0001145549-15-008348.txt : 20151229 0001145549-15-008348.hdr.sgml : 20151229 20151106163247 ACCESSION NUMBER: 0001145549-15-008348 CONFORMED SUBMISSION TYPE: N-MFP PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151031 FILED AS OF DATE: 20151106 DATE AS OF CHANGE: 20151106 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS CENTRAL INDEX KEY: 0000857156 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-MFP SEC ACT: 1933 Act SEC FILE NUMBER: 811-05954 FILM NUMBER: 151212376 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 1-415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS DATE OF NAME CHANGE: 19920703 0000857156 S000004513 Schwab New York Municipal Money Fund C000012394 Sweep Shares SWNXX C000012395 Value Advantage Shares SWYXX N-MFP 1 primary_doc.xml N-MFP N-MFP LIVE N 2015-10-31 0000857156 S000004513 2 N N N N 033-31894 Charles Schwab Investment Management, Inc. 801-35905 PricewaterhouseCoopers LLP San Francisco CA Charles Schwab Investment Management, Inc. Boston Financial Data Services, Inc. 0000275143 84-00896 N N N Single State Fund 47 53 1901736939.14 4898128.72 27398840.69 1879236227.17 0.0010 1.0013 2015-10-31 1.0013 2015-10-31 C000012394 1.00 1661549142.96 1.00 25030372.07 397914264.37 372883892.30 0.0001 1.0013 2015-10-31 1.0013 2015-10-31 C000012395 25000.00 217687084.21 1.00 2118006.35 6453939.04 4335932.69 0.0001 1.0014 2015-10-31 1.0014 2015-10-31 Amherst Development Corp Student Housing Facility Refunding RB Series 2010B 0.050000% 031358AX2 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y HSBC BANK USA N/A N/A Y HSBC Bank USA N/A N/A N 5380000.00 5380000.00 0.0029 N 5380000.00 5380000.00 Amherst IDA Civic Facility RB (Daemen College) Series 2006B 0.060000% 031362EJ1 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 3265000.00 3265000.00 0.0017 N 3265000.00 3265000.00 Bay Shore UFSD TAN 2015-2016 2.000000% 072581KP5 Other Municipal Debt N Unrated Security N/A N/A 2016-06-24 2016-06-24 N N N 10000000.00 10103207.09 0.0054 N 10106700.00 10106700.00 Bayport Blue Point UFSD TAN 2015-2016 1.500000% 073059NT0 Other Municipal Debt N Unrated Security N/A N/A 2016-06-28 2016-06-28 N N N 10500000.00 10581353.73 0.0056 N 10585890.00 10585890.00 Beacon BAN Series 2015A 2.000000% 073653MZ7 Other Municipal Debt N Unrated Security N/A N/A 2016-05-27 2016-05-27 N N N 1000000.00 1009181.73 0.0005 N 1009240.00 1009240.00 Build NYC Resource Corp RB (Asia Society) Series 2015 0.010000% 12008EJF4 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 3000000.00 3000000.00 0.0016 N 3000000.00 3000000.00 Burnt Hills - Ballston Lake CSD GO BAN 2015 1.500000% 122547KX9 Other Municipal Debt N Unrated Security N/A N/A 2016-06-24 2016-06-24 N N N 2000000.00 2014190.14 0.0011 N 2015940.00 2015940.00 Cheektowaga-Maryvale UFSD BAN 2015 1.750000% 162866GU5 Other Municipal Debt N Unrated Security N/A N/A 2016-06-23 2016-06-23 N N N 5540000.00 5583685.56 0.0030 N 5588475.00 5588475.00 Clinton Cnty BAN 2015 Series B 1.500000% 187468JE4 Other Municipal Debt N Unrated Security N/A N/A 2016-06-10 2016-06-10 N N N 9800000.00 9855762.24 0.0052 N 9864386.00 9864386.00 Colonie Local Development Corp RB (Shaker Pointe at Carondelet) Series 2011 0.010000% 196220AA5 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 10000000.00 10000000.00 0.0053 N 10000000.00 10000000.00 Colonie Local Development Corp RB (Shaker Pointe at Carondelet) Series 2013 0.010000% 196220AB3 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 12000000.00 12000000.00 0.0064 N 12000000.00 12000000.00 Columbia Cnty BAN 2015 Series A 1.250000% 197504PG2 Other Municipal Debt N Unrated Security N/A N/A 2016-02-03 2016-02-03 N N N 8600000.00 8622175.28 0.0046 N 8612470.00 8612470.00 East Hampton BAN Series 2015 2.000000% 272731R36 Other Municipal Debt N Unrated Security N/A N/A 2016-08-26 2016-08-26 N N N 2895623.00 2928176.63 0.0016 N 2928748.93 2928748.93 East Rochester Housing Auth Housing RB (Park Ridge Nursing Home) Series 2008 0.080000% 274722DX2 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 13220000.00 13220000.00 0.0070 N 13220000.00 13220000.00 Eastport South Manor CSD TAN 2015-2016 1.500000% 27779THQ4 Other Municipal Debt N Unrated Security N/A N/A 2016-06-24 2016-06-24 N N N 7000000.00 7054121.76 0.0038 N 7054740.00 7054740.00 Franklin Cnty Civic Development Corp RB (Alice Hyde Medical Center) Series 2013A 0.020000% 35313PAA0 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y HSBC BANK USA N/A N/A Y HSBC Bank USA N/A N/A N 4265000.00 4265000.00 0.0023 N 4265000.00 4265000.00 Grand Island CSD BAN 2014 1.500000% 385730JE7 Other Municipal Debt N Unrated Security N/A N/A 2015-12-03 2015-12-03 N N N 7000000.00 7007407.73 0.0037 N 7008120.00 7008120.00 Hampton Bays UFSD School Construction BAN 2015 1.750000% 409095FB7 Other Municipal Debt N Unrated Security N/A N/A 2016-06-24 2016-06-24 N N N 4711250.00 4752199.16 0.0025 N 4756383.78 4756383.78 Islip UFSD TAN 2015-2016 1.500000% 464776PJ6 Other Municipal Debt N Unrated Security N/A N/A 2016-06-24 2016-06-24 N N N 6000000.00 6046367.31 0.0032 N 6046920.00 6046920.00 Jericho UFSD TAN 2015-2016 2.000000% 476358EQ5 Other Municipal Debt N Unrated Security N/A N/A 2016-06-19 2016-06-19 N N N 3330000.00 3366052.63 0.0018 N 3366563.40 3366563.40 Lancaster IDA Civic Facility RB (2000 GreenField Manor) 0.060000% 514502AA1 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 8935000.00 8935000.00 0.0048 N 8935000.00 8935000.00 Longwood CSD TAN 2015-2016 1.750000% 543364FN8 Other Municipal Debt N Unrated Security N/A N/A 2016-06-24 2016-06-24 N N N 2000000.00 2019003.54 0.0011 N 2019080.00 2019080.00 Mattituck-Cutchogue UFSD TAN 2015 1.500000% 577156GQ9 Other Municipal Debt N Unrated Security N/A N/A 2016-06-17 2016-06-17 N N N 9400000.00 9467637.94 0.0050 N 9471534.00 9471534.00 Metropolitan Transportation Auth State Service Contract Refunding Bonds Series 2002A 5.750000% 5925976D5 Other Municipal Debt N Unrated Security N/A N/A 2016-01-01 2016-01-01 N N Y Obligor New York State N/A N/A 525000.00 529630.38 0.0003 N 529830.00 529830.00 Metropolitan Transportation Auth State Service Contract Refunding Bonds Series 2002A 5.750000% 592597T81 Other Municipal Debt N Unrated Security N/A N/A 2016-01-01 2016-01-01 N N Y Obligor New York State N/A N/A 1000000.00 1009003.16 0.0005 N 1009200.00 1009200.00 Metropolitan Transportation Auth Dedicated Tax Fund Refunding Bonds Series 2012A 0.010000% 59259NT78 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Credit Suisse AG N/A N/A N Y Obligor Metropolitan Transportation Auth N/A N/A 6665000.00 6665000.00 0.0035 N 6665000.00 6665000.00 Metropolitan Transportation Auth Transportation RB Series 2007A 4.125000% 59259RX58 Other Municipal Debt N Unrated Security N/A N/A 2015-11-15 2015-11-15 N N N 2100000.00 2102965.77 0.0011 N 2103045.00 2103045.00 Metropolitan Transportation Auth Transportation RB Series 2015A1 1.000000% 59259Y3E7 Other Municipal Debt N Unrated Security N/A N/A 2015-11-15 2015-11-15 N N N 1000000.00 1000314.17 0.0005 N 1000320.00 1000320.00 Metropolitan Transportation Auth Transportation Revenue BAN Series 2015A 0.500000% 59259Y5P0 Other Municipal Debt N First Tier Security N/A N/A 2016-03-01 2016-03-01 N N N 4000000.00 4002960.00 0.0021 N 4003560.00 4003560.00 Metropolitan Transportation Auth Transportation RB Series 2015E2 0.010000% 59259Y7B9 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Bank of Tokyo Mitsubishi UFJ Ltd N/A N/A Y Bank of Tokyo Mitsubishi UFJ Ltd N/A N/A N 5675000.00 5675000.00 0.0030 N 5675000.00 5675000.00 Metropolitan Transportation Auth Transportation RB Series 2015E4 0.020000% 59259Y7E3 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Bank of the West N/A N/A Y Bank of the West N/A N/A N 7000000.00 7000000.00 0.0037 N 7000000.00 7000000.00 Metropolitan Transportation Auth Transportation Refunding Bonds Series 2012G1 0.010000% 59259Y7Q6 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 3275000.00 3275000.00 0.0017 N 3275000.00 3275000.00 Metropolitan Transportation Auth Transportation RB Series 2009A2 5.000000% 59259YBU2 Other Municipal Debt N Unrated Security N/A N/A 2015-11-15 2015-11-15 N N N 1860000.00 1863170.27 0.0010 N 1863273.60 1863273.60 Metropolitan Transportation Auth Transportation Refunding RB Series 2012D 4.000000% 59259YQS1 Other Municipal Debt N Unrated Security N/A N/A 2015-11-15 2015-11-15 N N N 9815000.00 9828383.21 0.0052 N 9828741.00 9828741.00 Metropolitan Transportation Auth Transportation RB Series 2007A 0.020000% 59259YX87 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Citibank NA N/A N/A Y Berkshire Hathaway Assurance Corp N/A N/A N 29500000.00 29500000.00 0.0157 N 29500000.00 29500000.00 Metropolitan Transportation Auth Dedicated Tax Program Dedicated Tax Fund Bonds Series 2004B2 0.020000% 46636YNQ9 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y JPMorgan Chase Bank NA N/A N/A N N 8055000.00 8055000.00 0.0043 N 8055000.00 8055000.00 Metropolitan Transportation Auth Dedicated Tax Program Dedicated Tax Fund Refunding Bonds Series 2011A 5.000000% 59259ND42 Other Municipal Debt N Unrated Security N/A N/A 2015-11-15 2015-11-15 N N N 8125000.00 8138912.93 0.0043 N 8139300.00 8139300.00 Metropolitan Transportation Auth Dedicated Tax Program Dedicated Tax Fund Bonds Series 2002B2 4.000000% 59259NN58 Other Municipal Debt N Unrated Security N/A N/A 2015-11-01 2015-11-01 N N N 1210000.00 1210000.00 0.0006 N 1210000.00 1210000.00 Metropolitan Transportation Auth Dedicated Tax Program Dedicated Tax Fund Bonds Series 2002B2 5.000000% 59259NN74 Other Municipal Debt N Unrated Security N/A N/A 2015-11-01 2015-11-01 N N N 2750000.00 2750000.00 0.0015 N 2750000.00 2750000.00 Metropolitan Transportation Auth Dedicated Tax Program Dedicated Tax Fund Bonds Series 2002B1 0.010000% 59259NP49 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y State Street Bank & Trust Co NA N/A N/A Y State Street Bank & Trust Co NA N/A N/A N 6525000.00 6525000.00 0.0035 N 6525000.00 6525000.00 Metropolitan Transportation Auth Dedicated Tax Program Dedicated Tax Fund Refunding Bonds Series 2012A 4.000000% 59259NS61 Other Municipal Debt N Unrated Security N/A N/A 2015-11-15 2015-11-15 N N N 500000.00 500677.92 0.0003 N 500700.00 500700.00 Metropolitan Transportation Auth Dedicated Tax Program Dedicated Tax Fund Refunding Bonds Series 2012A 0.020000% 59259NT37 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Citibank NA N/A N/A N N 8000000.00 8000000.00 0.0043 N 8000000.00 8000000.00 Metropolitan Transportation Auth Dedicated Tax Program Dedicated Tax Refunding Bonds Series 2008B1 3.000000% 59259NU35 Other Municipal Debt N Unrated Security N/A N/A 2015-11-15 2015-11-15 N N N 105000.00 105098.67 0.0001 N 105109.20 105109.20 Metropolitan Transportation Auth Dedicated Tax Program Dedicated Tax Fund Bonds Series 2006B 0.020000% 59259NUJ0 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Citibank NA N/A N/A N N 5000000.00 5000000.00 0.0027 N 5000000.00 5000000.00 Metropolitan Transportation Auth Dedicated Tax Program Dedicated Tax Fund BAN Series 2015A3 0.750000% 59259NZ48 Other Municipal Debt N First Tier Security N/A N/A 2016-06-01 2016-06-01 N N N 10000000.00 10030423.24 0.0053 N 10030700.00 10030700.00 Middle Cnty CSD BAN 1.500000% 595685MR6 Other Municipal Debt N Unrated Security N/A N/A 2016-08-26 2016-08-26 N N N 8000000.00 8076102.06 0.0043 N 8076160.00 8076160.00 Miller Place UFSD TAN 1.500000% 600582KZ2 Other Municipal Debt N Unrated Security N/A N/A 2016-06-27 2016-06-27 N N N 11000000.00 11072549.66 0.0059 N 11082940.00 11082940.00 Monroe Cnty IDA Civic Facility RB Series 2004 0.110000% 610752CU9 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 1360000.00 1360000.00 0.0007 N 1360000.00 1360000.00 Nassau Cnty Interim Finance Auth Sales Tax Secured Bonds Series 2009A 5.000000% 631663LP4 Other Municipal Debt N Unrated Security N/A N/A 2015-11-15 2015-11-15 N N N 1480000.00 1482502.66 0.0008 N 1482604.80 1482604.80 Nassau Cnty Interim Finance Auth Sales Tax Secured Bonds Series 2008D1 0.010000% 631663MM0 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Bank of New York Mellon N/A N/A N N 15705000.00 15705000.00 0.0084 N 15705000.00 15705000.00 Nassau Health Care Corp Bonds Series 2009C2 0.010000% 63167NAW6 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 485000.00 485000.00 0.0003 N 485000.00 485000.00 New York City GO Bonds Fiscal 2008 Series E 0.010000% 18886PM51 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y State Street Bank & Trust Co NA N/A N/A N N 18695000.00 18695000.00 0.0099 N 18695000.00 18695000.00 New York City GO Bonds Fiscal 2013 Series A1 0.020000% 46640KAC8 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y JPMorgan Chase Bank NA N/A N/A N N 3750000.00 3750000.00 0.0020 N 3750000.00 3750000.00 New York City GO Bonds Fiscal 2007 Series C1 5.000000% 64966F7R9 Other Municipal Debt N Unrated Security N/A N/A 2016-01-01 2016-01-01 N N N 3570000.00 3598005.20 0.0019 N 3598203.00 3598203.00 New York City GO Bonds Fiscal 2006 Series I1 5.000000% 64966FC51 Other Municipal Debt N Unrated Security N/A N/A 2016-04-01 2016-04-01 N N N 100000.00 101909.57 0.0001 N 101987.00 101987.00 New York City GO Bonds Fiscal 2006 Series J1 4.000000% 64966FK86 Other Municipal Debt N Unrated Security N/A N/A 2016-06-01 2016-06-01 N N N 100000.00 102036.94 0.0001 N 102200.00 102200.00 New York City GO Bonds Fiscal 2008 Series L1 5.000000% 64966G3S9 Other Municipal Debt N Unrated Security N/A N/A 2016-04-01 2016-04-01 N N N 465000.00 473775.79 0.0003 N 474239.55 474239.55 New York City GO Bonds Fiscal 2008 Series L1 0.020000% 64966G6D9 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y JPMorgan Chase Bank NA N/A N/A N N 6660000.00 6660000.00 0.0035 N 6660000.00 6660000.00 New York City GO Bonds Fiscal 2003 Series G5 5.000000% 64966G7T3 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 100000.00 103422.93 0.0001 N 103555.00 103555.00 New York City GO Bonds Fiscal 2007 Series D 5.000000% 64966GAJ1 Other Municipal Debt N Unrated Security N/A N/A 2016-02-01 2016-02-01 N N N 300000.00 303477.16 0.0002 N 303567.00 303567.00 New York City GO Bonds Fiscal 2008 Series A1 4.150000% 64966GLN0 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 200000.00 205574.71 0.0001 N 205852.00 205852.00 New York City GO Bonds Fiscal 2008 Series A1 4.500000% 64966GLP5 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 335000.00 345272.74 0.0002 N 345669.75 345669.75 New York City GO Bonds Fiscal 2008 Series A1 5.000000% 64966GM90 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 100000.00 103430.00 0.0001 N 103555.00 103555.00 New York City GO Bonds Fiscal 2008 Series I1 4.500000% 64966GR38 Other Municipal Debt N Unrated Security N/A N/A 2016-02-01 2016-02-01 N N N 265000.00 267741.89 0.0001 N 267830.20 267830.20 New York City GO Bonds Fiscal 2008 Series I1 5.000000% 64966GR46 Other Municipal Debt N Unrated Security N/A N/A 2016-02-01 2016-02-01 N N N 635000.00 642337.40 0.0003 N 642550.15 642550.15 New York City GO Bonds Fiscal 2008 Series A1 5.000000% 64966GSW3 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 1085000.00 1122481.52 0.0006 N 1123571.75 1123571.75 New York City GO Bonds Fiscal 2008 Series J1 5.000000% 64966GX80 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 400000.00 413725.21 0.0002 N 414220.00 414220.00 New York City GO Bonds Fiscal 2008 Series E 5.000000% 64966GYZ9 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 280000.00 289561.26 0.0002 N 289954.00 289954.00 New York City GO Bonds Fiscal 2008 Series D4 0.010000% 64966GZR6 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y BANK OF MONTREAL N/A N/A N N 7050000.00 7050000.00 0.0038 N 7050000.00 7050000.00 New York City GO Bonds Fiscal 2011 Series E 5.000000% 64966H2Y5 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 350000.00 361979.50 0.0002 N 362442.50 362442.50 New York City GO Bonds Fiscal 2009 Series B1 5.250000% 64966HAS9 Other Municipal Debt N Unrated Security N/A N/A 2016-09-01 2016-09-01 N N N 130000.00 135206.82 0.0001 N 135397.60 135397.60 New York City GO Bonds Fiscal 2009 Series C 5.250000% 64966HBP4 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 175000.00 181363.31 0.0001 N 181545.00 181545.00 New York City GO Bonds Fiscal 2011 Series B 4.000000% 64966HC65 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 300000.00 308026.76 0.0002 N 308445.00 308445.00 New York City GO Bonds Fiscal 2009 Series H1 5.000000% 64966HGN4 Other Municipal Debt N Unrated Security N/A N/A 2016-03-01 2016-03-01 N N N 615000.00 624369.96 0.0003 N 624790.80 624790.80 New York City GO Bonds Fiscal 2009 Series H1 0.020000% 64966HHH6 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Morgan Stanley Bank NA N/A N/A N N 15000000.00 15000000.00 0.0080 N 15000000.00 15000000.00 New York City GO Bonds Fiscal 2009 Series J1 0.010000% 64966HMA5 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Citibank NA N/A N/A N N 23225000.00 23225000.00 0.0124 N 23225000.00 23225000.00 New York City GO Bonds Fiscal 2005 Series C3 0.010000% 64966HMG2 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Credit Suisse AG N/A N/A N N 8700000.00 8700000.00 0.0046 N 8700000.00 8700000.00 New York City GO Bonds Fiscal 2010 Series E 4.000000% 64966HSA9 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 200000.00 205397.29 0.0001 N 205630.00 205630.00 New York City GO Bonds Fiscal 2010 Series E 5.000000% 64966HSB7 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 200000.00 206829.77 0.0001 N 207110.00 207110.00 New York City GO Bonds Fiscal 2010 Series H2 3.000000% 64966HZG8 Other Municipal Debt N Unrated Security N/A N/A 2016-06-01 2016-06-01 N N N 100000.00 101439.55 0.0001 N 101626.00 101626.00 New York City GO Bonds Fiscal 2010 Series H2 5.000000% 64966HZV5 Other Municipal Debt N Unrated Security N/A N/A 2016-06-01 2016-06-01 N N N 300000.00 307955.69 0.0002 N 308325.00 308325.00 New York City GO Bonds Fiscal 2013 Series B 5.000000% 64966J3J3 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 135000.00 139641.61 0.0001 N 139799.25 139799.25 New York City GO Bonds Fiscal 2012 Series G1 5.000000% 64966JC95 Other Municipal Debt N Unrated Security N/A N/A 2016-04-01 2016-04-01 N N N 140000.00 142622.34 0.0001 N 142781.80 142781.80 New York City GO Bonds Fiscal 2011 Series I1 5.000000% 64966JEQ5 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 110000.00 113769.31 0.0001 N 113910.50 113910.50 New York City GO Bonds Fiscal 2012 Series I 5.000000% 64966JM60 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 235000.00 243105.11 0.0001 N 243354.25 243354.25 New York City GO Bonds Fiscal 2012 Series B 4.000000% 64966JNM4 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 410000.00 421011.38 0.0002 N 421541.50 421541.50 New York City GO Bonds Fiscal 2004 Series HA 5.000000% 64966JSY3 Other Municipal Debt N Unrated Security N/A N/A 2016-03-01 2016-03-01 N N N 150000.00 152255.84 0.0001 N 152388.00 152388.00 New York City GO Bonds Fiscal 2012 Series F 5.000000% 64966JVN3 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 2445000.00 2529588.55 0.0013 N 2531919.75 2531919.75 New York City GO Bonds Fiscal 2003 Series C-A 5.000000% 64966K4E0 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 420000.00 434541.46 0.0002 N 434931.00 434931.00 New York City GO Bonds Fiscal 2014 Series E 5.000000% 64966K4R1 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 335000.00 346450.42 0.0002 N 346909.25 346909.25 New York City GO Bonds Fiscal 2012 Series D1 0.020000% 64966K6J7 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Morgan Stanley Bank NA N/A N/A N N 2500000.00 2500000.00 0.0013 N 2500000.00 2500000.00 New York City GO Bonds Fiscal 2013 Series D 5.000000% 64966KDP5 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 1050000.00 1086158.13 0.0006 N 1087327.50 1087327.50 New York City GO Bonds Fiscal 2013 Series D&E 0.010000% 64966KNG4 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Citibank NA N/A N/A N N 13500000.00 13500000.00 0.0072 N 13500000.00 13500000.00 New York City GO Bonds Fiscal 2013 Series F1 5.000000% 64966KQF3 Other Municipal Debt N Unrated Security N/A N/A 2016-03-01 2016-03-01 N N N 685000.00 695455.27 0.0004 N 695905.20 695905.20 New York City GO Bonds Fiscal 2014 Series 1 4.000000% 64966KS46 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 1155000.00 1186643.94 0.0006 N 1187513.25 1187513.25 New York City GO Bonds Fiscal 2014 Series A1 0.010000% 64966KT60 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Citibank NA N/A N/A N N 8000000.00 8000000.00 0.0043 N 8000000.00 8000000.00 New York City Go Bonds Fiscal 2014 Series B 4.000000% 64966KT94 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 600000.00 616160.81 0.0003 N 616890.00 616890.00 New York City GO Bonds Fiscal 2013 Series F1 0.010000% 64966KWR0 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Credit Suisse AG N/A N/A N N 7300000.00 7300000.00 0.0039 N 7300000.00 7300000.00 New York City GO Bonds Fiscal 2013 Series I 4.000000% 64966KXU2 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 225000.00 231041.23 0.0001 N 231333.75 231333.75 New York City GO Bonds Fiscal 2013 Series J 5.000000% 64966KYP2 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 415000.00 429363.23 0.0002 N 429753.25 429753.25 New York City GO Bonds Fiscal 2014 Series H 5.000000% 64966LEF4 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 200000.00 206997.93 0.0001 N 207110.00 207110.00 New York City GO Bonds Fiscal 2014 Series J 3.000000% 64966LMW8 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 485000.00 494731.77 0.0003 N 495058.90 495058.90 New York City GO Bonds Fiscal 2014 Series I1 0.020000% 88033LA41 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y JPMorgan Chase Bank NA N/A N/A N N 2635000.00 2635000.00 0.0014 N 2635000.00 2635000.00 New York City GO Bonds Fiscal 2009 Series I1 0.020000% 88033LH69 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Morgan Stanley Bank NA N/A N/A N N 3000000.00 3000000.00 0.0016 N 3000000.00 3000000.00 New York City GO Bonds Fiscal 2010 Series E 0.020000% 88033LZU6 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y JPMorgan Chase Bank NA N/A N/A N N 3445000.00 3445000.00 0.0018 N 3445000.00 3445000.00 New York City Housing Development Corp M/F Mortgage RB (Nagle Courtyard Apts) Series 2004A 0.020000% 64970VCJ0 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Fannie Mae N/A N/A Y Fannie Mae N/A N/A N 4200000.00 4200000.00 0.0022 N 4200000.00 4200000.00 New York City Housing Development Corp M/F Mortgage RB (1904 Vyse Ave Apts) Series 2005A 0.020000% 64970VCQ4 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Fannie Mae N/A N/A Y Fannie Mae N/A N/A N 4035000.00 4035000.00 0.0021 N 4035000.00 4035000.00 New York City Housing Development Corp M/F Mortgage RB (33 W Tremont Ave Apts) Series 2005A 0.020000% 64970VCR2 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Fannie Mae N/A N/A Y Fannie Mae N/A N/A N 3490000.00 3490000.00 0.0019 N 3490000.00 3490000.00 New York City Housing Development Corp M/F Housing RB Series 2013E2 0.020000% 64972B3A1 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y JPMorgan Chase Bank NA N/A N/A N N 32670000.00 32670000.00 0.0174 N 32670000.00 32670000.00 New York City Housing Development Corp M/F Housing RB Series 2014C3 0.010000% 64972B7N9 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y TD Bank NA N/A N/A N N 3800000.00 3800000.00 0.0020 N 3800000.00 3800000.00 New York City Housing Development Corp M/F Housing RB Series 2009C1 0.020000% 88033LAX7 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y JPMorgan Chase Bank NA N/A N/A N N 8000000.00 8000000.00 0.0043 N 8000000.00 8000000.00 New York City IDA IDRB (Gary Plastic Packaging Corp) Series 1998 0.210000% 649705NS5 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 1050000.00 1050000.00 0.0006 N 1050000.00 1050000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2009 Series GG2 0.020000% 46632P5H2 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y JPMorgan Chase Bank NA N/A N/A N N 7295000.00 7295000.00 0.0039 N 7295000.00 7295000.00 New York City Municipal Water Finance Auth Extendible CP Series 7 0.030000% 64971VRF1 Other Commercial Paper N First Tier Security N/A N/A 2015-11-24 2015-11-24 N N N 13735000.00 13735000.00 0.0073 N 13735000.00 13735000.00 New York City Municipal Water Finance Auth Extendible CP Series 8 0.040000% 64972AHQ3 Other Commercial Paper N First Tier Security N/A N/A 2015-11-05 2016-05-30 N N N 9000000.00 9000000.00 0.0048 N 9000000.09 9000000.09 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2011 Series HH 0.100000% 64972F6D3 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Deutsche Bank AG N/A N/A N N 14700000.00 14700000.00 0.0078 N 14700000.00 14700000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2006 Series BB 3.800000% 64972FAU0 Other Municipal Debt N Unrated Security N/A N/A 2016-06-15 2016-06-15 N N N 125000.00 127660.90 0.0001 N 127758.75 127758.75 New York City Municipal Water Finance Auth Water & Sewer System RB Series 2006BB 5.000000% 64972FBE5 Other Municipal Debt N Unrated Security N/A N/A 2016-06-15 2016-06-15 N N N 995000.00 1023509.37 0.0005 N 1024282.85 1024282.85 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2003 Series F1A 0.010000% 64972FG26 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Wells Fargo Bank NA N/A N/A N N 5000000.00 5000000.00 0.0027 N 5000000.00 5000000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2007 Series CC2 0.010000% 64972FHJ8 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-02 2015-11-02 Y Bank of Nova Scotia N/A N/A N N 700000.00 700000.00 0.0004 N 700000.00 700000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2010 Series FF 5.000000% 64972FN44 Other Municipal Debt N Unrated Security N/A N/A 2016-06-15 2016-06-15 N N N 275000.00 282807.77 0.0002 N 283093.25 283093.25 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2011 Series BB 4.000000% 64972FU46 Other Municipal Debt N Unrated Security N/A N/A 2016-06-15 2016-06-15 N N N 300000.00 306552.74 0.0002 N 306990.00 306990.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2009 Series AA 5.000000% 64972FVV5 Other Municipal Debt N Unrated Security N/A N/A 2016-06-15 2016-06-15 N N N 1295000.00 1332293.40 0.0007 N 1333111.85 1333111.85 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2009 Series DD 0.020000% 64972FYV2 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Citibank NA N/A N/A N N 8125000.00 8125000.00 0.0043 N 8125000.00 8125000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2009 Series FF1 4.000000% 64972FZY5 Other Municipal Debt N Unrated Security N/A N/A 2016-06-15 2016-06-15 N N N 225000.00 230089.04 0.0001 N 230242.50 230242.50 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2009 Series FF1 5.000000% 64972FZZ2 Other Municipal Debt N Unrated Security N/A N/A 2016-06-15 2016-06-15 N N N 410000.00 421629.58 0.0002 N 422066.30 422066.30 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2013 Series AA2 0.010000% 64972GAS3 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Bank of Tokyo Mitsubishi UFJ Ltd N/A N/A N N 14000000.00 14000000.00 0.0074 N 14000000.00 14000000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2006 Series AA1B 0.010000% 64972GAW4 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-02 2015-11-02 Y State Street Bank & Trust Co NA N/A N/A N N 3645000.00 3645000.00 0.0019 N 3645000.00 3645000.00 New York City Municipal Water Finance Auth Water & Sewer System Second General Resolution RB Fiscal 2011 Series EE 0.020000% 64972GCZ5 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Morgan Stanley Bank NA N/A N/A N N 6175000.00 6175000.00 0.0033 N 6175000.00 6175000.00 New York City Municipal Water Finance Auth Water & Sewer System Fiscal 2015 Series BB4 0.010000% 64972GEN0 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-02 2015-11-02 Y Wells Fargo Bank NA N/A N/A N N 700000.00 700000.00 0.0004 N 700000.00 700000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2016 Series AA1 0.010000% 64972GJN5 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-02 2015-11-02 Y Bank of America NA N/A N/A N N 6000000.00 6000000.00 0.0032 N 6000000.00 6000000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2016 Series AA2 0.010000% 64972GJQ8 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-02 2015-11-02 Y PNC Bank NA N/A N/A N N 14250000.00 14250000.00 0.0076 N 14250000.00 14250000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2016 Series AA3 0.010000% 64972GJS4 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-02 2015-11-02 Y Royal Bank of Canada N/A N/A N N 5000000.00 5000000.00 0.0027 N 5000000.00 5000000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2007 Series A 0.010000% 74703YTU4 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Bank of America NA N/A N/A N N 11500000.00 11500000.00 0.0061 N 11500000.00 11500000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2012 Series BB 0.020000% 74926YVE8 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Royal Bank of Canada N/A N/A N N 10515000.00 10515000.00 0.0056 N 10515000.00 10515000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2013 Series CC 0.030000% 76252PBK4 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Barclays Bank Plc N/A N/A N N 10540000.00 10540000.00 0.0056 N 10540000.00 10540000.00 New York City Municipal Water Finance Auth Water & Sewer System Second General Resolution RB Fiscal 2012 Series BB 0.030000% 76252PCN7 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Barclays Bank Plc N/A N/A N N 2000000.00 2000000.00 0.0011 N 2000000.00 2000000.00 New York City Municipal Water Finance Auth Water & Sewer System Second General Resolution RB Fiscal 2014 Series DD 0.020000% 88033LC80 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y JPMorgan Chase Bank NA N/A N/A N N 4000000.00 4000000.00 0.0021 N 4000000.00 4000000.00 New York City Municipal Water Finance Auth Water & Sewer System Second General Resolution RB Fiscal 2012 Series FF 0.020000% 88033LRU5 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y JPMorgan Chase Bank NA N/A N/A N N 19640000.00 19640000.00 0.0105 N 19640000.00 19640000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2007 Series B 0.020000% 46632PSE4 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y JPMorgan Chase Bank NA N/A N/A N N 7495000.00 7495000.00 0.0040 N 7495000.00 7495000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2010 Series A1 0.020000% 46633VDB2 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y JPMorgan Chase Bank NA N/A N/A N N 11000000.00 11000000.00 0.0059 N 11000000.00 11000000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2011 Series D1 0.020000% 46633VQ36 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y JPMorgan Chase Bank NA N/A N/A N N 3750000.00 3750000.00 0.0020 N 3750000.00 3750000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2013 Series F1 0.020000% 46636Y7R5 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y JPMorgan Chase Bank NA N/A N/A N N 3240000.00 3240000.00 0.0017 N 3240000.00 3240000.00 New York City Transitional Finance Auth Future Tax Secured Refunding Bonds Fiscal 2006 Series A1 4.000000% 64971K3T1 Other Municipal Debt N Unrated Security N/A N/A 2015-11-01 2015-11-01 N N N 750000.00 750000.00 0.0004 N 750000.00 750000.00 New York City Transitional Finance Auth Future Tax Secured Refunding Bonds Fiscal 2006 Series A1 5.000000% 64971K3U8 Other Municipal Debt N Unrated Security N/A N/A 2015-11-01 2015-11-01 N N N 1800000.00 1800000.00 0.0010 N 1800000.00 1800000.00 New York City Transitional Finance Auth Future Tax Secured Refunding Sub Bonds Fiscal 2005 Series A2 5.000000% 64971KR65 Other Municipal Debt N Unrated Security N/A N/A 2015-11-01 2015-11-01 N N N 3565000.00 3565000.00 0.0019 N 3565000.00 3565000.00 New York City Transitional Finance Auth Future Tax Secured Bonds Fiscal 2007 Series C1 5.000000% 64971MLA8 Other Municipal Debt N Unrated Security N/A N/A 2015-11-01 2015-11-01 N N Y Escrow Escrow N/A N/A 3340000.00 3340000.00 0.0018 N 3340000.00 3340000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2007 Series C1 0.010000% 64971MNB4 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Credit Suisse AG N/A N/A N Y Escrow Escrow N/A N/A 6000000.00 6000000.00 0.0032 N 6000000.00 6000000.00 New York City Transitional Finance Auth Recovery Bonds Fiscal 2003 Series 3B1 4.000000% 64971MYG1 Other Municipal Debt N Unrated Security N/A N/A 2015-11-01 2015-11-01 N N N 100000.00 100000.00 0.0001 N 100000.00 100000.00 New York City Transitional Finance Auth Recovery Bonds Fiscal 2003 Series 3B1 5.000000% 64971MYH9 Other Municipal Debt N Unrated Security N/A N/A 2015-11-01 2015-11-01 N N N 100000.00 100000.00 0.0001 N 100000.00 100000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2012 Series F1 0.020000% 64971Q6S7 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Morgan Stanley Bank NA N/A N/A N N 7500000.00 7500000.00 0.0040 N 7500000.00 7500000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2012 Series F1 0.020000% 64971Q6W8 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Morgan Stanley Bank NA N/A N/A N N 3400000.00 3400000.00 0.0018 N 3400000.00 3400000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2010 Series B 5.000000% 64971QC76 Other Municipal Debt N Unrated Security N/A N/A 2015-11-01 2015-11-01 N N N 1475000.00 1475000.00 0.0008 N 1475000.00 1475000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2010 Series D 5.000000% 64971QC92 Other Municipal Debt N Unrated Security N/A N/A 2015-11-01 2015-11-01 N N Y Escrow Escrow N/A N/A 10000.00 10000.00 0.0000 N 10000.00 10000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2011 Series E 5.000000% 64971QCN1 Other Municipal Debt N Unrated Security N/A N/A 2015-11-01 2015-11-01 N N N 3925000.00 3925000.00 0.0021 N 3925000.00 3925000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2010 Series D 5.000000% 64971QD42 Other Municipal Debt N Unrated Security N/A N/A 2015-11-01 2015-11-01 N N N 1250000.00 1250000.00 0.0007 N 1250000.00 1250000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2010 Series I2 4.000000% 64971QF40 Other Municipal Debt N Unrated Security N/A N/A 2015-11-01 2015-11-01 N N N 285000.00 285000.00 0.0002 N 285000.00 285000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2010 Series I2 5.000000% 64971QF65 Other Municipal Debt N Unrated Security N/A N/A 2015-11-01 2015-11-01 N N N 805000.00 805000.00 0.0004 N 805000.00 805000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2013 Series D 5.000000% 64971QL43 Other Municipal Debt N Unrated Security N/A N/A 2015-11-01 2015-11-01 N N N 400000.00 400000.00 0.0002 N 400000.00 400000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2013 Series E 5.000000% 64971QN82 Other Municipal Debt N Unrated Security N/A N/A 2015-11-01 2015-11-01 N N N 100000.00 100000.00 0.0001 N 100000.00 100000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2012 Series C 4.000000% 64971QNP4 Other Municipal Debt N Unrated Security N/A N/A 2016-11-01 2016-11-01 N N N 235000.00 243412.01 0.0001 N 243650.35 243650.35 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2012 Series C 5.000000% 64971QPF4 Other Municipal Debt N Unrated Security N/A N/A 2015-11-01 2015-11-01 N N N 2220000.00 2220000.00 0.0012 N 2220000.00 2220000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2007 Series B 5.000000% 64971QZS5 Other Municipal Debt N Unrated Security N/A N/A 2015-11-01 2015-11-01 N N N 1225000.00 1225000.00 0.0007 N 1225000.00 1225000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2014 Series D1 2.000000% 64971WDQ0 Other Municipal Debt N Unrated Security N/A N/A 2016-02-01 2016-02-01 N N N 450000.00 451891.11 0.0002 N 452065.50 452065.50 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2015 Series A1 4.000000% 64971WFN5 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 100000.00 102672.63 0.0001 N 102799.00 102799.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2014 Series A1 0.020000% 64971WGY0 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Morgan Stanley Bank NA N/A N/A N N 5780000.00 5780000.00 0.0031 N 5780000.00 5780000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2015 Series A1 0.020000% 64971WHA1 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Morgan Stanley Bank NA N/A N/A N N 2000000.00 2000000.00 0.0011 N 2000000.00 2000000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2003B 5.000000% 64971WHH6 Other Municipal Debt N Unrated Security N/A N/A 2016-02-01 2016-02-01 N N N 155000.00 156796.17 0.0001 N 156835.20 156835.20 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2007 Series B 4.000000% 64971WHU7 Other Municipal Debt N Unrated Security N/A N/A 2015-11-01 2015-11-01 N N N 120000.00 120000.00 0.0001 N 120000.00 120000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2012 Series C 3.000000% 64971WKG4 Other Municipal Debt N Unrated Security N/A N/A 2015-11-01 2015-11-01 N N N 100000.00 100000.00 0.0001 N 100000.00 100000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2013 Series B 5.000000% 64971WKX7 Other Municipal Debt N Unrated Security N/A N/A 2015-11-01 2015-11-01 N N N 4690000.00 4690000.00 0.0025 N 4690000.00 4690000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2013 Series H 4.000000% 64971WLV0 Other Municipal Debt N Unrated Security N/A N/A 2015-11-01 2015-11-01 N N N 560000.00 560000.00 0.0003 N 560000.00 560000.00 New York City Transitional Finance Auth Future Tax Secured Refunding Sub Bonds Fiscal 2003 Series A1 5.000000% 64971WQM5 Other Municipal Debt N Unrated Security N/A N/A 2015-11-01 2015-11-01 N N Y Escrow Escrow N/A N/A 10000.00 10000.00 0.0000 N 10000.00 10000.00 New York City Transitional Finance Auth Future Tax Secured Refunding Sub Bonds Fiscal 2003 Series A1 5.000000% 64971WQN3 Other Municipal Debt N Unrated Security N/A N/A 2015-11-01 2015-11-01 N N N 560000.00 560000.00 0.0003 N 560000.00 560000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2012 Series A 5.000000% 64971WRH5 Other Municipal Debt N Unrated Security N/A N/A 2015-11-01 2015-11-01 N N Y Escrow Escrow N/A N/A 40000.00 40000.00 0.0000 N 40000.00 40000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2012 Series A 5.000000% 64971WRJ1 Other Municipal Debt N Unrated Security N/A N/A 2015-11-01 2015-11-01 N N N 2980000.00 2980000.00 0.0016 N 2980000.00 2980000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2016 Series A5 0.010000% 64971WUR9 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-02 2015-11-02 Y Royal Bank of Canada N/A N/A N N 2000000.00 2000000.00 0.0011 N 2000000.00 2000000.00 New York City Transitional Finance Auth Building Aid RB Fiscal 2007 Series S1 5.000000% 64972HAR3 Other Municipal Debt N Unrated Security N/A N/A 2016-07-15 2016-07-15 N N Y Obligor New York State N/A N/A 100000.00 103231.70 0.0001 N 103335.00 103335.00 New York City Transitional Finance Auth Building Aid RB Fiscal 2008 Series S1 5.000000% 64972HGS5 Other Municipal Debt N Unrated Security N/A N/A 2016-01-15 2016-01-15 N N Y Obligor New York State N/A N/A 1250000.00 1261818.81 0.0007 N 1262287.50 1262287.50 New York City Transitional Finance Auth Building Aid RB Fiscal 2009 Series S1 5.000000% 64972HJD5 Other Municipal Debt N Unrated Security N/A N/A 2016-07-15 2016-07-15 N N Y Obligor New York State N/A N/A 100000.00 103238.53 0.0001 N 103335.00 103335.00 New York City Transitional Finance Auth Building Aid RB Fiscal 2008 Series S1 0.020000% 64972HRC8 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Citibank NA N/A N/A N Y Obligor New York State N/A N/A 6000000.00 6000000.00 0.0032 N 6000000.00 6000000.00 New York City Transitional Finance Auth Building Aid RB Fiscal 2012 Series S1A 5.000000% 64972HSP8 Other Municipal Debt N Unrated Security N/A N/A 2016-07-15 2016-07-15 N N Y Obligor New York State N/A N/A 350000.00 361338.31 0.0002 N 361672.50 361672.50 New York City Transitional Finance Auth Building Aid RB Fiscal 2013 Series S1 5.000000% 64972HTZ5 Other Municipal Debt N Unrated Security N/A N/A 2016-07-15 2016-07-15 N N Y Obligor New York State N/A N/A 940000.00 970995.77 0.0005 N 971349.00 971349.00 New York City Transitional Finance Auth Building Aid RB Fiscal 2015 Series S1 0.020000% 64972HWC2 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Morgan Stanley Bank NA N/A N/A N Y Obligor New York State N/A N/A 4000000.00 4000000.00 0.0021 N 4000000.00 4000000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2012 Series E1 0.020000% 74926YC82 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Royal Bank of Canada N/A N/A N N 4835000.00 4835000.00 0.0026 N 4835000.00 4835000.00 New York City Transitional Finance Auth Building Aid RB Fiscal 2015 Series S2 0.020000% 88033MBG1 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Toronto-Dominion Bank N/A N/A N Y Obligor New York State N/A N/A 3000000.00 3000000.00 0.0016 N 3000000.00 3000000.00 New York City Transitional Finance Auth Building Aid RB Fiscal 2015 Series S2 0.020000% 88033MEU7 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Citibank NA N/A N/A N Y Obligor New York State N/A N/A 8000000.00 8000000.00 0.0043 N 8000000.00 8000000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2016 Series A1 0.020000% 88033MGQ4 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y JPMorgan Chase Bank NA N/A N/A N N 1500000.00 1500000.00 0.0008 N 1500000.00 1500000.00 New York City Transitional Finance Auth Building Aid RB Fiscal 2009 Series S4 0.030000% 94985NHA2 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Wells Fargo & Co N/A N/A N Y Obligor New York State N/A N/A 16435000.00 16435000.00 0.0087 N 16435000.00 16435000.00 New York City Trust for Cultural Resources Refunding RB (American Museum of Natural History) Series 2014B1 0.020000% 64972RAB6 Other Municipal Debt N First Tier Security N/A N/A 2015-11-05 2016-02-26 N N Y Obligor American Museum of Natural History N/A N/A 17225000.00 17225000.00 0.0092 N 17225000.00 17225000.00 New York City Trust for Cultural Resources Refunding RB (American Museum of Natural History) Series 2014B2 0.020000% 64972SAC2 Other Municipal Debt N First Tier Security N/A N/A 2015-11-05 2016-06-10 N N Y Obligor American Museum of Natural History N/A N/A 13490000.00 13490000.00 0.0072 N 13490944.30 13490944.30 New York Liberty Development Corp Liberty RB (1 World Trade Center) Series 2011 0.030000% 46636YEJ5 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor Port Auth of New York & New Jersey N/A N/A 5815000.00 5815000.00 0.0031 N 5815000.00 5815000.00 New York State GO Bonds Series 2008A 4.000000% 6497875W4 Other Municipal Debt N Unrated Security N/A N/A 2016-03-01 2016-03-01 N N N 100000.00 101203.88 0.0001 N 101260.00 101260.00 New York State GO Bonds Series 2009A 5.000000% 6497877J1 Other Municipal Debt N Unrated Security N/A N/A 2016-02-15 2016-02-15 N N N 260000.00 263458.02 0.0001 N 263572.40 263572.40 New York State GO Bonds Series 2006A 5.000000% 649787U89 Other Municipal Debt N Unrated Security N/A N/A 2016-03-15 2016-03-15 N N N 640000.00 651210.42 0.0003 N 651360.00 651360.00 New York State GO Refunding Bonds Series 2009C 3.000000% 649791AH3 Other Municipal Debt N Unrated Security N/A N/A 2016-02-01 2016-02-01 N N N 1140000.00 1147572.71 0.0006 N 1147980.00 1147980.00 New York State GO Bonds Series 2010A 3.000000% 649791BD1 Other Municipal Debt N Unrated Security N/A N/A 2016-03-01 2016-03-01 N N N 495000.00 499341.09 0.0003 N 499628.25 499628.25 New York State GO Bonds Series 2011A 5.000000% 649791DC1 Other Municipal Debt N Unrated Security N/A N/A 2016-02-15 2016-02-15 N N N 100000.00 101293.01 0.0001 N 101374.00 101374.00 New York State GO Bonds Series 2013A 5.000000% 649791GZ7 Other Municipal Debt N Unrated Security N/A N/A 2016-03-01 2016-03-01 N N N 1000000.00 1015676.25 0.0005 N 1015850.00 1015850.00 New York State Dormitory Auth RB (Columbia Univ) Series 2008A 0.010000% 07330CLA5 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Branch Banking & Trust Co N/A N/A N Y Obligor Columbia Univ N/A N/A 6000000.00 6000000.00 0.0032 N 6000000.00 6000000.00 New York State Dormitory Auth Insured RB (St. John's Univ) Series 2007C 0.010000% 18886PUB9 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y State Street Bank & Trust Co NA N/A N/A Y State Street Bank & Trust Co NA N/A N/A N 26020000.00 26020000.00 0.0138 N 26020000.00 26020000.00 New York State Dormitory Auth State Personal Income Tax RB Series 2013A 0.020000% 46640KDH4 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 2000000.00 2000000.00 0.0011 N 2000000.00 2000000.00 New York State Dormitory Auth CP (Cornell Univ) 0.050000% 64983LUJ7 Other Commercial Paper N First Tier Security N/A N/A 2015-12-02 2015-12-02 N N Y Obligor Cornell University N/A N/A 16890000.00 16890000.00 0.0090 N 16890337.97 16890337.97 New York State Dormitory Auth Mental Health Services Facilities RB Series 2008F 4.750000% 64983M5Q7 Other Municipal Debt N Unrated Security N/A N/A 2016-02-15 2016-02-15 N N Y Obligor New York State N/A N/A 250000.00 253070.93 0.0001 N 253260.00 253260.00 New York State Dormitory Auth Mental Health Services Facilities RB Series 2009A1 5.000000% 64983M6T0 Other Municipal Debt N Unrated Security N/A N/A 2016-02-15 2016-02-15 N N Y Obligor New York State N/A N/A 2170000.00 2199454.69 0.0012 N 2199815.80 2199815.80 New York State Dormitory Auth Mental Health Services Facilities Improvement RB Series 2009A1 5.000000% 64983M6V5 Other Municipal Debt N Unrated Security N/A N/A 2016-02-15 2016-02-15 N N Y Obligor New York State N/A N/A 100000.00 101311.89 0.0001 N 101360.00 101360.00 New York State Dormitory Auth Consolidated Service Contract Refunding RB Series 2009A 4.000000% 64983M8A9 Other Municipal Debt N Unrated Security N/A N/A 2016-07-01 2016-07-01 N N Y Obligor New York State N/A N/A 330000.00 337710.50 0.0002 N 337867.20 337867.20 New York State Dormitory Auth Consolidated Service Contract Refunding RB Series 2009A 5.000000% 64983M8B7 Other Municipal Debt N Unrated Security N/A N/A 2016-07-01 2016-07-01 N N Y Obligor New York State N/A N/A 875000.00 901252.52 0.0005 N 901608.75 901608.75 New York State Dormitory Auth Mental Health Services Facilities RB Series 2008D 5.000000% 64983MQ50 Other Municipal Debt N Unrated Security N/A N/A 2016-08-15 2016-08-15 N N Y Obligor New York State N/A N/A 665000.00 689060.89 0.0004 N 689664.85 689664.85 New York State Dormitory Auth State Sales Tax RB Series 2014A 0.020000% 64983PA84 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Morgan Stanley Bank NA N/A N/A N Y Obligor New York State Sales Tax N/A N/A 3300000.00 3300000.00 0.0018 N 3300000.00 3300000.00 New York State Dormitory Auth RB (Columbia Univ) Series 2006A 0.020000% 64983PGM7 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Citibank NA N/A N/A N Y Obligor Columbia Univ N/A N/A 8535000.00 8535000.00 0.0045 N 8535000.00 8535000.00 New York State Dormitory Auth State Personal Income Tax RB Series 2006C 0.020000% 64983PJT9 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Citibank NA N/A N/A N Y Escrow Escrow N/A N/A 25500000.00 25500000.00 0.0136 N 25500000.00 25500000.00 New York State Dormitory Auth RB (NYU) Series 2009A 0.020000% 64983PZC8 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Citibank NA N/A N/A N Y Obligor New York Univ N/A N/A 9900000.00 9900000.00 0.0053 N 9900000.00 9900000.00 New York State Dormitory Auth State Personal Income Tax RB Series 2011A 0.020000% 64983PZY0 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Morgan Stanley Bank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 5935000.00 5935000.00 0.0032 N 5935000.00 5935000.00 New York State Dormitory Auth RB (Catholic Health) Series 2006B 0.020000% 64983Q5S4 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y HSBC BANK USA N/A N/A Y HSBC Bank USA N/A N/A N 7200000.00 7200000.00 0.0038 N 7200000.00 7200000.00 New York State Dormitory Auth RB (Culinary Institute of America) Series 2006 0.010000% 64983QV30 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 3125000.00 3125000.00 0.0017 N 3125000.00 3125000.00 New York State Dormitory Auth RB (Culinary Institute of America) Series 2004D 0.010000% 64983TZS5 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 5400000.00 5400000.00 0.0029 N 5400000.00 5400000.00 New York State Dormitory Auth RB (Culinary Institute of America) Series 2004C 0.010000% 64983U7T1 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 12800000.00 12800000.00 0.0068 N 12800000.00 12800000.00 New York State Dormitory Auth Mental Health Services Facilities RB Series 2003D2F 0.010000% 64983UKT6 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State N/A N/A 3460000.00 3460000.00 0.0018 N 3460000.00 3460000.00 New York State Dormitory Auth State Personal Income Tax RB Series 2011A 5.000000% 6499023M3 Other Municipal Debt N Unrated Security N/A N/A 2016-03-15 2016-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 450000.00 457667.22 0.0002 N 457969.50 457969.50 New York State Dormitory Auth State Personal Income Tax RB Series 2011C 5.000000% 6499025T6 Other Municipal Debt N Unrated Security N/A N/A 2016-03-15 2016-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 350000.00 356036.20 0.0002 N 356198.50 356198.50 New York State Dormitory Auth State Personal Income Tax RB Series 2009G 4.000000% 649902K28 Other Municipal Debt N Unrated Security N/A N/A 2016-03-15 2016-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 150000.00 151960.24 0.0001 N 152110.50 152110.50 New York State Dormitory Auth State Personal Income Tax RB Series 2006B 4.000000% 649902KF9 Other Municipal Debt N Unrated Security N/A N/A 2015-12-15 2015-12-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 150000.00 150655.07 0.0001 N 150669.00 150669.00 New York State Dormitory Auth State Personal Income Tax RB Series 2007A 4.500000% 649902LE1 Other Municipal Debt N Unrated Security N/A N/A 2016-03-15 2016-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 150000.00 152252.20 0.0001 N 152389.50 152389.50 New York State Dormitory Auth State Personal Income Tax RB Series 2007A 5.000000% 649902LF8 Other Municipal Debt N Unrated Security N/A N/A 2016-03-15 2016-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 200000.00 203313.02 0.0001 N 203550.00 203550.00 New York State Dormitory Auth State Personal Income Tax RB Series 2007C 5.000000% 649902MV2 Other Municipal Debt N Unrated Security N/A N/A 2016-03-15 2016-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 325000.00 330451.74 0.0002 N 330768.75 330768.75 New York State Dormitory Auth State Personal Income Tax RB Series 2008A 5.000000% 649902QU0 Other Municipal Debt N Unrated Security N/A N/A 2016-03-15 2016-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 150000.00 152599.68 0.0001 N 152662.50 152662.50 New York State Dormitory Auth State Personal Income Tax RB Series 2008B 5.000000% 649902SD6 Other Municipal Debt N Unrated Security N/A N/A 2016-03-15 2016-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 1125000.00 1144030.28 0.0006 N 1144968.75 1144968.75 New York State Dormitory Auth State Personal Income Tax RB Series 2010E 3.000000% 649902U27 Other Municipal Debt N Unrated Security N/A N/A 2016-02-15 2016-02-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 100000.00 100765.19 0.0001 N 100810.00 100810.00 New York State Dormitory Auth State Personal Income Tax RB Series 2009A 4.000000% 649902UV3 Other Municipal Debt N Unrated Security N/A N/A 2015-12-15 2015-12-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 450000.00 451919.70 0.0002 N 452020.50 452020.50 New York State Dormitory Auth State Personal Income Tax RB Series 2009D 4.000000% 649902ZE6 Other Municipal Debt N Unrated Security N/A N/A 2016-06-15 2016-06-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 575000.00 588023.37 0.0003 N 588219.25 588219.25 New York State Dormitory Auth State Personal Income Tax RB Series 2009D 5.000000% 649902ZK2 Other Municipal Debt N Unrated Security N/A N/A 2016-06-15 2016-06-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 600000.00 617350.60 0.0003 N 617472.00 617472.00 New York State Dormitory Auth RB (Univ of Rochester) Series 2006A1 0.010000% 6499032J9 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Barclays Bank Plc N/A N/A Y Barclays Bank Plc N/A N/A N 5400000.00 5400000.00 0.0029 N 5400000.00 5400000.00 New York State Dormitory Auth RB (Univ of Rochester) Series 2006B1 0.010000% 6499032L4 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Barclays Bank Plc N/A N/A Y Barclays Bank Plc N/A N/A N 4530000.00 4530000.00 0.0024 N 4530000.00 4530000.00 New York State Dormitory Auth RB (NYU) Series 2008A 5.000000% 649903R29 Other Municipal Debt N Unrated Security N/A N/A 2016-07-01 2016-07-01 N N Y Obligor New York Univ N/A N/A 200000.00 206066.79 0.0001 N 206366.00 206366.00 New York State Dormitory Auth RB (NYU) Series 2008B 5.000000% 649903T35 Other Municipal Debt N Unrated Security N/A N/A 2016-07-01 2016-07-01 N N Y Obligor New York Univ N/A N/A 200000.00 206115.67 0.0001 N 206366.00 206366.00 New York State Dormitory Auth RB (Royal Charter Properties-East) Series 2006A 0.010000% 649903ZG9 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Fannie Mae N/A N/A Y Fannie Mae N/A N/A N 5800000.00 5800000.00 0.0031 N 5800000.00 5800000.00 New York State Dormitory Auth RB (Cornell Univ) Series 2009A 3.000000% 649905BY1 Other Municipal Debt N Unrated Security N/A N/A 2016-07-01 2016-07-01 N N Y Obligor Cornell University N/A N/A 150000.00 152577.04 0.0001 N 152761.50 152761.50 New York State Dormitory Auth RB (Cornell Univ) Series 2009A 5.000000% 649905BZ8 Other Municipal Debt N Unrated Security N/A N/A 2016-07-01 2016-07-01 N N Y Obligor Cornell University N/A N/A 275000.00 283119.44 0.0002 N 283679.00 283679.00 New York State Dormitory Auth RB (NYU) Series 2009A 5.000000% 649905UH7 Other Municipal Debt N Unrated Security N/A N/A 2016-07-01 2016-07-01 N N Y Obligor New York Univ N/A N/A 475000.00 489565.81 0.0003 N 490119.25 490119.25 New York State Dormitory Auth Hospital Refunding RB (Wyckoff Heights Medical Center) Series 2015 2.000000% 6499073P5 Other Municipal Debt N Unrated Security N/A N/A 2016-02-15 2016-02-15 N N Y Obligor New York State N/A N/A 3300000.00 3315891.21 0.0018 N 3317292.00 3317292.00 New York State Dormitory Auth State Sales Tax RB Series 2013A 3.000000% 64990AAB1 Other Municipal Debt N Unrated Security N/A N/A 2016-03-15 2016-03-15 N N Y Obligor New York State Sales Tax N/A N/A 1000000.00 1010157.35 0.0005 N 1010510.00 1010510.00 New York State Dormitory Auth State Personal Income Tax RB Series 2012D 1.500000% 64990EFQ5 Other Municipal Debt N Unrated Security N/A N/A 2016-02-15 2016-02-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 150000.00 150512.46 0.0001 N 150585.00 150585.00 New York State Dormitory Auth RB Series 2012D 5.000000% 64990EM95 Other Municipal Debt N Unrated Security N/A N/A 2016-02-15 2016-02-15 N N Y Escrow Escrow N/A N/A 35000.00 35477.78 0.0000 N 35477.05 35477.05 New York State Dormitory Auth State Personal Income Tax RB Series 2010E 5.000000% 64990EPA9 Other Municipal Debt N Unrated Security N/A N/A 2016-02-15 2016-02-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 100000.00 101285.53 0.0001 N 101371.00 101371.00 New York State Dormitory Auth State Personal Income Tax RB Series 2012D 5.000000% 64990EQ67 Other Municipal Debt N Unrated Security N/A N/A 2016-02-15 2016-02-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 1115000.00 1130222.46 0.0006 N 1130286.65 1130286.65 New York State Dormitory Auth State Personal Income Tax RB Series 2010A 5.000000% 64990ES73 Other Municipal Debt N Unrated Security N/A N/A 2016-02-15 2016-02-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 745000.00 754969.56 0.0004 N 755236.30 755236.30 New York State Dormitory Auth State Personal Income Tax RB Series 2009A 5.000000% 64990EXF9 Other Municipal Debt N Unrated Security N/A N/A 2016-02-15 2016-02-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 1425000.00 1444487.19 0.0008 N 1444579.50 1444579.50 New York State Dormitory Auth State Personal Income Tax RB Series 2006D 5.000000% 64990EZ59 Other Municipal Debt N Unrated Security N/A N/A 2016-03-15 2016-03-15 N N Y Escrow Escrow N/A N/A 80000.00 81337.74 0.0000 N 81413.60 81413.60 New York State Dormitory Auth State Personal Income Tax RB Series 2006D 5.000000% 64990EZ75 Other Municipal Debt N Unrated Security N/A N/A 2016-03-15 2016-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 20000.00 20334.43 0.0000 N 20354.20 20354.20 New York State Dormitory Auth Consolidated Service Contract Refunding RB Series 2010 5.000000% 64990HGH7 Other Municipal Debt N Unrated Security N/A N/A 2016-07-01 2016-07-01 N N Y Obligor New York State N/A N/A 150000.00 154448.40 0.0001 N 154723.50 154723.50 New York State Dormitory Auth Mental Health Services Facilities RB Series 2007D 5.000000% 64990HTU4 Other Municipal Debt N Unrated Security N/A N/A 2016-02-15 2016-02-15 N N Y Obligor New York State N/A N/A 295000.00 298746.08 0.0002 N 299012.00 299012.00 New York State Dormitory Auth RB (Cornell Univ) Series 2006A 0.040000% 74703YMF4 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Bank of America NA N/A N/A N Y Obligor Cornell University N/A N/A 9865000.00 9865000.00 0.0052 N 9865000.00 9865000.00 New York State Dormitory Auth State Personal Income Tax RB Series 2010F 0.040000% 74703YXU9 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Bank of America NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 5000000.00 5000000.00 0.0027 N 5000000.00 5000000.00 New York State Dormitory Auth State Personal Income Tax RB Series 2014C 0.020000% 88033LSG5 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 8000000.00 8000000.00 0.0043 N 8000000.00 8000000.00 New York State Dormitory Auth State Personal Income Tax RB Series 2015B 0.020000% 88033MGT8 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 5210000.00 5210000.00 0.0028 N 5210000.00 5210000.00 New York State Dormitory Auth State Personal Income Tax RB Series 2015B 0.020000% 88033MGW1 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 1875000.00 1875000.00 0.0010 N 1875000.00 1875000.00 New York State Environmental Facilities Corp Clean Water & Drinking Water Revolving Funds RB Series 2010C 0.020000% 46633VY78 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y JPMorgan Chase Bank NA N/A N/A N N 6600000.00 6600000.00 0.0035 N 6600000.00 6600000.00 New York State Environmental Facilities Corp Clean Water & Drinking Water Revolving Funds Sub RB Series 2013A 0.020000% 46640KBE3 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State Environmental Facilities Corp - NYCMWFA Program N/A N/A 2500000.00 2500000.00 0.0013 N 2500000.00 2500000.00 New York State Environmental Facilities Corp State Revolving Funds RB Series 2012B 5.000000% 64985HGB7 Other Municipal Debt N Unrated Security N/A N/A 2016-08-15 2016-08-15 N N N 200000.00 207251.44 0.0001 N 207468.00 207468.00 New York State Environmental Facilities Corp State Revolving Funds RB Series 2011A 3.000000% 64985HPJ0 Other Municipal Debt N Unrated Security N/A N/A 2016-02-15 2016-02-15 N N N 350000.00 352620.53 0.0002 N 352856.00 352856.00 New York State Environmental Facilities Corp State Clean Water & Drinking Water Revolving Funds RB Series 2002K 5.500000% 64985WEU4 Other Municipal Debt N Unrated Security N/A N/A 2016-06-15 2016-06-15 N N Y Obligor New York State Environmental Facilities Corp - NYCMWFA Program N/A N/A 200000.00 206304.74 0.0001 N 206524.00 206524.00 New York State Environmental Facilities Corp Clean Water & Drinking Water Revolving Funds RB Series 2003B 5.250000% 64985WNX8 Other Municipal Debt N Unrated Security N/A N/A 2015-12-15 2015-12-15 N N N 400000.00 402296.73 0.0002 N 402368.00 402368.00 New York State Environmental Facilities Corp State Personal Income Tax RB Series 2004A 5.250000% 64985YBB5 Other Municipal Debt N Unrated Security N/A N/A 2015-12-15 2015-12-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 100000.00 100567.04 0.0001 N 100592.00 100592.00 New York State Environmental Facilities Corp State Personal Income Tax RB Series 2006A 5.000000% 64985YCJ7 Other Municipal Debt N Unrated Security N/A N/A 2015-12-15 2015-12-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 200000.00 201107.92 0.0001 N 201126.00 201126.00 New York State Environmental Facilities Corp State Personal Income Tax RB Series 2008A 5.000000% 64985YEK2 Other Municipal Debt N Unrated Security N/A N/A 2015-12-15 2015-12-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 725000.00 729075.25 0.0004 N 729074.50 729074.50 New York State Environmental Facilities Corp Clean Water & Drinking Water Revolving Funds Sub RB Series 2012A 5.000000% 64986AT92 Other Municipal Debt N Unrated Security N/A N/A 2016-06-15 2016-06-15 N N Y Obligor New York State Environmental Facilities Corp - NYCMWFA Program N/A N/A 100000.00 102870.60 0.0001 N 102956.00 102956.00 New York State Environmental Facilities Corp Clean Water & Drinking Water Revolving Funds Sub RB Series 2007B 5.000000% 64986ATK7 Other Municipal Debt N Unrated Security N/A N/A 2016-06-15 2016-06-15 N N Y Obligor New York State Environmental Facilities Corp - NYCMWFA Program N/A N/A 315000.00 323961.36 0.0002 N 324311.40 324311.40 New York State Environmental Facilities Corp Clean Water & Drinking Water Revolving Funds Sub RB Series 2007C 5.000000% 64986AUZ2 Other Municipal Debt N Unrated Security N/A N/A 2016-06-15 2016-06-15 N N Y Obligor New York State Environmental Facilities Corp - NYCMWFA Program N/A N/A 250000.00 257083.38 0.0001 N 257390.00 257390.00 New York State Environmental Facilities Corp State Clean Water & Drinking Water Revolving Funds RB Series 2008A 5.000000% 64986AXS5 Other Municipal Debt N Unrated Security N/A N/A 2016-06-15 2016-06-15 N N Y Obligor New York State Environmental Facilities Corp - NYCMWFA Program N/A N/A 100000.00 102876.44 0.0001 N 102956.00 102956.00 New York State Environmental Facilities Corp State Clean Water & Drinking Water Revolving Funds Sub RB Series 2013A 3.000000% 64986AY62 Other Municipal Debt N Unrated Security N/A N/A 2016-06-15 2016-06-15 N N Y Obligor New York State Environmental Facilities Corp - NYCMWFA Program N/A N/A 330000.00 335250.57 0.0002 N 335705.70 335705.70 New York State HFA Housing RB (10 Liberty St) Series 2003A 0.010000% 64986MC78 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Freddie Mac N/A N/A Y Freddie Mac N/A N/A N 7625000.00 7625000.00 0.0041 N 7625000.00 7625000.00 New York State HFA Housing RB (Gateway to New Cassel) Series 2006A 0.020000% 64986MF34 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 5800000.00 5800000.00 0.0031 N 5800000.00 5800000.00 New York State HFA Housing RB Series 2006A 0.020000% 64986MJ22 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Fannie Mae N/A N/A Y Fannie Mae N/A N/A N 10900000.00 10900000.00 0.0058 N 10900000.00 10900000.00 New York State HFA Housing RB (North End Ave) Series 2004A 0.010000% 64986MJ55 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Fannie Mae N/A N/A Y Fannie Mae N/A N/A N 4500000.00 4500000.00 0.0024 N 4500000.00 4500000.00 New York State HFA Housing RB (100 Maiden Lane) Series 2004A 0.010000% 64986MM28 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Fannie Mae N/A N/A Y Fannie Mae N/A N/A N 66175000.00 66175000.00 0.0352 N 66175000.00 66175000.00 New York State HFA Housing RB (West Village Apts) Series 2008A 0.020000% 64986MS89 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Citibank NA N/A N/A Y Citibank NA N/A N/A N 6100000.00 6100000.00 0.0032 N 6100000.00 6100000.00 New York State HFA Housing RB (Biltmore Tower) Series 2002A 0.010000% 64986MYC3 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Fannie Mae N/A N/A Y Fannie Mae N/A N/A N 3000000.00 3000000.00 0.0016 N 3000000.00 3000000.00 New York State HFA Housing RB (Rip Van Winkle House) Series 2004A 0.020000% 64986MZN8 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Freddie Mac N/A N/A Y Freddie Mac N/A N/A N 10700000.00 10700000.00 0.0057 N 10700000.00 10700000.00 New York State HFA Housing RB (Ocean Park Apts) Series 2005A 0.010000% 64986MZQ1 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Fannie Mae N/A N/A Y Fannie Mae N/A N/A N 28400000.00 28400000.00 0.0151 N 28400000.00 28400000.00 New York State HFA Housing RB (625 W 57th St) Series 2014A 0.010000% 64986U2E6 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Bank of New York Mellon N/A N/A Y Bank of New York Mellon N/A N/A N 4200000.00 4200000.00 0.0022 N 4200000.00 4200000.00 New York State HFA Housing RB (625 W 57th St) Series 2015A1 0.010000% 64986U2F3 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Bank of New York Mellon N/A N/A Y Bank of New York Mellon N/A N/A N 15715000.00 15715000.00 0.0084 N 15715000.00 15715000.00 New York State HFA Housing RB (625 W 57th St) Series 2015A2 0.010000% 64986U2H9 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Bank of New York Mellon N/A N/A Y Bank of New York Mellon N/A N/A N 5000000.00 5000000.00 0.0027 N 5000000.00 5000000.00 New York State HFA Housing RB (33 Bond St) Series 2014A 0.010000% 64986U4D6 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 6900000.00 6900000.00 0.0037 N 6900000.00 6900000.00 New York State HFA Housing RB (Riverside Center 2) Series 2015A1 0.010000% 64986U6G7 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Bank of America NA N/A N/A Y Bank of America NA N/A N/A N 10000000.00 10000000.00 0.0053 N 10000000.00 10000000.00 New York State HFA Housing RB (Related 205 E 92nd St) Series 2014A 0.010000% 64986UL62 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 3150000.00 3150000.00 0.0017 N 3150000.00 3150000.00 New York State HFA Housing RB (600 W 42nd St) Series 2008A 0.010000% 64986UMP9 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Fannie Mae N/A N/A Y Fannie Mae N/A N/A N 26055000.00 26055000.00 0.0139 N 26055000.00 26055000.00 New York State HFA Housing RB (160 Madison Ave) Series 2014A 0.010000% 64986UR25 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-02 2015-11-02 Y PNC Bank NA N/A N/A Y PNC Bank NA N/A N/A N 600000.00 600000.00 0.0003 N 600000.00 600000.00 New York State HFA State Personal Income Tax RB Series 2005C 0.010000% 649870JH6 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 11000000.00 11000000.00 0.0059 N 11000000.00 11000000.00 New York State HFA Housing RB (Maestro West Chelsea) Series 2015A 0.010000% 64987BFF0 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 3500000.00 3500000.00 0.0019 N 3500000.00 3500000.00 New York State Local Government Assistance Corp Sr Lien Refunding Bonds Series 2007A 5.000000% 649876G45 Other Municipal Debt N Unrated Security N/A N/A 2016-04-01 2016-04-01 N N N 570000.00 580836.73 0.0003 N 581280.30 581280.30 New York State Local Government Assistance Corp Sr Lien Refunding Bonds Series 2008A 5.000000% 649876H85 Other Municipal Debt N Unrated Security N/A N/A 2016-04-01 2016-04-01 N N N 365000.00 371941.79 0.0002 N 372223.35 372223.35 New York State Local Government Assistance Corp Sr Lien Refunding Bonds Series 2008C 5.000000% 649876N88 Other Municipal Debt N Unrated Security N/A N/A 2016-04-01 2016-04-01 N N N 370000.00 376997.54 0.0002 N 377337.10 377337.10 New York State Local Government Assistance Corp Sub Lien Refunding Bonds Series 2010A 5.000000% 649876T66 Other Municipal Debt N Unrated Security N/A N/A 2016-04-01 2016-04-01 N N N 450000.00 458646.92 0.0002 N 458662.50 458662.50 New York State Local Government Assistance Corp Sub Refunding Bonds Series 2010B 5.000000% 649876V55 Other Municipal Debt N Unrated Security N/A N/A 2016-04-01 2016-04-01 N N N 200000.00 203756.06 0.0001 N 203966.00 203966.00 New York State Local Government Assistance Corp Sub Lien Refunding Bonds Series 2011A 5.000000% 649876X46 Other Municipal Debt N Unrated Security N/A N/A 2016-04-01 2016-04-01 N N N 325000.00 331251.29 0.0002 N 331444.75 331444.75 New York State Mortgage Agency Homeowner Mortgage RB Series 144 0.010000% 649883DQ5 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-02 2015-11-02 Y JPMorgan Chase Bank NA N/A N/A N N 600000.00 600000.00 0.0003 N 600000.00 600000.00 New York State Mortgage Agency Homeowner Mortgage RB Series 147 0.010000% 649883EN1 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y JPMorgan Chase Bank NA N/A N/A N N 18880000.00 18880000.00 0.0100 N 18880000.00 18880000.00 New York State Mortgage Agency Homeowner Mortgage RB Series 153 0.020000% 649883HT5 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Barclays Bank Plc N/A N/A N N 18690000.00 18690000.00 0.0099 N 18690000.00 18690000.00 New York State Mortgage Agency Homeowner Mortgage RB Series 132 0.020000% 64988P2T2 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-02 2015-11-02 Y Royal Bank of Canada N/A N/A N N 17580000.00 17580000.00 0.0094 N 17580000.00 17580000.00 New York State Municipal Bond Bank Agency Special School Purpose RB Series 2012A 4.000000% 64988TFS2 Other Municipal Debt N Unrated Security N/A N/A 2015-12-01 2015-12-01 N N Y Obligor New York State N/A N/A 1000000.00 1003071.63 0.0005 N 1003120.00 1003120.00 New York State Power Auth CP Series 1&2 0.040000% 64985GY45 Other Commercial Paper N First Tier Security N/A N/A 2016-01-14 2016-01-14 N N N 13876000.00 13876000.00 0.0074 N 13876277.66 13876277.66 New York State Power Auth RB Series 2006A 5.000000% 64989KFW1 Other Municipal Debt N Unrated Security N/A N/A 2015-11-15 2015-11-15 N N N 250000.00 250424.29 0.0001 N 250445.00 250445.00 New York State Power Auth RB Series 2007C 5.000000% 64989KGU4 Other Municipal Debt N Unrated Security N/A N/A 2015-11-15 2015-11-15 N N N 1695000.00 1697889.83 0.0009 N 1698017.10 1698017.10 New York State Power Auth CP Series 1&2 0.060000% 64989MEC2 Other Commercial Paper N First Tier Security N/A N/A 2015-11-19 2015-11-19 N N N 10000000.00 10000000.00 0.0053 N 10000300.10 10000300.10 New York State Power Auth CP Series 1&2 0.040000% 64989MEF5 Other Commercial Paper N First Tier Security N/A N/A 2015-11-05 2015-11-05 N N N 18455000.00 18455000.00 0.0098 N 18455000.18 18455000.18 New York State Power Auth CP Series 1&2 0.040000% 64989MEP3 Other Commercial Paper N First Tier Security N/A N/A 2015-12-04 2015-12-04 N N N 20000000.00 20000000.00 0.0106 N 20000200.20 20000200.20 New York State Power Auth CP Series 1&2 0.040000% 64989MEV0 Other Commercial Paper N First Tier Security N/A N/A 2015-12-03 2015-12-03 N N N 20000000.00 20000000.00 0.0106 N 20000200.20 20000200.20 New York State Thruway Auth General RB Series H 0.010000% 27884FYT1 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y US Bank NA N/A N/A Y US Bank NA N/A N/A N 19260000.00 19260000.00 0.0102 N 19260000.00 19260000.00 New York State Thruway Auth Second General Highway & Bridge Trust Fund Bonds Series 2006A 5.000000% 650014HS5 Other Municipal Debt N Unrated Security N/A N/A 2016-04-01 2016-04-01 N N Y Obligor New York State Thruway Auth Highway & Bridge Trust Fund N/A N/A 150000.00 152805.41 0.0001 N 152968.50 152968.50 New York State Thruway Auth Second General Highway & Bridge Trust Fund Bonds Series 2006A 5.000000% 650014JC8 Other Municipal Debt N Unrated Security N/A N/A 2016-04-01 2016-04-01 N N Y Escrow Escrow N/A N/A 975000.00 993974.26 0.0005 N 994539.00 994539.00 New York State Thruway Auth Second General Highway & Bridge Trust Fund Bonds Series 2007A 5.000000% 650014KG7 Other Municipal Debt N Unrated Security N/A N/A 2016-04-01 2016-04-01 N N Y Obligor New York State Thruway Auth Highway & Bridge Trust Fund N/A N/A 990000.00 1008731.17 0.0005 N 1009592.10 1009592.10 New York State Thruway Auth Second General Highway & Bridge Trust Fund Bonds Series 2008A 5.000000% 650014MM2 Other Municipal Debt N Unrated Security N/A N/A 2016-04-01 2016-04-01 N N Y Obligor New York State Thruway Auth Highway & Bridge Trust Fund N/A N/A 520000.00 529903.89 0.0003 N 530290.80 530290.80 New York State Thruway Auth Second General Highway & Bridge Trust Fund Bonds Series 2008B 5.000000% 650014NR0 Other Municipal Debt N Unrated Security N/A N/A 2016-04-01 2016-04-01 N N Y Obligor New York State Thruway Auth Highway & Bridge Trust Fund N/A N/A 2210000.00 2251903.57 0.0012 N 2253735.90 2253735.90 New York State Thruway Auth Second General Highway & Bridge Trust Fund Bonds Series 2010A 4.000000% 650014SS3 Other Municipal Debt N Unrated Security N/A N/A 2016-04-01 2016-04-01 N N Y Obligor New York State Thruway Auth Highway & Bridge Trust Fund N/A N/A 125000.00 126877.16 0.0001 N 126963.75 126963.75 New York State Thruway Auth Second General Highway & Bridge Trust Fund Bonds Series 2010A 5.000000% 650014ST1 Other Municipal Debt N Unrated Security N/A N/A 2016-04-01 2016-04-01 N N Y Obligor New York State Thruway Auth Highway & Bridge Trust Fund N/A N/A 145000.00 147680.12 0.0001 N 147869.55 147869.55 New York State Thruway Auth Second General Highway & Bridge Trust Fund Refunding Bonds Series 2011A2 4.000000% 650014VC4 Other Municipal Debt N Unrated Security N/A N/A 2016-04-01 2016-04-01 N N Y Obligor New York State Thruway Auth Highway & Bridge Trust Fund N/A N/A 195000.00 197844.33 0.0001 N 198063.45 198063.45 New York State Thruway Auth Second General Highway & Bridge Trust Fund Bonds Series 2012A 4.000000% 650014WG4 Other Municipal Debt N Unrated Security N/A N/A 2016-04-01 2016-04-01 N N Y Obligor New York State Thruway Auth Highway & Bridge Trust Fund N/A N/A 795000.00 806911.72 0.0004 N 807489.45 807489.45 New York State Thruway Auth Service Contract Bonds Series 2007 5.000000% 650017VX1 Other Municipal Debt N Unrated Security N/A N/A 2016-04-01 2016-04-01 N N Y Obligor New York State N/A N/A 275000.00 280216.67 0.0001 N 280442.25 280442.25 New York State Thruway Auth State Personal Income Tax Refunding RB Series 2007A 4.000000% 650028LY7 Other Municipal Debt N Unrated Security N/A N/A 2016-03-15 2016-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 350000.00 354751.58 0.0002 N 354924.50 354924.50 New York State Thruway Auth State Personal Income Tax Refunding RB Series 2007A 5.000000% 650028LZ4 Other Municipal Debt N Unrated Security N/A N/A 2016-03-15 2016-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 250000.00 254227.01 0.0001 N 254427.50 254427.50 New York State Thruway Auth State Personal Income Tax RB Series 2008A 5.000000% 650028NT6 Other Municipal Debt N Unrated Security N/A N/A 2016-03-15 2016-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 325000.00 330637.17 0.0002 N 330768.75 330768.75 New York State Thruway Auth State Personal Income Tax RB Series 2009A 5.000000% 650028QY2 Other Municipal Debt N Unrated Security N/A N/A 2016-03-15 2016-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 345000.00 350807.49 0.0002 N 351109.95 351109.95 New York State Thruway Auth State Personal Income Tax RB Series 2010A 5.000000% 650028SF1 Other Municipal Debt N Unrated Security N/A N/A 2016-03-15 2016-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 710000.00 722100.91 0.0004 N 722574.10 722574.10 New York State Thruway Auth State Personal Income Tax RB Series 2011A 4.000000% 650028SV6 Other Municipal Debt N Unrated Security N/A N/A 2016-03-15 2016-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 100000.00 101347.12 0.0001 N 101407.00 101407.00 New York State Thruway Auth State Personal Income Tax RB Series 2012A 5.000000% 650028UW1 Other Municipal Debt N Unrated Security N/A N/A 2016-03-15 2016-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 225000.00 228820.73 0.0001 N 228984.75 228984.75 New York State Tobacco Settlement Financing Corp Asset-Backed RB Series 2011A 5.000000% 88880TMK9 Other Municipal Debt N Unrated Security N/A N/A 2016-06-01 2016-06-01 N N Y Obligor New York State N/A N/A 1955000.00 2007716.52 0.0011 N 2009016.65 2009016.65 New York State Tobacco Settlement Financing Corp Asset-Backed RB Series 2011B 5.000000% 88880TMR4 Other Municipal Debt N Unrated Security N/A N/A 2016-06-01 2016-06-01 N N Y Obligor New York State N/A N/A 270000.00 277124.36 0.0001 N 277460.10 277460.10 New York State Urban Development Corp State Personal Income Tax RB Series 2007B 0.030000% 06740GAL0 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Barclays Bank Plc N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 3200000.00 3200000.00 0.0017 N 3200000.00 3200000.00 New York State Urban Development Corp State Personal Income Tax RB Series 2009A1 0.020000% 46632PUA9 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 4995000.00 4995000.00 0.0027 N 4995000.00 4995000.00 New York State Urban Development Corp State Personal Income Tax RB Series 2013A1 0.020000% 46636Y4B3 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 4700000.00 4700000.00 0.0025 N 4700000.00 4700000.00 New York State Urban Development Corp State Personal Income Tax RB Series 2004A2 5.500000% 650034X71 Other Municipal Debt N Unrated Security N/A N/A 2016-03-15 2016-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 100000.00 101858.60 0.0001 N 101953.00 101953.00 New York State Urban Development Corp Service Contract Refunding RB Series 2005B 5.000000% 650035AU2 Other Municipal Debt N Unrated Security N/A N/A 2016-01-01 2016-01-01 N N Y Obligor New York State N/A N/A 110000.00 110834.16 0.0001 N 110869.00 110869.00 New York State Urban Development Corp State Personal Income Tax RB Series 2007B 5.000000% 650035CQ9 Other Municipal Debt N Unrated Security N/A N/A 2016-03-15 2016-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 100000.00 101719.16 0.0001 N 101771.00 101771.00 New York State Urban Development Corp State Personal Income Tax RB Series 2013D 5.000000% 650035D39 Other Municipal Debt N Unrated Security N/A N/A 2016-03-15 2016-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 910000.00 925364.99 0.0005 N 926116.10 926116.10 New York State Urban Development Corp Service Contract Refunding RB Series 2007A 5.000000% 650035EN4 Other Municipal Debt N Unrated Security N/A N/A 2016-01-01 2016-01-01 N N Y Obligor New York State N/A N/A 500000.00 503722.89 0.0003 N 503950.00 503950.00 New York State Urban Development Corp State Personal Income Tax RB Series 2007C 5.000000% 650035FV5 Other Municipal Debt N Unrated Security N/A N/A 2016-03-15 2016-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 475000.00 483135.36 0.0003 N 483412.25 483412.25 New York State Urban Development Corp State Personal Income Tax RB Series 2008A1 4.000000% 650035HH4 Other Municipal Debt N Unrated Security N/A N/A 2015-12-15 2015-12-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 575000.00 577536.77 0.0003 N 577581.75 577581.75 New York State Urban Development Corp Service Contract Refunding RB Series 2008D 5.000000% 650035NY0 Other Municipal Debt N Unrated Security N/A N/A 2016-01-01 2016-01-01 N N Y Obligor New York State N/A N/A 6865000.00 6918312.74 0.0037 N 6919233.50 6919233.50 New York State Urban Development Corp State Personal Income Tax RB Series 2009A1 5.000000% 650035PW2 Other Municipal Debt N Unrated Security N/A N/A 2015-12-15 2015-12-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 1300000.00 1307300.87 0.0007 N 1307319.00 1307319.00 New York State Urban Development Corp State Personal Income Tax RB Series 2009B1 5.000000% 650035QX9 Other Municipal Debt N Unrated Security N/A N/A 2016-03-15 2016-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 200000.00 203449.26 0.0001 N 203542.00 203542.00 New York State Urban Development Corp State Personal Income Tax RB Series 2009C 3.000000% 650035SH2 Other Municipal Debt N Unrated Security N/A N/A 2015-12-15 2015-12-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 400000.00 401241.85 0.0002 N 401340.00 401340.00 New York State Urban Development Corp State Personal Income Tax RB Series 2009C 5.000000% 650035SK5 Other Municipal Debt N Unrated Security N/A N/A 2015-12-15 2015-12-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 5205000.00 5234117.52 0.0028 N 5234304.15 5234304.15 New York State Urban Development Corp Service Contract Refunding RB Series 2010A1 4.000000% 650035TK4 Other Municipal Debt N Unrated Security N/A N/A 2016-01-01 2016-01-01 N N Y Obligor New York State N/A N/A 375000.00 377211.20 0.0002 N 377362.50 377362.50 New York State Urban Development Corp Service Contract Refunding RB Series 2010B 5.000000% 650035US5 Other Municipal Debt N Unrated Security N/A N/A 2016-01-01 2016-01-01 N N Y Obligor New York State N/A N/A 11600000.00 11690943.54 0.0062 N 11691640.00 11691640.00 New York State Urban Development Corp State Personal Income Tax RB Series 2010A 5.000000% 650035VM7 Other Municipal Debt N Unrated Security N/A N/A 2016-03-15 2016-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 3520000.00 3580844.03 0.0019 N 3582339.20 3582339.20 New York State Urban Development Corp Service Contract Refunding RB Series 2011A 4.000000% 650035VY1 Other Municipal Debt N Unrated Security N/A N/A 2016-09-15 2016-09-15 N N Y Obligor New York State N/A N/A 100000.00 103117.97 0.0001 N 103243.00 103243.00 New York State Urban Development Corp State Personal Income Tax RB Series 2013A1 0.020000% 88033LA25 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 3000000.00 3000000.00 0.0016 N 3000000.00 3000000.00 New York State Urban Development Corp State Personal Income Tax RB Series 2014A 0.020000% 88033LWS4 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 7500000.00 7500000.00 0.0040 N 7500000.00 7500000.00 Niagara Cnty BAN 2015B 1.250000% 653352T46 Other Municipal Debt N Unrated Security N/A N/A 2016-05-12 2016-05-12 N N N 9017615.00 9060496.35 0.0048 N 9062703.08 9062703.08 North Hempstead BAN 2015 Series A 0.850000% 659666QC8 Other Municipal Debt N Unrated Security N/A N/A 2016-04-06 2016-04-06 N N N 22000000.00 22056510.47 0.0117 N 22062480.00 22062480.00 North Syracuse CSD BAN 2015 1.500000% 662735NP0 Other Municipal Debt N Unrated Security N/A N/A 2016-08-12 2016-08-12 N N N 9956585.00 10035744.23 0.0053 N 10039025.52 10039025.52 Oceanside UFSD TAN 2015-2016 2.000000% 675498JK6 Other Municipal Debt N Unrated Security N/A N/A 2016-06-21 2016-06-21 N N N 13500000.00 13624221.30 0.0072 N 13630680.00 13630680.00 Patchogue-Medford UFSD TAN 2015-2016 1.750000% 703023PT2 Other Municipal Debt N Unrated Security N/A N/A 2016-06-24 2016-06-24 N N N 10000000.00 10090128.35 0.0054 N 10091000.00 10091000.00 Port Auth of New York & New Jersey Consolidated Bonds 148th Series 0.020000% 73358T4P3 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Morgan Stanley Bank NA N/A N/A N N 9990500.00 9990500.00 0.0053 N 9990500.00 9990500.00 Port Auth of New York & New Jersey Consolidated Bonds 141st Series 0.050000% 73358T5B3 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Citibank NA N/A N/A N N 18165000.00 18165000.00 0.0097 N 18165000.00 18165000.00 Port Auth of New York & New Jersey Consolidated Bonds 144th Series 0.020000% 73358TWC1 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y JPMorgan Chase Bank NA N/A N/A N N 750000.00 750000.00 0.0004 N 750000.00 750000.00 Port Auth of New York & New Jersey Consolidated Bonds 179th Series 4.000000% 73358WQE7 Other Municipal Debt N Unrated Security N/A N/A 2015-12-01 2015-12-01 N N N 1085000.00 1088195.66 0.0006 N 1088450.30 1088450.30 Port Auth of New York & New Jersey Consolidated Bonds 179th Series 0.020000% 73358WRM8 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Citibank NA N/A N/A N N 2580000.00 2580000.00 0.0014 N 2580000.00 2580000.00 Port Auth of New York & New Jersey CP Series B 0.080000% 73359BHC6 Other Commercial Paper N First Tier Security N/A N/A 2015-11-10 2015-11-10 N N N 2610000.00 2610000.00 0.0014 N 2610078.33 2610078.33 Port Auth of New York & New Jersey CP Series B 0.080000% 73359BHE2 Other Commercial Paper N First Tier Security N/A N/A 2015-12-02 2015-12-02 N N N 6140000.00 6140000.00 0.0033 N 6140307.06 6140307.06 Port Auth of New York & New Jersey CP Series B 0.050000% 73359BHG7 Other Commercial Paper N First Tier Security N/A N/A 2015-12-03 2015-12-03 N N N 10000000.00 10000000.00 0.0053 N 10000500.10 10000500.10 Port Auth of New York & New Jersey CP Series B 0.030000% 73359BHP7 Other Commercial Paper N First Tier Security N/A N/A 2015-11-24 2015-11-24 N N N 2650000.00 2650000.00 0.0014 N 2650026.53 2650026.53 Port Auth of New York & New Jersey CP Series B 0.030000% 73359BHQ5 Other Commercial Paper N First Tier Security N/A N/A 2015-11-23 2015-11-23 N N N 2810000.00 2810000.00 0.0015 N 2810028.13 2810028.13 Port Auth of New York & New Jersey Consolidated Bonds 194th Series 0.010000% 88033MHJ9 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Citibank NA N/A N/A N N 1220000.00 1220000.00 0.0006 N 1220000.00 1220000.00 Port Auth of New York & New Jersey Consolidated Bonds 194th Series 0.020000% 88033MHQ3 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Morgan Stanley Bank NA N/A N/A N N 8500000.00 8500000.00 0.0045 N 8500000.00 8500000.00 Rensselaer Cnty GO BAN 2015 2.000000% 759897XE6 Other Municipal Debt N Unrated Security N/A N/A 2016-08-12 2016-08-12 N N N 11500000.00 11635382.41 0.0062 N 11642485.00 11642485.00 Rockland Cnty IDA RB (Northern Riverview) Series 1999 0.110000% 773561AD7 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 7365000.00 7365000.00 0.0039 N 7365000.00 7365000.00 Rotterdam-Mohonasen CSD BAN 2015 2.000000% 778850KC0 Other Municipal Debt N Unrated Security N/A N/A 2016-04-08 2016-04-08 N N N 17000000.00 17124365.48 0.0091 N 17130050.00 17130050.00 Sales Tax Asset Receivable Corp Sales Tax Asset RB Fiscal 2015 Series A 0.020000% 88033LRF8 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y JPMorgan Chase Bank NA N/A N/A N N 3140000.00 3140000.00 0.0017 N 3140000.00 3140000.00 Suffolk County IDA Civic Facility RB (Guide Dog Foundation for the Blind) Series 2001 0.060000% 864768FD3 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 3240000.00 3240000.00 0.0017 N 3240000.00 3240000.00 Sullivan Cnty GO TAN 2015 1.250000% 865270WZ1 Other Municipal Debt N Unrated Security N/A N/A 2016-03-04 2016-03-04 N N N 4250000.00 4263519.89 0.0023 N 4264450.00 4264450.00 Sullivan Cnty BAN 2015 1.250000% 865270XB3 Other Municipal Debt N Unrated Security N/A N/A 2016-03-04 2016-03-04 N N N 7070000.00 7091430.64 0.0038 N 7094038.00 7094038.00 Syracuse IDA Civic Facility Refunding RB (Crouse Health) Series 2003A 0.020000% 871720BR8 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y HSBC BANK USA N/A N/A Y HSBC Bank USA N/A N/A N 6815000.00 6815000.00 0.0036 N 6815000.00 6815000.00 Three Village CSD BAN 2015 2.000000% 885766NE1 Other Municipal Debt N Unrated Security N/A N/A 2016-08-26 2016-08-26 N N N 2850000.00 2889323.75 0.0015 N 2889928.50 2889928.50 Three Village CSD TAN 2015-2016 1.750000% 885766NF8 Other Municipal Debt N Unrated Security N/A N/A 2016-06-27 2016-06-27 N N N 13000000.00 13124368.66 0.0070 N 13129220.00 13129220.00 Three Village CSD BAN 2015 1.750000% 885766NG6 Other Municipal Debt N Unrated Security N/A N/A 2016-08-26 2016-08-26 N N N 10000000.00 10116015.89 0.0054 N 10118000.00 10118000.00 Tonawanda BAN 2015 1.125000% 890159J23 Other Municipal Debt N Unrated Security N/A N/A 2016-06-09 2016-06-09 N N N 7756482.00 7768998.92 0.0041 N 7761833.97 7761833.97 Triborough Bridge & Tunnel Auth General RB Series 2008C 0.060000% 05248RAE1 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Bank of America NA N/A N/A N N 3000000.00 3000000.00 0.0016 N 3000000.00 3000000.00 Triborough Bridge & Tunnel Auth General Refunding RB Series 2002B 5.250000% 8960298H1 Other Municipal Debt N Unrated Security N/A N/A 2015-11-15 2015-11-15 N N N 3795000.00 3801763.75 0.0020 N 3802096.65 3802096.65 Triborough Bridge & Tunnel Auth General Refunding RB Series 2005B2 0.010000% 89602N2B9 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-02 2015-11-02 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 2900000.00 2900000.00 0.0015 N 2900000.00 2900000.00 Triborough Bridge & Tunnel Auth General Refunding RB Series 2002F 0.020000% 89602NCG7 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-02 2015-11-02 Y Landesbank Hessen-Thuringen Girozentrale N/A N/A Y Landesbank Hessen-Thuringen Girozentrale N/A N/A N 4235000.00 4235000.00 0.0023 N 4235000.00 4235000.00 Triborough Bridge & Tunnel Auth General Refunding RB Series 2002B 5.250000% 89602NDF8 Other Municipal Debt N Unrated Security N/A N/A 2015-11-15 2015-11-15 N N N 100000.00 100175.98 0.0001 N 100187.00 100187.00 Triborough Bridge & Tunnel Auth Sub RB Series 2003A 5.250000% 89602NEC4 Other Municipal Debt N Unrated Security N/A N/A 2015-11-15 2015-11-15 N N N 1760000.00 1763084.74 0.0009 N 1763132.80 1763132.80 Triborough Bridge & Tunnel Auth General Refunding RB Series 2005B3 0.010000% 89602NGX6 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Bank of Tokyo Mitsubishi UFJ Ltd N/A N/A Y Bank of Tokyo Mitsubishi UFJ Ltd N/A N/A N 7650000.00 7650000.00 0.0041 N 7650000.00 7650000.00 Triborough Bridge & Tunnel Auth General RB Series 2008A 4.000000% 89602NME1 Other Municipal Debt N Unrated Security N/A N/A 2015-11-15 2015-11-15 N N N 150000.00 150198.40 0.0001 N 150211.50 150211.50 Triborough Bridge & Tunnel Auth General RB Series 2008A 5.000000% 89602NMF8 Other Municipal Debt N Unrated Security N/A N/A 2015-11-15 2015-11-15 N N N 2275000.00 2278833.67 0.0012 N 2279049.50 2279049.50 Triborough Bridge & Tunnel Auth General RB (MTA Bridges & Tunnels) Series 2008C 5.000000% 89602NPC2 Other Municipal Debt N Unrated Security N/A N/A 2015-11-15 2015-11-15 N N N 5640000.00 5649736.43 0.0030 N 5650039.20 5650039.20 Triborough Bridge & Tunnel Auth General RB Series 2013C 3.000000% 89602NQ64 Other Municipal Debt N Unrated Security N/A N/A 2015-11-15 2015-11-15 N N N 2460000.00 2462449.42 0.0013 N 2462583.00 2462583.00 Triborough Bridge & Tunnel Auth Sub RB (MTA Bridges & Tunnels) Series 2008D 5.000000% 89602NQD9 Other Municipal Debt N Unrated Security N/A N/A 2015-11-15 2015-11-15 N N N 400000.00 400664.00 0.0002 N 400676.00 400676.00 Triborough Bridge & Tunnel Auth General RB Series 2001C 0.010000% 89602NSQ8 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Bank of Tokyo Mitsubishi UFJ Ltd N/A N/A Y Bank of Tokyo Mitsubishi UFJ Ltd N/A N/A N 13000000.00 13000000.00 0.0069 N 13000000.00 13000000.00 Triborough Bridge & Tunnel Auth General RB Series 2009A2 0.010000% 89602NUR3 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Credit Suisse AG N/A N/A N N 6500000.00 6500000.00 0.0035 N 6500000.00 6500000.00 Triborough Bridge & Tunnel Auth General RB Series 2010A1 5.000000% 89602NUX0 Other Municipal Debt N Unrated Security N/A N/A 2015-11-15 2015-11-15 N N N 5650000.00 5659653.53 0.0030 N 5660057.00 5660057.00 Triborough Bridge & Tunnel Auth General Refunding RB Series 2011A 5.000000% 89602NWH3 Other Municipal Debt N Unrated Security N/A N/A 2016-01-01 2016-01-01 N N N 775000.00 780909.28 0.0004 N 781060.50 781060.50 Triborough Bridge & Tunnel Auth General RB Series 2003B1 0.010000% 89602NWU4 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y PNC Bank NA N/A N/A Y PNC Bank NA N/A N/A N 3000000.00 3000000.00 0.0016 N 3000000.00 3000000.00 Triborough Bridge & Tunnel Auth General RB Series 2003B3 0.010000% 89602NWW0 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-02 2015-11-02 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 1000000.00 1000000.00 0.0005 N 1000000.00 1000000.00 Triborough Bridge & Tunnel Auth General RB Series 2012A 5.000000% 89602NXR0 Other Municipal Debt N Unrated Security N/A N/A 2015-11-15 2015-11-15 N N N 175000.00 175295.60 0.0001 N 175311.50 175311.50 Triborough Bridge & Tunnel Auth General RB Series 2013C 0.020000% 89602NZ23 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Morgan Stanley Bank NA N/A N/A N N 6665000.00 6665000.00 0.0035 N 6665000.00 6665000.00 Triborough Bridge & Tunnel Auth Sub RB (MTA Bridge & Tunnels) Series 2000ABCD2 0.180000% 89602NZ56 Other Municipal Debt N First Tier Security N/A N/A 2015-11-05 2016-01-01 N N N 29200000.00 29205193.97 0.0155 N 29199708.00 29199708.00 Utility Debt Securitization Auth Restructuring Bonds Series 2013TE17 0.010000% 18886EBQ2 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y State Street Bank & Trust Co NA N/A N/A N N 21665000.00 21665000.00 0.0115 N 21665000.00 21665000.00 Utility Debt Securitization Auth Restructuring Bonds Series 2013TE17 0.020000% 74926YH20 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y Royal Bank of Canada N/A N/A N N 6650000.00 6650000.00 0.0035 N 6650000.00 6650000.00 Utility Debt Securitization Auth Restructuring Bonds Series 2013TE 0.020000% 88033LZE2 Variable Rate Demand Note N First Tier Security N/A N/A 2015-11-06 2015-11-06 Y JPMorgan Chase Bank NA N/A N/A N N 3355000.00 3355000.00 0.0018 N 3355000.00 3355000.00 Vestal BAN 2015 1.250000% 925428SX3 Other Municipal Debt N Unrated Security N/A N/A 2016-05-13 2016-05-13 N N N 5215000.00 5240755.24 0.0028 N 5242013.70 5242013.70 West Seneca BAN 2015 2.000000% 955771QY9 Other Municipal Debt N First Tier Security N/A N/A 2016-07-28 2016-07-28 N N N 13180000.00 13329878.99 0.0071 N 13340532.40 13340532.40