0001145549-15-008348.txt : 20151229
0001145549-15-008348.hdr.sgml : 20151229
20151106163247
ACCESSION NUMBER: 0001145549-15-008348
CONFORMED SUBMISSION TYPE: N-MFP
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151031
FILED AS OF DATE: 20151106
DATE AS OF CHANGE: 20151106
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS
CENTRAL INDEX KEY: 0000857156
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: N-MFP
SEC ACT: 1933 Act
SEC FILE NUMBER: 811-05954
FILM NUMBER: 151212376
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 1-415-667-7000
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS
DATE OF NAME CHANGE: 19920703
0000857156
S000004513
Schwab New York Municipal Money Fund
C000012394
Sweep Shares
SWNXX
C000012395
Value Advantage Shares
SWYXX
N-MFP
1
primary_doc.xml
N-MFP
N-MFP
LIVE
N
2015-10-31
0000857156
S000004513
2
N
N
N
N
033-31894
Charles Schwab Investment Management, Inc.
801-35905
PricewaterhouseCoopers LLP
San Francisco
CA
Charles Schwab Investment Management, Inc.
Boston Financial Data Services, Inc.
0000275143
84-00896
N
N
N
Single State Fund
47
53
1901736939.14
4898128.72
27398840.69
1879236227.17
0.0010
1.0013
2015-10-31
1.0013
2015-10-31
C000012394
1.00
1661549142.96
1.00
25030372.07
397914264.37
372883892.30
0.0001
1.0013
2015-10-31
1.0013
2015-10-31
C000012395
25000.00
217687084.21
1.00
2118006.35
6453939.04
4335932.69
0.0001
1.0014
2015-10-31
1.0014
2015-10-31
Amherst Development Corp
Student Housing Facility Refunding RB Series 2010B 0.050000%
031358AX2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
HSBC BANK USA
N/A
N/A
Y
HSBC Bank USA
N/A
N/A
N
5380000.00
5380000.00
0.0029
N
5380000.00
5380000.00
Amherst IDA
Civic Facility RB (Daemen College) Series 2006B 0.060000%
031362EJ1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
3265000.00
3265000.00
0.0017
N
3265000.00
3265000.00
Bay Shore UFSD
TAN 2015-2016 2.000000%
072581KP5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-24
2016-06-24
N
N
N
10000000.00
10103207.09
0.0054
N
10106700.00
10106700.00
Bayport Blue Point UFSD
TAN 2015-2016 1.500000%
073059NT0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-28
2016-06-28
N
N
N
10500000.00
10581353.73
0.0056
N
10585890.00
10585890.00
Beacon
BAN Series 2015A 2.000000%
073653MZ7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-05-27
2016-05-27
N
N
N
1000000.00
1009181.73
0.0005
N
1009240.00
1009240.00
Build NYC Resource Corp
RB (Asia Society) Series 2015 0.010000%
12008EJF4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
TD Bank NA
N/A
N/A
Y
TD Bank NA
N/A
N/A
N
3000000.00
3000000.00
0.0016
N
3000000.00
3000000.00
Burnt Hills - Ballston Lake CSD
GO BAN 2015 1.500000%
122547KX9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-24
2016-06-24
N
N
N
2000000.00
2014190.14
0.0011
N
2015940.00
2015940.00
Cheektowaga-Maryvale UFSD
BAN 2015 1.750000%
162866GU5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-23
2016-06-23
N
N
N
5540000.00
5583685.56
0.0030
N
5588475.00
5588475.00
Clinton Cnty
BAN 2015 Series B 1.500000%
187468JE4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-10
2016-06-10
N
N
N
9800000.00
9855762.24
0.0052
N
9864386.00
9864386.00
Colonie Local Development Corp
RB (Shaker Pointe at Carondelet) Series 2011 0.010000%
196220AA5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
10000000.00
10000000.00
0.0053
N
10000000.00
10000000.00
Colonie Local Development Corp
RB (Shaker Pointe at Carondelet) Series 2013 0.010000%
196220AB3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
12000000.00
12000000.00
0.0064
N
12000000.00
12000000.00
Columbia Cnty
BAN 2015 Series A 1.250000%
197504PG2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-03
2016-02-03
N
N
N
8600000.00
8622175.28
0.0046
N
8612470.00
8612470.00
East Hampton
BAN Series 2015 2.000000%
272731R36
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-26
2016-08-26
N
N
N
2895623.00
2928176.63
0.0016
N
2928748.93
2928748.93
East Rochester Housing Auth
Housing RB (Park Ridge Nursing Home) Series 2008 0.080000%
274722DX2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
13220000.00
13220000.00
0.0070
N
13220000.00
13220000.00
Eastport South Manor CSD
TAN 2015-2016 1.500000%
27779THQ4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-24
2016-06-24
N
N
N
7000000.00
7054121.76
0.0038
N
7054740.00
7054740.00
Franklin Cnty Civic Development Corp
RB (Alice Hyde Medical Center) Series 2013A 0.020000%
35313PAA0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
HSBC BANK USA
N/A
N/A
Y
HSBC Bank USA
N/A
N/A
N
4265000.00
4265000.00
0.0023
N
4265000.00
4265000.00
Grand Island CSD
BAN 2014 1.500000%
385730JE7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-12-03
2015-12-03
N
N
N
7000000.00
7007407.73
0.0037
N
7008120.00
7008120.00
Hampton Bays UFSD
School Construction BAN 2015 1.750000%
409095FB7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-24
2016-06-24
N
N
N
4711250.00
4752199.16
0.0025
N
4756383.78
4756383.78
Islip UFSD
TAN 2015-2016 1.500000%
464776PJ6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-24
2016-06-24
N
N
N
6000000.00
6046367.31
0.0032
N
6046920.00
6046920.00
Jericho UFSD
TAN 2015-2016 2.000000%
476358EQ5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-19
2016-06-19
N
N
N
3330000.00
3366052.63
0.0018
N
3366563.40
3366563.40
Lancaster IDA
Civic Facility RB (2000 GreenField Manor) 0.060000%
514502AA1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
8935000.00
8935000.00
0.0048
N
8935000.00
8935000.00
Longwood CSD
TAN 2015-2016 1.750000%
543364FN8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-24
2016-06-24
N
N
N
2000000.00
2019003.54
0.0011
N
2019080.00
2019080.00
Mattituck-Cutchogue UFSD
TAN 2015 1.500000%
577156GQ9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-17
2016-06-17
N
N
N
9400000.00
9467637.94
0.0050
N
9471534.00
9471534.00
Metropolitan Transportation Auth
State Service Contract Refunding Bonds Series 2002A 5.750000%
5925976D5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-01-01
2016-01-01
N
N
Y
Obligor
New York State
N/A
N/A
525000.00
529630.38
0.0003
N
529830.00
529830.00
Metropolitan Transportation Auth
State Service Contract Refunding Bonds Series 2002A 5.750000%
592597T81
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-01-01
2016-01-01
N
N
Y
Obligor
New York State
N/A
N/A
1000000.00
1009003.16
0.0005
N
1009200.00
1009200.00
Metropolitan Transportation Auth
Dedicated Tax Fund Refunding Bonds Series 2012A 0.010000%
59259NT78
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Credit Suisse AG
N/A
N/A
N
Y
Obligor
Metropolitan Transportation Auth
N/A
N/A
6665000.00
6665000.00
0.0035
N
6665000.00
6665000.00
Metropolitan Transportation Auth
Transportation RB Series 2007A 4.125000%
59259RX58
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-15
2015-11-15
N
N
N
2100000.00
2102965.77
0.0011
N
2103045.00
2103045.00
Metropolitan Transportation Auth
Transportation RB Series 2015A1 1.000000%
59259Y3E7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-15
2015-11-15
N
N
N
1000000.00
1000314.17
0.0005
N
1000320.00
1000320.00
Metropolitan Transportation Auth
Transportation Revenue BAN Series 2015A 0.500000%
59259Y5P0
Other Municipal Debt
N
First Tier Security
N/A
N/A
2016-03-01
2016-03-01
N
N
N
4000000.00
4002960.00
0.0021
N
4003560.00
4003560.00
Metropolitan Transportation Auth
Transportation RB Series 2015E2 0.010000%
59259Y7B9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Bank of Tokyo Mitsubishi UFJ Ltd
N/A
N/A
Y
Bank of Tokyo Mitsubishi UFJ Ltd
N/A
N/A
N
5675000.00
5675000.00
0.0030
N
5675000.00
5675000.00
Metropolitan Transportation Auth
Transportation RB Series 2015E4 0.020000%
59259Y7E3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Bank of the West
N/A
N/A
Y
Bank of the West
N/A
N/A
N
7000000.00
7000000.00
0.0037
N
7000000.00
7000000.00
Metropolitan Transportation Auth
Transportation Refunding Bonds Series 2012G1 0.010000%
59259Y7Q6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
TD Bank NA
N/A
N/A
Y
TD Bank NA
N/A
N/A
N
3275000.00
3275000.00
0.0017
N
3275000.00
3275000.00
Metropolitan Transportation Auth
Transportation RB Series 2009A2 5.000000%
59259YBU2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-15
2015-11-15
N
N
N
1860000.00
1863170.27
0.0010
N
1863273.60
1863273.60
Metropolitan Transportation Auth
Transportation Refunding RB Series 2012D 4.000000%
59259YQS1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-15
2015-11-15
N
N
N
9815000.00
9828383.21
0.0052
N
9828741.00
9828741.00
Metropolitan Transportation Auth
Transportation RB Series 2007A 0.020000%
59259YX87
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Citibank NA
N/A
N/A
Y
Berkshire Hathaway Assurance Corp
N/A
N/A
N
29500000.00
29500000.00
0.0157
N
29500000.00
29500000.00
Metropolitan Transportation Auth Dedicated Tax Program
Dedicated Tax Fund Bonds Series 2004B2 0.020000%
46636YNQ9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
8055000.00
8055000.00
0.0043
N
8055000.00
8055000.00
Metropolitan Transportation Auth Dedicated Tax Program
Dedicated Tax Fund Refunding Bonds Series 2011A 5.000000%
59259ND42
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-15
2015-11-15
N
N
N
8125000.00
8138912.93
0.0043
N
8139300.00
8139300.00
Metropolitan Transportation Auth Dedicated Tax Program
Dedicated Tax Fund Bonds Series 2002B2 4.000000%
59259NN58
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-01
2015-11-01
N
N
N
1210000.00
1210000.00
0.0006
N
1210000.00
1210000.00
Metropolitan Transportation Auth Dedicated Tax Program
Dedicated Tax Fund Bonds Series 2002B2 5.000000%
59259NN74
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-01
2015-11-01
N
N
N
2750000.00
2750000.00
0.0015
N
2750000.00
2750000.00
Metropolitan Transportation Auth Dedicated Tax Program
Dedicated Tax Fund Bonds Series 2002B1 0.010000%
59259NP49
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
State Street Bank & Trust Co NA
N/A
N/A
Y
State Street Bank & Trust Co NA
N/A
N/A
N
6525000.00
6525000.00
0.0035
N
6525000.00
6525000.00
Metropolitan Transportation Auth Dedicated Tax Program
Dedicated Tax Fund Refunding Bonds Series 2012A 4.000000%
59259NS61
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-15
2015-11-15
N
N
N
500000.00
500677.92
0.0003
N
500700.00
500700.00
Metropolitan Transportation Auth Dedicated Tax Program
Dedicated Tax Fund Refunding Bonds Series 2012A 0.020000%
59259NT37
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Citibank NA
N/A
N/A
N
N
8000000.00
8000000.00
0.0043
N
8000000.00
8000000.00
Metropolitan Transportation Auth Dedicated Tax Program
Dedicated Tax Refunding Bonds Series 2008B1 3.000000%
59259NU35
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-15
2015-11-15
N
N
N
105000.00
105098.67
0.0001
N
105109.20
105109.20
Metropolitan Transportation Auth Dedicated Tax Program
Dedicated Tax Fund Bonds Series 2006B 0.020000%
59259NUJ0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Citibank NA
N/A
N/A
N
N
5000000.00
5000000.00
0.0027
N
5000000.00
5000000.00
Metropolitan Transportation Auth Dedicated Tax Program
Dedicated Tax Fund BAN Series 2015A3 0.750000%
59259NZ48
Other Municipal Debt
N
First Tier Security
N/A
N/A
2016-06-01
2016-06-01
N
N
N
10000000.00
10030423.24
0.0053
N
10030700.00
10030700.00
Middle Cnty CSD
BAN 1.500000%
595685MR6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-26
2016-08-26
N
N
N
8000000.00
8076102.06
0.0043
N
8076160.00
8076160.00
Miller Place UFSD
TAN 1.500000%
600582KZ2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-27
2016-06-27
N
N
N
11000000.00
11072549.66
0.0059
N
11082940.00
11082940.00
Monroe Cnty IDA
Civic Facility RB Series 2004 0.110000%
610752CU9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
1360000.00
1360000.00
0.0007
N
1360000.00
1360000.00
Nassau Cnty Interim Finance Auth
Sales Tax Secured Bonds Series 2009A 5.000000%
631663LP4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-15
2015-11-15
N
N
N
1480000.00
1482502.66
0.0008
N
1482604.80
1482604.80
Nassau Cnty Interim Finance Auth
Sales Tax Secured Bonds Series 2008D1 0.010000%
631663MM0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Bank of New York Mellon
N/A
N/A
N
N
15705000.00
15705000.00
0.0084
N
15705000.00
15705000.00
Nassau Health Care Corp
Bonds Series 2009C2 0.010000%
63167NAW6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Wells Fargo Bank NA
N/A
N/A
Y
Wells Fargo Bank NA
N/A
N/A
N
485000.00
485000.00
0.0003
N
485000.00
485000.00
New York City
GO Bonds Fiscal 2008 Series E 0.010000%
18886PM51
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
State Street Bank & Trust Co NA
N/A
N/A
N
N
18695000.00
18695000.00
0.0099
N
18695000.00
18695000.00
New York City
GO Bonds Fiscal 2013 Series A1 0.020000%
46640KAC8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
3750000.00
3750000.00
0.0020
N
3750000.00
3750000.00
New York City
GO Bonds Fiscal 2007 Series C1 5.000000%
64966F7R9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-01-01
2016-01-01
N
N
N
3570000.00
3598005.20
0.0019
N
3598203.00
3598203.00
New York City
GO Bonds Fiscal 2006 Series I1 5.000000%
64966FC51
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-01
2016-04-01
N
N
N
100000.00
101909.57
0.0001
N
101987.00
101987.00
New York City
GO Bonds Fiscal 2006 Series J1 4.000000%
64966FK86
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-01
2016-06-01
N
N
N
100000.00
102036.94
0.0001
N
102200.00
102200.00
New York City
GO Bonds Fiscal 2008 Series L1 5.000000%
64966G3S9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-01
2016-04-01
N
N
N
465000.00
473775.79
0.0003
N
474239.55
474239.55
New York City
GO Bonds Fiscal 2008 Series L1 0.020000%
64966G6D9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
6660000.00
6660000.00
0.0035
N
6660000.00
6660000.00
New York City
GO Bonds Fiscal 2003 Series G5 5.000000%
64966G7T3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
100000.00
103422.93
0.0001
N
103555.00
103555.00
New York City
GO Bonds Fiscal 2007 Series D 5.000000%
64966GAJ1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-01
2016-02-01
N
N
N
300000.00
303477.16
0.0002
N
303567.00
303567.00
New York City
GO Bonds Fiscal 2008 Series A1 4.150000%
64966GLN0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
200000.00
205574.71
0.0001
N
205852.00
205852.00
New York City
GO Bonds Fiscal 2008 Series A1 4.500000%
64966GLP5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
335000.00
345272.74
0.0002
N
345669.75
345669.75
New York City
GO Bonds Fiscal 2008 Series A1 5.000000%
64966GM90
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
100000.00
103430.00
0.0001
N
103555.00
103555.00
New York City
GO Bonds Fiscal 2008 Series I1 4.500000%
64966GR38
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-01
2016-02-01
N
N
N
265000.00
267741.89
0.0001
N
267830.20
267830.20
New York City
GO Bonds Fiscal 2008 Series I1 5.000000%
64966GR46
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-01
2016-02-01
N
N
N
635000.00
642337.40
0.0003
N
642550.15
642550.15
New York City
GO Bonds Fiscal 2008 Series A1 5.000000%
64966GSW3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
1085000.00
1122481.52
0.0006
N
1123571.75
1123571.75
New York City
GO Bonds Fiscal 2008 Series J1 5.000000%
64966GX80
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
400000.00
413725.21
0.0002
N
414220.00
414220.00
New York City
GO Bonds Fiscal 2008 Series E 5.000000%
64966GYZ9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
280000.00
289561.26
0.0002
N
289954.00
289954.00
New York City
GO Bonds Fiscal 2008 Series D4 0.010000%
64966GZR6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
BANK OF MONTREAL
N/A
N/A
N
N
7050000.00
7050000.00
0.0038
N
7050000.00
7050000.00
New York City
GO Bonds Fiscal 2011 Series E 5.000000%
64966H2Y5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
350000.00
361979.50
0.0002
N
362442.50
362442.50
New York City
GO Bonds Fiscal 2009 Series B1 5.250000%
64966HAS9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-09-01
2016-09-01
N
N
N
130000.00
135206.82
0.0001
N
135397.60
135397.60
New York City
GO Bonds Fiscal 2009 Series C 5.250000%
64966HBP4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
175000.00
181363.31
0.0001
N
181545.00
181545.00
New York City
GO Bonds Fiscal 2011 Series B 4.000000%
64966HC65
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
300000.00
308026.76
0.0002
N
308445.00
308445.00
New York City
GO Bonds Fiscal 2009 Series H1 5.000000%
64966HGN4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-01
2016-03-01
N
N
N
615000.00
624369.96
0.0003
N
624790.80
624790.80
New York City
GO Bonds Fiscal 2009 Series H1 0.020000%
64966HHH6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
15000000.00
15000000.00
0.0080
N
15000000.00
15000000.00
New York City
GO Bonds Fiscal 2009 Series J1 0.010000%
64966HMA5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Citibank NA
N/A
N/A
N
N
23225000.00
23225000.00
0.0124
N
23225000.00
23225000.00
New York City
GO Bonds Fiscal 2005 Series C3 0.010000%
64966HMG2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Credit Suisse AG
N/A
N/A
N
N
8700000.00
8700000.00
0.0046
N
8700000.00
8700000.00
New York City
GO Bonds Fiscal 2010 Series E 4.000000%
64966HSA9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
200000.00
205397.29
0.0001
N
205630.00
205630.00
New York City
GO Bonds Fiscal 2010 Series E 5.000000%
64966HSB7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
200000.00
206829.77
0.0001
N
207110.00
207110.00
New York City
GO Bonds Fiscal 2010 Series H2 3.000000%
64966HZG8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-01
2016-06-01
N
N
N
100000.00
101439.55
0.0001
N
101626.00
101626.00
New York City
GO Bonds Fiscal 2010 Series H2 5.000000%
64966HZV5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-01
2016-06-01
N
N
N
300000.00
307955.69
0.0002
N
308325.00
308325.00
New York City
GO Bonds Fiscal 2013 Series B 5.000000%
64966J3J3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
135000.00
139641.61
0.0001
N
139799.25
139799.25
New York City
GO Bonds Fiscal 2012 Series G1 5.000000%
64966JC95
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-01
2016-04-01
N
N
N
140000.00
142622.34
0.0001
N
142781.80
142781.80
New York City
GO Bonds Fiscal 2011 Series I1 5.000000%
64966JEQ5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
110000.00
113769.31
0.0001
N
113910.50
113910.50
New York City
GO Bonds Fiscal 2012 Series I 5.000000%
64966JM60
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
235000.00
243105.11
0.0001
N
243354.25
243354.25
New York City
GO Bonds Fiscal 2012 Series B 4.000000%
64966JNM4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
410000.00
421011.38
0.0002
N
421541.50
421541.50
New York City
GO Bonds Fiscal 2004 Series HA 5.000000%
64966JSY3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-01
2016-03-01
N
N
N
150000.00
152255.84
0.0001
N
152388.00
152388.00
New York City
GO Bonds Fiscal 2012 Series F 5.000000%
64966JVN3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
2445000.00
2529588.55
0.0013
N
2531919.75
2531919.75
New York City
GO Bonds Fiscal 2003 Series C-A 5.000000%
64966K4E0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
420000.00
434541.46
0.0002
N
434931.00
434931.00
New York City
GO Bonds Fiscal 2014 Series E 5.000000%
64966K4R1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
335000.00
346450.42
0.0002
N
346909.25
346909.25
New York City
GO Bonds Fiscal 2012 Series D1 0.020000%
64966K6J7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
2500000.00
2500000.00
0.0013
N
2500000.00
2500000.00
New York City
GO Bonds Fiscal 2013 Series D 5.000000%
64966KDP5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
1050000.00
1086158.13
0.0006
N
1087327.50
1087327.50
New York City
GO Bonds Fiscal 2013 Series D&E 0.010000%
64966KNG4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Citibank NA
N/A
N/A
N
N
13500000.00
13500000.00
0.0072
N
13500000.00
13500000.00
New York City
GO Bonds Fiscal 2013 Series F1 5.000000%
64966KQF3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-01
2016-03-01
N
N
N
685000.00
695455.27
0.0004
N
695905.20
695905.20
New York City
GO Bonds Fiscal 2014 Series 1 4.000000%
64966KS46
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
1155000.00
1186643.94
0.0006
N
1187513.25
1187513.25
New York City
GO Bonds Fiscal 2014 Series A1 0.010000%
64966KT60
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Citibank NA
N/A
N/A
N
N
8000000.00
8000000.00
0.0043
N
8000000.00
8000000.00
New York City
Go Bonds Fiscal 2014 Series B 4.000000%
64966KT94
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
600000.00
616160.81
0.0003
N
616890.00
616890.00
New York City
GO Bonds Fiscal 2013 Series F1 0.010000%
64966KWR0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Credit Suisse AG
N/A
N/A
N
N
7300000.00
7300000.00
0.0039
N
7300000.00
7300000.00
New York City
GO Bonds Fiscal 2013 Series I 4.000000%
64966KXU2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
225000.00
231041.23
0.0001
N
231333.75
231333.75
New York City
GO Bonds Fiscal 2013 Series J 5.000000%
64966KYP2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
415000.00
429363.23
0.0002
N
429753.25
429753.25
New York City
GO Bonds Fiscal 2014 Series H 5.000000%
64966LEF4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
200000.00
206997.93
0.0001
N
207110.00
207110.00
New York City
GO Bonds Fiscal 2014 Series J 3.000000%
64966LMW8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
485000.00
494731.77
0.0003
N
495058.90
495058.90
New York City
GO Bonds Fiscal 2014 Series I1 0.020000%
88033LA41
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
2635000.00
2635000.00
0.0014
N
2635000.00
2635000.00
New York City
GO Bonds Fiscal 2009 Series I1 0.020000%
88033LH69
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
3000000.00
3000000.00
0.0016
N
3000000.00
3000000.00
New York City
GO Bonds Fiscal 2010 Series E 0.020000%
88033LZU6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
3445000.00
3445000.00
0.0018
N
3445000.00
3445000.00
New York City Housing Development Corp
M/F Mortgage RB (Nagle Courtyard Apts) Series 2004A 0.020000%
64970VCJ0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Fannie Mae
N/A
N/A
Y
Fannie Mae
N/A
N/A
N
4200000.00
4200000.00
0.0022
N
4200000.00
4200000.00
New York City Housing Development Corp
M/F Mortgage RB (1904 Vyse Ave Apts) Series 2005A 0.020000%
64970VCQ4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Fannie Mae
N/A
N/A
Y
Fannie Mae
N/A
N/A
N
4035000.00
4035000.00
0.0021
N
4035000.00
4035000.00
New York City Housing Development Corp
M/F Mortgage RB (33 W Tremont Ave Apts) Series 2005A 0.020000%
64970VCR2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Fannie Mae
N/A
N/A
Y
Fannie Mae
N/A
N/A
N
3490000.00
3490000.00
0.0019
N
3490000.00
3490000.00
New York City Housing Development Corp
M/F Housing RB Series 2013E2 0.020000%
64972B3A1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
32670000.00
32670000.00
0.0174
N
32670000.00
32670000.00
New York City Housing Development Corp
M/F Housing RB Series 2014C3 0.010000%
64972B7N9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
TD Bank NA
N/A
N/A
N
N
3800000.00
3800000.00
0.0020
N
3800000.00
3800000.00
New York City Housing Development Corp
M/F Housing RB Series 2009C1 0.020000%
88033LAX7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
8000000.00
8000000.00
0.0043
N
8000000.00
8000000.00
New York City IDA
IDRB (Gary Plastic Packaging Corp) Series 1998 0.210000%
649705NS5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
1050000.00
1050000.00
0.0006
N
1050000.00
1050000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2009 Series GG2 0.020000%
46632P5H2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
7295000.00
7295000.00
0.0039
N
7295000.00
7295000.00
New York City Municipal Water Finance Auth
Extendible CP Series 7 0.030000%
64971VRF1
Other Commercial Paper
N
First Tier Security
N/A
N/A
2015-11-24
2015-11-24
N
N
N
13735000.00
13735000.00
0.0073
N
13735000.00
13735000.00
New York City Municipal Water Finance Auth
Extendible CP Series 8 0.040000%
64972AHQ3
Other Commercial Paper
N
First Tier Security
N/A
N/A
2015-11-05
2016-05-30
N
N
N
9000000.00
9000000.00
0.0048
N
9000000.09
9000000.09
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2011 Series HH 0.100000%
64972F6D3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Deutsche Bank AG
N/A
N/A
N
N
14700000.00
14700000.00
0.0078
N
14700000.00
14700000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2006 Series BB 3.800000%
64972FAU0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-15
2016-06-15
N
N
N
125000.00
127660.90
0.0001
N
127758.75
127758.75
New York City Municipal Water Finance Auth
Water & Sewer System RB Series 2006BB 5.000000%
64972FBE5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-15
2016-06-15
N
N
N
995000.00
1023509.37
0.0005
N
1024282.85
1024282.85
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2003 Series F1A 0.010000%
64972FG26
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Wells Fargo Bank NA
N/A
N/A
N
N
5000000.00
5000000.00
0.0027
N
5000000.00
5000000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2007 Series CC2 0.010000%
64972FHJ8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-02
2015-11-02
Y
Bank of Nova Scotia
N/A
N/A
N
N
700000.00
700000.00
0.0004
N
700000.00
700000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2010 Series FF 5.000000%
64972FN44
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-15
2016-06-15
N
N
N
275000.00
282807.77
0.0002
N
283093.25
283093.25
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2011 Series BB 4.000000%
64972FU46
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-15
2016-06-15
N
N
N
300000.00
306552.74
0.0002
N
306990.00
306990.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2009 Series AA 5.000000%
64972FVV5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-15
2016-06-15
N
N
N
1295000.00
1332293.40
0.0007
N
1333111.85
1333111.85
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2009 Series DD 0.020000%
64972FYV2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Citibank NA
N/A
N/A
N
N
8125000.00
8125000.00
0.0043
N
8125000.00
8125000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2009 Series FF1 4.000000%
64972FZY5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-15
2016-06-15
N
N
N
225000.00
230089.04
0.0001
N
230242.50
230242.50
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2009 Series FF1 5.000000%
64972FZZ2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-15
2016-06-15
N
N
N
410000.00
421629.58
0.0002
N
422066.30
422066.30
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2013 Series AA2 0.010000%
64972GAS3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Bank of Tokyo Mitsubishi UFJ Ltd
N/A
N/A
N
N
14000000.00
14000000.00
0.0074
N
14000000.00
14000000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2006 Series AA1B 0.010000%
64972GAW4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-02
2015-11-02
Y
State Street Bank & Trust Co NA
N/A
N/A
N
N
3645000.00
3645000.00
0.0019
N
3645000.00
3645000.00
New York City Municipal Water Finance Auth
Water & Sewer System Second General Resolution RB Fiscal 2011 Series EE 0.020000%
64972GCZ5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
6175000.00
6175000.00
0.0033
N
6175000.00
6175000.00
New York City Municipal Water Finance Auth
Water & Sewer System Fiscal 2015 Series BB4 0.010000%
64972GEN0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-02
2015-11-02
Y
Wells Fargo Bank NA
N/A
N/A
N
N
700000.00
700000.00
0.0004
N
700000.00
700000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2016 Series AA1 0.010000%
64972GJN5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-02
2015-11-02
Y
Bank of America NA
N/A
N/A
N
N
6000000.00
6000000.00
0.0032
N
6000000.00
6000000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2016 Series AA2 0.010000%
64972GJQ8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-02
2015-11-02
Y
PNC Bank NA
N/A
N/A
N
N
14250000.00
14250000.00
0.0076
N
14250000.00
14250000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2016 Series AA3 0.010000%
64972GJS4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-02
2015-11-02
Y
Royal Bank of Canada
N/A
N/A
N
N
5000000.00
5000000.00
0.0027
N
5000000.00
5000000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2007 Series A 0.010000%
74703YTU4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Bank of America NA
N/A
N/A
N
N
11500000.00
11500000.00
0.0061
N
11500000.00
11500000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2012 Series BB 0.020000%
74926YVE8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Royal Bank of Canada
N/A
N/A
N
N
10515000.00
10515000.00
0.0056
N
10515000.00
10515000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2013 Series CC 0.030000%
76252PBK4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Barclays Bank Plc
N/A
N/A
N
N
10540000.00
10540000.00
0.0056
N
10540000.00
10540000.00
New York City Municipal Water Finance Auth
Water & Sewer System Second General Resolution RB Fiscal 2012 Series BB 0.030000%
76252PCN7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Barclays Bank Plc
N/A
N/A
N
N
2000000.00
2000000.00
0.0011
N
2000000.00
2000000.00
New York City Municipal Water Finance Auth
Water & Sewer System Second General Resolution RB Fiscal 2014 Series DD 0.020000%
88033LC80
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
4000000.00
4000000.00
0.0021
N
4000000.00
4000000.00
New York City Municipal Water Finance Auth
Water & Sewer System Second General Resolution RB Fiscal 2012 Series FF 0.020000%
88033LRU5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
19640000.00
19640000.00
0.0105
N
19640000.00
19640000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2007 Series B 0.020000%
46632PSE4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
7495000.00
7495000.00
0.0040
N
7495000.00
7495000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2010 Series A1 0.020000%
46633VDB2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
11000000.00
11000000.00
0.0059
N
11000000.00
11000000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2011 Series D1 0.020000%
46633VQ36
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
3750000.00
3750000.00
0.0020
N
3750000.00
3750000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2013 Series F1 0.020000%
46636Y7R5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
3240000.00
3240000.00
0.0017
N
3240000.00
3240000.00
New York City Transitional Finance Auth
Future Tax Secured Refunding Bonds Fiscal 2006 Series A1 4.000000%
64971K3T1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-01
2015-11-01
N
N
N
750000.00
750000.00
0.0004
N
750000.00
750000.00
New York City Transitional Finance Auth
Future Tax Secured Refunding Bonds Fiscal 2006 Series A1 5.000000%
64971K3U8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-01
2015-11-01
N
N
N
1800000.00
1800000.00
0.0010
N
1800000.00
1800000.00
New York City Transitional Finance Auth
Future Tax Secured Refunding Sub Bonds Fiscal 2005 Series A2 5.000000%
64971KR65
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-01
2015-11-01
N
N
N
3565000.00
3565000.00
0.0019
N
3565000.00
3565000.00
New York City Transitional Finance Auth
Future Tax Secured Bonds Fiscal 2007 Series C1 5.000000%
64971MLA8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-01
2015-11-01
N
N
Y
Escrow
Escrow
N/A
N/A
3340000.00
3340000.00
0.0018
N
3340000.00
3340000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2007 Series C1 0.010000%
64971MNB4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Credit Suisse AG
N/A
N/A
N
Y
Escrow
Escrow
N/A
N/A
6000000.00
6000000.00
0.0032
N
6000000.00
6000000.00
New York City Transitional Finance Auth
Recovery Bonds Fiscal 2003 Series 3B1 4.000000%
64971MYG1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-01
2015-11-01
N
N
N
100000.00
100000.00
0.0001
N
100000.00
100000.00
New York City Transitional Finance Auth
Recovery Bonds Fiscal 2003 Series 3B1 5.000000%
64971MYH9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-01
2015-11-01
N
N
N
100000.00
100000.00
0.0001
N
100000.00
100000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2012 Series F1 0.020000%
64971Q6S7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
7500000.00
7500000.00
0.0040
N
7500000.00
7500000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2012 Series F1 0.020000%
64971Q6W8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
3400000.00
3400000.00
0.0018
N
3400000.00
3400000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2010 Series B 5.000000%
64971QC76
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-01
2015-11-01
N
N
N
1475000.00
1475000.00
0.0008
N
1475000.00
1475000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2010 Series D 5.000000%
64971QC92
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-01
2015-11-01
N
N
Y
Escrow
Escrow
N/A
N/A
10000.00
10000.00
0.0000
N
10000.00
10000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2011 Series E 5.000000%
64971QCN1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-01
2015-11-01
N
N
N
3925000.00
3925000.00
0.0021
N
3925000.00
3925000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2010 Series D 5.000000%
64971QD42
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-01
2015-11-01
N
N
N
1250000.00
1250000.00
0.0007
N
1250000.00
1250000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2010 Series I2 4.000000%
64971QF40
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-01
2015-11-01
N
N
N
285000.00
285000.00
0.0002
N
285000.00
285000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2010 Series I2 5.000000%
64971QF65
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-01
2015-11-01
N
N
N
805000.00
805000.00
0.0004
N
805000.00
805000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2013 Series D 5.000000%
64971QL43
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-01
2015-11-01
N
N
N
400000.00
400000.00
0.0002
N
400000.00
400000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2013 Series E 5.000000%
64971QN82
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-01
2015-11-01
N
N
N
100000.00
100000.00
0.0001
N
100000.00
100000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2012 Series C 4.000000%
64971QNP4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-11-01
2016-11-01
N
N
N
235000.00
243412.01
0.0001
N
243650.35
243650.35
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2012 Series C 5.000000%
64971QPF4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-01
2015-11-01
N
N
N
2220000.00
2220000.00
0.0012
N
2220000.00
2220000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2007 Series B 5.000000%
64971QZS5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-01
2015-11-01
N
N
N
1225000.00
1225000.00
0.0007
N
1225000.00
1225000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2014 Series D1 2.000000%
64971WDQ0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-01
2016-02-01
N
N
N
450000.00
451891.11
0.0002
N
452065.50
452065.50
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2015 Series A1 4.000000%
64971WFN5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
100000.00
102672.63
0.0001
N
102799.00
102799.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2014 Series A1 0.020000%
64971WGY0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
5780000.00
5780000.00
0.0031
N
5780000.00
5780000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2015 Series A1 0.020000%
64971WHA1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
2000000.00
2000000.00
0.0011
N
2000000.00
2000000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2003B 5.000000%
64971WHH6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-01
2016-02-01
N
N
N
155000.00
156796.17
0.0001
N
156835.20
156835.20
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2007 Series B 4.000000%
64971WHU7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-01
2015-11-01
N
N
N
120000.00
120000.00
0.0001
N
120000.00
120000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2012 Series C 3.000000%
64971WKG4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-01
2015-11-01
N
N
N
100000.00
100000.00
0.0001
N
100000.00
100000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2013 Series B 5.000000%
64971WKX7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-01
2015-11-01
N
N
N
4690000.00
4690000.00
0.0025
N
4690000.00
4690000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2013 Series H 4.000000%
64971WLV0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-01
2015-11-01
N
N
N
560000.00
560000.00
0.0003
N
560000.00
560000.00
New York City Transitional Finance Auth
Future Tax Secured Refunding Sub Bonds Fiscal 2003 Series A1 5.000000%
64971WQM5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-01
2015-11-01
N
N
Y
Escrow
Escrow
N/A
N/A
10000.00
10000.00
0.0000
N
10000.00
10000.00
New York City Transitional Finance Auth
Future Tax Secured Refunding Sub Bonds Fiscal 2003 Series A1 5.000000%
64971WQN3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-01
2015-11-01
N
N
N
560000.00
560000.00
0.0003
N
560000.00
560000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2012 Series A 5.000000%
64971WRH5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-01
2015-11-01
N
N
Y
Escrow
Escrow
N/A
N/A
40000.00
40000.00
0.0000
N
40000.00
40000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2012 Series A 5.000000%
64971WRJ1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-01
2015-11-01
N
N
N
2980000.00
2980000.00
0.0016
N
2980000.00
2980000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2016 Series A5 0.010000%
64971WUR9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-02
2015-11-02
Y
Royal Bank of Canada
N/A
N/A
N
N
2000000.00
2000000.00
0.0011
N
2000000.00
2000000.00
New York City Transitional Finance Auth
Building Aid RB Fiscal 2007 Series S1 5.000000%
64972HAR3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-07-15
2016-07-15
N
N
Y
Obligor
New York State
N/A
N/A
100000.00
103231.70
0.0001
N
103335.00
103335.00
New York City Transitional Finance Auth
Building Aid RB Fiscal 2008 Series S1 5.000000%
64972HGS5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-01-15
2016-01-15
N
N
Y
Obligor
New York State
N/A
N/A
1250000.00
1261818.81
0.0007
N
1262287.50
1262287.50
New York City Transitional Finance Auth
Building Aid RB Fiscal 2009 Series S1 5.000000%
64972HJD5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-07-15
2016-07-15
N
N
Y
Obligor
New York State
N/A
N/A
100000.00
103238.53
0.0001
N
103335.00
103335.00
New York City Transitional Finance Auth
Building Aid RB Fiscal 2008 Series S1 0.020000%
64972HRC8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Citibank NA
N/A
N/A
N
Y
Obligor
New York State
N/A
N/A
6000000.00
6000000.00
0.0032
N
6000000.00
6000000.00
New York City Transitional Finance Auth
Building Aid RB Fiscal 2012 Series S1A 5.000000%
64972HSP8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-07-15
2016-07-15
N
N
Y
Obligor
New York State
N/A
N/A
350000.00
361338.31
0.0002
N
361672.50
361672.50
New York City Transitional Finance Auth
Building Aid RB Fiscal 2013 Series S1 5.000000%
64972HTZ5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-07-15
2016-07-15
N
N
Y
Obligor
New York State
N/A
N/A
940000.00
970995.77
0.0005
N
971349.00
971349.00
New York City Transitional Finance Auth
Building Aid RB Fiscal 2015 Series S1 0.020000%
64972HWC2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Morgan Stanley Bank NA
N/A
N/A
N
Y
Obligor
New York State
N/A
N/A
4000000.00
4000000.00
0.0021
N
4000000.00
4000000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2012 Series E1 0.020000%
74926YC82
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Royal Bank of Canada
N/A
N/A
N
N
4835000.00
4835000.00
0.0026
N
4835000.00
4835000.00
New York City Transitional Finance Auth
Building Aid RB Fiscal 2015 Series S2 0.020000%
88033MBG1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Toronto-Dominion Bank
N/A
N/A
N
Y
Obligor
New York State
N/A
N/A
3000000.00
3000000.00
0.0016
N
3000000.00
3000000.00
New York City Transitional Finance Auth
Building Aid RB Fiscal 2015 Series S2 0.020000%
88033MEU7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Citibank NA
N/A
N/A
N
Y
Obligor
New York State
N/A
N/A
8000000.00
8000000.00
0.0043
N
8000000.00
8000000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2016 Series A1 0.020000%
88033MGQ4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
1500000.00
1500000.00
0.0008
N
1500000.00
1500000.00
New York City Transitional Finance Auth
Building Aid RB Fiscal 2009 Series S4 0.030000%
94985NHA2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Wells Fargo & Co
N/A
N/A
N
Y
Obligor
New York State
N/A
N/A
16435000.00
16435000.00
0.0087
N
16435000.00
16435000.00
New York City Trust for Cultural Resources
Refunding RB (American Museum of Natural History) Series 2014B1 0.020000%
64972RAB6
Other Municipal Debt
N
First Tier Security
N/A
N/A
2015-11-05
2016-02-26
N
N
Y
Obligor
American Museum of Natural History
N/A
N/A
17225000.00
17225000.00
0.0092
N
17225000.00
17225000.00
New York City Trust for Cultural Resources
Refunding RB (American Museum of Natural History) Series 2014B2 0.020000%
64972SAC2
Other Municipal Debt
N
First Tier Security
N/A
N/A
2015-11-05
2016-06-10
N
N
Y
Obligor
American Museum of Natural History
N/A
N/A
13490000.00
13490000.00
0.0072
N
13490944.30
13490944.30
New York Liberty Development Corp
Liberty RB (1 World Trade Center) Series 2011 0.030000%
46636YEJ5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
Port Auth of New York & New Jersey
N/A
N/A
5815000.00
5815000.00
0.0031
N
5815000.00
5815000.00
New York State
GO Bonds Series 2008A 4.000000%
6497875W4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-01
2016-03-01
N
N
N
100000.00
101203.88
0.0001
N
101260.00
101260.00
New York State
GO Bonds Series 2009A 5.000000%
6497877J1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-15
2016-02-15
N
N
N
260000.00
263458.02
0.0001
N
263572.40
263572.40
New York State
GO Bonds Series 2006A 5.000000%
649787U89
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
N
640000.00
651210.42
0.0003
N
651360.00
651360.00
New York State
GO Refunding Bonds Series 2009C 3.000000%
649791AH3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-01
2016-02-01
N
N
N
1140000.00
1147572.71
0.0006
N
1147980.00
1147980.00
New York State
GO Bonds Series 2010A 3.000000%
649791BD1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-01
2016-03-01
N
N
N
495000.00
499341.09
0.0003
N
499628.25
499628.25
New York State
GO Bonds Series 2011A 5.000000%
649791DC1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-15
2016-02-15
N
N
N
100000.00
101293.01
0.0001
N
101374.00
101374.00
New York State
GO Bonds Series 2013A 5.000000%
649791GZ7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-01
2016-03-01
N
N
N
1000000.00
1015676.25
0.0005
N
1015850.00
1015850.00
New York State Dormitory Auth
RB (Columbia Univ) Series 2008A 0.010000%
07330CLA5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Branch Banking & Trust Co
N/A
N/A
N
Y
Obligor
Columbia Univ
N/A
N/A
6000000.00
6000000.00
0.0032
N
6000000.00
6000000.00
New York State Dormitory Auth
Insured RB (St. John's Univ) Series 2007C 0.010000%
18886PUB9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
State Street Bank & Trust Co NA
N/A
N/A
Y
State Street Bank & Trust Co NA
N/A
N/A
N
26020000.00
26020000.00
0.0138
N
26020000.00
26020000.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2013A 0.020000%
46640KDH4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
2000000.00
2000000.00
0.0011
N
2000000.00
2000000.00
New York State Dormitory Auth
CP (Cornell Univ) 0.050000%
64983LUJ7
Other Commercial Paper
N
First Tier Security
N/A
N/A
2015-12-02
2015-12-02
N
N
Y
Obligor
Cornell University
N/A
N/A
16890000.00
16890000.00
0.0090
N
16890337.97
16890337.97
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2008F 4.750000%
64983M5Q7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-15
2016-02-15
N
N
Y
Obligor
New York State
N/A
N/A
250000.00
253070.93
0.0001
N
253260.00
253260.00
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2009A1 5.000000%
64983M6T0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-15
2016-02-15
N
N
Y
Obligor
New York State
N/A
N/A
2170000.00
2199454.69
0.0012
N
2199815.80
2199815.80
New York State Dormitory Auth
Mental Health Services Facilities Improvement RB Series 2009A1 5.000000%
64983M6V5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-15
2016-02-15
N
N
Y
Obligor
New York State
N/A
N/A
100000.00
101311.89
0.0001
N
101360.00
101360.00
New York State Dormitory Auth
Consolidated Service Contract Refunding RB Series 2009A 4.000000%
64983M8A9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-07-01
2016-07-01
N
N
Y
Obligor
New York State
N/A
N/A
330000.00
337710.50
0.0002
N
337867.20
337867.20
New York State Dormitory Auth
Consolidated Service Contract Refunding RB Series 2009A 5.000000%
64983M8B7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-07-01
2016-07-01
N
N
Y
Obligor
New York State
N/A
N/A
875000.00
901252.52
0.0005
N
901608.75
901608.75
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2008D 5.000000%
64983MQ50
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-15
2016-08-15
N
N
Y
Obligor
New York State
N/A
N/A
665000.00
689060.89
0.0004
N
689664.85
689664.85
New York State Dormitory Auth
State Sales Tax RB Series 2014A 0.020000%
64983PA84
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Morgan Stanley Bank NA
N/A
N/A
N
Y
Obligor
New York State Sales Tax
N/A
N/A
3300000.00
3300000.00
0.0018
N
3300000.00
3300000.00
New York State Dormitory Auth
RB (Columbia Univ) Series 2006A 0.020000%
64983PGM7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Citibank NA
N/A
N/A
N
Y
Obligor
Columbia Univ
N/A
N/A
8535000.00
8535000.00
0.0045
N
8535000.00
8535000.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2006C 0.020000%
64983PJT9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Citibank NA
N/A
N/A
N
Y
Escrow
Escrow
N/A
N/A
25500000.00
25500000.00
0.0136
N
25500000.00
25500000.00
New York State Dormitory Auth
RB (NYU) Series 2009A 0.020000%
64983PZC8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Citibank NA
N/A
N/A
N
Y
Obligor
New York Univ
N/A
N/A
9900000.00
9900000.00
0.0053
N
9900000.00
9900000.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2011A 0.020000%
64983PZY0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Morgan Stanley Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
5935000.00
5935000.00
0.0032
N
5935000.00
5935000.00
New York State Dormitory Auth
RB (Catholic Health) Series 2006B 0.020000%
64983Q5S4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
HSBC BANK USA
N/A
N/A
Y
HSBC Bank USA
N/A
N/A
N
7200000.00
7200000.00
0.0038
N
7200000.00
7200000.00
New York State Dormitory Auth
RB (Culinary Institute of America) Series 2006 0.010000%
64983QV30
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
TD Bank NA
N/A
N/A
Y
TD Bank NA
N/A
N/A
N
3125000.00
3125000.00
0.0017
N
3125000.00
3125000.00
New York State Dormitory Auth
RB (Culinary Institute of America) Series 2004D 0.010000%
64983TZS5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
TD Bank NA
N/A
N/A
Y
TD Bank NA
N/A
N/A
N
5400000.00
5400000.00
0.0029
N
5400000.00
5400000.00
New York State Dormitory Auth
RB (Culinary Institute of America) Series 2004C 0.010000%
64983U7T1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
TD Bank NA
N/A
N/A
Y
TD Bank NA
N/A
N/A
N
12800000.00
12800000.00
0.0068
N
12800000.00
12800000.00
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2003D2F 0.010000%
64983UKT6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State
N/A
N/A
3460000.00
3460000.00
0.0018
N
3460000.00
3460000.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2011A 5.000000%
6499023M3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
450000.00
457667.22
0.0002
N
457969.50
457969.50
New York State Dormitory Auth
State Personal Income Tax RB Series 2011C 5.000000%
6499025T6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
350000.00
356036.20
0.0002
N
356198.50
356198.50
New York State Dormitory Auth
State Personal Income Tax RB Series 2009G 4.000000%
649902K28
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
150000.00
151960.24
0.0001
N
152110.50
152110.50
New York State Dormitory Auth
State Personal Income Tax RB Series 2006B 4.000000%
649902KF9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-12-15
2015-12-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
150000.00
150655.07
0.0001
N
150669.00
150669.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2007A 4.500000%
649902LE1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
150000.00
152252.20
0.0001
N
152389.50
152389.50
New York State Dormitory Auth
State Personal Income Tax RB Series 2007A 5.000000%
649902LF8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
200000.00
203313.02
0.0001
N
203550.00
203550.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2007C 5.000000%
649902MV2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
325000.00
330451.74
0.0002
N
330768.75
330768.75
New York State Dormitory Auth
State Personal Income Tax RB Series 2008A 5.000000%
649902QU0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
150000.00
152599.68
0.0001
N
152662.50
152662.50
New York State Dormitory Auth
State Personal Income Tax RB Series 2008B 5.000000%
649902SD6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
1125000.00
1144030.28
0.0006
N
1144968.75
1144968.75
New York State Dormitory Auth
State Personal Income Tax RB Series 2010E 3.000000%
649902U27
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-15
2016-02-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
100000.00
100765.19
0.0001
N
100810.00
100810.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2009A 4.000000%
649902UV3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-12-15
2015-12-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
450000.00
451919.70
0.0002
N
452020.50
452020.50
New York State Dormitory Auth
State Personal Income Tax RB Series 2009D 4.000000%
649902ZE6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-15
2016-06-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
575000.00
588023.37
0.0003
N
588219.25
588219.25
New York State Dormitory Auth
State Personal Income Tax RB Series 2009D 5.000000%
649902ZK2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-15
2016-06-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
600000.00
617350.60
0.0003
N
617472.00
617472.00
New York State Dormitory Auth
RB (Univ of Rochester) Series 2006A1 0.010000%
6499032J9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Barclays Bank Plc
N/A
N/A
Y
Barclays Bank Plc
N/A
N/A
N
5400000.00
5400000.00
0.0029
N
5400000.00
5400000.00
New York State Dormitory Auth
RB (Univ of Rochester) Series 2006B1 0.010000%
6499032L4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Barclays Bank Plc
N/A
N/A
Y
Barclays Bank Plc
N/A
N/A
N
4530000.00
4530000.00
0.0024
N
4530000.00
4530000.00
New York State Dormitory Auth
RB (NYU) Series 2008A 5.000000%
649903R29
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-07-01
2016-07-01
N
N
Y
Obligor
New York Univ
N/A
N/A
200000.00
206066.79
0.0001
N
206366.00
206366.00
New York State Dormitory Auth
RB (NYU) Series 2008B 5.000000%
649903T35
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-07-01
2016-07-01
N
N
Y
Obligor
New York Univ
N/A
N/A
200000.00
206115.67
0.0001
N
206366.00
206366.00
New York State Dormitory Auth
RB (Royal Charter Properties-East) Series 2006A 0.010000%
649903ZG9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Fannie Mae
N/A
N/A
Y
Fannie Mae
N/A
N/A
N
5800000.00
5800000.00
0.0031
N
5800000.00
5800000.00
New York State Dormitory Auth
RB (Cornell Univ) Series 2009A 3.000000%
649905BY1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-07-01
2016-07-01
N
N
Y
Obligor
Cornell University
N/A
N/A
150000.00
152577.04
0.0001
N
152761.50
152761.50
New York State Dormitory Auth
RB (Cornell Univ) Series 2009A 5.000000%
649905BZ8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-07-01
2016-07-01
N
N
Y
Obligor
Cornell University
N/A
N/A
275000.00
283119.44
0.0002
N
283679.00
283679.00
New York State Dormitory Auth
RB (NYU) Series 2009A 5.000000%
649905UH7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-07-01
2016-07-01
N
N
Y
Obligor
New York Univ
N/A
N/A
475000.00
489565.81
0.0003
N
490119.25
490119.25
New York State Dormitory Auth
Hospital Refunding RB (Wyckoff Heights Medical Center) Series 2015 2.000000%
6499073P5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-15
2016-02-15
N
N
Y
Obligor
New York State
N/A
N/A
3300000.00
3315891.21
0.0018
N
3317292.00
3317292.00
New York State Dormitory Auth
State Sales Tax RB Series 2013A 3.000000%
64990AAB1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Obligor
New York State Sales Tax
N/A
N/A
1000000.00
1010157.35
0.0005
N
1010510.00
1010510.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2012D 1.500000%
64990EFQ5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-15
2016-02-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
150000.00
150512.46
0.0001
N
150585.00
150585.00
New York State Dormitory Auth
RB Series 2012D 5.000000%
64990EM95
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-15
2016-02-15
N
N
Y
Escrow
Escrow
N/A
N/A
35000.00
35477.78
0.0000
N
35477.05
35477.05
New York State Dormitory Auth
State Personal Income Tax RB Series 2010E 5.000000%
64990EPA9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-15
2016-02-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
100000.00
101285.53
0.0001
N
101371.00
101371.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2012D 5.000000%
64990EQ67
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-15
2016-02-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
1115000.00
1130222.46
0.0006
N
1130286.65
1130286.65
New York State Dormitory Auth
State Personal Income Tax RB Series 2010A 5.000000%
64990ES73
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-15
2016-02-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
745000.00
754969.56
0.0004
N
755236.30
755236.30
New York State Dormitory Auth
State Personal Income Tax RB Series 2009A 5.000000%
64990EXF9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-15
2016-02-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
1425000.00
1444487.19
0.0008
N
1444579.50
1444579.50
New York State Dormitory Auth
State Personal Income Tax RB Series 2006D 5.000000%
64990EZ59
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Escrow
Escrow
N/A
N/A
80000.00
81337.74
0.0000
N
81413.60
81413.60
New York State Dormitory Auth
State Personal Income Tax RB Series 2006D 5.000000%
64990EZ75
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
20000.00
20334.43
0.0000
N
20354.20
20354.20
New York State Dormitory Auth
Consolidated Service Contract Refunding RB Series 2010 5.000000%
64990HGH7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-07-01
2016-07-01
N
N
Y
Obligor
New York State
N/A
N/A
150000.00
154448.40
0.0001
N
154723.50
154723.50
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2007D 5.000000%
64990HTU4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-15
2016-02-15
N
N
Y
Obligor
New York State
N/A
N/A
295000.00
298746.08
0.0002
N
299012.00
299012.00
New York State Dormitory Auth
RB (Cornell Univ) Series 2006A 0.040000%
74703YMF4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Bank of America NA
N/A
N/A
N
Y
Obligor
Cornell University
N/A
N/A
9865000.00
9865000.00
0.0052
N
9865000.00
9865000.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2010F 0.040000%
74703YXU9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Bank of America NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
5000000.00
5000000.00
0.0027
N
5000000.00
5000000.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2014C 0.020000%
88033LSG5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
8000000.00
8000000.00
0.0043
N
8000000.00
8000000.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2015B 0.020000%
88033MGT8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
5210000.00
5210000.00
0.0028
N
5210000.00
5210000.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2015B 0.020000%
88033MGW1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
1875000.00
1875000.00
0.0010
N
1875000.00
1875000.00
New York State Environmental Facilities Corp
Clean Water & Drinking Water Revolving Funds RB Series 2010C 0.020000%
46633VY78
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
6600000.00
6600000.00
0.0035
N
6600000.00
6600000.00
New York State Environmental Facilities Corp
Clean Water & Drinking Water Revolving Funds Sub RB Series 2013A 0.020000%
46640KBE3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Environmental Facilities Corp - NYCMWFA Program
N/A
N/A
2500000.00
2500000.00
0.0013
N
2500000.00
2500000.00
New York State Environmental Facilities Corp
State Revolving Funds RB Series 2012B 5.000000%
64985HGB7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-15
2016-08-15
N
N
N
200000.00
207251.44
0.0001
N
207468.00
207468.00
New York State Environmental Facilities Corp
State Revolving Funds RB Series 2011A 3.000000%
64985HPJ0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-15
2016-02-15
N
N
N
350000.00
352620.53
0.0002
N
352856.00
352856.00
New York State Environmental Facilities Corp
State Clean Water & Drinking Water Revolving Funds RB Series 2002K 5.500000%
64985WEU4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-15
2016-06-15
N
N
Y
Obligor
New York State Environmental Facilities Corp - NYCMWFA Program
N/A
N/A
200000.00
206304.74
0.0001
N
206524.00
206524.00
New York State Environmental Facilities Corp
Clean Water & Drinking Water Revolving Funds RB Series 2003B 5.250000%
64985WNX8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-12-15
2015-12-15
N
N
N
400000.00
402296.73
0.0002
N
402368.00
402368.00
New York State Environmental Facilities Corp
State Personal Income Tax RB Series 2004A 5.250000%
64985YBB5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-12-15
2015-12-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
100000.00
100567.04
0.0001
N
100592.00
100592.00
New York State Environmental Facilities Corp
State Personal Income Tax RB Series 2006A 5.000000%
64985YCJ7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-12-15
2015-12-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
200000.00
201107.92
0.0001
N
201126.00
201126.00
New York State Environmental Facilities Corp
State Personal Income Tax RB Series 2008A 5.000000%
64985YEK2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-12-15
2015-12-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
725000.00
729075.25
0.0004
N
729074.50
729074.50
New York State Environmental Facilities Corp
Clean Water & Drinking Water Revolving Funds Sub RB Series 2012A 5.000000%
64986AT92
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-15
2016-06-15
N
N
Y
Obligor
New York State Environmental Facilities Corp - NYCMWFA Program
N/A
N/A
100000.00
102870.60
0.0001
N
102956.00
102956.00
New York State Environmental Facilities Corp
Clean Water & Drinking Water Revolving Funds Sub RB Series 2007B 5.000000%
64986ATK7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-15
2016-06-15
N
N
Y
Obligor
New York State Environmental Facilities Corp - NYCMWFA Program
N/A
N/A
315000.00
323961.36
0.0002
N
324311.40
324311.40
New York State Environmental Facilities Corp
Clean Water & Drinking Water Revolving Funds Sub RB Series 2007C 5.000000%
64986AUZ2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-15
2016-06-15
N
N
Y
Obligor
New York State Environmental Facilities Corp - NYCMWFA Program
N/A
N/A
250000.00
257083.38
0.0001
N
257390.00
257390.00
New York State Environmental Facilities Corp
State Clean Water & Drinking Water Revolving Funds RB Series 2008A 5.000000%
64986AXS5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-15
2016-06-15
N
N
Y
Obligor
New York State Environmental Facilities Corp - NYCMWFA Program
N/A
N/A
100000.00
102876.44
0.0001
N
102956.00
102956.00
New York State Environmental Facilities Corp
State Clean Water & Drinking Water Revolving Funds Sub RB Series 2013A 3.000000%
64986AY62
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-15
2016-06-15
N
N
Y
Obligor
New York State Environmental Facilities Corp - NYCMWFA Program
N/A
N/A
330000.00
335250.57
0.0002
N
335705.70
335705.70
New York State HFA
Housing RB (10 Liberty St) Series 2003A 0.010000%
64986MC78
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Freddie Mac
N/A
N/A
Y
Freddie Mac
N/A
N/A
N
7625000.00
7625000.00
0.0041
N
7625000.00
7625000.00
New York State HFA
Housing RB (Gateway to New Cassel) Series 2006A 0.020000%
64986MF34
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
5800000.00
5800000.00
0.0031
N
5800000.00
5800000.00
New York State HFA
Housing RB Series 2006A 0.020000%
64986MJ22
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Fannie Mae
N/A
N/A
Y
Fannie Mae
N/A
N/A
N
10900000.00
10900000.00
0.0058
N
10900000.00
10900000.00
New York State HFA
Housing RB (North End Ave) Series 2004A 0.010000%
64986MJ55
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Fannie Mae
N/A
N/A
Y
Fannie Mae
N/A
N/A
N
4500000.00
4500000.00
0.0024
N
4500000.00
4500000.00
New York State HFA
Housing RB (100 Maiden Lane) Series 2004A 0.010000%
64986MM28
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Fannie Mae
N/A
N/A
Y
Fannie Mae
N/A
N/A
N
66175000.00
66175000.00
0.0352
N
66175000.00
66175000.00
New York State HFA
Housing RB (West Village Apts) Series 2008A 0.020000%
64986MS89
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Citibank NA
N/A
N/A
Y
Citibank NA
N/A
N/A
N
6100000.00
6100000.00
0.0032
N
6100000.00
6100000.00
New York State HFA
Housing RB (Biltmore Tower) Series 2002A 0.010000%
64986MYC3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Fannie Mae
N/A
N/A
Y
Fannie Mae
N/A
N/A
N
3000000.00
3000000.00
0.0016
N
3000000.00
3000000.00
New York State HFA
Housing RB (Rip Van Winkle House) Series 2004A 0.020000%
64986MZN8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Freddie Mac
N/A
N/A
Y
Freddie Mac
N/A
N/A
N
10700000.00
10700000.00
0.0057
N
10700000.00
10700000.00
New York State HFA
Housing RB (Ocean Park Apts) Series 2005A 0.010000%
64986MZQ1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Fannie Mae
N/A
N/A
Y
Fannie Mae
N/A
N/A
N
28400000.00
28400000.00
0.0151
N
28400000.00
28400000.00
New York State HFA
Housing RB (625 W 57th St) Series 2014A 0.010000%
64986U2E6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Bank of New York Mellon
N/A
N/A
Y
Bank of New York Mellon
N/A
N/A
N
4200000.00
4200000.00
0.0022
N
4200000.00
4200000.00
New York State HFA
Housing RB (625 W 57th St) Series 2015A1 0.010000%
64986U2F3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Bank of New York Mellon
N/A
N/A
Y
Bank of New York Mellon
N/A
N/A
N
15715000.00
15715000.00
0.0084
N
15715000.00
15715000.00
New York State HFA
Housing RB (625 W 57th St) Series 2015A2 0.010000%
64986U2H9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Bank of New York Mellon
N/A
N/A
Y
Bank of New York Mellon
N/A
N/A
N
5000000.00
5000000.00
0.0027
N
5000000.00
5000000.00
New York State HFA
Housing RB (33 Bond St) Series 2014A 0.010000%
64986U4D6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
6900000.00
6900000.00
0.0037
N
6900000.00
6900000.00
New York State HFA
Housing RB (Riverside Center 2) Series 2015A1 0.010000%
64986U6G7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Bank of America NA
N/A
N/A
Y
Bank of America NA
N/A
N/A
N
10000000.00
10000000.00
0.0053
N
10000000.00
10000000.00
New York State HFA
Housing RB (Related 205 E 92nd St) Series 2014A 0.010000%
64986UL62
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Wells Fargo Bank NA
N/A
N/A
Y
Wells Fargo Bank NA
N/A
N/A
N
3150000.00
3150000.00
0.0017
N
3150000.00
3150000.00
New York State HFA
Housing RB (600 W 42nd St) Series 2008A 0.010000%
64986UMP9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Fannie Mae
N/A
N/A
Y
Fannie Mae
N/A
N/A
N
26055000.00
26055000.00
0.0139
N
26055000.00
26055000.00
New York State HFA
Housing RB (160 Madison Ave) Series 2014A 0.010000%
64986UR25
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-02
2015-11-02
Y
PNC Bank NA
N/A
N/A
Y
PNC Bank NA
N/A
N/A
N
600000.00
600000.00
0.0003
N
600000.00
600000.00
New York State HFA
State Personal Income Tax RB Series 2005C 0.010000%
649870JH6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
11000000.00
11000000.00
0.0059
N
11000000.00
11000000.00
New York State HFA
Housing RB (Maestro West Chelsea) Series 2015A 0.010000%
64987BFF0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Wells Fargo Bank NA
N/A
N/A
Y
Wells Fargo Bank NA
N/A
N/A
N
3500000.00
3500000.00
0.0019
N
3500000.00
3500000.00
New York State Local Government Assistance Corp
Sr Lien Refunding Bonds Series 2007A 5.000000%
649876G45
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-01
2016-04-01
N
N
N
570000.00
580836.73
0.0003
N
581280.30
581280.30
New York State Local Government Assistance Corp
Sr Lien Refunding Bonds Series 2008A 5.000000%
649876H85
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-01
2016-04-01
N
N
N
365000.00
371941.79
0.0002
N
372223.35
372223.35
New York State Local Government Assistance Corp
Sr Lien Refunding Bonds Series 2008C 5.000000%
649876N88
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-01
2016-04-01
N
N
N
370000.00
376997.54
0.0002
N
377337.10
377337.10
New York State Local Government Assistance Corp
Sub Lien Refunding Bonds Series 2010A 5.000000%
649876T66
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-01
2016-04-01
N
N
N
450000.00
458646.92
0.0002
N
458662.50
458662.50
New York State Local Government Assistance Corp
Sub Refunding Bonds Series 2010B 5.000000%
649876V55
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-01
2016-04-01
N
N
N
200000.00
203756.06
0.0001
N
203966.00
203966.00
New York State Local Government Assistance Corp
Sub Lien Refunding Bonds Series 2011A 5.000000%
649876X46
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-01
2016-04-01
N
N
N
325000.00
331251.29
0.0002
N
331444.75
331444.75
New York State Mortgage Agency
Homeowner Mortgage RB Series 144 0.010000%
649883DQ5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-02
2015-11-02
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
600000.00
600000.00
0.0003
N
600000.00
600000.00
New York State Mortgage Agency
Homeowner Mortgage RB Series 147 0.010000%
649883EN1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
18880000.00
18880000.00
0.0100
N
18880000.00
18880000.00
New York State Mortgage Agency
Homeowner Mortgage RB Series 153 0.020000%
649883HT5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Barclays Bank Plc
N/A
N/A
N
N
18690000.00
18690000.00
0.0099
N
18690000.00
18690000.00
New York State Mortgage Agency
Homeowner Mortgage RB Series 132 0.020000%
64988P2T2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-02
2015-11-02
Y
Royal Bank of Canada
N/A
N/A
N
N
17580000.00
17580000.00
0.0094
N
17580000.00
17580000.00
New York State Municipal Bond Bank Agency
Special School Purpose RB Series 2012A 4.000000%
64988TFS2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-12-01
2015-12-01
N
N
Y
Obligor
New York State
N/A
N/A
1000000.00
1003071.63
0.0005
N
1003120.00
1003120.00
New York State Power Auth
CP Series 1&2 0.040000%
64985GY45
Other Commercial Paper
N
First Tier Security
N/A
N/A
2016-01-14
2016-01-14
N
N
N
13876000.00
13876000.00
0.0074
N
13876277.66
13876277.66
New York State Power Auth
RB Series 2006A 5.000000%
64989KFW1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-15
2015-11-15
N
N
N
250000.00
250424.29
0.0001
N
250445.00
250445.00
New York State Power Auth
RB Series 2007C 5.000000%
64989KGU4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-15
2015-11-15
N
N
N
1695000.00
1697889.83
0.0009
N
1698017.10
1698017.10
New York State Power Auth
CP Series 1&2 0.060000%
64989MEC2
Other Commercial Paper
N
First Tier Security
N/A
N/A
2015-11-19
2015-11-19
N
N
N
10000000.00
10000000.00
0.0053
N
10000300.10
10000300.10
New York State Power Auth
CP Series 1&2 0.040000%
64989MEF5
Other Commercial Paper
N
First Tier Security
N/A
N/A
2015-11-05
2015-11-05
N
N
N
18455000.00
18455000.00
0.0098
N
18455000.18
18455000.18
New York State Power Auth
CP Series 1&2 0.040000%
64989MEP3
Other Commercial Paper
N
First Tier Security
N/A
N/A
2015-12-04
2015-12-04
N
N
N
20000000.00
20000000.00
0.0106
N
20000200.20
20000200.20
New York State Power Auth
CP Series 1&2 0.040000%
64989MEV0
Other Commercial Paper
N
First Tier Security
N/A
N/A
2015-12-03
2015-12-03
N
N
N
20000000.00
20000000.00
0.0106
N
20000200.20
20000200.20
New York State Thruway Auth
General RB Series H 0.010000%
27884FYT1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
US Bank NA
N/A
N/A
Y
US Bank NA
N/A
N/A
N
19260000.00
19260000.00
0.0102
N
19260000.00
19260000.00
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2006A 5.000000%
650014HS5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-01
2016-04-01
N
N
Y
Obligor
New York State Thruway Auth Highway & Bridge Trust Fund
N/A
N/A
150000.00
152805.41
0.0001
N
152968.50
152968.50
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2006A 5.000000%
650014JC8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-01
2016-04-01
N
N
Y
Escrow
Escrow
N/A
N/A
975000.00
993974.26
0.0005
N
994539.00
994539.00
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2007A 5.000000%
650014KG7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-01
2016-04-01
N
N
Y
Obligor
New York State Thruway Auth Highway & Bridge Trust Fund
N/A
N/A
990000.00
1008731.17
0.0005
N
1009592.10
1009592.10
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2008A 5.000000%
650014MM2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-01
2016-04-01
N
N
Y
Obligor
New York State Thruway Auth Highway & Bridge Trust Fund
N/A
N/A
520000.00
529903.89
0.0003
N
530290.80
530290.80
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2008B 5.000000%
650014NR0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-01
2016-04-01
N
N
Y
Obligor
New York State Thruway Auth Highway & Bridge Trust Fund
N/A
N/A
2210000.00
2251903.57
0.0012
N
2253735.90
2253735.90
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2010A 4.000000%
650014SS3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-01
2016-04-01
N
N
Y
Obligor
New York State Thruway Auth Highway & Bridge Trust Fund
N/A
N/A
125000.00
126877.16
0.0001
N
126963.75
126963.75
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2010A 5.000000%
650014ST1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-01
2016-04-01
N
N
Y
Obligor
New York State Thruway Auth Highway & Bridge Trust Fund
N/A
N/A
145000.00
147680.12
0.0001
N
147869.55
147869.55
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Refunding Bonds Series 2011A2 4.000000%
650014VC4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-01
2016-04-01
N
N
Y
Obligor
New York State Thruway Auth Highway & Bridge Trust Fund
N/A
N/A
195000.00
197844.33
0.0001
N
198063.45
198063.45
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2012A 4.000000%
650014WG4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-01
2016-04-01
N
N
Y
Obligor
New York State Thruway Auth Highway & Bridge Trust Fund
N/A
N/A
795000.00
806911.72
0.0004
N
807489.45
807489.45
New York State Thruway Auth
Service Contract Bonds Series 2007 5.000000%
650017VX1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-01
2016-04-01
N
N
Y
Obligor
New York State
N/A
N/A
275000.00
280216.67
0.0001
N
280442.25
280442.25
New York State Thruway Auth
State Personal Income Tax Refunding RB Series 2007A 4.000000%
650028LY7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
350000.00
354751.58
0.0002
N
354924.50
354924.50
New York State Thruway Auth
State Personal Income Tax Refunding RB Series 2007A 5.000000%
650028LZ4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
250000.00
254227.01
0.0001
N
254427.50
254427.50
New York State Thruway Auth
State Personal Income Tax RB Series 2008A 5.000000%
650028NT6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
325000.00
330637.17
0.0002
N
330768.75
330768.75
New York State Thruway Auth
State Personal Income Tax RB Series 2009A 5.000000%
650028QY2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
345000.00
350807.49
0.0002
N
351109.95
351109.95
New York State Thruway Auth
State Personal Income Tax RB Series 2010A 5.000000%
650028SF1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
710000.00
722100.91
0.0004
N
722574.10
722574.10
New York State Thruway Auth
State Personal Income Tax RB Series 2011A 4.000000%
650028SV6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
100000.00
101347.12
0.0001
N
101407.00
101407.00
New York State Thruway Auth
State Personal Income Tax RB Series 2012A 5.000000%
650028UW1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
225000.00
228820.73
0.0001
N
228984.75
228984.75
New York State Tobacco Settlement Financing Corp
Asset-Backed RB Series 2011A 5.000000%
88880TMK9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-01
2016-06-01
N
N
Y
Obligor
New York State
N/A
N/A
1955000.00
2007716.52
0.0011
N
2009016.65
2009016.65
New York State Tobacco Settlement Financing Corp
Asset-Backed RB Series 2011B 5.000000%
88880TMR4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-01
2016-06-01
N
N
Y
Obligor
New York State
N/A
N/A
270000.00
277124.36
0.0001
N
277460.10
277460.10
New York State Urban Development Corp
State Personal Income Tax RB Series 2007B 0.030000%
06740GAL0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Barclays Bank Plc
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
3200000.00
3200000.00
0.0017
N
3200000.00
3200000.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2009A1 0.020000%
46632PUA9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
4995000.00
4995000.00
0.0027
N
4995000.00
4995000.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2013A1 0.020000%
46636Y4B3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
4700000.00
4700000.00
0.0025
N
4700000.00
4700000.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2004A2 5.500000%
650034X71
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
100000.00
101858.60
0.0001
N
101953.00
101953.00
New York State Urban Development Corp
Service Contract Refunding RB Series 2005B 5.000000%
650035AU2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-01-01
2016-01-01
N
N
Y
Obligor
New York State
N/A
N/A
110000.00
110834.16
0.0001
N
110869.00
110869.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2007B 5.000000%
650035CQ9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
100000.00
101719.16
0.0001
N
101771.00
101771.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2013D 5.000000%
650035D39
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
910000.00
925364.99
0.0005
N
926116.10
926116.10
New York State Urban Development Corp
Service Contract Refunding RB Series 2007A 5.000000%
650035EN4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-01-01
2016-01-01
N
N
Y
Obligor
New York State
N/A
N/A
500000.00
503722.89
0.0003
N
503950.00
503950.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2007C 5.000000%
650035FV5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
475000.00
483135.36
0.0003
N
483412.25
483412.25
New York State Urban Development Corp
State Personal Income Tax RB Series 2008A1 4.000000%
650035HH4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-12-15
2015-12-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
575000.00
577536.77
0.0003
N
577581.75
577581.75
New York State Urban Development Corp
Service Contract Refunding RB Series 2008D 5.000000%
650035NY0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-01-01
2016-01-01
N
N
Y
Obligor
New York State
N/A
N/A
6865000.00
6918312.74
0.0037
N
6919233.50
6919233.50
New York State Urban Development Corp
State Personal Income Tax RB Series 2009A1 5.000000%
650035PW2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-12-15
2015-12-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
1300000.00
1307300.87
0.0007
N
1307319.00
1307319.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2009B1 5.000000%
650035QX9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
200000.00
203449.26
0.0001
N
203542.00
203542.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2009C 3.000000%
650035SH2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-12-15
2015-12-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
400000.00
401241.85
0.0002
N
401340.00
401340.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2009C 5.000000%
650035SK5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-12-15
2015-12-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
5205000.00
5234117.52
0.0028
N
5234304.15
5234304.15
New York State Urban Development Corp
Service Contract Refunding RB Series 2010A1 4.000000%
650035TK4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-01-01
2016-01-01
N
N
Y
Obligor
New York State
N/A
N/A
375000.00
377211.20
0.0002
N
377362.50
377362.50
New York State Urban Development Corp
Service Contract Refunding RB Series 2010B 5.000000%
650035US5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-01-01
2016-01-01
N
N
Y
Obligor
New York State
N/A
N/A
11600000.00
11690943.54
0.0062
N
11691640.00
11691640.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2010A 5.000000%
650035VM7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
3520000.00
3580844.03
0.0019
N
3582339.20
3582339.20
New York State Urban Development Corp
Service Contract Refunding RB Series 2011A 4.000000%
650035VY1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-09-15
2016-09-15
N
N
Y
Obligor
New York State
N/A
N/A
100000.00
103117.97
0.0001
N
103243.00
103243.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2013A1 0.020000%
88033LA25
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
3000000.00
3000000.00
0.0016
N
3000000.00
3000000.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2014A 0.020000%
88033LWS4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
7500000.00
7500000.00
0.0040
N
7500000.00
7500000.00
Niagara Cnty
BAN 2015B 1.250000%
653352T46
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-05-12
2016-05-12
N
N
N
9017615.00
9060496.35
0.0048
N
9062703.08
9062703.08
North Hempstead
BAN 2015 Series A 0.850000%
659666QC8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-06
2016-04-06
N
N
N
22000000.00
22056510.47
0.0117
N
22062480.00
22062480.00
North Syracuse CSD
BAN 2015 1.500000%
662735NP0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-12
2016-08-12
N
N
N
9956585.00
10035744.23
0.0053
N
10039025.52
10039025.52
Oceanside UFSD
TAN 2015-2016 2.000000%
675498JK6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-21
2016-06-21
N
N
N
13500000.00
13624221.30
0.0072
N
13630680.00
13630680.00
Patchogue-Medford UFSD
TAN 2015-2016 1.750000%
703023PT2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-24
2016-06-24
N
N
N
10000000.00
10090128.35
0.0054
N
10091000.00
10091000.00
Port Auth of New York & New Jersey
Consolidated Bonds 148th Series 0.020000%
73358T4P3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
9990500.00
9990500.00
0.0053
N
9990500.00
9990500.00
Port Auth of New York & New Jersey
Consolidated Bonds 141st Series 0.050000%
73358T5B3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Citibank NA
N/A
N/A
N
N
18165000.00
18165000.00
0.0097
N
18165000.00
18165000.00
Port Auth of New York & New Jersey
Consolidated Bonds 144th Series 0.020000%
73358TWC1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
750000.00
750000.00
0.0004
N
750000.00
750000.00
Port Auth of New York & New Jersey
Consolidated Bonds 179th Series 4.000000%
73358WQE7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-12-01
2015-12-01
N
N
N
1085000.00
1088195.66
0.0006
N
1088450.30
1088450.30
Port Auth of New York & New Jersey
Consolidated Bonds 179th Series 0.020000%
73358WRM8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Citibank NA
N/A
N/A
N
N
2580000.00
2580000.00
0.0014
N
2580000.00
2580000.00
Port Auth of New York & New Jersey
CP Series B 0.080000%
73359BHC6
Other Commercial Paper
N
First Tier Security
N/A
N/A
2015-11-10
2015-11-10
N
N
N
2610000.00
2610000.00
0.0014
N
2610078.33
2610078.33
Port Auth of New York & New Jersey
CP Series B 0.080000%
73359BHE2
Other Commercial Paper
N
First Tier Security
N/A
N/A
2015-12-02
2015-12-02
N
N
N
6140000.00
6140000.00
0.0033
N
6140307.06
6140307.06
Port Auth of New York & New Jersey
CP Series B 0.050000%
73359BHG7
Other Commercial Paper
N
First Tier Security
N/A
N/A
2015-12-03
2015-12-03
N
N
N
10000000.00
10000000.00
0.0053
N
10000500.10
10000500.10
Port Auth of New York & New Jersey
CP Series B 0.030000%
73359BHP7
Other Commercial Paper
N
First Tier Security
N/A
N/A
2015-11-24
2015-11-24
N
N
N
2650000.00
2650000.00
0.0014
N
2650026.53
2650026.53
Port Auth of New York & New Jersey
CP Series B 0.030000%
73359BHQ5
Other Commercial Paper
N
First Tier Security
N/A
N/A
2015-11-23
2015-11-23
N
N
N
2810000.00
2810000.00
0.0015
N
2810028.13
2810028.13
Port Auth of New York & New Jersey
Consolidated Bonds 194th Series 0.010000%
88033MHJ9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Citibank NA
N/A
N/A
N
N
1220000.00
1220000.00
0.0006
N
1220000.00
1220000.00
Port Auth of New York & New Jersey
Consolidated Bonds 194th Series 0.020000%
88033MHQ3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
8500000.00
8500000.00
0.0045
N
8500000.00
8500000.00
Rensselaer Cnty
GO BAN 2015 2.000000%
759897XE6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-12
2016-08-12
N
N
N
11500000.00
11635382.41
0.0062
N
11642485.00
11642485.00
Rockland Cnty IDA
RB (Northern Riverview) Series 1999 0.110000%
773561AD7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
7365000.00
7365000.00
0.0039
N
7365000.00
7365000.00
Rotterdam-Mohonasen CSD
BAN 2015 2.000000%
778850KC0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-08
2016-04-08
N
N
N
17000000.00
17124365.48
0.0091
N
17130050.00
17130050.00
Sales Tax Asset Receivable Corp
Sales Tax Asset RB Fiscal 2015 Series A 0.020000%
88033LRF8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
3140000.00
3140000.00
0.0017
N
3140000.00
3140000.00
Suffolk County IDA
Civic Facility RB (Guide Dog Foundation for the Blind) Series 2001 0.060000%
864768FD3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
3240000.00
3240000.00
0.0017
N
3240000.00
3240000.00
Sullivan Cnty
GO TAN 2015 1.250000%
865270WZ1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-04
2016-03-04
N
N
N
4250000.00
4263519.89
0.0023
N
4264450.00
4264450.00
Sullivan Cnty
BAN 2015 1.250000%
865270XB3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-04
2016-03-04
N
N
N
7070000.00
7091430.64
0.0038
N
7094038.00
7094038.00
Syracuse IDA
Civic Facility Refunding RB (Crouse Health) Series 2003A 0.020000%
871720BR8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
HSBC BANK USA
N/A
N/A
Y
HSBC Bank USA
N/A
N/A
N
6815000.00
6815000.00
0.0036
N
6815000.00
6815000.00
Three Village CSD
BAN 2015 2.000000%
885766NE1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-26
2016-08-26
N
N
N
2850000.00
2889323.75
0.0015
N
2889928.50
2889928.50
Three Village CSD
TAN 2015-2016 1.750000%
885766NF8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-27
2016-06-27
N
N
N
13000000.00
13124368.66
0.0070
N
13129220.00
13129220.00
Three Village CSD
BAN 2015 1.750000%
885766NG6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-26
2016-08-26
N
N
N
10000000.00
10116015.89
0.0054
N
10118000.00
10118000.00
Tonawanda
BAN 2015 1.125000%
890159J23
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-09
2016-06-09
N
N
N
7756482.00
7768998.92
0.0041
N
7761833.97
7761833.97
Triborough Bridge & Tunnel Auth
General RB Series 2008C 0.060000%
05248RAE1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Bank of America NA
N/A
N/A
N
N
3000000.00
3000000.00
0.0016
N
3000000.00
3000000.00
Triborough Bridge & Tunnel Auth
General Refunding RB Series 2002B 5.250000%
8960298H1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-15
2015-11-15
N
N
N
3795000.00
3801763.75
0.0020
N
3802096.65
3802096.65
Triborough Bridge & Tunnel Auth
General Refunding RB Series 2005B2 0.010000%
89602N2B9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-02
2015-11-02
Y
Wells Fargo Bank NA
N/A
N/A
Y
Wells Fargo Bank NA
N/A
N/A
N
2900000.00
2900000.00
0.0015
N
2900000.00
2900000.00
Triborough Bridge & Tunnel Auth
General Refunding RB Series 2002F 0.020000%
89602NCG7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-02
2015-11-02
Y
Landesbank Hessen-Thuringen Girozentrale
N/A
N/A
Y
Landesbank Hessen-Thuringen Girozentrale
N/A
N/A
N
4235000.00
4235000.00
0.0023
N
4235000.00
4235000.00
Triborough Bridge & Tunnel Auth
General Refunding RB Series 2002B 5.250000%
89602NDF8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-15
2015-11-15
N
N
N
100000.00
100175.98
0.0001
N
100187.00
100187.00
Triborough Bridge & Tunnel Auth
Sub RB Series 2003A 5.250000%
89602NEC4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-15
2015-11-15
N
N
N
1760000.00
1763084.74
0.0009
N
1763132.80
1763132.80
Triborough Bridge & Tunnel Auth
General Refunding RB Series 2005B3 0.010000%
89602NGX6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Bank of Tokyo Mitsubishi UFJ Ltd
N/A
N/A
Y
Bank of Tokyo Mitsubishi UFJ Ltd
N/A
N/A
N
7650000.00
7650000.00
0.0041
N
7650000.00
7650000.00
Triborough Bridge & Tunnel Auth
General RB Series 2008A 4.000000%
89602NME1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-15
2015-11-15
N
N
N
150000.00
150198.40
0.0001
N
150211.50
150211.50
Triborough Bridge & Tunnel Auth
General RB Series 2008A 5.000000%
89602NMF8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-15
2015-11-15
N
N
N
2275000.00
2278833.67
0.0012
N
2279049.50
2279049.50
Triborough Bridge & Tunnel Auth
General RB (MTA Bridges & Tunnels) Series 2008C 5.000000%
89602NPC2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-15
2015-11-15
N
N
N
5640000.00
5649736.43
0.0030
N
5650039.20
5650039.20
Triborough Bridge & Tunnel Auth
General RB Series 2013C 3.000000%
89602NQ64
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-15
2015-11-15
N
N
N
2460000.00
2462449.42
0.0013
N
2462583.00
2462583.00
Triborough Bridge & Tunnel Auth
Sub RB (MTA Bridges & Tunnels) Series 2008D 5.000000%
89602NQD9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-15
2015-11-15
N
N
N
400000.00
400664.00
0.0002
N
400676.00
400676.00
Triborough Bridge & Tunnel Auth
General RB Series 2001C 0.010000%
89602NSQ8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Bank of Tokyo Mitsubishi UFJ Ltd
N/A
N/A
Y
Bank of Tokyo Mitsubishi UFJ Ltd
N/A
N/A
N
13000000.00
13000000.00
0.0069
N
13000000.00
13000000.00
Triborough Bridge & Tunnel Auth
General RB Series 2009A2 0.010000%
89602NUR3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Credit Suisse AG
N/A
N/A
N
N
6500000.00
6500000.00
0.0035
N
6500000.00
6500000.00
Triborough Bridge & Tunnel Auth
General RB Series 2010A1 5.000000%
89602NUX0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-15
2015-11-15
N
N
N
5650000.00
5659653.53
0.0030
N
5660057.00
5660057.00
Triborough Bridge & Tunnel Auth
General Refunding RB Series 2011A 5.000000%
89602NWH3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-01-01
2016-01-01
N
N
N
775000.00
780909.28
0.0004
N
781060.50
781060.50
Triborough Bridge & Tunnel Auth
General RB Series 2003B1 0.010000%
89602NWU4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
PNC Bank NA
N/A
N/A
Y
PNC Bank NA
N/A
N/A
N
3000000.00
3000000.00
0.0016
N
3000000.00
3000000.00
Triborough Bridge & Tunnel Auth
General RB Series 2003B3 0.010000%
89602NWW0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-02
2015-11-02
Y
Wells Fargo Bank NA
N/A
N/A
Y
Wells Fargo Bank NA
N/A
N/A
N
1000000.00
1000000.00
0.0005
N
1000000.00
1000000.00
Triborough Bridge & Tunnel Auth
General RB Series 2012A 5.000000%
89602NXR0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-15
2015-11-15
N
N
N
175000.00
175295.60
0.0001
N
175311.50
175311.50
Triborough Bridge & Tunnel Auth
General RB Series 2013C 0.020000%
89602NZ23
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
6665000.00
6665000.00
0.0035
N
6665000.00
6665000.00
Triborough Bridge & Tunnel Auth
Sub RB (MTA Bridge & Tunnels) Series 2000ABCD2 0.180000%
89602NZ56
Other Municipal Debt
N
First Tier Security
N/A
N/A
2015-11-05
2016-01-01
N
N
N
29200000.00
29205193.97
0.0155
N
29199708.00
29199708.00
Utility Debt Securitization Auth
Restructuring Bonds Series 2013TE17 0.010000%
18886EBQ2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
State Street Bank & Trust Co NA
N/A
N/A
N
N
21665000.00
21665000.00
0.0115
N
21665000.00
21665000.00
Utility Debt Securitization Auth
Restructuring Bonds Series 2013TE17 0.020000%
74926YH20
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
Royal Bank of Canada
N/A
N/A
N
N
6650000.00
6650000.00
0.0035
N
6650000.00
6650000.00
Utility Debt Securitization Auth
Restructuring Bonds Series 2013TE 0.020000%
88033LZE2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-11-06
2015-11-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
3355000.00
3355000.00
0.0018
N
3355000.00
3355000.00
Vestal
BAN 2015 1.250000%
925428SX3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-05-13
2016-05-13
N
N
N
5215000.00
5240755.24
0.0028
N
5242013.70
5242013.70
West Seneca
BAN 2015 2.000000%
955771QY9
Other Municipal Debt
N
First Tier Security
N/A
N/A
2016-07-28
2016-07-28
N
N
N
13180000.00
13329878.99
0.0071
N
13340532.40
13340532.40