0001145549-15-007587.txt : 20151130 0001145549-15-007587.hdr.sgml : 20151130 20151007154922 ACCESSION NUMBER: 0001145549-15-007587 CONFORMED SUBMISSION TYPE: N-MFP PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151007 DATE AS OF CHANGE: 20151007 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS CENTRAL INDEX KEY: 0000857156 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-MFP SEC ACT: 1933 Act SEC FILE NUMBER: 811-05954 FILM NUMBER: 151148949 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 1-415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS DATE OF NAME CHANGE: 19920703 0000857156 S000004513 Schwab New York Municipal Money Fund C000012394 Sweep Shares SWNXX C000012395 Value Advantage Shares SWYXX N-MFP 1 primary_doc.xml N-MFP N-MFP LIVE N 2015-09-30 0000857156 S000004513 2 N N N N 033-31894 Charles Schwab Investment Management, Inc. 801-35905 PricewaterhouseCoopers LLP San Francisco CA Charles Schwab Investment Management, Inc. Boston Financial Data Services, Inc. 0000275143 84-00896 N N N Single State Fund 55 63 1924456306.83 6077765.78 78452055.37 1852082017.24 0.0011 1.0013 2015-09-30 1.0013 2015-09-30 C000012394 1.00 1636513611.32 1.00 -14260186.51 293971811.92 308231998.43 0.0001 1.0013 2015-09-30 1.0013 2015-09-30 C000012395 25000.00 215568405.92 1.00 -7890887.58 5326214.83 13217102.41 0.0001 1.0014 2015-09-30 1.0014 2015-09-30 Amherst Development Corp Student Housing Facility Refunding RB Series 2010B 0.050000% 031358AX2 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y HSBC BANK USA N/A N/A Y HSBC Bank USA N/A N/A N 5520000.00 5520000.00 0.0030 N 5520000.00 5520000.00 Amherst IDA Civic Facility RB (Daemen College) Series 2006B 0.070000% 031362EJ1 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 3375000.00 3375000.00 0.0018 N 3375000.00 3375000.00 Bay Shore UFSD TAN 2015-2016 2.000000% 072581KP5 Other Municipal Debt N Unrated Security N/A N/A 2016-06-24 2016-06-24 N N N 10000000.00 10117260.82 0.0055 N 10120200.00 10120200.00 Bayport Blue Point UFSD TAN 2015-2016 1.500000% 073059NT0 Other Municipal Debt N Unrated Security N/A N/A 2016-06-28 2016-06-28 N N N 10500000.00 10592246.27 0.0057 N 10596390.00 10596390.00 Beacon BAN Series 2015A 2.000000% 073653MZ7 Other Municipal Debt N Unrated Security N/A N/A 2016-05-27 2016-05-27 N N N 1000000.00 1010601.12 0.0005 N 1010580.00 1010580.00 BlackRock Muni New York Intermediate Duration Fund Variable Rate Demand Preferred Shares Series W7 0.110000% 09255F307 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Barclays Bank Plc N/A N/A Y Barclays Bank Plc N/A N/A N 6700000.00 6700000.00 0.0036 N 6700000.00 6700000.00 BlackRock New York Municipal Bond Trust Variable Rate Demand Preferred Shares Series W-7 0.110000% 09249P304 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Barclays Bank Plc N/A N/A Y Barclays Bank Plc N/A N/A N 22100000.00 22100000.00 0.0119 N 22100000.00 22100000.00 BlackRock New York Municipal Income Quality Trust Variable Rate Demand Preferred Shares Series W7 0.110000% 09249U303 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Barclays Bank Plc N/A N/A Y Barclays Bank Plc N/A N/A N 3000000.00 3000000.00 0.0016 N 3000000.00 3000000.00 BlackRock New York Municipal Income Trust II Variable Rate Demand Preferred Shares Series W7 0.110000% 09249R300 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Barclays Bank Plc N/A N/A Y Barclays Bank Plc N/A N/A N 5000000.00 5000000.00 0.0027 N 5000000.00 5000000.00 Build NYC Resource Corp RB (Asia Society) Series 2015 0.010000% 12008EJF4 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 3000000.00 3000000.00 0.0016 N 3000000.00 3000000.00 Burnt Hills - Ballston Lake CSD GO BAN 2015 1.500000% 122547KX9 Other Municipal Debt N Unrated Security N/A N/A 2016-06-24 2016-06-24 N N N 2000000.00 2016122.41 0.0011 N 2017920.00 2017920.00 Cheektowaga-Maryvale UFSD BAN 2015 1.750000% 162866GU5 Other Municipal Debt N Unrated Security N/A N/A 2016-06-23 2016-06-23 N N N 5540000.00 5589659.65 0.0030 N 5594624.40 5594624.40 Clinton Cnty BAN 2015 Series B 1.500000% 187468JE4 Other Municipal Debt N Unrated Security N/A N/A 2016-06-10 2016-06-10 N N N 9800000.00 9863836.41 0.0053 N 9872912.00 9872912.00 Colonie Local Development Corp RB (Shaker Pointe at Carondelet) Series 2011 0.020000% 196220AA5 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 10000000.00 10000000.00 0.0054 N 10000000.00 10000000.00 Colonie Local Development Corp RB (Shaker Pointe at Carondelet) Series 2013 0.020000% 196220AB3 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 12000000.00 12000000.00 0.0065 N 12000000.00 12000000.00 Columbia Cnty BAN 2015 Series A 1.250000% 197504PG2 Other Municipal Debt N Unrated Security N/A N/A 2016-02-03 2016-02-03 N N N 8600000.00 8629805.48 0.0047 N 8616426.00 8616426.00 East Hampton BAN Series 2015 2.000000% 272731R36 Other Municipal Debt N Unrated Security N/A N/A 2016-08-26 2016-08-26 N N N 2895623.00 2931672.32 0.0016 N 2932252.63 2932252.63 East Rochester Housing Auth Housing RB (Park Ridge Nursing Home) Series 2008 0.080000% 274722DX2 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 13220000.00 13220000.00 0.0071 N 13220000.00 13220000.00 East Syracuse-Minoa CSD BAN 2014 1.250000% 275443ED7 Other Municipal Debt N Unrated Security N/A N/A 2015-10-09 2015-10-09 N N N 10000000.00 10002196.17 0.0054 N 10002400.00 10002400.00 Eastport South Manor CSD TAN 2015-2016 1.500000% 27779THQ4 Other Municipal Debt N Unrated Security N/A N/A 2016-06-24 2016-06-24 N N N 7000000.00 7060340.00 0.0038 N 7060410.00 7060410.00 Franklin Cnty Civic Development Corp RB (Alice Hyde Medical Center) Series 2013A 0.020000% 35313PAA0 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y HSBC BANK USA N/A N/A Y HSBC Bank USA N/A N/A N 4265000.00 4265000.00 0.0023 N 4265000.00 4265000.00 Grand Island CSD BAN 2014 1.500000% 385730JE7 Other Municipal Debt N Unrated Security N/A N/A 2015-12-03 2015-12-03 N N N 7000000.00 7015054.41 0.0038 N 7016240.00 7016240.00 Hampton Bays UFSD School Construction BAN 2015 1.750000% 409095FB7 Other Municipal Debt N Unrated Security N/A N/A 2016-06-24 2016-06-24 N N N 4711250.00 4757775.21 0.0026 N 4762037.28 4762037.28 Islip UFSD TAN 2015-2016 1.500000% 464776PJ6 Other Municipal Debt N Unrated Security N/A N/A 2016-06-24 2016-06-24 N N N 6000000.00 6051300.00 0.0033 N 6051360.00 6051360.00 Jericho UFSD TAN 2015-2016 2.000000% 476358EQ5 Other Municipal Debt N Unrated Security N/A N/A 2016-06-19 2016-06-19 N N N 3330000.00 3371068.65 0.0018 N 3371325.30 3371325.30 Lancaster IDA Civic Facility RB (2000 GreenField Manor) 0.070000% 514502AA1 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 8935000.00 8935000.00 0.0048 N 8935000.00 8935000.00 Liverpool CSD BAN 2014-2015 1.250000% 538361RM0 Other Municipal Debt N Unrated Security N/A N/A 2015-10-02 2015-10-02 N N N 3000000.00 3000083.18 0.0016 N 3000090.00 3000090.00 Mattituck-Cutchogue UFSD TAN 2015 1.500000% 577156GQ9 Other Municipal Debt N Unrated Security N/A N/A 2016-06-17 2016-06-17 N N N 9400000.00 9477130.98 0.0051 N 9480652.00 9480652.00 Metropolitan Transportation Auth Dedicated Tax Fund Bonds Series 2004B2 0.030000% 46636YNQ9 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y JPMorgan Chase Bank NA N/A N/A N N 8055000.00 8055000.00 0.0043 N 8055000.00 8055000.00 Metropolitan Transportation Auth State Service Contract Refunding Bonds Series 2002A 5.750000% 5925976D5 Other Municipal Debt N Unrated Security N/A N/A 2016-01-01 2016-01-01 N N Y Obligor New York State N/A N/A 525000.00 532099.92 0.0003 N 532134.75 532134.75 Metropolitan Transportation Auth State Service Contract Refunding Bonds Series 2002A 5.750000% 592597T81 Other Municipal Debt N Unrated Security N/A N/A 2016-01-01 2016-01-01 N N Y Obligor New York State N/A N/A 1000000.00 1013804.84 0.0005 N 1013590.00 1013590.00 Metropolitan Transportation Auth Dedicated Tax Fund Refunding Bonds Series 2011A 5.000000% 59259ND42 Other Municipal Debt N Unrated Security N/A N/A 2015-11-15 2015-11-15 N N N 7850000.00 7896653.60 0.0043 N 7895530.00 7895530.00 Metropolitan Transportation Auth Dedicated Tax Fund Bonds Series 2002B2 4.000000% 59259NN58 Other Municipal Debt N Unrated Security N/A N/A 2015-11-01 2015-11-01 N N N 1210000.00 1213790.89 0.0007 N 1213872.00 1213872.00 Metropolitan Transportation Auth Dedicated Tax Fund Bonds Series 2002B1 0.010000% 59259NP49 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y State Street Bank & Trust Co NA N/A N/A Y State Street Bank & Trust Co NA N/A N/A N 6525000.00 6525000.00 0.0035 N 6525000.00 6525000.00 Metropolitan Transportation Auth Dedicated Tax Fund Refunding Bonds Series 2012A 4.000000% 59259NS61 Other Municipal Debt N Unrated Security N/A N/A 2015-11-15 2015-11-15 N N N 500000.00 502346.66 0.0003 N 502340.00 502340.00 Metropolitan Transportation Auth Dedicated Tax Fund Refunding Bonds Series 2012A 0.030000% 59259NT37 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Citibank NA N/A N/A N N 8000000.00 8000000.00 0.0043 N 8000000.00 8000000.00 Metropolitan Transportation Auth Dedicated Tax Fund Refunding Bonds Series 2012A 0.020000% 59259NT78 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Credit Suisse AG N/A N/A N N 6665000.00 6665000.00 0.0036 N 6665000.00 6665000.00 Metropolitan Transportation Auth Dedicated Tax Refunding Bonds Series 2008B1 3.000000% 59259NU35 Other Municipal Debt N Unrated Security N/A N/A 2015-11-15 2015-11-15 N N N 105000.00 105341.55 0.0001 N 105366.45 105366.45 Metropolitan Transportation Auth Dedicated Tax Fund Bonds Series 2006B 0.030000% 59259NUJ0 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Citibank NA N/A N/A N N 5000000.00 5000000.00 0.0027 N 5000000.00 5000000.00 Metropolitan Transportation Auth Dedicated Tax Fund BAN Series 2015A3 0.750000% 59259NZ48 Other Municipal Debt N First Tier Security N/A N/A 2016-06-01 2016-06-01 N N N 10000000.00 10035415.77 0.0054 N 10034200.00 10034200.00 Metropolitan Transportation Auth Transportation RB Series 2007A 4.125000% 59259RX58 Other Municipal Debt N Unrated Security N/A N/A 2015-11-15 2015-11-15 N N N 2100000.00 2110266.14 0.0011 N 2110248.00 2110248.00 Metropolitan Transportation Auth Transportation RB Series 2015A1 1.000000% 59259Y3E7 Other Municipal Debt N Unrated Security N/A N/A 2015-11-15 2015-11-15 N N N 1000000.00 1001087.50 0.0005 N 1001060.00 1001060.00 Metropolitan Transportation Auth Transportation Revenue BAN Series 2015A 0.500000% 59259Y5P0 Other Municipal Debt N First Tier Security N/A N/A 2016-03-01 2016-03-01 N N N 4000000.00 4004240.00 0.0022 N 4005080.00 4005080.00 Metropolitan Transportation Auth Transportation RB Series 2015E4 0.020000% 59259Y7E3 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Bank of the West N/A N/A Y Bank of the West N/A N/A N 7000000.00 7000000.00 0.0038 N 7000000.00 7000000.00 Metropolitan Transportation Auth Transportation RB Series 2009A2 5.000000% 59259YBU2 Other Municipal Debt N Unrated Security N/A N/A 2015-11-15 2015-11-15 N N N 1860000.00 1870974.00 0.0010 N 1871067.00 1871067.00 Metropolitan Transportation Auth Transportation Refunding RB Series 2012D 4.000000% 59259YQS1 Other Municipal Debt N Unrated Security N/A N/A 2015-11-15 2015-11-15 N N N 9815000.00 9861326.51 0.0053 N 9861424.95 9861424.95 Metropolitan Transportation Auth Transportation RB Series 2007A 0.030000% 59259YX87 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Citibank NA N/A N/A Y Berkshire Hathaway Assurance Corp N/A N/A N 29500000.00 29500000.00 0.0159 N 29500000.00 29500000.00 Middle Cnty CSD BAN 1.500000% 595685MR6 Other Municipal Debt N Unrated Security N/A N/A 2016-08-26 2016-08-26 N N N 8000000.00 8084274.09 0.0044 N 8084240.00 8084240.00 Miller Place UFSD TAN 1.500000% 600582KZ2 Other Municipal Debt N Unrated Security N/A N/A 2016-06-27 2016-06-27 N N N 11000000.00 11082304.24 0.0060 N 11093170.00 11093170.00 Monroe Cnty IDA Civic Facility RB Series 2004 0.120000% 610752CU9 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 1360000.00 1360000.00 0.0007 N 1360000.00 1360000.00 Nassau Cnty Interim Finance Auth Sales Tax Secured Bonds Series 2009A 5.000000% 631663LP4 Other Municipal Debt N Unrated Security N/A N/A 2015-11-15 2015-11-15 N N N 480000.00 482758.53 0.0003 N 482860.80 482860.80 Nassau Cnty Interim Finance Auth Sales Tax Secured Bonds Series 2008D1 0.020000% 631663MM0 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Bank of New York Mellon N/A N/A N N 15705000.00 15705000.00 0.0085 N 15705000.00 15705000.00 Nassau Health Care Corp Bonds Series 2009C2 0.010000% 63167NAW6 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 485000.00 485000.00 0.0003 N 485000.00 485000.00 New York City GO Bonds Fiscal 2008 Series E 0.020000% 18886PM51 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y State Street Bank & Trust Co NA N/A N/A N N 18695000.00 18695000.00 0.0101 N 18695000.00 18695000.00 New York City GO Bonds Fiscal 2013 Series A1 0.030000% 46640KAC8 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y JPMorgan Chase Bank NA N/A N/A N N 3750000.00 3750000.00 0.0020 N 3750000.00 3750000.00 New York City GO Bonds Fiscal 2007 Series C1 5.000000% 64966F7R9 Other Municipal Debt N Unrated Security N/A N/A 2016-01-01 2016-01-01 N N N 3570000.00 3612941.32 0.0020 N 3612018.90 3612018.90 New York City GO Bonds Fiscal 2006 Series I1 5.000000% 64966FC51 Other Municipal Debt N Unrated Security N/A N/A 2016-04-01 2016-04-01 N N N 100000.00 102314.25 0.0001 N 102369.00 102369.00 New York City GO Bonds Fiscal 2006 Series J1 4.000000% 64966FK86 Other Municipal Debt N Unrated Security N/A N/A 2016-06-01 2016-06-01 N N N 100000.00 102344.41 0.0001 N 102475.00 102475.00 New York City GO Bonds Fiscal 2008 Series L1 5.000000% 64966G3S9 Other Municipal Debt N Unrated Security N/A N/A 2016-04-01 2016-04-01 N N N 465000.00 475635.56 0.0003 N 476015.85 476015.85 New York City GO Bonds Fiscal 2008 Series L1 0.030000% 64966G6D9 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y JPMorgan Chase Bank NA N/A N/A N N 6660000.00 6660000.00 0.0036 N 6660000.00 6660000.00 New York City GO Bonds Fiscal 2003 Series G5 5.000000% 64966G7T3 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 100000.00 103824.16 0.0001 N 103890.00 103890.00 New York City GO Bonds Fiscal 2007 Series D 5.000000% 64966GAJ1 Other Municipal Debt N Unrated Security N/A N/A 2016-02-01 2016-02-01 N N N 300000.00 304699.89 0.0002 N 304743.00 304743.00 New York City GO Bonds Fiscal 2008 Series A1 4.150000% 64966GLN0 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 200000.00 206228.15 0.0001 N 206386.00 206386.00 New York City GO Bonds Fiscal 2008 Series A1 4.500000% 64966GLP5 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 335000.00 346476.87 0.0002 N 346658.00 346658.00 New York City GO Bonds Fiscal 2008 Series A1 5.000000% 64966GM90 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 100000.00 103832.05 0.0001 N 103890.00 103890.00 New York City GO Bonds Fiscal 2008 Series I1 4.500000% 64966GR38 Other Municipal Debt N Unrated Security N/A N/A 2016-02-01 2016-02-01 N N N 265000.00 268706.07 0.0001 N 268763.00 268763.00 New York City GO Bonds Fiscal 2008 Series I1 5.000000% 64966GR46 Other Municipal Debt N Unrated Security N/A N/A 2016-02-01 2016-02-01 N N N 635000.00 644917.58 0.0003 N 645039.35 645039.35 New York City GO Bonds Fiscal 2008 Series A1 5.000000% 64966GSW3 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 285000.00 296000.09 0.0002 N 296086.50 296086.50 New York City GO Bonds Fiscal 2008 Series J1 5.000000% 64966GX80 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 225000.00 233649.35 0.0001 N 233752.50 233752.50 New York City GO Bonds Fiscal 2008 Series E 5.000000% 64966GYZ9 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 155000.00 160931.85 0.0001 N 161029.50 161029.50 New York City GO Bonds Fiscal 2008 Series D4 0.020000% 64966GZR6 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y BANK OF MONTREAL N/A N/A N N 7050000.00 7050000.00 0.0038 N 7050000.00 7050000.00 New York City GO Bonds Fiscal 2011 Series E 5.000000% 64966H2Y5 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 250000.00 259564.88 0.0001 N 259725.00 259725.00 New York City GO Bonds Fiscal 2009 Series C 5.250000% 64966HBP4 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 175000.00 182109.19 0.0001 N 182166.25 182166.25 New York City GO Bonds Fiscal 2011 Series B 5.000000% 64966HD98 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 4450000.00 4624711.49 0.0025 N 4623105.00 4623105.00 New York City GO Bonds Fiscal 2009 Series H1 5.000000% 64966HGN4 Other Municipal Debt N Unrated Security N/A N/A 2016-03-01 2016-03-01 N N N 615000.00 626868.61 0.0003 N 627140.10 627140.10 New York City GO Bonds Fiscal 2009 Series H1 0.030000% 64966HHH6 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Morgan Stanley Bank NA N/A N/A N N 15000000.00 15000000.00 0.0081 N 15000000.00 15000000.00 New York City GO Bonds Fiscal 2009 Series J1 0.020000% 64966HMA5 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Citibank NA N/A N/A N N 23225000.00 23225000.00 0.0125 N 23225000.00 23225000.00 New York City GO Bonds Fiscal 2005 Series C3 0.020000% 64966HMG2 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Credit Suisse AG N/A N/A N N 8700000.00 8700000.00 0.0047 N 8700000.00 8700000.00 New York City GO Bonds Fiscal 2010 Series E 4.000000% 64966HSA9 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 200000.00 206029.94 0.0001 N 206140.00 206140.00 New York City GO Bonds Fiscal 2010 Series E 5.000000% 64966HSB7 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 200000.00 207630.33 0.0001 N 207780.00 207780.00 New York City GO Bonds Fiscal 2010 Series H2 3.000000% 64966HZG8 Other Municipal Debt N Unrated Security N/A N/A 2016-06-01 2016-06-01 N N N 100000.00 101656.84 0.0001 N 101820.00 101820.00 New York City GO Bonds Fiscal 2010 Series H2 5.000000% 64966HZV5 Other Municipal Debt N Unrated Security N/A N/A 2016-06-01 2016-06-01 N N N 300000.00 309156.55 0.0002 N 309387.00 309387.00 New York City GO Bonds Fiscal 2013 Series B 5.000000% 64966J3J3 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 135000.00 140185.68 0.0001 N 140251.50 140251.50 New York City GO Bonds Fiscal 2012 Series G1 5.000000% 64966JC95 Other Municipal Debt N Unrated Security N/A N/A 2016-04-01 2016-04-01 N N N 140000.00 143178.07 0.0001 N 143316.60 143316.60 New York City GO Bonds Fiscal 2011 Series I1 5.000000% 64966JEQ5 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 110000.00 114211.14 0.0001 N 114279.00 114279.00 New York City GO Bonds Fiscal 2012 Series I 5.000000% 64966JM60 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 235000.00 244055.16 0.0001 N 244141.50 244141.50 New York City GO Bonds Fiscal 2012 Series B 4.000000% 64966JNM4 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 300000.00 309034.81 0.0002 N 309210.00 309210.00 New York City GO Bonds Fiscal 2004 Series HA 5.000000% 64966JSY3 Other Municipal Debt N Unrated Security N/A N/A 2016-03-01 2016-03-01 N N N 150000.00 152857.40 0.0001 N 152961.00 152961.00 New York City GO Bonds Fiscal 2012 Series F 5.000000% 64966JVN3 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 2445000.00 2539503.70 0.0014 N 2540110.50 2540110.50 New York City GO Bonds Fiscal 2013 Series A1 5.000000% 64966JY42 Other Municipal Debt N Unrated Security N/A N/A 2015-10-01 2015-10-01 N N N 2950000.00 2950000.00 0.0016 N 2950000.00 2950000.00 New York City GO Bonds Fiscal 2003 Series C-A 5.000000% 64966K4E0 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 420000.00 436245.95 0.0002 N 436338.00 436338.00 New York City GO Bonds Fiscal 2014 Series E 5.000000% 64966K4R1 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 135000.00 140162.00 0.0001 N 140251.50 140251.50 New York City GO Bonds Fiscal 2012 Series D1 0.030000% 64966K6J7 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Morgan Stanley Bank NA N/A N/A N N 2500000.00 2500000.00 0.0013 N 2500000.00 2500000.00 New York City GO Bonds Fiscal 2013 Series D 5.000000% 64966KDP5 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 1050000.00 1090396.43 0.0006 N 1090845.00 1090845.00 New York City GO Bonds Fiscal 2013 Series D&E 0.020000% 64966KNG4 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Citibank NA N/A N/A N N 13500000.00 13500000.00 0.0073 N 13500000.00 13500000.00 New York City GO Bonds Fiscal 2013 Series F1 5.000000% 64966KQF3 Other Municipal Debt N Unrated Security N/A N/A 2016-03-01 2016-03-01 N N N 685000.00 698243.34 0.0004 N 698521.90 698521.90 New York City GO Bonds Fiscal 2014 Series 1 4.000000% 64966KS46 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 1155000.00 1190353.12 0.0006 N 1190458.50 1190458.50 New York City GO Bonds Fiscal 2014 Series A1 0.020000% 64966KT60 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Citibank NA N/A N/A N N 8000000.00 8000000.00 0.0043 N 8000000.00 8000000.00 New York City Go Bonds Fiscal 2014 Series B 4.000000% 64966KT94 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 600000.00 618055.13 0.0003 N 618420.00 618420.00 New York City GO Bonds Fiscal 2013 Series F1 0.020000% 64966KWR0 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Credit Suisse AG N/A N/A N N 7300000.00 7300000.00 0.0039 N 7300000.00 7300000.00 New York City GO Bonds Fiscal 2013 Series I 4.000000% 64966KXU2 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 225000.00 231749.36 0.0001 N 231907.50 231907.50 New York City GO Bonds Fiscal 2013 Series J 5.000000% 64966KYP2 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 415000.00 431046.83 0.0002 N 431143.50 431143.50 New York City GO Bonds Fiscal 2014 Series H 5.000000% 64966LEF4 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 200000.00 207818.20 0.0001 N 207780.00 207780.00 New York City GO Bonds Fiscal 2014 Series J 3.000000% 64966LMW8 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 485000.00 495872.49 0.0003 N 495907.65 495907.65 New York City GO Bonds Fiscal 2014 Series I1 0.030000% 88033LA41 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y JPMorgan Chase Bank NA N/A N/A N N 2635000.00 2635000.00 0.0014 N 2635000.00 2635000.00 New York City GO Bonds Fiscal 2009 Series I1 0.030000% 88033LH69 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Morgan Stanley Bank NA N/A N/A N N 3000000.00 3000000.00 0.0016 N 3000000.00 3000000.00 New York City GO Bonds Fiscal 2010 Series E 0.030000% 88033LZU6 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y JPMorgan Chase Bank NA N/A N/A N N 3445000.00 3445000.00 0.0019 N 3445000.00 3445000.00 New York City Housing Development Corp M/F Mortgage RB (461 Dean St) Series 2012A 0.010000% 64966TDD3 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Bank of New York Mellon N/A N/A Y Bank of New York Mellon N/A N/A N 2600000.00 2600000.00 0.0014 N 2600000.00 2600000.00 New York City Housing Development Corp M/F Mortgage RB (Nagle Courtyard Apts) Series 2004A 0.020000% 64970VCJ0 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Fannie Mae N/A N/A Y Fannie Mae N/A N/A N 4200000.00 4200000.00 0.0023 N 4200000.00 4200000.00 New York City Housing Development Corp M/F Mortgage RB (1904 Vyse Ave Apts) Series 2005A 0.020000% 64970VCQ4 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Fannie Mae N/A N/A Y Fannie Mae N/A N/A N 4035000.00 4035000.00 0.0022 N 4035000.00 4035000.00 New York City Housing Development Corp M/F Mortgage RB (33 W Tremont Ave Apts) Series 2005A 0.020000% 64970VCR2 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Fannie Mae N/A N/A Y Fannie Mae N/A N/A N 3490000.00 3490000.00 0.0019 N 3490000.00 3490000.00 New York City Housing Development Corp M/F Housing RB Series 2013E2 0.020000% 64972B3A1 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y JPMorgan Chase Bank NA N/A N/A N N 32670000.00 32670000.00 0.0176 N 32670000.00 32670000.00 New York City Housing Development Corp M/F Housing RB Series 2014C3 0.010000% 64972B7N9 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y TD Bank NA N/A N/A N N 3800000.00 3800000.00 0.0021 N 3800000.00 3800000.00 New York City Housing Development Corp M/F Housing RB Series 2009C1 0.030000% 88033LAX7 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y JPMorgan Chase Bank NA N/A N/A N N 8000000.00 8000000.00 0.0043 N 8000000.00 8000000.00 New York City IDA IDRB (Gary Plastic Packaging Corp) Series 1998 0.220000% 649705NS5 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 1050000.00 1050000.00 0.0006 N 1050000.00 1050000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2009 Series GG2 0.030000% 46632P5H2 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y JPMorgan Chase Bank NA N/A N/A N N 7295000.00 7295000.00 0.0039 N 7295000.00 7295000.00 New York City Municipal Water Finance Auth CP Series 1 0.030000% 64970LA47 Other Commercial Paper N First Tier Security N/A N/A 2015-10-29 2015-10-29 N N N 8700000.00 8700000.00 0.0047 N 8699913.09 8699913.09 New York City Municipal Water Finance Auth CP Series 1 0.050000% 64970LZZ1 Other Commercial Paper N First Tier Security N/A N/A 2015-10-02 2015-10-02 N N N 8000000.00 8000000.00 0.0043 N 8000000.08 8000000.08 New York City Municipal Water Finance Auth Extendible CP Series 7 0.030000% 64971VQW5 Other Commercial Paper N First Tier Security N/A N/A 2015-10-29 2016-05-28 N N N 13310000.00 13310000.00 0.0072 N 13310000.13 13310000.13 New York City Municipal Water Finance Auth Extendible CP Series 7 0.040000% 64971VQZ8 Other Commercial Paper N First Tier Security N/A N/A 2015-10-29 2016-06-04 N N N 6400000.00 6400000.00 0.0035 N 6399936.06 6399936.06 New York City Municipal Water Finance Auth Extendible CP Series 8 0.040000% 64972AHQ3 Other Commercial Paper N First Tier Security N/A N/A 2015-11-05 2016-05-30 N N N 9000000.00 9000000.00 0.0049 N 9000090.09 9000090.09 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2011 Series HH 0.120000% 64972F6D3 Variable Rate Demand Note N Second Tier Security N/A N/A 2015-10-07 2015-10-07 Y Deutsche Bank AG N/A N/A N N 8700000.00 8700000.00 0.0047 N 8700000.00 8700000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2006 Series BB 3.800000% 64972FAU0 Other Municipal Debt N Unrated Security N/A N/A 2016-06-15 2016-06-15 N N N 125000.00 128037.67 0.0001 N 128085.00 128085.00 New York City Municipal Water Finance Auth Water & Sewer System RB Series 2006BB 5.000000% 64972FBE5 Other Municipal Debt N Unrated Security N/A N/A 2016-06-15 2016-06-15 N N N 995000.00 1027546.08 0.0006 N 1027835.00 1027835.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2003 Series F1A 0.010000% 64972FG26 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Wells Fargo Bank NA N/A N/A N N 5000000.00 5000000.00 0.0027 N 5000000.00 5000000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2010 Series FF 5.000000% 64972FN44 Other Municipal Debt N Unrated Security N/A N/A 2016-06-15 2016-06-15 N N N 275000.00 283913.30 0.0002 N 284075.00 284075.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2011 Series BB 4.000000% 64972FU46 Other Municipal Debt N Unrated Security N/A N/A 2016-06-15 2016-06-15 N N N 150000.00 153688.31 0.0001 N 153910.50 153910.50 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2009 Series AA 5.000000% 64972FVV5 Other Municipal Debt N Unrated Security N/A N/A 2016-06-15 2016-06-15 N N N 1295000.00 1337573.89 0.0007 N 1337735.00 1337735.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2009 Series DD 0.040000% 64972FYV2 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Citibank NA N/A N/A N N 8125000.00 8125000.00 0.0044 N 8125000.00 8125000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2009 Series FF1 5.000000% 64972FZZ2 Other Municipal Debt N Unrated Security N/A N/A 2016-06-15 2016-06-15 N N N 410000.00 423276.26 0.0002 N 423530.00 423530.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2006 Series AA1B 0.010000% 64972GAW4 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-01 2015-10-01 Y California State Teachers Retirement System N/A N/A N N 3645000.00 3645000.00 0.0020 N 3645000.00 3645000.00 New York City Municipal Water Finance Auth Water & Sewer System Second General Resolution RB Fiscal 2011 Series EE 0.030000% 64972GCZ5 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Morgan Stanley Bank NA N/A N/A N N 6175000.00 6175000.00 0.0033 N 6175000.00 6175000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2007 Series A 0.020000% 74703YTU4 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Bank of America NA N/A N/A N N 11500000.00 11500000.00 0.0062 N 11500000.00 11500000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2012 Series BB 0.020000% 74926YVE8 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Royal Bank of Canada N/A N/A N N 10515000.00 10515000.00 0.0057 N 10515000.00 10515000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2013 Series CC 0.050000% 76252PBK4 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Barclays Bank Plc N/A N/A N N 11330000.00 11330000.00 0.0061 N 11330000.00 11330000.00 New York City Municipal Water Finance Auth Water & Sewer System Second General Resolution RB Fiscal 2012 Series BB 0.050000% 76252PCN7 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Barclays Bank Plc N/A N/A N N 2000000.00 2000000.00 0.0011 N 2000000.00 2000000.00 New York City Municipal Water Finance Auth Water & Sewer System Second General Resolution RB Fiscal 2014 Series DD 0.030000% 88033LC80 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y JPMorgan Chase Bank NA N/A N/A N N 4000000.00 4000000.00 0.0022 N 4000000.00 4000000.00 New York City Municipal Water Finance Auth Water & Sewer System Second General Resolution RB Fiscal 2012 Series FF 0.030000% 88033LRU5 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y JPMorgan Chase Bank NA N/A N/A N N 19640000.00 19640000.00 0.0106 N 19640000.00 19640000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2007 Series B 0.030000% 46632PSE4 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y JPMorgan Chase Bank NA N/A N/A N N 7495000.00 7495000.00 0.0040 N 7495000.00 7495000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2010 Series A1 0.030000% 46633VDB2 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y JPMorgan Chase Bank NA N/A N/A N N 11000000.00 11000000.00 0.0059 N 11000000.00 11000000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2011 Series D1 0.030000% 46633VQ36 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y JPMorgan Chase Bank NA N/A N/A N N 3750000.00 3750000.00 0.0020 N 3750000.00 3750000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2013 Series F1 0.030000% 46636Y7R5 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y JPMorgan Chase Bank NA N/A N/A N N 3240000.00 3240000.00 0.0017 N 3240000.00 3240000.00 New York City Transitional Finance Auth Future Tax Secured Refunding Bonds Fiscal 2006 Series A1 4.000000% 64971K3T1 Other Municipal Debt N Unrated Security N/A N/A 2015-11-01 2015-11-01 N N N 750000.00 752337.59 0.0004 N 752415.00 752415.00 New York City Transitional Finance Auth Future Tax Secured Refunding Bonds Fiscal 2006 Series A1 5.000000% 64971K3U8 Other Municipal Debt N Unrated Security N/A N/A 2015-11-01 2015-11-01 N N N 1800000.00 1807270.93 0.0010 N 1807308.00 1807308.00 New York City Transitional Finance Auth Future Tax Secured Refunding Sub Bonds Fiscal 2005 Series A2 5.000000% 64971KR65 Other Municipal Debt N Unrated Security N/A N/A 2015-11-01 2015-11-01 N N N 3565000.00 3579317.43 0.0019 N 3579473.90 3579473.90 New York City Transitional Finance Auth Future Tax Secured Bonds Fiscal 2007 Series C1 5.000000% 64971MLA8 Other Municipal Debt N Unrated Security N/A N/A 2015-11-01 2015-11-01 N N Y Escrow Escrow N/A N/A 3340000.00 3353511.15 0.0018 N 3351790.20 3351790.20 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2007 Series C1 0.020000% 64971MNB4 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Credit Suisse AG N/A N/A N Y Escrow Escrow N/A N/A 6000000.00 6000000.00 0.0032 N 6000000.00 6000000.00 New York City Transitional Finance Auth Recovery Bonds Fiscal 2003 Series 3B1 4.000000% 64971MYG1 Other Municipal Debt N Unrated Security N/A N/A 2015-11-01 2015-11-01 N N N 100000.00 100316.03 0.0001 N 100322.00 100322.00 New York City Transitional Finance Auth Recovery Bonds Fiscal 2003 Series 3B1 5.000000% 64971MYH9 Other Municipal Debt N Unrated Security N/A N/A 2015-11-01 2015-11-01 N N N 100000.00 100401.17 0.0001 N 100406.00 100406.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2012 Series F1 0.030000% 64971Q6S7 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Morgan Stanley Bank NA N/A N/A N N 7500000.00 7500000.00 0.0040 N 7500000.00 7500000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2012 Series F1 0.030000% 64971Q6W8 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Morgan Stanley Bank NA N/A N/A N N 3400000.00 3400000.00 0.0018 N 3400000.00 3400000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2010 Series B 5.000000% 64971QC76 Other Municipal Debt N Unrated Security N/A N/A 2015-11-01 2015-11-01 N N N 1475000.00 1481040.51 0.0008 N 1480988.50 1480988.50 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2010 Series D 5.000000% 64971QC92 Other Municipal Debt N Unrated Security N/A N/A 2015-11-01 2015-11-01 N N Y Escrow Escrow N/A N/A 10000.00 10040.37 0.0000 N 10035.30 10035.30 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2011 Series E 5.000000% 64971QCN1 Other Municipal Debt N Unrated Security N/A N/A 2015-11-01 2015-11-01 N N N 3925000.00 3940965.43 0.0021 N 3940935.50 3940935.50 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2010 Series D 5.000000% 64971QD42 Other Municipal Debt N Unrated Security N/A N/A 2015-11-01 2015-11-01 N N N 1050000.00 1054156.36 0.0006 N 1054263.00 1054263.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2010 Series I2 4.000000% 64971QF40 Other Municipal Debt N Unrated Security N/A N/A 2015-11-01 2015-11-01 N N N 285000.00 285891.36 0.0002 N 285917.70 285917.70 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2010 Series I2 5.000000% 64971QF65 Other Municipal Debt N Unrated Security N/A N/A 2015-11-01 2015-11-01 N N N 805000.00 808245.60 0.0004 N 808268.30 808268.30 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2013 Series D 5.000000% 64971QL43 Other Municipal Debt N Unrated Security N/A N/A 2015-11-01 2015-11-01 N N N 400000.00 401595.83 0.0002 N 401624.00 401624.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2013 Series E 5.000000% 64971QN82 Other Municipal Debt N Unrated Security N/A N/A 2015-11-01 2015-11-01 N N N 100000.00 100399.95 0.0001 N 100406.00 100406.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2012 Series C 5.000000% 64971QPF4 Other Municipal Debt N Unrated Security N/A N/A 2015-11-01 2015-11-01 N N N 2220000.00 2229052.00 0.0012 N 2229013.20 2229013.20 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2007 Series B 5.000000% 64971QZS5 Other Municipal Debt N Unrated Security N/A N/A 2015-11-01 2015-11-01 N N N 1225000.00 1229915.32 0.0007 N 1229973.50 1229973.50 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2014 Series D1 2.000000% 64971WDQ0 Other Municipal Debt N Unrated Security N/A N/A 2016-02-01 2016-02-01 N N N 450000.00 452556.12 0.0002 N 452709.00 452709.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2014 Series A1 0.030000% 64971WGY0 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Morgan Stanley Bank NA N/A N/A N N 5780000.00 5780000.00 0.0031 N 5780000.00 5780000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2015 Series A1 0.030000% 64971WHA1 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Morgan Stanley Bank NA N/A N/A N N 2000000.00 2000000.00 0.0011 N 2000000.00 2000000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2003B 5.000000% 64971WHH6 Other Municipal Debt N Unrated Security N/A N/A 2016-02-01 2016-02-01 N N N 155000.00 157427.79 0.0001 N 157430.40 157430.40 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2007 Series B 4.000000% 64971WHU7 Other Municipal Debt N Unrated Security N/A N/A 2015-11-01 2015-11-01 N N N 120000.00 120376.95 0.0001 N 120386.40 120386.40 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2012 Series C 3.000000% 64971WKG4 Other Municipal Debt N Unrated Security N/A N/A 2015-11-01 2015-11-01 N N N 100000.00 100229.33 0.0001 N 100239.00 100239.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2013 Series B 5.000000% 64971WKX7 Other Municipal Debt N Unrated Security N/A N/A 2015-11-01 2015-11-01 N N N 1660000.00 1666739.96 0.0009 N 1666739.60 1666739.60 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2013 Series H 4.000000% 64971WLV0 Other Municipal Debt N Unrated Security N/A N/A 2015-11-01 2015-11-01 N N N 560000.00 561793.36 0.0003 N 561803.20 561803.20 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2015 Series B1 4.000000% 64971WMH0 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 2000000.00 2062000.00 0.0011 N 2061560.00 2061560.00 New York City Transitional Finance Auth Future Tax Secured Refunding Sub Bonds Fiscal 2003 Series A1 5.000000% 64971WQM5 Other Municipal Debt N Unrated Security N/A N/A 2015-11-01 2015-11-01 N N Y Escrow Escrow N/A N/A 10000.00 10039.82 0.0000 N 10034.91 10034.91 New York City Transitional Finance Auth Future Tax Secured Refunding Sub Bonds Fiscal 2003 Series A1 5.000000% 64971WQN3 Other Municipal Debt N Unrated Security N/A N/A 2015-11-01 2015-11-01 N N N 560000.00 562229.45 0.0003 N 562273.59 562273.59 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2012 Series A 5.000000% 64971WRH5 Other Municipal Debt N Unrated Security N/A N/A 2015-11-01 2015-11-01 N N Y Escrow Escrow N/A N/A 40000.00 40160.71 0.0000 N 40139.60 40139.60 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2012 Series A 5.000000% 64971WRJ1 Other Municipal Debt N Unrated Security N/A N/A 2015-11-01 2015-11-01 N N N 2980000.00 2992145.91 0.0016 N 2992098.80 2992098.80 New York City Transitional Finance Auth Building Aid RB Fiscal 2007 Series S1 5.000000% 64972HAR3 Other Municipal Debt N Unrated Security N/A N/A 2016-07-15 2016-07-15 N N Y Obligor New York State N/A N/A 100000.00 103635.66 0.0001 N 103688.00 103688.00 New York City Transitional Finance Auth Building Aid RB Fiscal 2008 Series S1 5.000000% 64972HGS5 Other Municipal Debt N Unrated Security N/A N/A 2016-01-15 2016-01-15 N N Y Obligor New York State N/A N/A 1250000.00 1266929.64 0.0007 N 1266937.50 1266937.50 New York City Transitional Finance Auth New York City Transitional Finance Authority Building Aid Revenue Series S-1 5.000000% 64972HJD5 Other Municipal Debt N Unrated Security N/A N/A 2016-07-15 2016-07-15 N N Y Obligor New York State N/A N/A 100000.00 103643.35 0.0001 N 103688.00 103688.00 New York City Transitional Finance Auth Building Aid RB Fiscal 2008 Series S1 0.030000% 64972HRC8 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Citibank NA N/A N/A N Y Obligor New York State N/A N/A 6000000.00 6000000.00 0.0032 N 6000000.00 6000000.00 New York City Transitional Finance Auth Building Aid RB Fiscal 2012 Series S1A 5.000000% 64972HSP8 Other Municipal Debt N Unrated Security N/A N/A 2016-07-15 2016-07-15 N N Y Obligor New York State N/A N/A 350000.00 362755.60 0.0002 N 362908.00 362908.00 New York City Transitional Finance Auth Building Aid RB Fiscal 2013 Series S1 5.000000% 64972HTZ5 Other Municipal Debt N Unrated Security N/A N/A 2016-07-15 2016-07-15 N N Y Obligor New York State N/A N/A 940000.00 974870.25 0.0005 N 974667.20 974667.20 New York City Transitional Finance Auth Building Aid RB Fiscal 2015 Series S1 0.030000% 64972HWC2 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Morgan Stanley Bank NA N/A N/A N Y Obligor New York State N/A N/A 4000000.00 4000000.00 0.0022 N 4000000.00 4000000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2012 Series E1 0.020000% 74926YC82 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Royal Bank of Canada N/A N/A N N 4835000.00 4835000.00 0.0026 N 4835000.00 4835000.00 New York City Transitional Finance Auth Building Aid RB Fiscal 2015 Series S2 0.030000% 88033MBG1 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Toronto-Dominion Bank N/A N/A N Y Obligor New York State N/A N/A 3000000.00 3000000.00 0.0016 N 3000000.00 3000000.00 New York City Transitional Finance Auth Building Aid RB Fiscal 2015 Series S2 0.030000% 88033MEU7 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Citibank NA N/A N/A N Y Obligor New York State N/A N/A 8000000.00 8000000.00 0.0043 N 8000000.00 8000000.00 New York City Transitional Finance Auth Building Aid RB Fiscal 2009 Series S4 0.030000% 94985NHA2 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Wells Fargo & Co N/A N/A N Y Obligor New York State N/A N/A 16435000.00 16435000.00 0.0089 N 16435000.00 16435000.00 New York City Trust for Cultural Resources Refunding RB (American Museum of Natural History) Series 2014B1 0.030000% 64972RAB6 Other Municipal Debt N First Tier Security N/A N/A 2015-10-01 2016-02-26 N N Y Obligor American Museum of Natural History N/A N/A 17225000.00 17225000.00 0.0093 N 17225000.00 17225000.00 New York City Trust for Cultural Resources Refunding RB (American Museum of Natural History) Series 2014B2 0.030000% 64972SAC2 Other Municipal Debt N First Tier Security N/A N/A 2015-10-01 2016-06-10 N N Y Obligor American Museum of Natural History N/A N/A 13490000.00 13490000.00 0.0073 N 13490944.30 13490944.30 New York Liberty Development Corp Liberty RB (1 World Trade Center) Series 2011 0.040000% 46636YEJ5 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor Port Auth of New York & New Jersey N/A N/A 6015000.00 6015000.00 0.0032 N 6015000.00 6015000.00 New York State GO Bonds Series 2008A 4.000000% 6497875W4 Other Municipal Debt N Unrated Security N/A N/A 2016-03-01 2016-03-01 N N N 100000.00 101524.92 0.0001 N 101556.00 101556.00 New York State GO Bonds Series 2009A 5.000000% 6497877J1 Other Municipal Debt N Unrated Security N/A N/A 2016-02-15 2016-02-15 N N N 260000.00 264511.89 0.0001 N 264568.20 264568.20 New York State GO Bonds Series 2006A 5.000000% 649787U89 Other Municipal Debt N Unrated Security N/A N/A 2016-03-15 2016-03-15 N N N 640000.00 653887.54 0.0004 N 653753.60 653753.60 New York State GO Refunding Bonds Series 2009C 3.000000% 649791AH3 Other Municipal Debt N Unrated Security N/A N/A 2016-02-01 2016-02-01 N N N 1140000.00 1150235.66 0.0006 N 1150533.60 1150533.60 New York State GO Bonds Series 2010A 3.000000% 649791BD1 Other Municipal Debt N Unrated Security N/A N/A 2016-03-01 2016-03-01 N N N 495000.00 500498.72 0.0003 N 500697.45 500697.45 New York State GO Bonds Series 2011A 5.000000% 649791DC1 Other Municipal Debt N Unrated Security N/A N/A 2016-02-15 2016-02-15 N N N 100000.00 101687.07 0.0001 N 101757.00 101757.00 New York State GO Bonds Series 2013A 5.000000% 649791GZ7 Other Municipal Debt N Unrated Security N/A N/A 2016-03-01 2016-03-01 N N N 1000000.00 1019856.58 0.0006 N 1019610.00 1019610.00 New York State Dormitory Auth RB (Columbia Univ) Series 2008A 0.020000% 07330CLA5 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Branch Banking & Trust Co N/A N/A N Y Obligor Columbia Univ N/A N/A 6000000.00 6000000.00 0.0032 N 6000000.00 6000000.00 New York State Dormitory Auth Insured RB (St. John's Univ) Series 2007C 0.020000% 18886PUB9 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y State Street Bank & Trust Co NA N/A N/A Y State Street Bank & Trust Co NA N/A N/A N 26020000.00 26020000.00 0.0140 N 26020000.00 26020000.00 New York State Dormitory Auth State Personal Income Tax RB Series 2013A 0.030000% 46640KDH4 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 2000000.00 2000000.00 0.0011 N 2000000.00 2000000.00 New York State Dormitory Auth CP (Cornell Univ) 0.050000% 64983LUJ7 Other Commercial Paper N First Tier Security N/A N/A 2015-12-02 2015-12-02 N N Y Obligor Cornell University N/A N/A 16890000.00 16890000.00 0.0091 N 16890000.17 16890000.17 New York State Dormitory Auth Mental Health Services Facilities RB Series 2008F 4.750000% 64983M5Q7 Other Municipal Debt N Unrated Security N/A N/A 2016-02-15 2016-02-15 N N Y Obligor New York State N/A N/A 250000.00 254006.84 0.0001 N 254140.00 254140.00 New York State Dormitory Auth Mental Health Services Facilities RB Series 2009A1 5.000000% 64983M6T0 Other Municipal Debt N Unrated Security N/A N/A 2016-02-15 2016-02-15 N N Y Obligor New York State N/A N/A 2170000.00 2208431.35 0.0012 N 2207888.20 2207888.20 New York State Dormitory Auth Mental Health Services Facilities Improvement RB Series 2009A1 5.000000% 64983M6V5 Other Municipal Debt N Unrated Security N/A N/A 2016-02-15 2016-02-15 N N Y Obligor New York State N/A N/A 100000.00 101711.70 0.0001 N 101746.00 101746.00 New York State Dormitory Auth Consolidated Service Contract Refunding RB Series 2009A 4.000000% 64983M8A9 Other Municipal Debt N Unrated Security N/A N/A 2016-07-01 2016-07-01 N N Y Obligor New York State N/A N/A 330000.00 338730.07 0.0002 N 338778.00 338778.00 New York State Dormitory Auth Consolidated Service Contract Refunding RB Series 2009A 5.000000% 64983M8B7 Other Municipal Debt N Unrated Security N/A N/A 2016-07-01 2016-07-01 N N Y Obligor New York State N/A N/A 650000.00 671992.09 0.0004 N 672080.50 672080.50 New York State Dormitory Auth State Sales Tax RB Series 2014A 0.030000% 64983PA84 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Morgan Stanley Bank NA N/A N/A N Y Obligor New York State Sales Tax N/A N/A 3300000.00 3300000.00 0.0018 N 3300000.00 3300000.00 New York State Dormitory Auth RB (Columbia Univ) Series 2006A 0.030000% 64983PGM7 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Citibank NA N/A N/A N Y Obligor Columbia Univ N/A N/A 8535000.00 8535000.00 0.0046 N 8535000.00 8535000.00 New York State Dormitory Auth State Personal Income Tax RB Series 2006C 0.030000% 64983PJT9 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Citibank NA N/A N/A N Y Escrow Escrow N/A N/A 25500000.00 25500000.00 0.0138 N 25500000.00 25500000.00 New York State Dormitory Auth RB (NYU) Series 2009A 0.030000% 64983PZC8 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Citibank NA N/A N/A N Y Obligor New York Univ N/A N/A 9900000.00 9900000.00 0.0053 N 9900000.00 9900000.00 New York State Dormitory Auth State Personal Income Tax RB Series 2011A 0.030000% 64983PZY0 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Morgan Stanley Bank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 5935000.00 5935000.00 0.0032 N 5935000.00 5935000.00 New York State Dormitory Auth RB (Catholic Health) Series 2006B 0.020000% 64983Q5S4 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y HSBC BANK USA N/A N/A Y HSBC Bank USA N/A N/A N 7200000.00 7200000.00 0.0039 N 7200000.00 7200000.00 New York State Dormitory Auth RB (Culinary Institute of America) Series 2006 0.020000% 64983QV30 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 3125000.00 3125000.00 0.0017 N 3125000.00 3125000.00 New York State Dormitory Auth RB (Culinary Institute of America) Series 2004D 0.020000% 64983TZS5 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 5400000.00 5400000.00 0.0029 N 5400000.00 5400000.00 New York State Dormitory Auth RB (Culinary Institute of America) Series 2004C 0.020000% 64983U7T1 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 12800000.00 12800000.00 0.0069 N 12800000.00 12800000.00 New York State Dormitory Auth Mental Health Services Facilities RB Series 2003D2F 0.020000% 64983UKT6 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State N/A N/A 3460000.00 3460000.00 0.0019 N 3460000.00 3460000.00 New York State Dormitory Auth State Personal Income Tax RB Series 2011A 5.000000% 6499023M3 Other Municipal Debt N Unrated Security N/A N/A 2016-03-15 2016-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 450000.00 459498.20 0.0002 N 459670.50 459670.50 New York State Dormitory Auth State Personal Income Tax RB Series 2011C 5.000000% 6499025T6 Other Municipal Debt N Unrated Security N/A N/A 2016-03-15 2016-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 350000.00 357297.50 0.0002 N 357521.50 357521.50 New York State Dormitory Auth State Personal Income Tax RB Series 2009G 4.000000% 649902K28 Other Municipal Debt N Unrated Security N/A N/A 2016-03-15 2016-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 150000.00 152428.36 0.0001 N 152557.50 152557.50 New York State Dormitory Auth State Personal Income Tax RB Series 2006B 4.000000% 649902KF9 Other Municipal Debt N Unrated Security N/A N/A 2015-12-15 2015-12-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 150000.00 151142.56 0.0001 N 151147.50 151147.50 New York State Dormitory Auth State Personal Income Tax RB Series 2007A 4.500000% 649902LE1 Other Municipal Debt N Unrated Security N/A N/A 2016-03-15 2016-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 150000.00 152790.04 0.0001 N 152890.50 152890.50 New York State Dormitory Auth State Personal Income Tax RB Series 2007A 5.000000% 649902LF8 Other Municipal Debt N Unrated Security N/A N/A 2016-03-15 2016-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 200000.00 204104.19 0.0001 N 204298.00 204298.00 New York State Dormitory Auth State Personal Income Tax RB Series 2007C 5.000000% 649902MV2 Other Municipal Debt N Unrated Security N/A N/A 2016-03-15 2016-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 325000.00 331753.66 0.0002 N 331984.25 331984.25 New York State Dormitory Auth State Personal Income Tax RB Series 2008A 5.000000% 649902QU0 Other Municipal Debt N Unrated Security N/A N/A 2016-03-15 2016-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 150000.00 153220.50 0.0001 N 153223.50 153223.50 New York State Dormitory Auth State Personal Income Tax RB Series 2008B 5.000000% 649902SD6 Other Municipal Debt N Unrated Security N/A N/A 2016-03-15 2016-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 1125000.00 1148574.82 0.0006 N 1149176.25 1149176.25 New York State Dormitory Auth State Personal Income Tax RB Series 2010E 3.000000% 649902U27 Other Municipal Debt N Unrated Security N/A N/A 2016-02-15 2016-02-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 100000.00 100998.39 0.0001 N 101036.00 101036.00 New York State Dormitory Auth State Personal Income Tax RB Series 2009A 4.000000% 649902UV3 Other Municipal Debt N Unrated Security N/A N/A 2015-12-15 2015-12-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 450000.00 453348.32 0.0002 N 453469.50 453469.50 New York State Dormitory Auth State Personal Income Tax RB Series 2009D 5.000000% 649902ZK2 Other Municipal Debt N Unrated Security N/A N/A 2016-06-15 2016-06-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 100000.00 103160.67 0.0001 N 103308.00 103308.00 New York State Dormitory Auth RB (Univ of Rochester) Series 2006A1 0.010000% 6499032J9 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Barclays Bank Plc N/A N/A Y Barclays Bank Plc N/A N/A N 5400000.00 5400000.00 0.0029 N 5400000.00 5400000.00 New York State Dormitory Auth RB (Univ of Rochester) Series 2006B1 0.010000% 6499032L4 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Barclays Bank Plc N/A N/A Y Barclays Bank Plc N/A N/A N 4530000.00 4530000.00 0.0024 N 4530000.00 4530000.00 New York State Dormitory Auth RB (Royal Charter Properties-East) Series 2006A 0.010000% 649903ZG9 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Fannie Mae N/A N/A Y Fannie Mae N/A N/A N 800000.00 800000.00 0.0004 N 800000.00 800000.00 New York State Dormitory Auth RB (Cornell Univ) Series 2009A 3.000000% 649905BY1 Other Municipal Debt N Unrated Security N/A N/A 2016-07-01 2016-07-01 N N Y Obligor Cornell University N/A N/A 150000.00 152917.81 0.0001 N 153054.00 153054.00 New York State Dormitory Auth RB (Cornell Univ) Series 2009A 5.000000% 649905BZ8 Other Municipal Debt N Unrated Security N/A N/A 2016-07-01 2016-07-01 N N Y Obligor Cornell University N/A N/A 275000.00 284193.09 0.0002 N 284658.00 284658.00 New York State Dormitory Auth RB (NYU) Series 2009A 5.000000% 649905UH7 Other Municipal Debt N Unrated Security N/A N/A 2016-07-01 2016-07-01 N N Y Obligor New York Univ N/A N/A 475000.00 491491.86 0.0003 N 491895.75 491895.75 New York State Dormitory Auth Hospital Refunding RB (Wyckoff Heights Medical Center) Series 2015 2.000000% 6499073P5 Other Municipal Debt N Unrated Security N/A N/A 2016-02-15 2016-02-15 N N Y Obligor New York State N/A N/A 3300000.00 3320734.24 0.0018 N 3321549.00 3321549.00 New York State Dormitory Auth State Sales Tax RB Series 2013A 3.000000% 64990AAB1 Other Municipal Debt N Unrated Security N/A N/A 2016-03-15 2016-03-15 N N Y Obligor New York State Sales Tax N/A N/A 1000000.00 1012582.98 0.0005 N 1012610.00 1012610.00 New York State Dormitory Auth State Personal Income Tax RB Series 2012D 1.500000% 64990EFQ5 Other Municipal Debt N Unrated Security N/A N/A 2016-02-15 2016-02-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 150000.00 150668.64 0.0001 N 150741.00 150741.00 New York State Dormitory Auth RB Series 2012D 5.000000% 64990EM95 Other Municipal Debt N Unrated Security N/A N/A 2016-02-15 2016-02-15 N N Y Escrow Escrow N/A N/A 35000.00 35623.39 0.0000 N 35612.50 35612.50 New York State Dormitory Auth State Personal Income Tax RB Series 2010E 5.000000% 64990EPA9 Other Municipal Debt N Unrated Security N/A N/A 2016-02-15 2016-02-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 100000.00 101677.31 0.0001 N 101757.00 101757.00 New York State Dormitory Auth State Personal Income Tax RB Series 2012D 5.000000% 64990EQ67 Other Municipal Debt N Unrated Security N/A N/A 2016-02-15 2016-02-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 1115000.00 1134861.69 0.0006 N 1134802.40 1134802.40 New York State Dormitory Auth State Personal Income Tax RB Series 2010A 5.000000% 64990ES73 Other Municipal Debt N Unrated Security N/A N/A 2016-02-15 2016-02-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 470000.00 478217.36 0.0003 N 478295.50 478295.50 New York State Dormitory Auth State Personal Income Tax RB Series 2009A 5.000000% 64990EXF9 Other Municipal Debt N Unrated Security N/A N/A 2016-02-15 2016-02-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 425000.00 432308.15 0.0002 N 432420.50 432420.50 New York State Dormitory Auth RB Series 2006D 5.000000% 64990EZ59 Other Municipal Debt N Unrated Security N/A N/A 2016-03-15 2016-03-15 N N Y Escrow Escrow N/A N/A 80000.00 81657.20 0.0000 N 81723.20 81723.20 New York State Dormitory Auth RB Series 2006D 5.000000% 64990EZ75 Other Municipal Debt N Unrated Security N/A N/A 2016-03-15 2016-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 20000.00 20414.30 0.0000 N 20434.40 20434.40 New York State Dormitory Auth Consolidated Service Contract Refunding RB Series 2010 5.000000% 64990HGH7 Other Municipal Debt N Unrated Security N/A N/A 2016-07-01 2016-07-01 N N Y Obligor New York State N/A N/A 150000.00 155036.62 0.0001 N 155176.50 155176.50 New York State Dormitory Auth Mental Health Services Facilities RB Series 2007D 5.000000% 64990HTU4 Other Municipal Debt N Unrated Security N/A N/A 2016-02-15 2016-02-15 N N Y Obligor New York State N/A N/A 295000.00 299887.74 0.0002 N 300150.70 300150.70 New York State Dormitory Auth RB (Cornell Univ) Series 2006A 0.050000% 74703YMF4 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Bank of America NA N/A N/A N Y Obligor Cornell University N/A N/A 9865000.00 9865000.00 0.0053 N 9865000.00 9865000.00 New York State Dormitory Auth State Personal Income Tax RB Series 2010F 0.050000% 74703YXU9 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Bank of America NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 5000000.00 5000000.00 0.0027 N 5000000.00 5000000.00 New York State Dormitory Auth State Personal Income Tax RB Series 2014C 0.030000% 88033LSG5 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 8000000.00 8000000.00 0.0043 N 8000000.00 8000000.00 New York State Environmental Facilities Corp Clean Water & Drinking Water Revolving Funds RB Series 2010C 0.030000% 46633VY78 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y JPMorgan Chase Bank NA N/A N/A N N 6600000.00 6600000.00 0.0036 N 6600000.00 6600000.00 New York State Environmental Facilities Corp Clean Water & Drinking Water Revolving Funds Sub RB Series 2013A 0.030000% 46640KBE3 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State Environmental Facilities Corp - NYCMWFA Program N/A N/A 2500000.00 2500000.00 0.0013 N 2500000.00 2500000.00 New York State Environmental Facilities Corp State Revolving Funds RB Series 2012B 5.000000% 64985HGB7 Other Municipal Debt N Unrated Security N/A N/A 2016-08-15 2016-08-15 N N N 100000.00 104048.26 0.0001 N 104092.00 104092.00 New York State Environmental Facilities Corp State Revolving Funds RB Series 2011A 3.000000% 64985HPJ0 Other Municipal Debt N Unrated Security N/A N/A 2016-02-15 2016-02-15 N N N 350000.00 353419.17 0.0002 N 353636.50 353636.50 New York State Environmental Facilities Corp State Clean Water & Drinking Water Revolving Funds RB Series 2002K 5.500000% 64985WEU4 Other Municipal Debt N Unrated Security N/A N/A 2016-06-15 2016-06-15 N N Y Obligor New York State Environmental Facilities Corp - NYCMWFA Program N/A N/A 200000.00 207197.44 0.0001 N 207322.00 207322.00 New York State Environmental Facilities Corp Clean Water & Drinking Water Revolving Funds RB Series 2003B 5.250000% 64985WNX8 Other Municipal Debt N Unrated Security N/A N/A 2015-12-15 2015-12-15 N N N 200000.00 202006.82 0.0001 N 202032.00 202032.00 New York State Environmental Facilities Corp State Personal Income Tax RB Series 2004A 5.250000% 64985YBB5 Other Municipal Debt N Unrated Security N/A N/A 2015-12-15 2015-12-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 100000.00 100989.02 0.0001 N 101016.00 101016.00 New York State Environmental Facilities Corp State Personal Income Tax RB Series 2006A 5.000000% 64985YCJ7 Other Municipal Debt N Unrated Security N/A N/A 2015-12-15 2015-12-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 200000.00 201932.42 0.0001 N 201934.00 201934.00 New York State Environmental Facilities Corp State Personal Income Tax RB Series 2008A 5.000000% 64985YEK2 Other Municipal Debt N Unrated Security N/A N/A 2015-12-15 2015-12-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 725000.00 732108.00 0.0004 N 731996.25 731996.25 New York State Environmental Facilities Corp Clean Water & Drinking Water Revolving Funds Sub RB Series 2006C 5.000000% 64986AQW4 Other Municipal Debt N Unrated Security N/A N/A 2015-10-15 2015-10-15 N N N 450000.00 450813.65 0.0002 N 450616.50 450616.50 New York State Environmental Facilities Corp Clean Water & Drinking Water Revolving Funds Sub RB Series 2012A 5.000000% 64986AT92 Other Municipal Debt N Unrated Security N/A N/A 2016-06-15 2016-06-15 N N Y Obligor New York State Environmental Facilities Corp - NYCMWFA Program N/A N/A 100000.00 103277.05 0.0001 N 103322.00 103322.00 New York State Environmental Facilities Corp Clean Water & Drinking Water Revolving Funds Sub RB Series 2007B 5.000000% 64986ATK7 Other Municipal Debt N Unrated Security N/A N/A 2016-06-15 2016-06-15 N N Y Obligor New York State Environmental Facilities Corp - NYCMWFA Program N/A N/A 100000.00 103281.26 0.0001 N 103315.00 103315.00 New York State Environmental Facilities Corp Clean Water & Drinking Water Revolving Funds Sub RB Series 2007C 5.000000% 64986AUZ2 Other Municipal Debt N Unrated Security N/A N/A 2016-06-15 2016-06-15 N N Y Obligor New York State Environmental Facilities Corp - NYCMWFA Program N/A N/A 150000.00 154807.38 0.0001 N 154972.50 154972.50 New York State Environmental Facilities Corp State Clean Water & Drinking Water Revolving Funds RB Series 2008A 5.000000% 64986AXS5 Other Municipal Debt N Unrated Security N/A N/A 2016-06-15 2016-06-15 N N Y Obligor New York State Environmental Facilities Corp - NYCMWFA Program N/A N/A 100000.00 103283.72 0.0001 N 103315.00 103315.00 New York State Environmental Facilities Corp State Clean Water & Drinking Water Revolving Funds Sub RB Series 2013A 3.000000% 64986AY62 Other Municipal Debt N Unrated Security N/A N/A 2016-06-15 2016-06-15 N N Y Obligor New York State Environmental Facilities Corp - NYCMWFA Program N/A N/A 330000.00 335994.01 0.0002 N 336362.40 336362.40 New York State HFA Housing RB (10 Liberty St) Series 2003A 0.010000% 64986MC78 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Freddie Mac N/A N/A Y Freddie Mac N/A N/A N 5400000.00 5400000.00 0.0029 N 5400000.00 5400000.00 New York State HFA Housing RB (Gateway to New Cassel) Series 2006A 0.020000% 64986MF34 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 5800000.00 5800000.00 0.0031 N 5800000.00 5800000.00 New York State HFA Housing RB Series 2006A 0.040000% 64986MJ22 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Fannie Mae N/A N/A Y Fannie Mae N/A N/A N 10900000.00 10900000.00 0.0059 N 10900000.00 10900000.00 New York State HFA Housing RB (North End Ave) Series 2004A 0.010000% 64986MJ55 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Fannie Mae N/A N/A Y Fannie Mae N/A N/A N 3500000.00 3500000.00 0.0019 N 3500000.00 3500000.00 New York State HFA Housing RB (100 Maiden Lane) Series 2004A 0.020000% 64986MM28 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Fannie Mae N/A N/A Y Fannie Mae N/A N/A N 66175000.00 66175000.00 0.0357 N 66175000.00 66175000.00 New York State HFA Housing RB (West Village Apts) Series 2008A 0.020000% 64986MS89 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Citibank NA N/A N/A Y Citibank NA N/A N/A N 6100000.00 6100000.00 0.0033 N 6100000.00 6100000.00 New York State HFA Housing RB (Biltmore Tower) Series 2002A 0.020000% 64986MYC3 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Fannie Mae N/A N/A Y Fannie Mae N/A N/A N 3000000.00 3000000.00 0.0016 N 3000000.00 3000000.00 New York State HFA Housing RB (Rip Van Winkle House) Series 2004A 0.050000% 64986MZN8 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Freddie Mac N/A N/A Y Freddie Mac N/A N/A N 10700000.00 10700000.00 0.0058 N 10700000.00 10700000.00 New York State HFA Housing RB (625 W 57th St) Series 2014A 0.010000% 64986U2E6 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Bank of New York Mellon N/A N/A Y Bank of New York Mellon N/A N/A N 4200000.00 4200000.00 0.0023 N 4200000.00 4200000.00 New York State HFA Housing RB (625 W 57th St) Series 2015A1 0.010000% 64986U2F3 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Bank of New York Mellon N/A N/A Y Bank of New York Mellon N/A N/A N 15715000.00 15715000.00 0.0085 N 15715000.00 15715000.00 New York State HFA Housing RB (625 W 57th St) Series 2015A2 0.010000% 64986U2H9 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Bank of New York Mellon N/A N/A Y Bank of New York Mellon N/A N/A N 5000000.00 5000000.00 0.0027 N 5000000.00 5000000.00 New York State HFA Housing RB (33 Bond St) Series 2014A 0.010000% 64986U4D6 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 6900000.00 6900000.00 0.0037 N 6900000.00 6900000.00 New York State HFA Housing RB (Riverside Center 2) Series 2015A1 0.020000% 64986U6G7 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Bank of America NA N/A N/A Y Bank of America NA N/A N/A N 10000000.00 10000000.00 0.0054 N 10000000.00 10000000.00 New York State HFA Housing RB (Related 205 E 92nd St) Series 2014A 0.010000% 64986UL62 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 3150000.00 3150000.00 0.0017 N 3150000.00 3150000.00 New York State HFA Housing RB (600 W 42nd St) Series 2008A 0.010000% 64986UMP9 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Fannie Mae N/A N/A Y Fannie Mae N/A N/A N 3955000.00 3955000.00 0.0021 N 3955000.00 3955000.00 New York State Local Government Assistance Corp Sr Lien Refunding Bonds Series 2007A 5.000000% 649876G45 Other Municipal Debt N Unrated Security N/A N/A 2016-04-01 2016-04-01 N N N 570000.00 583133.25 0.0003 N 583417.80 583417.80 New York State Local Government Assistance Corp Sr Lien Refunding Bonds Series 2008A 5.000000% 649876H85 Other Municipal Debt N Unrated Security N/A N/A 2016-04-01 2016-04-01 N N N 365000.00 373412.90 0.0002 N 373592.10 373592.10 New York State Local Government Assistance Corp Sr Lien Refunding Bonds Series 2008C 5.000000% 649876N88 Other Municipal Debt N Unrated Security N/A N/A 2016-04-01 2016-04-01 N N N 245000.00 250620.35 0.0001 N 250779.55 250779.55 New York State Local Government Assistance Corp Sub Lien Refunding Bonds Series 2010A 5.000000% 649876T66 Other Municipal Debt N Unrated Security N/A N/A 2016-04-01 2016-04-01 N N N 450000.00 460479.38 0.0002 N 460593.00 460593.00 New York State Local Government Assistance Corp Sub Refunding Bonds Series 2010B 5.000000% 649876V55 Other Municipal Debt N Unrated Security N/A N/A 2016-04-01 2016-04-01 N N N 100000.00 102262.29 0.0001 N 102359.00 102359.00 New York State Local Government Assistance Corp Sub Lien Refunding Bonds Series 2011A 5.000000% 649876X46 Other Municipal Debt N Unrated Security N/A N/A 2016-04-01 2016-04-01 N N N 325000.00 332576.07 0.0002 N 332520.50 332520.50 New York State Mortgage Agency Homeowner Mortgage RB Series 147 0.030000% 649883EN1 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y JPMorgan Chase Bank NA N/A N/A N N 15420000.00 15420000.00 0.0083 N 15420000.00 15420000.00 New York State Mortgage Agency Homeowner Mortgage RB Series 153 0.020000% 649883HT5 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Barclays Bank Plc N/A N/A N N 18980000.00 18980000.00 0.0102 N 18980000.00 18980000.00 New York State Mortgage Agency Homeowner Mortgage RB Series 132 0.020000% 64988P2T2 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-01 2015-10-01 Y Royal Bank of Canada N/A N/A N N 18500000.00 18500000.00 0.0100 N 18500000.00 18500000.00 New York State Power Auth CP Series 1&2 0.100000% 64985GV63 Other Commercial Paper N First Tier Security N/A N/A 2015-10-05 2015-10-05 N N N 13876000.00 13876000.00 0.0075 N 13876138.90 13876138.90 New York State Power Auth RB Series 2006A 5.000000% 64989KFW1 Other Municipal Debt N Unrated Security N/A N/A 2015-11-15 2015-11-15 N N N 250000.00 251468.68 0.0001 N 251472.50 251472.50 New York State Power Auth RB Series 2007C 5.000000% 64989KGU4 Other Municipal Debt N Unrated Security N/A N/A 2015-11-15 2015-11-15 N N N 1695000.00 1705003.27 0.0009 N 1704983.55 1704983.55 New York State Power Auth CP Series 1&2 0.060000% 64989MDW9 Other Commercial Paper N First Tier Security N/A N/A 2015-10-07 2015-10-07 N N N 20000000.00 20000000.00 0.0108 N 20000200.20 20000200.20 New York State Power Auth CP Series 1&2 0.040000% 64989MDZ2 Other Commercial Paper N First Tier Security N/A N/A 2015-10-02 2015-10-02 N N N 14715000.00 14715000.00 0.0079 N 14715000.15 14715000.15 New York State Power Auth CP Series 1&2 0.060000% 64989MEC2 Other Commercial Paper N First Tier Security N/A N/A 2015-11-19 2015-11-19 N N N 10000000.00 10000000.00 0.0054 N 10000500.10 10000500.10 New York State Power Auth CP Series 1&2 0.040000% 64989MEF5 Other Commercial Paper N First Tier Security N/A N/A 2015-11-05 2015-11-05 N N N 18455000.00 18455000.00 0.0100 N 18455184.73 18455184.73 New York State Thruway Auth General RB Series H 0.020000% 27884FYT1 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y US Bank NA N/A N/A Y US Bank NA N/A N/A N 19260000.00 19260000.00 0.0104 N 19260000.00 19260000.00 New York State Thruway Auth Second General Highway & Bridge Trust Fund Bonds Series 2005B 5.000000% 6500136Z3 Other Municipal Debt N Unrated Security N/A N/A 2015-10-01 2015-10-01 N N Y Escrow Escrow N/A N/A 20005000.00 20005000.00 0.0108 N 20005000.00 20005000.00 New York State Thruway Auth Second General Highway & Bridge Trust Fund Bonds Series 2005B 5.000000% 6500137B5 Other Municipal Debt N Unrated Security N/A N/A 2015-10-01 2015-10-01 N N Y Escrow Escrow N/A N/A 15090000.00 15090000.00 0.0081 N 15090000.00 15090000.00 New York State Thruway Auth Second General Highway & Bridge Trust Fund Bonds Series 2005B 5.000000% 6500137D1 Other Municipal Debt N Unrated Security N/A N/A 2015-10-01 2015-10-01 N N Y Escrow Escrow N/A N/A 33605000.00 33605000.00 0.0181 N 33605000.00 33605000.00 New York State Thruway Auth Second General Highway & Bridge Trust Fund Bonds Series 2005B 5.000000% 6500137E9 Other Municipal Debt N Unrated Security N/A N/A 2015-10-01 2015-10-01 N N Y Escrow Escrow N/A N/A 16485000.00 16485000.00 0.0089 N 16485000.00 16485000.00 New York State Thruway Auth Second General Highway & Bridge Trust Fund Bonds Series 2005B 5.000000% 650013S48 Other Municipal Debt N Unrated Security N/A N/A 2015-10-01 2015-10-01 N N Y Escrow Escrow N/A N/A 1530000.00 1530000.00 0.0008 N 1530000.00 1530000.00 New York State Thruway Auth Second General Highway & Bridge Trust Fund Bonds Series 2006A 5.000000% 650014HS5 Other Municipal Debt N Unrated Security N/A N/A 2016-04-01 2016-04-01 N N N 150000.00 153399.93 0.0001 N 153531.00 153531.00 New York State Thruway Auth Second General Highway & Bridge Trust Fund Bonds Series 2006A 5.000000% 650014JC8 Other Municipal Debt N Unrated Security N/A N/A 2016-04-01 2016-04-01 N N Y Escrow Escrow N/A N/A 975000.00 997995.29 0.0005 N 998341.50 998341.50 New York State Thruway Auth Second General Highway & Bridge Trust Fund Bonds Series 2007A 5.000000% 650014KG7 Other Municipal Debt N Unrated Security N/A N/A 2016-04-01 2016-04-01 N N N 990000.00 1012700.69 0.0005 N 1013304.60 1013304.60 New York State Thruway Auth Second General Highway & Bridge Trust Fund Bonds Series 2008A 5.000000% 650014MM2 Other Municipal Debt N Unrated Security N/A N/A 2016-04-01 2016-04-01 N N N 520000.00 532002.74 0.0003 N 532240.80 532240.80 New York State Thruway Auth Second General Highway & Bridge Trust Fund Bonds Series 2008B 5.000000% 650014NR0 Other Municipal Debt N Unrated Security N/A N/A 2016-04-01 2016-04-01 N N N 1975000.00 2020403.41 0.0011 N 2021491.50 2021491.50 New York State Thruway Auth Second General Highway & Bridge Trust Fund Bonds Series 2010A 4.000000% 650014SS3 Other Municipal Debt N Unrated Security N/A N/A 2016-04-01 2016-04-01 N N N 125000.00 127274.97 0.0001 N 127332.50 127332.50 New York State Thruway Auth Second General Highway & Bridge Trust Fund Bonds Series 2010A 5.000000% 650014ST1 Other Municipal Debt N Unrated Security N/A N/A 2016-04-01 2016-04-01 N N N 145000.00 148248.09 0.0001 N 148413.30 148413.30 New York State Thruway Auth Second General Highway & Bridge Trust Fund Refunding Bonds Series 2011A2 4.000000% 650014VC4 Other Municipal Debt N Unrated Security N/A N/A 2016-04-01 2016-04-01 N N N 195000.00 198447.10 0.0001 N 198638.70 198638.70 New York State Thruway Auth Second General Highway & Bridge Trust Fund Bonds Series 2012A 4.000000% 650014WG4 Other Municipal Debt N Unrated Security N/A N/A 2016-04-01 2016-04-01 N N N 795000.00 809425.07 0.0004 N 809834.70 809834.70 New York State Thruway Auth Service Contract Bonds Series 2007 5.000000% 650017VX1 Other Municipal Debt N Unrated Security N/A N/A 2016-04-01 2016-04-01 N N Y Obligor New York State N/A N/A 275000.00 281322.19 0.0002 N 281473.50 281473.50 New York State Thruway Auth Service Contract Bonds Series 2009 5.000000% 650017XD3 Other Municipal Debt N Unrated Security N/A N/A 2016-04-01 2016-04-01 N N Y Obligor New York State N/A N/A 1000000.00 1024121.14 0.0006 N 1023540.00 1023540.00 New York State Thruway Auth Service Contract Bonds Series 2012A 5.000000% 650017XR2 Other Municipal Debt N Unrated Security N/A N/A 2016-04-01 2016-04-01 N N Y Obligor New York State N/A N/A 2575000.00 2635718.96 0.0014 N 2635615.50 2635615.50 New York State Thruway Auth State Personal Income Tax Refunding RB Series 2007A 4.000000% 650028LY7 Other Municipal Debt N Unrated Security N/A N/A 2016-03-15 2016-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 250000.00 254228.46 0.0001 N 254262.50 254262.50 New York State Thruway Auth State Personal Income Tax Refunding RB Series 2007A 5.000000% 650028LZ4 Other Municipal Debt N Unrated Security N/A N/A 2016-03-15 2016-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 250000.00 255236.44 0.0001 N 255372.50 255372.50 New York State Thruway Auth State Personal Income Tax RB Series 2008A 5.000000% 650028NT6 Other Municipal Debt N Unrated Security N/A N/A 2016-03-15 2016-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 325000.00 331983.36 0.0002 N 331984.25 331984.25 New York State Thruway Auth State Personal Income Tax RB Series 2009A 5.000000% 650028QY2 Other Municipal Debt N Unrated Security N/A N/A 2016-03-15 2016-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 345000.00 352194.35 0.0002 N 352414.05 352414.05 New York State Thruway Auth State Personal Income Tax RB Series 2010A 5.000000% 650028SF1 Other Municipal Debt N Unrated Security N/A N/A 2016-03-15 2016-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 710000.00 724990.67 0.0004 N 725257.90 725257.90 New York State Thruway Auth State Personal Income Tax RB Series 2011A 4.000000% 650028SV6 Other Municipal Debt N Unrated Security N/A N/A 2016-03-15 2016-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 100000.00 101668.82 0.0001 N 101705.00 101705.00 New York State Thruway Auth State Personal Income Tax RB Series 2012A 5.000000% 650028UW1 Other Municipal Debt N Unrated Security N/A N/A 2016-03-15 2016-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 225000.00 229733.14 0.0001 N 229835.25 229835.25 New York State Tobacco Settlement Financing Corp Asset-Backed RB Series 2011A 5.000000% 88880TMK9 Other Municipal Debt N Unrated Security N/A N/A 2016-06-01 2016-06-01 N N Y Obligor New York State N/A N/A 610000.00 628437.72 0.0003 N 629050.30 629050.30 New York State Tobacco Settlement Financing Corp Asset-Backed RB Series 2011B 5.000000% 88880TMR4 Other Municipal Debt N Unrated Security N/A N/A 2016-06-01 2016-06-01 N N Y Obligor New York State N/A N/A 270000.00 278199.74 0.0002 N 278432.10 278432.10 New York State Urban Development Corp State Personal Income Tax RB Series 2007B 0.050000% 06740GAL0 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Barclays Bank Plc N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 3200000.00 3200000.00 0.0017 N 3200000.00 3200000.00 New York State Urban Development Corp State Personal Income Tax RB Series 2009A1 0.030000% 46632PUA9 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 4995000.00 4995000.00 0.0027 N 4995000.00 4995000.00 New York State Urban Development Corp State Personal Income Tax RB Series 2013A1 0.030000% 46636Y4B3 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 4700000.00 4700000.00 0.0025 N 4700000.00 4700000.00 New York State Urban Development Corp State Personal Income Tax RB Series 2004A2 5.500000% 650034X71 Other Municipal Debt N Unrated Security N/A N/A 2016-03-15 2016-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 100000.00 102302.45 0.0001 N 102371.00 102371.00 New York State Urban Development Corp Service Contract Refunding RB Series 2005B 5.000000% 650035AU2 Other Municipal Debt N Unrated Security N/A N/A 2016-01-01 2016-01-01 N N Y Obligor New York State N/A N/A 110000.00 111279.05 0.0001 N 111294.70 111294.70 New York State Urban Development Corp State Personal Income Tax RB Series 2007B 5.000000% 650035CQ9 Other Municipal Debt N Unrated Security N/A N/A 2016-03-15 2016-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 100000.00 102129.70 0.0001 N 102158.00 102158.00 New York State Urban Development Corp State Personal Income Tax RB Series 2013D 5.000000% 650035D39 Other Municipal Debt N Unrated Security N/A N/A 2016-03-15 2016-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 910000.00 929034.24 0.0005 N 929637.80 929637.80 New York State Urban Development Corp Service Contract Refunding RB Series 2007A 5.000000% 650035EN4 Other Municipal Debt N Unrated Security N/A N/A 2016-01-01 2016-01-01 N N Y Obligor New York State N/A N/A 500000.00 505708.44 0.0003 N 505885.00 505885.00 New York State Urban Development Corp State Personal Income Tax RB Series 2007C 5.000000% 650035FV5 Other Municipal Debt N Unrated Security N/A N/A 2016-03-15 2016-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 475000.00 485078.13 0.0003 N 485250.50 485250.50 New York State Urban Development Corp State Personal Income Tax RB Series 2008A1 4.000000% 650035HH4 Other Municipal Debt N Unrated Security N/A N/A 2015-12-15 2015-12-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 575000.00 579424.61 0.0003 N 579433.25 579433.25 New York State Urban Development Corp State Personal Income Tax RB Series 2004A3A 0.030000% 650035MG0 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 9355000.00 9355000.00 0.0051 N 9355000.00 9355000.00 New York State Urban Development Corp Service Contract Refunding RB Series 2008D 5.000000% 650035NY0 Other Municipal Debt N Unrated Security N/A N/A 2016-01-01 2016-01-01 N N Y Obligor New York State N/A N/A 6230000.00 6304177.89 0.0034 N 6303327.10 6303327.10 New York State Urban Development Corp State Personal Income Tax RB Series 2009A1 5.000000% 650035PW2 Other Municipal Debt N Unrated Security N/A N/A 2015-12-15 2015-12-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 1300000.00 1312734.08 0.0007 N 1312571.00 1312571.00 New York State Urban Development Corp State Personal Income Tax RB Series 2009B1 5.000000% 650035QX9 Other Municipal Debt N Unrated Security N/A N/A 2016-03-15 2016-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 200000.00 204170.00 0.0001 N 204316.00 204316.00 New York State Urban Development Corp State Personal Income Tax RB Series 2009C 3.000000% 650035SH2 Other Municipal Debt N Unrated Security N/A N/A 2015-12-15 2015-12-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 400000.00 402166.01 0.0002 N 402300.00 402300.00 New York State Urban Development Corp State Personal Income Tax RB Series 2009C 5.000000% 650035SK5 Other Municipal Debt N Unrated Security N/A N/A 2015-12-15 2015-12-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 5205000.00 5255786.36 0.0028 N 5255332.35 5255332.35 New York State Urban Development Corp Service Contract Refunding RB Series 2010A1 4.000000% 650035TK4 Other Municipal Debt N Unrated Security N/A N/A 2016-01-01 2016-01-01 N N Y Obligor New York State N/A N/A 375000.00 378390.50 0.0002 N 378517.50 378517.50 New York State Urban Development Corp Service Contract Refunding RB Series 2010B 5.000000% 650035US5 Other Municipal Debt N Unrated Security N/A N/A 2016-01-01 2016-01-01 N N Y Obligor New York State N/A N/A 11600000.00 11739446.77 0.0063 N 11736532.00 11736532.00 New York State Urban Development Corp State Personal Income Tax RB Series 2010A 5.000000% 650035VM7 Other Municipal Debt N Unrated Security N/A N/A 2016-03-15 2016-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 3520000.00 3595373.95 0.0019 N 3595961.60 3595961.60 New York State Urban Development Corp Service Contract Refunding RB Series 2011A 4.000000% 650035VY1 Other Municipal Debt N Unrated Security N/A N/A 2016-09-15 2016-09-15 N N Y Obligor New York State N/A N/A 100000.00 103431.73 0.0001 N 103535.00 103535.00 New York State Urban Development Corp State Personal Income Tax RB Series 2013A1 0.030000% 88033LA25 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 3000000.00 3000000.00 0.0016 N 3000000.00 3000000.00 New York State Urban Development Corp State Personal Income Tax RB Series 2014A 0.030000% 88033LWS4 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 7500000.00 7500000.00 0.0040 N 7500000.00 7500000.00 Niagara Cnty BAN 2015B 1.250000% 653352T46 Other Municipal Debt N Unrated Security N/A N/A 2016-05-12 2016-05-12 N N N 9017615.00 9067643.25 0.0049 N 9069466.29 9069466.29 North Hempstead BAN 2015 Series A 0.850000% 659666QC8 Other Municipal Debt N Unrated Security N/A N/A 2016-04-06 2016-04-06 N N N 22000000.00 22068102.36 0.0119 N 22075020.00 22075020.00 North Syracuse CSD BAN 2015 1.500000% 662735NP0 Other Municipal Debt N Unrated Security N/A N/A 2016-08-12 2016-08-12 N N N 9956585.00 10044663.58 0.0054 N 10048185.58 10048185.58 Oceanside UFSD TAN 2015-2016 2.000000% 675498JK6 Other Municipal Debt N Unrated Security N/A N/A 2016-06-21 2016-06-21 N N N 13500000.00 13641355.27 0.0074 N 13647420.00 13647420.00 Patchogue-Medford UFSD TAN 2015-2016 1.750000% 703023PT2 Other Municipal Debt N Unrated Security N/A N/A 2016-06-24 2016-06-24 N N N 10000000.00 10100100.00 0.0055 N 10100100.00 10100100.00 Port Auth of New York & New Jersey Consolidated Bonds 148th Series 0.030000% 73358T4P3 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Morgan Stanley Bank NA N/A N/A N N 9990500.00 9990500.00 0.0054 N 9990500.00 9990500.00 Port Auth of New York & New Jersey Consolidated Bonds 141st Series 0.060000% 73358T5B3 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Citibank NA N/A N/A N N 18165000.00 18165000.00 0.0098 N 18165000.00 18165000.00 Port Auth of New York & New Jersey Consolidated Bonds 155th Series 2.750000% 73358T7H8 Other Municipal Debt N Unrated Security N/A N/A 2015-10-01 2015-10-01 N N N 250000.00 250000.00 0.0001 N 250000.00 250000.00 Port Auth of New York & New Jersey Consolidated Bonds 144th Series 0.030000% 73358TWC1 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y JPMorgan Chase Bank NA N/A N/A N N 750000.00 750000.00 0.0004 N 750000.00 750000.00 Port Auth of New York & New Jersey Consolidated Bonds 179th Series 4.000000% 73358WQE7 Other Municipal Debt N Unrated Security N/A N/A 2015-12-01 2015-12-01 N N N 1085000.00 1091721.89 0.0006 N 1091705.30 1091705.30 Port Auth of New York & New Jersey Consolidated Bonds 179th Series 0.030000% 73358WRM8 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Citibank NA N/A N/A N N 2580000.00 2580000.00 0.0014 N 2580000.00 2580000.00 Port Auth of New York & New Jersey CP Series B 0.080000% 73359BGT0 Other Commercial Paper N First Tier Security N/A N/A 2015-10-08 2015-10-08 N N N 2505000.00 2505000.00 0.0014 N 2505000.03 2505000.03 Port Auth of New York & New Jersey CP Series B 0.080000% 73359BGV5 Other Commercial Paper N First Tier Security N/A N/A 2015-10-07 2015-10-07 N N N 2010000.00 2010000.00 0.0011 N 2010000.02 2010000.02 Port Auth of New York & New Jersey CP Series B 0.080000% 73359BHC6 Other Commercial Paper N First Tier Security N/A N/A 2015-11-10 2015-11-10 N N N 2610000.00 2610000.00 0.0014 N 2610182.73 2610182.73 Port Auth of New York & New Jersey CP Series B 0.080000% 73359BHE2 Other Commercial Paper N First Tier Security N/A N/A 2015-12-02 2015-12-02 N N N 6140000.00 6140000.00 0.0033 N 6140307.06 6140307.06 Port Auth of New York & New Jersey CP Series B 0.050000% 73359BHG7 Other Commercial Paper N First Tier Security N/A N/A 2015-12-03 2015-12-03 N N N 10000000.00 10000000.00 0.0054 N 10000500.10 10000500.10 Rensselaer Cnty GO BAN 2015 2.000000% 759897XE6 Other Municipal Debt N Unrated Security N/A N/A 2016-08-12 2016-08-12 N N N 11500000.00 11650636.76 0.0063 N 11658355.00 11658355.00 Rochester BAN 2015 Series I 1.000000% 771694LQ7 Other Municipal Debt N First Tier Security N/A N/A 2016-03-16 2016-03-16 N N N 18345000.00 18410552.97 0.0099 N 18415077.90 18415077.90 Rockland Cnty IDA RB (Northern Riverview) Series 1999 0.120000% 773561AD7 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 7365000.00 7365000.00 0.0040 N 7365000.00 7365000.00 Rotterdam-Mohonasen CSD BAN 2015 2.000000% 778850KC0 Other Municipal Debt N Unrated Security N/A N/A 2016-04-08 2016-04-08 N N N 17000000.00 17149553.43 0.0093 N 17155890.00 17155890.00 Sales Tax Asset Receivable Corp Sales Tax Asset RB Fiscal 2015 Series A 0.030000% 88033LRF8 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y JPMorgan Chase Bank NA N/A N/A N N 3140000.00 3140000.00 0.0017 N 3140000.00 3140000.00 Suffolk County IDA Civic Facility RB (Guide Dog Foundation for the Blind) Series 2001 0.070000% 864768FD3 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 3240000.00 3240000.00 0.0017 N 3240000.00 3240000.00 Sullivan Cnty GO TAN 2015 1.250000% 865270WZ1 Other Municipal Debt N Unrated Security N/A N/A 2016-03-04 2016-03-04 N N N 4250000.00 4267037.26 0.0023 N 4268105.00 4268105.00 Sullivan Cnty BAN 2015 1.250000% 865270XB3 Other Municipal Debt N Unrated Security N/A N/A 2016-03-04 2016-03-04 N N N 7070000.00 7097006.09 0.0038 N 7100118.20 7100118.20 Syracuse IDA Civic Facility Refunding RB (Crouse Health) Series 2003A 0.020000% 871720BR8 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y HSBC BANK USA N/A N/A Y HSBC Bank USA N/A N/A N 6815000.00 6815000.00 0.0037 N 6815000.00 6815000.00 Three Village CSD BAN 2015 2.000000% 885766NE1 Other Municipal Debt N Unrated Security N/A N/A 2016-08-26 2016-08-26 N N N 2850000.00 2893546.44 0.0016 N 2894118.00 2894118.00 Three Village CSD TAN 2015-2016 1.750000% 885766NF8 Other Municipal Debt N Unrated Security N/A N/A 2016-06-27 2016-06-27 N N N 13000000.00 13141090.49 0.0071 N 13145210.00 13145210.00 Three Village CSD BAN 2015 1.750000% 885766NG6 Other Municipal Debt N Unrated Security N/A N/A 2016-08-26 2016-08-26 N N N 10000000.00 10128473.97 0.0055 N 10130500.00 10130500.00 Tonawanda BAN 2015 1.125000% 890159J23 Other Municipal Debt N Unrated Security N/A N/A 2016-06-09 2016-06-09 N N N 7756482.00 7770819.56 0.0042 N 7765867.34 7765867.34 Triborough Bridge & Tunnel Auth General RB Series 2008C 0.070000% 05248RAE1 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Bank of America NA N/A N/A N N 3000000.00 3000000.00 0.0016 N 3000000.00 3000000.00 Triborough Bridge & Tunnel Auth General Refunding RB Series 2002B 5.250000% 8960298H1 Other Municipal Debt N Unrated Security N/A N/A 2015-11-15 2015-11-15 N N N 3795000.00 3818412.93 0.0021 N 3818984.40 3818984.40 Triborough Bridge & Tunnel Auth General Refunding RB Series 2005B2 0.010000% 89602N2B9 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-01 2015-10-01 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 2900000.00 2900000.00 0.0016 N 2900000.00 2900000.00 Triborough Bridge & Tunnel Auth General Refunding RB Series 2002B 5.250000% 89602NDF8 Other Municipal Debt N Unrated Security N/A N/A 2015-11-15 2015-11-15 N N N 100000.00 100609.16 0.0001 N 100632.00 100632.00 Triborough Bridge & Tunnel Auth Sub RB Series 2003A 5.250000% 89602NEC4 Other Municipal Debt N Unrated Security N/A N/A 2015-11-15 2015-11-15 N N N 1760000.00 1770677.93 0.0010 N 1770577.60 1770577.60 Triborough Bridge & Tunnel Auth General Refunding RB Series 2005B3 0.010000% 89602NGX6 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Bank of Tokyo Mitsubishi UFJ Ltd N/A N/A Y Bank of Tokyo Mitsubishi UFJ Ltd N/A N/A N 7650000.00 7650000.00 0.0041 N 7650000.00 7650000.00 Triborough Bridge & Tunnel Auth General RB Series 2008A 4.000000% 89602NME1 Other Municipal Debt N Unrated Security N/A N/A 2015-11-15 2015-11-15 N N N 150000.00 150686.78 0.0001 N 150718.50 150718.50 Triborough Bridge & Tunnel Auth General RB Series 2008A 5.000000% 89602NMF8 Other Municipal Debt N Unrated Security N/A N/A 2015-11-15 2015-11-15 N N N 2275000.00 2288231.60 0.0012 N 2288672.75 2288672.75 Triborough Bridge & Tunnel Auth General RB (MTA Bridges & Tunnels) Series 2008C 5.000000% 89602NPC2 Other Municipal Debt N Unrated Security N/A N/A 2015-11-15 2015-11-15 N N N 5640000.00 5673703.02 0.0031 N 5673896.40 5673896.40 Triborough Bridge & Tunnel Auth General RB Series 2013C 3.000000% 89602NQ64 Other Municipal Debt N Unrated Security N/A N/A 2015-11-15 2015-11-15 N N N 2460000.00 2468478.76 0.0013 N 2468782.20 2468782.20 Triborough Bridge & Tunnel Auth Sub RB (MTA Bridges & Tunnels) Series 2008D 5.000000% 89602NQD9 Other Municipal Debt N Unrated Security N/A N/A 2015-11-15 2015-11-15 N N N 400000.00 402298.45 0.0002 N 402284.00 402284.00 Triborough Bridge & Tunnel Auth General RB Series 2001C 0.010000% 89602NSQ8 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Bank of Tokyo Mitsubishi UFJ Ltd N/A N/A Y Bank of Tokyo Mitsubishi UFJ Ltd N/A N/A N 13000000.00 13000000.00 0.0070 N 13000000.00 13000000.00 Triborough Bridge & Tunnel Auth General RB Series 2009A2 0.020000% 89602NUR3 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Credit Suisse AG N/A N/A N N 6500000.00 6500000.00 0.0035 N 6500000.00 6500000.00 Triborough Bridge & Tunnel Auth General RB Series 2010A1 5.000000% 89602NUX0 Other Municipal Debt N Unrated Security N/A N/A 2015-11-15 2015-11-15 N N N 5650000.00 5683416.08 0.0031 N 5683956.50 5683956.50 Triborough Bridge & Tunnel Auth General Refunding RB Series 2011A 5.000000% 89602NWH3 Other Municipal Debt N Unrated Security N/A N/A 2016-01-01 2016-01-01 N N N 775000.00 784060.89 0.0004 N 784028.75 784028.75 Triborough Bridge & Tunnel Auth General RB Series 2003B1 0.010000% 89602NWU4 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y PNC Bank NA N/A N/A Y PNC Bank NA N/A N/A N 3000000.00 3000000.00 0.0016 N 3000000.00 3000000.00 Triborough Bridge & Tunnel Auth General RB Series 2003B3 0.010000% 89602NWW0 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-01 2015-10-01 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 1000000.00 1000000.00 0.0005 N 1000000.00 1000000.00 Triborough Bridge & Tunnel Auth General RB Series 2012A 5.000000% 89602NXR0 Other Municipal Debt N Unrated Security N/A N/A 2015-11-15 2015-11-15 N N N 175000.00 176023.22 0.0001 N 176051.75 176051.75 Triborough Bridge & Tunnel Auth General RB Series 2013C 0.030000% 89602NZ23 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Morgan Stanley Bank NA N/A N/A N N 6665000.00 6665000.00 0.0036 N 6665000.00 6665000.00 Triborough Bridge & Tunnel Auth Sub RB (MTA Bridge & Tunnels) Series 2000ABCD2 0.190000% 89602NZ56 Other Municipal Debt N First Tier Security N/A N/A 2015-10-01 2016-01-01 N N N 29200000.00 29207964.09 0.0158 N 29197956.00 29197956.00 Utility Debt Securitization Auth Restructuring Bonds Series 2013TE17 0.020000% 18886EBQ2 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y State Street Bank & Trust Co NA N/A N/A N N 21665000.00 21665000.00 0.0117 N 21665000.00 21665000.00 Utility Debt Securitization Auth Restructuring Bonds Series 2013TE17 0.020000% 74926YH20 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Royal Bank of Canada N/A N/A N N 6650000.00 6650000.00 0.0036 N 6650000.00 6650000.00 Utility Debt Securitization Auth Restructuring Bonds Series 2013TE 0.030000% 88033LZE2 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y JPMorgan Chase Bank NA N/A N/A N N 3355000.00 3355000.00 0.0018 N 3355000.00 3355000.00 Vestal BAN 2015 1.250000% 925428SX3 Other Municipal Debt N Unrated Security N/A N/A 2016-05-13 2016-05-13 N N N 5215000.00 5245025.54 0.0028 N 5246081.40 5246081.40 West Seneca BAN 2015 2.000000% 955771QY9 Other Municipal Debt N First Tier Security N/A N/A 2016-07-28 2016-07-28 N N N 13180000.00 13347708.46 0.0072 N 13359379.80 13359379.80