0001145549-15-007581.txt : 20151130 0001145549-15-007581.hdr.sgml : 20151130 20151007154907 ACCESSION NUMBER: 0001145549-15-007581 CONFORMED SUBMISSION TYPE: N-MFP PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151007 DATE AS OF CHANGE: 20151007 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS CENTRAL INDEX KEY: 0000857156 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-MFP SEC ACT: 1933 Act SEC FILE NUMBER: 811-05954 FILM NUMBER: 151148940 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 1-415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS DATE OF NAME CHANGE: 19920703 0000857156 S000004501 Schwab Massachusetts Municipal Money Fund C000012375 Sweep Shares SWDXX N-MFP 1 primary_doc.xml N-MFP N-MFP LIVE N 2015-09-30 0000857156 S000004501 1 N N N N 033-31894 Charles Schwab Investment Management, Inc. 801-35905 PricewaterhouseCoopers LLP San Francisco CA Charles Schwab Investment Management, Inc. Boston Financial Data Services, Inc. 0000275143 84-00896 N N N Single State Fund 46 47 419132945.17 -10096.44 4796379.73 414326469.00 0.0009 1.0019 2015-09-30 1.0019 2015-09-30 C000012375 1.00 414326469.00 1.00 -16161653.55 70444425.31 86606078.86 0.0001 1.0019 2015-09-30 1.0019 2015-09-30 Bellevue SD No. 405 ULT GO Refunding Bonds 2010 5.000000% 495098TH8 Other Municipal Debt N Unrated Security N/A N/A 2015-12-01 2015-12-01 N Y Washington N/A N/A N 150000.00 151178.06 0.0004 N 151159.50 151159.50 Berlin-Boylston Regional SD ULT GO BAN 1.000000% 084779AY3 Other Municipal Debt N First Tier Security N/A N/A 2015-12-11 2015-12-11 N N N 2000000.00 2002910.22 0.0048 N 2003120.00 2003120.00 Boston Water & Sewer Commission CP BAN Series A 0.070000% 10102NDC6 Other Commercial Paper N First Tier Security N/A N/A 2016-01-07 2016-01-07 N Y State Street Bank & Trust Co NA N/A N/A N 1600000.00 1600000.00 0.0039 N 1600128.02 1600128.02 Connecticut GO Refunding Notes Series 2014A 0.060000% 20772JZD7 Other Municipal Debt N Unrated Security N/A N/A 2015-10-01 2016-01-01 N N N 2000000.00 2000000.00 0.0048 N 1999680.00 1999680.00 District of Columbia RB (American Geophysical Union) Series 1993 0.080000% 254839K77 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Bank of America NA N/A N/A Y Bank of America NA N/A N/A N 780000.00 780000.00 0.0019 N 780000.00 780000.00 East Bridgewater BAN 1.500000% 271227PB0 Other Municipal Debt N Unrated Security N/A N/A 2016-03-11 2016-03-11 N N N 1775000.00 1785042.36 0.0043 N 1785561.25 1785561.25 Easton GO BAN 2.000000% 277587WE7 Other Municipal Debt N First Tier Security N/A N/A 2016-08-19 2016-08-19 N N N 1845000.00 1871440.52 0.0045 N 1871789.40 1871789.40 Essex North Shore Technical & Agricultural SD GO BAN 1.250000% 297138CR8 Other Municipal Debt N First Tier Security N/A N/A 2016-06-17 2016-06-17 N N N 2500000.00 2514660.71 0.0061 N 2516825.00 2516825.00 Fall River GO BAN 1.250000% 306297M90 Other Municipal Debt N First Tier Security N/A N/A 2016-02-12 2016-02-12 N N N 4300000.00 4314943.21 0.0104 N 4313373.00 4313373.00 Franklin GO BAN 1.500000% 353838XF7 Other Municipal Debt N Unrated Security N/A N/A 2016-05-20 2016-05-20 N N N 1000000.00 1007323.30 0.0024 N 1007670.00 1007670.00 Haverhill GO State Qualified Deficit Financing BAN 1.000000% 4195067P9 Other Municipal Debt N First Tier Security N/A N/A 2015-12-01 2015-12-01 N N N 3000000.00 3003850.52 0.0072 N 3004350.00 3004350.00 Haverhill GO State Qualified Deficit Financing BAN 2.000000% 419507BG2 Other Municipal Debt N First Tier Security N/A N/A 2016-09-01 2016-09-01 N N N 3000000.00 3044708.20 0.0073 N 3045780.00 3045780.00 Hingham GO BAN 1.500000% 433344UK2 Other Municipal Debt N Unrated Security N/A N/A 2016-05-21 2016-05-21 N N N 1000000.00 1007677.54 0.0024 N 1008030.00 1008030.00 Kelso SD No. 458 ULT GO Refunding Bonds 2014 2.000000% 223883EQ8 Other Municipal Debt N Unrated Security N/A N/A 2015-12-01 2015-12-01 N Y Washington N/A N/A N 100000.00 100291.77 0.0002 N 100295.00 100295.00 Lakewood SD No. 306 ULT GO Bonds 2014 2.000000% 833240FJ8 Other Municipal Debt N Unrated Security N/A N/A 2015-12-01 2015-12-01 N Y Washington N/A N/A N 825000.00 827462.23 0.0020 N 827310.00 827310.00 Macon Water Auth Water & Sewer RB Series 2012 0.020000% 555758GX3 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Macon Water Auth N/A N/A N N 4000000.00 4000000.00 0.0097 N 4000000.00 4000000.00 Marblehead ULT GO BAN 2.000000% 566081WF8 Other Municipal Debt N First Tier Security N/A N/A 2016-08-05 2016-08-05 N N N 3000000.00 3042911.95 0.0073 N 3044220.00 3044220.00 Marshfield GO BAN 2.000000% 572835B70 Other Municipal Debt N Unrated Security N/A N/A 2016-07-29 2016-07-29 N N N 3000000.00 3041190.82 0.0073 N 3043350.00 3043350.00 Maryland Economic Development Corp RB (CWI Facility) Series 2001A 0.120000% 574205EC0 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 3350000.00 3350000.00 0.0081 N 3350000.00 3350000.00 Massachusetts GO Bonds Consolidated Loan Series 2001D 5.500000% 5758276W5 Other Municipal Debt N Unrated Security N/A N/A 2015-11-01 2015-11-01 N N N 725000.00 728209.68 0.0018 N 728291.50 728291.50 Massachusetts GO Bonds Consolidated Loan Series 2006D 5.000000% 57582N7A7 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 400000.00 415566.88 0.0010 N 415732.00 415732.00 Massachusetts GO Bonds Consolidated Loan Series 2002C 5.500000% 57582N8L2 Other Municipal Debt N Unrated Security N/A N/A 2015-11-01 2015-11-01 N N N 450000.00 451977.32 0.0011 N 452043.00 452043.00 Massachusetts GO Bonds Consolidated Loan Series 2002C 5.500000% 57582NDN2 Other Municipal Debt N Unrated Security N/A N/A 2015-11-01 2015-11-01 N N N 4950000.00 4972441.02 0.0120 N 4972473.00 4972473.00 Massachusetts GO Bonds Consolidated Loan Series 2002C 5.500000% 57582NDQ5 Other Municipal Debt N Unrated Security N/A N/A 2015-11-01 2015-11-01 N N N 305000.00 306336.23 0.0007 N 306384.70 306384.70 Massachusetts GO Refunding Bonds Series 2003D 5.500000% 57582NSB2 Other Municipal Debt N Unrated Security N/A N/A 2015-10-01 2015-10-01 N N N 1720000.00 1720000.00 0.0042 N 1720000.00 1720000.00 Massachusetts GO Refunding Bonds Series 2004B 5.250000% 57582NXE0 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 135000.00 140460.31 0.0003 N 140586.30 140586.30 Massachusetts GO Refunding Bonds Series 2004B 5.250000% 57582NXF7 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 450000.00 468379.39 0.0011 N 468621.00 468621.00 Massachusetts GO Refunding Bonds Series 2014C 3.000000% 57582P7E4 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 2445000.00 2499071.36 0.0060 N 2501014.95 2501014.95 Massachusetts GO Bonds Consolidated Loan Series 2011E 5.000000% 57582PC57 Other Municipal Debt N Unrated Security N/A N/A 2015-12-01 2015-12-01 N N N 1300000.00 1310402.94 0.0032 N 1310673.00 1310673.00 Massachusetts GO Refunding Bonds Series 2007A 4.000000% 57582PDF4 Other Municipal Debt N Unrated Security N/A N/A 2015-11-01 2015-11-01 N N N 100000.00 100317.88 0.0002 N 100329.00 100329.00 Massachusetts GO Bonds Consolidated Loan Series 2007B 5.000000% 57582PEH9 Other Municipal Debt N Unrated Security N/A N/A 2015-11-01 2015-11-01 N N N 1630000.00 1636643.47 0.0040 N 1636715.60 1636715.60 Massachusetts GO Bonds Consolidated Loan Series 2007C 0.030000% 57582PGZ7 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Citibank NA N/A N/A N N 4500000.00 4500000.00 0.0109 N 4500000.00 4500000.00 Massachusetts GO Bonds Consolidated Loan Series 2007C 0.030000% 57582PHZ6 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y JPMorgan Chase Bank NA N/A N/A N N 3900000.00 3900000.00 0.0094 N 3900000.00 3900000.00 Massachusetts GO Bonds Consolidated Loan Series 2007C 0.020000% 57582PJU5 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Societe Generale N/A N/A N N 1085000.00 1085000.00 0.0026 N 1085000.00 1085000.00 Massachusetts GO Bonds Consolidated Loan Series 2007A 0.020000% 57582PJX9 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Societe Generale N/A N/A N N 4000000.00 4000000.00 0.0097 N 4000000.00 4000000.00 Massachusetts GO Refunding Bonds Series 2008A 5.000000% 57582PNK2 Other Municipal Debt N Unrated Security N/A N/A 2016-09-01 2016-09-01 N N N 115000.00 119834.60 0.0003 N 119970.30 119970.30 Massachusetts GO Bonds Consolidated Loan Series 2009B 5.000000% 57582PRU6 Other Municipal Debt N Unrated Security N/A N/A 2016-07-01 2016-07-01 N N N 155000.00 160202.86 0.0004 N 160490.10 160490.10 Massachusetts GO Refunding Bonds Series 2010B 4.000000% 57582PVX5 Other Municipal Debt N Unrated Security N/A N/A 2015-12-01 2015-12-01 N N N 605000.00 608724.32 0.0015 N 608962.75 608962.75 Massachusetts GO Bonds Consolidated Loan Series 2010C 4.000000% 57582PWD8 Other Municipal Debt N Unrated Security N/A N/A 2015-12-01 2015-12-01 N N N 900000.00 905555.60 0.0022 N 905895.00 905895.00 Massachusetts GO Bonds Consolidated Loan Series 2010C 5.000000% 57582PWE6 Other Municipal Debt N Unrated Security N/A N/A 2015-12-01 2015-12-01 N N N 150000.00 151145.38 0.0004 N 151231.50 151231.50 Massachusetts Bay Transportation Auth General Transportation System Bonds Series 2000A1 0.030000% 575567VF6 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Barclays Bank Plc N/A N/A N Y Obligor Massachusetts N/A N/A 2100000.00 2100000.00 0.0051 N 2100000.00 2100000.00 Massachusetts Bay Transportation Auth Sr Sales Tax Bonds Series 2008A2 0.020000% 575579TK3 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y JPMorgan Chase Bank NA N/A N/A N N 5100000.00 5100000.00 0.0123 N 5100000.00 5100000.00 Massachusetts Bay Transportation Auth Sr Sales Tax Bonds Series 2004C 5.500000% 575579XK8 Other Municipal Debt N Unrated Security N/A N/A 2016-07-01 2016-07-01 N N N 325000.00 336978.59 0.0008 N 337684.75 337684.75 Massachusetts Bay Transportation Auth Sr Sales Tax Bonds Series 2014A 3.000000% 575579XM4 Other Municipal Debt N Unrated Security N/A N/A 2016-07-01 2016-07-01 N N N 100000.00 101983.87 0.0002 N 102059.00 102059.00 Massachusetts Bay Transportation Auth Sales Tax CP Series B 0.030000% 57557YJT0 Other Commercial Paper N First Tier Security N/A N/A 2015-10-01 2015-10-01 N N Y Standby Purchase Agreement Sumitomo Mitsui Banking Corp N/A N/A 10915000.00 10915000.00 0.0263 N 10915000.11 10915000.11 Massachusetts Clean Water Trust State Revolving Fund Refunding Bonds Series 2009A 3.000000% 57604P2F0 Other Municipal Debt N Unrated Security N/A N/A 2016-08-01 2016-08-01 N N N 200000.00 204408.89 0.0005 N 204598.00 204598.00 Massachusetts Clean Water Trust Pool Program Refunding Bonds Series 2006 0.020000% 57604PT61 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Credit Suisse AG N/A N/A N N 8195000.00 8195000.00 0.0198 N 8195000.00 8195000.00 Massachusetts Clean Water Trust State Revolving Fund Bonds Series 14 0.030000% 57604PZ72 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Morgan Stanley Bank NA N/A N/A N N 6665000.00 6665000.00 0.0161 N 6665000.00 6665000.00 Massachusetts Dept of Transportation Metropolitan Highway System Sub RB Series 2010A7 0.010000% 57563CAG7 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y TD Bank NA N/A N/A N Y Obligor Massachusetts N/A N/A 3585000.00 3585000.00 0.0087 N 3585000.00 3585000.00 Massachusetts Development Finance Agency Education RB (Cushing Academy) Series 2004 0.020000% 57583F4G3 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 2480000.00 2480000.00 0.0060 N 2480000.00 2480000.00 Massachusetts Development Finance Agency RB (Partners Healthcare) Series 2011K4 5.000000% 57583R6K6 Other Municipal Debt N Unrated Security N/A N/A 2016-01-14 2016-01-14 N N Y Obligor Partners Healthcare System N/A N/A 2675000.00 2712526.90 0.0065 N 2711246.25 2711246.25 Massachusetts Development Finance Agency First Mortgage RB (Brookhaven at Lexington) Series 2005B 0.130000% 57583RAG0 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Bank of America NA N/A N/A Y Bank of America NA N/A N/A N 2775000.00 2775000.00 0.0067 N 2775000.00 2775000.00 Massachusetts Development Finance Agency RB (Marine Biological Laboratory) Series 2006 0.020000% 57583RFL4 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y PNC Bank NA N/A N/A Y PNC Bank NA N/A N/A N 7305000.00 7305000.00 0.0176 N 7305000.00 7305000.00 Massachusetts Development Finance Agency RB (Boston Univ) Series U3 0.010000% 57583RWG6 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Northern Trust Co N/A N/A Y Northern Trust Co N/A N/A N 2800000.00 2800000.00 0.0068 N 2800000.00 2800000.00 Massachusetts Development Finance Agency RB (Partners HealthCare) Series 2014M2 0.010000% 57583UB56 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Bank of New York Mellon N/A N/A Y Bank of New York Mellon N/A N/A N 5000000.00 5000000.00 0.0121 N 5000000.00 5000000.00 Massachusetts Development Finance Agency RB (Partners HealthCare) Series 2014M4 0.030000% 57583UL55 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Morgan Stanley Bank NA N/A N/A N Y Obligor Partners Healthcare System N/A N/A 2500000.00 2500000.00 0.0060 N 2500000.00 2500000.00 Massachusetts Development Finance Agency RB (Partners Healthcare) Series 2012L 3.000000% 57583UMG0 Other Municipal Debt N Unrated Security N/A N/A 2016-07-01 2016-07-01 N N Y Obligor Partners Healthcare System N/A N/A 100000.00 101968.85 0.0002 N 101999.00 101999.00 Massachusetts Development Finance Agency RB (Partners HealthCare) Series 2012L 5.000000% 57583UMX3 Other Municipal Debt N Unrated Security N/A N/A 2016-07-01 2016-07-01 N N Y Obligor Partners Healthcare System N/A N/A 575000.00 594891.63 0.0014 N 594969.75 594969.75 Massachusetts Development Finance Agency RB (CIL Realty) Series 2013 0.020000% 57583UXM5 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 8525000.00 8525000.00 0.0206 N 8525000.00 8525000.00 Massachusetts Development Finance Agency M/F Housing RB (New Hadley) Series 2015 0.350000% 57583XCD2 Other Municipal Debt N First Tier Security N/A N/A 2016-04-01 2016-04-01 N N Y Escrow Escrow N/A N/A 5000000.00 5000000.00 0.0121 N 4998550.00 4998550.00 Massachusetts Development Finance Agency RB (Harvard Univ) Series 2010B2 0.020000% 74703YZF0 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Bank of America NA N/A N/A N Y Obligor Harvard Univ N/A N/A 12500000.00 12500000.00 0.0302 N 12500000.00 12500000.00 Massachusetts Development Finance Agency RB Series (Partners HealthCare) 2015O-1 0.030000% 88033MAG2 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor Partners Healthcare System N/A N/A 1600000.00 1600000.00 0.0039 N 1600000.00 1600000.00 Massachusetts Health & Educational Facilities Auth RB (MIT) Series 2008N 0.060000% 06740GFC5 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Barclays Bank Plc N/A N/A N Y Escrow Escrow N/A N/A 9470000.00 9470000.00 0.0229 N 9470000.00 9470000.00 Massachusetts Health & Educational Facilities Auth RB (UMass) Series 2007E&F 0.020000% 27884FQC7 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y US Bank NA N/A N/A N Y Escrow Escrow N/A N/A 7220000.00 7220000.00 0.0174 N 7220000.00 7220000.00 Massachusetts Health & Educational Facilities Auth RB (Amherst College) Series F 0.010000% 57585JMX6 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y AMHERST COLLEGE N/A N/A N Y Obligor Amherst College N/A N/A 9300000.00 9300000.00 0.0224 N 9300000.00 9300000.00 Massachusetts Health & Educational Facilities Auth RB (Capital Asset Program) Series M2 0.030000% 57585KA57 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Bank of America NA N/A N/A Y Bank of America NA N/A N/A N 2140000.00 2140000.00 0.0052 N 2140000.00 2140000.00 Massachusetts Health & Educational Facilities Auth RB (MIT) Series 2001J2 0.010000% 57585KSV1 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Massachusetts Institute of Technology N/A N/A N Y Obligor Massachusetts Institute of Technology N/A N/A 650000.00 650000.00 0.0016 N 650000.00 650000.00 Massachusetts Health & Educational Facilities Auth RB (MIT) Series 2001J1 0.010000% 57585KSW9 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Massachusetts Institute of Technology N/A N/A N Y Obligor Massachusetts Institute of Technology N/A N/A 2100000.00 2100000.00 0.0051 N 2100000.00 2100000.00 Massachusetts Health & Educational Facilities Auth RB (MIT) Series M 5.250000% 57586CBF1 Other Municipal Debt N Unrated Security N/A N/A 2016-07-01 2016-07-01 N N Y Obligor Massachusetts Institute of Technology N/A N/A 1875000.00 1946006.37 0.0047 N 1945162.50 1945162.50 Massachusetts Health & Educational Facilities Auth RB (Capital Asset Program) Series 2004M4A 0.030000% 57586CDX0 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Bank of America NA N/A N/A Y Bank of America NA N/A N/A N 5395000.00 5395000.00 0.0130 N 5395000.00 5395000.00 Massachusetts Health & Educational Facilities Auth RB (Amherst College) Series 2005I 0.010000% 57586CGZ2 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y AMHERST COLLEGE N/A N/A N Y Obligor Amherst College N/A N/A 9895000.00 9895000.00 0.0239 N 9895000.00 9895000.00 Massachusetts Health & Educational Facilities Auth RB (Baystate Medical Center) Series 2005G 0.010000% 57586CNH4 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-01 2015-10-01 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 400000.00 400000.00 0.0010 N 400000.00 400000.00 Massachusetts Health & Educational Facilities Auth RB (Tufts Univ) Series 2008N1 0.010000% 57586CV36 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-01 2015-10-01 Y US Bank NA N/A N/A N Y Obligor Tufts Univ N/A N/A 5300000.00 5300000.00 0.0128 N 5300000.00 5300000.00 Massachusetts Health & Educational Facilities Auth RB (Museum of Fine Arts) Series 2007A2 0.010000% 57586CV51 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-01 2015-10-01 Y Bank of America NA N/A N/A N Y Obligor Museum of Fine Arts N/A N/A 1480000.00 1480000.00 0.0036 N 1480000.00 1480000.00 Massachusetts Health & Educational Facilities Auth RB (Great Brook Valley Health Center) Series 2006A 0.020000% 57586CVK8 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 3240000.00 3240000.00 0.0078 N 3240000.00 3240000.00 Massachusetts Health & Educational Facilities Auth RB (Harvard Univ) Series 2009A 4.000000% 57586ECQ2 Other Municipal Debt N Unrated Security N/A N/A 2015-11-15 2015-11-15 N N Y Obligor Harvard Univ N/A N/A 1000000.00 1004773.53 0.0024 N 1004680.00 1004680.00 Massachusetts Health & Educational Facilities Auth RB (Harvard Univ) Series 2009A 5.000000% 57586ECR0 Other Municipal Debt N Unrated Security N/A N/A 2015-11-15 2015-11-15 N N Y Obligor Harvard Univ N/A N/A 1100000.00 1106405.86 0.0027 N 1106490.00 1106490.00 Massachusetts Health & Educational Facilities Auth RB (Simmons College) Series 2009I 8.000000% 57586EF48 Other Municipal Debt N Unrated Security N/A N/A 2015-10-01 2015-10-01 N N Y Escrow Escrow N/A N/A 2950000.00 2950000.00 0.0071 N 2950000.00 2950000.00 Massachusetts Health & Educational Facilities Auth RB (Baystate Medical Center) Series 2009K1 0.010000% 57586EJZ5 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-01 2015-10-01 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 6480000.00 6480000.00 0.0156 N 6480000.00 6480000.00 Massachusetts Health & Educational Facilities Auth RB (Partners Healthcare) Series 2010J2 4.000000% 57586ENR8 Other Municipal Debt N Unrated Security N/A N/A 2016-07-01 2016-07-01 N N Y Obligor Partners Healthcare System N/A N/A 100000.00 102717.40 0.0002 N 102736.00 102736.00 Massachusetts Health & Educational Facilities Auth RB (Partners HealthCare) Series 2010J2 5.000000% 57586EPB1 Other Municipal Debt N Unrated Security N/A N/A 2016-07-01 2016-07-01 N N Y Obligor Partners Healthcare System N/A N/A 200000.00 206891.08 0.0005 N 206946.00 206946.00 Massachusetts Health & Educational Facilities Auth RB (Harvard Univ) Series 2010A 5.000000% 57586EQP9 Other Municipal Debt N Unrated Security N/A N/A 2015-12-15 2015-12-15 N N Y Obligor Harvard Univ N/A N/A 575000.00 580518.31 0.0014 N 580704.00 580704.00 Massachusetts Health & Educational Facilities Auth RB (MIT) Series 2008N 0.020000% 57586EQX2 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Citibank NA N/A N/A N Y Obligor Massachusetts Institute of Technology N/A N/A 2000000.00 2000000.00 0.0048 N 2000000.00 2000000.00 Massachusetts Health & Educational Facilities Auth Revenue Notes (Harvard Univ) Series EE 0.030000% 57586U4N2 Other Commercial Paper N First Tier Security N/A N/A 2015-10-01 2015-10-01 N N Y Obligor Harvard Univ N/A N/A 10000000.00 10000000.00 0.0241 N 10000000.10 10000000.10 Massachusetts Health & Educational Facilities Auth Revenue Notes (Harvard Univ) Series EE 0.030000% 57586U4S1 Other Commercial Paper N First Tier Security N/A N/A 2015-10-05 2015-10-05 N N Y Obligor Harvard Univ N/A N/A 6900000.00 6900000.00 0.0167 N 6900000.07 6900000.07 Massachusetts Health & Educational Facilities Auth RB (Partners HealthCare) Series 2010J1 0.030000% 88033LDS5 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor Partners Healthcare System N/A N/A 2100000.00 2100000.00 0.0051 N 2100000.00 2100000.00 Massachusetts School Building Auth Dedicated Sales Tax Bonds Series 2007A 0.040000% 46633VRV3 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y JPMorgan Chase Bank NA N/A N/A N N 1315000.00 1315000.00 0.0032 N 1315000.00 1315000.00 Massachusetts School Building Auth Sr Dedicated Sales Tax Refunding Bonds Series 2012B 0.030000% 46640KCJ1 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y JPMorgan Chase Bank NA N/A N/A N N 3750000.00 3750000.00 0.0091 N 3750000.00 3750000.00 Massachusetts School Building Auth Sub Dedicated Sales Tax CP BAN Series A 0.090000% 57580QAB6 Other Commercial Paper N First Tier Security N/A N/A 2015-10-05 2015-10-05 N Y Bank of America NA N/A N/A N 6000000.00 6000000.00 0.0145 N 6000060.06 6000060.06 Massachusetts School Building Auth Sub Dedicated Sales Tax CP BAN Series C 0.120000% 57580SAJ5 Other Commercial Paper N First Tier Security N/A N/A 2015-10-06 2015-10-06 N Y Barclays Bank Plc N/A N/A N 5000000.00 5000000.00 0.0121 N 5000050.05 5000050.05 Massachusetts School Building Auth Sub Dedicated Sales Tax CP BAN Series C 0.080000% 57580SAM8 Other Commercial Paper N First Tier Security N/A N/A 2015-11-03 2015-11-03 N Y Barclays Bank Plc N/A N/A N 10000000.00 10000000.00 0.0241 N 10000200.10 10000200.10 Massachusetts School Building Auth Dedicated Sales Tax Bonds Series 2009A 4.000000% 576000KR3 Other Municipal Debt N Unrated Security N/A N/A 2016-05-15 2016-05-15 N N N 180000.00 183950.17 0.0004 N 184197.60 184197.60 Massachusetts School Building Auth Sr Dedicated Sales Tax Bonds Series 2013A 0.030000% 576000PR8 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Citibank NA N/A N/A N N 4125000.00 4125000.00 0.0100 N 4125000.00 4125000.00 Massachusetts School Building Auth Dedicated Sales Tax Bonds Series 2007A 0.020000% 576000PT4 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Citibank NA N/A N/A N N 4670000.00 4670000.00 0.0113 N 4670000.00 4670000.00 Massachusetts School Building Auth Dedicated Sales Tax Bonds Series 2007A 0.020000% 576000PV9 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Citibank NA N/A N/A N N 4000000.00 4000000.00 0.0097 N 4000000.00 4000000.00 Massachusetts Water Resources Auth General Refunding RB Series 2007B 0.030000% 07330CDM8 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Branch Banking & Trust Co N/A N/A N N 8880000.00 8880000.00 0.0214 N 8880000.00 8880000.00 Massachusetts Water Resources Auth Sub General Refunding RB Series 2008F 0.010000% 5760494W7 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Bank of New York Mellon N/A N/A N N 7000000.00 7000000.00 0.0169 N 7000000.00 7000000.00 Massachusetts Water Resources Auth CP Series 1999 0.040000% 57604RWQ9 Other Commercial Paper N First Tier Security N/A N/A 2015-12-03 2015-12-03 N Y State Street Bank & Trust Co NA N/A N/A N 6000000.00 6000000.00 0.0145 N 6000000.06 6000000.06 Massachusetts Water Resources Auth Sub Refunding RB Series 2012F 0.020000% 74926YZA2 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Royal Bank of Canada N/A N/A Y Royal Bank of Canada N/A N/A N 28295000.00 28295000.00 0.0683 N 28295000.00 28295000.00 Methuen BAN 2.000000% 591537YV1 Other Municipal Debt N First Tier Security N/A N/A 2016-08-05 2016-08-05 N N N 1415000.00 1433546.45 0.0035 N 1434159.10 1434159.10 Metropolitan Boston Transit Parking Corp Sr Lien Parking RB Series 2011 0.030000% 94985N2T7 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 2500000.00 2500000.00 0.0060 N 2500000.00 2500000.00 Michigan State Hospital Finance Auth RB (Ascension Health) Series 2010 5.000000% 59465HMS2 Other Municipal Debt N Unrated Security N/A N/A 2015-11-15 2015-11-15 N N Y Obligor Ascension Health Alliance N/A N/A 325000.00 326858.62 0.0008 N 326907.75 326907.75 Middleborough GO BAN 1.250000% 596051TZ5 Other Municipal Debt N First Tier Security N/A N/A 2016-10-07 2016-10-07 N N N 4122079.00 4156745.68 0.0100 N 4156828.13 4156828.13 Millis GO BAN 2.000000% 601090MH3 Other Municipal Debt N First Tier Security N/A N/A 2016-08-01 2016-08-01 N N N 1931000.00 1956608.25 0.0047 N 1956971.95 1956971.95 Minneapolis M/F Housing RB (Seven Corners Apts) Series 2012F 0.120000% 603767KS2 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 1420000.00 1420000.00 0.0034 N 1420000.00 1420000.00 Nantucket GO BAN 0.750000% 630191XA7 Other Municipal Debt N Unrated Security N/A N/A 2015-11-13 2015-11-13 N N N 2417912.00 2419636.23 0.0058 N 2419217.67 2419217.67 New Bedford GO BAN 1.250000% 642170GL2 Other Municipal Debt N First Tier Security N/A N/A 2016-02-05 2016-02-05 N N N 4000000.00 4014430.55 0.0097 N 4014440.00 4014440.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2016 Series A4 0.010000% 64971WUS7 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-01 2015-10-01 Y Bank of America NA N/A N/A N N 2540000.00 2540000.00 0.0061 N 2540000.00 2540000.00 Newburyport ULT GO BAN 1.000000% 651027C36 Other Municipal Debt N First Tier Security N/A N/A 2015-10-23 2015-10-23 N N N 4520109.00 4522420.22 0.0109 N 4522821.07 4522821.07 Nuveen Select Quality Municipal Fund Variable Rate Demand Preferred Shares Series 1 0.120000% 670973700 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Barclays Bank Plc N/A N/A Y Barclays Bank Plc N/A N/A N 10000000.00 10000000.00 0.0241 N 10000000.00 10000000.00 Plymouth GO BAN 1.500000% 729654SP9 Other Municipal Debt N First Tier Security N/A N/A 2016-05-04 2016-05-04 N N N 4529000.00 4562713.73 0.0110 N 4564462.07 4564462.07 Quincy GO BAN 2.000000% 748508KP2 Other Municipal Debt N First Tier Security N/A N/A 2016-07-15 2016-07-15 N N N 2000000.00 2026412.10 0.0049 N 2028100.00 2028100.00 Salisbury GO BAN 1.250000% 795302GN2 Other Municipal Debt N First Tier Security N/A N/A 2016-03-24 2016-03-24 N N N 3154700.00 3169280.77 0.0076 N 3170568.14 3170568.14 Stoneham BAN 1.000000% 861827VG5 Other Municipal Debt N First Tier Security N/A N/A 2015-10-23 2015-10-23 N N N 2250000.00 2251082.22 0.0054 N 2251260.00 2251260.00 Tampa Health System RB (Catholic Health East) Series 2010 5.000000% 875231JL7 Other Municipal Debt N Unrated Security N/A N/A 2015-11-15 2015-11-15 N N Y Obligor Trinity Health N/A N/A 110000.00 110621.36 0.0003 N 110645.70 110645.70 Taunton GO BAN 1.000000% 876672V86 Other Municipal Debt N Unrated Security N/A N/A 2015-12-11 2015-12-11 N N N 3000000.00 3003765.54 0.0072 N 3004380.00 3004380.00 Texas Public Finance Auth GO Refunding Bonds Series 2008 5.000000% 882721P72 Other Municipal Debt N Unrated Security N/A N/A 2015-10-01 2015-10-01 N N Y Obligor Texas N/A N/A 735000.00 735000.00 0.0018 N 735000.00 735000.00 Univ of Massachusetts Building Auth Refunding RB Sr Series 2013-3 0.030000% 46640KFC3 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor Univ of Massachusetts N/A N/A 1500000.00 1500000.00 0.0036 N 1500000.00 1500000.00 Univ of Massachusetts Building Auth Refunding RB Sr Series 2005-2 5.000000% 914437PC6 Other Municipal Debt N Unrated Security N/A N/A 2015-11-01 2015-11-01 N N Y Escrow Escrow N/A N/A 1000000.00 1004087.45 0.0024 N 1003530.00 1003530.00 Univ of Massachusetts Building Auth Refunding RB Sr Series 2005-2 5.250000% 914437PD4 Other Municipal Debt N Unrated Security N/A N/A 2015-11-01 2015-11-01 N N Y Escrow Escrow N/A N/A 1000000.00 1004252.98 0.0024 N 1003710.00 1003710.00 Univ of Massachusetts Building Auth Refunding RB Sr Series 2011-1 0.020000% 914437QB7 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Wells Fargo Bank NA N/A N/A N Y Obligor Univ of Massachusetts N/A N/A 2500000.00 2500000.00 0.0060 N 2500000.00 2500000.00 Univ of Massachusetts Building Auth RB Sr Series 2010-1 5.000000% 914440KS0 Other Municipal Debt N Unrated Security N/A N/A 2015-11-01 2015-11-01 N N Y Obligor Univ of Massachusetts N/A N/A 1850000.00 1857537.24 0.0045 N 1857548.00 1857548.00 Univ of Massachusetts Building Auth RB Sr Series 2013-1 0.030000% 914440MZ2 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Citibank NA N/A N/A N Y Obligor Univ of Massachusetts N/A N/A 5500000.00 5500000.00 0.0133 N 5500000.00 5500000.00 Univ of Massachusetts Building Auth RB Sr Series 2014-1 0.150000% 914440PX4 Variable Rate Demand Note N First Tier Security N/A N/A 2015-10-07 2015-10-07 Y Morgan Stanley Bank NA N/A N/A N Y Obligor Univ of Massachusetts N/A N/A 3700000.00 3700000.00 0.0089 N 3700000.00 3700000.00 Vancouver SD No. 37 ULT GO Refunding Bonds Series 2005 5.250000% 181144QY5 Other Municipal Debt N Unrated Security N/A N/A 2015-12-01 2015-12-01 N Y Washington N/A N/A N 500000.00 504128.43 0.0012 N 504045.00 504045.00 Wellesley GO BAN 1.000000% 949493WJ5 Other Municipal Debt N First Tier Security N/A N/A 2015-12-11 2015-12-11 N N N 1469000.00 1471330.70 0.0036 N 1471658.89 1471658.89 Westborough GO BAN 2.000000% 957144H92 Other Municipal Debt N First Tier Security N/A N/A 2016-08-12 2016-08-12 N N N 2000000.00 2028735.17 0.0049 N 2029460.00 2029460.00 Weymouth GO BAN 1.000000% 9622007M7 Other Municipal Debt N Unrated Security N/A N/A 2015-10-16 2015-10-16 N N N 2500000.00 2500850.39 0.0060 N 2500950.00 2500950.00 Worcester GO Bonds Series 2012 4.000000% 981306DB6 Other Municipal Debt N Unrated Security N/A N/A 2015-11-01 2015-11-01 N N N 2495000.00 2503018.99 0.0060 N 2502984.00 2502984.00