0001145549-16-009908.txt : 20160229 0001145549-16-009908.hdr.sgml : 20160229 20160108160902 ACCESSION NUMBER: 0001145549-16-009908 CONFORMED SUBMISSION TYPE: N-MFP PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160108 DATE AS OF CHANGE: 20160108 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS CENTRAL INDEX KEY: 0000857156 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-MFP SEC ACT: 1933 Act SEC FILE NUMBER: 811-05954 FILM NUMBER: 161333315 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 1-415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS DATE OF NAME CHANGE: 19920703 0000857156 S000004509 Schwab Retirement Advantage Money Fund C000012386 Schwab Retirement Advantage Money Fund SWIXX N-MFP 1 primary_doc.xml N-MFP N-MFP LIVE N 2015-12-31 0000857156 S000004509 1 N N N N 033-31894 Charles Schwab Investment Management, Inc. 801-35905 PricewaterhouseCoopers LLP San Francisco CA Charles Schwab Investment Management, Inc. Boston Financial Data Services, Inc. 0000275143 84-00896 N N N Prime 35 65 705084884.72 300926.83 129668.47 705256143.08 0.0045 1.0000 2015-12-31 1.0000 2015-12-31 C000012386 25000.00 705256143.08 1.00 5068721.20 44138860.46 39070139.26 0.0001 1.0000 2015-12-31 1.0000 2015-12-31 ABBEY NATIONAL TREASURY SERVICES PLC (CAYMAN ISLANDS BRANCH) ABBEY NATIONAL TREASURY SERVICES PLC (CAYMAN ISLANDS BRANCH) 0.280000% ATD0EWS15 0000931061 Other Instrument Security is a time deposit N First Tier Security N/A N/A 2016-01-04 2016-01-04 N Y Santander UK Plc N/A N/A N 7000000.00 7000000.00 0.0099 N 7000000.00 7000000.00 ABN AMRO FUNDING USA LLC ABN AMRO FUNDING USA LLC 0.631000% 00084BCM4 Financial Company Commercial Paper N First Tier Security N/A N/A 2016-03-21 2016-03-21 N N N 6000000.00 5991600.00 0.0085 N 5994114.00 5994114.00 AUSTRALIA AND NEW ZEALAND BANKING GROUP LTD (CAYMAN ISLANDS BRANCH) AUSTRALIA AND NEW ZEALAND BANKING GROUP LTD (CAYMAN ISLANDS BRANCH) 0.350000% ATD0EVMQ8 0000859994 Other Instrument Security is a time deposit N First Tier Security N/A N/A 2016-01-05 2016-01-05 N N N 8000000.00 8000000.00 0.0113 N 7999893.60 7999893.60 AUSTRALIA AND NEW ZEALAND BANKING GROUP LTD (LONDON BRANCH) AUSTRALIA AND NEW ZEALAND BANKING GROUP LTD (LONDON BRANCH) 0.280000% ATD0EVMP0 0000859994 Other Instrument Security is a time deposit N First Tier Security N/A N/A 2016-01-05 2016-01-05 N N N 5000000.00 5000000.00 0.0071 N 4999885.00 4999885.00 BANK OF AMERICA NA BANK OF AMERICA NA 0.461000% 06050TMA7 Other Note N First Tier Security N/A N/A 2016-01-04 2016-04-04 N N N 2000000.00 2000000.00 0.0028 N 1999750.00 1999750.00 BANK OF AMERICA NA BANK OF AMERICA NA 0.530000% 06053PJV0 Other Note N First Tier Security N/A N/A 2016-02-22 2016-02-22 N N N 7000000.00 7000000.00 0.0099 N 7004186.07 7004186.07 BANK OF AMERICA NA BANK OF AMERICA NA 0.340000% 06053PKK2 Other Note N First Tier Security N/A N/A 2016-01-19 2016-01-19 N N N 1000000.00 1000000.00 0.0014 N 1000094.01 1000094.01 BANK OF AMERICA NA BANK OF AMERICA NA 0.460000% 06053PKU0 Other Note N First Tier Security N/A N/A 2016-04-11 2016-04-11 N N N 4000000.00 4000000.00 0.0057 N 3999844.04 3999844.04 BANK OF MONTREAL (CHICAGO BRANCH) BANK OF MONTREAL (CHICAGO BRANCH) 0.517000% 06427EKG5 Certificate of Deposit N First Tier Security N/A N/A 2016-01-13 2016-05-13 N N N 9000000.00 9000000.00 0.0128 N 8999703.00 8999703.00 BANK OF MONTREAL (CHICAGO BRANCH) BANK OF MONTREAL (CHICAGO BRANCH) 0.630000% 06427EQG9 Certificate of Deposit N First Tier Security N/A N/A 2016-03-24 2016-03-24 N N N 4000000.00 4000000.00 0.0057 N 4000456.04 4000456.04 BANK OF NOVA SCOTIA BANK OF NOVA SCOTIA 0.470000% 06417JDM1 Financial Company Commercial Paper N First Tier Security N/A N/A 2016-04-21 2016-04-21 N N N 5000000.00 4992754.17 0.0071 N 4990838.00 4990838.00 BANK OF NOVA SCOTIA BANK OF NOVA SCOTIA 0.500000% 06417JEC2 Financial Company Commercial Paper N First Tier Security N/A N/A 2016-05-12 2016-05-12 N N N 1000000.00 998166.66 0.0014 N 997683.60 997683.60 BANK OF NOVA SCOTIA BANK OF NOVA SCOTIA 0.320000% 924HZZ001_0.3200_M160104_2MN1 0001041839 Government Agency Repurchase Agreement Y Fannie Mae 2034-06-01 5.000000 Government Agency Debt 1000.00 92.14 Fannie Mae 2042-01-01 3.244000 Government Agency Debt 2568696.00 969732.02 UNITED STATES TREASURY 2021-09-30 2.125000 Treasury Debt 1064800.00 1079591.70 First Tier Security N/A N/A 2016-01-04 2016-01-04 N N N 2000000.00 2000000.00 0.0028 N 2000000.00 2000000.00 BANK OF NOVA SCOTIA (HOUSTON BRANCH) BANK OF NOVA SCOTIA (HOUSTON BRANCH) 0.400000% 06417GBV9 Certificate of Deposit N First Tier Security N/A N/A 2016-02-08 2016-02-08 N N N 13000000.00 13000000.00 0.0184 N 13001307.93 13001307.93 BANK OF NOVA SCOTIA (HOUSTON BRANCH) BANK OF NOVA SCOTIA (HOUSTON BRANCH) 0.450000% 06417GCJ5 Certificate of Deposit N First Tier Security N/A N/A 2016-02-10 2016-02-10 N N N 1000000.00 1000000.00 0.0014 N 1000152.51 1000152.51 BANK OF TOKYO-MITSUBISHI UFJ LTD (NEW YORK BRANCH) BANK OF TOKYO-MITSUBISHI UFJ LTD (NEW YORK BRANCH) 0.643100% 06538JF76 Certificate of Deposit N First Tier Security N/A N/A 2016-01-11 2016-03-10 N N N 5000000.00 5000000.00 0.0071 N 4999905.00 4999905.00 BANK OF TOKYO-MITSUBISHI UFJ LTD (NEW YORK BRANCH) BANK OF TOKYO-MITSUBISHI UFJ LTD (NEW YORK BRANCH) 0.510000% 06538MAX7 Certificate of Deposit N First Tier Security N/A N/A 2016-04-05 2016-04-05 N N N 1000000.00 1000000.00 0.0014 N 999814.40 999814.40 BANK OF TOKYO-MITSUBISHI UFJ LTD (NEW YORK BRANCH) BANK OF TOKYO-MITSUBISHI UFJ LTD (NEW YORK BRANCH) 0.510000% 06538MBB4 Certificate of Deposit N First Tier Security N/A N/A 2016-04-05 2016-04-05 N N N 5000000.00 5000000.00 0.0071 N 4999072.00 4999072.00 BANK OF TOKYO-MITSUBISHI UFJ LTD (NEW YORK BRANCH) BANK OF TOKYO-MITSUBISHI UFJ LTD (NEW YORK BRANCH) 0.510000% 06538MBT5 Certificate of Deposit N First Tier Security N/A N/A 2016-04-11 2016-04-11 N N N 5000000.00 5000000.00 0.0071 N 4998816.50 4998816.50 BANK OF TOKYO-MITSUBISHI UFJ LTD (NEW YORK BRANCH) BANK OF TOKYO-MITSUBISHI UFJ LTD (NEW YORK BRANCH) 0.510000% 06538MBZ1 Certificate of Deposit N First Tier Security N/A N/A 2016-04-13 2016-04-13 N N N 1000000.00 1000000.00 0.0014 N 999744.30 999744.30 BARCLAYS BANK PLC (NEW YORK BRANCH) BARCLAYS BANK PLC (NEW YORK BRANCH) 0.600000% 06741X2A5 Certificate of Deposit N First Tier Security N/A N/A 2016-03-28 2016-03-28 N N N 3000000.00 3000000.00 0.0043 N 3001424.73 3001424.73 BARCLAYS BANK PLC (NEW YORK BRANCH) BARCLAYS BANK PLC (NEW YORK BRANCH) 0.920000% 06741XW38 Certificate of Deposit N First Tier Security N/A N/A 2016-05-23 2016-05-23 N N N 2000000.00 2000000.00 0.0028 N 2002607.02 2002607.02 BARCLAYS BANK PLC (NEW YORK BRANCH) BARCLAYS BANK PLC (NEW YORK BRANCH) 0.600000% 06741XY44 Certificate of Deposit N First Tier Security N/A N/A 2016-02-26 2016-02-26 N N N 1000000.00 1000000.00 0.0014 N 1000315.11 1000315.11 BARCLAYS BANK PLC (NEW YORK BRANCH) BARCLAYS BANK PLC (NEW YORK BRANCH) 0.580000% 06741XZ35 Certificate of Deposit N First Tier Security N/A N/A 2016-04-05 2016-04-05 N N N 2000000.00 2000000.00 0.0028 N 2000817.22 2000817.22 BARCLAYS CAPITAL INC BARCLAYS CAPITAL INC 0.280000% 00799J004_0.2800_M160105_2MN1 0001484219 Treasury Repurchase Agreement Y UNITED STATES TREASURY 2016-05-15 0.250000 Treasury Debt 8409400.00 8407095.27 UNITED STATES TREASURY 2017-06-30 0.625000 Treasury Debt 100.00 99.45 UNITED STATES TREASURY 2020-03-31 1.375000 Treasury Debt 6963200.00 6892845.81 First Tier Security N/A N/A 2016-01-05 2016-01-05 N N N 15000000.00 15000000.00 0.0213 N 14999929.50 14999929.50 BARCLAYS CAPITAL INC BARCLAYS CAPITAL INC 0.310000% 00799J004_0.3100_M160104_2MN1 0001484219 Treasury Repurchase Agreement Y UNITED STATES TREASURY 2017-09-15 1.000000 Treasury Debt 1172900.00 1175248.80 First Tier Security N/A N/A 2016-01-04 2016-01-04 N N N 1152164.00 1152164.00 0.0016 N 1152164.00 1152164.00 BNP PARIBAS FORTIS SA/NV (NEW YORK BRANCH) BNP PARIBAS FORTIS SA/NV (NEW YORK BRANCH) 0.610000% 34959TDN3 Certificate of Deposit N First Tier Security N/A N/A 2016-04-01 2016-04-01 N N N 4000000.00 4000000.00 0.0057 N 4000510.04 4000510.04 BNP PARIBAS SA (SAN FRANCISCO BRANCH) BNP PARIBAS SA (SAN FRANCISCO BRANCH) 0.520000% 05572NA97 Certificate of Deposit N First Tier Security N/A N/A 2016-03-01 2016-03-01 N N N 6000000.00 6000000.00 0.0085 N 6000214.26 6000214.26 BNP PARIBAS SECURITIES CORP. BNP PARIBAS SECURITIES CORP. 0.450000% 921AAE003_0.4500_M160104_2MN1 0001197610 Other Repurchase Agreement N CONNECTICUT AVENUE SECURITIES SERIES 2014-C01 2024-01-25 4.621000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 1157586.00 1150000.53 First Tier Security N/A N/A 2016-01-04 2016-01-04 N N N 1000000.00 1000000.00 0.0014 N 999986.40 999986.40 BNP PARIBAS SECURITIES CORP. BNP PARIBAS SECURITIES CORP. 0.290000% 987WVU007_0.2900_M160104_2MN1 0001197610 Treasury Repurchase Agreement Y UNITED STATES TREASURY 2017-12-31 2.750000 Treasury Debt 4942500.00 5100042.19 UNITED STATES TREASURY 2022-03-31 1.750000 Treasury Debt 1033500.00 1019960.02 First Tier Security N/A N/A 2016-01-04 2016-01-04 N N N 6000000.00 6000000.00 0.0085 N 6000000.00 6000000.00 BNP PARIBAS SECURITIES CORP. BNP PARIBAS SECURITIES CORP. 0.310000% 987WVU007_0.3100_M160104_2MN1 0001197610 Government Agency Repurchase Agreement Y Fannie Mae 2041-12-25 3.000000 Government Agency Debt 51630.00 49437.50 Freddie Mac 2017-11-01 5.500000 Government Agency Debt 494825.00 9706.57 Freddie Mac 2017-12-01 5.500000 Government Agency Debt 2007148.00 18254.01 Freddie Mac 2020-02-01 4.000000 Government Agency Debt 533629.00 38347.04 Freddie Mac 2021-01-01 3.000000 Government Agency Debt 85552.00 22689.09 Freddie Mac 2021-04-01 4.000000 Government Agency Debt 900000.00 294054.82 Freddie Mac 2023-04-01 5.000000 Government Agency Debt 50000.00 9137.69 Freddie Mac 2023-07-01 6.000000 Government Agency Debt 161043.00 28043.31 Freddie Mac 2023-09-01 6.000000 Government Agency Debt 566264.00 50073.61 Freddie Mac 2026-12-01 3.000000 Government Agency Debt 500000.00 274310.90 Freddie Mac 2027-04-01 5.000000 Government Agency Debt 1115000.00 62658.01 Freddie Mac 2027-05-01 5.000000 Government Agency Debt 1765000.00 94744.50 Freddie Mac 2027-07-01 6.000000 Government Agency Debt 1421129.00 178799.62 Freddie Mac 2028-04-01 5.500000 Government Agency Debt 2000000.00 116174.16 Freddie Mac 2028-09-01 2.500000 Government Agency Debt 151067.00 118863.61 Freddie Mac 2029-02-01 5.500000 Government Agency Debt 481058.00 58922.35 Freddie Mac 2031-01-01 4.000000 Government Agency Debt 645000.00 220866.85 Freddie Mac 2033-03-01 6.000000 Government Agency Debt 5714732.00 113819.44 Freddie Mac 2034-03-01 6.000000 Government Agency Debt 464506.00 94031.66 Freddie Mac 2034-08-01 6.000000 Government Agency Debt 225000.00 16217.68 Freddie Mac 2035-09-01 4.500000 Government Agency Debt 1612147.00 196020.62 Freddie Mac 2036-01-01 5.500000 Government Agency Debt 1451059.00 131802.25 Freddie Mac 2036-07-01 5.500000 Government Agency Debt 1500000.00 68852.05 Freddie Mac 2036-07-01 5.500000 Government Agency Debt 1564738.00 60152.52 Freddie Mac 2036-09-01 6.000000 Government Agency Debt 2154781.00 79052.46 Freddie Mac 2037-01-01 6.000000 Government Agency Debt 384960.00 18472.23 Freddie Mac 2037-02-01 5.500000 Government Agency Debt 230000.00 9509.27 Freddie Mac 2038-01-01 6.000000 Government Agency Debt 5538184.00 272471.03 Freddie Mac 2038-02-01 5.500000 Government Agency Debt 2995053.00 208100.41 Freddie Mac 2038-04-01 5.500000 Government Agency Debt 1899520.00 113638.42 Freddie Mac 2038-05-01 5.500000 Government Agency Debt 482952.00 23504.88 Freddie Mac 2038-06-20 6.000000 Government Agency Debt 3682320.00 48111.14 Freddie Mac 2038-08-01 6.000000 Government Agency Debt 345000.00 62104.79 Freddie Mac 2038-09-01 6.000000 Government Agency Debt 700000.00 41442.98 Freddie Mac 2038-09-01 6.000000 Government Agency Debt 260000.00 40524.40 Freddie Mac 2038-11-20 6.000000 Government Agency Debt 9000000.00 141993.48 Freddie Mac 2038-12-20 5.500000 Government Agency Debt 2539314.00 47227.27 Freddie Mac 2040-05-01 6.000000 Government Agency Debt 61989.00 21602.88 Freddie Mac 2041-02-01 3.500000 Government Agency Debt 1153212.00 536621.85 Freddie Mac 2045-01-01 3.500000 Government Agency Debt 40000.00 38337.52 Freddie Mac 2045-03-01 4.000000 Government Agency Debt 12000.00 11541.66 Freddie Mac 2045-10-20 4.000000 Government Agency Debt 363192.00 380687.10 Freddie Mac 2045-12-20 4.000000 Government Agency Debt 14968.00 15711.66 GNMA 2026-02-20 1.750000 Government Agency Debt 25000.00 110.58 GNMA 2034-11-20 1.625000 Government Agency Debt 147379.00 14252.63 GNMA 2037-03-20 6.500000 Government Agency Debt 571577.00 178502.70 GNMA 2041-08-15 5.500000 Government Agency Debt 840167.00 40440.84 GNMA 2042-04-20 2.500000 Government Agency Debt 1497330.00 648103.85 GNMA 2042-05-20 4.000000 Government Agency Debt 1299.00 603.52 GNMA 2042-06-20 0.500000 Government Agency Debt 7990.00 7739.38 GNMA 2042-09-20 3.500000 Government Agency Debt 1192960.00 789670.40 GNMA 2043-01-15 4.000000 Government Agency Debt 90000.00 28219.09 GNMA 2045-01-20 1.500000 Government Agency Debt 36307.00 36810.86 First Tier Security N/A N/A 2016-01-04 2016-01-04 N N N 6000000.00 6000000.00 0.0085 N 6000000.00 6000000.00 BNP PARIBAS SECURITIES CORP. BNP PARIBAS SECURITIES CORP. 0.450000% 988VYS000_0.4500_M160105_2MN1 0001197610 Other Repurchase Agreement N CMLTI 2007-AR8 2A1A 2037-07-25 2.799200 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 1430000.00 319449.86 CONNECTICUT AVENUE SECURITIES SERIES 2014-C01 2024-01-25 4.621000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 1378184.00 1369152.99 WAMU MTG CERT 2007-HY1 1-A1 20370225 FLT 2037-02-25 2.205100 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 2703000.00 611397.33 First Tier Security N/A N/A 2016-01-05 2016-01-05 N N N 2000000.00 2000000.00 0.0028 N 1999959.00 1999959.00 BPCE SA BPCE SA 0.390000% 05571BB28 Financial Company Commercial Paper N First Tier Security N/A N/A 2016-02-02 2016-02-02 N N N 4000000.00 3998613.33 0.0057 N 3998595.60 3998595.60 BPCE SA BPCE SA 0.651100% 05571BCX9 Financial Company Commercial Paper N First Tier Security N/A N/A 2016-03-31 2016-03-31 N N N 5000000.00 4991875.00 0.0071 N 4992480.00 4992480.00 BRANCH BANKING AND TRUST COMPANY BRANCH BANKING AND TRUST COMPANY 0.330000% 10513DS27 Certificate of Deposit N First Tier Security N/A N/A 2016-01-06 2016-01-06 N N N 3000000.00 3000000.00 0.0043 N 3000077.40 3000077.40 CAFCO LLC CAFCO LLC 0.460000% 12476EB32 Asset Backed Commercial Paper N First Tier Security N/A N/A 2016-02-03 2016-02-03 N N Y Deal Sponsor Citibank NA N/A N/A 1000000.00 999578.33 0.0014 N 999805.40 999805.40 CAFCO LLC CAFCO LLC 0.480000% 12476EBA6 Asset Backed Commercial Paper N First Tier Security N/A N/A 2016-02-10 2016-02-10 N N Y Deal Sponsor Citibank NA N/A N/A 2000000.00 1998933.33 0.0028 N 1999489.80 1999489.80 CANADIAN IMPERIAL BANK OF COMMERCE (NEW YORK BRANCH) CANADIAN IMPERIAL BANK OF COMMERCE (NEW YORK BRANCH) 0.661600% 13606ADD7 Certificate of Deposit N First Tier Security N/A N/A 2016-01-28 2016-06-28 N N N 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CHASE BANK USA NA CHASE BANK USA NA 0.681600% 161453BD6 Certificate of Deposit N First Tier Security N/A N/A 2016-01-27 2016-07-27 N N N 2000000.00 2000000.00 0.0028 N 1999780.00 1999780.00 CITIBANK NA (NEW YORK BRANCH) CITIBANK NA (NEW YORK BRANCH) 0.400000% 17304U2U3 Certificate of Deposit N First Tier Security N/A N/A 2016-01-11 2016-01-11 N N N 10000000.00 10000000.00 0.0142 N 10000843.10 10000843.10 CITIBANK NA (NEW YORK BRANCH) CITIBANK NA (NEW YORK BRANCH) 0.380000% 17304U3C2 Certificate of Deposit N First Tier Security N/A N/A 2016-01-05 2016-01-05 N N N 2000000.00 2000000.00 0.0028 N 2000075.62 2000075.62 COCA-COLA CO COCA-COLA CO 0.390000% 19121AAM3 Other Commercial Paper N First Tier Security N/A N/A 2016-01-21 2016-01-21 N N N 1000000.00 999783.33 0.0014 N 999845.40 999845.40 COCA-COLA CO COCA-COLA CO 0.510000% 19121ACH2 Other Commercial Paper N First Tier Security N/A N/A 2016-03-17 2016-03-17 N N N 1000000.00 998923.33 0.0014 N 999176.50 999176.50 COCA-COLA CO COCA-COLA CO 0.680000% 19121AF22 Other Commercial Paper N First Tier Security N/A N/A 2016-06-02 2016-06-02 N N N 6000000.00 5982660.00 0.0085 N 5987371.80 5987371.80 COLLATERALIZED COMMERCIAL PAPER CO LLC COLLATERALIZED COMMERCIAL PAPER CO LLC 0.520000% 19422FD11 Asset Backed Commercial Paper N First Tier Security N/A N/A 2016-04-01 2016-04-01 N N Y Deal Sponsor JP Morgan Securities LLC N/A N/A 5000000.00 4993427.78 0.0071 N 4991541.00 4991541.00 COLLATERALIZED COMMERCIAL PAPER II CO LLC COLLATERALIZED COMMERCIAL PAPER II CO LLC 0.520000% 19422CD18 Asset Backed Commercial Paper N First Tier Security N/A N/A 2016-04-01 2016-04-01 N N Y Deal Sponsor JP Morgan Securities LLC N/A N/A 3000000.00 2996056.67 0.0042 N 2994924.60 2994924.60 COMMONWEALTH BANK OF AUSTRALIA COMMONWEALTH BANK OF AUSTRALIA 0.447000% 20272AME3 Financial Company Commercial Paper N First Tier Security N/A N/A 2016-01-12 2016-05-12 N N N 5000000.00 5000000.00 0.0071 N 4999815.00 4999815.00 COMMONWEALTH BANK OF AUSTRALIA (LONDON 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