0001145549-15-007587.txt : 20151130
0001145549-15-007587.hdr.sgml : 20151130
20151007154922
ACCESSION NUMBER: 0001145549-15-007587
CONFORMED SUBMISSION TYPE: N-MFP
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150930
FILED AS OF DATE: 20151007
DATE AS OF CHANGE: 20151007
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS
CENTRAL INDEX KEY: 0000857156
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: N-MFP
SEC ACT: 1933 Act
SEC FILE NUMBER: 811-05954
FILM NUMBER: 151148949
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 1-415-667-7000
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS
DATE OF NAME CHANGE: 19920703
0000857156
S000004513
Schwab New York Municipal Money Fund
C000012394
Sweep Shares
SWNXX
C000012395
Value Advantage Shares
SWYXX
N-MFP
1
primary_doc.xml
N-MFP
N-MFP
LIVE
N
2015-09-30
0000857156
S000004513
2
N
N
N
N
033-31894
Charles Schwab Investment Management, Inc.
801-35905
PricewaterhouseCoopers LLP
San Francisco
CA
Charles Schwab Investment Management, Inc.
Boston Financial Data Services, Inc.
0000275143
84-00896
N
N
N
Single State Fund
55
63
1924456306.83
6077765.78
78452055.37
1852082017.24
0.0011
1.0013
2015-09-30
1.0013
2015-09-30
C000012394
1.00
1636513611.32
1.00
-14260186.51
293971811.92
308231998.43
0.0001
1.0013
2015-09-30
1.0013
2015-09-30
C000012395
25000.00
215568405.92
1.00
-7890887.58
5326214.83
13217102.41
0.0001
1.0014
2015-09-30
1.0014
2015-09-30
Amherst Development Corp
Student Housing Facility Refunding RB Series 2010B 0.050000%
031358AX2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
HSBC BANK USA
N/A
N/A
Y
HSBC Bank USA
N/A
N/A
N
5520000.00
5520000.00
0.0030
N
5520000.00
5520000.00
Amherst IDA
Civic Facility RB (Daemen College) Series 2006B 0.070000%
031362EJ1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
3375000.00
3375000.00
0.0018
N
3375000.00
3375000.00
Bay Shore UFSD
TAN 2015-2016 2.000000%
072581KP5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-24
2016-06-24
N
N
N
10000000.00
10117260.82
0.0055
N
10120200.00
10120200.00
Bayport Blue Point UFSD
TAN 2015-2016 1.500000%
073059NT0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-28
2016-06-28
N
N
N
10500000.00
10592246.27
0.0057
N
10596390.00
10596390.00
Beacon
BAN Series 2015A 2.000000%
073653MZ7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-05-27
2016-05-27
N
N
N
1000000.00
1010601.12
0.0005
N
1010580.00
1010580.00
BlackRock Muni New York Intermediate Duration Fund
Variable Rate Demand Preferred Shares Series W7 0.110000%
09255F307
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Barclays Bank Plc
N/A
N/A
Y
Barclays Bank Plc
N/A
N/A
N
6700000.00
6700000.00
0.0036
N
6700000.00
6700000.00
BlackRock New York Municipal Bond Trust
Variable Rate Demand Preferred Shares Series W-7 0.110000%
09249P304
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Barclays Bank Plc
N/A
N/A
Y
Barclays Bank Plc
N/A
N/A
N
22100000.00
22100000.00
0.0119
N
22100000.00
22100000.00
BlackRock New York Municipal Income Quality Trust
Variable Rate Demand Preferred Shares Series W7 0.110000%
09249U303
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Barclays Bank Plc
N/A
N/A
Y
Barclays Bank Plc
N/A
N/A
N
3000000.00
3000000.00
0.0016
N
3000000.00
3000000.00
BlackRock New York Municipal Income Trust II
Variable Rate Demand Preferred Shares Series W7 0.110000%
09249R300
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Barclays Bank Plc
N/A
N/A
Y
Barclays Bank Plc
N/A
N/A
N
5000000.00
5000000.00
0.0027
N
5000000.00
5000000.00
Build NYC Resource Corp
RB (Asia Society) Series 2015 0.010000%
12008EJF4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
TD Bank NA
N/A
N/A
Y
TD Bank NA
N/A
N/A
N
3000000.00
3000000.00
0.0016
N
3000000.00
3000000.00
Burnt Hills - Ballston Lake CSD
GO BAN 2015 1.500000%
122547KX9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-24
2016-06-24
N
N
N
2000000.00
2016122.41
0.0011
N
2017920.00
2017920.00
Cheektowaga-Maryvale UFSD
BAN 2015 1.750000%
162866GU5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-23
2016-06-23
N
N
N
5540000.00
5589659.65
0.0030
N
5594624.40
5594624.40
Clinton Cnty
BAN 2015 Series B 1.500000%
187468JE4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-10
2016-06-10
N
N
N
9800000.00
9863836.41
0.0053
N
9872912.00
9872912.00
Colonie Local Development Corp
RB (Shaker Pointe at Carondelet) Series 2011 0.020000%
196220AA5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
10000000.00
10000000.00
0.0054
N
10000000.00
10000000.00
Colonie Local Development Corp
RB (Shaker Pointe at Carondelet) Series 2013 0.020000%
196220AB3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
12000000.00
12000000.00
0.0065
N
12000000.00
12000000.00
Columbia Cnty
BAN 2015 Series A 1.250000%
197504PG2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-03
2016-02-03
N
N
N
8600000.00
8629805.48
0.0047
N
8616426.00
8616426.00
East Hampton
BAN Series 2015 2.000000%
272731R36
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-26
2016-08-26
N
N
N
2895623.00
2931672.32
0.0016
N
2932252.63
2932252.63
East Rochester Housing Auth
Housing RB (Park Ridge Nursing Home) Series 2008 0.080000%
274722DX2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
13220000.00
13220000.00
0.0071
N
13220000.00
13220000.00
East Syracuse-Minoa CSD
BAN 2014 1.250000%
275443ED7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-10-09
2015-10-09
N
N
N
10000000.00
10002196.17
0.0054
N
10002400.00
10002400.00
Eastport South Manor CSD
TAN 2015-2016 1.500000%
27779THQ4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-24
2016-06-24
N
N
N
7000000.00
7060340.00
0.0038
N
7060410.00
7060410.00
Franklin Cnty Civic Development Corp
RB (Alice Hyde Medical Center) Series 2013A 0.020000%
35313PAA0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
HSBC BANK USA
N/A
N/A
Y
HSBC Bank USA
N/A
N/A
N
4265000.00
4265000.00
0.0023
N
4265000.00
4265000.00
Grand Island CSD
BAN 2014 1.500000%
385730JE7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-12-03
2015-12-03
N
N
N
7000000.00
7015054.41
0.0038
N
7016240.00
7016240.00
Hampton Bays UFSD
School Construction BAN 2015 1.750000%
409095FB7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-24
2016-06-24
N
N
N
4711250.00
4757775.21
0.0026
N
4762037.28
4762037.28
Islip UFSD
TAN 2015-2016 1.500000%
464776PJ6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-24
2016-06-24
N
N
N
6000000.00
6051300.00
0.0033
N
6051360.00
6051360.00
Jericho UFSD
TAN 2015-2016 2.000000%
476358EQ5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-19
2016-06-19
N
N
N
3330000.00
3371068.65
0.0018
N
3371325.30
3371325.30
Lancaster IDA
Civic Facility RB (2000 GreenField Manor) 0.070000%
514502AA1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
8935000.00
8935000.00
0.0048
N
8935000.00
8935000.00
Liverpool CSD
BAN 2014-2015 1.250000%
538361RM0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-10-02
2015-10-02
N
N
N
3000000.00
3000083.18
0.0016
N
3000090.00
3000090.00
Mattituck-Cutchogue UFSD
TAN 2015 1.500000%
577156GQ9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-17
2016-06-17
N
N
N
9400000.00
9477130.98
0.0051
N
9480652.00
9480652.00
Metropolitan Transportation Auth
Dedicated Tax Fund Bonds Series 2004B2 0.030000%
46636YNQ9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
8055000.00
8055000.00
0.0043
N
8055000.00
8055000.00
Metropolitan Transportation Auth
State Service Contract Refunding Bonds Series 2002A 5.750000%
5925976D5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-01-01
2016-01-01
N
N
Y
Obligor
New York State
N/A
N/A
525000.00
532099.92
0.0003
N
532134.75
532134.75
Metropolitan Transportation Auth
State Service Contract Refunding Bonds Series 2002A 5.750000%
592597T81
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-01-01
2016-01-01
N
N
Y
Obligor
New York State
N/A
N/A
1000000.00
1013804.84
0.0005
N
1013590.00
1013590.00
Metropolitan Transportation Auth
Dedicated Tax Fund Refunding Bonds Series 2011A 5.000000%
59259ND42
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-15
2015-11-15
N
N
N
7850000.00
7896653.60
0.0043
N
7895530.00
7895530.00
Metropolitan Transportation Auth
Dedicated Tax Fund Bonds Series 2002B2 4.000000%
59259NN58
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-01
2015-11-01
N
N
N
1210000.00
1213790.89
0.0007
N
1213872.00
1213872.00
Metropolitan Transportation Auth
Dedicated Tax Fund Bonds Series 2002B1 0.010000%
59259NP49
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
State Street Bank & Trust Co NA
N/A
N/A
Y
State Street Bank & Trust Co NA
N/A
N/A
N
6525000.00
6525000.00
0.0035
N
6525000.00
6525000.00
Metropolitan Transportation Auth
Dedicated Tax Fund Refunding Bonds Series 2012A 4.000000%
59259NS61
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-15
2015-11-15
N
N
N
500000.00
502346.66
0.0003
N
502340.00
502340.00
Metropolitan Transportation Auth
Dedicated Tax Fund Refunding Bonds Series 2012A 0.030000%
59259NT37
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Citibank NA
N/A
N/A
N
N
8000000.00
8000000.00
0.0043
N
8000000.00
8000000.00
Metropolitan Transportation Auth
Dedicated Tax Fund Refunding Bonds Series 2012A 0.020000%
59259NT78
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Credit Suisse AG
N/A
N/A
N
N
6665000.00
6665000.00
0.0036
N
6665000.00
6665000.00
Metropolitan Transportation Auth
Dedicated Tax Refunding Bonds Series 2008B1 3.000000%
59259NU35
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-15
2015-11-15
N
N
N
105000.00
105341.55
0.0001
N
105366.45
105366.45
Metropolitan Transportation Auth
Dedicated Tax Fund Bonds Series 2006B 0.030000%
59259NUJ0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Citibank NA
N/A
N/A
N
N
5000000.00
5000000.00
0.0027
N
5000000.00
5000000.00
Metropolitan Transportation Auth
Dedicated Tax Fund BAN Series 2015A3 0.750000%
59259NZ48
Other Municipal Debt
N
First Tier Security
N/A
N/A
2016-06-01
2016-06-01
N
N
N
10000000.00
10035415.77
0.0054
N
10034200.00
10034200.00
Metropolitan Transportation Auth
Transportation RB Series 2007A 4.125000%
59259RX58
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-15
2015-11-15
N
N
N
2100000.00
2110266.14
0.0011
N
2110248.00
2110248.00
Metropolitan Transportation Auth
Transportation RB Series 2015A1 1.000000%
59259Y3E7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-15
2015-11-15
N
N
N
1000000.00
1001087.50
0.0005
N
1001060.00
1001060.00
Metropolitan Transportation Auth
Transportation Revenue BAN Series 2015A 0.500000%
59259Y5P0
Other Municipal Debt
N
First Tier Security
N/A
N/A
2016-03-01
2016-03-01
N
N
N
4000000.00
4004240.00
0.0022
N
4005080.00
4005080.00
Metropolitan Transportation Auth
Transportation RB Series 2015E4 0.020000%
59259Y7E3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Bank of the West
N/A
N/A
Y
Bank of the West
N/A
N/A
N
7000000.00
7000000.00
0.0038
N
7000000.00
7000000.00
Metropolitan Transportation Auth
Transportation RB Series 2009A2 5.000000%
59259YBU2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-15
2015-11-15
N
N
N
1860000.00
1870974.00
0.0010
N
1871067.00
1871067.00
Metropolitan Transportation Auth
Transportation Refunding RB Series 2012D 4.000000%
59259YQS1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-15
2015-11-15
N
N
N
9815000.00
9861326.51
0.0053
N
9861424.95
9861424.95
Metropolitan Transportation Auth
Transportation RB Series 2007A 0.030000%
59259YX87
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Citibank NA
N/A
N/A
Y
Berkshire Hathaway Assurance Corp
N/A
N/A
N
29500000.00
29500000.00
0.0159
N
29500000.00
29500000.00
Middle Cnty CSD
BAN 1.500000%
595685MR6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-26
2016-08-26
N
N
N
8000000.00
8084274.09
0.0044
N
8084240.00
8084240.00
Miller Place UFSD
TAN 1.500000%
600582KZ2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-27
2016-06-27
N
N
N
11000000.00
11082304.24
0.0060
N
11093170.00
11093170.00
Monroe Cnty IDA
Civic Facility RB Series 2004 0.120000%
610752CU9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
1360000.00
1360000.00
0.0007
N
1360000.00
1360000.00
Nassau Cnty Interim Finance Auth
Sales Tax Secured Bonds Series 2009A 5.000000%
631663LP4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-15
2015-11-15
N
N
N
480000.00
482758.53
0.0003
N
482860.80
482860.80
Nassau Cnty Interim Finance Auth
Sales Tax Secured Bonds Series 2008D1 0.020000%
631663MM0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Bank of New York Mellon
N/A
N/A
N
N
15705000.00
15705000.00
0.0085
N
15705000.00
15705000.00
Nassau Health Care Corp
Bonds Series 2009C2 0.010000%
63167NAW6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Wells Fargo Bank NA
N/A
N/A
Y
Wells Fargo Bank NA
N/A
N/A
N
485000.00
485000.00
0.0003
N
485000.00
485000.00
New York City
GO Bonds Fiscal 2008 Series E 0.020000%
18886PM51
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
State Street Bank & Trust Co NA
N/A
N/A
N
N
18695000.00
18695000.00
0.0101
N
18695000.00
18695000.00
New York City
GO Bonds Fiscal 2013 Series A1 0.030000%
46640KAC8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
3750000.00
3750000.00
0.0020
N
3750000.00
3750000.00
New York City
GO Bonds Fiscal 2007 Series C1 5.000000%
64966F7R9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-01-01
2016-01-01
N
N
N
3570000.00
3612941.32
0.0020
N
3612018.90
3612018.90
New York City
GO Bonds Fiscal 2006 Series I1 5.000000%
64966FC51
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-01
2016-04-01
N
N
N
100000.00
102314.25
0.0001
N
102369.00
102369.00
New York City
GO Bonds Fiscal 2006 Series J1 4.000000%
64966FK86
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-01
2016-06-01
N
N
N
100000.00
102344.41
0.0001
N
102475.00
102475.00
New York City
GO Bonds Fiscal 2008 Series L1 5.000000%
64966G3S9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-01
2016-04-01
N
N
N
465000.00
475635.56
0.0003
N
476015.85
476015.85
New York City
GO Bonds Fiscal 2008 Series L1 0.030000%
64966G6D9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
6660000.00
6660000.00
0.0036
N
6660000.00
6660000.00
New York City
GO Bonds Fiscal 2003 Series G5 5.000000%
64966G7T3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
100000.00
103824.16
0.0001
N
103890.00
103890.00
New York City
GO Bonds Fiscal 2007 Series D 5.000000%
64966GAJ1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-01
2016-02-01
N
N
N
300000.00
304699.89
0.0002
N
304743.00
304743.00
New York City
GO Bonds Fiscal 2008 Series A1 4.150000%
64966GLN0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
200000.00
206228.15
0.0001
N
206386.00
206386.00
New York City
GO Bonds Fiscal 2008 Series A1 4.500000%
64966GLP5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
335000.00
346476.87
0.0002
N
346658.00
346658.00
New York City
GO Bonds Fiscal 2008 Series A1 5.000000%
64966GM90
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
100000.00
103832.05
0.0001
N
103890.00
103890.00
New York City
GO Bonds Fiscal 2008 Series I1 4.500000%
64966GR38
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-01
2016-02-01
N
N
N
265000.00
268706.07
0.0001
N
268763.00
268763.00
New York City
GO Bonds Fiscal 2008 Series I1 5.000000%
64966GR46
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-01
2016-02-01
N
N
N
635000.00
644917.58
0.0003
N
645039.35
645039.35
New York City
GO Bonds Fiscal 2008 Series A1 5.000000%
64966GSW3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
285000.00
296000.09
0.0002
N
296086.50
296086.50
New York City
GO Bonds Fiscal 2008 Series J1 5.000000%
64966GX80
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
225000.00
233649.35
0.0001
N
233752.50
233752.50
New York City
GO Bonds Fiscal 2008 Series E 5.000000%
64966GYZ9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
155000.00
160931.85
0.0001
N
161029.50
161029.50
New York City
GO Bonds Fiscal 2008 Series D4 0.020000%
64966GZR6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
BANK OF MONTREAL
N/A
N/A
N
N
7050000.00
7050000.00
0.0038
N
7050000.00
7050000.00
New York City
GO Bonds Fiscal 2011 Series E 5.000000%
64966H2Y5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
250000.00
259564.88
0.0001
N
259725.00
259725.00
New York City
GO Bonds Fiscal 2009 Series C 5.250000%
64966HBP4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
175000.00
182109.19
0.0001
N
182166.25
182166.25
New York City
GO Bonds Fiscal 2011 Series B 5.000000%
64966HD98
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
4450000.00
4624711.49
0.0025
N
4623105.00
4623105.00
New York City
GO Bonds Fiscal 2009 Series H1 5.000000%
64966HGN4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-01
2016-03-01
N
N
N
615000.00
626868.61
0.0003
N
627140.10
627140.10
New York City
GO Bonds Fiscal 2009 Series H1 0.030000%
64966HHH6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
15000000.00
15000000.00
0.0081
N
15000000.00
15000000.00
New York City
GO Bonds Fiscal 2009 Series J1 0.020000%
64966HMA5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Citibank NA
N/A
N/A
N
N
23225000.00
23225000.00
0.0125
N
23225000.00
23225000.00
New York City
GO Bonds Fiscal 2005 Series C3 0.020000%
64966HMG2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Credit Suisse AG
N/A
N/A
N
N
8700000.00
8700000.00
0.0047
N
8700000.00
8700000.00
New York City
GO Bonds Fiscal 2010 Series E 4.000000%
64966HSA9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
200000.00
206029.94
0.0001
N
206140.00
206140.00
New York City
GO Bonds Fiscal 2010 Series E 5.000000%
64966HSB7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
200000.00
207630.33
0.0001
N
207780.00
207780.00
New York City
GO Bonds Fiscal 2010 Series H2 3.000000%
64966HZG8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-01
2016-06-01
N
N
N
100000.00
101656.84
0.0001
N
101820.00
101820.00
New York City
GO Bonds Fiscal 2010 Series H2 5.000000%
64966HZV5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-01
2016-06-01
N
N
N
300000.00
309156.55
0.0002
N
309387.00
309387.00
New York City
GO Bonds Fiscal 2013 Series B 5.000000%
64966J3J3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
135000.00
140185.68
0.0001
N
140251.50
140251.50
New York City
GO Bonds Fiscal 2012 Series G1 5.000000%
64966JC95
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-01
2016-04-01
N
N
N
140000.00
143178.07
0.0001
N
143316.60
143316.60
New York City
GO Bonds Fiscal 2011 Series I1 5.000000%
64966JEQ5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
110000.00
114211.14
0.0001
N
114279.00
114279.00
New York City
GO Bonds Fiscal 2012 Series I 5.000000%
64966JM60
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
235000.00
244055.16
0.0001
N
244141.50
244141.50
New York City
GO Bonds Fiscal 2012 Series B 4.000000%
64966JNM4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
300000.00
309034.81
0.0002
N
309210.00
309210.00
New York City
GO Bonds Fiscal 2004 Series HA 5.000000%
64966JSY3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-01
2016-03-01
N
N
N
150000.00
152857.40
0.0001
N
152961.00
152961.00
New York City
GO Bonds Fiscal 2012 Series F 5.000000%
64966JVN3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
2445000.00
2539503.70
0.0014
N
2540110.50
2540110.50
New York City
GO Bonds Fiscal 2013 Series A1 5.000000%
64966JY42
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-10-01
2015-10-01
N
N
N
2950000.00
2950000.00
0.0016
N
2950000.00
2950000.00
New York City
GO Bonds Fiscal 2003 Series C-A 5.000000%
64966K4E0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
420000.00
436245.95
0.0002
N
436338.00
436338.00
New York City
GO Bonds Fiscal 2014 Series E 5.000000%
64966K4R1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
135000.00
140162.00
0.0001
N
140251.50
140251.50
New York City
GO Bonds Fiscal 2012 Series D1 0.030000%
64966K6J7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
2500000.00
2500000.00
0.0013
N
2500000.00
2500000.00
New York City
GO Bonds Fiscal 2013 Series D 5.000000%
64966KDP5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
1050000.00
1090396.43
0.0006
N
1090845.00
1090845.00
New York City
GO Bonds Fiscal 2013 Series D&E 0.020000%
64966KNG4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Citibank NA
N/A
N/A
N
N
13500000.00
13500000.00
0.0073
N
13500000.00
13500000.00
New York City
GO Bonds Fiscal 2013 Series F1 5.000000%
64966KQF3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-01
2016-03-01
N
N
N
685000.00
698243.34
0.0004
N
698521.90
698521.90
New York City
GO Bonds Fiscal 2014 Series 1 4.000000%
64966KS46
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
1155000.00
1190353.12
0.0006
N
1190458.50
1190458.50
New York City
GO Bonds Fiscal 2014 Series A1 0.020000%
64966KT60
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Citibank NA
N/A
N/A
N
N
8000000.00
8000000.00
0.0043
N
8000000.00
8000000.00
New York City
Go Bonds Fiscal 2014 Series B 4.000000%
64966KT94
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
600000.00
618055.13
0.0003
N
618420.00
618420.00
New York City
GO Bonds Fiscal 2013 Series F1 0.020000%
64966KWR0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Credit Suisse AG
N/A
N/A
N
N
7300000.00
7300000.00
0.0039
N
7300000.00
7300000.00
New York City
GO Bonds Fiscal 2013 Series I 4.000000%
64966KXU2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
225000.00
231749.36
0.0001
N
231907.50
231907.50
New York City
GO Bonds Fiscal 2013 Series J 5.000000%
64966KYP2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
415000.00
431046.83
0.0002
N
431143.50
431143.50
New York City
GO Bonds Fiscal 2014 Series H 5.000000%
64966LEF4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
200000.00
207818.20
0.0001
N
207780.00
207780.00
New York City
GO Bonds Fiscal 2014 Series J 3.000000%
64966LMW8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
485000.00
495872.49
0.0003
N
495907.65
495907.65
New York City
GO Bonds Fiscal 2014 Series I1 0.030000%
88033LA41
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
2635000.00
2635000.00
0.0014
N
2635000.00
2635000.00
New York City
GO Bonds Fiscal 2009 Series I1 0.030000%
88033LH69
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
3000000.00
3000000.00
0.0016
N
3000000.00
3000000.00
New York City
GO Bonds Fiscal 2010 Series E 0.030000%
88033LZU6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
3445000.00
3445000.00
0.0019
N
3445000.00
3445000.00
New York City Housing Development Corp
M/F Mortgage RB (461 Dean St) Series 2012A 0.010000%
64966TDD3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Bank of New York Mellon
N/A
N/A
Y
Bank of New York Mellon
N/A
N/A
N
2600000.00
2600000.00
0.0014
N
2600000.00
2600000.00
New York City Housing Development Corp
M/F Mortgage RB (Nagle Courtyard Apts) Series 2004A 0.020000%
64970VCJ0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Fannie Mae
N/A
N/A
Y
Fannie Mae
N/A
N/A
N
4200000.00
4200000.00
0.0023
N
4200000.00
4200000.00
New York City Housing Development Corp
M/F Mortgage RB (1904 Vyse Ave Apts) Series 2005A 0.020000%
64970VCQ4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Fannie Mae
N/A
N/A
Y
Fannie Mae
N/A
N/A
N
4035000.00
4035000.00
0.0022
N
4035000.00
4035000.00
New York City Housing Development Corp
M/F Mortgage RB (33 W Tremont Ave Apts) Series 2005A 0.020000%
64970VCR2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Fannie Mae
N/A
N/A
Y
Fannie Mae
N/A
N/A
N
3490000.00
3490000.00
0.0019
N
3490000.00
3490000.00
New York City Housing Development Corp
M/F Housing RB Series 2013E2 0.020000%
64972B3A1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
32670000.00
32670000.00
0.0176
N
32670000.00
32670000.00
New York City Housing Development Corp
M/F Housing RB Series 2014C3 0.010000%
64972B7N9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
TD Bank NA
N/A
N/A
N
N
3800000.00
3800000.00
0.0021
N
3800000.00
3800000.00
New York City Housing Development Corp
M/F Housing RB Series 2009C1 0.030000%
88033LAX7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
8000000.00
8000000.00
0.0043
N
8000000.00
8000000.00
New York City IDA
IDRB (Gary Plastic Packaging Corp) Series 1998 0.220000%
649705NS5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
1050000.00
1050000.00
0.0006
N
1050000.00
1050000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2009 Series GG2 0.030000%
46632P5H2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
7295000.00
7295000.00
0.0039
N
7295000.00
7295000.00
New York City Municipal Water Finance Auth
CP Series 1 0.030000%
64970LA47
Other Commercial Paper
N
First Tier Security
N/A
N/A
2015-10-29
2015-10-29
N
N
N
8700000.00
8700000.00
0.0047
N
8699913.09
8699913.09
New York City Municipal Water Finance Auth
CP Series 1 0.050000%
64970LZZ1
Other Commercial Paper
N
First Tier Security
N/A
N/A
2015-10-02
2015-10-02
N
N
N
8000000.00
8000000.00
0.0043
N
8000000.08
8000000.08
New York City Municipal Water Finance Auth
Extendible CP Series 7 0.030000%
64971VQW5
Other Commercial Paper
N
First Tier Security
N/A
N/A
2015-10-29
2016-05-28
N
N
N
13310000.00
13310000.00
0.0072
N
13310000.13
13310000.13
New York City Municipal Water Finance Auth
Extendible CP Series 7 0.040000%
64971VQZ8
Other Commercial Paper
N
First Tier Security
N/A
N/A
2015-10-29
2016-06-04
N
N
N
6400000.00
6400000.00
0.0035
N
6399936.06
6399936.06
New York City Municipal Water Finance Auth
Extendible CP Series 8 0.040000%
64972AHQ3
Other Commercial Paper
N
First Tier Security
N/A
N/A
2015-11-05
2016-05-30
N
N
N
9000000.00
9000000.00
0.0049
N
9000090.09
9000090.09
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2011 Series HH 0.120000%
64972F6D3
Variable Rate Demand Note
N
Second Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Deutsche Bank AG
N/A
N/A
N
N
8700000.00
8700000.00
0.0047
N
8700000.00
8700000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2006 Series BB 3.800000%
64972FAU0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-15
2016-06-15
N
N
N
125000.00
128037.67
0.0001
N
128085.00
128085.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Series 2006BB 5.000000%
64972FBE5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-15
2016-06-15
N
N
N
995000.00
1027546.08
0.0006
N
1027835.00
1027835.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2003 Series F1A 0.010000%
64972FG26
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Wells Fargo Bank NA
N/A
N/A
N
N
5000000.00
5000000.00
0.0027
N
5000000.00
5000000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2010 Series FF 5.000000%
64972FN44
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-15
2016-06-15
N
N
N
275000.00
283913.30
0.0002
N
284075.00
284075.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2011 Series BB 4.000000%
64972FU46
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-15
2016-06-15
N
N
N
150000.00
153688.31
0.0001
N
153910.50
153910.50
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2009 Series AA 5.000000%
64972FVV5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-15
2016-06-15
N
N
N
1295000.00
1337573.89
0.0007
N
1337735.00
1337735.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2009 Series DD 0.040000%
64972FYV2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Citibank NA
N/A
N/A
N
N
8125000.00
8125000.00
0.0044
N
8125000.00
8125000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2009 Series FF1 5.000000%
64972FZZ2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-15
2016-06-15
N
N
N
410000.00
423276.26
0.0002
N
423530.00
423530.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2006 Series AA1B 0.010000%
64972GAW4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-01
2015-10-01
Y
California State Teachers Retirement System
N/A
N/A
N
N
3645000.00
3645000.00
0.0020
N
3645000.00
3645000.00
New York City Municipal Water Finance Auth
Water & Sewer System Second General Resolution RB Fiscal 2011 Series EE 0.030000%
64972GCZ5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
6175000.00
6175000.00
0.0033
N
6175000.00
6175000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2007 Series A 0.020000%
74703YTU4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Bank of America NA
N/A
N/A
N
N
11500000.00
11500000.00
0.0062
N
11500000.00
11500000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2012 Series BB 0.020000%
74926YVE8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Royal Bank of Canada
N/A
N/A
N
N
10515000.00
10515000.00
0.0057
N
10515000.00
10515000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2013 Series CC 0.050000%
76252PBK4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Barclays Bank Plc
N/A
N/A
N
N
11330000.00
11330000.00
0.0061
N
11330000.00
11330000.00
New York City Municipal Water Finance Auth
Water & Sewer System Second General Resolution RB Fiscal 2012 Series BB 0.050000%
76252PCN7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Barclays Bank Plc
N/A
N/A
N
N
2000000.00
2000000.00
0.0011
N
2000000.00
2000000.00
New York City Municipal Water Finance Auth
Water & Sewer System Second General Resolution RB Fiscal 2014 Series DD 0.030000%
88033LC80
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
4000000.00
4000000.00
0.0022
N
4000000.00
4000000.00
New York City Municipal Water Finance Auth
Water & Sewer System Second General Resolution RB Fiscal 2012 Series FF 0.030000%
88033LRU5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
19640000.00
19640000.00
0.0106
N
19640000.00
19640000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2007 Series B 0.030000%
46632PSE4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
7495000.00
7495000.00
0.0040
N
7495000.00
7495000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2010 Series A1 0.030000%
46633VDB2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
11000000.00
11000000.00
0.0059
N
11000000.00
11000000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2011 Series D1 0.030000%
46633VQ36
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
3750000.00
3750000.00
0.0020
N
3750000.00
3750000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2013 Series F1 0.030000%
46636Y7R5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
3240000.00
3240000.00
0.0017
N
3240000.00
3240000.00
New York City Transitional Finance Auth
Future Tax Secured Refunding Bonds Fiscal 2006 Series A1 4.000000%
64971K3T1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-01
2015-11-01
N
N
N
750000.00
752337.59
0.0004
N
752415.00
752415.00
New York City Transitional Finance Auth
Future Tax Secured Refunding Bonds Fiscal 2006 Series A1 5.000000%
64971K3U8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-01
2015-11-01
N
N
N
1800000.00
1807270.93
0.0010
N
1807308.00
1807308.00
New York City Transitional Finance Auth
Future Tax Secured Refunding Sub Bonds Fiscal 2005 Series A2 5.000000%
64971KR65
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-01
2015-11-01
N
N
N
3565000.00
3579317.43
0.0019
N
3579473.90
3579473.90
New York City Transitional Finance Auth
Future Tax Secured Bonds Fiscal 2007 Series C1 5.000000%
64971MLA8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-01
2015-11-01
N
N
Y
Escrow
Escrow
N/A
N/A
3340000.00
3353511.15
0.0018
N
3351790.20
3351790.20
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2007 Series C1 0.020000%
64971MNB4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Credit Suisse AG
N/A
N/A
N
Y
Escrow
Escrow
N/A
N/A
6000000.00
6000000.00
0.0032
N
6000000.00
6000000.00
New York City Transitional Finance Auth
Recovery Bonds Fiscal 2003 Series 3B1 4.000000%
64971MYG1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-01
2015-11-01
N
N
N
100000.00
100316.03
0.0001
N
100322.00
100322.00
New York City Transitional Finance Auth
Recovery Bonds Fiscal 2003 Series 3B1 5.000000%
64971MYH9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-01
2015-11-01
N
N
N
100000.00
100401.17
0.0001
N
100406.00
100406.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2012 Series F1 0.030000%
64971Q6S7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
7500000.00
7500000.00
0.0040
N
7500000.00
7500000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2012 Series F1 0.030000%
64971Q6W8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
3400000.00
3400000.00
0.0018
N
3400000.00
3400000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2010 Series B 5.000000%
64971QC76
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-01
2015-11-01
N
N
N
1475000.00
1481040.51
0.0008
N
1480988.50
1480988.50
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2010 Series D 5.000000%
64971QC92
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-01
2015-11-01
N
N
Y
Escrow
Escrow
N/A
N/A
10000.00
10040.37
0.0000
N
10035.30
10035.30
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2011 Series E 5.000000%
64971QCN1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-01
2015-11-01
N
N
N
3925000.00
3940965.43
0.0021
N
3940935.50
3940935.50
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2010 Series D 5.000000%
64971QD42
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-01
2015-11-01
N
N
N
1050000.00
1054156.36
0.0006
N
1054263.00
1054263.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2010 Series I2 4.000000%
64971QF40
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-01
2015-11-01
N
N
N
285000.00
285891.36
0.0002
N
285917.70
285917.70
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2010 Series I2 5.000000%
64971QF65
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-01
2015-11-01
N
N
N
805000.00
808245.60
0.0004
N
808268.30
808268.30
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2013 Series D 5.000000%
64971QL43
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-01
2015-11-01
N
N
N
400000.00
401595.83
0.0002
N
401624.00
401624.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2013 Series E 5.000000%
64971QN82
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-01
2015-11-01
N
N
N
100000.00
100399.95
0.0001
N
100406.00
100406.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2012 Series C 5.000000%
64971QPF4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-01
2015-11-01
N
N
N
2220000.00
2229052.00
0.0012
N
2229013.20
2229013.20
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2007 Series B 5.000000%
64971QZS5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-01
2015-11-01
N
N
N
1225000.00
1229915.32
0.0007
N
1229973.50
1229973.50
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2014 Series D1 2.000000%
64971WDQ0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-01
2016-02-01
N
N
N
450000.00
452556.12
0.0002
N
452709.00
452709.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2014 Series A1 0.030000%
64971WGY0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
5780000.00
5780000.00
0.0031
N
5780000.00
5780000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2015 Series A1 0.030000%
64971WHA1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
2000000.00
2000000.00
0.0011
N
2000000.00
2000000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2003B 5.000000%
64971WHH6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-01
2016-02-01
N
N
N
155000.00
157427.79
0.0001
N
157430.40
157430.40
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2007 Series B 4.000000%
64971WHU7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-01
2015-11-01
N
N
N
120000.00
120376.95
0.0001
N
120386.40
120386.40
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2012 Series C 3.000000%
64971WKG4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-01
2015-11-01
N
N
N
100000.00
100229.33
0.0001
N
100239.00
100239.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2013 Series B 5.000000%
64971WKX7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-01
2015-11-01
N
N
N
1660000.00
1666739.96
0.0009
N
1666739.60
1666739.60
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2013 Series H 4.000000%
64971WLV0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-01
2015-11-01
N
N
N
560000.00
561793.36
0.0003
N
561803.20
561803.20
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2015 Series B1 4.000000%
64971WMH0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-01
2016-08-01
N
N
N
2000000.00
2062000.00
0.0011
N
2061560.00
2061560.00
New York City Transitional Finance Auth
Future Tax Secured Refunding Sub Bonds Fiscal 2003 Series A1 5.000000%
64971WQM5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-01
2015-11-01
N
N
Y
Escrow
Escrow
N/A
N/A
10000.00
10039.82
0.0000
N
10034.91
10034.91
New York City Transitional Finance Auth
Future Tax Secured Refunding Sub Bonds Fiscal 2003 Series A1 5.000000%
64971WQN3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-01
2015-11-01
N
N
N
560000.00
562229.45
0.0003
N
562273.59
562273.59
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2012 Series A 5.000000%
64971WRH5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-01
2015-11-01
N
N
Y
Escrow
Escrow
N/A
N/A
40000.00
40160.71
0.0000
N
40139.60
40139.60
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2012 Series A 5.000000%
64971WRJ1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-01
2015-11-01
N
N
N
2980000.00
2992145.91
0.0016
N
2992098.80
2992098.80
New York City Transitional Finance Auth
Building Aid RB Fiscal 2007 Series S1 5.000000%
64972HAR3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-07-15
2016-07-15
N
N
Y
Obligor
New York State
N/A
N/A
100000.00
103635.66
0.0001
N
103688.00
103688.00
New York City Transitional Finance Auth
Building Aid RB Fiscal 2008 Series S1 5.000000%
64972HGS5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-01-15
2016-01-15
N
N
Y
Obligor
New York State
N/A
N/A
1250000.00
1266929.64
0.0007
N
1266937.50
1266937.50
New York City Transitional Finance Auth
New York City Transitional Finance Authority Building Aid Revenue Series S-1 5.000000%
64972HJD5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-07-15
2016-07-15
N
N
Y
Obligor
New York State
N/A
N/A
100000.00
103643.35
0.0001
N
103688.00
103688.00
New York City Transitional Finance Auth
Building Aid RB Fiscal 2008 Series S1 0.030000%
64972HRC8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Citibank NA
N/A
N/A
N
Y
Obligor
New York State
N/A
N/A
6000000.00
6000000.00
0.0032
N
6000000.00
6000000.00
New York City Transitional Finance Auth
Building Aid RB Fiscal 2012 Series S1A 5.000000%
64972HSP8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-07-15
2016-07-15
N
N
Y
Obligor
New York State
N/A
N/A
350000.00
362755.60
0.0002
N
362908.00
362908.00
New York City Transitional Finance Auth
Building Aid RB Fiscal 2013 Series S1 5.000000%
64972HTZ5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-07-15
2016-07-15
N
N
Y
Obligor
New York State
N/A
N/A
940000.00
974870.25
0.0005
N
974667.20
974667.20
New York City Transitional Finance Auth
Building Aid RB Fiscal 2015 Series S1 0.030000%
64972HWC2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Morgan Stanley Bank NA
N/A
N/A
N
Y
Obligor
New York State
N/A
N/A
4000000.00
4000000.00
0.0022
N
4000000.00
4000000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2012 Series E1 0.020000%
74926YC82
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Royal Bank of Canada
N/A
N/A
N
N
4835000.00
4835000.00
0.0026
N
4835000.00
4835000.00
New York City Transitional Finance Auth
Building Aid RB Fiscal 2015 Series S2 0.030000%
88033MBG1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Toronto-Dominion Bank
N/A
N/A
N
Y
Obligor
New York State
N/A
N/A
3000000.00
3000000.00
0.0016
N
3000000.00
3000000.00
New York City Transitional Finance Auth
Building Aid RB Fiscal 2015 Series S2 0.030000%
88033MEU7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Citibank NA
N/A
N/A
N
Y
Obligor
New York State
N/A
N/A
8000000.00
8000000.00
0.0043
N
8000000.00
8000000.00
New York City Transitional Finance Auth
Building Aid RB Fiscal 2009 Series S4 0.030000%
94985NHA2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Wells Fargo & Co
N/A
N/A
N
Y
Obligor
New York State
N/A
N/A
16435000.00
16435000.00
0.0089
N
16435000.00
16435000.00
New York City Trust for Cultural Resources
Refunding RB (American Museum of Natural History) Series 2014B1 0.030000%
64972RAB6
Other Municipal Debt
N
First Tier Security
N/A
N/A
2015-10-01
2016-02-26
N
N
Y
Obligor
American Museum of Natural History
N/A
N/A
17225000.00
17225000.00
0.0093
N
17225000.00
17225000.00
New York City Trust for Cultural Resources
Refunding RB (American Museum of Natural History) Series 2014B2 0.030000%
64972SAC2
Other Municipal Debt
N
First Tier Security
N/A
N/A
2015-10-01
2016-06-10
N
N
Y
Obligor
American Museum of Natural History
N/A
N/A
13490000.00
13490000.00
0.0073
N
13490944.30
13490944.30
New York Liberty Development Corp
Liberty RB (1 World Trade Center) Series 2011 0.040000%
46636YEJ5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
Port Auth of New York & New Jersey
N/A
N/A
6015000.00
6015000.00
0.0032
N
6015000.00
6015000.00
New York State
GO Bonds Series 2008A 4.000000%
6497875W4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-01
2016-03-01
N
N
N
100000.00
101524.92
0.0001
N
101556.00
101556.00
New York State
GO Bonds Series 2009A 5.000000%
6497877J1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-15
2016-02-15
N
N
N
260000.00
264511.89
0.0001
N
264568.20
264568.20
New York State
GO Bonds Series 2006A 5.000000%
649787U89
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
N
640000.00
653887.54
0.0004
N
653753.60
653753.60
New York State
GO Refunding Bonds Series 2009C 3.000000%
649791AH3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-01
2016-02-01
N
N
N
1140000.00
1150235.66
0.0006
N
1150533.60
1150533.60
New York State
GO Bonds Series 2010A 3.000000%
649791BD1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-01
2016-03-01
N
N
N
495000.00
500498.72
0.0003
N
500697.45
500697.45
New York State
GO Bonds Series 2011A 5.000000%
649791DC1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-15
2016-02-15
N
N
N
100000.00
101687.07
0.0001
N
101757.00
101757.00
New York State
GO Bonds Series 2013A 5.000000%
649791GZ7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-01
2016-03-01
N
N
N
1000000.00
1019856.58
0.0006
N
1019610.00
1019610.00
New York State Dormitory Auth
RB (Columbia Univ) Series 2008A 0.020000%
07330CLA5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Branch Banking & Trust Co
N/A
N/A
N
Y
Obligor
Columbia Univ
N/A
N/A
6000000.00
6000000.00
0.0032
N
6000000.00
6000000.00
New York State Dormitory Auth
Insured RB (St. John's Univ) Series 2007C 0.020000%
18886PUB9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
State Street Bank & Trust Co NA
N/A
N/A
Y
State Street Bank & Trust Co NA
N/A
N/A
N
26020000.00
26020000.00
0.0140
N
26020000.00
26020000.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2013A 0.030000%
46640KDH4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
2000000.00
2000000.00
0.0011
N
2000000.00
2000000.00
New York State Dormitory Auth
CP (Cornell Univ) 0.050000%
64983LUJ7
Other Commercial Paper
N
First Tier Security
N/A
N/A
2015-12-02
2015-12-02
N
N
Y
Obligor
Cornell University
N/A
N/A
16890000.00
16890000.00
0.0091
N
16890000.17
16890000.17
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2008F 4.750000%
64983M5Q7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-15
2016-02-15
N
N
Y
Obligor
New York State
N/A
N/A
250000.00
254006.84
0.0001
N
254140.00
254140.00
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2009A1 5.000000%
64983M6T0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-15
2016-02-15
N
N
Y
Obligor
New York State
N/A
N/A
2170000.00
2208431.35
0.0012
N
2207888.20
2207888.20
New York State Dormitory Auth
Mental Health Services Facilities Improvement RB Series 2009A1 5.000000%
64983M6V5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-15
2016-02-15
N
N
Y
Obligor
New York State
N/A
N/A
100000.00
101711.70
0.0001
N
101746.00
101746.00
New York State Dormitory Auth
Consolidated Service Contract Refunding RB Series 2009A 4.000000%
64983M8A9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-07-01
2016-07-01
N
N
Y
Obligor
New York State
N/A
N/A
330000.00
338730.07
0.0002
N
338778.00
338778.00
New York State Dormitory Auth
Consolidated Service Contract Refunding RB Series 2009A 5.000000%
64983M8B7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-07-01
2016-07-01
N
N
Y
Obligor
New York State
N/A
N/A
650000.00
671992.09
0.0004
N
672080.50
672080.50
New York State Dormitory Auth
State Sales Tax RB Series 2014A 0.030000%
64983PA84
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Morgan Stanley Bank NA
N/A
N/A
N
Y
Obligor
New York State Sales Tax
N/A
N/A
3300000.00
3300000.00
0.0018
N
3300000.00
3300000.00
New York State Dormitory Auth
RB (Columbia Univ) Series 2006A 0.030000%
64983PGM7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Citibank NA
N/A
N/A
N
Y
Obligor
Columbia Univ
N/A
N/A
8535000.00
8535000.00
0.0046
N
8535000.00
8535000.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2006C 0.030000%
64983PJT9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Citibank NA
N/A
N/A
N
Y
Escrow
Escrow
N/A
N/A
25500000.00
25500000.00
0.0138
N
25500000.00
25500000.00
New York State Dormitory Auth
RB (NYU) Series 2009A 0.030000%
64983PZC8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Citibank NA
N/A
N/A
N
Y
Obligor
New York Univ
N/A
N/A
9900000.00
9900000.00
0.0053
N
9900000.00
9900000.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2011A 0.030000%
64983PZY0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Morgan Stanley Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
5935000.00
5935000.00
0.0032
N
5935000.00
5935000.00
New York State Dormitory Auth
RB (Catholic Health) Series 2006B 0.020000%
64983Q5S4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
HSBC BANK USA
N/A
N/A
Y
HSBC Bank USA
N/A
N/A
N
7200000.00
7200000.00
0.0039
N
7200000.00
7200000.00
New York State Dormitory Auth
RB (Culinary Institute of America) Series 2006 0.020000%
64983QV30
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
TD Bank NA
N/A
N/A
Y
TD Bank NA
N/A
N/A
N
3125000.00
3125000.00
0.0017
N
3125000.00
3125000.00
New York State Dormitory Auth
RB (Culinary Institute of America) Series 2004D 0.020000%
64983TZS5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
TD Bank NA
N/A
N/A
Y
TD Bank NA
N/A
N/A
N
5400000.00
5400000.00
0.0029
N
5400000.00
5400000.00
New York State Dormitory Auth
RB (Culinary Institute of America) Series 2004C 0.020000%
64983U7T1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
TD Bank NA
N/A
N/A
Y
TD Bank NA
N/A
N/A
N
12800000.00
12800000.00
0.0069
N
12800000.00
12800000.00
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2003D2F 0.020000%
64983UKT6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State
N/A
N/A
3460000.00
3460000.00
0.0019
N
3460000.00
3460000.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2011A 5.000000%
6499023M3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
450000.00
459498.20
0.0002
N
459670.50
459670.50
New York State Dormitory Auth
State Personal Income Tax RB Series 2011C 5.000000%
6499025T6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
350000.00
357297.50
0.0002
N
357521.50
357521.50
New York State Dormitory Auth
State Personal Income Tax RB Series 2009G 4.000000%
649902K28
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
150000.00
152428.36
0.0001
N
152557.50
152557.50
New York State Dormitory Auth
State Personal Income Tax RB Series 2006B 4.000000%
649902KF9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-12-15
2015-12-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
150000.00
151142.56
0.0001
N
151147.50
151147.50
New York State Dormitory Auth
State Personal Income Tax RB Series 2007A 4.500000%
649902LE1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
150000.00
152790.04
0.0001
N
152890.50
152890.50
New York State Dormitory Auth
State Personal Income Tax RB Series 2007A 5.000000%
649902LF8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
200000.00
204104.19
0.0001
N
204298.00
204298.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2007C 5.000000%
649902MV2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
325000.00
331753.66
0.0002
N
331984.25
331984.25
New York State Dormitory Auth
State Personal Income Tax RB Series 2008A 5.000000%
649902QU0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
150000.00
153220.50
0.0001
N
153223.50
153223.50
New York State Dormitory Auth
State Personal Income Tax RB Series 2008B 5.000000%
649902SD6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
1125000.00
1148574.82
0.0006
N
1149176.25
1149176.25
New York State Dormitory Auth
State Personal Income Tax RB Series 2010E 3.000000%
649902U27
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-15
2016-02-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
100000.00
100998.39
0.0001
N
101036.00
101036.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2009A 4.000000%
649902UV3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-12-15
2015-12-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
450000.00
453348.32
0.0002
N
453469.50
453469.50
New York State Dormitory Auth
State Personal Income Tax RB Series 2009D 5.000000%
649902ZK2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-15
2016-06-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
100000.00
103160.67
0.0001
N
103308.00
103308.00
New York State Dormitory Auth
RB (Univ of Rochester) Series 2006A1 0.010000%
6499032J9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Barclays Bank Plc
N/A
N/A
Y
Barclays Bank Plc
N/A
N/A
N
5400000.00
5400000.00
0.0029
N
5400000.00
5400000.00
New York State Dormitory Auth
RB (Univ of Rochester) Series 2006B1 0.010000%
6499032L4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Barclays Bank Plc
N/A
N/A
Y
Barclays Bank Plc
N/A
N/A
N
4530000.00
4530000.00
0.0024
N
4530000.00
4530000.00
New York State Dormitory Auth
RB (Royal Charter Properties-East) Series 2006A 0.010000%
649903ZG9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Fannie Mae
N/A
N/A
Y
Fannie Mae
N/A
N/A
N
800000.00
800000.00
0.0004
N
800000.00
800000.00
New York State Dormitory Auth
RB (Cornell Univ) Series 2009A 3.000000%
649905BY1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-07-01
2016-07-01
N
N
Y
Obligor
Cornell University
N/A
N/A
150000.00
152917.81
0.0001
N
153054.00
153054.00
New York State Dormitory Auth
RB (Cornell Univ) Series 2009A 5.000000%
649905BZ8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-07-01
2016-07-01
N
N
Y
Obligor
Cornell University
N/A
N/A
275000.00
284193.09
0.0002
N
284658.00
284658.00
New York State Dormitory Auth
RB (NYU) Series 2009A 5.000000%
649905UH7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-07-01
2016-07-01
N
N
Y
Obligor
New York Univ
N/A
N/A
475000.00
491491.86
0.0003
N
491895.75
491895.75
New York State Dormitory Auth
Hospital Refunding RB (Wyckoff Heights Medical Center) Series 2015 2.000000%
6499073P5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-15
2016-02-15
N
N
Y
Obligor
New York State
N/A
N/A
3300000.00
3320734.24
0.0018
N
3321549.00
3321549.00
New York State Dormitory Auth
State Sales Tax RB Series 2013A 3.000000%
64990AAB1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Obligor
New York State Sales Tax
N/A
N/A
1000000.00
1012582.98
0.0005
N
1012610.00
1012610.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2012D 1.500000%
64990EFQ5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-15
2016-02-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
150000.00
150668.64
0.0001
N
150741.00
150741.00
New York State Dormitory Auth
RB Series 2012D 5.000000%
64990EM95
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-15
2016-02-15
N
N
Y
Escrow
Escrow
N/A
N/A
35000.00
35623.39
0.0000
N
35612.50
35612.50
New York State Dormitory Auth
State Personal Income Tax RB Series 2010E 5.000000%
64990EPA9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-15
2016-02-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
100000.00
101677.31
0.0001
N
101757.00
101757.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2012D 5.000000%
64990EQ67
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-15
2016-02-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
1115000.00
1134861.69
0.0006
N
1134802.40
1134802.40
New York State Dormitory Auth
State Personal Income Tax RB Series 2010A 5.000000%
64990ES73
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-15
2016-02-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
470000.00
478217.36
0.0003
N
478295.50
478295.50
New York State Dormitory Auth
State Personal Income Tax RB Series 2009A 5.000000%
64990EXF9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-15
2016-02-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
425000.00
432308.15
0.0002
N
432420.50
432420.50
New York State Dormitory Auth
RB Series 2006D 5.000000%
64990EZ59
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Escrow
Escrow
N/A
N/A
80000.00
81657.20
0.0000
N
81723.20
81723.20
New York State Dormitory Auth
RB Series 2006D 5.000000%
64990EZ75
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
20000.00
20414.30
0.0000
N
20434.40
20434.40
New York State Dormitory Auth
Consolidated Service Contract Refunding RB Series 2010 5.000000%
64990HGH7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-07-01
2016-07-01
N
N
Y
Obligor
New York State
N/A
N/A
150000.00
155036.62
0.0001
N
155176.50
155176.50
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2007D 5.000000%
64990HTU4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-15
2016-02-15
N
N
Y
Obligor
New York State
N/A
N/A
295000.00
299887.74
0.0002
N
300150.70
300150.70
New York State Dormitory Auth
RB (Cornell Univ) Series 2006A 0.050000%
74703YMF4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Bank of America NA
N/A
N/A
N
Y
Obligor
Cornell University
N/A
N/A
9865000.00
9865000.00
0.0053
N
9865000.00
9865000.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2010F 0.050000%
74703YXU9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Bank of America NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
5000000.00
5000000.00
0.0027
N
5000000.00
5000000.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2014C 0.030000%
88033LSG5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
8000000.00
8000000.00
0.0043
N
8000000.00
8000000.00
New York State Environmental Facilities Corp
Clean Water & Drinking Water Revolving Funds RB Series 2010C 0.030000%
46633VY78
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
6600000.00
6600000.00
0.0036
N
6600000.00
6600000.00
New York State Environmental Facilities Corp
Clean Water & Drinking Water Revolving Funds Sub RB Series 2013A 0.030000%
46640KBE3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Environmental Facilities Corp - NYCMWFA Program
N/A
N/A
2500000.00
2500000.00
0.0013
N
2500000.00
2500000.00
New York State Environmental Facilities Corp
State Revolving Funds RB Series 2012B 5.000000%
64985HGB7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-15
2016-08-15
N
N
N
100000.00
104048.26
0.0001
N
104092.00
104092.00
New York State Environmental Facilities Corp
State Revolving Funds RB Series 2011A 3.000000%
64985HPJ0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-15
2016-02-15
N
N
N
350000.00
353419.17
0.0002
N
353636.50
353636.50
New York State Environmental Facilities Corp
State Clean Water & Drinking Water Revolving Funds RB Series 2002K 5.500000%
64985WEU4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-15
2016-06-15
N
N
Y
Obligor
New York State Environmental Facilities Corp - NYCMWFA Program
N/A
N/A
200000.00
207197.44
0.0001
N
207322.00
207322.00
New York State Environmental Facilities Corp
Clean Water & Drinking Water Revolving Funds RB Series 2003B 5.250000%
64985WNX8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-12-15
2015-12-15
N
N
N
200000.00
202006.82
0.0001
N
202032.00
202032.00
New York State Environmental Facilities Corp
State Personal Income Tax RB Series 2004A 5.250000%
64985YBB5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-12-15
2015-12-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
100000.00
100989.02
0.0001
N
101016.00
101016.00
New York State Environmental Facilities Corp
State Personal Income Tax RB Series 2006A 5.000000%
64985YCJ7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-12-15
2015-12-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
200000.00
201932.42
0.0001
N
201934.00
201934.00
New York State Environmental Facilities Corp
State Personal Income Tax RB Series 2008A 5.000000%
64985YEK2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-12-15
2015-12-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
725000.00
732108.00
0.0004
N
731996.25
731996.25
New York State Environmental Facilities Corp
Clean Water & Drinking Water Revolving Funds Sub RB Series 2006C 5.000000%
64986AQW4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-10-15
2015-10-15
N
N
N
450000.00
450813.65
0.0002
N
450616.50
450616.50
New York State Environmental Facilities Corp
Clean Water & Drinking Water Revolving Funds Sub RB Series 2012A 5.000000%
64986AT92
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-15
2016-06-15
N
N
Y
Obligor
New York State Environmental Facilities Corp - NYCMWFA Program
N/A
N/A
100000.00
103277.05
0.0001
N
103322.00
103322.00
New York State Environmental Facilities Corp
Clean Water & Drinking Water Revolving Funds Sub RB Series 2007B 5.000000%
64986ATK7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-15
2016-06-15
N
N
Y
Obligor
New York State Environmental Facilities Corp - NYCMWFA Program
N/A
N/A
100000.00
103281.26
0.0001
N
103315.00
103315.00
New York State Environmental Facilities Corp
Clean Water & Drinking Water Revolving Funds Sub RB Series 2007C 5.000000%
64986AUZ2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-15
2016-06-15
N
N
Y
Obligor
New York State Environmental Facilities Corp - NYCMWFA Program
N/A
N/A
150000.00
154807.38
0.0001
N
154972.50
154972.50
New York State Environmental Facilities Corp
State Clean Water & Drinking Water Revolving Funds RB Series 2008A 5.000000%
64986AXS5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-15
2016-06-15
N
N
Y
Obligor
New York State Environmental Facilities Corp - NYCMWFA Program
N/A
N/A
100000.00
103283.72
0.0001
N
103315.00
103315.00
New York State Environmental Facilities Corp
State Clean Water & Drinking Water Revolving Funds Sub RB Series 2013A 3.000000%
64986AY62
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-15
2016-06-15
N
N
Y
Obligor
New York State Environmental Facilities Corp - NYCMWFA Program
N/A
N/A
330000.00
335994.01
0.0002
N
336362.40
336362.40
New York State HFA
Housing RB (10 Liberty St) Series 2003A 0.010000%
64986MC78
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Freddie Mac
N/A
N/A
Y
Freddie Mac
N/A
N/A
N
5400000.00
5400000.00
0.0029
N
5400000.00
5400000.00
New York State HFA
Housing RB (Gateway to New Cassel) Series 2006A 0.020000%
64986MF34
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
5800000.00
5800000.00
0.0031
N
5800000.00
5800000.00
New York State HFA
Housing RB Series 2006A 0.040000%
64986MJ22
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Fannie Mae
N/A
N/A
Y
Fannie Mae
N/A
N/A
N
10900000.00
10900000.00
0.0059
N
10900000.00
10900000.00
New York State HFA
Housing RB (North End Ave) Series 2004A 0.010000%
64986MJ55
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Fannie Mae
N/A
N/A
Y
Fannie Mae
N/A
N/A
N
3500000.00
3500000.00
0.0019
N
3500000.00
3500000.00
New York State HFA
Housing RB (100 Maiden Lane) Series 2004A 0.020000%
64986MM28
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Fannie Mae
N/A
N/A
Y
Fannie Mae
N/A
N/A
N
66175000.00
66175000.00
0.0357
N
66175000.00
66175000.00
New York State HFA
Housing RB (West Village Apts) Series 2008A 0.020000%
64986MS89
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Citibank NA
N/A
N/A
Y
Citibank NA
N/A
N/A
N
6100000.00
6100000.00
0.0033
N
6100000.00
6100000.00
New York State HFA
Housing RB (Biltmore Tower) Series 2002A 0.020000%
64986MYC3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Fannie Mae
N/A
N/A
Y
Fannie Mae
N/A
N/A
N
3000000.00
3000000.00
0.0016
N
3000000.00
3000000.00
New York State HFA
Housing RB (Rip Van Winkle House) Series 2004A 0.050000%
64986MZN8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Freddie Mac
N/A
N/A
Y
Freddie Mac
N/A
N/A
N
10700000.00
10700000.00
0.0058
N
10700000.00
10700000.00
New York State HFA
Housing RB (625 W 57th St) Series 2014A 0.010000%
64986U2E6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Bank of New York Mellon
N/A
N/A
Y
Bank of New York Mellon
N/A
N/A
N
4200000.00
4200000.00
0.0023
N
4200000.00
4200000.00
New York State HFA
Housing RB (625 W 57th St) Series 2015A1 0.010000%
64986U2F3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Bank of New York Mellon
N/A
N/A
Y
Bank of New York Mellon
N/A
N/A
N
15715000.00
15715000.00
0.0085
N
15715000.00
15715000.00
New York State HFA
Housing RB (625 W 57th St) Series 2015A2 0.010000%
64986U2H9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Bank of New York Mellon
N/A
N/A
Y
Bank of New York Mellon
N/A
N/A
N
5000000.00
5000000.00
0.0027
N
5000000.00
5000000.00
New York State HFA
Housing RB (33 Bond St) Series 2014A 0.010000%
64986U4D6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
6900000.00
6900000.00
0.0037
N
6900000.00
6900000.00
New York State HFA
Housing RB (Riverside Center 2) Series 2015A1 0.020000%
64986U6G7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Bank of America NA
N/A
N/A
Y
Bank of America NA
N/A
N/A
N
10000000.00
10000000.00
0.0054
N
10000000.00
10000000.00
New York State HFA
Housing RB (Related 205 E 92nd St) Series 2014A 0.010000%
64986UL62
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Wells Fargo Bank NA
N/A
N/A
Y
Wells Fargo Bank NA
N/A
N/A
N
3150000.00
3150000.00
0.0017
N
3150000.00
3150000.00
New York State HFA
Housing RB (600 W 42nd St) Series 2008A 0.010000%
64986UMP9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Fannie Mae
N/A
N/A
Y
Fannie Mae
N/A
N/A
N
3955000.00
3955000.00
0.0021
N
3955000.00
3955000.00
New York State Local Government Assistance Corp
Sr Lien Refunding Bonds Series 2007A 5.000000%
649876G45
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-01
2016-04-01
N
N
N
570000.00
583133.25
0.0003
N
583417.80
583417.80
New York State Local Government Assistance Corp
Sr Lien Refunding Bonds Series 2008A 5.000000%
649876H85
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-01
2016-04-01
N
N
N
365000.00
373412.90
0.0002
N
373592.10
373592.10
New York State Local Government Assistance Corp
Sr Lien Refunding Bonds Series 2008C 5.000000%
649876N88
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-01
2016-04-01
N
N
N
245000.00
250620.35
0.0001
N
250779.55
250779.55
New York State Local Government Assistance Corp
Sub Lien Refunding Bonds Series 2010A 5.000000%
649876T66
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-01
2016-04-01
N
N
N
450000.00
460479.38
0.0002
N
460593.00
460593.00
New York State Local Government Assistance Corp
Sub Refunding Bonds Series 2010B 5.000000%
649876V55
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-01
2016-04-01
N
N
N
100000.00
102262.29
0.0001
N
102359.00
102359.00
New York State Local Government Assistance Corp
Sub Lien Refunding Bonds Series 2011A 5.000000%
649876X46
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-01
2016-04-01
N
N
N
325000.00
332576.07
0.0002
N
332520.50
332520.50
New York State Mortgage Agency
Homeowner Mortgage RB Series 147 0.030000%
649883EN1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
15420000.00
15420000.00
0.0083
N
15420000.00
15420000.00
New York State Mortgage Agency
Homeowner Mortgage RB Series 153 0.020000%
649883HT5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Barclays Bank Plc
N/A
N/A
N
N
18980000.00
18980000.00
0.0102
N
18980000.00
18980000.00
New York State Mortgage Agency
Homeowner Mortgage RB Series 132 0.020000%
64988P2T2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-01
2015-10-01
Y
Royal Bank of Canada
N/A
N/A
N
N
18500000.00
18500000.00
0.0100
N
18500000.00
18500000.00
New York State Power Auth
CP Series 1&2 0.100000%
64985GV63
Other Commercial Paper
N
First Tier Security
N/A
N/A
2015-10-05
2015-10-05
N
N
N
13876000.00
13876000.00
0.0075
N
13876138.90
13876138.90
New York State Power Auth
RB Series 2006A 5.000000%
64989KFW1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-15
2015-11-15
N
N
N
250000.00
251468.68
0.0001
N
251472.50
251472.50
New York State Power Auth
RB Series 2007C 5.000000%
64989KGU4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-15
2015-11-15
N
N
N
1695000.00
1705003.27
0.0009
N
1704983.55
1704983.55
New York State Power Auth
CP Series 1&2 0.060000%
64989MDW9
Other Commercial Paper
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
N
N
N
20000000.00
20000000.00
0.0108
N
20000200.20
20000200.20
New York State Power Auth
CP Series 1&2 0.040000%
64989MDZ2
Other Commercial Paper
N
First Tier Security
N/A
N/A
2015-10-02
2015-10-02
N
N
N
14715000.00
14715000.00
0.0079
N
14715000.15
14715000.15
New York State Power Auth
CP Series 1&2 0.060000%
64989MEC2
Other Commercial Paper
N
First Tier Security
N/A
N/A
2015-11-19
2015-11-19
N
N
N
10000000.00
10000000.00
0.0054
N
10000500.10
10000500.10
New York State Power Auth
CP Series 1&2 0.040000%
64989MEF5
Other Commercial Paper
N
First Tier Security
N/A
N/A
2015-11-05
2015-11-05
N
N
N
18455000.00
18455000.00
0.0100
N
18455184.73
18455184.73
New York State Thruway Auth
General RB Series H 0.020000%
27884FYT1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
US Bank NA
N/A
N/A
Y
US Bank NA
N/A
N/A
N
19260000.00
19260000.00
0.0104
N
19260000.00
19260000.00
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2005B 5.000000%
6500136Z3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-10-01
2015-10-01
N
N
Y
Escrow
Escrow
N/A
N/A
20005000.00
20005000.00
0.0108
N
20005000.00
20005000.00
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2005B 5.000000%
6500137B5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-10-01
2015-10-01
N
N
Y
Escrow
Escrow
N/A
N/A
15090000.00
15090000.00
0.0081
N
15090000.00
15090000.00
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2005B 5.000000%
6500137D1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-10-01
2015-10-01
N
N
Y
Escrow
Escrow
N/A
N/A
33605000.00
33605000.00
0.0181
N
33605000.00
33605000.00
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2005B 5.000000%
6500137E9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-10-01
2015-10-01
N
N
Y
Escrow
Escrow
N/A
N/A
16485000.00
16485000.00
0.0089
N
16485000.00
16485000.00
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2005B 5.000000%
650013S48
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-10-01
2015-10-01
N
N
Y
Escrow
Escrow
N/A
N/A
1530000.00
1530000.00
0.0008
N
1530000.00
1530000.00
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2006A 5.000000%
650014HS5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-01
2016-04-01
N
N
N
150000.00
153399.93
0.0001
N
153531.00
153531.00
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2006A 5.000000%
650014JC8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-01
2016-04-01
N
N
Y
Escrow
Escrow
N/A
N/A
975000.00
997995.29
0.0005
N
998341.50
998341.50
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2007A 5.000000%
650014KG7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-01
2016-04-01
N
N
N
990000.00
1012700.69
0.0005
N
1013304.60
1013304.60
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2008A 5.000000%
650014MM2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-01
2016-04-01
N
N
N
520000.00
532002.74
0.0003
N
532240.80
532240.80
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2008B 5.000000%
650014NR0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-01
2016-04-01
N
N
N
1975000.00
2020403.41
0.0011
N
2021491.50
2021491.50
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2010A 4.000000%
650014SS3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-01
2016-04-01
N
N
N
125000.00
127274.97
0.0001
N
127332.50
127332.50
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2010A 5.000000%
650014ST1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-01
2016-04-01
N
N
N
145000.00
148248.09
0.0001
N
148413.30
148413.30
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Refunding Bonds Series 2011A2 4.000000%
650014VC4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-01
2016-04-01
N
N
N
195000.00
198447.10
0.0001
N
198638.70
198638.70
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2012A 4.000000%
650014WG4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-01
2016-04-01
N
N
N
795000.00
809425.07
0.0004
N
809834.70
809834.70
New York State Thruway Auth
Service Contract Bonds Series 2007 5.000000%
650017VX1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-01
2016-04-01
N
N
Y
Obligor
New York State
N/A
N/A
275000.00
281322.19
0.0002
N
281473.50
281473.50
New York State Thruway Auth
Service Contract Bonds Series 2009 5.000000%
650017XD3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-01
2016-04-01
N
N
Y
Obligor
New York State
N/A
N/A
1000000.00
1024121.14
0.0006
N
1023540.00
1023540.00
New York State Thruway Auth
Service Contract Bonds Series 2012A 5.000000%
650017XR2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-01
2016-04-01
N
N
Y
Obligor
New York State
N/A
N/A
2575000.00
2635718.96
0.0014
N
2635615.50
2635615.50
New York State Thruway Auth
State Personal Income Tax Refunding RB Series 2007A 4.000000%
650028LY7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
250000.00
254228.46
0.0001
N
254262.50
254262.50
New York State Thruway Auth
State Personal Income Tax Refunding RB Series 2007A 5.000000%
650028LZ4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
250000.00
255236.44
0.0001
N
255372.50
255372.50
New York State Thruway Auth
State Personal Income Tax RB Series 2008A 5.000000%
650028NT6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
325000.00
331983.36
0.0002
N
331984.25
331984.25
New York State Thruway Auth
State Personal Income Tax RB Series 2009A 5.000000%
650028QY2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
345000.00
352194.35
0.0002
N
352414.05
352414.05
New York State Thruway Auth
State Personal Income Tax RB Series 2010A 5.000000%
650028SF1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
710000.00
724990.67
0.0004
N
725257.90
725257.90
New York State Thruway Auth
State Personal Income Tax RB Series 2011A 4.000000%
650028SV6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
100000.00
101668.82
0.0001
N
101705.00
101705.00
New York State Thruway Auth
State Personal Income Tax RB Series 2012A 5.000000%
650028UW1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
225000.00
229733.14
0.0001
N
229835.25
229835.25
New York State Tobacco Settlement Financing Corp
Asset-Backed RB Series 2011A 5.000000%
88880TMK9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-01
2016-06-01
N
N
Y
Obligor
New York State
N/A
N/A
610000.00
628437.72
0.0003
N
629050.30
629050.30
New York State Tobacco Settlement Financing Corp
Asset-Backed RB Series 2011B 5.000000%
88880TMR4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-01
2016-06-01
N
N
Y
Obligor
New York State
N/A
N/A
270000.00
278199.74
0.0002
N
278432.10
278432.10
New York State Urban Development Corp
State Personal Income Tax RB Series 2007B 0.050000%
06740GAL0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Barclays Bank Plc
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
3200000.00
3200000.00
0.0017
N
3200000.00
3200000.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2009A1 0.030000%
46632PUA9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
4995000.00
4995000.00
0.0027
N
4995000.00
4995000.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2013A1 0.030000%
46636Y4B3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
4700000.00
4700000.00
0.0025
N
4700000.00
4700000.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2004A2 5.500000%
650034X71
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
100000.00
102302.45
0.0001
N
102371.00
102371.00
New York State Urban Development Corp
Service Contract Refunding RB Series 2005B 5.000000%
650035AU2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-01-01
2016-01-01
N
N
Y
Obligor
New York State
N/A
N/A
110000.00
111279.05
0.0001
N
111294.70
111294.70
New York State Urban Development Corp
State Personal Income Tax RB Series 2007B 5.000000%
650035CQ9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
100000.00
102129.70
0.0001
N
102158.00
102158.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2013D 5.000000%
650035D39
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
910000.00
929034.24
0.0005
N
929637.80
929637.80
New York State Urban Development Corp
Service Contract Refunding RB Series 2007A 5.000000%
650035EN4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-01-01
2016-01-01
N
N
Y
Obligor
New York State
N/A
N/A
500000.00
505708.44
0.0003
N
505885.00
505885.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2007C 5.000000%
650035FV5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
475000.00
485078.13
0.0003
N
485250.50
485250.50
New York State Urban Development Corp
State Personal Income Tax RB Series 2008A1 4.000000%
650035HH4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-12-15
2015-12-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
575000.00
579424.61
0.0003
N
579433.25
579433.25
New York State Urban Development Corp
State Personal Income Tax RB Series 2004A3A 0.030000%
650035MG0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
9355000.00
9355000.00
0.0051
N
9355000.00
9355000.00
New York State Urban Development Corp
Service Contract Refunding RB Series 2008D 5.000000%
650035NY0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-01-01
2016-01-01
N
N
Y
Obligor
New York State
N/A
N/A
6230000.00
6304177.89
0.0034
N
6303327.10
6303327.10
New York State Urban Development Corp
State Personal Income Tax RB Series 2009A1 5.000000%
650035PW2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-12-15
2015-12-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
1300000.00
1312734.08
0.0007
N
1312571.00
1312571.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2009B1 5.000000%
650035QX9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
200000.00
204170.00
0.0001
N
204316.00
204316.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2009C 3.000000%
650035SH2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-12-15
2015-12-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
400000.00
402166.01
0.0002
N
402300.00
402300.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2009C 5.000000%
650035SK5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-12-15
2015-12-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
5205000.00
5255786.36
0.0028
N
5255332.35
5255332.35
New York State Urban Development Corp
Service Contract Refunding RB Series 2010A1 4.000000%
650035TK4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-01-01
2016-01-01
N
N
Y
Obligor
New York State
N/A
N/A
375000.00
378390.50
0.0002
N
378517.50
378517.50
New York State Urban Development Corp
Service Contract Refunding RB Series 2010B 5.000000%
650035US5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-01-01
2016-01-01
N
N
Y
Obligor
New York State
N/A
N/A
11600000.00
11739446.77
0.0063
N
11736532.00
11736532.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2010A 5.000000%
650035VM7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-15
2016-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
3520000.00
3595373.95
0.0019
N
3595961.60
3595961.60
New York State Urban Development Corp
Service Contract Refunding RB Series 2011A 4.000000%
650035VY1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-09-15
2016-09-15
N
N
Y
Obligor
New York State
N/A
N/A
100000.00
103431.73
0.0001
N
103535.00
103535.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2013A1 0.030000%
88033LA25
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
3000000.00
3000000.00
0.0016
N
3000000.00
3000000.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2014A 0.030000%
88033LWS4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
7500000.00
7500000.00
0.0040
N
7500000.00
7500000.00
Niagara Cnty
BAN 2015B 1.250000%
653352T46
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-05-12
2016-05-12
N
N
N
9017615.00
9067643.25
0.0049
N
9069466.29
9069466.29
North Hempstead
BAN 2015 Series A 0.850000%
659666QC8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-06
2016-04-06
N
N
N
22000000.00
22068102.36
0.0119
N
22075020.00
22075020.00
North Syracuse CSD
BAN 2015 1.500000%
662735NP0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-12
2016-08-12
N
N
N
9956585.00
10044663.58
0.0054
N
10048185.58
10048185.58
Oceanside UFSD
TAN 2015-2016 2.000000%
675498JK6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-21
2016-06-21
N
N
N
13500000.00
13641355.27
0.0074
N
13647420.00
13647420.00
Patchogue-Medford UFSD
TAN 2015-2016 1.750000%
703023PT2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-24
2016-06-24
N
N
N
10000000.00
10100100.00
0.0055
N
10100100.00
10100100.00
Port Auth of New York & New Jersey
Consolidated Bonds 148th Series 0.030000%
73358T4P3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
9990500.00
9990500.00
0.0054
N
9990500.00
9990500.00
Port Auth of New York & New Jersey
Consolidated Bonds 141st Series 0.060000%
73358T5B3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Citibank NA
N/A
N/A
N
N
18165000.00
18165000.00
0.0098
N
18165000.00
18165000.00
Port Auth of New York & New Jersey
Consolidated Bonds 155th Series 2.750000%
73358T7H8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-10-01
2015-10-01
N
N
N
250000.00
250000.00
0.0001
N
250000.00
250000.00
Port Auth of New York & New Jersey
Consolidated Bonds 144th Series 0.030000%
73358TWC1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
750000.00
750000.00
0.0004
N
750000.00
750000.00
Port Auth of New York & New Jersey
Consolidated Bonds 179th Series 4.000000%
73358WQE7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-12-01
2015-12-01
N
N
N
1085000.00
1091721.89
0.0006
N
1091705.30
1091705.30
Port Auth of New York & New Jersey
Consolidated Bonds 179th Series 0.030000%
73358WRM8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Citibank NA
N/A
N/A
N
N
2580000.00
2580000.00
0.0014
N
2580000.00
2580000.00
Port Auth of New York & New Jersey
CP Series B 0.080000%
73359BGT0
Other Commercial Paper
N
First Tier Security
N/A
N/A
2015-10-08
2015-10-08
N
N
N
2505000.00
2505000.00
0.0014
N
2505000.03
2505000.03
Port Auth of New York & New Jersey
CP Series B 0.080000%
73359BGV5
Other Commercial Paper
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
N
N
N
2010000.00
2010000.00
0.0011
N
2010000.02
2010000.02
Port Auth of New York & New Jersey
CP Series B 0.080000%
73359BHC6
Other Commercial Paper
N
First Tier Security
N/A
N/A
2015-11-10
2015-11-10
N
N
N
2610000.00
2610000.00
0.0014
N
2610182.73
2610182.73
Port Auth of New York & New Jersey
CP Series B 0.080000%
73359BHE2
Other Commercial Paper
N
First Tier Security
N/A
N/A
2015-12-02
2015-12-02
N
N
N
6140000.00
6140000.00
0.0033
N
6140307.06
6140307.06
Port Auth of New York & New Jersey
CP Series B 0.050000%
73359BHG7
Other Commercial Paper
N
First Tier Security
N/A
N/A
2015-12-03
2015-12-03
N
N
N
10000000.00
10000000.00
0.0054
N
10000500.10
10000500.10
Rensselaer Cnty
GO BAN 2015 2.000000%
759897XE6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-12
2016-08-12
N
N
N
11500000.00
11650636.76
0.0063
N
11658355.00
11658355.00
Rochester
BAN 2015 Series I 1.000000%
771694LQ7
Other Municipal Debt
N
First Tier Security
N/A
N/A
2016-03-16
2016-03-16
N
N
N
18345000.00
18410552.97
0.0099
N
18415077.90
18415077.90
Rockland Cnty IDA
RB (Northern Riverview) Series 1999 0.120000%
773561AD7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
7365000.00
7365000.00
0.0040
N
7365000.00
7365000.00
Rotterdam-Mohonasen CSD
BAN 2015 2.000000%
778850KC0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-04-08
2016-04-08
N
N
N
17000000.00
17149553.43
0.0093
N
17155890.00
17155890.00
Sales Tax Asset Receivable Corp
Sales Tax Asset RB Fiscal 2015 Series A 0.030000%
88033LRF8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
3140000.00
3140000.00
0.0017
N
3140000.00
3140000.00
Suffolk County IDA
Civic Facility RB (Guide Dog Foundation for the Blind) Series 2001 0.070000%
864768FD3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
3240000.00
3240000.00
0.0017
N
3240000.00
3240000.00
Sullivan Cnty
GO TAN 2015 1.250000%
865270WZ1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-04
2016-03-04
N
N
N
4250000.00
4267037.26
0.0023
N
4268105.00
4268105.00
Sullivan Cnty
BAN 2015 1.250000%
865270XB3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-03-04
2016-03-04
N
N
N
7070000.00
7097006.09
0.0038
N
7100118.20
7100118.20
Syracuse IDA
Civic Facility Refunding RB (Crouse Health) Series 2003A 0.020000%
871720BR8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
HSBC BANK USA
N/A
N/A
Y
HSBC Bank USA
N/A
N/A
N
6815000.00
6815000.00
0.0037
N
6815000.00
6815000.00
Three Village CSD
BAN 2015 2.000000%
885766NE1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-26
2016-08-26
N
N
N
2850000.00
2893546.44
0.0016
N
2894118.00
2894118.00
Three Village CSD
TAN 2015-2016 1.750000%
885766NF8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-27
2016-06-27
N
N
N
13000000.00
13141090.49
0.0071
N
13145210.00
13145210.00
Three Village CSD
BAN 2015 1.750000%
885766NG6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-08-26
2016-08-26
N
N
N
10000000.00
10128473.97
0.0055
N
10130500.00
10130500.00
Tonawanda
BAN 2015 1.125000%
890159J23
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-06-09
2016-06-09
N
N
N
7756482.00
7770819.56
0.0042
N
7765867.34
7765867.34
Triborough Bridge & Tunnel Auth
General RB Series 2008C 0.070000%
05248RAE1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Bank of America NA
N/A
N/A
N
N
3000000.00
3000000.00
0.0016
N
3000000.00
3000000.00
Triborough Bridge & Tunnel Auth
General Refunding RB Series 2002B 5.250000%
8960298H1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-15
2015-11-15
N
N
N
3795000.00
3818412.93
0.0021
N
3818984.40
3818984.40
Triborough Bridge & Tunnel Auth
General Refunding RB Series 2005B2 0.010000%
89602N2B9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-01
2015-10-01
Y
Wells Fargo Bank NA
N/A
N/A
Y
Wells Fargo Bank NA
N/A
N/A
N
2900000.00
2900000.00
0.0016
N
2900000.00
2900000.00
Triborough Bridge & Tunnel Auth
General Refunding RB Series 2002B 5.250000%
89602NDF8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-15
2015-11-15
N
N
N
100000.00
100609.16
0.0001
N
100632.00
100632.00
Triborough Bridge & Tunnel Auth
Sub RB Series 2003A 5.250000%
89602NEC4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-15
2015-11-15
N
N
N
1760000.00
1770677.93
0.0010
N
1770577.60
1770577.60
Triborough Bridge & Tunnel Auth
General Refunding RB Series 2005B3 0.010000%
89602NGX6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Bank of Tokyo Mitsubishi UFJ Ltd
N/A
N/A
Y
Bank of Tokyo Mitsubishi UFJ Ltd
N/A
N/A
N
7650000.00
7650000.00
0.0041
N
7650000.00
7650000.00
Triborough Bridge & Tunnel Auth
General RB Series 2008A 4.000000%
89602NME1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-15
2015-11-15
N
N
N
150000.00
150686.78
0.0001
N
150718.50
150718.50
Triborough Bridge & Tunnel Auth
General RB Series 2008A 5.000000%
89602NMF8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-15
2015-11-15
N
N
N
2275000.00
2288231.60
0.0012
N
2288672.75
2288672.75
Triborough Bridge & Tunnel Auth
General RB (MTA Bridges & Tunnels) Series 2008C 5.000000%
89602NPC2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-15
2015-11-15
N
N
N
5640000.00
5673703.02
0.0031
N
5673896.40
5673896.40
Triborough Bridge & Tunnel Auth
General RB Series 2013C 3.000000%
89602NQ64
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-15
2015-11-15
N
N
N
2460000.00
2468478.76
0.0013
N
2468782.20
2468782.20
Triborough Bridge & Tunnel Auth
Sub RB (MTA Bridges & Tunnels) Series 2008D 5.000000%
89602NQD9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-15
2015-11-15
N
N
N
400000.00
402298.45
0.0002
N
402284.00
402284.00
Triborough Bridge & Tunnel Auth
General RB Series 2001C 0.010000%
89602NSQ8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Bank of Tokyo Mitsubishi UFJ Ltd
N/A
N/A
Y
Bank of Tokyo Mitsubishi UFJ Ltd
N/A
N/A
N
13000000.00
13000000.00
0.0070
N
13000000.00
13000000.00
Triborough Bridge & Tunnel Auth
General RB Series 2009A2 0.020000%
89602NUR3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Credit Suisse AG
N/A
N/A
N
N
6500000.00
6500000.00
0.0035
N
6500000.00
6500000.00
Triborough Bridge & Tunnel Auth
General RB Series 2010A1 5.000000%
89602NUX0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-15
2015-11-15
N
N
N
5650000.00
5683416.08
0.0031
N
5683956.50
5683956.50
Triborough Bridge & Tunnel Auth
General Refunding RB Series 2011A 5.000000%
89602NWH3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-01-01
2016-01-01
N
N
N
775000.00
784060.89
0.0004
N
784028.75
784028.75
Triborough Bridge & Tunnel Auth
General RB Series 2003B1 0.010000%
89602NWU4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
PNC Bank NA
N/A
N/A
Y
PNC Bank NA
N/A
N/A
N
3000000.00
3000000.00
0.0016
N
3000000.00
3000000.00
Triborough Bridge & Tunnel Auth
General RB Series 2003B3 0.010000%
89602NWW0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-01
2015-10-01
Y
Wells Fargo Bank NA
N/A
N/A
Y
Wells Fargo Bank NA
N/A
N/A
N
1000000.00
1000000.00
0.0005
N
1000000.00
1000000.00
Triborough Bridge & Tunnel Auth
General RB Series 2012A 5.000000%
89602NXR0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-15
2015-11-15
N
N
N
175000.00
176023.22
0.0001
N
176051.75
176051.75
Triborough Bridge & Tunnel Auth
General RB Series 2013C 0.030000%
89602NZ23
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
6665000.00
6665000.00
0.0036
N
6665000.00
6665000.00
Triborough Bridge & Tunnel Auth
Sub RB (MTA Bridge & Tunnels) Series 2000ABCD2 0.190000%
89602NZ56
Other Municipal Debt
N
First Tier Security
N/A
N/A
2015-10-01
2016-01-01
N
N
N
29200000.00
29207964.09
0.0158
N
29197956.00
29197956.00
Utility Debt Securitization Auth
Restructuring Bonds Series 2013TE17 0.020000%
18886EBQ2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
State Street Bank & Trust Co NA
N/A
N/A
N
N
21665000.00
21665000.00
0.0117
N
21665000.00
21665000.00
Utility Debt Securitization Auth
Restructuring Bonds Series 2013TE17 0.020000%
74926YH20
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
Royal Bank of Canada
N/A
N/A
N
N
6650000.00
6650000.00
0.0036
N
6650000.00
6650000.00
Utility Debt Securitization Auth
Restructuring Bonds Series 2013TE 0.030000%
88033LZE2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-10-07
2015-10-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
3355000.00
3355000.00
0.0018
N
3355000.00
3355000.00
Vestal
BAN 2015 1.250000%
925428SX3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-05-13
2016-05-13
N
N
N
5215000.00
5245025.54
0.0028
N
5246081.40
5246081.40
West Seneca
BAN 2015 2.000000%
955771QY9
Other Municipal Debt
N
First Tier Security
N/A
N/A
2016-07-28
2016-07-28
N
N
N
13180000.00
13347708.46
0.0072
N
13359379.80
13359379.80