0001145549-16-009907.txt : 20160229 0001145549-16-009907.hdr.sgml : 20160229 20160108160902 ACCESSION NUMBER: 0001145549-16-009907 CONFORMED SUBMISSION TYPE: N-MFP PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160108 DATE AS OF CHANGE: 20160108 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS CENTRAL INDEX KEY: 0000857156 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-MFP SEC ACT: 1933 Act SEC FILE NUMBER: 811-05954 FILM NUMBER: 161333316 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 1-415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS DATE OF NAME CHANGE: 19920703 0000857156 S000004513 Schwab New York Municipal Money Fund C000012394 Sweep Shares SWNXX C000012395 Value Advantage Shares SWYXX N-MFP 1 primary_doc.xml N-MFP N-MFP LIVE N 2015-12-31 0000857156 S000004513 2 N N N N 033-31894 Charles Schwab Investment Management, Inc. 801-35905 PricewaterhouseCoopers LLP San Francisco CA Charles Schwab Investment Management, Inc. Boston Financial Data Services, Inc. 0000275143 84-00896 N N N Single State Fund 36 37 1922222438.73 16112318.66 570923.58 1937763833.81 0.0009 1.0011 2015-12-31 1.0011 2015-12-31 C000012394 1.00 1728094857.97 1.00 56090957.73 414826431.15 358735473.42 0.0001 1.0011 2015-12-31 1.0011 2015-12-31 C000012395 25000.00 209668975.84 1.00 -1689164.99 2133595.18 3822760.17 0.0001 1.0011 2015-12-31 1.0011 2015-12-31 AMHERST DEVELOPMENT CORPORATION REV UNIVERSITY (UBF FAC-STUDENT HSG CORP) SERIES 2010B 0.050000% 031358AX2 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y HSBC Bank USA NA N/A N/A Y HSBC BANK USA NA N/A N/A N 5380000.00 5380000.00 0.0028 N 5380000.00 5380000.00 AMHERST N Y INDL DEV AGY REV UNIVERSITY (DAEMEN COLLEGE) SERIES 2006B 0.060000% 031362EJ1 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y MANUFACTURERS AND TRADERS TRUST CO N/A N/A Y MANUFACTURERS AND TRADERS TRUST CO N/A N/A N 3265000.00 3265000.00 0.0017 N 3265000.00 3265000.00 BAY SHORE N Y UN FREE SCH DIST GO Tax Anticipation Note SERIES 2015-16 2.000000% 072581KP5 Other Municipal Debt N Unrated Security N/A N/A 2016-06-24 2016-06-24 N N N 10000000.00 10076856.34 0.0052 N 10072500.00 10072500.00 BAYPORT-BLUE POINT N Y UN FREE SCH DIST GO Tax Anticipation Note SERIES 2015-16 1.500000% 073059NT0 Other Municipal Debt N Unrated Security N/A N/A 2016-06-28 2016-06-28 N N N 10500000.00 10560930.20 0.0055 N 10557120.00 10557120.00 BEACON N Y GO Bond Anticipation Note SERIES 2015A 2.000000% 073653MZ7 Other Municipal Debt N Unrated Security N/A N/A 2016-05-27 2016-05-27 N N N 1000000.00 1006520.36 0.0005 N 1005920.00 1005920.00 BUILD NYC RESOURCE CORP REV SCHOOL SERIES 2015 0.010000% 12008EJF4 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 3000000.00 3000000.00 0.0015 N 3000000.00 3000000.00 BURNT HILLS-BALLSTON LAKE N Y CENT SCH DIST GO Bond Anticipation Note SERIES 2015 1.500000% 122547KX9 Other Municipal Debt N Unrated Security N/A N/A 2016-06-24 2016-06-24 N N N 2000000.00 2010567.12 0.0010 N 2010540.00 2010540.00 CHEEKTOWAGA-MARYVALE N Y UN FREE SCH DIST GO Bond Anticipation Note SERIES 2015 1.750000% 162866GU5 Other Municipal Debt N Unrated Security N/A N/A 2016-06-23 2016-06-23 N N N 5540000.00 5572484.13 0.0029 N 5572298.20 5572298.20 CLINTON CNTY N Y GO Bond Anticipation Note SERIES 2015B 1.500000% 187468JE4 Other Municipal Debt N Unrated Security N/A N/A 2016-06-10 2016-06-10 N N N 9800000.00 9840623.18 0.0051 N 9840866.00 9840866.00 COLONIE N Y LOC DEV CORP REV IDB & PCR (SHAKER POINTE AT CARONDELET INC) SERIES 2011 0.010000% 196220AA5 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y MANUFACTURERS AND TRADERS TRUST CO N/A N/A Y MANUFACTURERS AND TRADERS TRUST CO N/A N/A N 10000000.00 10000000.00 0.0052 N 10000000.00 10000000.00 COLONIE N Y LOC DEV CORP REV HEALTHCARE (SHAKER POINTE AT CARONDELET INC) SERIES 2013 0.010000% 196220AB3 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y MANUFACTURERS AND TRADERS TRUST CO N/A N/A Y MANUFACTURERS AND TRADERS TRUST CO N/A N/A N 12000000.00 12000000.00 0.0062 N 12000000.00 12000000.00 COLUMBIA CNTY N Y GO Bond Anticipation Note SERIES 2015A 1.250000% 197504PG2 Other Municipal Debt N Unrated Security N/A N/A 2016-02-03 2016-02-03 N N N 8600000.00 8607868.65 0.0044 N 8603440.00 8603440.00 EAST HAMPTON TWN N Y GO Bond Anticipation Note SERIES 2015 2.000000% 272731R36 Other Municipal Debt N Unrated Security N/A N/A 2016-08-26 2016-08-26 N N N 2895623.00 2921622.21 0.0015 N 2918353.64 2918353.64 EAST ROCHESTER N Y HSG AUTH REV REV HEALTHCARE SERIES 2008 0.080000% 274722DX2 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 13220000.00 13220000.00 0.0068 N 13220000.00 13220000.00 EASTPORT SOUTH MANOR CENT SCH DIST N Y GO Tax Anticipation Note SERIES 2015-16 1.500000% 27779THQ4 Other Municipal Debt N Unrated Security N/A N/A 2016-06-24 2016-06-24 N N N 7000000.00 7040303.44 0.0036 N 7036120.00 7036120.00 FRANKLIN CNTY NY CIVIC DEV CORP REVENUE REV HOSPITAL (ALICE HYDE HOSPITAL ASSOCIATION) SERIES 2013A 0.010000% 35313PAA0 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y HSBC Bank USA NA N/A N/A Y HSBC BANK USA NA N/A N/A N 4265000.00 4265000.00 0.0022 N 4265000.00 4265000.00 HAMPTON BAYS N Y UN FREE SCH DIST GO Bond Anticipation Note SERIES 2015 1.750000% 409095FB7 Other Municipal Debt N Unrated Security N/A N/A 2016-06-24 2016-06-24 N N N 4711250.00 4741744.05 0.0024 N 4741590.45 4741590.45 ISLIP N Y UN FREE SCH DIST GO Tax Anticipation Note SERIES 2015-16 1.500000% 464776PJ6 Other Municipal Debt N Unrated Security N/A N/A 2016-06-24 2016-06-24 N N N 6000000.00 6034528.85 0.0031 N 6030960.00 6030960.00 JERICHO N Y UN FREE SCH DIST GO Tax Anticipation Note SERIES 2015-16 2.000000% 476358EQ5 Other Municipal Debt N Unrated Security N/A N/A 2016-06-19 2016-06-19 N N N 3330000.00 3356647.60 0.0017 N 3354741.90 3354741.90 LANCASTER TOWN N Y INDL DEV AGY REV IDB & PCR (2000 GREENFIELD MANOR INC) SERIES 2000 0.060000% 514502AA1 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y MANUFACTURERS AND TRADERS TRUST CO N/A N/A Y MANUFACTURERS AND TRADERS TRUST CO N/A N/A N 8635000.00 8635000.00 0.0045 N 8635000.00 8635000.00 LONGWOOD CENT SCH DIST SUFFOLK CNTY N Y GO Tax Anticipation Note SERIES 2015-16 1.750000% 543364FN8 Other Municipal Debt N Unrated Security N/A N/A 2016-06-24 2016-06-24 N N N 2000000.00 2014151.57 0.0010 N 2012840.00 2012840.00 MATTITUCK CUTCHOGUE UNION FREE SCHOOL DISTRICT NY GO Bond Anticipation Note SERIES 2015 1.500000% 577156GQ9 Other Municipal Debt N Unrated Security N/A N/A 2016-06-17 2016-06-17 N N N 9400000.00 9449838.48 0.0049 N 9446624.00 9446624.00 METROPOLITAN TRANS AUTH NY DEDICATED TAX FD REV TRANSPORTATION SERIES 2004B2 0.020000% 46636YNQ9 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y JPMorgan Chase Bank NA N/A N/A N N 8055000.00 8055000.00 0.0042 N 8055000.00 8055000.00 METROPOLITAN TRANS AUTH NY DEDICATED TAX FD REV TRANSPORTATION SERIES 2012B2 5.000000% 59259NN66 Other Municipal Debt N Unrated Security N/A N/A 2016-11-01 2016-11-01 N N N 210000.00 217950.79 0.0001 N 217841.40 217841.40 METROPOLITAN TRANS AUTH NY DEDICATED TAX FD REV TRANSPORTATION SERIES 2002B-1 0.010000% 59259NP49 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y STATE STREET BANK AND TRUST COMPANY N/A N/A Y STATE STREET BANK AND TRUST COMPANY N/A N/A N 7625000.00 7625000.00 0.0039 N 7625000.00 7625000.00 METROPOLITAN TRANS AUTH NY DEDICATED TAX FD REV TRANSPORTATION SERIES 2012A 0.020000% 59259NT37 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y Citibank NA N/A N/A N N 8000000.00 8000000.00 0.0041 N 8000000.00 8000000.00 METROPOLITAN TRANS AUTH NY DEDICATED TAX FD REV TRANSPORTATION SERIES 2012A 0.010000% 59259NT78 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y Credit Suisse AG N/A N/A N Y Corporate Underlier METROPOLITAN TRANS AUTH NY DEDICATED TAX FD N/A N/A 6665000.00 6665000.00 0.0034 N 6665000.00 6665000.00 METROPOLITAN TRANS AUTH NY DEDICATED TAX FD REV TRANSPORTATION SERIES 2006B 0.020000% 59259NUJ0 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y Citibank NA N/A N/A N N 5000000.00 5000000.00 0.0026 N 5000000.00 5000000.00 METROPOLITAN TRANS AUTH NY DEDICATED TAX FD REV TRANSPORTATION Bond Anticipation Note SERIES 2015 A3 0.750000% 59259NZ48 Other Municipal Debt N First Tier Security N/A N/A 2016-06-01 2016-06-01 N N N 10000000.00 10021062.24 0.0052 N 10022900.00 10022900.00 METROPOLITAN TRANS AUTH NY TRANSPORTATION REV REV TRANSPORTATION (NEW YORK STATE OF) SERIES 2002 A 5.750000% 5925976D5 Other Municipal Debt N Unrated Security N/A N/A 2016-01-01 2016-01-01 N N Y Corporate Underlier NEW YORK STATE OF N/A N/A 525000.00 525000.00 0.0003 N 525000.00 525000.00 METROPOLITAN TRANS AUTH NY TRANSPORTATION REV REV TRANSPORTATION (NEW YORK STATE OF) SERIES 2002A 5.750000% 592597T81 Other Municipal Debt N Unrated Security N/A N/A 2016-01-01 2016-01-01 N N Y Corporate Underlier NEW YORK STATE OF N/A N/A 1000000.00 1000000.00 0.0005 N 1000000.00 1000000.00 METROPOLITAN TRANS AUTH NY TRANSPORTATION REV REV TRANSPORTATION Revenue Anticipation Note SERIES 2015A 0.500000% 59259Y5P0 Other Municipal Debt N First Tier Security N/A N/A 2016-03-01 2016-03-01 N N N 4000000.00 4000560.00 0.0021 N 4000960.00 4000960.00 METROPOLITAN TRANS AUTH NY TRANSPORTATION REV REV TRANSPORTATION SERIES 2015 0.010000% 59259Y7B9 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y BANK OF TOKYO-MITSUBISHI UFJ LTD N/A N/A Y BANK OF TOKYO-MITSUBISHI UFJ LTD N/A N/A N 5675000.00 5675000.00 0.0029 N 5675000.00 5675000.00 METROPOLITAN TRANS AUTH NY TRANSPORTATION REV REV TRANSPORTATION SERIES 2015 0.020000% 59259Y7E3 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y Bank of the West N/A N/A Y Bank of the West N/A N/A N 7000000.00 7000000.00 0.0036 N 7000000.00 7000000.00 METROPOLITAN TRANS AUTH NY TRANSPORTATION REV REV TRANSPORTATION SERIES 2012G1 0.010000% 59259Y7Q6 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 3275000.00 3275000.00 0.0017 N 3275000.00 3275000.00 METROPOLITAN TRANS AUTH NY TRANSPORTATION REV REV TRANSPORTATION SERIES 2012G2 0.010000% 59259Y7S2 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 10000000.00 10000000.00 0.0052 N 10000000.00 10000000.00 METROPOLITAN TRANS AUTH NY TRANSPORTATION REV REV TRANSPORTATION SERIES 2012C 4.000000% 59259YNH8 Other Municipal Debt N Unrated Security N/A N/A 2016-11-15 2016-11-15 N N N 375000.00 386388.30 0.0002 N 386388.75 386388.75 METROPOLITAN TRANS AUTH NY TRANSPORTATION REV REV TRANSPORTATION SERIES 2007A 0.020000% 59259YX87 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y Citibank NA N/A N/A Y Berkshire Hathaway Assurance Corp N/A N/A N 29500000.00 29500000.00 0.0152 N 29500000.00 29500000.00 MIDDLE CTRY CENT SCH DIST N Y CENTEREACH GO Bond Anticipation Note SERIES 2015 1.500000% 595685MR6 Other Municipal Debt N Unrated Security N/A N/A 2016-08-26 2016-08-26 N N N 8000000.00 8060779.50 0.0042 N 8050720.00 8050720.00 MILLER PLACE N Y UN FREE SCH DIST GO Tax Anticipation Note SERIES TAXES 20 1.500000% 600582KZ2 Other Municipal Debt N Unrated Security N/A N/A 2016-06-27 2016-06-27 N N N 11000000.00 11054259.83 0.0057 N 11054670.00 11054670.00 MONROE CNTY N Y INDL DEV CORP REV RECREATION/TOURISM SERIES 2004 0.110000% 610752CU9 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y MANUFACTURERS AND TRADERS TRUST CO N/A N/A Y MANUFACTURERS AND TRADERS TRUST CO N/A N/A N 1100000.00 1100000.00 0.0006 N 1100000.00 1100000.00 NASSAU HEALTH CARE CORP N Y REV HOSPITAL SERIES 2009 C-2 0.010000% 63167NAW6 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 485000.00 485000.00 0.0003 N 485000.00 485000.00 NEW YORK CITY INDUSTRIAL DEVELOPMENT AGENCY REV IDB & PCR (GARY PLASTIC PACKAGING CORP) SERIES 1998 0.210000% 649705NS5 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 1050000.00 1050000.00 0.0005 N 1050000.00 1050000.00 NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY REV WATER & SEWER SERIES Fiscal 2009GG2 0.020000% 46632P5H2 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y JPMorgan Chase Bank NA N/A N/A N N 7295000.00 7295000.00 0.0038 N 7295000.00 7295000.00 NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY REV WATER & SEWER SERIES 2006 BB 3.800000% 64972FAU0 Other Municipal Debt N Unrated Security N/A N/A 2016-06-15 2016-06-15 N N N 125000.00 126954.47 0.0001 N 126928.75 126928.75 NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY REV WATER & SEWER SERIES 2006BB 5.000000% 64972FBE5 Other Municipal Debt N Unrated Security N/A N/A 2016-06-15 2016-06-15 N N N 995000.00 1015940.50 0.0005 N 1015626.35 1015626.35 NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY REV WATER & SEWER SERIES 2003F1 A 0.010000% 64972FG26 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y Wells Fargo Bank NA N/A N/A N N 6500000.00 6500000.00 0.0034 N 6500000.00 6500000.00 NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY REV WATER & SEWER SERIES 2007 BB 5.000000% 64972FGX8 Other Municipal Debt N Unrated Security N/A N/A 2016-06-15 2016-06-15 N Y UNITED STATES TREASURY N/A N/A N 150000.00 153129.29 0.0001 N 153102.00 153102.00 NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY REV WATER & SEWER SERIES 2010BB 3.250000% 64972FH74 Other Municipal Debt N Unrated Security N/A N/A 2016-06-15 2016-06-15 N N N 100000.00 101245.41 0.0001 N 101301.00 101301.00 NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY REV WATER & SEWER SERIES 2007CC-2 0.010000% 64972FHJ8 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-04 2016-01-04 Y Bank of Nova Scotia N/A N/A N N 700000.00 700000.00 0.0004 N 700000.00 700000.00 NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY REV WATER & SEWER SERIES 2010FF 3.000000% 64972FM45 Other Municipal Debt N Unrated Security N/A N/A 2016-06-15 2016-06-15 N N N 100000.00 101154.10 0.0001 N 101191.00 101191.00 NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY REV WATER & SEWER SERIES 2012FF 5.000000% 64972FN44 Other Municipal Debt N Unrated Security N/A N/A 2016-06-15 2016-06-15 N N N 275000.00 280734.92 0.0001 N 280700.75 280700.75 NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY REV WATER & SEWER SERIES 2011BB 4.000000% 64972FU46 Other Municipal Debt N Unrated Security N/A N/A 2016-06-15 2016-06-15 N N N 300000.00 304813.08 0.0002 N 304896.00 304896.00 NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY REV WATER & SEWER SERIES 2009AA 5.000000% 64972FVV5 Other Municipal Debt N Unrated Security N/A N/A 2016-06-15 2016-06-15 N N N 1295000.00 1322392.51 0.0007 N 1321845.35 1321845.35 NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY REV WATER & SEWER SERIES Fiscal 2009DD 0.020000% 64972FYV2 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y Citibank NA N/A N/A N N 8125000.00 8125000.00 0.0042 N 8125000.00 8125000.00 NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY REV WATER & SEWER SERIES 2009 FF1 4.000000% 64972FZY5 Other Municipal Debt N Unrated Security N/A N/A 2016-06-15 2016-06-15 N N N 225000.00 228737.96 0.0001 N 228672.00 228672.00 NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY REV WATER & SEWER SERIES 2009 FF1 5.000000% 64972FZZ2 Other Municipal Debt N Unrated Security N/A N/A 2016-06-15 2016-06-15 N N N 410000.00 418542.09 0.0002 N 418499.30 418499.30 NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY REV WATER & SEWER SERIES FISCAL 2 0.010000% 64972GAS3 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y BANK OF TOKYO-MITSUBISHI UFJ LTD N/A N/A N N 14000000.00 14000000.00 0.0072 N 14000000.00 14000000.00 NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY REV WATER & SEWER SERIES AA-1B 0.010000% 64972GAW4 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-04 2016-01-04 Y STATE STREET BANK AND TRUST COMPANY N/A N/A N N 3645000.00 3645000.00 0.0019 N 3645000.00 3645000.00 NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY REV WATER & SEWER SERIES Fiscal 2011EE 0.020000% 64972GCZ5 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y Morgan Stanley Bank NA N/A N/A N N 6175000.00 6175000.00 0.0032 N 6175000.00 6175000.00 NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY REV WATER & SEWER SERIES 2015BB-4 0.010000% 64972GEN0 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-04 2016-01-04 Y Wells Fargo Bank NA N/A N/A N N 700000.00 700000.00 0.0004 N 700000.00 700000.00 NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY REV WATER & SEWER SERIES 2016 AA1 0.010000% 64972GJN5 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-04 2016-01-04 Y Bank of America NA N/A N/A N N 6000000.00 6000000.00 0.0031 N 6000000.00 6000000.00 NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY REV WATER & SEWER SERIES 2016 AA2 0.010000% 64972GJQ8 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-04 2016-01-04 Y PNC BANK NATIONAL ASSOCIATION N/A N/A N N 14250000.00 14250000.00 0.0074 N 14250000.00 14250000.00 NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY REV WATER & SEWER SERIES 2016 AA3 0.010000% 64972GJS4 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-04 2016-01-04 Y Royal Bank of Canada N/A N/A N N 5000000.00 5000000.00 0.0026 N 5000000.00 5000000.00 NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY REV WATER & SEWER SERIES Fiscal 2007A 0.020000% 74703YTU4 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y Bank of America NA N/A N/A N N 11500000.00 11500000.00 0.0059 N 11500000.00 11500000.00 NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY REV WATER & SEWER SERIES Fiscal 2012BB 0.010000% 74926YVE8 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y Royal Bank of Canada N/A N/A N N 10515000.00 10515000.00 0.0054 N 10515000.00 10515000.00 NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY REV WATER & SEWER SERIES Fiscal 2013CC 0.020000% 76252PBK4 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y Barclays Bank Plc N/A N/A N N 10540000.00 10540000.00 0.0054 N 10540000.00 10540000.00 NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY REV WATER & SEWER SERIES Fiscal 2012BB 0.020000% 76252PCN7 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y Barclays Bank Plc N/A N/A N N 2000000.00 2000000.00 0.0010 N 2000000.00 2000000.00 NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY REV WATER & SEWER SERIES Fiscal 2014DD 0.020000% 88033LC80 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y JPMorgan Chase Bank NA N/A N/A N N 4000000.00 4000000.00 0.0021 N 4000000.00 4000000.00 NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY REV WATER & SEWER SERIES Fiscal 2012FF 0.020000% 88033LRU5 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y JPMorgan Chase Bank NA N/A N/A N N 19640000.00 19640000.00 0.0101 N 19640000.00 19640000.00 NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY REV WATER & SEWER SERIES 2016 BB-1 0.010000% 88033MLB1 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y STATE STREET BANK AND TRUST COMPANY N/A N/A N N 10130000.00 10130000.00 0.0052 N 10130000.00 10130000.00 NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY REV WATER & SEWER SERIES 2011HH 0.100000% 88033MMY0 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y Royal Bank of Canada N/A N/A N N 14700000.00 14700000.00 0.0076 N 14700000.00 14700000.00 NEW YORK CITY TRANSITIONAL FIN AUTH REV PUBLIC SERVICES SERIES Fiscal 2007B 0.020000% 46632PSE4 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y JPMorgan Chase Bank NA N/A N/A N N 7495000.00 7495000.00 0.0039 N 7495000.00 7495000.00 NEW YORK CITY TRANSITIONAL FIN AUTH REV PUBLIC SERVICES SERIES Fiscal 2010A1 0.020000% 46633VDB2 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y JPMorgan Chase Bank NA N/A N/A N N 11000000.00 11000000.00 0.0057 N 11000000.00 11000000.00 NEW YORK CITY TRANSITIONAL FIN AUTH REV PUBLIC SERVICES SERIES Fiscal 2011D1 0.020000% 46633VQ36 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y JPMorgan Chase Bank NA N/A N/A N N 3750000.00 3750000.00 0.0019 N 3750000.00 3750000.00 NEW YORK CITY TRANSITIONAL FIN AUTH REV PUBLIC SERVICES SERIES Fiscal 2013F1 0.020000% 46636Y7R5 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y JPMorgan Chase Bank NA N/A N/A N N 3240000.00 3240000.00 0.0017 N 3240000.00 3240000.00 NEW YORK CITY TRANSITIONAL FIN AUTH REV CITY 0.010000% 64971KGF7 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-04 2016-01-04 Y Royal Bank of Canada N/A N/A N N 2500000.00 2500000.00 0.0013 N 2500000.00 2500000.00 NEW YORK CITY TRANSITIONAL FIN AUTH REV PUBLIC SERVICES SERIES C1 0.010000% 64971MNB4 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y Credit Suisse AG N/A N/A N N 6000000.00 6000000.00 0.0031 N 6000000.00 6000000.00 NEW YORK CITY TRANSITIONAL FIN AUTH REV PUBLIC SERVICES SERIES Fiscal 2012F1 0.020000% 64971Q6S7 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y Morgan Stanley Bank NA N/A N/A N N 7500000.00 7500000.00 0.0039 N 7500000.00 7500000.00 NEW YORK CITY TRANSITIONAL FIN AUTH REV PUBLIC SERVICES SERIES Fiscal 2012F1 0.020000% 64971Q6W8 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y Morgan Stanley Bank NA N/A N/A N N 3400000.00 3400000.00 0.0018 N 3400000.00 3400000.00 NEW YORK CITY TRANSITIONAL FIN AUTH REV SERIES 2011E 5.000000% 64971QCP6 Other Municipal Debt N Unrated Security N/A N/A 2016-11-01 2016-11-01 N N N 175000.00 181625.66 0.0001 N 181461.00 181461.00 NEW YORK CITY TRANSITIONAL FIN AUTH REV PUBLIC SERVICES SERIES 2012C 4.000000% 64971QNP4 Other Municipal Debt N Unrated Security N/A N/A 2016-11-01 2016-11-01 N N N 235000.00 242029.21 0.0001 N 241756.25 241756.25 NEW YORK CITY TRANSITIONAL FIN AUTH REV PUBLIC SERVICES SERIES 2014D-1 2.000000% 64971WDQ0 Other Municipal Debt N Unrated Security N/A N/A 2016-02-01 2016-02-01 N N N 450000.00 450644.23 0.0002 N 450612.00 450612.00 NEW YORK CITY TRANSITIONAL FIN AUTH REV PUBLIC SERVICES SERIES 2015 A-1 4.000000% 64971WFN5 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 100000.00 102085.24 0.0001 N 102063.00 102063.00 NEW YORK CITY TRANSITIONAL FIN AUTH REV PUBLIC SERVICES SERIES Fiscal 2014A1 0.020000% 64971WGY0 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y Morgan Stanley Bank NA N/A N/A N N 5780000.00 5780000.00 0.0030 N 5780000.00 5780000.00 NEW YORK CITY TRANSITIONAL FIN AUTH REV PUBLIC SERVICES SERIES Fiscal 2015A1 0.020000% 64971WHA1 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y Morgan Stanley Bank NA N/A N/A N N 2000000.00 2000000.00 0.0010 N 2000000.00 2000000.00 NEW YORK CITY TRANSITIONAL FIN AUTH REV PUBLIC SERVICES SERIES 2003B 5.000000% 64971WHH6 Other Municipal Debt N Unrated Security N/A N/A 2016-02-01 2016-02-01 N N N 1920000.00 1927656.44 0.0010 N 1926892.80 1926892.80 NEW YORK CITY TRANSITIONAL FIN AUTH REV PUBLIC SERVICES SERIES FY2014B1 5.000000% 64971WSK7 Other Municipal Debt N Unrated Security N/A N/A 2016-11-01 2016-11-01 N N N 225000.00 233403.72 0.0001 N 233307.00 233307.00 NEW YORK CITY TRANSITIONAL FIN AUTH REV SERIES 2016A5 0.010000% 64971WUR9 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-04 2016-01-04 Y Royal Bank of Canada N/A N/A N N 2000000.00 2000000.00 0.0010 N 2000000.00 2000000.00 NEW YORK CITY TRANSITIONAL FIN AUTH REV SCHOOL (NEW YORK STATE OF) SERIES 2007S-1 5.000000% 64972HAR3 Other Municipal Debt N Unrated Security N/A N/A 2016-07-15 2016-07-15 N N Y Corporate Underlier NEW YORK STATE OF N/A N/A 100000.00 102474.27 0.0001 N 102437.00 102437.00 NEW YORK CITY TRANSITIONAL FIN AUTH REV (NEW YORK STATE OF) SERIES 2008 S-1 5.000000% 64972HGS5 Other Municipal Debt N Unrated Security N/A N/A 2016-01-15 2016-01-15 N N Y Corporate Underlier NEW YORK STATE OF N/A N/A 1250000.00 1252236.00 0.0006 N 1251850.00 1251850.00 NEW YORK CITY TRANSITIONAL FIN AUTH REV PUBLIC SERVICES (NEW YORK STATE OF) SERIES S-1 5.000000% 64972HJD5 Other Municipal Debt N Unrated Security N/A N/A 2016-07-15 2016-07-15 N N Y Corporate Underlier NEW YORK STATE OF N/A N/A 100000.00 102479.50 0.0001 N 102437.00 102437.00 NEW YORK CITY TRANSITIONAL FIN AUTH REV PUBLIC SERVICES (NEW YORK STATE OF) SERIES 2011 S1A 5.000000% 64972HQE5 Other Municipal Debt N Unrated Security N/A N/A 2016-07-15 2016-07-15 N N Y Corporate Underlier NEW YORK STATE OF N/A N/A 250000.00 256107.50 0.0001 N 256092.50 256092.50 NEW YORK CITY TRANSITIONAL FIN AUTH REV PUBLIC SERVICES (NEW YORK STATE OF) SERIES Fiscal 2008S1 0.020000% 64972HRC8 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y Citibank NA N/A N/A N Y Corporate Underlier NEW YORK STATE OF N/A N/A 6000000.00 6000000.00 0.0031 N 6000000.00 6000000.00 NEW YORK CITY TRANSITIONAL FIN AUTH REV PUBLIC SERVICES (NEW YORK STATE OF) SERIES S-1A 5.000000% 64972HSP8 Other Municipal Debt N Unrated Security N/A N/A 2016-07-15 2016-07-15 N N Y Corporate Underlier NEW YORK STATE OF N/A N/A 350000.00 358680.89 0.0002 N 358529.50 358529.50 NEW YORK CITY TRANSITIONAL FIN AUTH REV SCHOOL (NEW YORK STATE OF) SERIES 2013 S-1 5.000000% 64972HTZ5 Other Municipal Debt N Unrated Security N/A N/A 2016-07-15 2016-07-15 N N Y Corporate Underlier NEW YORK STATE OF N/A N/A 1040000.00 1066168.14 0.0006 N 1065344.80 1065344.80 NEW YORK CITY TRANSITIONAL FIN AUTH REV PUBLIC SERVICES (NEW YORK STATE OF) SERIES Fiscal 2015S1 0.020000% 64972HWC2 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y Morgan Stanley Bank NA N/A N/A N Y Corporate Underlier NEW YORK STATE OF N/A N/A 4000000.00 4000000.00 0.0021 N 4000000.00 4000000.00 NEW YORK CITY TRANSITIONAL FIN AUTH REV PUBLIC SERVICES SERIES E1 0.010000% 74926YC82 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y Royal Bank of Canada N/A N/A N N 4835000.00 4835000.00 0.0025 N 4835000.00 4835000.00 NEW YORK CITY TRANSITIONAL FIN AUTH REV PUBLIC SERVICES (NEW YORK STATE OF) SERIES Fiscal 2015S2 0.020000% 88033MBG1 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y Toronto-Dominion Bank/The N/A N/A N Y Corporate Underlier NEW YORK STATE OF N/A N/A 3000000.00 3000000.00 0.0015 N 3000000.00 3000000.00 NEW YORK CITY TRANSITIONAL FIN AUTH REV PUBLIC SERVICES (NEW YORK STATE OF) SERIES Fiscal 2015S2 0.020000% 88033MEU7 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y Citibank NA N/A N/A N Y Corporate Underlier NEW YORK STATE OF N/A N/A 8000000.00 8000000.00 0.0041 N 8000000.00 8000000.00 NEW YORK CITY TRANSITIONAL FIN AUTH REV PUBLIC SERVICES SERIES 2016A-1 0.020000% 88033MGQ4 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y JPMorgan Chase Bank NA N/A N/A N N 1500000.00 1500000.00 0.0008 N 1500000.00 1500000.00 NEW YORK CITY TRANSITIONAL FIN AUTH REV PUBLIC SERVICES SERIES 2016C 0.020000% 88033MKK2 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y Morgan Stanley Bank NA N/A N/A N N 10000000.00 10000000.00 0.0052 N 10000000.00 10000000.00 NEW YORK CITY TRANSITIONAL FIN AUTH REV (NEW YORK STATE OF) Revenue Anticipation Note SERIES Fiscal 2009S4 0.030000% 94985NHA2 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y Wells Fargo & Company N/A N/A N Y Corporate Underlier NEW YORK STATE OF N/A N/A 16435000.00 16435000.00 0.0085 N 16435000.00 16435000.00 NEW YORK CITY TRUST FOR CULTURAL RESOURCES (NY) REV EDUCATIONAL INSTITUTION (AMERICAN MUSEUM OF NATURAL HISTORY) SERIES 2014B2 0.020000% 64972SAC2 Other Municipal Debt N First Tier Security N/A N/A 2016-01-07 2016-06-10 N N Y Corporate Underlier American Museum of Natural History N/A N/A 13490000.00 13490000.00 0.0070 N 13475565.70 13475565.70 NEW YORK LIBERTY DEVELOPMENT CORP REV IDB & PCR (PORT AUTHORITY OF NEW YORK & NEW JERSEY) SERIES 2011 0.030000% 46636YEJ5 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y JPMorgan Chase Bank NA N/A N/A N Y Corporate Underlier PORT AUTHORITY OF NEW YORK & NEW JERSEY N/A N/A 5815000.00 5815000.00 0.0030 N 5815000.00 5815000.00 NEW YORK N Y REV SERIES Fiscal 2008E 0.010000% 18886PM51 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y STATE STREET BANK AND TRUST COMPANY N/A N/A N N 18695000.00 18695000.00 0.0096 N 18695000.00 18695000.00 NEW YORK N Y GO SERIES Fiscal 2013A1 0.020000% 46640KAC8 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y JPMorgan Chase Bank NA N/A N/A N N 3750000.00 3750000.00 0.0019 N 3750000.00 3750000.00 NEW YORK N Y GO SERIES 2007C1 5.000000% 64966F7R9 Other Municipal Debt N Unrated Security N/A N/A 2016-01-01 2016-01-01 N N N 3570000.00 3570000.00 0.0018 N 3570000.00 3570000.00 NEW YORK N Y GO SERIES 2006I-1 5.000000% 64966FC51 Other Municipal Debt N Unrated Security N/A N/A 2016-04-01 2016-04-01 N N N 100000.00 101150.80 0.0001 N 101125.00 101125.00 NEW YORK N Y GO SERIES 2006J-1 4.000000% 64966FK86 Other Municipal Debt N Unrated Security N/A N/A 2016-06-01 2016-06-01 N N N 100000.00 101460.45 0.0001 N 101480.00 101480.00 NEW YORK N Y GO SERIES 2008L-1 5.000000% 64966G3S9 Other Municipal Debt N Unrated Security N/A N/A 2016-04-01 2016-04-01 N N N 465000.00 470288.72 0.0002 N 470231.25 470231.25 NEW YORK N Y GO SERIES Fiscal 2008L1 0.020000% 64966G6D9 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y JPMorgan Chase Bank NA N/A N/A N N 6660000.00 6660000.00 0.0034 N 6660000.00 6660000.00 NEW YORK N Y GO SERIES 2003 G-5 5.000000% 64966G7T3 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 100000.00 102670.64 0.0001 N 102619.00 102619.00 NEW YORK N Y GO SERIES 2007D 5.000000% 64966GAJ1 Other Municipal Debt N Unrated Security N/A N/A 2016-02-01 2016-02-01 N N N 300000.00 301184.53 0.0002 N 301092.00 301092.00 NEW YORK N Y GO SERIES G 4.000000% 64966GD41 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 100000.00 102079.60 0.0001 N 102051.00 102051.00 NEW YORK N Y GO SERIES 2008A-1 4.150000% 64966GLN0 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 200000.00 204349.50 0.0001 N 204272.00 204272.00 NEW YORK N Y GO SERIES 2008A-1 4.500000% 64966GLP5 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 335000.00 343014.99 0.0002 N 342822.25 342822.25 NEW YORK N Y GO SERIES 2008 A-1 5.000000% 64966GLQ3 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 200000.00 205219.83 0.0001 N 205238.00 205238.00 NEW YORK N Y GO SERIES 2008A1 5.000000% 64966GM90 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 100000.00 102676.15 0.0001 N 102619.00 102619.00 NEW YORK N Y GO SERIES 2008I-1 4.500000% 64966GR38 Other Municipal Debt N Unrated Security N/A N/A 2016-02-01 2016-02-01 N N N 265000.00 265934.05 0.0001 N 265866.55 265866.55 NEW YORK N Y GO SERIES 2008i-1 5.000000% 64966GR46 Other Municipal Debt N Unrated Security N/A N/A 2016-02-01 2016-02-01 N N N 635000.00 637499.55 0.0003 N 637311.40 637311.40 NEW YORK N Y GO SERIES 2008A-1 5.000000% 64966GSW3 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 1085000.00 1114243.82 0.0006 N 1113416.15 1113416.15 NEW YORK N Y GO SERIES 2008J-1 5.000000% 64966GX80 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 400000.00 410708.68 0.0002 N 410476.00 410476.00 NEW YORK N Y GO SERIES E 5.000000% 64966GYZ9 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 280000.00 287459.88 0.0001 N 287333.20 287333.20 NEW YORK N Y GO SERIES 2008 D-4 0.010000% 64966GZR6 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y BANK OF MONTREAL N/A N/A N N 7050000.00 7050000.00 0.0036 N 7050000.00 7050000.00 NEW YORK N Y GO SERIES 2011E 5.000000% 64966H2Y5 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 350000.00 359346.64 0.0002 N 359166.50 359166.50 NEW YORK N Y GO 5.250000% 64966HAS9 Other Municipal Debt N Unrated Security N/A N/A 2016-09-01 2016-09-01 N N N 130000.00 134179.16 0.0001 N 134070.30 134070.30 NEW YORK N Y GO SERIES C 5.250000% 64966HBP4 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 175000.00 179964.78 0.0001 N 179831.75 179831.75 NEW YORK N Y GO SERIES B 4.000000% 64966HC65 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 300000.00 306262.64 0.0002 N 306153.00 306153.00 NEW YORK N Y GO SERIES 2009H-1 5.000000% 64966HGN4 Other Municipal Debt N Unrated Security N/A N/A 2016-03-01 2016-03-01 N N N 615000.00 619684.99 0.0003 N 619618.65 619618.65 NEW YORK N Y GO SERIES Fiscal 2009 H1 0.020000% 64966HHH6 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y Morgan Stanley Bank NA N/A N/A N N 15000000.00 15000000.00 0.0077 N 15000000.00 15000000.00 NEW YORK N Y GO SERIES Fiscal 2009J1 0.010000% 64966HMA5 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y Citibank NA N/A N/A N N 23225000.00 23225000.00 0.0120 N 23225000.00 23225000.00 NEW YORK N Y GO SERIES Fiscal 2005C3 0.010000% 64966HMG2 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y Credit Suisse AG N/A N/A N N 8700000.00 8700000.00 0.0045 N 8700000.00 8700000.00 NEW YORK N Y GO SERIES 2009C 5.000000% 64966HPM6 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 100000.00 102616.23 0.0001 N 102619.00 102619.00 NEW YORK N Y GO SERIES 2010 E 4.000000% 64966HSA9 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 400000.00 408394.66 0.0002 N 408204.00 408204.00 NEW YORK N Y GO SERIES 2010 E 5.000000% 64966HSB7 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 350000.00 359339.04 0.0002 N 359166.50 359166.50 NEW YORK N Y GO SERIES 2010H-2 3.000000% 64966HZG8 Other Municipal Debt N Unrated Security N/A N/A 2016-06-01 2016-06-01 N N N 100000.00 101032.13 0.0001 N 101078.00 101078.00 NEW YORK N Y GO SERIES 2010H-2 5.000000% 64966HZV5 Other Municipal Debt N Unrated Security N/A N/A 2016-06-01 2016-06-01 N N N 300000.00 305704.08 0.0002 N 305646.00 305646.00 NEW YORK N Y GO SERIES 2013B 5.000000% 64966J3J3 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 135000.00 138621.48 0.0001 N 138535.65 138535.65 NEW YORK N Y GO SERIES F1994 A5 5.000000% 64966J3T1 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 335000.00 343954.25 0.0002 N 343773.65 343773.65 NEW YORK N Y GO SERIES 2012 G-4 0.010000% 64966JB54 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-04 2016-01-04 Y Citibank NA N/A N/A Y Citibank NA N/A N/A N 2500000.00 2500000.00 0.0013 N 2500000.00 2500000.00 NEW YORK N Y GO SERIES 2012G-1 5.000000% 64966JC95 Other Municipal Debt N Unrated Security N/A N/A 2016-04-01 2016-04-01 N N N 140000.00 141580.35 0.0001 N 141575.00 141575.00 NEW YORK N Y GO SERIES 2011 I-1 4.000000% 64966JEJ1 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 150000.00 153052.85 0.0001 N 153076.50 153076.50 NEW YORK N Y GO SERIES 2011 I-1 5.000000% 64966JEQ5 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 410000.00 420861.88 0.0002 N 420737.90 420737.90 NEW YORK N Y GO SERIES 2012-I 5.000000% 64966JM60 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 235000.00 241323.77 0.0001 N 241154.65 241154.65 NEW YORK N Y GO SERIES 2012B 4.000000% 64966JNM4 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 410000.00 418591.29 0.0002 N 418409.10 418409.10 NEW YORK N Y GO SERIES 2004 H-A 5.000000% 64966JSY3 Other Municipal Debt N Unrated Security N/A N/A 2016-03-01 2016-03-01 N N N 150000.00 151127.92 0.0001 N 151126.50 151126.50 NEW YORK N Y GO SERIES 2012E 5.000000% 64966JUC8 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 550000.00 564761.81 0.0003 N 564404.50 564404.50 NEW YORK N Y GO SERIES 2012F 5.000000% 64966JVN3 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 2570000.00 2639309.77 0.0014 N 2638824.60 2638824.60 NEW YORK N Y GO SERIES 2003 C-A 5.000000% 64966K4E0 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 420000.00 431345.53 0.0002 N 430999.80 430999.80 NEW YORK N Y GO SERIES 2002C 4.000000% 64966K4K6 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 135000.00 137744.68 0.0001 N 137768.85 137768.85 NEW YORK N Y GO SERIES 2014E 5.000000% 64966K4R1 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 335000.00 343953.43 0.0002 N 343773.65 343773.65 NEW YORK N Y GO SERIES fiscal 2012D1 0.020000% 64966K6J7 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y Morgan Stanley Bank NA N/A N/A N N 2500000.00 2500000.00 0.0013 N 2500000.00 2500000.00 NEW YORK N Y GO SERIES 2013D 5.000000% 64966KDP5 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 1050000.00 1078211.28 0.0006 N 1077499.50 1077499.50 NEW YORK N Y GO SERIES D&E 0.010000% 64966KNG4 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y Citibank NA N/A N/A N N 13500000.00 13500000.00 0.0070 N 13500000.00 13500000.00 NEW YORK N Y GO SERIES F-1 5.000000% 64966KQF3 Other Municipal Debt N Unrated Security N/A N/A 2016-03-01 2016-03-01 N N N 685000.00 690227.64 0.0004 N 690144.35 690144.35 NEW YORK N Y GO SERIES 2014-1 4.000000% 64966KS46 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 1590000.00 1623813.81 0.0008 N 1622610.90 1622610.90 NEW YORK N Y GO SERIES Fiscal 2014A1 0.010000% 64966KT60 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y Citibank NA N/A N/A N N 8000000.00 8000000.00 0.0041 N 8000000.00 8000000.00 NEW YORK N Y GO SERIES 2014B 4.000000% 64966KT94 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 700000.00 714675.42 0.0004 N 714357.00 714357.00 NEW YORK N Y GO SERIES Fiscal 2013F1 0.010000% 64966KWR0 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y Credit Suisse AG N/A N/A N N 7300000.00 7300000.00 0.0038 N 7300000.00 7300000.00 NEW YORK N Y GO SERIES 2013I 4.000000% 64966KXU2 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 225000.00 229713.49 0.0001 N 229614.75 229614.75 NEW YORK N Y GO SERIES 2013J 5.000000% 64966KYP2 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 515000.00 528854.58 0.0003 N 528487.85 528487.85 NEW YORK N Y GO SERIES G 5.000000% 64966LDR9 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 100000.00 102577.01 0.0001 N 102619.00 102619.00 NEW YORK N Y GO SERIES 2014 H 5.000000% 64966LEF4 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 200000.00 205459.92 0.0001 N 205238.00 205238.00 NEW YORK N Y GO SERIES 2014J 3.000000% 64966LMW8 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 485000.00 492592.92 0.0003 N 492192.55 492192.55 NEW YORK N Y GO SERIES Fiscal 2014I1 0.020000% 88033LA41 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y JPMorgan Chase Bank NA N/A N/A N N 2635000.00 2635000.00 0.0014 N 2635000.00 2635000.00 NEW YORK N Y GO SERIES Fiscal 2009I1 0.020000% 88033LH69 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y Morgan Stanley Bank NA N/A N/A N N 3000000.00 3000000.00 0.0015 N 3000000.00 3000000.00 NEW YORK N Y GO SERIES Fiscal 2010E 0.020000% 88033LZU6 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y JPMorgan Chase Bank NA N/A N/A N N 3445000.00 3445000.00 0.0018 N 3445000.00 3445000.00 NEW YORK N Y CITY HSG DEV CORP REV MULTI FAM HOUSING (NAGLE AVENUE LIMITED PARTNERSHIP) SERIES 2004 A 0.020000% 64970VCJ0 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A N 4200000.00 4200000.00 0.0022 N 4200000.00 4200000.00 NEW YORK N Y CITY HSG DEV CORP REV MULTI FAM HOUSING SERIES 2005A 0.020000% 64970VCQ4 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A N 4035000.00 4035000.00 0.0021 N 4035000.00 4035000.00 NEW YORK N Y CITY HSG DEV CORP REV MULTI FAM HOUSING (WEST TREMONT AVE ASSOCS LP) SERIES 2005A 0.020000% 64970VCR2 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A N 3490000.00 3490000.00 0.0018 N 3490000.00 3490000.00 NEW YORK N Y CITY HSG DEV CORP REV MULTI FAM HOUSING SERIES 2013 E-2 0.010000% 64972B3A1 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y JPMorgan Chase Bank NA N/A N/A N N 32670000.00 32670000.00 0.0169 N 32670000.00 32670000.00 NEW YORK N Y CITY HSG DEV CORP REV MULTI FAM HOUSING SERIES C-3 0.010000% 64972B7N9 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y TD Bank NA N/A N/A N N 3800000.00 3800000.00 0.0020 N 3800000.00 3800000.00 NEW YORK N Y CITY HSG DEV CORP REV MULTI FAM HOUSING SERIES J 0.370000% 64972CRG0 Other Municipal Debt N First Tier Security N/A N/A 2016-07-01 2016-07-01 N N N 5000000.00 5000000.00 0.0026 N 4998550.00 4998550.00 NEW YORK N Y CITY HSG DEV CORP REV HOUSING SERIES 2009C1 0.020000% 88033LAX7 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y JPMorgan Chase Bank NA N/A N/A N N 8000000.00 8000000.00 0.0041 N 8000000.00 8000000.00 NEW YORK ST ENVIRONMENTAL FACS CORP REV WATER & SEWER SERIES 2010C 0.020000% 46633VY78 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y JPMorgan Chase Bank NA N/A N/A N N 6600000.00 6600000.00 0.0034 N 6600000.00 6600000.00 NEW YORK ST ENVIRONMENTAL FACS CORP REV WATER & SEWER (NEW YORK ST EFC NYCMWFA PROG) SERIES 2013A 0.020000% 46640KBE3 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y JPMorgan Chase Bank NA N/A N/A N Y Corporate Underlier NEW YORK ST EFC NYCMWFA PROG N/A N/A 2500000.00 2500000.00 0.0013 N 2500000.00 2500000.00 NEW YORK ST ENVIRONMENTAL FACS CORP REV WATER & SEWER SERIES 2011C 5.000000% 64985HEP8 Other Municipal Debt N Unrated Security N/A N/A 2016-05-15 2016-05-15 N N N 150000.00 152525.10 0.0001 N 152556.00 152556.00 NEW YORK ST ENVIRONMENTAL FACS CORP REV WATER & SEWER SERIES 2012B 5.000000% 64985HGB7 Other Municipal Debt N Unrated Security N/A N/A 2016-08-15 2016-08-15 N N N 200000.00 205735.46 0.0001 N 205634.00 205634.00 NEW YORK ST ENVIRONMENTAL FACS CORP REV WATER & SEWER SERIES 2014B 2.000000% 64985HMQ7 Other Municipal Debt N Unrated Security N/A N/A 2016-05-15 2016-05-15 N N N 150000.00 150904.92 0.0001 N 150945.00 150945.00 NEW YORK ST ENVIRONMENTAL FACS CORP REV WATER & SEWER SERIES 2011A 3.000000% 64985HPJ0 Other Municipal Debt N Unrated Security N/A N/A 2016-02-15 2016-02-15 N N N 350000.00 351123.08 0.0002 N 351151.50 351151.50 NEW YORK ST ENVIRONMENTAL FACS CORP REV WATER & SEWER (NEW YORK ST EFC NYCMWFA PROG) SERIES 2002K 5.500000% 64985WEU4 Other Municipal Debt N Unrated Security N/A N/A 2016-06-15 2016-06-15 N N Y Corporate Underlier NEW YORK ST EFC NYCMWFA PROG N/A N/A 200000.00 204630.91 0.0001 N 204596.00 204596.00 NEW YORK ST ENVIRONMENTAL FACS CORP REV WATER & SEWER (NEW YORK ST EFC NYCMWFA PROG) SERIES 2014A 4.000000% 64986A3P4 Other Municipal Debt N Unrated Security N/A N/A 2016-06-15 2016-06-15 N N Y Corporate Underlier NEW YORK ST EFC NYCMWFA PROG N/A N/A 200000.00 203294.69 0.0001 N 203272.00 203272.00 NEW YORK ST ENVIRONMENTAL FACS CORP REV WATER & SEWER (NEW YORK ST EFC NYCMWFA PROG) SERIES 2012A 5.000000% 64986AT92 Other Municipal Debt N Unrated Security N/A N/A 2016-06-15 2016-06-15 N N Y Corporate Underlier NEW YORK ST EFC NYCMWFA PROG N/A N/A 250000.00 255213.44 0.0001 N 255192.50 255192.50 NEW YORK ST ENVIRONMENTAL FACS CORP REV WASTE/POLLUTION (NEW YORK ST EFC NYCMWFA PROG) SERIES 2007B 5.000000% 64986ATK7 Other Municipal Debt N Unrated Security N/A N/A 2016-06-15 2016-06-15 N N Y Corporate Underlier NEW YORK ST EFC NYCMWFA PROG N/A N/A 415000.00 423616.68 0.0002 N 423619.55 423619.55 NEW YORK ST ENVIRONMENTAL FACS CORP REV WATER & SEWER (NEW YORK ST EFC NYCMWFA PROG) SERIES 2007C 5.000000% 64986AUZ2 Other Municipal Debt N Unrated Security N/A N/A 2016-06-15 2016-06-15 N N Y Corporate Underlier NEW YORK ST EFC NYCMWFA PROG N/A N/A 250000.00 255202.84 0.0001 N 255192.50 255192.50 NEW YORK ST ENVIRONMENTAL FACS CORP REV WATER & SEWER (NEW YORK ST EFC NYCMWFA PROG) SERIES 2008A 5.000000% 64986AXS5 Other Municipal Debt N Unrated Security N/A N/A 2016-06-15 2016-06-15 N N Y Corporate Underlier NEW YORK ST EFC NYCMWFA PROG N/A N/A 100000.00 102112.78 0.0001 N 102077.00 102077.00 NEW YORK ST ENVIRONMENTAL FACS CORP REV WATER & SEWER (NEW YORK ST EFC NYCMWFA PROG) SERIES 2013A 3.000000% 64986AY62 Other Municipal Debt N Unrated Security N/A N/A 2016-06-15 2016-06-15 N N Y Corporate Underlier NEW YORK ST EFC NYCMWFA PROG N/A N/A 330000.00 333856.61 0.0002 N 333943.50 333943.50 NEW YORK ST ENVIRONMENTAL FACS CORP REV WATER & SEWER (NEW YORK ST EFC NYCMWFA PROG) SERIES SUB SRF 5.000000% 64986AYR6 Other Municipal Debt N Unrated Security N/A N/A 2016-06-15 2016-06-15 N N Y Corporate Underlier NEW YORK ST EFC NYCMWFA PROG N/A N/A 105000.00 107140.06 0.0001 N 107180.85 107180.85 NEW YORK ST HSG FIN AGY REV MULTI FAM HOUSING (LIBERTY STREET REALTY LLC) SERIES 2003A 0.010000% 64986MC78 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y FEDERAL HOME LOAN MORTGAGE CORPORATION N/A N/A Y FEDERAL HOME LOAN MORTGAGE CORPORATION N/A N/A N 7625000.00 7625000.00 0.0039 N 7625000.00 7625000.00 NEW YORK ST HSG FIN AGY REV MULTI FAM HOUSING (BLUE CASSEL SITE A REALTY LLC) SERIES 2006A1 0.020000% 64986MF34 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 5700000.00 5700000.00 0.0029 N 5700000.00 5700000.00 NEW YORK ST HSG FIN AGY REV HOUSING (CAPITOL GREEN APARTMENTS NY) SERIES 2006A 0.010000% 64986MJ22 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A N 10900000.00 10900000.00 0.0056 N 10900000.00 10900000.00 NEW YORK ST HSG FIN AGY REV MULTI FAM HOUSING SERIES 2004A 0.010000% 64986MJ55 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A N 4500000.00 4500000.00 0.0023 N 4500000.00 4500000.00 NEW YORK ST HSG FIN AGY REV MULTI FAM HOUSING SERIES 2000 A 0.020000% 64986MJY2 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A N 5300000.00 5300000.00 0.0027 N 5300000.00 5300000.00 NEW YORK ST HSG FIN AGY REV MULTI FAM HOUSING SERIES 2007A 0.010000% 64986MK79 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A N 42500000.00 42500000.00 0.0219 N 42500000.00 42500000.00 NEW YORK ST HSG FIN AGY REV HOUSING SERIES 2000A 0.010000% 64986MLE3 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A N 21000000.00 21000000.00 0.0108 N 21000000.00 21000000.00 NEW YORK ST HSG FIN AGY REV MULTI FAM HOUSING (MAIDEN LANE PROPERTIES LLC) SERIES 2004A 0.010000% 64986MM28 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A N 53675000.00 53675000.00 0.0277 N 53675000.00 53675000.00 NEW YORK ST HSG FIN AGY REV MULTI FAM HOUSING SERIES 2008A 0.020000% 64986MS89 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y Citibank NA N/A N/A Y Citibank NA N/A N/A N 6100000.00 6100000.00 0.0031 N 6100000.00 6100000.00 NEW YORK ST HSG FIN AGY REV MULTI FAM HOUSING (BILTMORE TOWER LLC) SERIES 2002A 0.010000% 64986MYC3 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A N 16700000.00 16700000.00 0.0086 N 16700000.00 16700000.00 NEW YORK ST HSG FIN AGY REV SERIES 2003A 0.010000% 64986MYE9 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A N 43300000.00 43300000.00 0.0223 N 43300000.00 43300000.00 NEW YORK ST HSG FIN AGY REV HOUS SINGL (RIP VAN WINKLE LLC) SERIES 2004 A 0.010000% 64986MZN8 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y FEDERAL HOME LOAN MORTGAGE CORPORATION N/A N/A Y FEDERAL HOME LOAN MORTGAGE CORPORATION N/A N/A N 10700000.00 10700000.00 0.0055 N 10700000.00 10700000.00 NEW YORK ST HSG FIN AGY REV MULTI FAM HOUSING (OCEAN PARK ACQUISITION LP) SERIES 2005 A 0.020000% 64986MZQ1 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A N 28400000.00 28400000.00 0.0147 N 28400000.00 28400000.00 NEW YORK ST HSG FIN AGY REV MULTI FAM HOUSING SERIES 2014A 0.010000% 64986U2E6 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y BANK OF NEW YORK MELLON/THE N/A N/A Y BANK OF NEW YORK MELLON/THE N/A N/A N 4200000.00 4200000.00 0.0022 N 4200000.00 4200000.00 NEW YORK ST HSG FIN AGY REV MULTI FAM HOUSING (625 WEST 57th STREET HOUSING NY) SERIES 2015 A-1 0.010000% 64986U2F3 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y BANK OF NEW YORK MELLON/THE N/A N/A Y BANK OF NEW YORK MELLON/THE N/A N/A N 15715000.00 15715000.00 0.0081 N 15715000.00 15715000.00 NEW YORK ST HSG FIN AGY REV MULTI FAM HOUSING (625 WEST 57th STREET HOUSING NY) SERIES A-2 0.010000% 64986U2H9 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y BANK OF NEW YORK MELLON/THE N/A N/A Y BANK OF NEW YORK MELLON/THE N/A N/A N 5000000.00 5000000.00 0.0026 N 5000000.00 5000000.00 NEW YORK ST HSG FIN AGY REV MULTI FAM HOUSING SERIES 2014A 0.010000% 64986U4D6 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y MANUFACTURERS AND TRADERS TRUST CO N/A N/A Y MANUFACTURERS AND TRADERS TRUST CO N/A N/A N 13650000.00 13650000.00 0.0070 N 13650000.00 13650000.00 NEW YORK ST HSG FIN AGY REV MULTI FAM HOUSING (RIVERSIDE CENTER PARCEL 2 BIT ASSOCIATES LLC) SERIES 2015A-1 0.010000% 64986U6G7 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y Bank of America NA N/A N/A Y Bank of America NA N/A N/A N 10000000.00 10000000.00 0.0052 N 10000000.00 10000000.00 NEW YORK ST HSG FIN AGY REV HOUS SINGL SERIES 2014A 0.010000% 64986UL62 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 3150000.00 3150000.00 0.0016 N 3150000.00 3150000.00 NEW YORK ST HSG FIN AGY REV MULTI FAM HOUSING (RIVER PLACE II LLC) SERIES 2008 A 0.010000% 64986UMP9 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A N 26055000.00 26055000.00 0.0134 N 26055000.00 26055000.00 NEW YORK ST HSG FIN AGY REV MULTI FAM HOUSING (160 MADISON AVE LLC) SERIES 2014A 0.010000% 64986UR25 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-04 2016-01-04 Y PNC BANK NATIONAL ASSOCIATION N/A N/A Y PNC BANK NATIONAL ASSOCIATION N/A N/A N 600000.00 600000.00 0.0003 N 600000.00 600000.00 NEW YORK ST HSG FIN AGY REV HOUSING (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2005C 0.010000% 649870JH6 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y JPMorgan Chase Bank NA N/A N/A N Y Corporate Underlier NEW YORK STATE PERSONAL INCOME TAX BONDS N/A N/A 11000000.00 11000000.00 0.0057 N 11000000.00 11000000.00 NEW YORK ST HSG FIN AGY REV HOUS SINGL SERIES 2015 A 0.010000% 64987BFF0 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 3500000.00 3500000.00 0.0018 N 3500000.00 3500000.00 NEW YORK ST LOC GOVT ASSISTANCE CORP REV SERIES 2007A 5.000000% 649876G45 Other Municipal Debt N Unrated Security N/A N/A 2016-04-01 2016-04-01 N N N 570000.00 576530.74 0.0003 N 576549.30 576549.30 NEW YORK ST LOC GOVT ASSISTANCE CORP REV SERIES 2008A 5.000000% 649876H85 Other Municipal Debt N Unrated Security N/A N/A 2016-04-01 2016-04-01 N N N 365000.00 369183.46 0.0002 N 369124.50 369124.50 NEW YORK ST LOC GOVT ASSISTANCE CORP REV SERIES 2008C 5.000000% 649876N88 Other Municipal Debt N Unrated Security N/A N/A 2016-04-01 2016-04-01 N N N 370000.00 374217.06 0.0002 N 374188.40 374188.40 NEW YORK ST LOC GOVT ASSISTANCE CORP REV SERIES 2010A 5.000000% 649876T66 Other Municipal Debt N Unrated Security N/A N/A 2016-04-01 2016-04-01 N N N 450000.00 455211.06 0.0002 N 455085.00 455085.00 NEW YORK ST LOC GOVT ASSISTANCE CORP REV PUBLIC SERVICES SERIES 2010B 5.000000% 649876V55 Other Municipal Debt N Unrated Security N/A N/A 2016-04-01 2016-04-01 N N N 200000.00 202263.58 0.0001 N 202264.00 202264.00 NEW YORK ST LOC GOVT ASSISTANCE CORP REV SERIES 2011A 5.000000% 649876X46 Other Municipal Debt N Unrated Security N/A N/A 2016-04-01 2016-04-01 N N N 440000.00 445058.38 0.0002 N 444980.80 444980.80 NEW YORK ST MTG AGY HOMEOWNER MTG REV HOUS SINGL SERIES 144 0.010000% 649883DQ5 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-04 2016-01-04 Y JPMorgan Chase Bank NA N/A N/A N N 600000.00 600000.00 0.0003 N 600000.00 600000.00 NEW YORK ST MTG AGY HOMEOWNER MTG REV HOUS SINGL SERIES 147 0.010000% 649883EN1 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y JPMorgan Chase Bank NA N/A N/A N N 18880000.00 18880000.00 0.0097 N 18880000.00 18880000.00 NEW YORK ST MTG AGY HOMEOWNER MTG REV HOUS SINGL SERIES 153 0.020000% 649883HT5 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y Barclays Bank Plc N/A N/A N N 19490000.00 19490000.00 0.0101 N 19490000.00 19490000.00 NEW YORK ST MTG AGY HOMEOWNER MTG REV HOUS SINGL SERIES 132 0.020000% 64988P2T2 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-04 2016-01-04 Y Royal Bank of Canada N/A N/A N N 17580000.00 17580000.00 0.0091 N 17580000.00 17580000.00 NEW YORK ST PWR AUTH REV & GEN PURP REV POWER SERIES 1 & 2 0.040000% 64985GY45 Other Commercial Paper N First Tier Security N/A N/A 2016-01-14 2016-01-14 N N N 13876000.00 13876000.00 0.0072 N 13876277.66 13876277.66 NEW YORK ST PWR AUTH REV & GEN PURP REV SERIES 1&2&3 0.070000% 64989MFG2 Other Commercial Paper N First Tier Security N/A N/A 2016-01-19 2016-01-19 N N N 10000000.00 10000000.00 0.0052 N 10000100.10 10000100.10 NEW YORK ST PWR AUTH REV & GEN PURP REV SERIES 1 0.040000% 64989MFK3 Other Commercial Paper N First Tier Security N/A N/A 2016-01-06 2016-01-06 N N N 26000000.00 26000000.00 0.0134 N 26000000.26 26000000.26 NEW YORK ST PWR AUTH REV & GEN PURP REV SERIES 1&2&3 0.040000% 64989MFM9 Other Commercial Paper N First Tier Security N/A N/A 2016-01-07 2016-01-07 N N N 20000000.00 20000000.00 0.0103 N 20000200.20 20000200.20 NEW YORK ST PWR AUTH REV & GEN PURP REV SERIES 1&2&3 0.040000% 64989MFP2 Other Commercial Paper N First Tier Security N/A N/A 2016-01-07 2016-01-07 N N N 23000000.00 23000000.00 0.0119 N 23000230.23 23000230.23 NEW YORK ST TWY AUTH GO SERIES H 0.020000% 27884FYT1 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y US BANK NATIONAL ASSOCIATION N/A N/A Y US BANK NATIONAL ASSOCIATION N/A N/A N 19260000.00 19260000.00 0.0099 N 19260000.00 19260000.00 NEW YORK ST TWY AUTH REV TRANSPORTATION (NEW YORK ST TWY AUTH HWY & BRD) SERIES 2006A 5.000000% 650014HS5 Other Municipal Debt N Unrated Security N/A N/A 2016-04-01 2016-04-01 N N Y Corporate Underlier NEW YORK ST TWY AUTH HWY & BRD N/A N/A 150000.00 151690.68 0.0001 N 151702.50 151702.50 NEW YORK ST TWY AUTH REV TRANSPORTATION (NEW YORK ST TWY AUTH HWY & BRD) SERIES 2006A 5.000000% 650014JC8 Other Municipal Debt N Unrated Security N/A N/A 2016-04-01 2016-04-01 N Y UNITED STATES TREASURY N/A N/A N 975000.00 986434.82 0.0005 N 986066.25 986066.25 NEW YORK ST TWY AUTH REV SPECIAL TAX (NEW YORK ST TWY AUTH HWY & BRD) SERIES 2007A 5.000000% 650014KG7 Other Municipal Debt N Unrated Security N/A N/A 2016-04-01 2016-04-01 N N Y Corporate Underlier NEW YORK ST TWY AUTH HWY & BRD N/A N/A 990000.00 1001288.32 0.0005 N 1001236.50 1001236.50 NEW YORK ST TWY AUTH REV TRANSPORTATION (NEW YORK ST TWY AUTH HWY & BRD) SERIES 2008A 5.000000% 650014MM2 Other Municipal Debt N Unrated Security N/A N/A 2016-04-01 2016-04-01 N N Y Corporate Underlier NEW YORK ST TWY AUTH HWY & BRD N/A N/A 520000.00 525968.58 0.0003 N 525902.00 525902.00 NEW YORK ST TWY AUTH REV TRANSPORTATION (NEW YORK ST TWY AUTH HWY & BRD) SERIES 2008 B 5.000000% 650014NR0 Other Municipal Debt N Unrated Security N/A N/A 2016-04-01 2016-04-01 N N Y Corporate Underlier NEW YORK ST TWY AUTH HWY & BRD N/A N/A 2325000.00 2351555.88 0.0012 N 2351388.75 2351388.75 NEW YORK ST TWY AUTH REV TRANSPORTATION (NEW YORK ST TWY AUTH HWY & BRD) SERIES 2010A 4.000000% 650014SS3 Other Municipal Debt N Unrated Security N/A N/A 2016-04-01 2016-04-01 N N Y Corporate Underlier NEW YORK ST TWY AUTH HWY & BRD N/A N/A 125000.00 126131.27 0.0001 N 126123.75 126123.75 NEW YORK ST TWY AUTH REV (NEW YORK ST TWY AUTH HWY & BRD) SERIES 2010A 5.000000% 650014ST1 Other Municipal Debt N Unrated Security N/A N/A 2016-04-01 2016-04-01 N N Y Corporate Underlier NEW YORK ST TWY AUTH HWY & BRD N/A N/A 145000.00 146615.17 0.0001 N 146645.75 146645.75 NEW YORK ST TWY AUTH REV TRANSPORTATION (NEW YORK ST TWY AUTH HWY & BRD) SERIES 2011A-2 4.000000% 650014VC4 Other Municipal Debt N Unrated Security N/A N/A 2016-04-01 2016-04-01 N N Y Corporate Underlier NEW YORK ST TWY AUTH HWY & BRD N/A N/A 195000.00 196714.13 0.0001 N 196753.05 196753.05 NEW YORK ST TWY AUTH REV TRANSPORTATION (NEW YORK ST TWY AUTH HWY & BRD) SERIES 2012 A 4.000000% 650014WG4 Other Municipal Debt N Unrated Security N/A N/A 2016-04-01 2016-04-01 N N Y Corporate Underlier NEW YORK ST TWY AUTH HWY & BRD N/A N/A 795000.00 802178.58 0.0004 N 802147.05 802147.05 NEW YORK ST TWY AUTH REV (NEW YORK STATE OF) SERIES 2007 5.000000% 650017VX1 Other Municipal Debt N Unrated Security N/A N/A 2016-04-01 2016-04-01 N N Y Corporate Underlier NEW YORK STATE OF N/A N/A 275000.00 278143.82 0.0001 N 278121.25 278121.25 NEW YORK ST TWY AUTH REV TRANSPORTATION (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2007A 4.000000% 650028LY7 Other Municipal Debt N Unrated Security N/A N/A 2016-03-15 2016-03-15 N N Y Corporate Underlier NEW YORK STATE PERSONAL INCOME TAX BONDS N/A N/A 350000.00 352624.01 0.0002 N 352534.00 352534.00 NEW YORK ST TWY AUTH REV SPECIAL TAX (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2007A 5.000000% 650028LZ4 Other Municipal Debt N Unrated Security N/A N/A 2016-03-15 2016-03-15 N N Y Corporate Underlier NEW YORK STATE PERSONAL INCOME TAX BONDS N/A N/A 350000.00 353234.65 0.0002 N 353192.00 353192.00 NEW YORK ST TWY AUTH REV (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2008A 5.000000% 650028NT6 Other Municipal Debt N Unrated Security N/A N/A 2016-03-15 2016-03-15 N N Y Corporate Underlier NEW YORK STATE PERSONAL INCOME TAX BONDS N/A N/A 325000.00 328113.06 0.0002 N 327970.50 327970.50 NEW YORK ST TWY AUTH REV TRANSPORTATION (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2009A 5.000000% 650028QY2 Other Municipal Debt N Unrated Security N/A N/A 2016-03-15 2016-03-15 N N Y Corporate Underlier NEW YORK STATE PERSONAL INCOME TAX BONDS N/A N/A 345000.00 348207.12 0.0002 N 348146.40 348146.40 NEW YORK ST TWY AUTH REV TRANSPORTATION (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2010A 5.000000% 650028SF1 Other Municipal Debt N Unrated Security N/A N/A 2016-03-15 2016-03-15 N N Y Corporate Underlier NEW YORK STATE PERSONAL INCOME TAX BONDS N/A N/A 710000.00 716682.59 0.0004 N 716475.20 716475.20 NEW YORK ST TWY AUTH REV TRANSPORTATION (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2011A 4.000000% 650028SV6 Other Municipal Debt N Unrated Security N/A N/A 2016-03-15 2016-03-15 N N Y Corporate Underlier NEW YORK STATE PERSONAL INCOME TAX BONDS N/A N/A 225000.00 226667.52 0.0001 N 226629.00 226629.00 NEW YORK ST TWY AUTH REV TRANSPORTATION (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2012A 5.000000% 650028UW1 Other Municipal Debt N Unrated Security N/A N/A 2016-03-15 2016-03-15 N N Y Corporate Underlier NEW YORK STATE PERSONAL INCOME TAX BONDS N/A N/A 225000.00 227109.96 0.0001 N 227052.00 227052.00 NEW YORK ST URBAN DEV CORP REV STATE (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2007B 0.020000% 06740GAL0 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y Barclays Bank Plc N/A N/A N Y Corporate Underlier NEW YORK STATE PERSONAL INCOME TAX BONDS N/A N/A 3200000.00 3200000.00 0.0017 N 3200000.00 3200000.00 NEW YORK ST URBAN DEV CORP REV (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2009A1 0.020000% 46632PUA9 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y JPMorgan Chase Bank NA N/A N/A N Y Corporate Underlier NEW YORK STATE PERSONAL INCOME TAX BONDS N/A N/A 4995000.00 4995000.00 0.0026 N 4995000.00 4995000.00 NEW YORK ST URBAN DEV CORP REV PUBLIC SERVICES (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2013A1 0.020000% 46636Y4B3 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y JPMorgan Chase Bank NA N/A N/A N Y Corporate Underlier NEW YORK STATE PERSONAL INCOME TAX BONDS N/A N/A 4700000.00 4700000.00 0.0024 N 4700000.00 4700000.00 NEW YORK ST URBAN DEV CORP REV (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2004A2 5.500000% 650034X71 Other Municipal Debt N Unrated Security N/A N/A 2016-03-15 2016-03-15 N N Y Corporate Underlier NEW YORK STATE PERSONAL INCOME TAX BONDS N/A N/A 100000.00 101026.39 0.0001 N 101006.00 101006.00 NEW YORK ST URBAN DEV CORP REV PUBLIC SERVICES (NEW YORK STATE OF) SERIES 2005 B 5.000000% 650035AU2 Other Municipal Debt N Unrated Security N/A N/A 2016-01-01 2016-01-01 N N Y Corporate Underlier NEW YORK STATE OF N/A N/A 110000.00 110000.00 0.0001 N 110000.00 110000.00 NEW YORK ST URBAN DEV CORP REV (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2007B 5.000000% 650035CQ9 Other Municipal Debt N Unrated Security N/A N/A 2016-03-15 2016-03-15 N N Y Corporate Underlier NEW YORK STATE PERSONAL INCOME TAX BONDS N/A N/A 100000.00 100949.39 0.0001 N 100912.00 100912.00 NEW YORK ST URBAN DEV CORP REV PUBLIC SERVICES (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2013D 5.000000% 650035D39 Other Municipal Debt N Unrated Security N/A N/A 2016-03-15 2016-03-15 N N Y Corporate Underlier NEW YORK STATE PERSONAL INCOME TAX BONDS N/A N/A 910000.00 918485.14 0.0005 N 918299.20 918299.20 NEW YORK ST URBAN DEV CORP REV (NEW YORK STATE OF) SERIES 2007A 5.000000% 650035EN4 Other Municipal Debt N Unrated Security N/A N/A 2016-01-01 2016-01-01 N N Y Corporate Underlier NEW YORK STATE OF N/A N/A 500000.00 500000.00 0.0003 N 500000.00 500000.00 NEW YORK ST URBAN DEV CORP REV (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2007C 5.000000% 650035FV5 Other Municipal Debt N Unrated Security N/A N/A 2016-03-15 2016-03-15 N N Y Corporate Underlier NEW YORK STATE PERSONAL INCOME TAX BONDS N/A N/A 475000.00 479492.66 0.0002 N 479332.00 479332.00 NEW YORK ST URBAN DEV CORP REV PUBLIC SERVICES (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2004A-3C 0.010000% 650035MJ4 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y JPMorgan Chase Bank NA N/A N/A N Y Corporate Underlier NEW YORK STATE PERSONAL INCOME TAX BONDS N/A N/A 650000.00 650000.00 0.0003 N 650000.00 650000.00 NEW YORK ST URBAN DEV CORP REV STATE (NEW YORK STATE OF) SERIES 2008 D 5.000000% 650035NY0 Other Municipal Debt N Unrated Security N/A N/A 2016-01-01 2016-01-01 N N Y Corporate Underlier NEW YORK STATE OF N/A N/A 6990000.00 6990000.00 0.0036 N 6990000.00 6990000.00 NEW YORK ST URBAN DEV CORP REV (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2009B1 5.000000% 650035QX9 Other Municipal Debt N Unrated Security N/A N/A 2016-03-15 2016-03-15 N N Y Corporate Underlier NEW YORK STATE PERSONAL INCOME TAX BONDS N/A N/A 200000.00 201904.81 0.0001 N 201824.00 201824.00 NEW YORK ST URBAN DEV CORP REV (NEW YORK STATE OF) SERIES 2010A-1 4.000000% 650035TK4 Other Municipal Debt N Unrated Security N/A N/A 2016-01-01 2016-01-01 N N Y Corporate Underlier NEW YORK STATE OF N/A N/A 625000.00 625000.00 0.0003 N 625000.00 625000.00 NEW YORK ST URBAN DEV CORP REV CITY (NEW YORK STATE OF) SERIES 2010B 5.000000% 650035US5 Other Municipal Debt N Unrated Security N/A N/A 2016-01-01 2016-01-01 N N Y Corporate Underlier NEW YORK STATE OF N/A N/A 11600000.00 11600000.00 0.0060 N 11600000.00 11600000.00 NEW YORK ST URBAN DEV CORP REV (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2010A 5.000000% 650035VM7 Other Municipal Debt N Unrated Security N/A N/A 2016-03-15 2016-03-15 N N Y Corporate Underlier NEW YORK STATE PERSONAL INCOME TAX BONDS N/A N/A 3520000.00 3553600.44 0.0018 N 3552102.40 3552102.40 NEW YORK ST URBAN DEV CORP REV PUBLIC SERVICES (NEW YORK STATE OF) SERIES 2011A 4.000000% 650035VY1 Other Municipal Debt N Unrated Security N/A N/A 2016-09-15 2016-09-15 N N Y Corporate Underlier NEW YORK STATE OF N/A N/A 100000.00 102529.68 0.0001 N 102448.00 102448.00 NEW YORK ST URBAN DEV CORP REV PUBLIC SERVICES (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2011A 5.000000% 650035WK0 Other Municipal Debt N Unrated Security N/A N/A 2016-03-15 2016-03-15 N N Y Corporate Underlier NEW YORK STATE PERSONAL INCOME TAX BONDS N/A N/A 2600000.00 2625800.14 0.0014 N 2623712.00 2623712.00 NEW YORK ST URBAN DEV CORP REV PUBLIC SERVICES (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2013A1 0.020000% 88033LA25 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y JPMorgan Chase Bank NA N/A N/A N Y Corporate Underlier NEW YORK STATE PERSONAL INCOME TAX BONDS N/A N/A 3000000.00 3000000.00 0.0015 N 3000000.00 3000000.00 NEW YORK ST URBAN DEV CORP REV IDB & PCR (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2014A 0.020000% 88033LWS4 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y JPMorgan Chase Bank NA N/A N/A N Y Corporate Underlier NEW YORK STATE PERSONAL INCOME TAX BONDS N/A N/A 7500000.00 7500000.00 0.0039 N 7500000.00 7500000.00 NEW YORK STATE OF GO SERIES 2008A 4.000000% 6497875W4 Other Municipal Debt N Unrated Security N/A N/A 2016-03-01 2016-03-01 N N N 100000.00 100601.94 0.0001 N 100599.00 100599.00 NEW YORK STATE OF GO SERIES 2009A 5.000000% 6497877J1 Other Municipal Debt N Unrated Security N/A N/A 2016-02-15 2016-02-15 N N N 260000.00 261482.01 0.0001 N 261427.40 261427.40 NEW YORK STATE OF GO SERIES 2006A 5.000000% 649787U89 Other Municipal Debt N Unrated Security N/A N/A 2016-03-15 2016-03-15 N N N 640000.00 646190.83 0.0003 N 646035.20 646035.20 NEW YORK STATE OF GO SERIES 2009C 3.000000% 649791AH3 Other Municipal Debt N Unrated Security N/A N/A 2016-02-01 2016-02-01 N N N 1140000.00 1142579.72 0.0006 N 1142394.00 1142394.00 NEW YORK STATE OF GO SERIES 2010A 3.000000% 649791BD1 Other Municipal Debt N Unrated Security N/A N/A 2016-03-01 2016-03-01 N N N 595000.00 597612.84 0.0003 N 597635.85 597635.85 NEW YORK STATE OF GO SERIES 2011A 5.000000% 649791DC1 Other Municipal Debt N Unrated Security N/A N/A 2016-02-15 2016-02-15 N N N 100000.00 100554.15 0.0001 N 100549.00 100549.00 NEW YORK STATE OF GO SERIES 2013A 5.000000% 649791GZ7 Other Municipal Debt N Unrated Security N/A N/A 2016-03-01 2016-03-01 N N N 1000000.00 1007838.12 0.0005 N 1007550.00 1007550.00 NEW YORK STATE OF GO SERIES 2013C 5.000000% 649791HY9 Other Municipal Debt N Unrated Security N/A N/A 2016-04-15 2016-04-15 N N N 3000000.00 3041223.91 0.0016 N 3039480.00 3039480.00 NIAGARA CNTY N Y GO Bond Anticipation Note SERIES 2015B 1.250000% 653352T46 Other Municipal Debt N Unrated Security N/A N/A 2016-05-12 2016-05-12 N N N 9017615.00 9047095.93 0.0047 N 9041511.68 9041511.68 NORTH HEMPSTEAD N Y GO Bond Anticipation Note SERIES A 0.850000% 659666QC8 Other Municipal Debt N Unrated Security N/A N/A 2016-04-06 2016-04-06 N N N 22000000.00 22034775.67 0.0114 N 22031680.00 22031680.00 NORTH SYRACUSE N Y CENT SCH DIST GO Bond Anticipation Note SERIES 2015 1.500000% 662735NP0 Other Municipal Debt N Unrated Security N/A N/A 2016-08-12 2016-08-12 N N N 9956585.00 10019020.45 0.0052 N 10009852.73 10009852.73 NY ST DORM AUTH GO (ST JOHNS UNIV N Y) SERIES 2007C 0.010000% 18886PUB9 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y STATE STREET BANK AND TRUST COMPANY N/A N/A Y STATE STREET BANK AND TRUST COMPANY N/A N/A N 26020000.00 26020000.00 0.0134 N 26020000.00 26020000.00 NY ST DORM AUTH REV PUBLIC SERVICES (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2013A 0.020000% 46640KDH4 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y JPMorgan Chase Bank NA N/A N/A N Y Corporate Underlier NEW YORK STATE PERSONAL INCOME TAX BONDS N/A N/A 2000000.00 2000000.00 0.0010 N 2000000.00 2000000.00 NY ST DORM AUTH (CORNELL UNIVERSITY) 0.010000% 64983LUQ1 Other Commercial Paper N First Tier Security N/A N/A 2016-03-02 2016-03-02 N N Y Corporate Underlier Cornell University N/A N/A 16890000.00 16890000.00 0.0087 N 16889155.50 16889155.50 NY ST DORM AUTH REV PUBLIC SERVICES (NEW YORK STATE OF) SERIES 2008F 4.750000% 64983M5Q7 Other Municipal Debt N Unrated Security N/A N/A 2016-02-15 2016-02-15 N N Y Corporate Underlier NEW YORK STATE OF N/A N/A 250000.00 251316.12 0.0001 N 251275.00 251275.00 NY ST DORM AUTH REV HOSPITAL (NEW YORK STATE OF) SERIES 2009 A-1 5.000000% 64983M6T0 Other Municipal Debt N Unrated Security N/A N/A 2016-02-15 2016-02-15 N N Y Corporate Underlier NEW YORK STATE OF N/A N/A 2470000.00 2484323.64 0.0013 N 2483288.60 2483288.60 NY ST DORM AUTH REV PUBLIC SERVICES (NEW YORK STATE OF) SERIES 2009A-1 5.000000% 64983M6V5 Other Municipal Debt N Unrated Security N/A N/A 2016-02-15 2016-02-15 N N Y Corporate Underlier NEW YORK STATE OF N/A N/A 100000.00 100562.24 0.0001 N 100532.00 100532.00 NY ST DORM AUTH REV (NEW YORK STATE OF) SERIES 2009A 4.000000% 64983M8A9 Other Municipal Debt N Unrated Security N/A N/A 2016-07-01 2016-07-01 N N Y Corporate Underlier NEW YORK STATE OF N/A N/A 330000.00 335798.81 0.0002 N 335517.60 335517.60 NY ST DORM AUTH REV (NEW YORK STATE OF) SERIES 2009A 5.000000% 64983M8B7 Other Municipal Debt N Unrated Security N/A N/A 2016-07-01 2016-07-01 N N Y Corporate Underlier NEW YORK STATE OF N/A N/A 990000.00 1012251.78 0.0005 N 1011354.30 1011354.30 NY ST DORM AUTH REV HOSPITAL (NEW YORK STATE OF) SERIES 2008D 5.000000% 64983MQ50 Other Municipal Debt N Unrated Security N/A N/A 2016-08-15 2016-08-15 N N Y Corporate Underlier NEW YORK STATE OF N/A N/A 665000.00 684030.74 0.0004 N 683480.35 683480.35 NY ST DORM AUTH REV PUBLIC SERVICES (NEW YORK STATE SALES TAX BONDS) SERIES 2014A 0.020000% 64983PA84 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y Morgan Stanley Bank NA N/A N/A N Y Corporate Underlier NEW YORK STATE SALES TAX BONDS N/A N/A 3300000.00 3300000.00 0.0017 N 3300000.00 3300000.00 NY ST DORM AUTH REV UNIVERSITY (COLUMBIA UNIVERSITY) SERIES 2006A 0.020000% 64983PGM7 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y Citibank NA N/A N/A N Y Corporate Underlier COLUMBIA UNIVERSITY N/A N/A 8535000.00 8535000.00 0.0044 N 8535000.00 8535000.00 NY ST DORM AUTH REV UNIVERSITY (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2006C 0.020000% 64983PJT9 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y Citibank NA N/A N/A N Y Corporate Underlier NEW YORK STATE PERSONAL INCOME TAX BONDS N/A N/A 25500000.00 25500000.00 0.0132 N 25500000.00 25500000.00 NY ST DORM AUTH REV UNIVERSITY (NEW YORK UNIVERSITY) SERIES 2009A 0.020000% 64983PZC8 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y Citibank NA N/A N/A N Y Corporate Underlier New York University N/A N/A 9900000.00 9900000.00 0.0051 N 9900000.00 9900000.00 NY ST DORM AUTH REV UNIVERSITY (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2011A 0.020000% 64983PZY0 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y Morgan Stanley Bank NA N/A N/A N Y Corporate Underlier NEW YORK STATE PERSONAL INCOME TAX BONDS N/A N/A 5935000.00 5935000.00 0.0031 N 5935000.00 5935000.00 NY ST DORM AUTH REV HOSPITAL (CATHOLIC HEALTH SYSTEM INC) SERIES 2006B 0.010000% 64983Q5S4 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y HSBC Bank USA NA N/A N/A Y HSBC BANK USA NA N/A N/A N 7200000.00 7200000.00 0.0037 N 7200000.00 7200000.00 NY ST DORM AUTH REV UNIVERSITY (CULINARY INSTITUTE OF AMERICA) SERIES 2006 0.020000% 64983QV30 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 3125000.00 3125000.00 0.0016 N 3125000.00 3125000.00 NY ST DORM AUTH REV UNIVERSITY (CULINARY INSTITUTE OF AMERICA) SERIES 2004 D 0.020000% 64983TZS5 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 5400000.00 5400000.00 0.0028 N 5400000.00 5400000.00 NY ST DORM AUTH REV UNIVERSITY (CULINARY INSTITUTE OF AMERICA) SERIES 2004C 0.020000% 64983U7T1 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 12800000.00 12800000.00 0.0066 N 12800000.00 12800000.00 NY ST DORM AUTH REV HOSPITAL (NEW YORK STATE OF) SERIES 2003D-2F 0.010000% 64983UKT6 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y JPMorgan Chase Bank NA N/A N/A N Y Corporate Underlier NEW YORK STATE OF N/A N/A 5760000.00 5760000.00 0.0030 N 5760000.00 5760000.00 NY ST DORM AUTH REV SCHOOL (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2011A 5.000000% 6499023M3 Other Municipal Debt N Unrated Security N/A N/A 2016-03-15 2016-03-15 N N Y Corporate Underlier NEW YORK STATE PERSONAL INCOME TAX BONDS N/A N/A 450000.00 454234.14 0.0002 N 454104.00 454104.00 NY ST DORM AUTH REV SCHOOL (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2011C 5.000000% 6499025T6 Other Municipal Debt N Unrated Security N/A N/A 2016-03-15 2016-03-15 N N Y Corporate Underlier NEW YORK STATE PERSONAL INCOME TAX BONDS N/A N/A 350000.00 353333.43 0.0002 N 353192.00 353192.00 NY ST DORM AUTH REV SPECIAL TAX (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2009G 4.000000% 649902K28 Other Municipal Debt N Unrated Security N/A N/A 2016-03-15 2016-03-15 N N Y Corporate Underlier NEW YORK STATE PERSONAL INCOME TAX BONDS N/A N/A 150000.00 151082.52 0.0001 N 151086.00 151086.00 NY ST DORM AUTH REV SPECIAL TAX (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2007A 4.500000% 649902LE1 Other Municipal Debt N Unrated Security N/A N/A 2016-03-15 2016-03-15 N N Y Corporate Underlier NEW YORK STATE PERSONAL INCOME TAX BONDS N/A N/A 150000.00 151243.75 0.0001 N 151230.00 151230.00 NY ST DORM AUTH REV UNIVERSITY (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2007A 5.000000% 649902LF8 Other Municipal Debt N Unrated Security N/A N/A 2016-03-15 2016-03-15 N N Y Corporate Underlier NEW YORK STATE PERSONAL INCOME TAX BONDS N/A N/A 200000.00 201829.58 0.0001 N 201828.00 201828.00 NY ST DORM AUTH REV SPECIAL TAX (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2007C 5.000000% 649902MV2 Other Municipal Debt N Unrated Security N/A N/A 2016-03-15 2016-03-15 N N Y Corporate Underlier NEW YORK STATE PERSONAL INCOME TAX BONDS N/A N/A 2520000.00 2544852.73 0.0013 N 2543032.80 2543032.80 NY ST DORM AUTH REV SCHOOL (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2008A 5.000000% 649902QU0 Other Municipal Debt N Unrated Security N/A N/A 2016-03-15 2016-03-15 N N Y Corporate Underlier NEW YORK STATE PERSONAL INCOME TAX BONDS N/A N/A 150000.00 151435.64 0.0001 N 151371.00 151371.00 NY ST DORM AUTH REV SCHOOL (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2008B 5.000000% 649902SD6 Other Municipal Debt N Unrated Security N/A N/A 2016-03-15 2016-03-15 N N Y Corporate Underlier NEW YORK STATE PERSONAL INCOME TAX BONDS N/A N/A 1200000.00 1211171.89 0.0006 N 1210968.00 1210968.00 NY ST DORM AUTH REV UNIVERSITY (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2010E 3.000000% 649902U27 Other Municipal Debt N Unrated Security N/A N/A 2016-02-15 2016-02-15 N N Y Corporate Underlier NEW YORK STATE PERSONAL INCOME TAX BONDS N/A N/A 100000.00 100327.94 0.0001 N 100313.00 100313.00 NY ST DORM AUTH REV SPECIAL TAX (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2009D 4.000000% 649902ZE6 Other Municipal Debt N Unrated Security N/A N/A 2016-06-15 2016-06-15 N N Y Corporate Underlier NEW YORK STATE PERSONAL INCOME TAX BONDS N/A N/A 575000.00 584565.84 0.0003 N 584642.75 584642.75 NY ST DORM AUTH REV SPECIAL TAX (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2009D 5.000000% 649902ZK2 Other Municipal Debt N Unrated Security N/A N/A 2016-06-15 2016-06-15 N N Y Corporate Underlier NEW YORK STATE PERSONAL INCOME TAX BONDS N/A N/A 600000.00 612744.25 0.0003 N 612708.00 612708.00 NY ST DORM AUTH REV UNIVERSITY (UNIVERSITY OF ROCHESTER) SERIES 2006 A-1 0.010000% 6499032J9 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y Barclays Bank Plc N/A N/A Y Barclays Bank Plc N/A N/A N 5400000.00 5400000.00 0.0028 N 5400000.00 5400000.00 NY ST DORM AUTH REV UNIVERSITY (UNIVERSITY OF ROCHESTER) SERIES 2006 B-1 0.010000% 6499032L4 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y Barclays Bank Plc N/A N/A Y Barclays Bank Plc N/A N/A N 4530000.00 4530000.00 0.0023 N 4530000.00 4530000.00 NY ST DORM AUTH REV UNIVERSITY (NEW YORK UNIVERSITY) SERIES 2008A 5.000000% 649903R29 Other Municipal Debt N Unrated Security N/A N/A 2016-07-01 2016-07-01 N N Y Corporate Underlier New York University N/A N/A 200000.00 204562.63 0.0001 N 204522.00 204522.00 NY ST DORM AUTH REV UNIVERSITY (NEW YORK UNIVERSITY) SERIES 2008B 5.000000% 649903T35 Other Municipal Debt N Unrated Security N/A N/A 2016-07-01 2016-07-01 N N Y Corporate Underlier New York University N/A N/A 200000.00 204599.39 0.0001 N 204522.00 204522.00 NY ST DORM AUTH REV CITY (ROYAL CHARTER PROPERTIES-EAST INC) SERIES 2006A 0.010000% 649903ZG9 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A Y FEDERAL NATIONAL MORTGAGE ASSOCIATION N/A N/A N 5800000.00 5800000.00 0.0030 N 5800000.00 5800000.00 NY ST DORM AUTH REV UNIVERSITY (CORNELL UNIVERSITY) SERIES 2009A 3.000000% 649905BY1 Other Municipal Debt N Unrated Security N/A N/A 2016-07-01 2016-07-01 N N Y Corporate Underlier Cornell University N/A N/A 150000.00 151938.11 0.0001 N 151936.50 151936.50 NY ST DORM AUTH REV SCHOOL (CORNELL UNIVERSITY) SERIES 2009A 5.000000% 649905BZ8 Other Municipal Debt N Unrated Security N/A N/A 2016-07-01 2016-07-01 N N Y Corporate Underlier Cornell University N/A N/A 275000.00 281106.36 0.0001 N 281217.75 281217.75 NY ST DORM AUTH REV SCHOOL (NEW YORK UNIVERSITY) SERIES 2009A 5.000000% 649905UH7 Other Municipal Debt N Unrated Security N/A N/A 2016-07-01 2016-07-01 N N Y Corporate Underlier New York University N/A N/A 475000.00 485954.45 0.0003 N 485739.75 485739.75 NY ST DORM AUTH REV HOSPITAL (NEW YORK STATE OF) SERIES 2015 2.000000% 6499073P5 Other Municipal Debt N Unrated Security N/A N/A 2016-02-15 2016-02-15 N N Y Corporate Underlier NEW YORK STATE OF N/A N/A 3300000.00 3306810.52 0.0017 N 3306930.00 3306930.00 NY ST DORM AUTH REV SALES TAX (NEW YORK STATE SALES TAX BONDS) SERIES 2013A 3.000000% 64990AAB1 Other Municipal Debt N Unrated Security N/A N/A 2016-03-15 2016-03-15 N N Y Corporate Underlier NEW YORK STATE SALES TAX BONDS N/A N/A 1000000.00 1005609.28 0.0005 N 1005400.00 1005400.00 NY ST DORM AUTH REV PUBLIC SERVICES (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2012D 1.500000% 64990EFQ5 Other Municipal Debt N Unrated Security N/A N/A 2016-02-15 2016-02-15 N N Y Corporate Underlier NEW YORK STATE PERSONAL INCOME TAX BONDS N/A N/A 150000.00 150219.63 0.0001 N 150226.50 150226.50 NY ST DORM AUTH REV PUBLIC SERVICES (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2012D 5.000000% 64990EM95 Other Municipal Debt N Unrated Security N/A N/A 2016-02-15 2016-02-15 N Y UNITED STATES TREASURY N/A N/A N 35000.00 35204.76 0.0000 N 35180.25 35180.25 NY ST DORM AUTH REV SPECIAL TAX (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2010E 5.000000% 64990EPA9 Other Municipal Debt N Unrated Security N/A N/A 2016-02-15 2016-02-15 N N Y Corporate Underlier NEW YORK STATE PERSONAL INCOME TAX BONDS N/A N/A 100000.00 100550.94 0.0001 N 100540.00 100540.00 NY ST DORM AUTH REV PUBLIC SERVICES (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2012D 5.000000% 64990EQ67 Other Municipal Debt N Unrated Security N/A N/A 2016-02-15 2016-02-15 N N Y Corporate Underlier NEW YORK STATE PERSONAL INCOME TAX BONDS N/A N/A 1115000.00 1121523.91 0.0006 N 1121021.00 1121021.00 NY ST DORM AUTH REV SPECIAL TAX (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2010A 5.000000% 64990ES73 Other Municipal Debt N Unrated Security N/A N/A 2016-02-15 2016-02-15 N N Y Corporate Underlier NEW YORK STATE PERSONAL INCOME TAX BONDS N/A N/A 845000.00 849839.06 0.0004 N 849571.45 849571.45 NY ST DORM AUTH REV SPECIAL TAX (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2009A 5.000000% 64990EXF9 Other Municipal Debt N Unrated Security N/A N/A 2016-02-15 2016-02-15 N N Y Corporate Underlier NEW YORK STATE PERSONAL INCOME TAX BONDS N/A N/A 1425000.00 1433351.65 0.0007 N 1432709.25 1432709.25 NY ST DORM AUTH REV SCHOOL (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2006D 5.000000% 64990EZ59 Other Municipal Debt N Unrated Security N/A N/A 2016-03-15 2016-03-15 N Y UNITED STATES TREASURY N/A N/A N 80000.00 80738.75 0.0000 N 80728.80 80728.80 NY ST DORM AUTH REV SCHOOL (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2006D 5.000000% 64990EZ75 Other Municipal Debt N Unrated Security N/A N/A 2016-03-15 2016-03-15 N N Y Corporate Underlier NEW YORK STATE PERSONAL INCOME TAX BONDS N/A N/A 20000.00 20184.69 0.0000 N 20182.40 20182.40 NY ST DORM AUTH REV LEASE REV (NEW YORK STATE OF) SERIES 2008A 5.000000% 64990HD72 Other Municipal Debt N Unrated Security N/A N/A 2016-02-15 2016-02-15 N N Y Corporate Underlier NEW YORK STATE OF N/A N/A 2740000.00 2756172.85 0.0014 N 2754741.20 2754741.20 NY ST DORM AUTH REV UNIVERSITY (NEW YORK STATE OF) SERIES 2010 5.000000% 64990HGH7 Other Municipal Debt N Unrated Security N/A N/A 2016-07-01 2016-07-01 N N Y Corporate Underlier NEW YORK STATE OF N/A N/A 150000.00 153345.49 0.0001 N 153235.50 153235.50 NY ST DORM AUTH REV PUBLIC SERVICES (NEW YORK STATE OF) SERIES 2007 D 5.000000% 64990HTU4 Other Municipal Debt N Unrated Security N/A N/A 2016-02-15 2016-02-15 N N Y Corporate Underlier NEW YORK STATE OF N/A N/A 295000.00 296605.46 0.0002 N 296569.40 296569.40 NY ST DORM AUTH REV UNIVERSITY (CORNELL UNIVERSITY) SERIES 2006A 0.050000% 74703YMF4 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y Bank of America NA N/A N/A N Y Corporate Underlier Cornell University N/A N/A 9865000.00 9865000.00 0.0051 N 9865000.00 9865000.00 NY ST DORM AUTH REV SPECIAL TAX (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2010F 0.050000% 74703YXU9 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y Bank of America NA N/A N/A N Y Corporate Underlier NEW YORK STATE PERSONAL INCOME TAX BONDS N/A N/A 5000000.00 5000000.00 0.0026 N 5000000.00 5000000.00 NY ST DORM AUTH REV PUBLIC SERVICES (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2014C 0.020000% 88033LSG5 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y JPMorgan Chase Bank NA N/A N/A N Y Corporate Underlier NEW YORK STATE PERSONAL INCOME TAX BONDS N/A N/A 8000000.00 8000000.00 0.0041 N 8000000.00 8000000.00 NY ST DORM AUTH REV PUBLIC SERVICES (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2015B 0.020000% 88033MGT8 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y JPMorgan Chase Bank NA N/A N/A N Y Corporate Underlier NEW YORK STATE PERSONAL INCOME TAX BONDS N/A N/A 5210000.00 5210000.00 0.0027 N 5210000.00 5210000.00 NY ST DORM AUTH REV PUBLIC SERVICES (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2015B 0.020000% 88033MGW1 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y JPMorgan Chase Bank NA N/A N/A N Y Corporate Underlier NEW YORK STATE PERSONAL INCOME TAX BONDS N/A N/A 1875000.00 1875000.00 0.0010 N 1875000.00 1875000.00 OCEANSIDE N Y UN FREE SCH DIST GO Tax Anticipation Note SERIES 2015-16 2.000000% 675498JK6 Other Municipal Debt N Unrated Security N/A N/A 2016-06-21 2016-06-21 N N N 13500000.00 13592095.10 0.0070 N 13587750.00 13587750.00 PATCHOGUE-MEDFORD N Y UN FREE SCH DIST GO Tax Anticipation Note SERIES 2015-16 1.750000% 703023PT2 Other Municipal Debt N Unrated Security N/A N/A 2016-06-24 2016-06-24 N N N 10000000.00 10067116.86 0.0052 N 10061000.00 10061000.00 PORT AUTHORITY OF NEW YORK & NEW JERSEY REV TRANSPORTATION SERIES 148th 0.020000% 73358T4P3 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y Morgan Stanley Bank NA N/A N/A N N 9990500.00 9990500.00 0.0052 N 9990500.00 9990500.00 PORT AUTHORITY OF NEW YORK & NEW JERSEY REV TRANSPORTATION SERIES 144th 0.020000% 73358TWC1 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y JPMorgan Chase Bank NA N/A N/A N N 750000.00 750000.00 0.0004 N 750000.00 750000.00 PORT AUTHORITY OF NEW YORK & NEW JERSEY REV TRANSPORTATION SERIES 179th 0.020000% 73358WRM8 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y Citibank NA N/A N/A N N 2580000.00 2580000.00 0.0013 N 2580000.00 2580000.00 PORT AUTHORITY OF NEW YORK & NEW JERSEY REV PUBLIC SERVICES SERIES 185TH SE 5.000000% 73358WTF1 Other Municipal Debt N Unrated Security N/A N/A 2016-09-01 2016-09-01 N N N 245000.00 252313.51 0.0001 N 252075.60 252075.60 PORT AUTHORITY OF NEW YORK & NEW JERSEY REV TRANSPORTATION SERIES 186 4.000000% 73358WUK8 Other Municipal Debt N Unrated Security N/A N/A 2016-10-15 2016-10-15 N N N 100000.00 102796.25 0.0001 N 102624.00 102624.00 PORT AUTHORITY OF NEW YORK & NEW JERSEY REV TRANSPORTATION SERIES B 0.040000% 73359BJG5 Other Commercial Paper N First Tier Security N/A N/A 2016-03-08 2016-03-08 N N N 10530000.00 10530000.00 0.0054 N 10530000.11 10530000.11 PORT AUTHORITY OF NEW YORK & NEW JERSEY REV TRANSPORTATION SERIES B 0.040000% 73359BJN0 Other Commercial Paper N First Tier Security N/A N/A 2016-04-12 2016-04-12 N N N 1045000.00 1045000.00 0.0005 N 1045000.01 1045000.01 PORT AUTHORITY OF NEW YORK & NEW JERSEY REV TRANSPORTATION SERIES B 0.050000% 73359BJQ3 Other Commercial Paper N First Tier Security N/A N/A 2016-04-26 2016-04-26 N N N 14360000.00 14360000.00 0.0074 N 14360000.00 14360000.00 PORT AUTHORITY OF NEW YORK & NEW JERSEY REV TRANSPORTATION SERIES 194th 0.010000% 88033MHJ9 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y Citibank NA N/A N/A N N 1220000.00 1220000.00 0.0006 N 1220000.00 1220000.00 PORT AUTHORITY OF NEW YORK & NEW JERSEY REV TRANSPORTATION SERIES 194th 0.020000% 88033MHQ3 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y Morgan Stanley Bank NA N/A N/A N N 8500000.00 8500000.00 0.0044 N 8500000.00 8500000.00 PORT AUTHORITY OF NEW YORK & NEW JERSEY REV TRANSPORTATION SERIES 194TH 0.020000% 88033MJS7 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y Morgan Stanley Bank NA N/A N/A N N 3300000.00 3300000.00 0.0017 N 3300000.00 3300000.00 RENSSELAER CNTY N Y GO Bond Anticipation Note SERIES 2015 2.000000% 759897XE6 Other Municipal Debt N Unrated Security N/A N/A 2016-08-12 2016-08-12 N N N 11500000.00 11606780.50 0.0060 N 11598210.00 11598210.00 ROCKLAND CNTY N Y INDL DEV AGY REV HOSPITAL (ASSISTED LIVING AT NORTHERN RIVERVIEW INC) SERIES 1999 0.110000% 773561AD7 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y MANUFACTURERS AND TRADERS TRUST CO N/A N/A Y MANUFACTURERS AND TRADERS TRUST CO N/A N/A N 7265000.00 7265000.00 0.0037 N 7265000.00 7265000.00 ROTTERDAM-MOHONASEN N Y CENT SCH DIST GO Bond Anticipation Note SERIES 2015 2.000000% 778850KC0 Other Municipal Debt N Unrated Security N/A N/A 2016-04-08 2016-04-08 N N N 17000000.00 17077138.08 0.0088 N 17073780.00 17073780.00 SALES TAX ASSET RECEIVABLE CORP N Y REV SALES TAX SERIES Fiscal 2015A 0.020000% 88033LRF8 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y JPMorgan Chase Bank NA N/A N/A N N 3140000.00 3140000.00 0.0016 N 3140000.00 3140000.00 SUFFOLK CNTY N Y INDL DEV AGY REV (GUIDE DOG FNDTN FOR BLIND) SERIES 2001 0.060000% 864768FD3 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 3240000.00 3240000.00 0.0017 N 3240000.00 3240000.00 SULLIVAN CNTY N Y GO Tax Anticipation Note SERIES 2015 1.250000% 865270WZ1 Other Municipal Debt N Unrated Security N/A N/A 2016-03-04 2016-03-04 N N N 4250000.00 4256924.82 0.0022 N 4256587.50 4256587.50 SULLIVAN CNTY N Y GO Bond Anticipation Note SERIES 2015 1.250000% 865270XB3 Other Municipal Debt N Unrated Security N/A N/A 2016-03-04 2016-03-04 N N N 7070000.00 7080976.67 0.0037 N 7080958.50 7080958.50 SYRACUSE N Y INDL DEV AGY REV HEALTHCARE (CROUSE HEALTH SYSTEM INC) SERIES 2003A 0.020000% 871720BR8 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y HSBC Bank USA NA N/A N/A Y HSBC BANK USA NA N/A N/A N 6815000.00 6815000.00 0.0035 N 6815000.00 6815000.00 THREE VLG CENT SCH DIST N Y BROOKHAVEN & SMITHTOWN GO Bond Anticipation Note SERIES 2015 2.000000% 885766NE1 Other Municipal Debt N Unrated Security N/A N/A 2016-08-26 2016-08-26 N N N 2850000.00 2881406.22 0.0015 N 2878129.50 2878129.50 THREE VLG CENT SCH DIST N Y BROOKHAVEN & SMITHTOWN GO Tax Anticipation Note SERIES 2015-16 1.750000% 885766NF8 Other Municipal Debt N Unrated Security N/A N/A 2016-06-27 2016-06-27 N N N 13000000.00 13093015.21 0.0068 N 13087490.00 13087490.00 THREE VLG CENT SCH DIST N Y BROOKHAVEN & SMITHTOWN GO Bond Anticipation Note SERIES 2015 1.750000% 885766NG6 Other Municipal Debt N Unrated Security N/A N/A 2016-08-26 2016-08-26 N N N 10000000.00 10092656.99 0.0052 N 10081400.00 10081400.00 TOBACCO SETTLEMENT FING CORP N Y REV APPR/TOB (NEW YORK STATE OF) SERIES 2011A 5.000000% 88880TMK9 Other Municipal Debt N Unrated Security N/A N/A 2016-06-01 2016-06-01 N N Y Corporate Underlier NEW YORK STATE OF N/A N/A 1955000.00 1992796.74 0.0010 N 1991382.55 1991382.55 TOBACCO SETTLEMENT FING CORP N Y REV APPR/TOB (NEW YORK STATE OF) SERIES 2011B 5.000000% 88880TMR4 Other Municipal Debt N Unrated Security N/A N/A 2016-06-01 2016-06-01 N N Y Corporate Underlier NEW YORK STATE OF N/A N/A 1920000.00 1956582.90 0.0010 N 1955731.20 1955731.20 TONAWANDA N Y GO Bond Anticipation Note SERIES 2015 1.125000% 890159J23 Other Municipal Debt N Unrated Security N/A N/A 2016-06-09 2016-06-09 N N N 7756482.00 7765585.21 0.0040 N 7759274.33 7759274.33 TRIBOROUGH BRIDGE & TUNNEL AUTHORITY REV TRANSPORTATION SERIES 2008C 0.070000% 05248RAE1 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y Bank of America NA N/A N/A N N 3000000.00 3000000.00 0.0015 N 3000000.00 3000000.00 TRIBOROUGH BRIDGE & TUNNEL AUTHORITY REV TRANSPORTATION SERIES 2005B-2 0.010000% 89602N2B9 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-04 2016-01-04 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 2900000.00 2900000.00 0.0015 N 2900000.00 2900000.00 TRIBOROUGH BRIDGE & TUNNEL AUTHORITY REV TRANSPORTATION SERIES 2002 F 0.020000% 89602NCG7 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-04 2016-01-04 Y LANDESBANK HESSEN THUERINGEN GIROZENTRALE N/A N/A Y LANDESBANK HESSEN THUERINGEN GIROZENTRALE N/A N/A N 4235000.00 4235000.00 0.0022 N 4235000.00 4235000.00 TRIBOROUGH BRIDGE & TUNNEL AUTHORITY REV COUNTY SERIES 2005B-3 0.010000% 89602NGX6 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y BANK OF TOKYO-MITSUBISHI UFJ LTD N/A N/A Y BANK OF TOKYO-MITSUBISHI UFJ LTD N/A N/A N 7650000.00 7650000.00 0.0039 N 7650000.00 7650000.00 TRIBOROUGH BRIDGE & TUNNEL AUTHORITY REV TRANSPORTATION SERIES 2001C 0.010000% 89602NSQ8 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y BANK OF TOKYO-MITSUBISHI UFJ LTD N/A N/A Y BANK OF TOKYO-MITSUBISHI UFJ LTD N/A N/A N 13000000.00 13000000.00 0.0067 N 13000000.00 13000000.00 TRIBOROUGH BRIDGE & TUNNEL AUTHORITY REV TRANSPORTATION SERIES 2009A2 0.010000% 89602NUR3 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y Credit Suisse AG N/A N/A N N 6500000.00 6500000.00 0.0034 N 6500000.00 6500000.00 TRIBOROUGH BRIDGE & TUNNEL AUTHORITY REV TRANSPORTATION SERIES 2011A 5.000000% 89602NWH3 Other Municipal Debt N Unrated Security N/A N/A 2016-01-01 2016-01-01 N N N 875000.00 875000.00 0.0005 N 875000.00 875000.00 TRIBOROUGH BRIDGE & TUNNEL AUTHORITY REV TRANSPORTATION SERIES 2003B-1 0.010000% 89602NWU4 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y PNC BANK NATIONAL ASSOCIATION N/A N/A Y PNC BANK NATIONAL ASSOCIATION N/A N/A N 3000000.00 3000000.00 0.0015 N 3000000.00 3000000.00 TRIBOROUGH BRIDGE & TUNNEL AUTHORITY REV TRANSPORTATION SERIES 2003 B-3 0.010000% 89602NWW0 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-04 2016-01-04 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 1000000.00 1000000.00 0.0005 N 1000000.00 1000000.00 TRIBOROUGH BRIDGE & TUNNEL AUTHORITY REV TRANSPORTATION SERIES 2013C 0.020000% 89602NZ23 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y Morgan Stanley Bank NA N/A N/A N N 6665000.00 6665000.00 0.0034 N 6665000.00 6665000.00 TRIBOROUGH BRIDGE & TUNNEL AUTHORITY REV TRANSPORTATION SERIES 2000 0.180000% 89602NZ56 Other Municipal Debt N First Tier Security N/A N/A 2016-01-01 2016-01-01 N N N 29200000.00 29200000.00 0.0151 N 29200000.00 29200000.00 TRIBOROUGH BRIDGE & TUNNEL AUTHORITY REV TRANSPORTATION SERIES 2012B 4.000000% 89602NZQ0 Other Municipal Debt N Unrated Security N/A N/A 2016-11-15 2016-11-15 N N N 300000.00 309332.66 0.0002 N 308901.00 308901.00 TRIBOROUGH BRIDGE & TUNNEL AUTHORITY REV TRANSPORTATION SERIES 2012B 5.000000% 89602NZT4 Other Municipal Debt N Unrated Security N/A N/A 2016-11-15 2016-11-15 N N N 430000.00 447113.06 0.0002 N 446434.60 446434.60 UTILITY DEBT SECURITIZATION AUTHORITY REV POWER SERIES 2013TE17 0.010000% 18886EBQ2 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y STATE STREET BANK AND TRUST COMPANY N/A N/A N N 21665000.00 21665000.00 0.0112 N 21665000.00 21665000.00 UTILITY DEBT SECURITIZATION AUTHORITY REV POWER SERIES 2013TE17 0.010000% 74926YH20 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y Royal Bank of Canada N/A N/A N N 6650000.00 6650000.00 0.0034 N 6650000.00 6650000.00 UTILITY DEBT SECURITIZATION AUTHORITY REV POWER SERIES 2013TE 0.020000% 88033LZE2 Variable Rate Demand Note N First Tier Security N/A N/A 2016-01-07 2016-01-07 Y JPMorgan Chase Bank NA N/A N/A N N 3355000.00 3355000.00 0.0017 N 3355000.00 3355000.00 VESTAL N Y GO Bond Anticipation Note SERIES 2015 1.250000% 925428SX3 Other Municipal Debt N Unrated Security N/A N/A 2016-05-13 2016-05-13 N N N 5215000.00 5232748.43 0.0027 N 5230801.45 5230801.45 WEST SENECA N Y GO Bond Anticipation Note SERIES 2015 2.000000% 955771QY9 Other Municipal Debt N First Tier Security N/A N/A 2016-07-28 2016-07-28 N N N 13180000.00 13296448.73 0.0069 N 13289525.80 13289525.80