0001145549-16-009907.txt : 20160229
0001145549-16-009907.hdr.sgml : 20160229
20160108160902
ACCESSION NUMBER: 0001145549-16-009907
CONFORMED SUBMISSION TYPE: N-MFP
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151231
FILED AS OF DATE: 20160108
DATE AS OF CHANGE: 20160108
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS
CENTRAL INDEX KEY: 0000857156
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: N-MFP
SEC ACT: 1933 Act
SEC FILE NUMBER: 811-05954
FILM NUMBER: 161333316
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 1-415-667-7000
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS
DATE OF NAME CHANGE: 19920703
0000857156
S000004513
Schwab New York Municipal Money Fund
C000012394
Sweep Shares
SWNXX
C000012395
Value Advantage Shares
SWYXX
N-MFP
1
primary_doc.xml
N-MFP
N-MFP
LIVE
N
2015-12-31
0000857156
S000004513
2
N
N
N
N
033-31894
Charles Schwab Investment Management, Inc.
801-35905
PricewaterhouseCoopers LLP
San Francisco
CA
Charles Schwab Investment Management, Inc.
Boston Financial Data Services, Inc.
0000275143
84-00896
N
N
N
Single State Fund
36
37
1922222438.73
16112318.66
570923.58
1937763833.81
0.0009
1.0011
2015-12-31
1.0011
2015-12-31
C000012394
1.00
1728094857.97
1.00
56090957.73
414826431.15
358735473.42
0.0001
1.0011
2015-12-31
1.0011
2015-12-31
C000012395
25000.00
209668975.84
1.00
-1689164.99
2133595.18
3822760.17
0.0001
1.0011
2015-12-31
1.0011
2015-12-31
AMHERST DEVELOPMENT CORPORATION
REV UNIVERSITY (UBF FAC-STUDENT HSG CORP) SERIES 2010B 0.050000%
031358AX2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
HSBC Bank USA NA
N/A
N/A
Y
HSBC BANK USA NA
N/A
N/A
N
5380000.00
5380000.00
0.0028
N
5380000.00
5380000.00
AMHERST N Y INDL DEV AGY
REV UNIVERSITY (DAEMEN COLLEGE) SERIES 2006B 0.060000%
031362EJ1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
MANUFACTURERS AND TRADERS TRUST CO
N/A
N/A
Y
MANUFACTURERS AND TRADERS TRUST CO
N/A
N/A
N
3265000.00
3265000.00
0.0017
N
3265000.00
3265000.00
BAY SHORE N Y UN FREE SCH DIST
GO Tax Anticipation Note SERIES 2015-16 2.000000%
072581KP5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-24
2016-06-24
N
N
N
10000000.00
10076856.34
0.0052
N
10072500.00
10072500.00
BAYPORT-BLUE POINT N Y UN FREE SCH DIST
GO Tax Anticipation Note SERIES 2015-16 1.500000%
073059NT0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-28
2016-06-28
N
N
N
10500000.00
10560930.20
0.0055
N
10557120.00
10557120.00
BEACON N Y
GO Bond Anticipation Note SERIES 2015A 2.000000%
073653MZ7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-05-27
2016-05-27
N
N
N
1000000.00
1006520.36
0.0005
N
1005920.00
1005920.00
BUILD NYC RESOURCE CORP
REV SCHOOL SERIES 2015 0.010000%
12008EJF4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
TD Bank NA
N/A
N/A
Y
TD Bank NA
N/A
N/A
N
3000000.00
3000000.00
0.0015
N
3000000.00
3000000.00
BURNT HILLS-BALLSTON LAKE N Y CENT SCH DIST
GO Bond Anticipation Note SERIES 2015 1.500000%
122547KX9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-24
2016-06-24
N
N
N
2000000.00
2010567.12
0.0010
N
2010540.00
2010540.00
CHEEKTOWAGA-MARYVALE N Y UN FREE SCH DIST
GO Bond Anticipation Note SERIES 2015 1.750000%
162866GU5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-23
2016-06-23
N
N
N
5540000.00
5572484.13
0.0029
N
5572298.20
5572298.20
CLINTON CNTY N Y
GO Bond Anticipation Note SERIES 2015B 1.500000%
187468JE4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-10
2016-06-10
N
N
N
9800000.00
9840623.18
0.0051
N
9840866.00
9840866.00
COLONIE N Y LOC DEV CORP
REV IDB & PCR (SHAKER POINTE AT CARONDELET INC) SERIES 2011 0.010000%
196220AA5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
MANUFACTURERS AND TRADERS TRUST CO
N/A
N/A
Y
MANUFACTURERS AND TRADERS TRUST CO
N/A
N/A
N
10000000.00
10000000.00
0.0052
N
10000000.00
10000000.00
COLONIE N Y LOC DEV CORP
REV HEALTHCARE (SHAKER POINTE AT CARONDELET INC) SERIES 2013 0.010000%
196220AB3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
MANUFACTURERS AND TRADERS TRUST CO
N/A
N/A
Y
MANUFACTURERS AND TRADERS TRUST CO
N/A
N/A
N
12000000.00
12000000.00
0.0062
N
12000000.00
12000000.00
COLUMBIA CNTY N Y
GO Bond Anticipation Note SERIES 2015A 1.250000%
197504PG2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-03
2016-02-03
N
N
N
8600000.00
8607868.65
0.0044
N
8603440.00
8603440.00
EAST HAMPTON TWN N Y
GO Bond Anticipation Note SERIES 2015 2.000000%
272731R36
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-26
2016-08-26
N
N
N
2895623.00
2921622.21
0.0015
N
2918353.64
2918353.64
EAST ROCHESTER N Y HSG AUTH REV
REV HEALTHCARE SERIES 2008 0.080000%
274722DX2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
13220000.00
13220000.00
0.0068
N
13220000.00
13220000.00
EASTPORT SOUTH MANOR CENT SCH DIST N Y
GO Tax Anticipation Note SERIES 2015-16 1.500000%
27779THQ4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-24
2016-06-24
N
N
N
7000000.00
7040303.44
0.0036
N
7036120.00
7036120.00
FRANKLIN CNTY NY CIVIC DEV CORP REVENUE
REV HOSPITAL (ALICE HYDE HOSPITAL ASSOCIATION) SERIES 2013A 0.010000%
35313PAA0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
HSBC Bank USA NA
N/A
N/A
Y
HSBC BANK USA NA
N/A
N/A
N
4265000.00
4265000.00
0.0022
N
4265000.00
4265000.00
HAMPTON BAYS N Y UN FREE SCH DIST
GO Bond Anticipation Note SERIES 2015 1.750000%
409095FB7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-24
2016-06-24
N
N
N
4711250.00
4741744.05
0.0024
N
4741590.45
4741590.45
ISLIP N Y UN FREE SCH DIST
GO Tax Anticipation Note SERIES 2015-16 1.500000%
464776PJ6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-24
2016-06-24
N
N
N
6000000.00
6034528.85
0.0031
N
6030960.00
6030960.00
JERICHO N Y UN FREE SCH DIST
GO Tax Anticipation Note SERIES 2015-16 2.000000%
476358EQ5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-19
2016-06-19
N
N
N
3330000.00
3356647.60
0.0017
N
3354741.90
3354741.90
LANCASTER TOWN N Y INDL DEV AGY
REV IDB & PCR (2000 GREENFIELD MANOR INC) SERIES 2000 0.060000%
514502AA1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
MANUFACTURERS AND TRADERS TRUST CO
N/A
N/A
Y
MANUFACTURERS AND TRADERS TRUST CO
N/A
N/A
N
8635000.00
8635000.00
0.0045
N
8635000.00
8635000.00
LONGWOOD CENT SCH DIST SUFFOLK CNTY N Y
GO Tax Anticipation Note SERIES 2015-16 1.750000%
543364FN8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-24
2016-06-24
N
N
N
2000000.00
2014151.57
0.0010
N
2012840.00
2012840.00
MATTITUCK CUTCHOGUE UNION FREE SCHOOL DISTRICT NY
GO Bond Anticipation Note SERIES 2015 1.500000%
577156GQ9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-17
2016-06-17
N
N
N
9400000.00
9449838.48
0.0049
N
9446624.00
9446624.00
METROPOLITAN TRANS AUTH NY DEDICATED TAX FD
REV TRANSPORTATION SERIES 2004B2 0.020000%
46636YNQ9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
8055000.00
8055000.00
0.0042
N
8055000.00
8055000.00
METROPOLITAN TRANS AUTH NY DEDICATED TAX FD
REV TRANSPORTATION SERIES 2012B2 5.000000%
59259NN66
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-11-01
2016-11-01
N
N
N
210000.00
217950.79
0.0001
N
217841.40
217841.40
METROPOLITAN TRANS AUTH NY DEDICATED TAX FD
REV TRANSPORTATION SERIES 2002B-1 0.010000%
59259NP49
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
STATE STREET BANK AND TRUST COMPANY
N/A
N/A
Y
STATE STREET BANK AND TRUST COMPANY
N/A
N/A
N
7625000.00
7625000.00
0.0039
N
7625000.00
7625000.00
METROPOLITAN TRANS AUTH NY DEDICATED TAX FD
REV TRANSPORTATION SERIES 2012A 0.020000%
59259NT37
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
Citibank NA
N/A
N/A
N
N
8000000.00
8000000.00
0.0041
N
8000000.00
8000000.00
METROPOLITAN TRANS AUTH NY DEDICATED TAX FD
REV TRANSPORTATION SERIES 2012A 0.010000%
59259NT78
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
Credit Suisse AG
N/A
N/A
N
Y
Corporate Underlier
METROPOLITAN TRANS AUTH NY DEDICATED TAX FD
N/A
N/A
6665000.00
6665000.00
0.0034
N
6665000.00
6665000.00
METROPOLITAN TRANS AUTH NY DEDICATED TAX FD
REV TRANSPORTATION SERIES 2006B 0.020000%
59259NUJ0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
Citibank NA
N/A
N/A
N
N
5000000.00
5000000.00
0.0026
N
5000000.00
5000000.00
METROPOLITAN TRANS AUTH NY DEDICATED TAX FD
REV TRANSPORTATION Bond Anticipation Note SERIES 2015 A3 0.750000%
59259NZ48
Other Municipal Debt
N
First Tier Security
N/A
N/A
2016-06-01
2016-06-01
N
N
N
10000000.00
10021062.24
0.0052
N
10022900.00
10022900.00
METROPOLITAN TRANS AUTH NY TRANSPORTATION REV
REV TRANSPORTATION (NEW YORK STATE OF) SERIES 2002 A 5.750000%
5925976D5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-01-01
2016-01-01
N
N
Y
Corporate Underlier
NEW YORK STATE OF
N/A
N/A
525000.00
525000.00
0.0003
N
525000.00
525000.00
METROPOLITAN TRANS AUTH NY TRANSPORTATION REV
REV TRANSPORTATION (NEW YORK STATE OF) SERIES 2002A 5.750000%
592597T81
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-01-01
2016-01-01
N
N
Y
Corporate Underlier
NEW YORK STATE OF
N/A
N/A
1000000.00
1000000.00
0.0005
N
1000000.00
1000000.00
METROPOLITAN TRANS AUTH NY TRANSPORTATION REV
REV TRANSPORTATION Revenue Anticipation Note SERIES 2015A 0.500000%
59259Y5P0
Other Municipal Debt
N
First Tier Security
N/A
N/A
2016-03-01
2016-03-01
N
N
N
4000000.00
4000560.00
0.0021
N
4000960.00
4000960.00
METROPOLITAN TRANS AUTH NY TRANSPORTATION REV
REV TRANSPORTATION SERIES 2015 0.010000%
59259Y7B9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
BANK OF TOKYO-MITSUBISHI UFJ LTD
N/A
N/A
Y
BANK OF TOKYO-MITSUBISHI UFJ LTD
N/A
N/A
N
5675000.00
5675000.00
0.0029
N
5675000.00
5675000.00
METROPOLITAN TRANS AUTH NY TRANSPORTATION REV
REV TRANSPORTATION SERIES 2015 0.020000%
59259Y7E3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
Bank of the West
N/A
N/A
Y
Bank of the West
N/A
N/A
N
7000000.00
7000000.00
0.0036
N
7000000.00
7000000.00
METROPOLITAN TRANS AUTH NY TRANSPORTATION REV
REV TRANSPORTATION SERIES 2012G1 0.010000%
59259Y7Q6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
TD Bank NA
N/A
N/A
Y
TD Bank NA
N/A
N/A
N
3275000.00
3275000.00
0.0017
N
3275000.00
3275000.00
METROPOLITAN TRANS AUTH NY TRANSPORTATION REV
REV TRANSPORTATION SERIES 2012G2 0.010000%
59259Y7S2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
TD Bank NA
N/A
N/A
Y
TD Bank NA
N/A
N/A
N
10000000.00
10000000.00
0.0052
N
10000000.00
10000000.00
METROPOLITAN TRANS AUTH NY TRANSPORTATION REV
REV TRANSPORTATION SERIES 2012C 4.000000%
59259YNH8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-11-15
2016-11-15
N
N
N
375000.00
386388.30
0.0002
N
386388.75
386388.75
METROPOLITAN TRANS AUTH NY TRANSPORTATION REV
REV TRANSPORTATION SERIES 2007A 0.020000%
59259YX87
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
Citibank NA
N/A
N/A
Y
Berkshire Hathaway Assurance Corp
N/A
N/A
N
29500000.00
29500000.00
0.0152
N
29500000.00
29500000.00
MIDDLE CTRY CENT SCH DIST N Y CENTEREACH
GO Bond Anticipation Note SERIES 2015 1.500000%
595685MR6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-26
2016-08-26
N
N
N
8000000.00
8060779.50
0.0042
N
8050720.00
8050720.00
MILLER PLACE N Y UN FREE SCH DIST
GO Tax Anticipation Note SERIES TAXES 20 1.500000%
600582KZ2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-27
2016-06-27
N
N
N
11000000.00
11054259.83
0.0057
N
11054670.00
11054670.00
MONROE CNTY N Y INDL DEV CORP
REV RECREATION/TOURISM SERIES 2004 0.110000%
610752CU9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
MANUFACTURERS AND TRADERS TRUST CO
N/A
N/A
Y
MANUFACTURERS AND TRADERS TRUST CO
N/A
N/A
N
1100000.00
1100000.00
0.0006
N
1100000.00
1100000.00
NASSAU HEALTH CARE CORP N Y
REV HOSPITAL SERIES 2009 C-2 0.010000%
63167NAW6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
Wells Fargo Bank NA
N/A
N/A
Y
Wells Fargo Bank NA
N/A
N/A
N
485000.00
485000.00
0.0003
N
485000.00
485000.00
NEW YORK CITY INDUSTRIAL DEVELOPMENT AGENCY
REV IDB & PCR (GARY PLASTIC PACKAGING CORP) SERIES 1998 0.210000%
649705NS5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
1050000.00
1050000.00
0.0005
N
1050000.00
1050000.00
NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY
REV WATER & SEWER SERIES Fiscal 2009GG2 0.020000%
46632P5H2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
7295000.00
7295000.00
0.0038
N
7295000.00
7295000.00
NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY
REV WATER & SEWER SERIES 2006 BB 3.800000%
64972FAU0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-15
2016-06-15
N
N
N
125000.00
126954.47
0.0001
N
126928.75
126928.75
NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY
REV WATER & SEWER SERIES 2006BB 5.000000%
64972FBE5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-15
2016-06-15
N
N
N
995000.00
1015940.50
0.0005
N
1015626.35
1015626.35
NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY
REV WATER & SEWER SERIES 2003F1 A 0.010000%
64972FG26
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
Wells Fargo Bank NA
N/A
N/A
N
N
6500000.00
6500000.00
0.0034
N
6500000.00
6500000.00
NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY
REV WATER & SEWER SERIES 2007 BB 5.000000%
64972FGX8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-15
2016-06-15
N
Y
UNITED STATES TREASURY
N/A
N/A
N
150000.00
153129.29
0.0001
N
153102.00
153102.00
NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY
REV WATER & SEWER SERIES 2010BB 3.250000%
64972FH74
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-15
2016-06-15
N
N
N
100000.00
101245.41
0.0001
N
101301.00
101301.00
NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY
REV WATER & SEWER SERIES 2007CC-2 0.010000%
64972FHJ8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-04
2016-01-04
Y
Bank of Nova Scotia
N/A
N/A
N
N
700000.00
700000.00
0.0004
N
700000.00
700000.00
NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY
REV WATER & SEWER SERIES 2010FF 3.000000%
64972FM45
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-15
2016-06-15
N
N
N
100000.00
101154.10
0.0001
N
101191.00
101191.00
NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY
REV WATER & SEWER SERIES 2012FF 5.000000%
64972FN44
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-15
2016-06-15
N
N
N
275000.00
280734.92
0.0001
N
280700.75
280700.75
NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY
REV WATER & SEWER SERIES 2011BB 4.000000%
64972FU46
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-15
2016-06-15
N
N
N
300000.00
304813.08
0.0002
N
304896.00
304896.00
NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY
REV WATER & SEWER SERIES 2009AA 5.000000%
64972FVV5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-15
2016-06-15
N
N
N
1295000.00
1322392.51
0.0007
N
1321845.35
1321845.35
NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY
REV WATER & SEWER SERIES Fiscal 2009DD 0.020000%
64972FYV2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
Citibank NA
N/A
N/A
N
N
8125000.00
8125000.00
0.0042
N
8125000.00
8125000.00
NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY
REV WATER & SEWER SERIES 2009 FF1 4.000000%
64972FZY5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-15
2016-06-15
N
N
N
225000.00
228737.96
0.0001
N
228672.00
228672.00
NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY
REV WATER & SEWER SERIES 2009 FF1 5.000000%
64972FZZ2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-15
2016-06-15
N
N
N
410000.00
418542.09
0.0002
N
418499.30
418499.30
NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY
REV WATER & SEWER SERIES FISCAL 2 0.010000%
64972GAS3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
BANK OF TOKYO-MITSUBISHI UFJ LTD
N/A
N/A
N
N
14000000.00
14000000.00
0.0072
N
14000000.00
14000000.00
NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY
REV WATER & SEWER SERIES AA-1B 0.010000%
64972GAW4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-04
2016-01-04
Y
STATE STREET BANK AND TRUST COMPANY
N/A
N/A
N
N
3645000.00
3645000.00
0.0019
N
3645000.00
3645000.00
NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY
REV WATER & SEWER SERIES Fiscal 2011EE 0.020000%
64972GCZ5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
6175000.00
6175000.00
0.0032
N
6175000.00
6175000.00
NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY
REV WATER & SEWER SERIES 2015BB-4 0.010000%
64972GEN0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-04
2016-01-04
Y
Wells Fargo Bank NA
N/A
N/A
N
N
700000.00
700000.00
0.0004
N
700000.00
700000.00
NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY
REV WATER & SEWER SERIES 2016 AA1 0.010000%
64972GJN5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-04
2016-01-04
Y
Bank of America NA
N/A
N/A
N
N
6000000.00
6000000.00
0.0031
N
6000000.00
6000000.00
NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY
REV WATER & SEWER SERIES 2016 AA2 0.010000%
64972GJQ8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-04
2016-01-04
Y
PNC BANK NATIONAL ASSOCIATION
N/A
N/A
N
N
14250000.00
14250000.00
0.0074
N
14250000.00
14250000.00
NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY
REV WATER & SEWER SERIES 2016 AA3 0.010000%
64972GJS4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-04
2016-01-04
Y
Royal Bank of Canada
N/A
N/A
N
N
5000000.00
5000000.00
0.0026
N
5000000.00
5000000.00
NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY
REV WATER & SEWER SERIES Fiscal 2007A 0.020000%
74703YTU4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
Bank of America NA
N/A
N/A
N
N
11500000.00
11500000.00
0.0059
N
11500000.00
11500000.00
NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY
REV WATER & SEWER SERIES Fiscal 2012BB 0.010000%
74926YVE8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
Royal Bank of Canada
N/A
N/A
N
N
10515000.00
10515000.00
0.0054
N
10515000.00
10515000.00
NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY
REV WATER & SEWER SERIES Fiscal 2013CC 0.020000%
76252PBK4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
Barclays Bank Plc
N/A
N/A
N
N
10540000.00
10540000.00
0.0054
N
10540000.00
10540000.00
NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY
REV WATER & SEWER SERIES Fiscal 2012BB 0.020000%
76252PCN7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
Barclays Bank Plc
N/A
N/A
N
N
2000000.00
2000000.00
0.0010
N
2000000.00
2000000.00
NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY
REV WATER & SEWER SERIES Fiscal 2014DD 0.020000%
88033LC80
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
4000000.00
4000000.00
0.0021
N
4000000.00
4000000.00
NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY
REV WATER & SEWER SERIES Fiscal 2012FF 0.020000%
88033LRU5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
19640000.00
19640000.00
0.0101
N
19640000.00
19640000.00
NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY
REV WATER & SEWER SERIES 2016 BB-1 0.010000%
88033MLB1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
STATE STREET BANK AND TRUST COMPANY
N/A
N/A
N
N
10130000.00
10130000.00
0.0052
N
10130000.00
10130000.00
NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY
REV WATER & SEWER SERIES 2011HH 0.100000%
88033MMY0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
Royal Bank of Canada
N/A
N/A
N
N
14700000.00
14700000.00
0.0076
N
14700000.00
14700000.00
NEW YORK CITY TRANSITIONAL FIN AUTH
REV PUBLIC SERVICES SERIES Fiscal 2007B 0.020000%
46632PSE4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
7495000.00
7495000.00
0.0039
N
7495000.00
7495000.00
NEW YORK CITY TRANSITIONAL FIN AUTH
REV PUBLIC SERVICES SERIES Fiscal 2010A1 0.020000%
46633VDB2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
11000000.00
11000000.00
0.0057
N
11000000.00
11000000.00
NEW YORK CITY TRANSITIONAL FIN AUTH
REV PUBLIC SERVICES SERIES Fiscal 2011D1 0.020000%
46633VQ36
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
3750000.00
3750000.00
0.0019
N
3750000.00
3750000.00
NEW YORK CITY TRANSITIONAL FIN AUTH
REV PUBLIC SERVICES SERIES Fiscal 2013F1 0.020000%
46636Y7R5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
3240000.00
3240000.00
0.0017
N
3240000.00
3240000.00
NEW YORK CITY TRANSITIONAL FIN AUTH
REV CITY 0.010000%
64971KGF7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-04
2016-01-04
Y
Royal Bank of Canada
N/A
N/A
N
N
2500000.00
2500000.00
0.0013
N
2500000.00
2500000.00
NEW YORK CITY TRANSITIONAL FIN AUTH
REV PUBLIC SERVICES SERIES C1 0.010000%
64971MNB4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
Credit Suisse AG
N/A
N/A
N
N
6000000.00
6000000.00
0.0031
N
6000000.00
6000000.00
NEW YORK CITY TRANSITIONAL FIN AUTH
REV PUBLIC SERVICES SERIES Fiscal 2012F1 0.020000%
64971Q6S7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
7500000.00
7500000.00
0.0039
N
7500000.00
7500000.00
NEW YORK CITY TRANSITIONAL FIN AUTH
REV PUBLIC SERVICES SERIES Fiscal 2012F1 0.020000%
64971Q6W8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
3400000.00
3400000.00
0.0018
N
3400000.00
3400000.00
NEW YORK CITY TRANSITIONAL FIN AUTH
REV SERIES 2011E 5.000000%
64971QCP6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-11-01
2016-11-01
N
N
N
175000.00
181625.66
0.0001
N
181461.00
181461.00
NEW YORK CITY TRANSITIONAL FIN AUTH
REV PUBLIC SERVICES SERIES 2012C 4.000000%
64971QNP4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-11-01
2016-11-01
N
N
N
235000.00
242029.21
0.0001
N
241756.25
241756.25
NEW YORK CITY TRANSITIONAL FIN AUTH
REV PUBLIC SERVICES SERIES 2014D-1 2.000000%
64971WDQ0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-01
2016-02-01
N
N
N
450000.00
450644.23
0.0002
N
450612.00
450612.00
NEW YORK CITY TRANSITIONAL FIN AUTH
REV PUBLIC SERVICES SERIES 2015 A-1 4.000000%
64971WFN5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
100000.00
102085.24
0.0001
N
102063.00
102063.00
NEW YORK CITY TRANSITIONAL FIN AUTH
REV PUBLIC SERVICES SERIES Fiscal 2014A1 0.020000%
64971WGY0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
5780000.00
5780000.00
0.0030
N
5780000.00
5780000.00
NEW YORK CITY TRANSITIONAL FIN AUTH
REV PUBLIC SERVICES SERIES Fiscal 2015A1 0.020000%
64971WHA1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
2000000.00
2000000.00
0.0010
N
2000000.00
2000000.00
NEW YORK CITY TRANSITIONAL FIN AUTH
REV PUBLIC SERVICES SERIES 2003B 5.000000%
64971WHH6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-01
2016-02-01
N
N
N
1920000.00
1927656.44
0.0010
N
1926892.80
1926892.80
NEW YORK CITY TRANSITIONAL FIN AUTH
REV PUBLIC SERVICES SERIES FY2014B1 5.000000%
64971WSK7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-11-01
2016-11-01
N
N
N
225000.00
233403.72
0.0001
N
233307.00
233307.00
NEW YORK CITY TRANSITIONAL FIN AUTH
REV SERIES 2016A5 0.010000%
64971WUR9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-04
2016-01-04
Y
Royal Bank of Canada
N/A
N/A
N
N
2000000.00
2000000.00
0.0010
N
2000000.00
2000000.00
NEW YORK CITY TRANSITIONAL FIN AUTH
REV SCHOOL (NEW YORK STATE OF) SERIES 2007S-1 5.000000%
64972HAR3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-07-15
2016-07-15
N
N
Y
Corporate Underlier
NEW YORK STATE OF
N/A
N/A
100000.00
102474.27
0.0001
N
102437.00
102437.00
NEW YORK CITY TRANSITIONAL FIN AUTH
REV (NEW YORK STATE OF) SERIES 2008 S-1 5.000000%
64972HGS5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-01-15
2016-01-15
N
N
Y
Corporate Underlier
NEW YORK STATE OF
N/A
N/A
1250000.00
1252236.00
0.0006
N
1251850.00
1251850.00
NEW YORK CITY TRANSITIONAL FIN AUTH
REV PUBLIC SERVICES (NEW YORK STATE OF) SERIES S-1 5.000000%
64972HJD5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-07-15
2016-07-15
N
N
Y
Corporate Underlier
NEW YORK STATE OF
N/A
N/A
100000.00
102479.50
0.0001
N
102437.00
102437.00
NEW YORK CITY TRANSITIONAL FIN AUTH
REV PUBLIC SERVICES (NEW YORK STATE OF) SERIES 2011 S1A 5.000000%
64972HQE5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-07-15
2016-07-15
N
N
Y
Corporate Underlier
NEW YORK STATE OF
N/A
N/A
250000.00
256107.50
0.0001
N
256092.50
256092.50
NEW YORK CITY TRANSITIONAL FIN AUTH
REV PUBLIC SERVICES (NEW YORK STATE OF) SERIES Fiscal 2008S1 0.020000%
64972HRC8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
Citibank NA
N/A
N/A
N
Y
Corporate Underlier
NEW YORK STATE OF
N/A
N/A
6000000.00
6000000.00
0.0031
N
6000000.00
6000000.00
NEW YORK CITY TRANSITIONAL FIN AUTH
REV PUBLIC SERVICES (NEW YORK STATE OF) SERIES S-1A 5.000000%
64972HSP8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-07-15
2016-07-15
N
N
Y
Corporate Underlier
NEW YORK STATE OF
N/A
N/A
350000.00
358680.89
0.0002
N
358529.50
358529.50
NEW YORK CITY TRANSITIONAL FIN AUTH
REV SCHOOL (NEW YORK STATE OF) SERIES 2013 S-1 5.000000%
64972HTZ5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-07-15
2016-07-15
N
N
Y
Corporate Underlier
NEW YORK STATE OF
N/A
N/A
1040000.00
1066168.14
0.0006
N
1065344.80
1065344.80
NEW YORK CITY TRANSITIONAL FIN AUTH
REV PUBLIC SERVICES (NEW YORK STATE OF) SERIES Fiscal 2015S1 0.020000%
64972HWC2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
Morgan Stanley Bank NA
N/A
N/A
N
Y
Corporate Underlier
NEW YORK STATE OF
N/A
N/A
4000000.00
4000000.00
0.0021
N
4000000.00
4000000.00
NEW YORK CITY TRANSITIONAL FIN AUTH
REV PUBLIC SERVICES SERIES E1 0.010000%
74926YC82
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
Royal Bank of Canada
N/A
N/A
N
N
4835000.00
4835000.00
0.0025
N
4835000.00
4835000.00
NEW YORK CITY TRANSITIONAL FIN AUTH
REV PUBLIC SERVICES (NEW YORK STATE OF) SERIES Fiscal 2015S2 0.020000%
88033MBG1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
Toronto-Dominion Bank/The
N/A
N/A
N
Y
Corporate Underlier
NEW YORK STATE OF
N/A
N/A
3000000.00
3000000.00
0.0015
N
3000000.00
3000000.00
NEW YORK CITY TRANSITIONAL FIN AUTH
REV PUBLIC SERVICES (NEW YORK STATE OF) SERIES Fiscal 2015S2 0.020000%
88033MEU7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
Citibank NA
N/A
N/A
N
Y
Corporate Underlier
NEW YORK STATE OF
N/A
N/A
8000000.00
8000000.00
0.0041
N
8000000.00
8000000.00
NEW YORK CITY TRANSITIONAL FIN AUTH
REV PUBLIC SERVICES SERIES 2016A-1 0.020000%
88033MGQ4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
1500000.00
1500000.00
0.0008
N
1500000.00
1500000.00
NEW YORK CITY TRANSITIONAL FIN AUTH
REV PUBLIC SERVICES SERIES 2016C 0.020000%
88033MKK2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
10000000.00
10000000.00
0.0052
N
10000000.00
10000000.00
NEW YORK CITY TRANSITIONAL FIN AUTH
REV (NEW YORK STATE OF) Revenue Anticipation Note SERIES Fiscal 2009S4 0.030000%
94985NHA2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
Wells Fargo & Company
N/A
N/A
N
Y
Corporate Underlier
NEW YORK STATE OF
N/A
N/A
16435000.00
16435000.00
0.0085
N
16435000.00
16435000.00
NEW YORK CITY TRUST FOR CULTURAL RESOURCES (NY)
REV EDUCATIONAL INSTITUTION (AMERICAN MUSEUM OF NATURAL HISTORY) SERIES 2014B2 0.020000%
64972SAC2
Other Municipal Debt
N
First Tier Security
N/A
N/A
2016-01-07
2016-06-10
N
N
Y
Corporate Underlier
American Museum of Natural History
N/A
N/A
13490000.00
13490000.00
0.0070
N
13475565.70
13475565.70
NEW YORK LIBERTY DEVELOPMENT CORP
REV IDB & PCR (PORT AUTHORITY OF NEW YORK & NEW JERSEY) SERIES 2011 0.030000%
46636YEJ5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Corporate Underlier
PORT AUTHORITY OF NEW YORK & NEW JERSEY
N/A
N/A
5815000.00
5815000.00
0.0030
N
5815000.00
5815000.00
NEW YORK N Y
REV SERIES Fiscal 2008E 0.010000%
18886PM51
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
STATE STREET BANK AND TRUST COMPANY
N/A
N/A
N
N
18695000.00
18695000.00
0.0096
N
18695000.00
18695000.00
NEW YORK N Y
GO SERIES Fiscal 2013A1 0.020000%
46640KAC8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
3750000.00
3750000.00
0.0019
N
3750000.00
3750000.00
NEW YORK N Y
GO SERIES 2007C1 5.000000%
64966F7R9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-01-01
2016-01-01
N
N
N
3570000.00
3570000.00
0.0018
N
3570000.00
3570000.00
NEW YORK N Y
GO SERIES 2006I-1 5.000000%
64966FC51
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-01
2016-04-01
N
N
N
100000.00
101150.80
0.0001
N
101125.00
101125.00
NEW YORK N Y
GO SERIES 2006J-1 4.000000%
64966FK86
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-01
2016-06-01
N
N
N
100000.00
101460.45
0.0001
N
101480.00
101480.00
NEW YORK N Y
GO SERIES 2008L-1 5.000000%
64966G3S9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-01
2016-04-01
N
N
N
465000.00
470288.72
0.0002
N
470231.25
470231.25
NEW YORK N Y
GO SERIES Fiscal 2008L1 0.020000%
64966G6D9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
6660000.00
6660000.00
0.0034
N
6660000.00
6660000.00
NEW YORK N Y
GO SERIES 2003 G-5 5.000000%
64966G7T3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
100000.00
102670.64
0.0001
N
102619.00
102619.00
NEW YORK N Y
GO SERIES 2007D 5.000000%
64966GAJ1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-01
2016-02-01
N
N
N
300000.00
301184.53
0.0002
N
301092.00
301092.00
NEW YORK N Y
GO SERIES G 4.000000%
64966GD41
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
100000.00
102079.60
0.0001
N
102051.00
102051.00
NEW YORK N Y
GO SERIES 2008A-1 4.150000%
64966GLN0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
200000.00
204349.50
0.0001
N
204272.00
204272.00
NEW YORK N Y
GO SERIES 2008A-1 4.500000%
64966GLP5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
335000.00
343014.99
0.0002
N
342822.25
342822.25
NEW YORK N Y
GO SERIES 2008 A-1 5.000000%
64966GLQ3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
200000.00
205219.83
0.0001
N
205238.00
205238.00
NEW YORK N Y
GO SERIES 2008A1 5.000000%
64966GM90
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
100000.00
102676.15
0.0001
N
102619.00
102619.00
NEW YORK N Y
GO SERIES 2008I-1 4.500000%
64966GR38
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-01
2016-02-01
N
N
N
265000.00
265934.05
0.0001
N
265866.55
265866.55
NEW YORK N Y
GO SERIES 2008i-1 5.000000%
64966GR46
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-01
2016-02-01
N
N
N
635000.00
637499.55
0.0003
N
637311.40
637311.40
NEW YORK N Y
GO SERIES 2008A-1 5.000000%
64966GSW3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
1085000.00
1114243.82
0.0006
N
1113416.15
1113416.15
NEW YORK N Y
GO SERIES 2008J-1 5.000000%
64966GX80
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
400000.00
410708.68
0.0002
N
410476.00
410476.00
NEW YORK N Y
GO SERIES E 5.000000%
64966GYZ9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
280000.00
287459.88
0.0001
N
287333.20
287333.20
NEW YORK N Y
GO SERIES 2008 D-4 0.010000%
64966GZR6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
BANK OF MONTREAL
N/A
N/A
N
N
7050000.00
7050000.00
0.0036
N
7050000.00
7050000.00
NEW YORK N Y
GO SERIES 2011E 5.000000%
64966H2Y5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
350000.00
359346.64
0.0002
N
359166.50
359166.50
NEW YORK N Y
GO 5.250000%
64966HAS9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-09-01
2016-09-01
N
N
N
130000.00
134179.16
0.0001
N
134070.30
134070.30
NEW YORK N Y
GO SERIES C 5.250000%
64966HBP4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
175000.00
179964.78
0.0001
N
179831.75
179831.75
NEW YORK N Y
GO SERIES B 4.000000%
64966HC65
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
300000.00
306262.64
0.0002
N
306153.00
306153.00
NEW YORK N Y
GO SERIES 2009H-1 5.000000%
64966HGN4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-01
2016-03-01
N
N
N
615000.00
619684.99
0.0003
N
619618.65
619618.65
NEW YORK N Y
GO SERIES Fiscal 2009 H1 0.020000%
64966HHH6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
15000000.00
15000000.00
0.0077
N
15000000.00
15000000.00
NEW YORK N Y
GO SERIES Fiscal 2009J1 0.010000%
64966HMA5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
Citibank NA
N/A
N/A
N
N
23225000.00
23225000.00
0.0120
N
23225000.00
23225000.00
NEW YORK N Y
GO SERIES Fiscal 2005C3 0.010000%
64966HMG2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
Credit Suisse AG
N/A
N/A
N
N
8700000.00
8700000.00
0.0045
N
8700000.00
8700000.00
NEW YORK N Y
GO SERIES 2009C 5.000000%
64966HPM6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
100000.00
102616.23
0.0001
N
102619.00
102619.00
NEW YORK N Y
GO SERIES 2010 E 4.000000%
64966HSA9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
400000.00
408394.66
0.0002
N
408204.00
408204.00
NEW YORK N Y
GO SERIES 2010 E 5.000000%
64966HSB7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
350000.00
359339.04
0.0002
N
359166.50
359166.50
NEW YORK N Y
GO SERIES 2010H-2 3.000000%
64966HZG8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-01
2016-06-01
N
N
N
100000.00
101032.13
0.0001
N
101078.00
101078.00
NEW YORK N Y
GO SERIES 2010H-2 5.000000%
64966HZV5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-01
2016-06-01
N
N
N
300000.00
305704.08
0.0002
N
305646.00
305646.00
NEW YORK N Y
GO SERIES 2013B 5.000000%
64966J3J3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
135000.00
138621.48
0.0001
N
138535.65
138535.65
NEW YORK N Y
GO SERIES F1994 A5 5.000000%
64966J3T1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
335000.00
343954.25
0.0002
N
343773.65
343773.65
NEW YORK N Y
GO SERIES 2012 G-4 0.010000%
64966JB54
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-04
2016-01-04
Y
Citibank NA
N/A
N/A
Y
Citibank NA
N/A
N/A
N
2500000.00
2500000.00
0.0013
N
2500000.00
2500000.00
NEW YORK N Y
GO SERIES 2012G-1 5.000000%
64966JC95
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-01
2016-04-01
N
N
N
140000.00
141580.35
0.0001
N
141575.00
141575.00
NEW YORK N Y
GO SERIES 2011 I-1 4.000000%
64966JEJ1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
150000.00
153052.85
0.0001
N
153076.50
153076.50
NEW YORK N Y
GO SERIES 2011 I-1 5.000000%
64966JEQ5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
410000.00
420861.88
0.0002
N
420737.90
420737.90
NEW YORK N Y
GO SERIES 2012-I 5.000000%
64966JM60
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
235000.00
241323.77
0.0001
N
241154.65
241154.65
NEW YORK N Y
GO SERIES 2012B 4.000000%
64966JNM4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
410000.00
418591.29
0.0002
N
418409.10
418409.10
NEW YORK N Y
GO SERIES 2004 H-A 5.000000%
64966JSY3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-01
2016-03-01
N
N
N
150000.00
151127.92
0.0001
N
151126.50
151126.50
NEW YORK N Y
GO SERIES 2012E 5.000000%
64966JUC8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
550000.00
564761.81
0.0003
N
564404.50
564404.50
NEW YORK N Y
GO SERIES 2012F 5.000000%
64966JVN3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
2570000.00
2639309.77
0.0014
N
2638824.60
2638824.60
NEW YORK N Y
GO SERIES 2003 C-A 5.000000%
64966K4E0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
420000.00
431345.53
0.0002
N
430999.80
430999.80
NEW YORK N Y
GO SERIES 2002C 4.000000%
64966K4K6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
135000.00
137744.68
0.0001
N
137768.85
137768.85
NEW YORK N Y
GO SERIES 2014E 5.000000%
64966K4R1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
335000.00
343953.43
0.0002
N
343773.65
343773.65
NEW YORK N Y
GO SERIES fiscal 2012D1 0.020000%
64966K6J7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
2500000.00
2500000.00
0.0013
N
2500000.00
2500000.00
NEW YORK N Y
GO SERIES 2013D 5.000000%
64966KDP5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
1050000.00
1078211.28
0.0006
N
1077499.50
1077499.50
NEW YORK N Y
GO SERIES D&E 0.010000%
64966KNG4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
Citibank NA
N/A
N/A
N
N
13500000.00
13500000.00
0.0070
N
13500000.00
13500000.00
NEW YORK N Y
GO SERIES F-1 5.000000%
64966KQF3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-01
2016-03-01
N
N
N
685000.00
690227.64
0.0004
N
690144.35
690144.35
NEW YORK N Y
GO SERIES 2014-1 4.000000%
64966KS46
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
1590000.00
1623813.81
0.0008
N
1622610.90
1622610.90
NEW YORK N Y
GO SERIES Fiscal 2014A1 0.010000%
64966KT60
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
Citibank NA
N/A
N/A
N
N
8000000.00
8000000.00
0.0041
N
8000000.00
8000000.00
NEW YORK N Y
GO SERIES 2014B 4.000000%
64966KT94
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
700000.00
714675.42
0.0004
N
714357.00
714357.00
NEW YORK N Y
GO SERIES Fiscal 2013F1 0.010000%
64966KWR0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
Credit Suisse AG
N/A
N/A
N
N
7300000.00
7300000.00
0.0038
N
7300000.00
7300000.00
NEW YORK N Y
GO SERIES 2013I 4.000000%
64966KXU2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
225000.00
229713.49
0.0001
N
229614.75
229614.75
NEW YORK N Y
GO SERIES 2013J 5.000000%
64966KYP2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
515000.00
528854.58
0.0003
N
528487.85
528487.85
NEW YORK N Y
GO SERIES G 5.000000%
64966LDR9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
100000.00
102577.01
0.0001
N
102619.00
102619.00
NEW YORK N Y
GO SERIES 2014 H 5.000000%
64966LEF4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
200000.00
205459.92
0.0001
N
205238.00
205238.00
NEW YORK N Y
GO SERIES 2014J 3.000000%
64966LMW8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
485000.00
492592.92
0.0003
N
492192.55
492192.55
NEW YORK N Y
GO SERIES Fiscal 2014I1 0.020000%
88033LA41
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
2635000.00
2635000.00
0.0014
N
2635000.00
2635000.00
NEW YORK N Y
GO SERIES Fiscal 2009I1 0.020000%
88033LH69
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
3000000.00
3000000.00
0.0015
N
3000000.00
3000000.00
NEW YORK N Y
GO SERIES Fiscal 2010E 0.020000%
88033LZU6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
3445000.00
3445000.00
0.0018
N
3445000.00
3445000.00
NEW YORK N Y CITY HSG DEV CORP
REV MULTI FAM HOUSING (NAGLE AVENUE LIMITED PARTNERSHIP) SERIES 2004 A 0.020000%
64970VCJ0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
N/A
N/A
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
N/A
N/A
N
4200000.00
4200000.00
0.0022
N
4200000.00
4200000.00
NEW YORK N Y CITY HSG DEV CORP
REV MULTI FAM HOUSING SERIES 2005A 0.020000%
64970VCQ4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
N/A
N/A
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
N/A
N/A
N
4035000.00
4035000.00
0.0021
N
4035000.00
4035000.00
NEW YORK N Y CITY HSG DEV CORP
REV MULTI FAM HOUSING (WEST TREMONT AVE ASSOCS LP) SERIES 2005A 0.020000%
64970VCR2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
N/A
N/A
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
N/A
N/A
N
3490000.00
3490000.00
0.0018
N
3490000.00
3490000.00
NEW YORK N Y CITY HSG DEV CORP
REV MULTI FAM HOUSING SERIES 2013 E-2 0.010000%
64972B3A1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
32670000.00
32670000.00
0.0169
N
32670000.00
32670000.00
NEW YORK N Y CITY HSG DEV CORP
REV MULTI FAM HOUSING SERIES C-3 0.010000%
64972B7N9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
TD Bank NA
N/A
N/A
N
N
3800000.00
3800000.00
0.0020
N
3800000.00
3800000.00
NEW YORK N Y CITY HSG DEV CORP
REV MULTI FAM HOUSING SERIES J 0.370000%
64972CRG0
Other Municipal Debt
N
First Tier Security
N/A
N/A
2016-07-01
2016-07-01
N
N
N
5000000.00
5000000.00
0.0026
N
4998550.00
4998550.00
NEW YORK N Y CITY HSG DEV CORP
REV HOUSING SERIES 2009C1 0.020000%
88033LAX7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
8000000.00
8000000.00
0.0041
N
8000000.00
8000000.00
NEW YORK ST ENVIRONMENTAL FACS CORP
REV WATER & SEWER SERIES 2010C 0.020000%
46633VY78
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
6600000.00
6600000.00
0.0034
N
6600000.00
6600000.00
NEW YORK ST ENVIRONMENTAL FACS CORP
REV WATER & SEWER (NEW YORK ST EFC NYCMWFA PROG) SERIES 2013A 0.020000%
46640KBE3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Corporate Underlier
NEW YORK ST EFC NYCMWFA PROG
N/A
N/A
2500000.00
2500000.00
0.0013
N
2500000.00
2500000.00
NEW YORK ST ENVIRONMENTAL FACS CORP
REV WATER & SEWER SERIES 2011C 5.000000%
64985HEP8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-05-15
2016-05-15
N
N
N
150000.00
152525.10
0.0001
N
152556.00
152556.00
NEW YORK ST ENVIRONMENTAL FACS CORP
REV WATER & SEWER SERIES 2012B 5.000000%
64985HGB7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-15
2016-08-15
N
N
N
200000.00
205735.46
0.0001
N
205634.00
205634.00
NEW YORK ST ENVIRONMENTAL FACS CORP
REV WATER & SEWER SERIES 2014B 2.000000%
64985HMQ7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-05-15
2016-05-15
N
N
N
150000.00
150904.92
0.0001
N
150945.00
150945.00
NEW YORK ST ENVIRONMENTAL FACS CORP
REV WATER & SEWER SERIES 2011A 3.000000%
64985HPJ0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-15
2016-02-15
N
N
N
350000.00
351123.08
0.0002
N
351151.50
351151.50
NEW YORK ST ENVIRONMENTAL FACS CORP
REV WATER & SEWER (NEW YORK ST EFC NYCMWFA PROG) SERIES 2002K 5.500000%
64985WEU4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-15
2016-06-15
N
N
Y
Corporate Underlier
NEW YORK ST EFC NYCMWFA PROG
N/A
N/A
200000.00
204630.91
0.0001
N
204596.00
204596.00
NEW YORK ST ENVIRONMENTAL FACS CORP
REV WATER & SEWER (NEW YORK ST EFC NYCMWFA PROG) SERIES 2014A 4.000000%
64986A3P4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-15
2016-06-15
N
N
Y
Corporate Underlier
NEW YORK ST EFC NYCMWFA PROG
N/A
N/A
200000.00
203294.69
0.0001
N
203272.00
203272.00
NEW YORK ST ENVIRONMENTAL FACS CORP
REV WATER & SEWER (NEW YORK ST EFC NYCMWFA PROG) SERIES 2012A 5.000000%
64986AT92
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-15
2016-06-15
N
N
Y
Corporate Underlier
NEW YORK ST EFC NYCMWFA PROG
N/A
N/A
250000.00
255213.44
0.0001
N
255192.50
255192.50
NEW YORK ST ENVIRONMENTAL FACS CORP
REV WASTE/POLLUTION (NEW YORK ST EFC NYCMWFA PROG) SERIES 2007B 5.000000%
64986ATK7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-15
2016-06-15
N
N
Y
Corporate Underlier
NEW YORK ST EFC NYCMWFA PROG
N/A
N/A
415000.00
423616.68
0.0002
N
423619.55
423619.55
NEW YORK ST ENVIRONMENTAL FACS CORP
REV WATER & SEWER (NEW YORK ST EFC NYCMWFA PROG) SERIES 2007C 5.000000%
64986AUZ2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-15
2016-06-15
N
N
Y
Corporate Underlier
NEW YORK ST EFC NYCMWFA PROG
N/A
N/A
250000.00
255202.84
0.0001
N
255192.50
255192.50
NEW YORK ST ENVIRONMENTAL FACS CORP
REV WATER & SEWER (NEW YORK ST EFC NYCMWFA PROG) SERIES 2008A 5.000000%
64986AXS5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-15
2016-06-15
N
N
Y
Corporate Underlier
NEW YORK ST EFC NYCMWFA PROG
N/A
N/A
100000.00
102112.78
0.0001
N
102077.00
102077.00
NEW YORK ST ENVIRONMENTAL FACS CORP
REV WATER & SEWER (NEW YORK ST EFC NYCMWFA PROG) SERIES 2013A 3.000000%
64986AY62
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-15
2016-06-15
N
N
Y
Corporate Underlier
NEW YORK ST EFC NYCMWFA PROG
N/A
N/A
330000.00
333856.61
0.0002
N
333943.50
333943.50
NEW YORK ST ENVIRONMENTAL FACS CORP
REV WATER & SEWER (NEW YORK ST EFC NYCMWFA PROG) SERIES SUB SRF 5.000000%
64986AYR6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-15
2016-06-15
N
N
Y
Corporate Underlier
NEW YORK ST EFC NYCMWFA PROG
N/A
N/A
105000.00
107140.06
0.0001
N
107180.85
107180.85
NEW YORK ST HSG FIN AGY
REV MULTI FAM HOUSING (LIBERTY STREET REALTY LLC) SERIES 2003A 0.010000%
64986MC78
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
FEDERAL HOME LOAN MORTGAGE CORPORATION
N/A
N/A
Y
FEDERAL HOME LOAN MORTGAGE CORPORATION
N/A
N/A
N
7625000.00
7625000.00
0.0039
N
7625000.00
7625000.00
NEW YORK ST HSG FIN AGY
REV MULTI FAM HOUSING (BLUE CASSEL SITE A REALTY LLC) SERIES 2006A1 0.020000%
64986MF34
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
5700000.00
5700000.00
0.0029
N
5700000.00
5700000.00
NEW YORK ST HSG FIN AGY
REV HOUSING (CAPITOL GREEN APARTMENTS NY) SERIES 2006A 0.010000%
64986MJ22
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
N/A
N/A
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
N/A
N/A
N
10900000.00
10900000.00
0.0056
N
10900000.00
10900000.00
NEW YORK ST HSG FIN AGY
REV MULTI FAM HOUSING SERIES 2004A 0.010000%
64986MJ55
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
N/A
N/A
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
N/A
N/A
N
4500000.00
4500000.00
0.0023
N
4500000.00
4500000.00
NEW YORK ST HSG FIN AGY
REV MULTI FAM HOUSING SERIES 2000 A 0.020000%
64986MJY2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
N/A
N/A
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
N/A
N/A
N
5300000.00
5300000.00
0.0027
N
5300000.00
5300000.00
NEW YORK ST HSG FIN AGY
REV MULTI FAM HOUSING SERIES 2007A 0.010000%
64986MK79
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
N/A
N/A
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
N/A
N/A
N
42500000.00
42500000.00
0.0219
N
42500000.00
42500000.00
NEW YORK ST HSG FIN AGY
REV HOUSING SERIES 2000A 0.010000%
64986MLE3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
N/A
N/A
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
N/A
N/A
N
21000000.00
21000000.00
0.0108
N
21000000.00
21000000.00
NEW YORK ST HSG FIN AGY
REV MULTI FAM HOUSING (MAIDEN LANE PROPERTIES LLC) SERIES 2004A 0.010000%
64986MM28
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
N/A
N/A
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
N/A
N/A
N
53675000.00
53675000.00
0.0277
N
53675000.00
53675000.00
NEW YORK ST HSG FIN AGY
REV MULTI FAM HOUSING SERIES 2008A 0.020000%
64986MS89
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
Citibank NA
N/A
N/A
Y
Citibank NA
N/A
N/A
N
6100000.00
6100000.00
0.0031
N
6100000.00
6100000.00
NEW YORK ST HSG FIN AGY
REV MULTI FAM HOUSING (BILTMORE TOWER LLC) SERIES 2002A 0.010000%
64986MYC3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
N/A
N/A
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
N/A
N/A
N
16700000.00
16700000.00
0.0086
N
16700000.00
16700000.00
NEW YORK ST HSG FIN AGY
REV SERIES 2003A 0.010000%
64986MYE9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
N/A
N/A
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
N/A
N/A
N
43300000.00
43300000.00
0.0223
N
43300000.00
43300000.00
NEW YORK ST HSG FIN AGY
REV HOUS SINGL (RIP VAN WINKLE LLC) SERIES 2004 A 0.010000%
64986MZN8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
FEDERAL HOME LOAN MORTGAGE CORPORATION
N/A
N/A
Y
FEDERAL HOME LOAN MORTGAGE CORPORATION
N/A
N/A
N
10700000.00
10700000.00
0.0055
N
10700000.00
10700000.00
NEW YORK ST HSG FIN AGY
REV MULTI FAM HOUSING (OCEAN PARK ACQUISITION LP) SERIES 2005 A 0.020000%
64986MZQ1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
N/A
N/A
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
N/A
N/A
N
28400000.00
28400000.00
0.0147
N
28400000.00
28400000.00
NEW YORK ST HSG FIN AGY
REV MULTI FAM HOUSING SERIES 2014A 0.010000%
64986U2E6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
BANK OF NEW YORK MELLON/THE
N/A
N/A
Y
BANK OF NEW YORK MELLON/THE
N/A
N/A
N
4200000.00
4200000.00
0.0022
N
4200000.00
4200000.00
NEW YORK ST HSG FIN AGY
REV MULTI FAM HOUSING (625 WEST 57th STREET HOUSING NY) SERIES 2015 A-1 0.010000%
64986U2F3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
BANK OF NEW YORK MELLON/THE
N/A
N/A
Y
BANK OF NEW YORK MELLON/THE
N/A
N/A
N
15715000.00
15715000.00
0.0081
N
15715000.00
15715000.00
NEW YORK ST HSG FIN AGY
REV MULTI FAM HOUSING (625 WEST 57th STREET HOUSING NY) SERIES A-2 0.010000%
64986U2H9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
BANK OF NEW YORK MELLON/THE
N/A
N/A
Y
BANK OF NEW YORK MELLON/THE
N/A
N/A
N
5000000.00
5000000.00
0.0026
N
5000000.00
5000000.00
NEW YORK ST HSG FIN AGY
REV MULTI FAM HOUSING SERIES 2014A 0.010000%
64986U4D6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
MANUFACTURERS AND TRADERS TRUST CO
N/A
N/A
Y
MANUFACTURERS AND TRADERS TRUST CO
N/A
N/A
N
13650000.00
13650000.00
0.0070
N
13650000.00
13650000.00
NEW YORK ST HSG FIN AGY
REV MULTI FAM HOUSING (RIVERSIDE CENTER PARCEL 2 BIT ASSOCIATES LLC) SERIES 2015A-1 0.010000%
64986U6G7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
Bank of America NA
N/A
N/A
Y
Bank of America NA
N/A
N/A
N
10000000.00
10000000.00
0.0052
N
10000000.00
10000000.00
NEW YORK ST HSG FIN AGY
REV HOUS SINGL SERIES 2014A 0.010000%
64986UL62
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
Wells Fargo Bank NA
N/A
N/A
Y
Wells Fargo Bank NA
N/A
N/A
N
3150000.00
3150000.00
0.0016
N
3150000.00
3150000.00
NEW YORK ST HSG FIN AGY
REV MULTI FAM HOUSING (RIVER PLACE II LLC) SERIES 2008 A 0.010000%
64986UMP9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
N/A
N/A
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
N/A
N/A
N
26055000.00
26055000.00
0.0134
N
26055000.00
26055000.00
NEW YORK ST HSG FIN AGY
REV MULTI FAM HOUSING (160 MADISON AVE LLC) SERIES 2014A 0.010000%
64986UR25
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-04
2016-01-04
Y
PNC BANK NATIONAL ASSOCIATION
N/A
N/A
Y
PNC BANK NATIONAL ASSOCIATION
N/A
N/A
N
600000.00
600000.00
0.0003
N
600000.00
600000.00
NEW YORK ST HSG FIN AGY
REV HOUSING (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2005C 0.010000%
649870JH6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
11000000.00
11000000.00
0.0057
N
11000000.00
11000000.00
NEW YORK ST HSG FIN AGY
REV HOUS SINGL SERIES 2015 A 0.010000%
64987BFF0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
Wells Fargo Bank NA
N/A
N/A
Y
Wells Fargo Bank NA
N/A
N/A
N
3500000.00
3500000.00
0.0018
N
3500000.00
3500000.00
NEW YORK ST LOC GOVT ASSISTANCE CORP
REV SERIES 2007A 5.000000%
649876G45
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-01
2016-04-01
N
N
N
570000.00
576530.74
0.0003
N
576549.30
576549.30
NEW YORK ST LOC GOVT ASSISTANCE CORP
REV SERIES 2008A 5.000000%
649876H85
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-01
2016-04-01
N
N
N
365000.00
369183.46
0.0002
N
369124.50
369124.50
NEW YORK ST LOC GOVT ASSISTANCE CORP
REV SERIES 2008C 5.000000%
649876N88
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-01
2016-04-01
N
N
N
370000.00
374217.06
0.0002
N
374188.40
374188.40
NEW YORK ST LOC GOVT ASSISTANCE CORP
REV SERIES 2010A 5.000000%
649876T66
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-01
2016-04-01
N
N
N
450000.00
455211.06
0.0002
N
455085.00
455085.00
NEW YORK ST LOC GOVT ASSISTANCE CORP
REV PUBLIC SERVICES SERIES 2010B 5.000000%
649876V55
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-01
2016-04-01
N
N
N
200000.00
202263.58
0.0001
N
202264.00
202264.00
NEW YORK ST LOC GOVT ASSISTANCE CORP
REV SERIES 2011A 5.000000%
649876X46
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-01
2016-04-01
N
N
N
440000.00
445058.38
0.0002
N
444980.80
444980.80
NEW YORK ST MTG AGY HOMEOWNER MTG
REV HOUS SINGL SERIES 144 0.010000%
649883DQ5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-04
2016-01-04
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
600000.00
600000.00
0.0003
N
600000.00
600000.00
NEW YORK ST MTG AGY HOMEOWNER MTG
REV HOUS SINGL SERIES 147 0.010000%
649883EN1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
18880000.00
18880000.00
0.0097
N
18880000.00
18880000.00
NEW YORK ST MTG AGY HOMEOWNER MTG
REV HOUS SINGL SERIES 153 0.020000%
649883HT5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
Barclays Bank Plc
N/A
N/A
N
N
19490000.00
19490000.00
0.0101
N
19490000.00
19490000.00
NEW YORK ST MTG AGY HOMEOWNER MTG
REV HOUS SINGL SERIES 132 0.020000%
64988P2T2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-04
2016-01-04
Y
Royal Bank of Canada
N/A
N/A
N
N
17580000.00
17580000.00
0.0091
N
17580000.00
17580000.00
NEW YORK ST PWR AUTH REV & GEN PURP
REV POWER SERIES 1 & 2 0.040000%
64985GY45
Other Commercial Paper
N
First Tier Security
N/A
N/A
2016-01-14
2016-01-14
N
N
N
13876000.00
13876000.00
0.0072
N
13876277.66
13876277.66
NEW YORK ST PWR AUTH REV & GEN PURP
REV SERIES 1&2&3 0.070000%
64989MFG2
Other Commercial Paper
N
First Tier Security
N/A
N/A
2016-01-19
2016-01-19
N
N
N
10000000.00
10000000.00
0.0052
N
10000100.10
10000100.10
NEW YORK ST PWR AUTH REV & GEN PURP
REV SERIES 1 0.040000%
64989MFK3
Other Commercial Paper
N
First Tier Security
N/A
N/A
2016-01-06
2016-01-06
N
N
N
26000000.00
26000000.00
0.0134
N
26000000.26
26000000.26
NEW YORK ST PWR AUTH REV & GEN PURP
REV SERIES 1&2&3 0.040000%
64989MFM9
Other Commercial Paper
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
N
N
N
20000000.00
20000000.00
0.0103
N
20000200.20
20000200.20
NEW YORK ST PWR AUTH REV & GEN PURP
REV SERIES 1&2&3 0.040000%
64989MFP2
Other Commercial Paper
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
N
N
N
23000000.00
23000000.00
0.0119
N
23000230.23
23000230.23
NEW YORK ST TWY AUTH
GO SERIES H 0.020000%
27884FYT1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
US BANK NATIONAL ASSOCIATION
N/A
N/A
Y
US BANK NATIONAL ASSOCIATION
N/A
N/A
N
19260000.00
19260000.00
0.0099
N
19260000.00
19260000.00
NEW YORK ST TWY AUTH
REV TRANSPORTATION (NEW YORK ST TWY AUTH HWY & BRD) SERIES 2006A 5.000000%
650014HS5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-01
2016-04-01
N
N
Y
Corporate Underlier
NEW YORK ST TWY AUTH HWY & BRD
N/A
N/A
150000.00
151690.68
0.0001
N
151702.50
151702.50
NEW YORK ST TWY AUTH
REV TRANSPORTATION (NEW YORK ST TWY AUTH HWY & BRD) SERIES 2006A 5.000000%
650014JC8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-01
2016-04-01
N
Y
UNITED STATES TREASURY
N/A
N/A
N
975000.00
986434.82
0.0005
N
986066.25
986066.25
NEW YORK ST TWY AUTH
REV SPECIAL TAX (NEW YORK ST TWY AUTH HWY & BRD) SERIES 2007A 5.000000%
650014KG7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-01
2016-04-01
N
N
Y
Corporate Underlier
NEW YORK ST TWY AUTH HWY & BRD
N/A
N/A
990000.00
1001288.32
0.0005
N
1001236.50
1001236.50
NEW YORK ST TWY AUTH
REV TRANSPORTATION (NEW YORK ST TWY AUTH HWY & BRD) SERIES 2008A 5.000000%
650014MM2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-01
2016-04-01
N
N
Y
Corporate Underlier
NEW YORK ST TWY AUTH HWY & BRD
N/A
N/A
520000.00
525968.58
0.0003
N
525902.00
525902.00
NEW YORK ST TWY AUTH
REV TRANSPORTATION (NEW YORK ST TWY AUTH HWY & BRD) SERIES 2008 B 5.000000%
650014NR0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-01
2016-04-01
N
N
Y
Corporate Underlier
NEW YORK ST TWY AUTH HWY & BRD
N/A
N/A
2325000.00
2351555.88
0.0012
N
2351388.75
2351388.75
NEW YORK ST TWY AUTH
REV TRANSPORTATION (NEW YORK ST TWY AUTH HWY & BRD) SERIES 2010A 4.000000%
650014SS3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-01
2016-04-01
N
N
Y
Corporate Underlier
NEW YORK ST TWY AUTH HWY & BRD
N/A
N/A
125000.00
126131.27
0.0001
N
126123.75
126123.75
NEW YORK ST TWY AUTH
REV (NEW YORK ST TWY AUTH HWY & BRD) SERIES 2010A 5.000000%
650014ST1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-01
2016-04-01
N
N
Y
Corporate Underlier
NEW YORK ST TWY AUTH HWY & BRD
N/A
N/A
145000.00
146615.17
0.0001
N
146645.75
146645.75
NEW YORK ST TWY AUTH
REV TRANSPORTATION (NEW YORK ST TWY AUTH HWY & BRD) SERIES 2011A-2 4.000000%
650014VC4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-01
2016-04-01
N
N
Y
Corporate Underlier
NEW YORK ST TWY AUTH HWY & BRD
N/A
N/A
195000.00
196714.13
0.0001
N
196753.05
196753.05
NEW YORK ST TWY AUTH
REV TRANSPORTATION (NEW YORK ST TWY AUTH HWY & BRD) SERIES 2012 A 4.000000%
650014WG4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-01
2016-04-01
N
N
Y
Corporate Underlier
NEW YORK ST TWY AUTH HWY & BRD
N/A
N/A
795000.00
802178.58
0.0004
N
802147.05
802147.05
NEW YORK ST TWY AUTH
REV (NEW YORK STATE OF) SERIES 2007 5.000000%
650017VX1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-01
2016-04-01
N
N
Y
Corporate Underlier
NEW YORK STATE OF
N/A
N/A
275000.00
278143.82
0.0001
N
278121.25
278121.25
NEW YORK ST TWY AUTH
REV TRANSPORTATION (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2007A 4.000000%
650028LY7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
350000.00
352624.01
0.0002
N
352534.00
352534.00
NEW YORK ST TWY AUTH
REV SPECIAL TAX (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2007A 5.000000%
650028LZ4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
350000.00
353234.65
0.0002
N
353192.00
353192.00
NEW YORK ST TWY AUTH
REV (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2008A 5.000000%
650028NT6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
325000.00
328113.06
0.0002
N
327970.50
327970.50
NEW YORK ST TWY AUTH
REV TRANSPORTATION (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2009A 5.000000%
650028QY2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
345000.00
348207.12
0.0002
N
348146.40
348146.40
NEW YORK ST TWY AUTH
REV TRANSPORTATION (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2010A 5.000000%
650028SF1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
710000.00
716682.59
0.0004
N
716475.20
716475.20
NEW YORK ST TWY AUTH
REV TRANSPORTATION (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2011A 4.000000%
650028SV6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
225000.00
226667.52
0.0001
N
226629.00
226629.00
NEW YORK ST TWY AUTH
REV TRANSPORTATION (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2012A 5.000000%
650028UW1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
225000.00
227109.96
0.0001
N
227052.00
227052.00
NEW YORK ST URBAN DEV CORP
REV STATE (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2007B 0.020000%
06740GAL0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
Barclays Bank Plc
N/A
N/A
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
3200000.00
3200000.00
0.0017
N
3200000.00
3200000.00
NEW YORK ST URBAN DEV CORP
REV (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2009A1 0.020000%
46632PUA9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
4995000.00
4995000.00
0.0026
N
4995000.00
4995000.00
NEW YORK ST URBAN DEV CORP
REV PUBLIC SERVICES (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2013A1 0.020000%
46636Y4B3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
4700000.00
4700000.00
0.0024
N
4700000.00
4700000.00
NEW YORK ST URBAN DEV CORP
REV (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2004A2 5.500000%
650034X71
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
100000.00
101026.39
0.0001
N
101006.00
101006.00
NEW YORK ST URBAN DEV CORP
REV PUBLIC SERVICES (NEW YORK STATE OF) SERIES 2005 B 5.000000%
650035AU2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-01-01
2016-01-01
N
N
Y
Corporate Underlier
NEW YORK STATE OF
N/A
N/A
110000.00
110000.00
0.0001
N
110000.00
110000.00
NEW YORK ST URBAN DEV CORP
REV (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2007B 5.000000%
650035CQ9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
100000.00
100949.39
0.0001
N
100912.00
100912.00
NEW YORK ST URBAN DEV CORP
REV PUBLIC SERVICES (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2013D 5.000000%
650035D39
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
910000.00
918485.14
0.0005
N
918299.20
918299.20
NEW YORK ST URBAN DEV CORP
REV (NEW YORK STATE OF) SERIES 2007A 5.000000%
650035EN4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-01-01
2016-01-01
N
N
Y
Corporate Underlier
NEW YORK STATE OF
N/A
N/A
500000.00
500000.00
0.0003
N
500000.00
500000.00
NEW YORK ST URBAN DEV CORP
REV (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2007C 5.000000%
650035FV5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
475000.00
479492.66
0.0002
N
479332.00
479332.00
NEW YORK ST URBAN DEV CORP
REV PUBLIC SERVICES (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2004A-3C 0.010000%
650035MJ4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
650000.00
650000.00
0.0003
N
650000.00
650000.00
NEW YORK ST URBAN DEV CORP
REV STATE (NEW YORK STATE OF) SERIES 2008 D 5.000000%
650035NY0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-01-01
2016-01-01
N
N
Y
Corporate Underlier
NEW YORK STATE OF
N/A
N/A
6990000.00
6990000.00
0.0036
N
6990000.00
6990000.00
NEW YORK ST URBAN DEV CORP
REV (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2009B1 5.000000%
650035QX9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
200000.00
201904.81
0.0001
N
201824.00
201824.00
NEW YORK ST URBAN DEV CORP
REV (NEW YORK STATE OF) SERIES 2010A-1 4.000000%
650035TK4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-01-01
2016-01-01
N
N
Y
Corporate Underlier
NEW YORK STATE OF
N/A
N/A
625000.00
625000.00
0.0003
N
625000.00
625000.00
NEW YORK ST URBAN DEV CORP
REV CITY (NEW YORK STATE OF) SERIES 2010B 5.000000%
650035US5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-01-01
2016-01-01
N
N
Y
Corporate Underlier
NEW YORK STATE OF
N/A
N/A
11600000.00
11600000.00
0.0060
N
11600000.00
11600000.00
NEW YORK ST URBAN DEV CORP
REV (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2010A 5.000000%
650035VM7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
3520000.00
3553600.44
0.0018
N
3552102.40
3552102.40
NEW YORK ST URBAN DEV CORP
REV PUBLIC SERVICES (NEW YORK STATE OF) SERIES 2011A 4.000000%
650035VY1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-09-15
2016-09-15
N
N
Y
Corporate Underlier
NEW YORK STATE OF
N/A
N/A
100000.00
102529.68
0.0001
N
102448.00
102448.00
NEW YORK ST URBAN DEV CORP
REV PUBLIC SERVICES (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2011A 5.000000%
650035WK0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
2600000.00
2625800.14
0.0014
N
2623712.00
2623712.00
NEW YORK ST URBAN DEV CORP
REV PUBLIC SERVICES (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2013A1 0.020000%
88033LA25
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
3000000.00
3000000.00
0.0015
N
3000000.00
3000000.00
NEW YORK ST URBAN DEV CORP
REV IDB & PCR (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2014A 0.020000%
88033LWS4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
7500000.00
7500000.00
0.0039
N
7500000.00
7500000.00
NEW YORK STATE OF
GO SERIES 2008A 4.000000%
6497875W4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-01
2016-03-01
N
N
N
100000.00
100601.94
0.0001
N
100599.00
100599.00
NEW YORK STATE OF
GO SERIES 2009A 5.000000%
6497877J1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-15
2016-02-15
N
N
N
260000.00
261482.01
0.0001
N
261427.40
261427.40
NEW YORK STATE OF
GO SERIES 2006A 5.000000%
649787U89
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
N
640000.00
646190.83
0.0003
N
646035.20
646035.20
NEW YORK STATE OF
GO SERIES 2009C 3.000000%
649791AH3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-01
2016-02-01
N
N
N
1140000.00
1142579.72
0.0006
N
1142394.00
1142394.00
NEW YORK STATE OF
GO SERIES 2010A 3.000000%
649791BD1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-01
2016-03-01
N
N
N
595000.00
597612.84
0.0003
N
597635.85
597635.85
NEW YORK STATE OF
GO SERIES 2011A 5.000000%
649791DC1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-15
2016-02-15
N
N
N
100000.00
100554.15
0.0001
N
100549.00
100549.00
NEW YORK STATE OF
GO SERIES 2013A 5.000000%
649791GZ7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-01
2016-03-01
N
N
N
1000000.00
1007838.12
0.0005
N
1007550.00
1007550.00
NEW YORK STATE OF
GO SERIES 2013C 5.000000%
649791HY9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-15
2016-04-15
N
N
N
3000000.00
3041223.91
0.0016
N
3039480.00
3039480.00
NIAGARA CNTY N Y
GO Bond Anticipation Note SERIES 2015B 1.250000%
653352T46
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-05-12
2016-05-12
N
N
N
9017615.00
9047095.93
0.0047
N
9041511.68
9041511.68
NORTH HEMPSTEAD N Y
GO Bond Anticipation Note SERIES A 0.850000%
659666QC8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-06
2016-04-06
N
N
N
22000000.00
22034775.67
0.0114
N
22031680.00
22031680.00
NORTH SYRACUSE N Y CENT SCH DIST
GO Bond Anticipation Note SERIES 2015 1.500000%
662735NP0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-12
2016-08-12
N
N
N
9956585.00
10019020.45
0.0052
N
10009852.73
10009852.73
NY ST DORM AUTH
GO (ST JOHNS UNIV N Y) SERIES 2007C 0.010000%
18886PUB9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
STATE STREET BANK AND TRUST COMPANY
N/A
N/A
Y
STATE STREET BANK AND TRUST COMPANY
N/A
N/A
N
26020000.00
26020000.00
0.0134
N
26020000.00
26020000.00
NY ST DORM AUTH
REV PUBLIC SERVICES (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2013A 0.020000%
46640KDH4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
2000000.00
2000000.00
0.0010
N
2000000.00
2000000.00
NY ST DORM AUTH
(CORNELL UNIVERSITY) 0.010000%
64983LUQ1
Other Commercial Paper
N
First Tier Security
N/A
N/A
2016-03-02
2016-03-02
N
N
Y
Corporate Underlier
Cornell University
N/A
N/A
16890000.00
16890000.00
0.0087
N
16889155.50
16889155.50
NY ST DORM AUTH
REV PUBLIC SERVICES (NEW YORK STATE OF) SERIES 2008F 4.750000%
64983M5Q7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-15
2016-02-15
N
N
Y
Corporate Underlier
NEW YORK STATE OF
N/A
N/A
250000.00
251316.12
0.0001
N
251275.00
251275.00
NY ST DORM AUTH
REV HOSPITAL (NEW YORK STATE OF) SERIES 2009 A-1 5.000000%
64983M6T0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-15
2016-02-15
N
N
Y
Corporate Underlier
NEW YORK STATE OF
N/A
N/A
2470000.00
2484323.64
0.0013
N
2483288.60
2483288.60
NY ST DORM AUTH
REV PUBLIC SERVICES (NEW YORK STATE OF) SERIES 2009A-1 5.000000%
64983M6V5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-15
2016-02-15
N
N
Y
Corporate Underlier
NEW YORK STATE OF
N/A
N/A
100000.00
100562.24
0.0001
N
100532.00
100532.00
NY ST DORM AUTH
REV (NEW YORK STATE OF) SERIES 2009A 4.000000%
64983M8A9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-07-01
2016-07-01
N
N
Y
Corporate Underlier
NEW YORK STATE OF
N/A
N/A
330000.00
335798.81
0.0002
N
335517.60
335517.60
NY ST DORM AUTH
REV (NEW YORK STATE OF) SERIES 2009A 5.000000%
64983M8B7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-07-01
2016-07-01
N
N
Y
Corporate Underlier
NEW YORK STATE OF
N/A
N/A
990000.00
1012251.78
0.0005
N
1011354.30
1011354.30
NY ST DORM AUTH
REV HOSPITAL (NEW YORK STATE OF) SERIES 2008D 5.000000%
64983MQ50
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-15
2016-08-15
N
N
Y
Corporate Underlier
NEW YORK STATE OF
N/A
N/A
665000.00
684030.74
0.0004
N
683480.35
683480.35
NY ST DORM AUTH
REV PUBLIC SERVICES (NEW YORK STATE SALES TAX BONDS) SERIES 2014A 0.020000%
64983PA84
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
Morgan Stanley Bank NA
N/A
N/A
N
Y
Corporate Underlier
NEW YORK STATE SALES TAX BONDS
N/A
N/A
3300000.00
3300000.00
0.0017
N
3300000.00
3300000.00
NY ST DORM AUTH
REV UNIVERSITY (COLUMBIA UNIVERSITY) SERIES 2006A 0.020000%
64983PGM7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
Citibank NA
N/A
N/A
N
Y
Corporate Underlier
COLUMBIA UNIVERSITY
N/A
N/A
8535000.00
8535000.00
0.0044
N
8535000.00
8535000.00
NY ST DORM AUTH
REV UNIVERSITY (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2006C 0.020000%
64983PJT9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
Citibank NA
N/A
N/A
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
25500000.00
25500000.00
0.0132
N
25500000.00
25500000.00
NY ST DORM AUTH
REV UNIVERSITY (NEW YORK UNIVERSITY) SERIES 2009A 0.020000%
64983PZC8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
Citibank NA
N/A
N/A
N
Y
Corporate Underlier
New York University
N/A
N/A
9900000.00
9900000.00
0.0051
N
9900000.00
9900000.00
NY ST DORM AUTH
REV UNIVERSITY (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2011A 0.020000%
64983PZY0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
Morgan Stanley Bank NA
N/A
N/A
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
5935000.00
5935000.00
0.0031
N
5935000.00
5935000.00
NY ST DORM AUTH
REV HOSPITAL (CATHOLIC HEALTH SYSTEM INC) SERIES 2006B 0.010000%
64983Q5S4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
HSBC Bank USA NA
N/A
N/A
Y
HSBC BANK USA NA
N/A
N/A
N
7200000.00
7200000.00
0.0037
N
7200000.00
7200000.00
NY ST DORM AUTH
REV UNIVERSITY (CULINARY INSTITUTE OF AMERICA) SERIES 2006 0.020000%
64983QV30
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
TD Bank NA
N/A
N/A
Y
TD Bank NA
N/A
N/A
N
3125000.00
3125000.00
0.0016
N
3125000.00
3125000.00
NY ST DORM AUTH
REV UNIVERSITY (CULINARY INSTITUTE OF AMERICA) SERIES 2004 D 0.020000%
64983TZS5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
TD Bank NA
N/A
N/A
Y
TD Bank NA
N/A
N/A
N
5400000.00
5400000.00
0.0028
N
5400000.00
5400000.00
NY ST DORM AUTH
REV UNIVERSITY (CULINARY INSTITUTE OF AMERICA) SERIES 2004C 0.020000%
64983U7T1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
TD Bank NA
N/A
N/A
Y
TD Bank NA
N/A
N/A
N
12800000.00
12800000.00
0.0066
N
12800000.00
12800000.00
NY ST DORM AUTH
REV HOSPITAL (NEW YORK STATE OF) SERIES 2003D-2F 0.010000%
64983UKT6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Corporate Underlier
NEW YORK STATE OF
N/A
N/A
5760000.00
5760000.00
0.0030
N
5760000.00
5760000.00
NY ST DORM AUTH
REV SCHOOL (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2011A 5.000000%
6499023M3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
450000.00
454234.14
0.0002
N
454104.00
454104.00
NY ST DORM AUTH
REV SCHOOL (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2011C 5.000000%
6499025T6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
350000.00
353333.43
0.0002
N
353192.00
353192.00
NY ST DORM AUTH
REV SPECIAL TAX (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2009G 4.000000%
649902K28
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
150000.00
151082.52
0.0001
N
151086.00
151086.00
NY ST DORM AUTH
REV SPECIAL TAX (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2007A 4.500000%
649902LE1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
150000.00
151243.75
0.0001
N
151230.00
151230.00
NY ST DORM AUTH
REV UNIVERSITY (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2007A 5.000000%
649902LF8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
200000.00
201829.58
0.0001
N
201828.00
201828.00
NY ST DORM AUTH
REV SPECIAL TAX (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2007C 5.000000%
649902MV2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
2520000.00
2544852.73
0.0013
N
2543032.80
2543032.80
NY ST DORM AUTH
REV SCHOOL (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2008A 5.000000%
649902QU0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
150000.00
151435.64
0.0001
N
151371.00
151371.00
NY ST DORM AUTH
REV SCHOOL (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2008B 5.000000%
649902SD6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
1200000.00
1211171.89
0.0006
N
1210968.00
1210968.00
NY ST DORM AUTH
REV UNIVERSITY (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2010E 3.000000%
649902U27
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-15
2016-02-15
N
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
100000.00
100327.94
0.0001
N
100313.00
100313.00
NY ST DORM AUTH
REV SPECIAL TAX (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2009D 4.000000%
649902ZE6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-15
2016-06-15
N
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
575000.00
584565.84
0.0003
N
584642.75
584642.75
NY ST DORM AUTH
REV SPECIAL TAX (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2009D 5.000000%
649902ZK2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-15
2016-06-15
N
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
600000.00
612744.25
0.0003
N
612708.00
612708.00
NY ST DORM AUTH
REV UNIVERSITY (UNIVERSITY OF ROCHESTER) SERIES 2006 A-1 0.010000%
6499032J9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
Barclays Bank Plc
N/A
N/A
Y
Barclays Bank Plc
N/A
N/A
N
5400000.00
5400000.00
0.0028
N
5400000.00
5400000.00
NY ST DORM AUTH
REV UNIVERSITY (UNIVERSITY OF ROCHESTER) SERIES 2006 B-1 0.010000%
6499032L4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
Barclays Bank Plc
N/A
N/A
Y
Barclays Bank Plc
N/A
N/A
N
4530000.00
4530000.00
0.0023
N
4530000.00
4530000.00
NY ST DORM AUTH
REV UNIVERSITY (NEW YORK UNIVERSITY) SERIES 2008A 5.000000%
649903R29
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-07-01
2016-07-01
N
N
Y
Corporate Underlier
New York University
N/A
N/A
200000.00
204562.63
0.0001
N
204522.00
204522.00
NY ST DORM AUTH
REV UNIVERSITY (NEW YORK UNIVERSITY) SERIES 2008B 5.000000%
649903T35
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-07-01
2016-07-01
N
N
Y
Corporate Underlier
New York University
N/A
N/A
200000.00
204599.39
0.0001
N
204522.00
204522.00
NY ST DORM AUTH
REV CITY (ROYAL CHARTER PROPERTIES-EAST INC) SERIES 2006A 0.010000%
649903ZG9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
N/A
N/A
Y
FEDERAL NATIONAL MORTGAGE ASSOCIATION
N/A
N/A
N
5800000.00
5800000.00
0.0030
N
5800000.00
5800000.00
NY ST DORM AUTH
REV UNIVERSITY (CORNELL UNIVERSITY) SERIES 2009A 3.000000%
649905BY1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-07-01
2016-07-01
N
N
Y
Corporate Underlier
Cornell University
N/A
N/A
150000.00
151938.11
0.0001
N
151936.50
151936.50
NY ST DORM AUTH
REV SCHOOL (CORNELL UNIVERSITY) SERIES 2009A 5.000000%
649905BZ8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-07-01
2016-07-01
N
N
Y
Corporate Underlier
Cornell University
N/A
N/A
275000.00
281106.36
0.0001
N
281217.75
281217.75
NY ST DORM AUTH
REV SCHOOL (NEW YORK UNIVERSITY) SERIES 2009A 5.000000%
649905UH7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-07-01
2016-07-01
N
N
Y
Corporate Underlier
New York University
N/A
N/A
475000.00
485954.45
0.0003
N
485739.75
485739.75
NY ST DORM AUTH
REV HOSPITAL (NEW YORK STATE OF) SERIES 2015 2.000000%
6499073P5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-15
2016-02-15
N
N
Y
Corporate Underlier
NEW YORK STATE OF
N/A
N/A
3300000.00
3306810.52
0.0017
N
3306930.00
3306930.00
NY ST DORM AUTH
REV SALES TAX (NEW YORK STATE SALES TAX BONDS) SERIES 2013A 3.000000%
64990AAB1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Corporate Underlier
NEW YORK STATE SALES TAX BONDS
N/A
N/A
1000000.00
1005609.28
0.0005
N
1005400.00
1005400.00
NY ST DORM AUTH
REV PUBLIC SERVICES (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2012D 1.500000%
64990EFQ5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-15
2016-02-15
N
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
150000.00
150219.63
0.0001
N
150226.50
150226.50
NY ST DORM AUTH
REV PUBLIC SERVICES (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2012D 5.000000%
64990EM95
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-15
2016-02-15
N
Y
UNITED STATES TREASURY
N/A
N/A
N
35000.00
35204.76
0.0000
N
35180.25
35180.25
NY ST DORM AUTH
REV SPECIAL TAX (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2010E 5.000000%
64990EPA9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-15
2016-02-15
N
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
100000.00
100550.94
0.0001
N
100540.00
100540.00
NY ST DORM AUTH
REV PUBLIC SERVICES (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2012D 5.000000%
64990EQ67
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-15
2016-02-15
N
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
1115000.00
1121523.91
0.0006
N
1121021.00
1121021.00
NY ST DORM AUTH
REV SPECIAL TAX (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2010A 5.000000%
64990ES73
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-15
2016-02-15
N
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
845000.00
849839.06
0.0004
N
849571.45
849571.45
NY ST DORM AUTH
REV SPECIAL TAX (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2009A 5.000000%
64990EXF9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-15
2016-02-15
N
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
1425000.00
1433351.65
0.0007
N
1432709.25
1432709.25
NY ST DORM AUTH
REV SCHOOL (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2006D 5.000000%
64990EZ59
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
Y
UNITED STATES TREASURY
N/A
N/A
N
80000.00
80738.75
0.0000
N
80728.80
80728.80
NY ST DORM AUTH
REV SCHOOL (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2006D 5.000000%
64990EZ75
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
20000.00
20184.69
0.0000
N
20182.40
20182.40
NY ST DORM AUTH
REV LEASE REV (NEW YORK STATE OF) SERIES 2008A 5.000000%
64990HD72
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-15
2016-02-15
N
N
Y
Corporate Underlier
NEW YORK STATE OF
N/A
N/A
2740000.00
2756172.85
0.0014
N
2754741.20
2754741.20
NY ST DORM AUTH
REV UNIVERSITY (NEW YORK STATE OF) SERIES 2010 5.000000%
64990HGH7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-07-01
2016-07-01
N
N
Y
Corporate Underlier
NEW YORK STATE OF
N/A
N/A
150000.00
153345.49
0.0001
N
153235.50
153235.50
NY ST DORM AUTH
REV PUBLIC SERVICES (NEW YORK STATE OF) SERIES 2007 D 5.000000%
64990HTU4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-15
2016-02-15
N
N
Y
Corporate Underlier
NEW YORK STATE OF
N/A
N/A
295000.00
296605.46
0.0002
N
296569.40
296569.40
NY ST DORM AUTH
REV UNIVERSITY (CORNELL UNIVERSITY) SERIES 2006A 0.050000%
74703YMF4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
Bank of America NA
N/A
N/A
N
Y
Corporate Underlier
Cornell University
N/A
N/A
9865000.00
9865000.00
0.0051
N
9865000.00
9865000.00
NY ST DORM AUTH
REV SPECIAL TAX (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2010F 0.050000%
74703YXU9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
Bank of America NA
N/A
N/A
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
5000000.00
5000000.00
0.0026
N
5000000.00
5000000.00
NY ST DORM AUTH
REV PUBLIC SERVICES (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2014C 0.020000%
88033LSG5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
8000000.00
8000000.00
0.0041
N
8000000.00
8000000.00
NY ST DORM AUTH
REV PUBLIC SERVICES (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2015B 0.020000%
88033MGT8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
5210000.00
5210000.00
0.0027
N
5210000.00
5210000.00
NY ST DORM AUTH
REV PUBLIC SERVICES (NEW YORK STATE PERSONAL INCOME TAX BONDS) SERIES 2015B 0.020000%
88033MGW1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Corporate Underlier
NEW YORK STATE PERSONAL INCOME TAX BONDS
N/A
N/A
1875000.00
1875000.00
0.0010
N
1875000.00
1875000.00
OCEANSIDE N Y UN FREE SCH DIST
GO Tax Anticipation Note SERIES 2015-16 2.000000%
675498JK6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-21
2016-06-21
N
N
N
13500000.00
13592095.10
0.0070
N
13587750.00
13587750.00
PATCHOGUE-MEDFORD N Y UN FREE SCH DIST
GO Tax Anticipation Note SERIES 2015-16 1.750000%
703023PT2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-24
2016-06-24
N
N
N
10000000.00
10067116.86
0.0052
N
10061000.00
10061000.00
PORT AUTHORITY OF NEW YORK & NEW JERSEY
REV TRANSPORTATION SERIES 148th 0.020000%
73358T4P3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
9990500.00
9990500.00
0.0052
N
9990500.00
9990500.00
PORT AUTHORITY OF NEW YORK & NEW JERSEY
REV TRANSPORTATION SERIES 144th 0.020000%
73358TWC1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
750000.00
750000.00
0.0004
N
750000.00
750000.00
PORT AUTHORITY OF NEW YORK & NEW JERSEY
REV TRANSPORTATION SERIES 179th 0.020000%
73358WRM8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
Citibank NA
N/A
N/A
N
N
2580000.00
2580000.00
0.0013
N
2580000.00
2580000.00
PORT AUTHORITY OF NEW YORK & NEW JERSEY
REV PUBLIC SERVICES SERIES 185TH SE 5.000000%
73358WTF1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-09-01
2016-09-01
N
N
N
245000.00
252313.51
0.0001
N
252075.60
252075.60
PORT AUTHORITY OF NEW YORK & NEW JERSEY
REV TRANSPORTATION SERIES 186 4.000000%
73358WUK8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-10-15
2016-10-15
N
N
N
100000.00
102796.25
0.0001
N
102624.00
102624.00
PORT AUTHORITY OF NEW YORK & NEW JERSEY
REV TRANSPORTATION SERIES B 0.040000%
73359BJG5
Other Commercial Paper
N
First Tier Security
N/A
N/A
2016-03-08
2016-03-08
N
N
N
10530000.00
10530000.00
0.0054
N
10530000.11
10530000.11
PORT AUTHORITY OF NEW YORK & NEW JERSEY
REV TRANSPORTATION SERIES B 0.040000%
73359BJN0
Other Commercial Paper
N
First Tier Security
N/A
N/A
2016-04-12
2016-04-12
N
N
N
1045000.00
1045000.00
0.0005
N
1045000.01
1045000.01
PORT AUTHORITY OF NEW YORK & NEW JERSEY
REV TRANSPORTATION SERIES B 0.050000%
73359BJQ3
Other Commercial Paper
N
First Tier Security
N/A
N/A
2016-04-26
2016-04-26
N
N
N
14360000.00
14360000.00
0.0074
N
14360000.00
14360000.00
PORT AUTHORITY OF NEW YORK & NEW JERSEY
REV TRANSPORTATION SERIES 194th 0.010000%
88033MHJ9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
Citibank NA
N/A
N/A
N
N
1220000.00
1220000.00
0.0006
N
1220000.00
1220000.00
PORT AUTHORITY OF NEW YORK & NEW JERSEY
REV TRANSPORTATION SERIES 194th 0.020000%
88033MHQ3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
8500000.00
8500000.00
0.0044
N
8500000.00
8500000.00
PORT AUTHORITY OF NEW YORK & NEW JERSEY
REV TRANSPORTATION SERIES 194TH 0.020000%
88033MJS7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
3300000.00
3300000.00
0.0017
N
3300000.00
3300000.00
RENSSELAER CNTY N Y
GO Bond Anticipation Note SERIES 2015 2.000000%
759897XE6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-12
2016-08-12
N
N
N
11500000.00
11606780.50
0.0060
N
11598210.00
11598210.00
ROCKLAND CNTY N Y INDL DEV AGY
REV HOSPITAL (ASSISTED LIVING AT NORTHERN RIVERVIEW INC) SERIES 1999 0.110000%
773561AD7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
MANUFACTURERS AND TRADERS TRUST CO
N/A
N/A
Y
MANUFACTURERS AND TRADERS TRUST CO
N/A
N/A
N
7265000.00
7265000.00
0.0037
N
7265000.00
7265000.00
ROTTERDAM-MOHONASEN N Y CENT SCH DIST
GO Bond Anticipation Note SERIES 2015 2.000000%
778850KC0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-08
2016-04-08
N
N
N
17000000.00
17077138.08
0.0088
N
17073780.00
17073780.00
SALES TAX ASSET RECEIVABLE CORP N Y
REV SALES TAX SERIES Fiscal 2015A 0.020000%
88033LRF8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
3140000.00
3140000.00
0.0016
N
3140000.00
3140000.00
SUFFOLK CNTY N Y INDL DEV AGY
REV (GUIDE DOG FNDTN FOR BLIND) SERIES 2001 0.060000%
864768FD3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
3240000.00
3240000.00
0.0017
N
3240000.00
3240000.00
SULLIVAN CNTY N Y
GO Tax Anticipation Note SERIES 2015 1.250000%
865270WZ1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-04
2016-03-04
N
N
N
4250000.00
4256924.82
0.0022
N
4256587.50
4256587.50
SULLIVAN CNTY N Y
GO Bond Anticipation Note SERIES 2015 1.250000%
865270XB3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-04
2016-03-04
N
N
N
7070000.00
7080976.67
0.0037
N
7080958.50
7080958.50
SYRACUSE N Y INDL DEV AGY
REV HEALTHCARE (CROUSE HEALTH SYSTEM INC) SERIES 2003A 0.020000%
871720BR8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
HSBC Bank USA NA
N/A
N/A
Y
HSBC BANK USA NA
N/A
N/A
N
6815000.00
6815000.00
0.0035
N
6815000.00
6815000.00
THREE VLG CENT SCH DIST N Y BROOKHAVEN & SMITHTOWN
GO Bond Anticipation Note SERIES 2015 2.000000%
885766NE1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-26
2016-08-26
N
N
N
2850000.00
2881406.22
0.0015
N
2878129.50
2878129.50
THREE VLG CENT SCH DIST N Y BROOKHAVEN & SMITHTOWN
GO Tax Anticipation Note SERIES 2015-16 1.750000%
885766NF8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-27
2016-06-27
N
N
N
13000000.00
13093015.21
0.0068
N
13087490.00
13087490.00
THREE VLG CENT SCH DIST N Y BROOKHAVEN & SMITHTOWN
GO Bond Anticipation Note SERIES 2015 1.750000%
885766NG6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-26
2016-08-26
N
N
N
10000000.00
10092656.99
0.0052
N
10081400.00
10081400.00
TOBACCO SETTLEMENT FING CORP N Y
REV APPR/TOB (NEW YORK STATE OF) SERIES 2011A 5.000000%
88880TMK9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-01
2016-06-01
N
N
Y
Corporate Underlier
NEW YORK STATE OF
N/A
N/A
1955000.00
1992796.74
0.0010
N
1991382.55
1991382.55
TOBACCO SETTLEMENT FING CORP N Y
REV APPR/TOB (NEW YORK STATE OF) SERIES 2011B 5.000000%
88880TMR4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-01
2016-06-01
N
N
Y
Corporate Underlier
NEW YORK STATE OF
N/A
N/A
1920000.00
1956582.90
0.0010
N
1955731.20
1955731.20
TONAWANDA N Y
GO Bond Anticipation Note SERIES 2015 1.125000%
890159J23
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-09
2016-06-09
N
N
N
7756482.00
7765585.21
0.0040
N
7759274.33
7759274.33
TRIBOROUGH BRIDGE & TUNNEL AUTHORITY
REV TRANSPORTATION SERIES 2008C 0.070000%
05248RAE1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
Bank of America NA
N/A
N/A
N
N
3000000.00
3000000.00
0.0015
N
3000000.00
3000000.00
TRIBOROUGH BRIDGE & TUNNEL AUTHORITY
REV TRANSPORTATION SERIES 2005B-2 0.010000%
89602N2B9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-04
2016-01-04
Y
Wells Fargo Bank NA
N/A
N/A
Y
Wells Fargo Bank NA
N/A
N/A
N
2900000.00
2900000.00
0.0015
N
2900000.00
2900000.00
TRIBOROUGH BRIDGE & TUNNEL AUTHORITY
REV TRANSPORTATION SERIES 2002 F 0.020000%
89602NCG7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-04
2016-01-04
Y
LANDESBANK HESSEN THUERINGEN GIROZENTRALE
N/A
N/A
Y
LANDESBANK HESSEN THUERINGEN GIROZENTRALE
N/A
N/A
N
4235000.00
4235000.00
0.0022
N
4235000.00
4235000.00
TRIBOROUGH BRIDGE & TUNNEL AUTHORITY
REV COUNTY SERIES 2005B-3 0.010000%
89602NGX6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
BANK OF TOKYO-MITSUBISHI UFJ LTD
N/A
N/A
Y
BANK OF TOKYO-MITSUBISHI UFJ LTD
N/A
N/A
N
7650000.00
7650000.00
0.0039
N
7650000.00
7650000.00
TRIBOROUGH BRIDGE & TUNNEL AUTHORITY
REV TRANSPORTATION SERIES 2001C 0.010000%
89602NSQ8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
BANK OF TOKYO-MITSUBISHI UFJ LTD
N/A
N/A
Y
BANK OF TOKYO-MITSUBISHI UFJ LTD
N/A
N/A
N
13000000.00
13000000.00
0.0067
N
13000000.00
13000000.00
TRIBOROUGH BRIDGE & TUNNEL AUTHORITY
REV TRANSPORTATION SERIES 2009A2 0.010000%
89602NUR3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
Credit Suisse AG
N/A
N/A
N
N
6500000.00
6500000.00
0.0034
N
6500000.00
6500000.00
TRIBOROUGH BRIDGE & TUNNEL AUTHORITY
REV TRANSPORTATION SERIES 2011A 5.000000%
89602NWH3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-01-01
2016-01-01
N
N
N
875000.00
875000.00
0.0005
N
875000.00
875000.00
TRIBOROUGH BRIDGE & TUNNEL AUTHORITY
REV TRANSPORTATION SERIES 2003B-1 0.010000%
89602NWU4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
PNC BANK NATIONAL ASSOCIATION
N/A
N/A
Y
PNC BANK NATIONAL ASSOCIATION
N/A
N/A
N
3000000.00
3000000.00
0.0015
N
3000000.00
3000000.00
TRIBOROUGH BRIDGE & TUNNEL AUTHORITY
REV TRANSPORTATION SERIES 2003 B-3 0.010000%
89602NWW0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-04
2016-01-04
Y
Wells Fargo Bank NA
N/A
N/A
Y
Wells Fargo Bank NA
N/A
N/A
N
1000000.00
1000000.00
0.0005
N
1000000.00
1000000.00
TRIBOROUGH BRIDGE & TUNNEL AUTHORITY
REV TRANSPORTATION SERIES 2013C 0.020000%
89602NZ23
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
6665000.00
6665000.00
0.0034
N
6665000.00
6665000.00
TRIBOROUGH BRIDGE & TUNNEL AUTHORITY
REV TRANSPORTATION SERIES 2000 0.180000%
89602NZ56
Other Municipal Debt
N
First Tier Security
N/A
N/A
2016-01-01
2016-01-01
N
N
N
29200000.00
29200000.00
0.0151
N
29200000.00
29200000.00
TRIBOROUGH BRIDGE & TUNNEL AUTHORITY
REV TRANSPORTATION SERIES 2012B 4.000000%
89602NZQ0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-11-15
2016-11-15
N
N
N
300000.00
309332.66
0.0002
N
308901.00
308901.00
TRIBOROUGH BRIDGE & TUNNEL AUTHORITY
REV TRANSPORTATION SERIES 2012B 5.000000%
89602NZT4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-11-15
2016-11-15
N
N
N
430000.00
447113.06
0.0002
N
446434.60
446434.60
UTILITY DEBT SECURITIZATION AUTHORITY
REV POWER SERIES 2013TE17 0.010000%
18886EBQ2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
STATE STREET BANK AND TRUST COMPANY
N/A
N/A
N
N
21665000.00
21665000.00
0.0112
N
21665000.00
21665000.00
UTILITY DEBT SECURITIZATION AUTHORITY
REV POWER SERIES 2013TE17 0.010000%
74926YH20
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
Royal Bank of Canada
N/A
N/A
N
N
6650000.00
6650000.00
0.0034
N
6650000.00
6650000.00
UTILITY DEBT SECURITIZATION AUTHORITY
REV POWER SERIES 2013TE 0.020000%
88033LZE2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2016-01-07
2016-01-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
3355000.00
3355000.00
0.0017
N
3355000.00
3355000.00
VESTAL N Y
GO Bond Anticipation Note SERIES 2015 1.250000%
925428SX3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-05-13
2016-05-13
N
N
N
5215000.00
5232748.43
0.0027
N
5230801.45
5230801.45
WEST SENECA N Y
GO Bond Anticipation Note SERIES 2015 2.000000%
955771QY9
Other Municipal Debt
N
First Tier Security
N/A
N/A
2016-07-28
2016-07-28
N
N
N
13180000.00
13296448.73
0.0069
N
13289525.80
13289525.80