0.050000% 57580SBE5 Other Commercial Paper N First Tier Security N/A N/A 2016-03-02 2016-03-02 N Y Barclays Bank Plc N/A N/A N 9000000.00 9000000.00 0.0187 N 9000000.09 9000000.09 MASSACHUSETTS SCHOOL BUILDING AUTHORITY REV SALES TAX SERIES 2009A 4.000000% 576000KR3 Other Municipal Debt N Unrated Security N/A N/A 2016-05-15 2016-05-15 N N N 605000.00 611166.93 0.0013 N 611667.10 611667.10 MASSACHUSETTS SCHOOL BUILDING AUTHORITY REV SALES TAX SERIES 2011B 5.000000% 576000LU5 Other Municipal Debt N Unrated Security N/A N/A 2016-10-15 2016-10-15 N N N 200000.00 206305.85 0.0004 N 206524.00 206524.00 MASSACHUSETTS SCHOOL BUILDING AUTHORITY REV SALES TAX SERIES 2013A 4.000000% 576000PA5 Other Municipal Debt N Unrated Security N/A N/A 2016-05-15 2016-05-15 N N N 725000.00 732437.76 0.0015 N 732989.50 732989.50 MASSACHUSETTS SCHOOL BUILDING AUTHORITY REV SALES TAX SERIES 2013A 0.020000% 576000PR8 Variable Rate Demand Note N First Tier Security N/A N/A 2016-02-05 2016-02-05 Y Citibank NA N/A N/A N N 4125000.00 4125000.00 0.0086 N 4125000.00 4125000.00 MASSACHUSETTS SCHOOL BUILDING AUTHORITY GO SERIES 2015D 0.010000% 576000SU8 Variable Rate Demand Note N First Tier Security N/A N/A 2016-02-05 2016-02-05 Y Citibank NA N/A N/A N N 9985000.00 9985000.00 0.0207 N 9985000.00 9985000.00 MASSACHUSETTS ST DEV FIN AGY REV SCHOOL (CUSHING ACADEMY) SERIES 2004 0.010000% 57583F4G3 Variable Rate Demand Note N First Tier Security N/A N/A 2016-02-05 2016-02-05 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 2480000.00 2480000.00 0.0051 N 2480000.00 2480000.00 MASSACHUSETTS ST DEV FIN AGY REV HEALTHCARE (SYMMES LIFE CARE INC DBA BROOKHAVEN AT LEXINGTON) SERIES 2005B 0.130000% 57583RAG0 Variable Rate Demand Note N First Tier Security N/A N/A 2016-02-05 2016-02-05 Y Bank of America NA N/A N/A Y Bank of America NA N/A N/A N 2775000.00 2775000.00 0.0058 N 2775000.00 2775000.00 MASSACHUSETTS ST DEV FIN AGY REV SCHOOL (MARINE BIOLOGICAL LABORATORY) SERIES 2006 0.010000% 57583RFL4 Variable Rate Demand Note N First Tier Security N/A N/A 2016-02-05 2016-02-05 Y PNC BANK NATIONAL ASSOCIATION N/A N/A Y PNC BANK NATIONAL ASSOCIATION N/A N/A N 7110000.00 7110000.00 0.0148 N 7110000.00 7110000.00 MASSACHUSETTS ST DEV FIN AGY REV UNIVERSITY (BOSTON UNIVERSITY) SERIES U-3 0.010000% 57583RWG6 Variable Rate Demand Note N First Tier Security N/A N/A 2016-02-05 2016-02-05 Y NORTHERN TRUST COMPANY (THE) N/A N/A Y NORTHERN TRUST COMPANY (THE) N/A N/A N 2800000.00 2800000.00 0.0058 N 2800000.00 2800000.00 MASSACHUSETTS ST DEV FIN AGY REV HOSPITAL (PARTNERS HEALTHCARE SYSTEM INC) SERIES 2014 M-2 0.010000% 57583UB56 Variable Rate Demand Note N First Tier Security N/A N/A 2016-02-05 2016-02-05 Y BANK OF NEW YORK MELLON/THE N/A N/A Y BANK OF NEW YORK MELLON/THE N/A N/A N 5000000.00 5000000.00 0.0104 N 5000000.00 5000000.00 MASSACHUSETTS ST DEV FIN AGY REV PUBLIC SERVICES (CORPORATION FOR INDEPENDENT LIVING) SERIES 2011 0.010000% 57583UDB1 Variable Rate Demand Note N First Tier Security N/A N/A 2016-02-05 2016-02-05 Y MANUFACTURERS AND TRADERS TRUST CO N/A N/A Y MANUFACTURERS AND TRADERS TRUST CO N/A N/A N 6230000.00 6230000.00 0.0129 N 6230000.00 6230000.00 MASSACHUSETTS ST DEV FIN AGY REV HEALTHCARE (PARTNERS HEALTHCARE SYSTEM INC) SERIES 2014M4 0.020000% 57583UL55 Variable Rate Demand Note N First Tier Security N/A N/A 2016-02-05 2016-02-05 Y Morgan Stanley Bank NA N/A N/A N Y Corporate Underlier PARTNERS HEALTHCARE SYSTEM INC N/A N/A 2500000.00 2500000.00 0.0052 N 2500000.00 2500000.00 MASSACHUSETTS ST DEV FIN AGY REV HOSPITAL (PARTNERS HEALTHCARE SYSTEM INC) SERIES 2012L 3.000000% 57583UMG0 Other Municipal Debt N Unrated Security N/A N/A 2016-07-01 2016-07-01 N N Y Corporate Underlier PARTNERS HEALTHCARE SYSTEM INC N/A N/A 100000.00 101085.02 0.0002 N 101133.00 101133.00 MASSACHUSETTS ST DEV FIN AGY REV HOSPITAL (PARTNERS HEALTHCARE SYSTEM INC) SERIES 2012L 5.000000% 57583UMX3 Other Municipal Debt N Unrated Security N/A N/A 2016-07-01 2016-07-01 N N Y Corporate Underlier PARTNERS HEALTHCARE SYSTEM INC N/A N/A 575000.00 585962.17 0.0012 N 586241.25 586241.25 MASSACHUSETTS ST DEV FIN AGY REV PUBLIC SERVICES (CILS REALTY INC) SERIES 2013 0.010000% 57583UXM5 Variable Rate Demand Note N First Tier Security N/A N/A 2016-02-05 2016-02-05 Y MANUFACTURERS AND TRADERS TRUST CO N/A N/A Y MANUFACTURERS AND TRADERS TRUST CO N/A N/A N 8525000.00 8525000.00 0.0177 N 8525000.00 8525000.00 MASSACHUSETTS ST DEV FIN AGY REV MULTI FAM HOUSING (NEW HADLEY LLC) SERIES 2015 0.350000% 57583XCD2 Other Municipal Debt N First Tier Security N/A N/A 2016-04-01 2016-04-01 N Y UNITED STATES TREASURY N/A N/A N 5000000.00 5000000.00 0.0104 N 4999450.00 4999450.00 MASSACHUSETTS ST DEV FIN AGY REV UNIVERSITY (HARVARD UNIVERSITY) SERIES 2010B2 0.010000% 74703YZF0 Variable Rate Demand Note N First Tier Security N/A N/A 2016-02-05 2016-02-05 Y Bank of America NA N/A N/A N Y Corporate Underlier HARVARD UNIVERSITY N/A N/A 12500000.00 12500000.00 0.0259 N 12500000.00 12500000.00 MASSACHUSETTS ST DEV FIN AGY REV HOSPITAL (PARTNERS HEALTHCARE SYSTEM INC) SERIES 2015O-1 0.020000% 88033MAG2 Variable Rate Demand Note N First Tier Security N/A N/A 2016-02-05 2016-02-05 Y JPMorgan Chase Bank NA N/A N/A N Y Corporate Underlier PARTNERS HEALTHCARE SYSTEM INC N/A N/A 1600000.00 1600000.00 0.0033 N 1600000.00 1600000.00 MASSACHUSETTS ST DEV FIN AGY REV HOSPITAL (PARTNERS HEALTHCARE SYSTEM INC) SERIES 2016Q 0.020000% 88033MRY5 Variable Rate Demand Note N First Tier Security N/A N/A 2016-02-05 2016-02-05 Y JPMorgan Chase Bank NA N/A N/A N Y Corporate Underlier PARTNERS HEALTHCARE SYSTEM INC N/A N/A 1350000.00 1350000.00 0.0028 N 1350000.00 1350000.00 MASSACHUSETTS ST HEALTH & EDL FACS AUTH REV UNIVERSITY (UNIVERSITY OF MASSACHUSETTS) SERIES 2007E&F 0.010000% 27884FQC7 Variable Rate Demand Note N First Tier Security N/A N/A 2016-02-04 2016-02-05 Y US BANK NATIONAL ASSOCIATION N/A N/A Y UNITED STATES TREASURY N/A N/A N 7220000.00 7220000.00 0.0150 N 7220000.00 7220000.00 MASSACHUSETTS ST HEALTH & EDL FACS AUTH REV UNIVERSITY (AMHERST COLLEGE) SERIES F 0.010000% 57585JMX6 Variable Rate Demand Note N First Tier Security N/A N/A 2016-02-05 2016-02-05 Y AMHERST COLLEGE N/A N/A N N 8600000.00 8600000.00 0.0178 N 8600000.00 8600000.00 MASSACHUSETTS ST HEALTH & EDL FACS AUTH REV HOSPITAL (DANA-FARBER CANCER INSTITUTE MA) SERIES M-2 0.030000% 57585KA57 Variable Rate Demand Note N First Tier Security N/A N/A 2016-02-05 2016-02-05 Y Bank of America NA N/A N/A Y Bank of America NA N/A N/A N 2140000.00 2140000.00 0.0044 N 2140000.00 2140000.00 MASSACHUSETTS ST HEALTH & EDL FACS AUTH REV UNIVERSITY (HARVARD UNIVERSITY) SERIES R 0.010000% 57585KGP7 Variable Rate Demand Note N First Tier Security N/A N/A 2016-02-01 2016-02-01 Y Harvard University N/A N/A N N 1100000.00 1100000.00 0.0023 N 1100000.00 1100000.00 MASSACHUSETTS ST HEALTH & EDL FACS AUTH REV UNIVERSITY (MASSACHUSETTS INSTITUTE OF TECHNOLOGY) SERIES 2001J-2 0.010000% 57585KSV1 Variable Rate Demand Note N First Tier Security N/A N/A 2016-02-05 2016-02-05 Y Massachusetts Institute of Technology N/A N/A N N 750000.00 750000.00 0.0016 N 750000.00 750000.00 MASSACHUSETTS ST HEALTH & EDL FACS AUTH REV UNIVERSITY (MASSACHUSETTS INSTITUTE OF TECHNOLOGY) SERIES 2001 J-1 0.010000% 57585KSW9 Variable Rate Demand Note N First Tier Security N/A N/A 2016-02-05 2016-02-05 Y Massachusetts Institute of Technology N/A N/A N N 2100000.00 2100000.00 0.0044 N 2100000.00 2100000.00 MASSACHUSETTS ST HEALTH & EDL FACS AUTH REV UNIVERSITY (TUFTS UNIVERSITY) SERIES 2002J 5.500000% 57585KZV3 Other Municipal Debt N Unrated Security N/A N/A 2016-08-15 2016-08-15 N N Y Corporate Underlier TUFTS UNIVERSITY N/A N/A 1500000.00 1542604.03 0.0032 N 1541940.00 1541940.00 MASSACHUSETTS ST HEALTH & EDL FACS AUTH REV UNIVERSITY (MASSACHUSETTS INSTITUTE OF TECHNOLOGY) SERIES M 5.250000% 57586CBF1 Other Municipal Debt N Unrated Security N/A N/A 2016-07-01 2016-07-01 N N Y Corporate Underlier Massachusetts Institute of Technology N/A N/A 1975000.00 2016134.69 0.0042 N 2016040.50 2016040.50 MASSACHUSETTS ST HEALTH & EDL FACS AUTH REV HOSPITAL SERIES 2004M-4A 0.030000% 57586CDX0 Variable Rate Demand Note N First Tier Security N/A N/A 2016-02-05 2016-02-05 Y Bank of America NA N/A N/A Y Bank of America NA N/A N/A N 4015000.00 4015000.00 0.0083 N 4015000.00 4015000.00 MASSACHUSETTS ST HEALTH & EDL FACS AUTH REV SCHOOL (AMHERST COLLEGE) SERIES 2005I 0.010000% 57586CGZ2 Variable Rate Demand Note N First Tier Security N/A N/A 2016-02-05 2016-02-05 Y AMHERST COLLEGE N/A N/A N N 9260000.00 9260000.00 0.0192 N 9260000.00 9260000.00 MASSACHUSETTS ST HEALTH & EDL FACS AUTH REV HOSPITAL (BAYSTATE MEDICAL CENTER MA) SERIES 2005 G 0.010000% 57586CNH4 Variable Rate Demand Note N First Tier Security N/A N/A 2016-02-01 2016-02-01 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 1100000.00 1100000.00 0.0023 N 1100000.00 1100000.00 MASSACHUSETTS ST HEALTH & EDL FACS AUTH REV UNIVERSITY (TUFTS UNIVERSITY) SERIES 2008N1 0.010000% 57586CV36 Variable Rate Demand Note N First Tier Security N/A N/A 2016-02-01 2016-02-01 Y US BANK NATIONAL ASSOCIATION N/A N/A N Y Corporate Underlier TUFTS UNIVERSITY N/A N/A 5300000.00 5300000.00 0.0110 N 5300000.00 5300000.00 MASSACHUSETTS ST HEALTH & EDL FACS AUTH REV SCHOOL (MUSEUM OF FINE ARTS) SERIES 2007-A2 0.010000% 57586CV51 Variable Rate Demand Note N First Tier Security N/A N/A 2016-02-01 2016-02-01 Y Bank of America NA N/A N/A N Y Corporate Underlier Museum of Fine Arts N/A N/A 3195000.00 3195000.00 0.0066 N 3195000.00 3195000.00 MASSACHUSETTS ST HEALTH & EDL FACS AUTH REV HOSPITAL (GREAT BROOK VALLEY HEALTH CENTER) SERIES 2006 A 0.020000% 57586CVK8 Variable Rate Demand Note N First Tier Security N/A N/A 2016-02-05 2016-02-05 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 3165000.00 3165000.00 0.0066 N 3165000.00 3165000.00 MASSACHUSETTS ST HEALTH & EDL FACS AUTH REV HOSPITAL (PARTNERS HEALTHCARE SYSTEM INC) SERIES P1 0.010000% 57586EHT1 Variable Rate Demand Note N First Tier Security N/A N/A 2016-02-05 2016-02-05 Y JPMorgan Chase Bank NA N/A N/A N Y Corporate Underlier PARTNERS HEALTHCARE SYSTEM INC N/A N/A 2500000.00 2500000.00 0.0052 N 2500000.00 2500000.00 MASSACHUSETTS ST HEALTH & EDL FACS AUTH REV HEALTHCARE (PARTNERS HEALTHCARE SYSTEM INC) SERIES P2 0.010000% 57586EHU8 Variable Rate Demand Note N First Tier Security N/A N/A 2016-02-05 2016-02-05 Y JPMorgan Chase Bank NA N/A N/A N Y Corporate Underlier PARTNERS HEALTHCARE SYSTEM INC N/A N/A 18900000.00 18900000.00 0.0392 N 18900000.00 18900000.00 MASSACHUSETTS ST HEALTH & EDL FACS AUTH REV HOSPITAL (BAYSTATE MEDICAL CENTER MA) SERIES 2009K-1 0.010000% 57586EJZ5 Variable Rate Demand Note N First Tier Security N/A N/A 2016-02-01 2016-02-01 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 6480000.00 6480000.00 0.0134 N 6480000.00 6480000.00 MASSACHUSETTS ST HEALTH & EDL FACS AUTH REV HOSPITAL (PARTNERS HEALTHCARE SYSTEM INC) SERIES 2010J-2 4.000000% 57586ENR8 Other Municipal Debt N Unrated Security N/A N/A 2016-07-01 2016-07-01 N N Y Corporate Underlier PARTNERS HEALTHCARE SYSTEM INC N/A N/A 250000.00 253697.21 0.0005 N 253860.00 253860.00 MASSACHUSETTS ST HEALTH & EDL FACS AUTH REV HOSPITAL (PARTNERS HEALTHCARE SYSTEM INC) SERIES 2010 J-2 5.000000% 57586EPB1 Other Municipal Debt N Unrated Security N/A N/A 2016-07-01 2016-07-01 N N Y Corporate Underlier PARTNERS HEALTHCARE SYSTEM INC N/A N/A 200000.00 203797.64 0.0004 N 203910.00 203910.00 MASSACHUSETTS ST HEALTH & EDL FACS AUTH REV UNIVERSITY (MASSACHUSETTS INSTITUTE OF TECHNOLOGY) SERIES 2008N 0.010000% 57586EQX2 Variable Rate Demand Note N First Tier Security N/A N/A 2016-02-05 2016-02-05 Y Citibank NA N/A N/A N Y Corporate Underlier Massachusetts Institute of Technology N/A N/A 2000000.00 2000000.00 0.0041 N 2000000.00 2000000.00 MASSACHUSETTS ST HEALTH & EDL FACS AUTH REV UNIVERSITY (HARVARD UNIVERSITY) SERIES EE 0.040000% 57586U5L5 Other Commercial Paper N First Tier Security N/A N/A 2016-02-01 2016-02-01 N N Y Corporate Underlier HARVARD UNIVERSITY N/A N/A 19000000.00 19000000.00 0.0394 N 19000000.19 19000000.19 MASSACHUSETTS ST HEALTH & EDL FACS AUTH (HARVARD UNIVERSITY) SERIES EE 0.020000% 57586U5P6 Other Commercial Paper N First Tier Security N/A N/A 2016-02-03 2016-02-03 N N Y Corporate Underlier HARVARD UNIVERSITY N/A N/A 6900000.00 6900000.00 0.0143 N 6900069.07 6900069.07 MASSACHUSETTS ST HEALTH & EDL FACS AUTH (HARVARD UNIVERSITY) SERIES EE 0.020000% 57586U5R2 Other Commercial Paper N First Tier Security N/A N/A 2016-03-02 2016-03-02 N N Y Corporate Underlier HARVARD UNIVERSITY N/A N/A 7700000.00 7700000.00 0.0160 N 7700000.08 7700000.08 MASSACHUSETTS ST HEALTH & EDL FACS AUTH REV HOSPITAL (PARTNERS HEALTHCARE SYSTEM INC) SERIES 2010J1 0.020000% 88033LDS5 Variable Rate Demand Note N First Tier Security N/A N/A 2016-02-05 2016-02-05 Y JPMorgan Chase Bank NA N/A N/A N Y Corporate Underlier PARTNERS HEALTHCARE SYSTEM INC N/A N/A 2100000.00 2100000.00 0.0044 N 2100000.00 2100000.00 MASSACHUSETTS ST HSG FIN AGY REV MULTI FAM HOUSING SERIES 2009-A 0.010000% 57586NDU2 Variable Rate Demand Note N First Tier Security N/A N/A 2016-02-05 2016-02-05 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 2500000.00 2500000.00 0.0052 N 2500000.00 2500000.00 MASSACHUSETTS ST HSG FIN AGY REV HOUSING SERIES 2010A 3.250000% 57586NEQ0 Other Municipal Debt N Unrated Security N/A N/A 2016-06-01 2016-06-01 N N N 115000.00 116043.08 0.0002 N 116002.80 116002.80 MASSACHUSETTS ST HSG FIN AGY REV MULTI FAM HOUSING SERIES 2015A 0.010000% 57587AJA7 Variable Rate Demand Note N First Tier Security N/A N/A 2016-02-05 2016-02-05 Y Bank of America NA N/A N/A Y Bank of America NA N/A N/A N 4800000.00 4800000.00 0.0100 N 4800000.00 4800000.00 MASSACHUSETTS ST WTR POLLN ABATEMENT TR POOL LN REV WATER & SEWER SERIES 2009A 3.000000% 57604P2F0 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 200000.00 202630.88 0.0004 N 202736.00 202736.00 MASSACHUSETTS ST WTR POLLN ABATEMENT TR POOL LN REV WATER & SEWER SERIES 2006 0.010000% 57604PT61 Variable Rate Demand Note N First Tier Security N/A N/A 2016-02-05 2016-02-05 Y Credit Suisse AG N/A N/A N N 8195000.00 8195000.00 0.0170 N 8195000.00 8195000.00 MASSACHUSETTS ST WTR POLLN ABATEMENT TR POOL LN REV WATER & SEWER SERIES 14 0.020000% 57604PZ72 Variable Rate Demand Note N First Tier Security N/A N/A 2016-02-05 2016-02-05 Y Morgan Stanley Bank NA N/A N/A N N 6665000.00 6665000.00 0.0138 N 6665000.00 6665000.00 MASSACHUSETTS ST WTR POLLN ABATEMENT TR POOL LN REV WATER & SEWER SERIES 12 4.000000% 57604PZH0 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 100000.00 101762.13 0.0002 N 101862.00 101862.00 MASSACHUSETTS ST WTR POLLN ABATEMENT TR POOL LN REV WATER & SEWER SERIES 12 5.000000% 57604PZJ6 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 100000.00 102268.15 0.0002 N 102356.00 102356.00 MASSACHUSETTS ST WTR RES AUTH REV WATER & SEWER SERIES 2008 F 0.010000% 5760494W7 Variable Rate Demand Note N First Tier Security N/A N/A 2016-02-05 2016-02-05 Y BANK OF NEW YORK MELLON/THE N/A N/A N N 2700000.00 2700000.00 0.0056 N 2700000.00 2700000.00 MASSACHUSETTS ST WTR RES AUTH SERIES 1999 0.060000% 57604RWR7 Other Commercial Paper N First Tier Security N/A N/A 2016-02-10 2016-02-10 N Y STATE STREET BANK AND TRUST COMPANY N/A N/A N 6000000.00 6000000.00 0.0124 N 6000120.06 6000120.06 METHUEN MASS GO BOND ANTICIPATION NOTE 2.000000% 591537YV1 Other Municipal Debt N First Tier Security N/A N/A 2016-08-05 2016-08-05 N N N 1415000.00 1426163.89 0.0030 N 1425937.95 1425937.95 METROPOLITAN BOSTON TRAN PKG REV TRANSPORTATION SERIES 2011 0.030000% 94985N2T7 Variable Rate Demand Note N First Tier Security N/A N/A 2016-02-05 2016-02-05 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 2500000.00 2500000.00 0.0052 N 2500000.00 2500000.00 MICHIGAN STATE FINANCE AUTHORITY REV HOSPITAL SERIES C 0.100000% 59447TEC3 Variable Rate Demand Note N First Tier Security N/A N/A 2016-02-05 2016-02-05 Y FIFTH THIRD BANK N/A N/A Y Fifth Third Bank N/A N/A N 1750000.00 1750000.00 0.0036 N 1750000.00 1750000.00 MIDDLEBOROUGH MASS GO BOND ANTICIPATION NOTE 1.250000% 596051TZ5 Other Municipal Debt N First Tier Security N/A N/A 2016-10-07 2016-10-07 N N N 4122079.00 4145793.30 0.0086 N 4141370.33 4141370.33 MILLIS MASS GO BOND ANTICIPATION NOTE 2.000000% 601090MH3 Other Municipal Debt N First Tier Security N/A N/A 2016-08-01 2016-08-01 N N N 1931000.00 1946280.99 0.0040 N 1945694.91 1945694.91 MINNEAPOLIS MINN REV MULTI FAM HOUSING (SEVEN CORNERS COMMUNITY HOUSING CORP) SERIES 2001 0.120000% 603767KS2 Variable Rate Demand Note N First Tier Security N/A N/A 2016-02-05 2016-02-05 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 1420000.00 1420000.00 0.0029 N 1420000.00 1420000.00 NEW BEDFORD MASS GO BOND ANTICIPATION NOTE 1.250000% 642170GL2 Other Municipal Debt N First Tier Security N/A N/A 2016-02-05 2016-02-05 N N N 4000000.00 4000454.51 0.0083 N 4000480.00 4000480.00 NEW YORK CITY TRANSITIONAL FIN AUTH REV CITY SERIES 2016A4 0.010000% 64971WUS7 Variable Rate Demand Note N First Tier Security N/A N/A 2016-02-01 2016-02-01 Y Bank of America NA N/A N/A N N 2540000.00 2540000.00 0.0053 N 2540000.00 2540000.00 NEWBURYPORT MASS GO BOND ANTICIPATION NOTE 2.000000% 651027E91 Other Municipal Debt N First Tier Security N/A N/A 2016-09-30 2016-09-30 N N N 3269135.00 3303777.96 0.0069 N 3301303.29 3301303.29 NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND REV SERIES 6 0.100000% 67066Y865 Variable Rate Demand Note N First Tier Security N/A N/A 2016-02-05 2016-02-05 Y Citibank NA N/A N/A Y Citibank NA N/A N/A N 1700000.00 1700000.00 0.0035 N 1700000.00 1700000.00 NUVEEN SELECT QUALITY MUNICIPAL FUND SERIES 1 0.110000% 670973700 Variable Rate Demand Note N First Tier Security N/A N/A 2016-02-05 2016-02-05 Y Barclays Bank PLC N/A N/A Y Barclays Bank Plc N/A N/A N 10000000.00 10000000.00 0.0207 N 10000000.00 10000000.00 PLYMOUTH MASS GO BOND ANTICIPATION NOTE 1.500000% 729654SP9 Other Municipal Debt N First Tier Security N/A N/A 2016-05-04 2016-05-04 N N N 4529000.00 4543515.63 0.0094 N 4544217.44 4544217.44 QUINCY MASS GO BOND ANTICIPATION NOTE 2.000000% 748508KP2 Other Municipal Debt N First Tier Security N/A N/A 2016-07-15 2016-07-15 N N N 2000000.00 2015131.93 0.0042 N 2016080.00 2016080.00 QUINCY MASS GO BOND ANTICIPATION NOTE 2.000000% 748508KR8 Other Municipal Debt N First Tier Security N/A N/A 2017-01-20 2017-01-20 N N N 3000000.00 3044172.20 0.0063 N 3045750.00 3045750.00 ROCKPORT MASS GO BOND ANTICIPATION NOTE 1.500000% 773845MA7 Other Municipal Debt N First Tier Security N/A N/A 2016-08-05 2016-08-05 N N N 3940000.00 3962019.61 0.0082 N 3963088.40 3963088.40 SALISBURY MASS GO BOND ANTICIPATION NOTE 1.250000% 795302GN2 Other Municipal Debt N First Tier Security N/A N/A 2016-03-24 2016-03-24 N N N 3154700.00 3159032.57 0.0066 N 3159558.24 3159558.24 UNITED STATES TREASURY UNITED STATES TREASURY 0.230000% 912796FV6 Treasury Debt N First Tier Security N/A N/A 2016-02-04 2016-02-04 N N N 22000000.00 21999578.34 0.0456 N 21999670.00 21999670.00 UNIVERSITY OF MASSACHUSETTS BLDG AUTH REV UNIVERSITY (UNIVERSITY OF MASSACHUSETTS) SERIES 2013-3 0.020000% 46640KFC3 Variable Rate Demand Note N First Tier Security N/A N/A 2016-02-05 2016-02-05 Y JPMorgan Chase Bank NA N/A N/A N Y Corporate Underlier UNIVERSITY OF MASSACHUSETTS N/A N/A 1500000.00 1500000.00 0.0031 N 1500000.00 1500000.00 UNIVERSITY OF MASSACHUSETTS BLDG AUTH REV UNIVERSITY (UNIVERSITY OF MASSACHUSETTS) SERIES 2011-1 0.020000% 914437QB7 Variable Rate Demand Note N First Tier Security N/A N/A 2016-02-05 2016-02-05 Y Wells Fargo Bank NA N/A N/A N Y Corporate Underlier UNIVERSITY OF MASSACHUSETTS N/A N/A 2470000.00 2470000.00 0.0051 N 2470000.00 2470000.00 UNIVERSITY OF MASSACHUSETTS BLDG AUTH REV UNIVERSITY (UNIVERSITY OF MASSACHUSETTS) SERIES 2013-1 0.020000% 914440MZ2 Variable Rate Demand Note N First Tier Security N/A N/A 2016-02-05 2016-02-05 Y Citibank NA N/A N/A N Y Corporate Underlier UNIVERSITY OF MASSACHUSETTS N/A N/A 5500000.00 5500000.00 0.0114 N 5500000.00 5500000.00 UNIVERSITY OF MASSACHUSETTS BLDG AUTH REV UNIVERSITY (UNIVERSITY OF MASSACHUSETTS) SERIES 2014-1 0.140000% 914440PX4 Variable Rate Demand Note N First Tier Security N/A N/A 2016-02-05 2016-02-05 Y Morgan Stanley Bank NA N/A N/A N Y Corporate Underlier UNIVERSITY OF MASSACHUSETTS N/A N/A 3700000.00 3700000.00 0.0077 N 3700000.00 3700000.00 WESTBOROUGH MASS GO BOND ANTICIPATION NOTE 2.000000% 957144H92 Other Municipal Debt N First Tier Security N/A N/A 2016-08-12 2016-08-12 N N N 2000000.00 2017550.28 0.0042 N 2017120.00 2017120.00