0001145549-15-003870.txt : 20150629 0001145549-15-003870.hdr.sgml : 20150629 20150507165118 ACCESSION NUMBER: 0001145549-15-003870 CONFORMED SUBMISSION TYPE: N-MFP PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150430 FILED AS OF DATE: 20150507 DATE AS OF CHANGE: 20150507 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS CENTRAL INDEX KEY: 0000857156 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-MFP SEC ACT: 1933 Act SEC FILE NUMBER: 811-05954 FILM NUMBER: 15842569 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 1-800-648-5300 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS DATE OF NAME CHANGE: 19920703 0000857156 S000004509 Schwab Retirement Advantage Money Fund C000012386 Schwab Retirement Advantage Money Fund SWIXX N-MFP 1 primary_doc.xml N-MFP N-MFP LIVE N 2015-04-30 0000857156 S000004509 1 N N N N 033-31894 Charles Schwab Investment Management, Inc. 801-35905 PricewaterhouseCoopers LLP San Francisco CA Charles Schwab Investment Management, Inc. Boston Financial Data Services, Inc. 0000275143 84-00896 N N N Prime 49 79 711772235.03 193384.61 40370.13 711925249.51 0.0025 1.0001 2015-04-30 1.0001 2015-04-30 C000012386 25000.00 711925249.51 1.00 -6638588.16 53850060.44 60488648.60 0.0001 1.0001 2015-04-30 1.0001 2015-04-30 Abbey National Treasury Services Plc Abbey National Treasury Services Plc 0.300000% 00279H5N2 Certificate of Deposit N First Tier Security N/A N/A 2015-08-03 2015-08-03 N Y Santander UK Plc N/A N/A N 7000000.00 7000000.00 0.0098 N 7000770.00 7000770.00 Australia & New Zealand Banking Group Ltd Australia & New Zealand Banking Group Ltd 0.130000% 052992005 0000859994 Other Instrument Security is a time deposit. N First Tier Security N/A N/A 2015-05-01 2015-05-01 N N N 6000000.00 6000000.00 0.0084 Security is a time deposit. N 6000000.00 6000000.00 Bank of America, NA Bank of America, NA 0.382800% 06050TMA7 Other Note N First Tier Security N/A N/A 2015-05-05 2016-04-04 N N N 2000000.00 2000000.00 0.0028 N 2000092.00 2000092.00 Bank of America, NA Bank of America, NA 0.280000% 06053PBY2 Other Note N First Tier Security N/A N/A 2015-06-18 2015-06-18 N N N 4000000.00 4000000.00 0.0056 N 4000400.00 4000400.00 Bank of America, NA Bank of America, NA 0.280000% 06053PCL9 Other Note N First Tier Security N/A N/A 2015-07-07 2015-07-07 N N N 3000000.00 3000000.00 0.0042 N 3000600.00 3000600.00 Bank of America, NA Bank of America, NA 0.300000% 06053PDJ3 Other Note N First Tier Security N/A N/A 2015-08-18 2015-08-18 N N N 5000000.00 5000000.00 0.0070 N 5002450.00 5002450.00 Bank of Montreal Bank of Montreal 0.290000% 06366CF60 Certificate of Deposit N First Tier Security N/A N/A 2015-10-15 2015-10-15 N N N 9000000.00 9000000.00 0.0126 N 9000450.00 9000450.00 Bank of New York Mellon Bank of New York Mellon 0.060000% 05799E004 0001498632 Other Instrument Security is a time deposit. N First Tier Security N/A N/A 2015-05-01 2015-05-01 N N N 9000000.00 9000000.00 0.0126 Security is a time deposit. N 9000000.00 9000000.00 Bank of New York Mellon, Corp., The Bank of New York Mellon, Corp., The 0.080000% 06405XS63 Financial Company Commercial Paper N First Tier Security N/A N/A 2015-05-06 2015-05-06 N N N 5000000.00 4999944.44 0.0070 N 4999950.00 4999950.00 Bank of New York Mellon, Corp., The Bank of New York Mellon, Corp., The 0.070000% 06405XS71 Financial Company Commercial Paper N First Tier Security N/A N/A 2015-05-07 2015-05-07 N N N 1000000.00 999988.33 0.0014 N 999980.56 999980.56 Bank of Nova Scotia Bank of Nova Scotia 0.279800% 06417HH41 Certificate of Deposit N First Tier Security N/A N/A 2015-05-08 2015-12-08 N N N 2000000.00 2000000.00 0.0028 N 2000060.00 2000060.00 Bank of Nova Scotia Bank of Nova Scotia 0.300000% 06417HN85 Certificate of Deposit N First Tier Security N/A N/A 2015-10-13 2015-10-13 N N N 5000000.00 5000000.00 0.0070 N 5000750.00 5000750.00 Bank of Nova Scotia Bank of Nova Scotia 0.251300% 06417HTD8 Certificate of Deposit N First Tier Security N/A N/A 2015-05-26 2015-05-26 N N N 4000000.00 4000000.00 0.0056 N 3999960.00 3999960.00 Bank of Nova Scotia Bank of Nova Scotia 0.300000% 06417HZJ8 Certificate of Deposit N First Tier Security N/A N/A 2015-08-17 2015-08-17 N N N 9000000.00 9000000.00 0.0126 N 9003780.00 9003780.00 Bank of the West Bank of the West 0.250000% 06426GGZ4 Certificate of Deposit N First Tier Security N/A N/A 2015-07-09 2015-07-09 N N N 3000000.00 3000000.00 0.0042 N 3000810.00 3000810.00 Bank of Tokyo Mitsubishi UFJ, Ltd Bank of Tokyo Mitsubishi UFJ, Ltd 0.330000% 06538JME3 Certificate of Deposit N First Tier Security N/A N/A 2015-08-26 2015-08-26 N N N 7000000.00 7000000.00 0.0098 N 7001400.00 7001400.00 Bank of Tokyo Mitsubishi UFJ, Ltd Bank of Tokyo Mitsubishi UFJ, Ltd 0.340000% 06538JSS6 Certificate of Deposit N First Tier Security N/A N/A 2015-10-05 2015-10-05 N N N 2000000.00 2000000.00 0.0028 N 2000240.00 2000240.00 Bank of Tokyo Mitsubishi UFJ, Ltd Bank of Tokyo Mitsubishi UFJ, Ltd 0.340000% 06538JSW7 Certificate of Deposit N First Tier Security N/A N/A 2015-10-06 2015-10-06 N N N 7000000.00 7000000.00 0.0098 N 7000770.00 7000770.00 Barclays Bank Plc Barclays Bank Plc 0.450000% 06741XQ68 Certificate of Deposit N First Tier Security N/A N/A 2015-08-17 2015-08-17 N N N 1000000.00 1000000.00 0.0014 N 1000560.00 1000560.00 Barclays Bank Plc Barclays Bank Plc 0.530000% 06741XR59 Certificate of Deposit N First Tier Security N/A N/A 2015-09-02 2015-09-02 N N N 1000000.00 1000000.00 0.0014 N 1000790.00 1000790.00 Barclays Bank Plc Barclays Bank Plc 0.530000% 06741XS90 Certificate of Deposit N First Tier Security N/A N/A 2015-10-05 2015-10-05 N N N 6000000.00 6000000.00 0.0084 N 6003600.00 6003600.00 Barclays Capital, Inc Barclays Capital, Inc 0.060000% 992JYM004_0.0600_M150506_2MN1 0000851376 Government Agency Repurchase Agreement Y Fannie Mae 2025-09-01 3.500000 Government Agency Debt 37647089.00 9059379.63 Fannie Mae 2029-03-01 3.500000 Government Agency Debt 2565549.00 2314146.92 Fannie Mae 2029-10-01 3.000000 Government Agency Debt 849223.00 853745.26 Fannie Mae 2044-09-01 4.500000 Government Agency Debt 8221985.00 8907447.70 Freddie Mac 2045-01-01 4.500000 Government Agency Debt 8074578.00 9025280.55 First Tier Security N/A N/A 2015-05-06 2015-05-06 N N N 29000000.00 29000000.00 0.0407 N 29000000.00 29000000.00 Barclays Capital, Inc Barclays Capital, Inc 0.080000% 992JYM004_0.0800_M150507_2MN1 0000851376 Government Agency Repurchase Agreement Y Fannie Mae 2026-11-01 3.000000 Government Agency Debt 10840732.00 7280000.63 First Tier Security N/A N/A 2015-05-07 2015-05-07 Y BARCLAYS CAPITAL INC N/A N/A N N 7000000.00 7000000.00 0.0098 N 7000000.00 7000000.00 BNP Paribas BNP Paribas 0.310000% 05572NWF9 Certificate of Deposit N First Tier Security N/A N/A 2015-06-01 2015-06-01 N N N 2000000.00 2000000.00 0.0028 N 2000300.00 2000300.00 BNP Paribas BNP Paribas 0.380000% 05572NXH4 Certificate of Deposit N First Tier Security N/A N/A 2015-09-17 2015-09-17 N N N 4000000.00 4000000.00 0.0056 N 4000960.00 4000960.00 BNP Paribas BNP Paribas 0.380000% 05572NXJ0 Certificate of Deposit N First Tier Security N/A N/A 2015-09-18 2015-09-18 N N N 3000000.00 3000000.00 0.0042 N 3000720.00 3000720.00 BNP Paribas BNP Paribas 0.250000% 05572NXN1 Certificate of Deposit N First Tier Security N/A N/A 2015-06-25 2015-06-25 N N N 5000000.00 5000000.00 0.0070 N 5000500.00 5000500.00 BNP Paribas Securities Corp BNP Paribas Securities Corp 0.120000% 987WVU007_0.1200_M150501_2MN1 0001197610 Government Agency Repurchase Agreement Y Freddie Mac 2045-04-20 3.500000 Government Agency Debt 241213.00 251862.18 GNMA 2042-07-20 2.000000 Government Agency Debt 57580.00 29331.74 GNMA 2042-11-20 3.000000 Government Agency Debt 1724.00 1420.08 United States Treasury Department 2020-04-15 0.125000 Treasury Debt 11700500.00 11960156.26 First Tier Security N/A N/A 2015-05-01 2015-05-01 N N N 12000000.00 12000000.00 0.0169 N 12000000.00 12000000.00 BNP Paribas Securities Corp BNP Paribas Securities Corp 0.410000% 988VYS000_0.4100_M150507_2MN1 0001197610 Other Repurchase Agreement N HARBORVIEW MTGE LOAN TRUST,NY 2036-11-19 0.357500 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 11236055.00 3421645.70 MALLINCKRODT INTL FIN S A / MALLINCKRODT CB LLC 2025-04-15 5.500000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 4014.00 4104.32 WELLS FARGO 2036-10-25 2.611400 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 156907.00 24250.07 First Tier Security N/A N/A 2015-05-07 2015-05-07 N N N 3000000.00 3000000.00 0.0042 Repurchase agreement collateralized by common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations N 3000000.00 3000000.00 BPCE SA BPCE SA 0.230000% 05571CU90 Financial Company Commercial Paper N First Tier Security N/A N/A 2015-07-09 2015-07-09 N N N 3000000.00 2998677.50 0.0042 N 2999670.00 2999670.00 CAFCO, LLC CAFCO, LLC 0.250000% 12476FT48 Asset Backed Commercial Paper N First Tier Security N/A N/A 2015-06-04 2015-06-04 N N Y Letter of Credit Citibank NA N/A N/A 5000000.00 4998819.44 0.0070 N 4999250.00 4999250.00 Canadian Imperial Bank of Commerce Canadian Imperial Bank of Commerce 0.301000% 13606YA22 Other Note N First Tier Security N/A N/A 2015-05-11 2016-01-04 N N N 6000000.00 6000000.00 0.0084 N 6000060.00 6000060.00 Chariot Funding, LLC Chariot Funding, LLC 0.290000% 15963UU12 Asset Backed Commercial Paper N First Tier Security N/A N/A 2015-07-01 2015-07-01 N N Y Letter of Credit JPMorgan Chase Bank NA N/A N/A 3000000.00 2998525.84 0.0042 N 2999010.00 2999010.00 Chariot Funding, LLC Chariot Funding, LLC 0.300000% 15963UXK7 Asset Backed Commercial Paper N First Tier Security N/A N/A 2015-10-19 2015-10-19 N N Y Letter of Credit JPMorgan Chase Bank NA N/A N/A 7000000.00 6990025.00 0.0098 N 6989220.00 6989220.00 Charta, LLC Charta, LLC 0.250000% 16115XSB2 Asset Backed Commercial Paper N First Tier Security N/A N/A 2015-05-11 2015-05-11 N N Y Letter of Credit Citibank NA N/A N/A 2000000.00 1999861.11 0.0028 N 1999920.00 1999920.00 Ciesco, LLC Ciesco, LLC 0.250000% 17178CS46 Asset Backed Commercial Paper N First Tier Security N/A N/A 2015-05-04 2015-05-04 N N Y Letter of Credit Citibank NA N/A N/A 2000000.00 1999958.33 0.0028 N 1999980.00 1999980.00 Citibank, NA Citibank, NA 0.250000% 17304UG20 Certificate of Deposit N First Tier Security N/A N/A 2015-05-04 2015-05-04 N N N 7000000.00 7000000.00 0.0098 N 7000140.00 7000140.00 Collateralized Commercial Paper Co, LLC Collateralized Commercial Paper Co, LLC 0.380000% 19422GT87 Asset Backed Commercial Paper N First Tier Security N/A N/A 2015-06-08 2015-06-08 N N Y Repo Agreement JP Morgan Securities LLC N/A N/A 3000000.00 2998796.67 0.0042 N 2999430.00 2999430.00 Collateralized Commercial Paper II Co, LLC Collateralized Commercial Paper II Co, LLC 0.400000% 19422DTA9 Asset Backed Commercial Paper N First Tier Security N/A N/A 2015-06-10 2015-06-10 N N N 3000000.00 2998666.67 0.0042 N 2999400.00 2999400.00 Commonwealth Bank of Australia Commonwealth Bank of Australia 0.260600% 924DPV000 0000008565 Certificate of Deposit N First Tier Security N/A N/A 2015-05-19 2015-06-19 N N N 12000000.00 12000000.00 0.0169 N 12000084.00 12000084.00 CRC Funding, LLC CRC Funding, LLC 0.250000% 12622VS47 Asset Backed Commercial Paper N First Tier Security N/A N/A 2015-05-04 2015-05-04 N N Y Letter of Credit Citibank NA N/A N/A 4000000.00 3999916.67 0.0056 N 3999960.00 3999960.00 CRC Funding, LLC CRC Funding, LLC 0.300000% 12622VWP5 Asset Backed Commercial Paper N First Tier Security N/A N/A 2015-09-23 2015-09-23 N N Y Letter of Credit Citibank NA N/A N/A 7000000.00 6991541.67 0.0098 N 6992510.00 6992510.00 Credit Agricole Corporate and Investment Bank Credit Agricole Corporate and Investment Bank 0.230000% 22533MD24 Certificate of Deposit N First Tier Security N/A N/A 2015-07-10 2015-07-10 N N N 4000000.00 4000000.00 0.0056 N 4000320.00 4000320.00 Credit Agricole Corporate and Investment Bank Credit Agricole Corporate and Investment Bank 0.290000% 22533MWX5 Certificate of Deposit N First Tier Security N/A N/A 2015-05-01 2015-05-01 N N N 1000000.00 1000000.00 0.0014 N 1000010.00 1000010.00 Credit Agricole Corporate and Investment Bank Credit Agricole Corporate and Investment Bank 0.280000% 22533MXG1 Certificate of Deposit N First Tier Security N/A N/A 2015-05-12 2015-05-12 N N N 2000000.00 2000000.00 0.0028 N 2000100.00 2000100.00 Credit Suisse AG Credit Suisse AG 0.250000% 22549VA29 Certificate of Deposit N First Tier Security N/A N/A 2015-06-09 2015-06-09 N N N 2000000.00 2000000.00 0.0028 N 2000100.00 2000100.00 Credit Suisse AG Credit Suisse AG 0.240000% 22549VDK6 Certificate of Deposit N First Tier Security N/A N/A 2015-06-01 2015-06-01 N N N 1000000.00 1000000.00 0.0014 N 1000040.00 1000040.00 Credit Suisse AG Credit Suisse AG 0.330000% 22549VNA7 Certificate of Deposit N First Tier Security N/A N/A 2015-06-10 2015-06-10 N N N 2000000.00 2000000.00 0.0028 N 2000280.00 2000280.00 Credit Suisse AG Credit Suisse AG 0.330000% 22549VNJ8 Certificate of Deposit N First Tier Security N/A N/A 2015-06-10 2015-06-10 N N N 2000000.00 2000000.00 0.0028 N 2000280.00 2000280.00 Credit Suisse AG Credit Suisse AG 0.330000% 22549VPN7 Certificate of Deposit N First Tier Security N/A N/A 2015-06-18 2015-06-18 N N N 2000000.00 2000000.00 0.0028 N 2000320.00 2000320.00 Credit Suisse AG Credit Suisse AG 0.240000% 22549VZ22 Certificate of Deposit N First Tier Security N/A N/A 2015-06-01 2015-06-01 N N N 4000000.00 4000000.00 0.0056 N 4000160.00 4000160.00 Credit Suisse Securities (USA), LLC Credit Suisse Securities (USA), LLC 0.120000% 22799D001_0.1200_M150501_2MN1 0001230485 Government Agency Repurchase Agreement Y United States Treasury Department 2018-04-15 0.750000 Treasury Debt 3925000.00 3909643.17 First Tier Security N/A N/A 2015-05-01 2015-05-01 N N N 3832825.00 3832825.00 0.0054 N 3832825.00 3832825.00 Credit Suisse Securities (USA), LLC Credit Suisse Securities (USA), LLC 0.660000% 988WZK004_0.6600_M150519_2MN1 0001230485 Other Repurchase Agreement N FHASI 2003-AR3 2A1 2033-09-25 2.589700 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 52540000.00 3450247.70 First Tier Security N/A N/A 2015-05-19 2015-05-19 N N N 3000000.00 3000000.00 0.0042 Repurchase agreement collateralized by common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations Y 3000750.00 3000750.00 Credit Suisse Securities (USA), LLC Credit Suisse Securities (USA), LLC 0.660000% 988WZK004_0.6600_M150522_2MN1 0001230485 Other Repurchase Agreement N STACR 2015-DNA1 M2 2027-10-25 2.031700 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 2300000.00 2300517.11 First Tier Security N/A N/A 2015-05-22 2015-05-22 N N N 2000000.00 2000000.00 0.0028 Repurchase agreement collateralized by common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations Y 2000000.00 2000000.00 Credit Suisse Securities (USA), LLC Credit Suisse Securities (USA), LLC 0.660000% 988WZK004_0.6600_M150526_2MN1 0001230485 Other Repurchase Agreement N BSARM 2003-8 4A1 2034-01-25 2.668000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 1745000.00 155497.89 MSM 2034-09-25 2.430100 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 5000000.00 780279.11 SARM 2004-12 1A1 2034-09-25 2.530500 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 3325000.00 214478.15 First Tier Security N/A N/A 2015-05-26 2015-05-26 N N N 1000000.00 1000000.00 0.0014 Repurchase agreement collateralized by common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations Y 1000340.00 1000340.00 Credit Suisse Securities (USA), LLC Credit Suisse Securities (USA), LLC 0.660000% 988WZK004_0.6600_M150602_2MN1 0001230485 Other Repurchase Agreement N STACR 2015-DNA1 M2 2027-10-25 2.031700 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 2300000.00 2300517.11 First Tier Security N/A N/A 2015-06-02 2015-06-02 N N N 2000000.00 2000000.00 0.0028 Repurchase agreement collateralized by common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations Y 2000000.00 2000000.00 Credit Suisse Securities (USA), LLC Credit Suisse Securities (USA), LLC 0.660000% 988WZK004_0.6600_M150610_2MN1 0001230485 Other Repurchase Agreement N STACR 2015-DNA1 M2 2027-10-25 2.031700 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 2300000.00 2300517.11 First Tier Security N/A N/A 2015-06-10 2015-06-10 N N N 2000000.00 2000000.00 0.0028 Repurchase agreement collateralized by common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations Y 2000000.00 2000000.00 Credit Suisse Securities (USA), LLC Credit Suisse Securities (USA), LLC 0.700000% 988WZK004_0.7000_M150527_2MN1 0001230485 Other Repurchase Agreement N 144A SLFMT 2013-1A M2 2058-06-25 3.140000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 100000.00 100422.05 144A SLFMT 2013-2A M2 2065-12-25 4.480000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 100000.00 103195.69 BSARM 2003-8 4A1 2034-01-25 2.668000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 55000.00 4901.08 LBUBS 2001-C3 D 2036-06-15 6.731000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 100000.00 100918.45 STACR 2015-DNA1 M2 2027-10-25 2.031700 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 840400.00 840588.95 First Tier Security N/A N/A 2015-05-27 2015-05-27 N N N 1000000.00 1000000.00 0.0014 Repurchase agreement collateralized by common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations Y 1000000.00 1000000.00 Crown Point Capital Co, LLC Crown Point Capital Co, LLC 0.300000% 2284K1T45 Asset Backed Commercial Paper N First Tier Security N/A N/A 2015-06-04 2015-06-04 N N Y Credit / Liquidity BNP Paribas N/A N/A Credit / Liquidity Credit Suisse AG N/A N/A Credit / Liquidity United States Treasury Department N/A N/A 2000000.00 1999433.33 0.0028 N 1999680.00 1999680.00 Crown Point Capital Co, LLC Crown Point Capital Co, LLC 0.250000% 2284K1T45 Asset Backed Commercial Paper N First Tier Security N/A N/A 2015-06-04 2015-06-04 N N Y Credit / Liquidity BNP Paribas N/A N/A Credit / Liquidity Credit Suisse AG N/A N/A Credit / Liquidity United States Treasury Department N/A N/A 1000000.00 999763.89 0.0014 N 999840.00 999840.00 Deutsche Bank Securities, Inc Deutsche Bank Securities, Inc 0.100000% 21599B009_0.1000_M150501_2MN1 0001074042 Government Agency Repurchase Agreement Y Farm Federal Credit Bank 2017-07-20 0.175100 Government Agency Debt 17524000.00 17510307.43 First Tier Security N/A N/A 2015-05-01 2015-05-01 N N N 17000000.00 17000000.00 0.0239 N 17000000.00 17000000.00 DNB Bank ASA DNB Bank ASA 0.120000% 939RWC006 0001498632 Other Instrument Security is a time deposit. N First Tier Security N/A N/A 2015-05-06 2015-05-06 N N N 4000000.00 4000000.00 0.0056 Security is a time deposit. N 3999999.20 3999999.20 DNB Bank ASA DNB Bank ASA 0.120000% 939RWC006_M150507 0001498632 Other Instrument Security is a time deposit. N First Tier Security N/A N/A 2015-05-07 2015-05-07 N N N 9000000.00 9000000.00 0.0126 Security is a time deposit. N 9000000.00 9000000.00 DZ Bank AG Deutsche Zentral-Genossenschaftsbank DZ Bank AG Deutsche Zentral-Genossenschaftsbank 0.100000% 981LCR005 0000800178 Other Instrument Security is a time deposit. N First Tier Security N/A N/A 2015-05-07 2015-05-07 N N N 7000000.00 7000000.00 0.0098 Security is a time deposit. N 7000000.00 7000000.00 Federal Home Loan Bank Federal Home Loan Bank 0.085000% 313384FF1 Government Agency Debt N First Tier Security N/A N/A 2015-05-06 2015-05-06 N N N 2000000.00 1999976.39 0.0028 N 1999994.00 1999994.00 Federal Home Loan Bank Federal Home Loan Bank 0.070000% 313384GM5 Government Agency Debt N First Tier Security N/A N/A 2015-06-05 2015-06-05 N N N 2000000.00 1999863.89 0.0028 N 1999928.00 1999928.00 General Electric Capital Corp General Electric Capital Corp 0.220000% 36959JSU8 Financial Company Commercial Paper N First Tier Security N/A N/A 2015-05-28 2015-05-28 N N N 10000000.00 9998350.00 0.0140 N 9999300.00 9999300.00 General Electric Capital Corp General Electric Capital Corp 0.250000% 36959JTQ6 Financial Company Commercial Paper N First Tier Security N/A N/A 2015-06-24 2015-06-24 N N N 2000000.00 1999250.00 0.0028 N 1999700.00 1999700.00 General Electric Co General Electric Co 0.070000% 36960MS53 Other Commercial Paper N First Tier Security N/A N/A 2015-05-05 2015-05-05 N N N 4000000.00 3999968.89 0.0056 N 3999960.00 3999960.00 Goldman Sachs & Co Goldman Sachs & Co 0.100000% 38399H002_0.1000_M150501_2MN1 0000769993 Government Agency Repurchase Agreement Y GNMA 2047-01-15 3.650000 Government Agency Debt 14278483.00 15317123.63 GNMA 2050-05-15 2.670000 Government Agency Debt 8026114.00 8142876.57 First Tier Security N/A N/A 2015-05-01 2015-05-01 N N N 23000000.00 23000000.00 0.0323 N 23000000.00 23000000.00 Goldman Sachs & Co Goldman Sachs & Co 0.090000% 992JYE002_0.0900_M150507_2MN1 0000769993 Government Agency Repurchase Agreement Y Freddie Mac 2027-04-20 2.500000 Government Agency Debt 223393.00 155226.16 GNMA 2022-05-15 6.000000 Government Agency Debt 2850000.00 158932.20 GNMA 2022-09-15 7.500000 Government Agency Debt 2536595.00 159792.20 GNMA 2024-01-20 5.500000 Government Agency Debt 220190.00 152127.82 GNMA 2024-01-20 6.000000 Government Agency Debt 466105.00 162258.50 GNMA 2025-01-20 5.000000 Government Agency Debt 416034.00 158779.42 GNMA 2029-01-15 7.000000 Government Agency Debt 191526.00 31077.99 GNMA 2029-06-20 7.000000 Government Agency Debt 12372611.00 159764.71 GNMA 2032-09-15 6.500000 Government Agency Debt 290189.00 23252.87 GNMA 2033-05-20 7.000000 Government Agency Debt 5302021.00 160273.29 GNMA 2033-08-15 6.000000 Government Agency Debt 1001630.00 155857.49 GNMA 2034-06-20 4.500000 Government Agency Debt 770000.00 159426.21 GNMA 2034-12-15 5.500000 Government Agency Debt 957360.00 162681.41 GNMA 2035-03-20 6.500000 Government Agency Debt 1588577.00 160441.87 GNMA 2039-01-20 6.000000 Government Agency Debt 415400.00 154761.90 GNMA 2039-05-15 5.000000 Government Agency Debt 856996.00 152876.16 GNMA 2039-11-20 5.000000 Government Agency Debt 3354045.00 157895.08 GNMA 2040-04-15 5.000000 Government Agency Debt 502354.00 152670.00 GNMA 2040-06-15 5.000000 Government Agency Debt 300000.00 160579.12 GNMA 2042-02-20 6.000000 Government Agency Debt 409150.00 162718.45 GNMA 2043-09-15 4.000000 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Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 295314.00 301042.91 First Tier Security N/A N/A 2015-07-29 2015-07-29 N N N 6000000.00 6000000.00 0.0084 Repurchase agreement collateralized by common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations Y 6000000.00 6000000.00 JP Morgan Securities, LLC JP Morgan Securities, LLC 0.080000% 992JYG007_0.0800_M150507_2MN1 0001168163 Treasury Repurchase Agreement Y United States Treasury Department 2020-07-31 2.000000 Treasury Debt 926200.00 954632.61 United States Treasury Department 2020-10-31 1.750000 Treasury Debt 57400.00 57987.20 United States Treasury Department 2020-11-15 2.625000 Treasury Debt 7608000.00 8125779.88 United States Treasury Department 2024-05-15 2.500000 Treasury Debt 39700.00 41836.18 First Tier Security N/A N/A 2015-05-07 2015-05-07 Y JP MORGAN SECURITIES LLC N/A N/A N N 9000000.00 9000000.00 0.0126 N 8999550.00 8999550.00 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N 1999990.90 1999990.90 Nationwide Building Society Nationwide Building Society 0.300000% 6385E1S10 Financial Company Commercial Paper N First Tier Security N/A N/A 2015-05-01 2015-05-01 N N N 6000000.00 6000000.00 0.0084 N 6000000.00 6000000.00 Natixis SA Natixis SA 0.270000% 63873FNM6 Certificate of Deposit N First Tier Security N/A N/A 2015-07-08 2015-07-08 N N N 1000000.00 1000000.00 0.0014 N 1000160.00 1000160.00 Natixis SA Natixis SA 0.290000% 63873FPS1 Certificate of Deposit N First Tier Security N/A N/A 2015-08-04 2015-08-04 N N N 4000000.00 4000000.00 0.0056 N 4000560.00 4000560.00 New York City IDA IDRB (Allway Tools) Series 1997 0.430000% 649705LL2 Variable Rate Demand Note N Unrated Security N/A N/A 2015-05-07 2015-05-07 Y Citibank NA N/A N/A Y Citibank NA N/A N/A N 50000.00 50000.00 0.0001 N 50000.00 50000.00 Nordea Bank Finland Plc Nordea Bank Finland Plc 0.240000% 65558E6N3 Certificate of Deposit N First Tier Security N/A N/A 2015-05-26 2015-05-26 N N N 1000000.00 1000000.00 0.0014 N 1000050.00 1000050.00 NRW.BANK NRW.BANK 0.100000% 62939MS65 Financial Company Commercial Paper N First Tier Security N/A N/A 2015-05-06 2015-05-06 N N N 8000000.00 7999888.89 0.0112 N 7999840.00 7999840.00 Old Line Funding, LLC Old Line Funding, LLC 0.220000% 67983US12 Asset Backed Commercial Paper N First Tier Security N/A N/A 2015-05-01 2015-05-01 N N Y Asset Purchase Agreement Royal Bank of Canada N/A N/A 1000000.00 1000000.00 0.0014 N 1000000.00 1000000.00 Old Line Funding, LLC Old Line Funding, LLC 0.300000% 67983UWQ2 Asset Backed Commercial Paper N First Tier Security N/A N/A 2015-09-24 2015-09-24 N N Y Asset Purchase Agreement Royal Bank of Canada N/A N/A 4000000.00 3995133.34 0.0056 N 3995640.00 3995640.00 Oversea-Chinese Banking Corp Ltd Oversea-Chinese Banking Corp Ltd 0.240000% 69033RT14 Financial Company Commercial Paper N First Tier Security N/A N/A 2015-06-01 2015-06-01 N N N 1000000.00 999793.33 0.0014 N 999900.00 999900.00 Palm Springs, CA COP (Downtown Parking) Series 2002A 0.160000% 696656HS9 Variable Rate Demand Note N First Tier Security N/A N/A 2015-05-07 2015-05-07 Y California State Teachers Retirement System N/A N/A Y California State Teachers Retirement System N/A N/A N 6915000.00 6915000.00 0.0097 N 6915000.00 6915000.00 Rabobank Nederland Rabobank Nederland 0.250000% 21685VDD8 Certificate of Deposit N First Tier Security N/A N/A 2015-06-11 2015-06-11 N N N 7000000.00 7000000.00 0.0098 N 7000910.00 7000910.00 Ridgefield Funding Co, LLC Ridgefield Funding Co, LLC 0.350000% 76582KT27 Asset Backed Commercial Paper N First Tier Security N/A N/A 2015-06-02 2015-06-02 N N Y Repo Agreement BNP Paribas N/A N/A 1000000.00 999688.89 0.0014 N 999850.00 999850.00 Royal Bank of Canada Royal Bank of Canada 0.360800% 78008FBG8 Other Note N First Tier Security N/A N/A 2015-07-07 2016-05-06 N N N 7000000.00 7000000.00 0.0098 N 7007336.00 7007336.00 Royal Bank of Canada Royal Bank of Canada 0.390800% 78009NJE7 Other Note N First Tier Security N/A N/A 2015-07-06 2016-05-03 N N N 5000000.00 5000000.00 0.0070 N 5000000.00 5000000.00 Royal Bank of Canada Royal Bank of Canada 0.267600% 78009NRX6 Certificate of Deposit N First Tier Security N/A N/A 2015-05-05 2015-09-04 N N N 5000000.00 5000000.00 0.0070 N 5000100.00 5000100.00 Royal Bank of Canada Royal Bank of Canada 0.287600% 78009NTF3 Certificate of Deposit N First Tier Security N/A N/A 2015-05-06 2016-01-06 N N N 3000000.00 3000000.00 0.0042 N 2999910.00 2999910.00 Royal Bank of Canada Royal Bank of Canada 0.310000% 78009NTY2 Certificate of Deposit N First Tier Security N/A N/A 2015-05-13 2016-04-13 N N N 3000000.00 3000000.00 0.0042 N 3000150.00 3000150.00 Sheffield Receivables Co, LLC Sheffield Receivables Co, LLC 0.300000% 82124MS19 Asset Backed Commercial Paper N First Tier Security N/A N/A 2015-05-01 2015-05-01 N N Y Letter of Credit Barclays Bank Plc N/A N/A 4000000.00 4000000.00 0.0056 N 4000000.00 4000000.00 Sheffield Receivables Co, LLC Sheffield Receivables Co, LLC 0.350000% 82124MV31 Asset Backed Commercial Paper N First Tier Security N/A N/A 2015-08-03 2015-08-03 N N Y Letter of Credit Barclays Bank Plc N/A N/A 4000000.00 3996344.45 0.0056 N 3997680.00 3997680.00 Skandinaviska Enskilda Banken AB Skandinaviska Enskilda Banken AB 0.120000% 923CYV003 0000917311 Other Instrument Security is a time deposit. N First Tier Security N/A N/A 2015-05-07 2015-05-07 N N N 9000000.00 9000000.00 0.0126 Security is a time deposit. N 9000000.00 9000000.00 Societe Generale Societe Generale 0.270000% 83369CT12 Financial Company Commercial Paper N First Tier Security N/A N/A 2015-06-01 2015-06-01 N N N 1000000.00 999767.50 0.0014 N 999900.00 999900.00 Societe Generale Societe Generale 0.270000% 83369CT20 Financial Company Commercial Paper N First Tier Security N/A N/A 2015-06-02 2015-06-02 N N N 4000000.00 3999040.00 0.0056 N 3999560.00 3999560.00 Sumitomo Mitsui Banking Corp Sumitomo Mitsui Banking Corp 0.310000% 86562Y2Q6 Certificate of Deposit N First Tier Security N/A N/A 2015-07-01 2015-07-01 N N N 1000000.00 1000000.00 0.0014 N 1000180.00 1000180.00 Sumitomo Mitsui Banking Corp Sumitomo Mitsui Banking Corp 0.370000% 86562Y7D0 Certificate of Deposit N First Tier Security N/A N/A 2015-10-28 2015-10-28 N N N 2000000.00 2000000.00 0.0028 N 2000180.00 2000180.00 Sumitomo Mitsui Banking Corp Sumitomo Mitsui Banking Corp 0.250000% 86562YE83 Certificate of Deposit N First Tier Security N/A N/A 2015-05-12 2015-05-12 N N N 2000000.00 2000000.00 0.0028 N 2000060.00 2000060.00 Sumitomo Mitsui Banking Corp Sumitomo Mitsui Banking Corp 0.250000% 86562YH31 Certificate of Deposit N First Tier Security N/A N/A 2015-05-14 2015-05-14 N N N 1000000.00 1000000.00 0.0014 N 1000030.00 1000030.00 Sumitomo Mitsui Banking Corp Sumitomo Mitsui Banking Corp 0.260000% 86562YQ64 Certificate of Deposit N First Tier Security N/A N/A 2015-06-08 2015-06-08 N N N 3000000.00 3000000.00 0.0042 N 3000240.00 3000240.00 Sumitomo Mitsui Banking Corp Sumitomo Mitsui Banking Corp 0.400000% 86563RCY2 Certificate of Deposit N First Tier Security N/A N/A 2015-11-12 2015-11-12 N N N 6000000.00 6000000.00 0.0084 N 6000900.00 6000900.00 Sumitomo Mitsui Banking Corp Sumitomo Mitsui Banking Corp 0.250000% 86563RGQ5 Certificate of Deposit N First Tier Security N/A N/A 2015-06-09 2015-06-09 N N N 3000000.00 3000000.00 0.0042 N 3000210.00 3000210.00 Sumitomo Mitsui Banking Corp Sumitomo Mitsui Banking Corp 0.340000% 86563RNB0 Certificate of Deposit N First Tier Security N/A N/A 2015-10-16 2015-10-16 N N N 1000000.00 1000000.00 0.0014 N 1000020.00 1000020.00 Sumitomo Mitsui Trust Bank Ltd Sumitomo Mitsui Trust Bank Ltd 0.250000% 86563KVM2 Certificate of Deposit N First Tier Security N/A N/A 2015-05-01 2015-05-01 N N N 3000000.00 3000000.00 0.0042 N 3000000.00 3000000.00 Sumitomo Mitsui Trust Bank Ltd Sumitomo Mitsui Trust Bank Ltd 0.250000% 86563KWJ8 Certificate of Deposit N First Tier Security N/A N/A 2015-05-22 2015-05-22 N N N 4000000.00 4000000.00 0.0056 N 4000200.00 4000200.00 Sumitomo Mitsui Trust Bank Ltd Sumitomo Mitsui Trust Bank Ltd 0.245000% 86563KXS7 Certificate of Deposit N First Tier Security N/A N/A 2015-07-13 2015-07-13 N N N 5000000.00 5000000.00 0.0070 N 5000250.00 5000250.00 Svenska Handelsbanken AB Svenska Handelsbanken AB 0.060000% 869999003 0001448613 Other Instrument Security is a time deposit. N First Tier Security N/A N/A 2015-05-01 2015-05-01 N N N 14000000.00 14000000.00 0.0197 Security is a time deposit. N 14000000.00 14000000.00 Swedbank AB Swedbank AB 0.270000% 87019SV43 Financial Company Commercial Paper N First Tier Security N/A N/A 2015-08-04 2015-08-04 N N N 1000000.00 999287.50 0.0014 N 999440.00 999440.00 Swedbank AB Swedbank AB 0.260000% 87019TYC0 Certificate of Deposit N First Tier Security N/A N/A 2015-06-01 2015-06-01 N N N 2000000.00 2000000.00 0.0028 N 2000240.00 2000240.00 Swedbank AB Swedbank AB 0.120000% 870999000 0001367624 Other Instrument Security is a time deposit. N First Tier Security N/A N/A 2015-05-04 2015-05-04 N N N 6000000.00 6000000.00 0.0084 Security is a time deposit. N 6000010.50 6000010.50 Toronto-Dominion Bank Toronto-Dominion Bank 0.252500% 89112UHR5 Certificate of Deposit N First Tier Security N/A N/A 2015-05-18 2015-06-16 N N N 5000000.00 5000000.00 0.0070 N 5000000.00 5000000.00 Toronto-Dominion Bank Toronto-Dominion Bank 0.250300% 89112UPL9 Certificate of Deposit N First Tier Security N/A N/A 2015-05-21 2015-07-21 N N N 4000000.00 4000000.00 0.0056 N 4000000.00 4000000.00 Toronto-Dominion Bank Toronto-Dominion Bank 0.290000% 89112UWA5 Certificate of Deposit N First Tier Security N/A N/A 2015-06-16 2015-06-16 N N N 4000000.00 4000000.00 0.0056 N 4000920.00 4000920.00 Toronto-Dominion Bank Toronto-Dominion Bank 0.390000% 89113EDL7 Certificate of Deposit N First Tier Security N/A N/A 2015-11-12 2015-11-12 N N N 2000000.00 2000000.00 0.0028 N 2001540.00 2001540.00 Toronto-Dominion Bank Toronto-Dominion Bank 0.390000% 89113EDW3 Certificate of Deposit N First Tier Security N/A N/A 2015-12-01 2015-12-01 N N N 3000000.00 3000000.00 0.0042 N 3002040.00 3002040.00 Toronto-Dominion Bank Toronto-Dominion Bank 0.300000% 89113ELT1 Certificate of Deposit N First Tier Security N/A N/A 2015-10-27 2015-10-27 N N N 3000000.00 3000000.00 0.0042 N 3001110.00 3001110.00 Toronto-Dominion Bank Toronto-Dominion Bank 0.300000% 89113ELX2 Certificate of Deposit N First Tier Security N/A N/A 2015-11-02 2015-11-02 N N N 2000000.00 2000000.00 0.0028 N 2000680.00 2000680.00 Toronto-Dominion Bank Toronto-Dominion Bank 0.100000% 89113EMX1 Certificate of Deposit N First Tier Security N/A N/A 2015-05-05 2015-05-05 N N N 3000000.00 3000000.00 0.0042 N 3000000.00 3000000.00 Toyota Motor Credit Corp Toyota Motor Credit Corp 0.220000% 89233HS13 Other Commercial Paper N First Tier Security N/A N/A 2015-05-01 2015-05-01 N N N 1000000.00 1000000.00 0.0014 N 1000000.00 1000000.00 Toyota Motor Credit Corp Toyota Motor Credit Corp 0.230000% 89233HSD7 Other Commercial Paper N First Tier Security N/A N/A 2015-05-13 2015-05-13 N N N 3000000.00 2999770.00 0.0042 N 2999910.00 2999910.00 Toyota Motor Credit Corp Toyota Motor Credit Corp 0.230000% 89233HSE5 Other Commercial Paper N First Tier Security N/A N/A 2015-05-14 2015-05-14 N N N 5000000.00 4999584.72 0.0070 N 4999850.00 4999850.00 United States Treasury Department United States Treasury Department 0.109000% 912828H60 Treasury Debt N First Tier Security N/A N/A 2015-05-01 2017-01-31 N N N 2000000.00 1999999.98 0.0028 N 2000676.00 2000676.00 United States Treasury Department United States Treasury Department 0.070000% 912828WK2 Treasury Debt N First Tier Security N/A N/A 2015-05-01 2016-01-31 N N N 5000000.00 4999446.69 0.0070 N 4999905.00 4999905.00 United States Treasury Department United States Treasury Department 0.095000% 912828WV8 Treasury Debt N First Tier Security N/A N/A 2015-05-01 2016-07-31 N N N 3000000.00 3000000.00 0.0042 N 3000237.00 3000237.00 Versailles Commercial Paper LLC Versailles Commercial Paper LLC 0.250000% 92512MS18 Asset Backed Commercial Paper N First Tier Security N/A N/A 2015-05-01 2015-05-01 N N Y Credit / Liquidity Natixis SA N/A N/A 2000000.00 2000000.00 0.0028 N 2000000.00 2000000.00 Wells Fargo Bank, NA Wells Fargo Bank, NA 0.260600% 94988E3E6 Certificate of Deposit N First Tier Security N/A N/A 2015-05-20 2015-05-20 N N N 5000000.00 5000000.00 0.0070 N 5000200.00 5000200.00 Wells Fargo Bank, NA Wells Fargo Bank, NA 0.269800% 94988E6F0 Certificate of Deposit N First Tier Security N/A N/A 2015-05-08 2015-08-10 N N N 7000000.00 7000000.00 0.0098 N 7000070.00 7000070.00 Wells Fargo Bank, NA Wells Fargo Bank, NA 0.280300% 94988EB98 Certificate of Deposit N First Tier Security N/A N/A 2015-05-21 2015-11-23 N N N 10000000.00 10000000.00 0.0140 N 10000200.00 10000200.00 Wells Fargo Bank, NA Wells Fargo Bank, NA 0.309800% 94988EDH8 Certificate of Deposit N First Tier Security N/A N/A 2015-05-08 2016-02-08 N N N 4000000.00 4000000.00 0.0056 N 4000440.00 4000440.00 Wells Fargo Bank, NA Wells Fargo Bank, NA 0.325900% 94988EG85 Certificate of Deposit N First Tier Security N/A N/A 2015-07-13 2016-05-05 N N N 2000000.00 2000000.00 0.0028 N 2000080.00 2000080.00 Westpac Banking Corp Westpac Banking Corp 0.260000% 96121TWT1 Certificate of Deposit N First Tier Security N/A N/A 2015-05-11 2015-05-11 N N N 6000000.00 6000000.00 0.0084 N 6000000.00 6000000.00 Westpac Banking Corp Westpac Banking Corp 0.310000% 96121TYX0 Certificate of Deposit N First Tier Security N/A N/A 2015-05-12 2016-02-12 N N N 3000000.00 3000000.00 0.0042 N 3000330.00 3000330.00 Westpac Banking Corp Westpac Banking Corp 0.260000% 9612C4MF5 Financial Company Commercial Paper N First Tier Security N/A N/A 2015-05-12 2015-06-12 N N N 5000000.00 5000000.00 0.0070 N 4999950.00 4999950.00 Westpac Banking Corp Westpac Banking Corp 0.261300% 9612C4MN8 Financial Company Commercial Paper N First Tier Security N/A N/A 2015-05-27 2015-07-27 N N N 2000000.00 2000000.00 0.0028 N 2000020.00 2000020.00 Whistlejacket Capital, LLC Whistlejacket Capital, LLC 0.000000% 96335WFX6 Other Note N No Longer an Eligible Security N/A N/A 2015-05-31 2015-05-31 N N N 24629.24 24629.24 0.0000 All Whistlejacket notes were sold at auction on 4/29/09. The remaining investment represents an interest in a small residual fund that is being held to cover any remaining expenses and liabilities associated with receivership. Y 24629.24 24629.24 Whistlejacket Capital, LLC Whistlejacket Capital, LLC 0.000000% 96432XKM4 Other Note N No Longer an Eligible Security N/A N/A 2015-05-31 2015-05-31 N N N 12300.72 12300.72 0.0000 All Whistlejacket notes were sold at auction on 4/29/09. The remaining investment represents an interest in a small residual fund that is being held to cover any remaining expenses and liabilities associated with receivership. Y 12300.72 12300.72