0001145549-15-001424.txt : 20150401
0001145549-15-001424.hdr.sgml : 20150401
20150206153154
ACCESSION NUMBER: 0001145549-15-001424
CONFORMED SUBMISSION TYPE: N-MFP
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150131
FILED AS OF DATE: 20150206
DATE AS OF CHANGE: 20150206
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS
CENTRAL INDEX KEY: 0000857156
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: N-MFP
SEC ACT: 1933 Act
SEC FILE NUMBER: 811-05954
FILM NUMBER: 15584236
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 1-800-648-5300
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS
DATE OF NAME CHANGE: 19920703
0000857156
S000004513
Schwab New York AMT Tax-Free Money Fund
C000012394
Sweep Shares
SWNXX
C000012395
Value Advantage Shares
SWYXX
N-MFP
1
primary_doc.xml
N-MFP
N-MFP
LIVE
N
2015-01-31
0000857156
S000004513
2
N
N
N
N
033-31894
Charles Schwab Investment Management, Inc.
801-35905
PricewaterhouseCoopers LLP
San Francisco
CA
Charles Schwab Investment Management, Inc.
Boston Financial Data Services, Inc.
0000275143
84-00896
N
N
N
Single State Fund
51
59
1924877980.92
39044484.60
35071760.18
1928850705.34
0.0008
1.0011
2015-01-31
1.0011
2015-01-31
C000012394
1.00
1694284506.24
1.00
-63224811.12
332738060.04
395962871.16
0.0001
1.0011
2015-01-31
1.0011
2015-01-31
C000012395
25000.00
234566199.10
1.00
-2242958.16
3441995.68
5684953.84
0.0001
1.0011
2015-01-31
1.0011
2015-01-31
Albany Cnty
BAN Series 2014A 0.750000%
0121227X9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-05-29
2015-05-29
N
N
N
19381024.00
19415824.89
0.0101
N
19420561.29
19420561.29
Amherst Development Corp
Student Housing Facility Refunding RB Series 2010B 0.090000%
031358AX2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
HSBC BANK USA
N/A
N/A
Y
HSBC Bank USA
N/A
N/A
N
5520000.00
5520000.00
0.0029
N
5520000.00
5520000.00
Amherst IDA
Civic Facility RB (Daemen College) Series 2006B 0.070000%
031362EJ1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
3375000.00
3375000.00
0.0017
N
3375000.00
3375000.00
Amityville UFSD
TAN 2014-2015 1.000000%
031645GM0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-06-26
2015-06-26
N
N
N
10000000.00
10032686.73
0.0052
N
10034200.00
10034200.00
Babylon
BAN 2014 1.500000%
05620PFS7
Other Municipal Debt
N
First Tier Security
N/A
N/A
2015-08-01
2015-08-01
N
N
N
4190000.00
4217632.70
0.0022
N
4218492.00
4218492.00
Bay Shore UFSD
TAN 2014-2015 1.500000%
072581KA8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-06-26
2015-06-26
N
N
N
18000000.00
18084341.37
0.0094
N
18087660.00
18087660.00
Bayport Blue Point UFSD
TAN 2014-2015 1.000000%
073059NS2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-06-25
2015-06-25
N
N
N
1500000.00
1504785.00
0.0008
N
1505025.00
1505025.00
Buffalo
GO Bonds 2014 4.000000%
119677LK6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-04-01
2015-04-01
N
N
N
2234769.00
2247929.40
0.0012
N
2248267.00
2248267.00
Buffalo
BAN 2014 2.000000%
119677LU4
Other Municipal Debt
N
First Tier Security
N/A
N/A
2015-04-29
2015-04-29
N
N
N
7367399.00
7397516.52
0.0038
N
7400994.34
7400994.34
Clinton Cnty
BAN Series 2014A 1.000000%
187468JA2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-06-12
2015-06-12
N
N
N
1640008.00
1643611.98
0.0009
N
1644026.02
1644026.02
Colonie Local Development Corp
RB (Shaker Pointe at Carondelet) Series 2011 0.020000%
196220AA5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
10000000.00
10000000.00
0.0052
N
10000000.00
10000000.00
Colonie Local Development Corp
RB (Shaker Pointe at Carondelet) Series 2013 0.020000%
196220AB3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
12000000.00
12000000.00
0.0062
N
12000000.00
12000000.00
Columbia Cnty
BAN Series 2015A 1.250000%
197504PG2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-03
2016-02-03
N
N
N
8600000.00
8687032.00
0.0045
N
8686946.00
8686946.00
East Islip UFSD
GO TAN 2014 0.750000%
273173KF0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-06-27
2015-06-27
N
N
N
4000000.00
4009051.52
0.0021
N
4009480.00
4009480.00
East Rochester Housing Auth
Housing RB (Park Ridge Nursing Home) Series 2008 0.080000%
274722DX2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
13220000.00
13220000.00
0.0069
N
13220000.00
13220000.00
East Syracuse-Minoa CSD
BAN 2014 1.250000%
275443ED7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-10-09
2015-10-09
N
N
N
10000000.00
10068355.62
0.0052
N
10070800.00
10070800.00
Eastport South Manor CSD
TAN 2014-2015 1.000000%
27779THP6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-06-26
2015-06-26
N
N
N
16000000.00
16042887.19
0.0083
N
16045280.00
16045280.00
Franklin Cnty Civic Development Corp
RB (Alice Hyde Medical Center) Series 2013A 0.020000%
35313PAA0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
HSBC BANK USA
N/A
N/A
Y
HSBC Bank USA
N/A
N/A
N
4265000.00
4265000.00
0.0022
N
4265000.00
4265000.00
Grand Island CSD
BAN 2014 1.500000%
385730JE7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-12-03
2015-12-03
N
N
N
7000000.00
7072643.51
0.0037
N
7074130.00
7074130.00
Hampton Bays UFSD
BAN 2014 0.500000%
409095EF9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-06-26
2015-06-26
N
N
N
11000000.00
11014928.66
0.0057
N
11016940.00
11016940.00
Harborfields CSD
TAN 2014-2015 0.750000%
411612GF5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-06-26
2015-06-26
N
N
N
4000000.00
4009199.72
0.0021
N
4009800.00
4009800.00
Herricks UFSD
TAN Series 2014-2015 1.000000%
427753HJ0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-06-26
2015-06-26
N
N
N
7000000.00
7022102.69
0.0036
N
7023240.00
7023240.00
Ithaca
GO BAN Series 2014B 1.000000%
465650UP2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-07-31
2015-07-31
N
N
N
1500000.00
1506107.64
0.0008
N
1505775.00
1505775.00
Kenmore-Tonawanda UFSD
BAN 2014 0.500000%
489152JS8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-06-17
2015-06-17
N
N
N
7956442.00
7964358.12
0.0041
N
7966228.42
7966228.42
Kingston SD
BAN Series 2014A 0.450000%
496602MZ3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-06-17
2015-06-17
N
N
N
16000000.00
16016806.58
0.0083
N
16020640.00
16020640.00
Lancaster IDA
Civic Facility RB (2000 GreenField Manor) 0.070000%
514502AA1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
8935000.00
8935000.00
0.0046
N
8935000.00
8935000.00
Liverpool CSD
BAN 2014-2015 1.250000%
538361RM0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-10-02
2015-10-02
N
N
N
3000000.00
3020129.10
0.0016
N
3020850.00
3020850.00
Mamaroneck
BAN Series 2014B 1.000000%
561501MV6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-09-03
2015-09-03
N
N
N
4901875.00
4920668.79
0.0026
N
4921629.56
4921629.56
Metropolitan Transportation Auth
Dedicated Tax Fund Bonds Series 2004B2 0.030000%
46636YNQ9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
8055000.00
8055000.00
0.0042
N
8055000.00
8055000.00
Metropolitan Transportation Auth
State Service Contract Refunding Bonds Series 2002A 5.750000%
5925976D5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-01-01
2016-01-01
N
N
Y
Obligor
New York State
N/A
N/A
100000.00
104965.89
0.0001
N
104959.00
104959.00
Metropolitan Transportation Auth
State Service Contract Refunding Bonds Series 2002A 5.500000%
592597T73
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-07-01
2015-07-01
N
N
Y
Obligor
New York State
N/A
N/A
160000.00
163462.99
0.0001
N
163513.60
163513.60
Metropolitan Transportation Auth
State Service Contract Refunding Bonds Series 2002A 5.750000%
592597T81
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-01-01
2016-01-01
N
N
Y
Obligor
New York State
N/A
N/A
1000000.00
1049967.53
0.0005
N
1049590.00
1049590.00
Metropolitan Transportation Auth
Dedicated Tax Fund Refunding Bonds Series 2011A 5.000000%
59259ND42
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-15
2015-11-15
N
N
N
6750000.00
7005618.05
0.0036
N
7005825.00
7005825.00
Metropolitan Transportation Auth
Dedicated Tax Fund Bonds Series 2002B2 4.000000%
59259NN58
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-01
2015-11-01
N
N
N
210000.00
215852.22
0.0001
N
216022.80
216022.80
Metropolitan Transportation Auth
Dedicated Tax Fund Bonds Series 2002B1 0.010000%
59259NP49
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
State Street Bank & Trust Co NA
N/A
N/A
Y
State Street Bank & Trust Co NA
N/A
N/A
N
6525000.00
6525000.00
0.0034
N
6525000.00
6525000.00
Metropolitan Transportation Auth
Dedicated Tax Refunding Bonds Series 2012A 4.000000%
59259NS61
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-15
2015-11-15
N
N
N
500000.00
514810.00
0.0003
N
514810.00
514810.00
Metropolitan Transportation Auth
Dedicated Tax Fund Refunding Bonds Series 2012A 0.030000%
59259NT37
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Citibank NA
N/A
N/A
N
N
8000000.00
8000000.00
0.0041
N
8000000.00
8000000.00
Metropolitan Transportation Auth
Dedicated Tax Fund Refunding Bonds Series 2012A 0.020000%
59259NT78
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Credit Suisse AG
N/A
N/A
N
N
6665000.00
6665000.00
0.0035
N
6665000.00
6665000.00
Metropolitan Transportation Auth
Dedicated Tax Refunding Bonds Series 2008B1 3.000000%
59259NU35
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-15
2015-11-15
N
N
N
105000.00
107170.77
0.0001
N
107341.50
107341.50
Metropolitan Transportation Auth
Dedicated Tax Fund Bonds Series 2006B 0.030000%
59259NUJ0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Citibank NA
N/A
N/A
N
N
5000000.00
5000000.00
0.0026
N
5000000.00
5000000.00
Metropolitan Transportation Auth
Dedicated Tax Fund Bonds Series 2006B 0.040000%
59259NY23
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Citibank NA
N/A
N/A
N
N
8000000.00
8000000.00
0.0041
N
8000000.00
8000000.00
Metropolitan Transportation Auth
Transportation RB Series 2005B 0.040000%
59259R6Y5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
Berkshire Hathaway Assurance Corp
N/A
N/A
N
4995000.00
4995000.00
0.0026
N
4995000.00
4995000.00
Metropolitan Transportation Auth
Transportation RB Series 2005A 0.030000%
59259Y2H1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Citibank NA
N/A
N/A
Y
Berkshire Hathaway Assurance Corp
N/A
N/A
N
12545000.00
12545000.00
0.0065
N
12545000.00
12545000.00
Metropolitan Transportation Auth
Transportation RB Series 2007A 0.030000%
59259YX87
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Citibank NA
N/A
N/A
Y
Berkshire Hathaway Assurance Corp
N/A
N/A
N
29500000.00
29500000.00
0.0153
N
29500000.00
29500000.00
Metropolitan Transportation Auth
Revenue BAN Series CP2B 0.080000%
59260MNM0
Other Commercial Paper
N
First Tier Security
N/A
N/A
2015-02-12
2015-02-12
N
Y
Barclays Bank Plc
N/A
N/A
N
28190000.00
28190000.00
0.0146
N
28190563.80
28190563.80
Monroe Cnty IDA
Civic Facility RB Series 2004 0.120000%
610752CU9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
1360000.00
1360000.00
0.0007
N
1360000.00
1360000.00
Nassau Cnty Interim Finance Auth
Sales Tax Secured Bonds Series 2008A 0.020000%
631663KF7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
TD Bank NA
N/A
N/A
N
N
1200000.00
1200000.00
0.0006
N
1200000.00
1200000.00
Nassau Cnty Interim Finance Auth
Sales Tax Secured Bonds Series 2008B 0.020000%
631663KG5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Sumitomo Mitsui Banking Corp
N/A
N/A
N
N
1300000.00
1300000.00
0.0007
N
1300000.00
1300000.00
Nassau Cnty Interim Finance Auth
Sales Tax Secured Bonds Series 2009A 5.000000%
631663LP4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-15
2015-11-15
N
N
N
125000.00
129615.00
0.0001
N
129747.50
129747.50
Nassau Cnty Interim Finance Auth
Sales Tax Secured Bonds Series 2008D1 0.020000%
631663MM0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Bank of New York Mellon
N/A
N/A
N
N
15705000.00
15705000.00
0.0081
N
15705000.00
15705000.00
Nassau Health Care Corp
Bonds Series 2009C2 0.070000%
63167NAW6
Other Municipal Debt
N
First Tier Security
N/A
N/A
2015-04-07
2015-04-07
N
Y
Wells Fargo Bank NA
N/A
N/A
N
11100000.00
11100000.00
0.0058
N
11100000.00
11100000.00
New York City
GO Bonds Fiscal 2008 Series E 0.020000%
18886PM51
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
State Street Bank & Trust Co NA
N/A
N/A
N
N
18695000.00
18695000.00
0.0097
N
18695000.00
18695000.00
New York City
GO Bonds Fiscal 2013 Series A1 0.030000%
46640KAC8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
3750000.00
3750000.00
0.0019
N
3750000.00
3750000.00
New York City
GO Bonds Fiscal 2010 Series E 0.030000%
46640KKW3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
3445000.00
3445000.00
0.0018
N
3445000.00
3445000.00
New York City
GO Bonds Fiscal 2014 Series I1 0.030000%
46640KLW2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
2635000.00
2635000.00
0.0014
N
2635000.00
2635000.00
New York City
GO Bonds Fiscal 1994 Series A6 0.030000%
649660NX1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Landesbank Hessen-Thuringen Girozentrale
N/A
N/A
Y
Landesbank Hessen-Thuringen Girozentrale
N/A
N/A
N
3300000.00
3300000.00
0.0017
N
3300000.00
3300000.00
New York City
GO Bonds Fiscal 2006 Series C 5.000000%
64966E5Q6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-08-01
2015-08-01
N
N
N
1250000.00
1279660.57
0.0007
N
1280037.50
1280037.50
New York City
GO Bonds Fiscal 2006 Series D 5.000000%
64966E7C5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-08-01
2015-08-01
N
N
N
600000.00
613962.63
0.0003
N
614418.00
614418.00
New York City
GO Bonds Fiscal 2005 Series J 5.000000%
64966EBX4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-03-01
2015-03-01
N
N
N
605000.00
607148.40
0.0003
N
607347.40
607347.40
New York City
GO Bonds Fiscal 2005 Series P 5.000000%
64966EH83
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-08-01
2015-08-01
N
N
N
100000.00
102348.28
0.0001
N
102403.00
102403.00
New York City
GO Bonds Fiscal 2007 Series C1 5.000000%
64966F7R9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-01-01
2016-01-01
N
N
N
130000.00
135530.36
0.0001
N
135708.30
135708.30
New York City
GO Bonds Fiscal 2006 Series I8 0.020000%
64966FB45
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-02
2015-02-02
Y
State Street Bank & Trust Co NA
N/A
N/A
N
N
9825000.00
9825000.00
0.0051
N
9825000.00
9825000.00
New York City
GO Bonds Fiscal 2006 Series G 5.000000%
64966FSL9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-08-01
2015-08-01
N
N
N
1050000.00
1074689.70
0.0006
N
1075231.50
1075231.50
New York City
GO Bonds Fiscal 2007 Series A 4.000000%
64966FU51
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-08-01
2015-08-01
N
N
N
200000.00
203681.62
0.0001
N
203824.00
203824.00
New York City
GO Bonds Fiscal 2007 Series A 4.500000%
64966FU69
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-08-01
2015-08-01
N
N
N
400000.00
408380.40
0.0002
N
408628.00
408628.00
New York City
GO Bonds Fiscal 2007 Series A 5.000000%
64966FU77
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-08-01
2015-08-01
N
N
N
700000.00
716854.97
0.0004
N
716821.00
716821.00
New York City
GO Bonds Fiscal 2008 Series L1 0.030000%
64966G6D9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
6660000.00
6660000.00
0.0035
N
6660000.00
6660000.00
New York City
GO Bonds Fiscal 2009 Series A1 4.000000%
64966G6W7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-08-15
2015-08-15
N
N
N
125000.00
127496.63
0.0001
N
127578.75
127578.75
New York City
GO Bonds Fiscal 2008 Series G 5.000000%
64966GD33
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-08-01
2015-08-01
N
N
N
675000.00
690674.37
0.0004
N
691220.25
691220.25
New York City
GO Bonds Fiscal 2008 Series H 4.000000%
64966GG48
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-08-01
2015-08-01
N
N
N
425000.00
432863.69
0.0002
N
433126.00
433126.00
New York City
GO Bonds Fiscal 2008 Series A1 5.000000%
64966GLM2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-08-01
2015-08-01
N
N
N
4115000.00
4212883.01
0.0022
N
4213883.45
4213883.45
New York City
GO Bonds Fiscal 2008 Series I1 3.500000%
64966GR20
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-02-01
2015-02-01
N
N
N
250000.00
250000.00
0.0001
N
250000.00
250000.00
New York City
GO Bonds Fiscal 2008 Series I1 4.500000%
64966GR38
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-01
2016-02-01
N
N
N
115000.00
119736.44
0.0001
N
119919.70
119919.70
New York City
GO Bonds Fiscal 2006 Series F-1 5.000000%
64966GSU7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-09-01
2015-09-01
N
N
N
150000.00
154065.00
0.0001
N
154206.00
154206.00
New York City
GO Bonds Fiscal 2008 Series J1 4.000000%
64966GX56
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-08-01
2015-08-01
N
N
N
425000.00
432860.84
0.0002
N
433126.00
433126.00
New York City
GO Bonds Fiscal 2008 Series J1 5.000000%
64966GX64
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-08-01
2015-08-01
N
N
N
100000.00
102334.02
0.0001
N
102403.00
102403.00
New York City
GO Bonds Fiscal 2008 Series E 5.000000%
64966GYY2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-08-01
2015-08-01
N
N
N
470000.00
480984.99
0.0002
N
481294.10
481294.10
New York City
GO Bonds Fiscal 2008 Series D4 0.030000%
64966GZR6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
BANK OF MONTREAL
N/A
N/A
N
N
5450000.00
5450000.00
0.0028
N
5450000.00
5450000.00
New York City
GO Bonds Fiscal 2011 Series E 4.000000%
64966H2E9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-08-01
2015-08-01
N
N
N
100000.00
101853.04
0.0001
N
101912.00
101912.00
New York City
GO Bonds Fiscal 2011 Series A 3.000000%
64966HA59
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-08-01
2015-08-01
N
N
N
100000.00
101352.88
0.0001
N
101420.00
101420.00
New York City
GO Bonds Fiscal 2009 Series B1 5.000000%
64966HAQ3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-09-01
2015-09-01
N
N
N
620000.00
636976.77
0.0003
N
637384.80
637384.80
New York City
GO Bonds Fiscal 2011 Series A 5.000000%
64966HB74
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-08-01
2015-08-01
N
N
N
275000.00
281438.79
0.0001
N
281608.25
281608.25
New York City
GO Bonds Fiscal 2011 Series B 4.000000%
64966HC57
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-08-01
2015-08-01
N
N
N
1350000.00
1375510.88
0.0007
N
1375812.00
1375812.00
New York City
GO Bonds Fiscal 2011 Series B 5.000000%
64966HD80
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-08-01
2015-08-01
N
N
N
575000.00
588483.79
0.0003
N
588817.25
588817.25
New York City
GO Bonds Fiscal 2009 Series H1 5.000000%
64966HGK0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-03-01
2015-03-01
N
N
N
140000.00
140510.78
0.0001
N
140543.20
140543.20
New York City
GO Bonds Fiscal 2009 Series H1 5.000000%
64966HGL8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-03-01
2015-03-01
N
N
N
750000.00
752670.72
0.0004
N
752910.00
752910.00
New York City
GO Bonds Fiscal 2009 Series J1 0.020000%
64966HMA5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Citibank NA
N/A
N/A
N
N
23225000.00
23225000.00
0.0120
N
23225000.00
23225000.00
New York City
GO Bonds Fiscal 2005 Series C3 0.020000%
64966HMG2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Credit Suisse AG
N/A
N/A
N
N
8700000.00
8700000.00
0.0045
N
8700000.00
8700000.00
New York City
GO Bonds Fiscal 2010 Series C 3.000000%
64966HPJ3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-08-01
2015-08-01
N
N
N
200000.00
202741.76
0.0001
N
202840.00
202840.00
New York City
GO Bonds Fiscal 2010 Series C 5.000000%
64966HPK0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-08-01
2015-08-01
N
N
N
990000.00
1013382.31
0.0005
N
1013789.70
1013789.70
New York City
GO Bonds Fiscal 2010 Series E 3.000000%
64966HRY8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-08-01
2015-08-01
N
N
N
1375000.00
1394068.26
0.0007
N
1394525.00
1394525.00
New York City
GO Bonds Fiscal 2010 Series E 5.000000%
64966HRZ5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-08-01
2015-08-01
N
N
N
615000.00
629402.94
0.0003
N
629778.45
629778.45
New York City
GO Bonds Fiscal 2006 Series F4A 0.010000%
64966HW30
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Sumitomo Mitsui Banking Corp
N/A
N/A
Y
Sumitomo Mitsui Banking Corp
N/A
N/A
N
2500000.00
2500000.00
0.0013
N
2500000.00
2500000.00
New York City
GO Bonds Fiscal 2013 Series B 3.000000%
64966J2P0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-08-01
2015-08-01
N
N
N
200000.00
202705.17
0.0001
N
202840.00
202840.00
New York City
GO Bonds Fiscal 2013 Series A5 0.020000%
64966J5W2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Sumitomo Mitsui Banking Corp
N/A
N/A
Y
Sumitomo Mitsui Banking Corp
N/A
N/A
N
6245000.00
6245000.00
0.0032
N
6245000.00
6245000.00
New York City
GO Bonds Fiscal 2011 Series G 5.000000%
64966JBW5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-08-01
2015-08-01
N
N
N
900000.00
921330.89
0.0005
N
921627.00
921627.00
New York City
GO Bonds Fiscal 2011 Series I1 4.000000%
64966JEH5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-08-01
2015-08-01
N
N
N
625000.00
636564.45
0.0003
N
636950.00
636950.00
New York City
GO Bonds Fiscal 2012 Series H 3.000000%
64966JG67
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-08-01
2015-08-01
N
N
N
350000.00
354649.70
0.0002
N
354970.00
354970.00
New York City
GO Bonds Fiscal 2012 Series I 5.000000%
64966JM52
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-08-01
2015-08-01
N
N
N
2625000.00
2687276.39
0.0014
N
2688078.75
2688078.75
New York City
GO Bonds Fiscal 2012 Series B 4.000000%
64966JNL6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-08-01
2015-08-01
N
N
N
400000.00
407378.47
0.0002
N
407648.00
407648.00
New York City
GO Bonds Fiscal 2012 Series E 5.000000%
64966JUB0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-08-01
2015-08-01
N
N
N
150000.00
153433.03
0.0001
N
153604.50
153604.50
New York City
GO Bonds Fiscal 2012 Series F 3.000000%
64966JUS3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-08-01
2015-08-01
N
N
N
250000.00
253328.04
0.0001
N
253550.00
253550.00
New York City
GO Bonds Fiscal 2012 Series F 5.000000%
64966JVM5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-08-01
2015-08-01
N
N
N
710000.00
726552.76
0.0004
N
727061.30
727061.30
New York City
GO Bonds Fiscal 2013 Series A1 5.000000%
64966JY42
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-10-01
2015-10-01
N
N
N
750000.00
773850.76
0.0004
N
774075.00
774075.00
New York City
GO Bonds Fiscal 2012 Series D1 0.030000%
64966K6J7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
2500000.00
2500000.00
0.0013
N
2500000.00
2500000.00
New York City
GO Bonds Fiscal 2013 Series D 4.000000%
64966KDN0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-08-01
2015-08-01
N
N
N
300000.00
305578.45
0.0002
N
305736.00
305736.00
New York City
GO Bonds Fiscal 2013 Series E 3.000000%
64966KEF6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-08-01
2015-08-01
N
N
N
600000.00
608318.12
0.0003
N
608520.00
608520.00
New York City
GO Bonds Fiscal 2013 Series E 5.000000%
64966KFL2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-08-01
2015-08-01
N
N
N
2825000.00
2892572.51
0.0015
N
2892884.75
2892884.75
New York City
GO Bonds Fiscal 2007 Series D 5.000000%
64966KJ20
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-02-01
2015-02-01
N
N
N
180000.00
180000.00
0.0001
N
180000.00
180000.00
New York City
GO Bonds Fiscal 2013 Series D&E 0.020000%
64966KNG4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Citibank NA
N/A
N/A
N
N
13500000.00
13500000.00
0.0070
N
13500000.00
13500000.00
New York City
GO Bonds Fiscal 2013 Series G 2.000000%
64966KRB1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-08-01
2015-08-01
N
N
N
125000.00
126082.17
0.0001
N
126161.25
126161.25
New York City
GO Bonds Fiscal 2014 Series A1 0.020000%
64966KT60
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Citibank NA
N/A
N/A
N
N
8000000.00
8000000.00
0.0041
N
8000000.00
8000000.00
New York City
GO Bonds Fiscal 2014 Series B 5.000000%
64966KT86
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-08-01
2015-08-01
N
N
N
1000000.00
1023447.16
0.0005
N
1024030.00
1024030.00
New York City
GO Bonds Fiscal 2013 Series F1 0.020000%
64966KWR0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Credit Suisse AG
N/A
N/A
N
N
7300000.00
7300000.00
0.0038
N
7300000.00
7300000.00
New York City
GO Bonds Fiscal 2005 Series J 0.030000%
88033LAH2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
2610000.00
2610000.00
0.0014
N
2610000.00
2610000.00
New York City Housing Development Corp
M/F Mortgage RB (Sons of Italy Apts) Series 2008A 0.030000%
64966TBX1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Mizuho Bank Ltd
N/A
N/A
Y
Mizuho Bank Ltd
N/A
N/A
N
6070000.00
6070000.00
0.0031
N
6070000.00
6070000.00
New York City Housing Development Corp
M/F Mortgage RB (461 Dean St) Series 2012A 0.020000%
64966TDD3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Bank of New York Mellon
N/A
N/A
Y
Bank of New York Mellon
N/A
N/A
N
2600000.00
2600000.00
0.0013
N
2600000.00
2600000.00
New York City Housing Development Corp
M/F Mortgage RB (50th Ave) Series 2014A 0.010000%
64966TDK7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Wells Fargo Bank NA
N/A
N/A
Y
Wells Fargo Bank NA
N/A
N/A
N
5000000.00
5000000.00
0.0026
N
5000000.00
5000000.00
New York City Housing Development Corp
M/F Rental Housing RB (1133 Manhattan Ave) Series 2012A 0.020000%
64970HDW1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Freddie Mac
N/A
N/A
Y
Freddie Mac
N/A
N/A
N
12670000.00
12670000.00
0.0066
N
12670000.00
12670000.00
New York City Housing Development Corp
M/F Housing RB Series 2013E2 0.020000%
64972B3A1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
26000000.00
26000000.00
0.0135
N
26000000.00
26000000.00
New York City Housing Development Corp
M/F Housing RB Series 2013E3 0.020000%
64972B3B9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Wells Fargo Bank NA
N/A
N/A
N
N
19520000.00
19520000.00
0.0101
N
19520000.00
19520000.00
New York City Housing Development Corp
M/F Housing RB Series 2014C3 0.010000%
64972B7N9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
TD Bank NA
N/A
N/A
N
N
3800000.00
3800000.00
0.0020
N
3800000.00
3800000.00
New York City Housing Development Corp
M/F Housing RB Series 2009C1 0.030000%
88033LAX7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
8000000.00
8000000.00
0.0041
N
8000000.00
8000000.00
New York City IDA
Civic Facility RB (Covenant of the Sacred Heart School) Series 2002 0.040000%
649438HZ4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Federal Home Loan Bank
N/A
N/A
Y
Federal Home Loan Bank
N/A
N/A
N
14515000.00
14515000.00
0.0075
N
14515000.00
14515000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2008 Series A 0.020000%
07330CKG3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Branch Banking & Trust Co
N/A
N/A
N
N
15360000.00
15360000.00
0.0080
N
15360000.00
15360000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2009 Series GG2 0.030000%
46632P5H2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
7295000.00
7295000.00
0.0038
N
7295000.00
7295000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2005 Series D 0.030000%
46632PNF6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
2905000.00
2905000.00
0.0015
N
2905000.00
2905000.00
New York City Municipal Water Finance Auth
Water & Sewer System Second General Resolution RB Fiscal 2012 Series FF 0.030000%
46640KMS0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
19640000.00
19640000.00
0.0102
N
19640000.00
19640000.00
New York City Municipal Water Finance Auth
CP Series 1 0.060000%
64970LZM0
Other Commercial Paper
N
First Tier Security
N/A
N/A
2015-03-05
2015-03-05
N
N
N
8700000.00
8700000.00
0.0045
N
8700261.00
8700261.00
New York City Municipal Water Finance Auth
CP Series 1 0.070000%
64970LZN8
Other Commercial Paper
N
First Tier Security
N/A
N/A
2015-04-06
2015-04-06
N
N
N
8000000.00
8000000.00
0.0041
N
8000400.00
8000400.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2011 Series HH 0.050000%
64972F6D3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Deutsche Bank AG
N/A
N/A
N
N
14700000.00
14700000.00
0.0076
N
14700000.00
14700000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2008 Series C 3.400000%
64972FTC0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-06-15
2015-06-15
N
N
N
170000.00
171948.54
0.0001
N
172040.00
172040.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2009 Series DD 0.040000%
64972FYV2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Citibank NA
N/A
N/A
N
N
8125000.00
8125000.00
0.0042
N
8125000.00
8125000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2009 Series EE 5.000000%
64972FZB5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-06-15
2015-06-15
N
N
N
100000.00
101729.57
0.0001
N
101778.00
101778.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2013 Series AA2 0.020000%
64972GAS3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Bank of Tokyo Mitsubishi UFJ Ltd
N/A
N/A
N
N
24950000.00
24950000.00
0.0129
N
24950000.00
24950000.00
New York City Municipal Water Finance Auth
Water & Sewer System Second General Resolution RB Fiscal 2011 Series EE 0.030000%
64972GCZ5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
6175000.00
6175000.00
0.0032
N
6175000.00
6175000.00
New York City Municipal Water Finance Auth
Water & Sewer System Fiscal 2015 Series BB3 0.010000%
64972GEM2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Sumitomo Mitsui Banking Corp
N/A
N/A
N
N
8085000.00
8085000.00
0.0042
N
8085000.00
8085000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2007 Series A 0.020000%
74703YTU4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Bank of America NA
N/A
N/A
N
N
11500000.00
11500000.00
0.0060
N
11500000.00
11500000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2012 Series BB 0.020000%
74926YVE8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Royal Bank of Canada
N/A
N/A
N
N
10515000.00
10515000.00
0.0055
N
10515000.00
10515000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2013 Series CC 0.030000%
76252PBK4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Barclays Bank Plc
N/A
N/A
N
N
11330000.00
11330000.00
0.0059
N
11330000.00
11330000.00
New York City Municipal Water Finance Auth
Water & Sewer System Second General Resolution RB Fiscal 2012 Series BB 0.030000%
76252PCN7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Barclays Bank Plc
N/A
N/A
N
N
2000000.00
2000000.00
0.0010
N
2000000.00
2000000.00
New York City Municipal Water Finance Auth
Water & Sewer System Second General Resolution RB Fiscal 2014 Series DD 0.030000%
76252PEB1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Barclays Bank Plc
N/A
N/A
N
N
2000000.00
2000000.00
0.0010
N
2000000.00
2000000.00
New York City Transitional Finance Auth
Building Aid RB Fiscal 2009 Series S3 0.120000%
25155DLU3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Deutsche Bank AG
N/A
N/A
N
Y
Obligor
New York State
N/A
N/A
9590000.00
9590000.00
0.0050
N
9590000.00
9590000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2007 Series B 0.030000%
46632PSE4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
3495000.00
3495000.00
0.0018
N
3495000.00
3495000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2010 Series A1 0.030000%
46633VDB2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
11000000.00
11000000.00
0.0057
N
11000000.00
11000000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2011 Series D1 0.030000%
46633VQ36
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
3750000.00
3750000.00
0.0019
N
3750000.00
3750000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2013 Series F1 0.030000%
46636Y7R5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
3240000.00
3240000.00
0.0017
N
3240000.00
3240000.00
New York City Transitional Finance Auth
Future Tax Secured Refunding Bonds Fiscal 2006 Series A1 5.000000%
64971K3U8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-01
2015-11-01
N
N
N
1015000.00
1051281.75
0.0005
N
1051783.60
1051783.60
New York City Transitional Finance Auth
Future Tax Secured Refunding Sub Bonds Fiscal 2005 Series A2 5.000000%
64971KR65
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-01
2015-11-01
N
N
N
675000.00
698828.47
0.0004
N
699408.00
699408.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2011 Series A3 4.000000%
64971M4V1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-08-01
2015-08-01
N
N
N
245000.00
249522.25
0.0001
N
249684.40
249684.40
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2007 Series A1 3.625000%
64971MDV1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-08-01
2015-08-01
N
N
N
250000.00
254169.53
0.0001
N
254317.50
254317.50
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2007 Series A1 5.000000%
64971MDW9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-08-01
2015-08-01
N
N
N
805000.00
824125.71
0.0004
N
824344.15
824344.15
New York City Transitional Finance Auth
Future Tax Secured Bonds Fiscal 2007 Series C1 5.000000%
64971MLA8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-01
2015-11-01
N
N
Y
Escrow
Escrow
N/A
N/A
3140000.00
3251603.09
0.0017
N
3253542.40
3253542.40
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2007 Series C1 0.020000%
64971MNB4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Credit Suisse AG
N/A
N/A
N
N
6000000.00
6000000.00
0.0031
N
6000000.00
6000000.00
New York City Transitional Finance Auth
Recovery Bonds Fiscal 2003 Series 3B1 4.000000%
64971MYG1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-01
2015-11-01
N
N
N
100000.00
102772.89
0.0001
N
102875.00
102875.00
New York City Transitional Finance Auth
Recovery Bonds Fiscal 2003 Series 3B1 5.000000%
64971MYH9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-01
2015-11-01
N
N
N
100000.00
103507.00
0.0001
N
103616.00
103616.00
New York City Transitional Finance Auth
Future Tax Secured Sub Secured Bonds Fiscal 2010 Series C1 3.000000%
64971MYX4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-08-01
2015-08-01
N
N
N
250000.00
253368.95
0.0001
N
253550.00
253550.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2010 Series C1 4.000000%
64971MYY2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-08-01
2015-08-01
N
N
N
175000.00
178230.88
0.0001
N
178265.50
178265.50
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2010 Series A1 3.000000%
64971Q4F7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-05-01
2015-05-01
N
N
N
170000.00
171133.36
0.0001
N
171195.10
171195.10
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2012 Series F1 0.030000%
64971Q6S7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
7500000.00
7500000.00
0.0039
N
7500000.00
7500000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2012 Series F1 0.030000%
64971Q6W8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
3400000.00
3400000.00
0.0018
N
3400000.00
3400000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2011 Series D1 5.000000%
64971QAX1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-02-01
2015-02-01
N
N
N
300000.00
300000.00
0.0002
N
300000.00
300000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2011 Series E 5.000000%
64971QCN1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-01
2015-11-01
N
N
N
1010000.00
1045614.57
0.0005
N
1046067.10
1046067.10
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2010 Series I2 4.000000%
64971QF40
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-01
2015-11-01
N
N
N
180000.00
185021.32
0.0001
N
185175.00
185175.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2012 Series A 5.000000%
64971QHW6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-01
2015-11-01
N
N
N
325000.00
336457.11
0.0002
N
336752.00
336752.00
New York City Transitional Finance Auth
Future Tax Secured Refunding Sub Bonds Fiscal 2003 Series A1 5.000000%
64971QML4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-01
2015-11-01
N
N
N
370000.00
382860.02
0.0002
N
383379.20
383379.20
New York City Transitional Finance Auth
Future Tax Secured Bonds Fiscal 2012 Series E1 4.000000%
64971QTD5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-02-01
2015-02-01
N
N
N
100000.00
100000.00
0.0001
N
100000.00
100000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2012 Series F1 2.000000%
64971QUA9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-05-01
2015-05-01
N
N
N
120000.00
120509.44
0.0001
N
120553.20
120553.20
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2012 Series F1 5.000000%
64971QUZ4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-05-01
2015-05-01
N
N
N
100000.00
101149.87
0.0001
N
101186.00
101186.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2013 Series F1 3.000000%
64971QV91
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-02-01
2015-02-01
N
N
N
200000.00
200000.00
0.0001
N
200000.00
200000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2012 Series F1 1.500000%
64971QVF7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-05-01
2015-05-01
N
N
N
200000.00
200590.17
0.0001
N
200682.00
200682.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2013 Series A1 4.000000%
64971QWV1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-08-01
2015-08-01
N
N
N
400000.00
407417.55
0.0002
N
407648.00
407648.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2007 Series B 5.000000%
64971QZS5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-01
2015-11-01
N
N
N
120000.00
124189.75
0.0001
N
124339.20
124339.20
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2014 Series D1 2.000000%
64971WDQ0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-01
2016-02-01
N
N
N
100000.00
101686.00
0.0001
N
101812.00
101812.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2013 Series I 0.020000%
64971WFC9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Citibank NA
N/A
N/A
N
N
6200000.00
6200000.00
0.0032
N
6200000.00
6200000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2014 Series A1 0.030000%
64971WGY0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
2890000.00
2890000.00
0.0015
N
2890000.00
2890000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2015 Series A1 0.030000%
64971WHA1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
2000000.00
2000000.00
0.0010
N
2000000.00
2000000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2013 Series B 5.000000%
64971WKX7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-01
2015-11-01
N
N
N
1345000.00
1393187.35
0.0007
N
1393635.20
1393635.20
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2013 Series H 4.000000%
64971WLV0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-01
2015-11-01
N
N
N
560000.00
575735.32
0.0003
N
576100.00
576100.00
New York City Transitional Finance Auth
Building Aid RB Fiscal 2007 Series S1 5.000000%
64972HAP7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-07-15
2015-07-15
N
N
Y
Obligor
New York State
N/A
N/A
125000.00
127643.48
0.0001
N
127726.25
127726.25
New York City Transitional Finance Auth
Building Aid RB Fiscal 2007 Series S1 0.030000%
64972HFE7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Citibank NA
N/A
N/A
N
Y
Obligor
New York State
N/A
N/A
8850000.00
8850000.00
0.0046
N
8850000.00
8850000.00
New York City Transitional Finance Auth
Building Aid Revenue Bonds Fiscal 2009 Series S1 4.000000%
64972HJC7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-07-15
2015-07-15
N
N
Y
Obligor
New York State
N/A
N/A
300000.00
305067.99
0.0002
N
305202.00
305202.00
New York City Transitional Finance Auth
Building Aid RB Fiscal 2009 Series S2 5.000000%
64972HKA9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-07-15
2015-07-15
N
N
Y
Obligor
New York State
N/A
N/A
360000.00
367636.67
0.0002
N
367851.60
367851.60
New York City Transitional Finance Auth
Building Aid RB Fiscal 2011S1A 3.000000%
64972HQB1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-07-15
2015-07-15
N
N
Y
Obligor
New York State
N/A
N/A
100000.00
101238.33
0.0001
N
101287.00
101287.00
New York City Transitional Finance Auth
Building Aid RB Fiscal 2011 Series S1A 4.000000%
64972HQC9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-07-15
2015-07-15
N
N
Y
Obligor
New York State
N/A
N/A
575000.00
584790.46
0.0003
N
584970.50
584970.50
New York City Transitional Finance Auth
Building Aid RB Fiscal 2008 Series S1 0.030000%
64972HRC8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Citibank NA
N/A
N/A
N
Y
Obligor
New York State
N/A
N/A
6000000.00
6000000.00
0.0031
N
6000000.00
6000000.00
New York City Transitional Finance Auth
Building Aid RB Fiscal 2012S1A 2.000000%
64972HRW4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-07-15
2015-07-15
N
N
Y
Obligor
New York State
N/A
N/A
200000.00
201581.92
0.0001
N
201680.00
201680.00
New York City Transitional Finance Auth
Building Aid RB Fiscal 2015 Series S1 0.030000%
64972HWC2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Morgan Stanley Bank NA
N/A
N/A
N
Y
Obligor
New York State
N/A
N/A
4000000.00
4000000.00
0.0021
N
4000000.00
4000000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2012 Series E1 0.020000%
74926YC82
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Royal Bank of Canada
N/A
N/A
N
N
4835000.00
4835000.00
0.0025
N
4835000.00
4835000.00
New York City Transitional Finance Auth
Building Aid RB Fiscal 2009 Series S4 0.140000%
94985NHA2
Other Municipal Debt
N
First Tier Security
N/A
N/A
2015-07-09
2015-07-09
N
N
Y
Obligor
New York State
N/A
N/A
Tender Option
Wells Fargo & Co
N/A
N/A
16435000.00
16435000.00
0.0085
Y
16435000.00
16435000.00
New York City Trust for Cultural Resources
Refunding RB (American Museum of Natural History) Series 2014B1 0.030000%
64972RAA8
Other Municipal Debt
N
First Tier Security
N/A
N/A
2015-02-05
2015-08-28
N
N
Y
Obligor
American Museum of Natural History
N/A
N/A
17225000.00
17225000.00
0.0089
N
17225000.00
17225000.00
New York City Trust for Cultural Resources
Refunding RB (American Museum of Natural History) Series 2014B2 0.030000%
64972SAA6
Other Municipal Debt
N
First Tier Security
N/A
N/A
2015-02-05
2015-06-05
N
N
Y
Obligor
American Museum of Natural History
N/A
N/A
13000000.00
13000000.00
0.0067
N
13000390.00
13000390.00
New York Convention Center Development Corp
RB Series 2005 0.020000%
649451BY6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Credit Suisse AG
N/A
N/A
Y
Berkshire Hathaway Assurance Corp
N/A
N/A
N
20900000.00
20900000.00
0.0108
N
20900000.00
20900000.00
New York Liberty Development Corp
Liberty RB (1 World Trade Center) Series 2011 0.040000%
46636YEJ5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
Port Auth of New York & New Jersey
N/A
N/A
6015000.00
6015000.00
0.0031
N
6015000.00
6015000.00
New York State
GO Bonds Series 2008A 4.000000%
6497875V6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-03-01
2015-03-01
N
N
N
400000.00
401116.35
0.0002
N
401268.00
401268.00
New York State
GO Bonds Series 2009A 5.000000%
6497877G7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-02-15
2015-02-15
N
N
N
250000.00
250421.70
0.0001
N
250447.50
250447.50
New York State
GO Bonds Series 2009A 5.000000%
6497877J1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-02-15
2016-02-15
N
N
N
125000.00
130991.88
0.0001
N
131213.75
131213.75
New York State
GO Refunding Bonds Series 2005C 5.000000%
649787P28
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-04-15
2015-04-15
N
N
N
245000.00
247348.70
0.0001
N
247432.85
247432.85
New York State
Refunding GO Bonds Series 2009C 3.000000%
649791AG5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-02-01
2015-02-01
N
N
N
135000.00
135000.00
0.0001
N
135000.00
135000.00
New York State
GO Bonds Series 2013A 3.000000%
649791GY0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-03-01
2015-03-01
N
N
N
100000.00
100207.25
0.0001
N
100237.00
100237.00
New York State
GO Bonds Series 2013A 0.020000%
649791KB5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Credit Suisse AG
N/A
N/A
N
N
1700000.00
1700000.00
0.0009
N
1700000.00
1700000.00
New York State Dormitory Auth
RB (Columbia Univ) Series 2008A 0.020000%
07330CLA5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Branch Banking & Trust Co
N/A
N/A
N
Y
Obligor
Columbia Univ
N/A
N/A
6000000.00
6000000.00
0.0031
N
6000000.00
6000000.00
New York State Dormitory Auth
Insured RB (St. John's Univ) Series 2007C 0.020000%
18886PUB9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
State Street Bank & Trust Co NA
N/A
N/A
Y
State Street Bank & Trust Co NA
N/A
N/A
N
26020000.00
26020000.00
0.0135
N
26020000.00
26020000.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2013A 0.030000%
46640KDH4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
2000000.00
2000000.00
0.0010
N
2000000.00
2000000.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2014C 0.030000%
46640KPX6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
8000000.00
8000000.00
0.0041
N
8000000.00
8000000.00
New York State Dormitory Auth
RB (Univ of New York) Series 1998A 5.750000%
649838FP9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-07-01
2015-07-01
N
N
Y
Obligor
New York Univ
N/A
N/A
1280000.00
1309125.08
0.0007
N
1309248.00
1309248.00
New York State Dormitory Auth
RB (New York Univ) Series 2001A 5.750000%
6498393C9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-07-01
2015-07-01
N
N
Y
Obligor
New York Univ
N/A
N/A
100000.00
102201.00
0.0001
N
102285.00
102285.00
New York State Dormitory Auth
CP (Cornell Univ) 0.090000%
64983LTM2
Other Commercial Paper
N
First Tier Security
N/A
N/A
2015-03-03
2015-03-03
N
N
Y
Obligor
Cornell University
N/A
N/A
5750000.00
5750000.00
0.0030
N
5750230.00
5750230.00
New York State Dormitory Auth
CP (Cornell Univ) 0.100000%
64983LTT7
Other Commercial Paper
N
First Tier Security
N/A
N/A
2015-05-05
2015-05-05
N
N
Y
Obligor
Cornell University
N/A
N/A
11140000.00
11140000.00
0.0058
N
11140557.00
11140557.00
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2008F 5.000000%
64983M5P9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-02-15
2015-02-15
N
N
Y
Obligor
New York State
N/A
N/A
1070000.00
1071808.58
0.0006
N
1071893.90
1071893.90
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2009A1 5.000000%
64983M6R4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-02-15
2015-02-15
N
N
Y
Obligor
New York State
N/A
N/A
1265000.00
1267118.11
0.0007
N
1267239.05
1267239.05
New York State Dormitory Auth
Consolidated Service Contract Refunding RB Series 2009A 4.000000%
64983M7Y8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-07-01
2015-07-01
N
N
Y
Obligor
New York State
N/A
N/A
195000.00
197966.28
0.0001
N
197989.35
197989.35
New York State Dormitory Auth
Consolidated Service Contract Refunding RB Series 2009A 5.000000%
64983M7Z5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-07-01
2015-07-01
N
N
Y
Obligor
New York State
N/A
N/A
525000.00
535244.08
0.0003
N
535190.25
535190.25
New York State Dormitory Auth
Hospital Refunding RB (The Bronx-Lebanon Hospital Center) Series 2006 4.000000%
64983MDS4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-02-15
2015-02-15
N
N
Y
Obligor
New York State
N/A
N/A
515000.00
515669.40
0.0003
N
515674.65
515674.65
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2007B 5.000000%
64983MFD5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-02-15
2015-02-15
N
N
Y
Obligor
New York State
N/A
N/A
200000.00
200333.68
0.0001
N
200354.00
200354.00
New York State Dormitory Auth
RB (Columbia Univ) Series 2006A 0.030000%
64983PGM7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Citibank NA
N/A
N/A
N
Y
Obligor
Columbia Univ
N/A
N/A
8535000.00
8535000.00
0.0044
N
8535000.00
8535000.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2006C 0.030000%
64983PJT9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Citibank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
25500000.00
25500000.00
0.0132
N
25500000.00
25500000.00
New York State Dormitory Auth
RB (NYU) Series 2009A 0.030000%
64983PZC8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Citibank NA
N/A
N/A
N
Y
Obligor
New York Univ
N/A
N/A
9900000.00
9900000.00
0.0051
N
9900000.00
9900000.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2011A 0.030000%
64983PZY0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Morgan Stanley Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
5935000.00
5935000.00
0.0031
N
5935000.00
5935000.00
New York State Dormitory Auth
RB (Catholic Health) Series 2006B 0.020000%
64983Q5S4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
HSBC BANK USA
N/A
N/A
Y
HSBC Bank USA
N/A
N/A
N
7710000.00
7710000.00
0.0040
N
7710000.00
7710000.00
New York State Dormitory Auth
RB (Cornell Univ) Series 2006A 4.250000%
64983QK32
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-07-01
2015-07-01
N
N
Y
Obligor
Cornell University
N/A
N/A
100000.00
101638.36
0.0001
N
101690.00
101690.00
New York State Dormitory Auth
RB (St. Luke's-Roosevelt Hospital Center) Series 2005 4.900000%
64983QSS9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-08-15
2015-08-15
N
N
Y
Escrow
Escrow
N/A
N/A
9290000.00
9518095.47
0.0049
N
9520392.00
9520392.00
New York State Dormitory Auth
RB (Columbia Univ) Series 2006A 5.000000%
64983QTS8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-07-01
2015-07-01
N
N
Y
Obligor
Columbia Univ
N/A
N/A
595000.00
606691.86
0.0003
N
606923.80
606923.80
New York State Dormitory Auth
RB (Culinary Institute of America) Series 2006 0.020000%
64983QV30
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
TD Bank NA
N/A
N/A
Y
TD Bank NA
N/A
N/A
N
3225000.00
3225000.00
0.0017
N
3225000.00
3225000.00
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2005E 4.000000%
64983R6X0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-02-15
2015-02-15
N
N
Y
Obligor
New York State
N/A
N/A
140000.00
140185.56
0.0001
N
140197.40
140197.40
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2005F 4.000000%
64983R7Y7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-02-15
2015-02-15
N
N
Y
Obligor
New York State
N/A
N/A
100000.00
100130.44
0.0001
N
100141.00
100141.00
New York State Dormitory Auth
RB (Culinary Institute of America) Series 2004D 0.020000%
64983TZS5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
TD Bank NA
N/A
N/A
Y
TD Bank NA
N/A
N/A
N
5600000.00
5600000.00
0.0029
N
5600000.00
5600000.00
New York State Dormitory Auth
RB (Culinary Institute of America) Series 2004C 0.020000%
64983U7T1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
TD Bank NA
N/A
N/A
Y
TD Bank NA
N/A
N/A
N
12800000.00
12800000.00
0.0066
N
12800000.00
12800000.00
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2003D2F 0.020000%
64983UKT6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State
N/A
N/A
12415000.00
12415000.00
0.0064
N
12415000.00
12415000.00
New York State Dormitory Auth
RB (New York Univ) 2001 Series 1 5.500000%
64983XVU5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-07-01
2015-07-01
N
N
Y
Obligor
New York Univ
N/A
N/A
1205000.00
1231133.77
0.0006
N
1231305.15
1231305.15
New York State Dormitory Auth
State Personal Income Tax RB Series 2011C 4.000000%
6499025S8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-03-15
2015-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
625000.00
627682.16
0.0003
N
627925.00
627925.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2011E 5.000000%
6499026G3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-08-15
2015-08-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
700000.00
717886.88
0.0004
N
718151.00
718151.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2005D 5.000000%
649902BY8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-03-15
2015-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
990000.00
995283.93
0.0005
N
995811.30
995811.30
New York State Dormitory Auth
State Personal Income Tax RB Series 2005F 4.000000%
649902DL4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-03-15
2015-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
250000.00
251058.49
0.0001
N
251170.00
251170.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2005F 5.000000%
649902DM2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-03-15
2015-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
250000.00
251342.25
0.0001
N
251467.50
251467.50
New York State Dormitory Auth
State Personal Income Tax RB Series 2009G 5.000000%
649902J95
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-03-15
2015-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
475000.00
477529.27
0.0002
N
477788.25
477788.25
New York State Dormitory Auth
State Personal Income Tax RB Series 2006D 5.000000%
649902JD6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-03-15
2015-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
515000.00
517809.98
0.0003
N
518023.05
518023.05
New York State Dormitory Auth
State Personal Income Tax RB Series 2006B 4.000000%
649902KF9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-12-15
2015-12-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
150000.00
154783.50
0.0001
N
154881.00
154881.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2007A 4.500000%
649902LC5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-03-15
2015-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
200000.00
200954.00
0.0001
N
201056.00
201056.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2007C 5.000000%
649902MU4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-03-15
2015-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
960000.00
965152.24
0.0005
N
965635.20
965635.20
New York State Dormitory Auth
State Personal Income Tax RB Series 2008A 4.000000%
649902QT3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-03-15
2015-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
100000.00
100422.50
0.0001
N
100468.00
100468.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2008B 3.500000%
649902SC8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-03-15
2015-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
100000.00
100359.19
0.0001
N
100408.00
100408.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2009A 4.000000%
649902UV3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-12-15
2015-12-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
200000.00
206298.33
0.0001
N
206662.00
206662.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2009D 5.000000%
649902ZD8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-06-15
2015-06-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
220000.00
223812.99
0.0001
N
223920.40
223920.40
New York State Dormitory Auth
RB (New York Univ) Series 2008A 4.000000%
649903Q95
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-07-01
2015-07-01
N
N
Y
Obligor
New York Univ
N/A
N/A
200000.00
203047.09
0.0001
N
203142.00
203142.00
New York State Dormitory Auth
RB (New York Univ) Series 2008C 4.000000%
649903V40
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-07-01
2015-07-01
N
N
Y
Obligor
New York Univ
N/A
N/A
975000.00
990164.71
0.0005
N
990317.25
990317.25
New York State Dormitory Auth
RB (Royal Charter Properties-East) Series 2006A 0.010000%
649903ZG9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Fannie Mae
N/A
N/A
Y
Fannie Mae
N/A
N/A
N
28000000.00
28000000.00
0.0145
N
28000000.00
28000000.00
New York State Dormitory Auth
RB Series 2009A (Cornell Univ) 5.000000%
649905BX3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-07-01
2015-07-01
N
N
Y
Obligor
Cornell University
N/A
N/A
125000.00
127434.45
0.0001
N
127495.00
127495.00
New York State Dormitory Auth
RB (NYU) Series 2009A 4.000000%
649905UY0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-07-01
2015-07-01
N
N
Y
Obligor
New York Univ
N/A
N/A
525000.00
533065.41
0.0003
N
533247.75
533247.75
New York State Dormitory Auth
RB (NYU) Series 2012A 5.000000%
649906SV7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-07-01
2015-07-01
N
N
Y
Obligor
New York Univ
N/A
N/A
2445000.00
2493133.49
0.0013
N
2493288.75
2493288.75
New York State Dormitory Auth
State Personal Income Tax RB Series 2010A 5.000000%
64990EBR7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-02-15
2015-02-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
115000.00
115192.46
0.0001
N
115204.70
115204.70
New York State Dormitory Auth
State Personal Income Tax RB Series 2012D 3.000000%
64990EFP7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-02-15
2015-02-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
125000.00
125120.61
0.0001
N
125131.25
125131.25
New York State Dormitory Auth
State Personal Income Tax RB Series 2010E 5.000000%
64990ENY9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-02-15
2015-02-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
2675000.00
2679452.00
0.0014
N
2679761.50
2679761.50
New York State Dormitory Auth
State Personal Income Tax RB Series 2009A 5.000000%
64990EXE2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-02-15
2015-02-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
490000.00
490820.84
0.0003
N
490872.20
490872.20
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2005C1 5.000000%
64990HLH1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-02-15
2015-02-15
N
N
Y
Obligor
New York State
N/A
N/A
400000.00
400669.26
0.0002
N
400708.00
400708.00
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2010A 5.000000%
64990HNY2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-08-15
2015-08-15
N
N
Y
Obligor
New York State
N/A
N/A
2575000.00
2640551.17
0.0014
N
2641074.50
2641074.50
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2010A 5.000000%
64990HPD6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-02-15
2015-02-15
N
N
Y
Obligor
New York State
N/A
N/A
1795000.00
1798078.86
0.0009
N
1798177.15
1798177.15
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2007D 5.000000%
64990HTS9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-02-15
2015-02-15
N
N
Y
Obligor
New York State
N/A
N/A
620000.00
621032.60
0.0003
N
621097.40
621097.40
New York State Dormitory Auth
Mental Health Services Facilities Improvement RB Series 2007C 4.000000%
64990HWH9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-08-15
2015-08-15
N
N
Y
Obligor
New York State
N/A
N/A
100000.00
101981.06
0.0001
N
101960.00
101960.00
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2005D1 5.000000%
64990HXR6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-02-15
2015-02-15
N
N
Y
Obligor
New York State
N/A
N/A
3355000.00
3360687.33
0.0017
N
3360938.35
3360938.35
New York State Dormitory Auth
RB (Cornell Univ) Series 2006A 0.050000%
74703YMF4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Bank of America NA
N/A
N/A
N
Y
Obligor
Cornell University
N/A
N/A
9865000.00
9865000.00
0.0051
N
9865000.00
9865000.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2010F 0.050000%
74703YXU9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Bank of America NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
5000000.00
5000000.00
0.0026
N
5000000.00
5000000.00
New York State Dormitory Auth
RB (NYU) Series 2009A 0.150000%
94985NTL5
Other Municipal Debt
N
First Tier Security
N/A
N/A
2015-07-09
2015-07-09
N
N
Y
Obligor
New York Univ
N/A
N/A
Tender Option
Wells Fargo & Co
N/A
N/A
18490000.00
18490000.00
0.0096
Y
18490000.00
18490000.00
New York State Energy Research & Development Auth
Facilities RB (Consolidated Edison) Series 2005A1 0.020000%
64984EDJ1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Mizuho Bank Ltd
N/A
N/A
Y
Mizuho Bank Ltd
N/A
N/A
N
29500000.00
29500000.00
0.0153
N
29500000.00
29500000.00
New York State Environmental Facilities Corp
Clean Water & Drinking Water Revolving Funds RB Series 2010C 0.030000%
46633VY78
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
6600000.00
6600000.00
0.0034
N
6600000.00
6600000.00
New York State Environmental Facilities Corp
Clean Water & Drinking Water Revolving Funds Sub RB Series 2013A 0.030000%
46640KBE3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Environmental Facilities Corp - NYCMWFA Program
N/A
N/A
2500000.00
2500000.00
0.0013
N
2500000.00
2500000.00
New York State Environmental Facilities Corp
State Revolving Funds RB Series 2012E 3.000000%
64985HJN8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-05-15
2015-05-15
N
N
N
375000.00
377930.02
0.0002
N
378071.25
378071.25
New York State Environmental Facilities Corp
State Revolving Funds RB Series 2013B 3.000000%
64985HKX4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-05-15
2015-05-15
N
N
N
300000.00
302316.72
0.0002
N
302457.00
302457.00
New York State Environmental Facilities Corp
Clean Water & Drinking Water Revolving Funds RB Series 2002K 5.500000%
64985WET7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-06-15
2015-06-15
N
N
Y
Obligor
New York State Environmental Facilities Corp - NYCMWFA Program
N/A
N/A
575000.00
586026.89
0.0003
N
586316.00
586316.00
New York State Environmental Facilities Corp
State Personal Income Tax RB Series 2006A 5.000000%
64985YCJ7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-12-15
2015-12-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
200000.00
208141.94
0.0001
N
208424.00
208424.00
New York State Environmental Facilities Corp
Clean Water & Drinking Water Revolving Funds Sub RB Series 2013A 5.000000%
64986A2G5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-06-15
2015-06-15
N
N
Y
Obligor
New York State Environmental Facilities Corp - NYCMWFA Program
N/A
N/A
575000.00
585101.60
0.0003
N
585269.50
585269.50
New York State Environmental Facilities Corp
Clean Water & Drinking Water Revolving Funds Sub RB Series 2014A 5.000000%
64986A2T7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-06-15
2015-06-15
N
N
Y
Obligor
New York State Environmental Facilities Corp - NYCMWFA Program
N/A
N/A
700000.00
712275.79
0.0004
N
712502.00
712502.00
New York State Environmental Facilities Corp
Clean Water & Drinking Water Revolving Funds Sub RB Series 2009A 5.000000%
64986AC33
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-06-15
2015-06-15
N
N
Y
Obligor
New York State Environmental Facilities Corp - NYCMWFA Program
N/A
N/A
365000.00
371340.17
0.0002
N
371518.90
371518.90
New York State Environmental Facilities Corp
State Clean Water & Drinking Water Sub SRF RB Series 2010A 5.000000%
64986AH20
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-06-15
2015-06-15
N
N
Y
Obligor
New York State Environmental Facilities Corp - NYCMWFA Program
N/A
N/A
605000.00
615699.46
0.0003
N
615805.30
615805.30
New York State Environmental Facilities Corp
Clean Water & Drinking Water Revolving Funds Sub RB Series 2006B 5.500000%
64986APF2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-06-15
2015-06-15
N
N
Y
Obligor
New York State Environmental Facilities Corp - NYCMWFA Program
N/A
N/A
555000.00
565634.75
0.0003
N
565922.40
565922.40
New York State Environmental Facilities Corp
Clean Water & Drinking Water Revolving Funds Sub RB Series 2011B 5.000000%
64986AQ87
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-06-15
2015-06-15
N
N
Y
Obligor
New York State Environmental Facilities Corp - NYCMWFA Program
N/A
N/A
235000.00
239065.69
0.0001
N
239197.10
239197.10
New York State Environmental Facilities Corp
Clean Water & Drinking Water Revolving Funds Sub RB Series 2006C 5.000000%
64986AQW4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-10-15
2015-10-15
N
N
N
250000.00
258246.61
0.0001
N
258517.50
258517.50
New York State Environmental Facilities Corp
Clean Water & Drinking Water Revolving Funds RB Series 2007A 4.500000%
64986ASF9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-06-15
2015-06-15
N
N
Y
Obligor
New York State Environmental Facilities Corp - NYCMWFA Program
N/A
N/A
100000.00
101543.27
0.0001
N
101604.00
101604.00
New York State Environmental Facilities Corp
Clean Water & Drinking Water Revolving Funds Sub RB Series 2012A 4.000000%
64986AT84
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-06-15
2015-06-15
N
N
Y
Obligor
New York State Environmental Facilities Corp - NYCMWFA Program
N/A
N/A
390000.00
395316.65
0.0002
N
395545.80
395545.80
New York State Environmental Facilities Corp
Clean Water & Drinking Water Revolving Funds Sub RB Series 2007B 5.000000%
64986ATJ0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-06-15
2015-06-15
N
N
Y
Obligor
New York State Environmental Facilities Corp - NYCMWFA Program
N/A
N/A
100000.00
101735.74
0.0001
N
101786.00
101786.00
New York State Environmental Facilities Corp
Clean Water & Drinking Water Revolving Funds Sub RB Series 2007C 5.000000%
64986AUX7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-06-15
2015-06-15
N
N
Y
Obligor
New York State Environmental Facilities Corp - NYCMWFA Program
N/A
N/A
305000.00
310273.12
0.0002
N
310447.30
310447.30
New York State Environmental Facilities Corp
State Clean Water & Drinking Water Revolving Funds RB Series 2012D 3.000000%
64986AV99
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-06-15
2015-06-15
N
N
Y
Obligor
New York State Environmental Facilities Corp - NYCMWFA Program
N/A
N/A
760000.00
767858.05
0.0004
N
768040.80
768040.80
New York State Environmental Facilities Corp
Clean Water & Drinking Water Revolving Funds RB Series 2008A 3.250000%
64986AXR7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-06-15
2015-06-15
N
N
Y
Obligor
New York State Environmental Facilities Corp - NYCMWFA Program
N/A
N/A
410000.00
414501.83
0.0002
N
414710.90
414710.90
New York State Environmental Facilities Corp
State Clean Water & Drinking Water Sub Revolving Funds RB Series 2008B 5.000000%
64986AYQ8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-06-15
2015-06-15
N
N
Y
Obligor
New York State Environmental Facilities Corp - NYCMWFA Program
N/A
N/A
250000.00
254351.96
0.0001
N
254465.00
254465.00
New York State HFA
Consolidated Service Contract Refunding RB Series 2011A 5.000000%
64986BBZ1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-09-15
2015-09-15
N
N
Y
Obligor
New York State
N/A
N/A
1650000.00
1696170.02
0.0009
N
1696480.50
1696480.50
New York State HFA
Housing RB (North End Ave) Series 2004A 0.020000%
64986MJ55
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Fannie Mae
N/A
N/A
Y
Fannie Mae
N/A
N/A
N
2300000.00
2300000.00
0.0012
N
2300000.00
2300000.00
New York State HFA
Housing RB (100 Maiden Lane) Series 2004A 0.020000%
64986MM28
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Fannie Mae
N/A
N/A
Y
Fannie Mae
N/A
N/A
N
38175000.00
38175000.00
0.0198
N
38175000.00
38175000.00
New York State HFA
Housing RB (Shore Hill) Series 2008A 0.020000%
64986MV93
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Freddie Mac
N/A
N/A
Y
Freddie Mac
N/A
N/A
N
19500000.00
19500000.00
0.0101
N
19500000.00
19500000.00
New York State HFA
Housing RB (625 W 57th St) Series 2014A 0.010000%
64986U2E6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Bank of New York Mellon
N/A
N/A
Y
Bank of New York Mellon
N/A
N/A
N
5600000.00
5600000.00
0.0029
N
5600000.00
5600000.00
New York State HFA
Housing RB (33 Bond St) Series 2014A 0.020000%
64986U4D6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
6750000.00
6750000.00
0.0035
N
6750000.00
6750000.00
New York State HFA
Housing RB (BAM South Housing) Series 2014A 0.020000%
64986U4F1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
15250000.00
15250000.00
0.0079
N
15250000.00
15250000.00
New York State HFA
Housing RB (Maestro West Chelsea) Series 2014A 0.020000%
64986UH59
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Wells Fargo Bank NA
N/A
N/A
Y
Wells Fargo Bank NA
N/A
N/A
N
8000000.00
8000000.00
0.0041
N
8000000.00
8000000.00
New York State HFA
Housing RB (388 Bridge St) Series 2012A 0.030000%
64986UMM6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
34660000.00
34660000.00
0.0180
N
34660000.00
34660000.00
New York State HFA
Housing RB (175 West 60th St) Series 2014A1 0.010000%
64986UPR2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
9500000.00
9500000.00
0.0049
N
9500000.00
9500000.00
New York State HFA
Housing (Navy Pier Court) RB Series 2014A 0.010000%
64986UR58
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
PNC Bank NA
N/A
N/A
Y
PNC Bank NA
N/A
N/A
N
13400000.00
13400000.00
0.0069
N
13400000.00
13400000.00
New York State HFA
Housing RB (Related-42nd & 10th) Series 2010A 0.010000%
64986URC3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Freddie Mac
N/A
N/A
Y
Freddie Mac
N/A
N/A
N
12650000.00
12650000.00
0.0066
N
12650000.00
12650000.00
New York State HFA
Housing RB (855 Sixth Ave) Series 2013A 0.020000%
64986UYZ4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Wells Fargo Bank NA
N/A
N/A
Y
Wells Fargo Bank NA
N/A
N/A
N
10000000.00
10000000.00
0.0052
N
10000000.00
10000000.00
New York State HFA
State Personal Income Tax RB Series 2007C 5.000000%
649870HC9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-09-15
2015-09-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
360000.00
370321.29
0.0002
N
370778.40
370778.40
New York State Local Government Assistance Corp
Sr Lien Refunding Bonds Series 2007A 5.000000%
649876G37
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-04-01
2015-04-01
N
N
N
425000.00
428218.48
0.0002
N
428340.50
428340.50
New York State Local Government Assistance Corp
Sr Lien Refunding Bonds Series 2008A 5.000000%
649876H77
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-04-01
2015-04-01
N
N
N
275000.00
277076.96
0.0001
N
277161.50
277161.50
New York State Local Government Assistance Corp
Sr Lien Refunding Bonds Series 2008C 5.000000%
649876N70
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-04-01
2015-04-01
N
N
N
725000.00
730525.72
0.0004
N
730705.75
730705.75
New York State Local Government Assistance Corp
Sub Lien Refunding Bonds Series 2010B 5.000000%
649876V48
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-04-01
2015-04-01
N
N
N
520000.00
523937.81
0.0003
N
524092.40
524092.40
New York State Local Government Assistance Corp
Sub Lien Refunding Bonds Series 2012A 5.000000%
649876Y45
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-04-01
2015-04-01
N
N
N
1030000.00
1037911.87
0.0005
N
1038095.80
1038095.80
New York State Power Auth
CP Series 1&2 0.040000%
64985GR68
Other Commercial Paper
N
First Tier Security
N/A
N/A
2015-02-13
2015-02-13
N
N
N
2067000.00
2067000.00
0.0011
N
2067000.00
2067000.00
New York State Power Auth
CP Series 1&2 0.070000%
64985GR84
Other Commercial Paper
N
First Tier Security
N/A
N/A
2015-05-07
2015-05-07
N
N
N
15876000.00
15876000.00
0.0082
N
15876476.28
15876476.28
New York State Power Auth
CP Series 1&2 0.040000%
64985GS59
Other Commercial Paper
N
First Tier Security
N/A
N/A
2015-03-18
2015-03-18
N
N
N
7000000.00
7000000.00
0.0036
N
7000210.00
7000210.00
New York State Power Auth
RB Series 2007C 5.000000%
64989KGU4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-15
2015-11-15
N
N
N
470000.00
487347.70
0.0003
N
487888.20
487888.20
New York State Power Auth
CP Series 1&2 0.090000%
64989MCA8
Other Commercial Paper
N
First Tier Security
N/A
N/A
2015-05-19
2015-05-19
N
N
N
10000000.00
10000000.00
0.0052
N
10000600.00
10000600.00
New York State Power Auth
CP Series 1&2 0.070000%
64989MCC4
Other Commercial Paper
N
First Tier Security
N/A
N/A
2015-05-06
2015-05-06
N
N
N
42110000.00
42110000.00
0.0218
N
42111263.30
42111263.30
New York State Power Auth
CP Series 1&2 0.060000%
64989MCE0
Other Commercial Paper
N
First Tier Security
N/A
N/A
2015-05-07
2015-05-07
N
N
N
11365000.00
11365000.00
0.0059
N
11365340.95
11365340.95
New York State Thruway Auth
General RB Series H 0.020000%
27884FYT1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
US Bank NA
N/A
N/A
Y
US Bank NA
N/A
N/A
N
19260000.00
19260000.00
0.0100
N
19260000.00
19260000.00
New York State Thruway Auth
Second General Highway & Bridge Trust Funds Bonds Series 2007B 5.000000%
6500134Q5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-04-01
2015-04-01
N
N
N
2255000.00
2272442.19
0.0012
N
2273062.55
2273062.55
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2005B 5.000000%
650013S30
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-04-01
2015-04-01
N
N
N
10425000.00
10505035.76
0.0054
N
10508504.25
10508504.25
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2005A 5.250000%
650014GA5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-04-01
2015-04-01
N
N
N
1125000.00
1134000.02
0.0006
N
1134472.50
1134472.50
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2006A 4.125000%
650014HP1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-04-01
2015-04-01
N
N
N
125000.00
125779.19
0.0001
N
125822.50
125822.50
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2006A 5.000000%
650014HQ9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-04-01
2015-04-01
N
N
N
150000.00
151127.69
0.0001
N
151201.50
151201.50
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2008A 5.000000%
650014ML4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-04-01
2015-04-01
N
N
N
435000.00
438297.72
0.0002
N
438484.35
438484.35
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2008B 3.400000%
650014NL3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-04-01
2015-04-01
N
N
N
335000.00
336669.52
0.0002
N
336805.65
336805.65
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2008B 5.000000%
650014NN9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-04-01
2015-04-01
N
N
N
1990000.00
2005119.84
0.0010
N
2005939.90
2005939.90
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2009A1 4.000000%
650014PW7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-04-01
2015-04-01
N
N
N
325000.00
326970.05
0.0002
N
327070.25
327070.25
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2009A1 4.500000%
650014PX5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-04-01
2015-04-01
N
N
N
825000.00
830739.28
0.0004
N
830931.75
830931.75
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2009B 5.000000%
650014RG0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-04-01
2015-04-01
N
N
N
125000.00
125947.87
0.0001
N
126001.25
126001.25
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2010A 5.000000%
650014SQ7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-04-01
2015-04-01
N
N
N
250000.00
251897.84
0.0001
N
252002.50
252002.50
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Refunding Bonds Series 2011A2 4.000000%
650014VG5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-04-01
2015-04-01
N
N
N
100000.00
100597.90
0.0001
N
100637.00
100637.00
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2012A 5.000000%
650014VM2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-04-01
2015-04-01
N
N
N
2430000.00
2448460.42
0.0013
N
2449464.30
2449464.30
New York State Thruway Auth
Local Highway & Bridge Service Contract Bonds Series 2007 4.500000%
650017VV5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-04-01
2015-04-01
N
N
Y
Obligor
New York State
N/A
N/A
445000.00
448020.50
0.0002
N
448199.55
448199.55
New York State Thruway Auth
Local Highway & Bridge Service Contract Bonds Series 2008 3.200000%
650017WS1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-04-01
2015-04-01
N
N
Y
Obligor
New York State
N/A
N/A
350000.00
351641.07
0.0002
N
351771.00
351771.00
New York State Thruway Auth
Local Highway & Bridge Service Contract Bonds Series 2009 3.500000%
650017XA9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-04-01
2015-04-01
N
N
Y
Obligor
New York State
N/A
N/A
100000.00
100515.34
0.0001
N
100555.00
100555.00
New York State Thruway Auth
Local Highway & Bridge Service Contract Bonds Series 2009 5.000000%
650017XB7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-04-01
2015-04-01
N
N
Y
Obligor
New York State
N/A
N/A
250000.00
251872.99
0.0001
N
252002.50
252002.50
New York State Thruway Auth
Local Highway & Bridge Service Contract Bonds Series 2012A 4.000000%
650017XS0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-04-01
2015-04-01
N
N
Y
Obligor
New York State
N/A
N/A
4020000.00
4044641.05
0.0021
N
4045607.40
4045607.40
New York State Thruway Auth
State Personal Income Tax RB Series 2004A 3.500000%
650028EL3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-03-15
2015-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
100000.00
100364.90
0.0001
N
100408.00
100408.00
New York State Thruway Auth
State Personal Income Tax RB Series 2005A 5.000000%
650028GG2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-03-15
2015-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
715000.00
718841.71
0.0004
N
719197.05
719197.05
New York State Thruway Auth
State Personal Income Tax RB Series 2006A 3.875000%
650028JD6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-03-15
2015-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
100000.00
100410.57
0.0001
N
100453.00
100453.00
New York State Thruway Auth
State Personal Income Tax RB Series 2006A 4.250000%
650028JE4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-03-15
2015-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
150000.00
150685.56
0.0001
N
150747.00
150747.00
New York State Thruway Auth
State Personal Income Tax RB Series 2007A 5.000000%
650028KV4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-03-15
2015-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
100000.00
100534.12
0.0001
N
100587.00
100587.00
New York State Thruway Auth
State Personal Income Tax Refunding RB Series 2007A 5.000000%
650028LX9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-03-15
2015-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
320000.00
321708.59
0.0002
N
321878.40
321878.40
New York State Thruway Auth
State Personal Income Tax RB Series 2008A 4.000000%
650028NQ2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-03-15
2015-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
100000.00
100423.82
0.0001
N
100468.00
100468.00
New York State Thruway Auth
State Personal Income Tax RB Series 2008A 5.000000%
650028NR0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-03-15
2015-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
185000.00
185987.82
0.0001
N
186085.95
186085.95
New York State Thruway Auth
State Personal Income Tax RB Series 2010A 4.000000%
650028RK1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-03-15
2015-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
260000.00
261088.40
0.0001
N
261216.80
261216.80
New York State Thruway Auth
State Personal Income Tax RB Series 2011A 3.000000%
650028SU8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-03-15
2015-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
175000.00
175543.11
0.0001
N
175610.75
175610.75
New York State Thruway Auth
State Personal Income Tax RB Series 2011A 5.000000%
650028TH6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-03-15
2015-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
1500000.00
1508162.57
0.0008
N
1508805.00
1508805.00
New York State Thruway Auth
State Personal Income Tax RB Series 2012A 2.000000%
650028TT0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-03-15
2015-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
150000.00
150293.26
0.0001
N
150343.50
150343.50
New York State Thruway Auth
State Personal Income Tax RB Series 2012A 4.000000%
650028UM3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-03-15
2015-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
150000.00
150626.81
0.0001
N
150702.00
150702.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2007B 0.030000%
06740GAL0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Barclays Bank Plc
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
6500000.00
6500000.00
0.0034
N
6500000.00
6500000.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2013C 0.020000%
18886EBX7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
State Street Bank & Trust Co NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
2760000.00
2760000.00
0.0014
N
2760000.00
2760000.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2009A1 0.030000%
46632PUA9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
4995000.00
4995000.00
0.0026
N
4995000.00
4995000.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2013A1 0.030000%
46636Y4B3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
4700000.00
4700000.00
0.0024
N
4700000.00
4700000.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2013A1 0.030000%
46640KLC6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
3000000.00
3000000.00
0.0016
N
3000000.00
3000000.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2005B 4.000000%
6500347U9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-03-15
2015-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
100000.00
100415.27
0.0001
N
100468.00
100468.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2007B 4.000000%
650035CP1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-03-15
2015-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
100000.00
100416.84
0.0001
N
100468.00
100468.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2004A3D 0.020000%
650035MK1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
9700000.00
9700000.00
0.0050
N
9700000.00
9700000.00
New York State Urban Development Corp
Service Contract Refunding RB Series 2008D 5.000000%
650035NY0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-01-01
2016-01-01
N
N
Y
Obligor
New York State
N/A
N/A
2780000.00
2899807.37
0.0015
N
2901819.60
2901819.60
New York State Urban Development Corp
State Personal Income Tax RB Series 2009A1 5.000000%
650035PW2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-12-15
2015-12-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
150000.00
156131.66
0.0001
N
156291.00
156291.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2009B1 0.040000%
650035RU4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Deutsche Bank AG
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
5000000.00
5000000.00
0.0026
N
5000000.00
5000000.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2009C 5.000000%
650035SK5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-12-15
2015-12-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
1625000.00
1692132.42
0.0009
N
1693152.50
1693152.50
New York State Urban Development Corp
Service Contract Refunding RB Series 2010B 5.000000%
650035US5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-01-01
2016-01-01
N
N
Y
Obligor
New York State
N/A
N/A
10000000.00
10436238.79
0.0054
N
10438200.00
10438200.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2011A 5.000000%
650035WJ3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-03-15
2015-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
110000.00
110579.58
0.0001
N
110645.70
110645.70
North Hempstead
BAN 2014A 0.350000%
659666MW8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-04-08
2015-04-08
N
N
N
2395000.00
2395379.59
0.0012
N
2395742.45
2395742.45
North Hempstead
BAN 2014B 1.000000%
659666MX6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-04-08
2015-04-08
N
N
N
1015000.00
1016169.48
0.0005
N
1016522.50
1016522.50
North Syracuse CSD
GO SD Refunding Bonds Series 2012 3.000000%
662735MD8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-06-15
2015-06-15
N
N
N
525000.00
530201.82
0.0003
N
530460.00
530460.00
North Syracuse CSD
GO BAN 2014 0.750000%
662735NL9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-08-14
2015-08-14
N
N
N
4899020.00
4912319.49
0.0025
N
4913227.16
4913227.16
North Tonawanda SD
School Construction BAN 2014 1.000000%
662888KQ8
Other Municipal Debt
N
First Tier Security
N/A
N/A
2015-09-17
2015-09-17
N
N
N
10385000.00
10431695.80
0.0054
N
10434848.00
10434848.00
Onondaga Cnty Trust for Cultural Resources
RB (Syracuse Univ) Series 2010A 0.010000%
68276FAL4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Wells Fargo Bank NA
N/A
N/A
Y
Wells Fargo Bank NA
N/A
N/A
N
3145000.00
3145000.00
0.0016
N
3145000.00
3145000.00
Owego Apalachin CSD
BAN Series 2014 1.500000%
690632FR0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-08-21
2015-08-21
N
N
N
9400000.00
9456400.00
0.0049
N
9458468.00
9458468.00
Port Auth of New York & New Jersey
Consolidated Bonds 148th Series 0.030000%
73358T4P3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
13000000.00
13000000.00
0.0067
N
13000000.00
13000000.00
Port Auth of New York & New Jersey
Consolidated Bonds Series 154 5.000000%
73358T6L0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-09-01
2015-09-01
N
N
N
170000.00
174655.93
0.0001
N
174787.20
174787.20
Port Auth of New York & New Jersey
Consolidated Bonds 144th Series 0.030000%
73358TWC1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
750000.00
750000.00
0.0004
N
750000.00
750000.00
Port Auth of New York & New Jersey
Consolidated Bonds 148th Series 0.030000%
73358TX89
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Citibank NA
N/A
N/A
N
N
5540000.00
5540000.00
0.0029
N
5540000.00
5540000.00
Port Auth of New York & New Jersey
Consolidated Bonds 179th Series 4.000000%
73358WQE7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-12-01
2015-12-01
N
N
N
725000.00
747490.08
0.0004
N
748250.75
748250.75
Port Auth of New York & New Jersey
Consolidated Bonds Series 180 3.000000%
73358WRE6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-06-01
2015-06-01
N
N
N
300000.00
302734.13
0.0002
N
302856.00
302856.00
Port Auth of New York & New Jersey
Consolidated Bonds 179th Series 0.030000%
73358WRM8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Citibank NA
N/A
N/A
N
N
2580000.00
2580000.00
0.0013
N
2580000.00
2580000.00
Port Auth of New York & New Jersey
CP Series B 0.080000%
73359BFX2
Other Commercial Paper
N
First Tier Security
N/A
N/A
2015-04-07
2015-04-07
N
N
N
6000000.00
6000000.00
0.0031
N
6000420.00
6000420.00
Port Auth of New York & New Jersey
CP Series B 0.060000%
73359BFZ7
Other Commercial Paper
N
First Tier Security
N/A
N/A
2015-02-03
2015-02-03
N
N
N
5005000.00
5005000.00
0.0026
N
5005050.05
5005050.05
Port Auth of New York & New Jersey
CP Series B 0.080000%
73359BGB9
Other Commercial Paper
N
First Tier Security
N/A
N/A
2015-05-05
2015-05-05
N
N
N
3500000.00
3500000.00
0.0018
N
3500175.00
3500175.00
Rockland Cnty IDA
RB (Northern Riverview) Series 1999 0.120000%
773561AD7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
7565000.00
7565000.00
0.0039
N
7565000.00
7565000.00
Sales Tax Asset Receivable Corp
Sales Tax Asset RB Fiscal 2015 Series A 0.030000%
46640KRX4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
3140000.00
3140000.00
0.0016
N
3140000.00
3140000.00
Sayville UFSD
TAN Series 2014 0.750000%
805839KN6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-06-25
2015-06-25
N
N
N
12000000.00
12027470.42
0.0062
N
12029280.00
12029280.00
Schenectady City SD
BAN 2014A 1.000000%
806466PV4
Other Municipal Debt
N
First Tier Security
N/A
N/A
2015-05-22
2015-05-22
N
N
N
5060264.00
5070343.35
0.0026
N
5071801.40
5071801.40
Schenectady City SD
BAN 2014B 1.000000%
806466QG6
Other Municipal Debt
N
First Tier Security
N/A
N/A
2015-07-02
2015-07-02
N
N
N
6877536.00
6897233.34
0.0036
N
6898374.93
6898374.93
Schenectady Cnty
BAN 2014 0.500000%
806415G74
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-02-18
2015-02-18
N
N
N
38000000.00
38005563.62
0.0197
N
38007600.00
38007600.00
South Country CSD at Brookhaven
TAN 2014-2015 1.250000%
837489KH5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-06-25
2015-06-25
N
N
N
3000000.00
3012522.16
0.0016
N
3013020.00
3013020.00
Suffolk County IDA
Civic Facility RB (Guide Dog Foundation for the Blind) Series 2001 0.040000%
864768FD3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
3240000.00
3240000.00
0.0017
N
3240000.00
3240000.00
Syracuse IDA
Civic Facility Refunding RB (Crouse Health) Series 2003A 0.020000%
871720BR8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
HSBC BANK USA
N/A
N/A
Y
HSBC Bank USA
N/A
N/A
N
6815000.00
6815000.00
0.0035
N
6815000.00
6815000.00
Tonawanda
BAN Series 2014 0.750000%
890210PV3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-09-03
2015-09-03
N
N
N
5000000.00
5016427.26
0.0026
N
5017400.00
5017400.00
Triborough Bridge & Tunnel Auth
General RB Series 2008C 0.070000%
05248RAE1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Bank of America NA
N/A
N/A
N
N
3000000.00
3000000.00
0.0016
N
3000000.00
3000000.00
Triborough Bridge & Tunnel Auth
General Refunding RB Series 2002B 5.250000%
8960298H1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-15
2015-11-15
N
N
N
2470000.00
2567808.71
0.0013
N
2568627.10
2568627.10
Triborough Bridge & Tunnel Auth
General Refunding RB Series 2002B 5.250000%
89602NDF8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-15
2015-11-15
N
N
N
100000.00
103871.53
0.0001
N
103993.00
103993.00
Triborough Bridge & Tunnel Auth
Sub RB Series 2003A 5.250000%
89602NEC4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-15
2015-11-15
N
N
N
1160000.00
1204803.10
0.0006
N
1205472.00
1205472.00
Triborough Bridge & Tunnel Auth
General RB Series 2008A 4.000000%
89602NME1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-15
2015-11-15
N
N
N
150000.00
154364.86
0.0001
N
154527.00
154527.00
Triborough Bridge & Tunnel Auth
General RB Series 2008A 5.000000%
89602NMF8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-15
2015-11-15
N
N
N
875000.00
907470.18
0.0005
N
908232.50
908232.50
Triborough Bridge & Tunnel Auth
General RB (MTA Bridges & Tunnels) Series 2008C 5.000000%
89602NPC2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-15
2015-11-15
N
N
N
4750000.00
4930867.52
0.0026
N
4930405.00
4930405.00
Triborough Bridge & Tunnel Auth
General RB Series 2013C 3.000000%
89602NQ64
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-15
2015-11-15
N
N
N
1460000.00
1492173.06
0.0008
N
1492674.80
1492674.80
Triborough Bridge & Tunnel Auth
Sub RB (MTA Bridges & Tunnels) Series 2008D 5.000000%
89602NQD9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-15
2015-11-15
N
N
N
275000.00
285043.64
0.0001
N
285243.75
285243.75
Triborough Bridge & Tunnel Auth
General RB Series 2009A2 0.020000%
89602NUR3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Credit Suisse AG
N/A
N/A
N
N
6500000.00
6500000.00
0.0034
N
6500000.00
6500000.00
Triborough Bridge & Tunnel Auth
General RB Series 2010A1 5.000000%
89602NUX0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-15
2015-11-15
N
N
N
4800000.00
4980869.96
0.0026
N
4982304.00
4982304.00
Triborough Bridge & Tunnel Auth
General Revenue BAN Series 2014A 5.000000%
89602NV50
Other Municipal Debt
N
First Tier Security
N/A
N/A
2015-05-15
2015-05-15
N
N
N
10000000.00
10136220.71
0.0053
N
10140600.00
10140600.00
Triborough Bridge & Tunnel Auth
General Refunding RB Series 2011A 5.000000%
89602NWH3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2016-01-01
2016-01-01
N
N
N
250000.00
260707.08
0.0001
N
260955.00
260955.00
Triborough Bridge & Tunnel Auth
General RB Series 2003B1 0.020000%
89602NWU4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
PNC Bank NA
N/A
N/A
Y
PNC Bank NA
N/A
N/A
N
3000000.00
3000000.00
0.0016
N
3000000.00
3000000.00
Triborough Bridge & Tunnel Auth
General RB Series 2012A 5.000000%
89602NXR0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-11-15
2015-11-15
N
N
N
175000.00
181503.12
0.0001
N
181646.50
181646.50
Triborough Bridge & Tunnel Auth
General RB Series 2013C 0.030000%
89602NZ23
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
6665000.00
6665000.00
0.0035
N
6665000.00
6665000.00
Triborough Bridge & Tunnel Auth
Sub RB (MTA Bridge & Tunnels) Series 2000ABCD2 0.190000%
89602NZ56
Other Municipal Debt
N
First Tier Security
N/A
N/A
2015-02-05
2016-01-01
N
N
N
28300000.00
28328175.48
0.0147
N
28300000.00
28300000.00
Utility Debt Securitization Auth
Restructuring Bonds Series 2013TE17 0.020000%
18886EBQ2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
State Street Bank & Trust Co NA
N/A
N/A
N
N
21665000.00
21665000.00
0.0112
N
21665000.00
21665000.00
Utility Debt Securitization Auth
Restructuring Bonds Series 2013TE 0.030000%
46640KLY8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
3355000.00
3355000.00
0.0017
N
3355000.00
3355000.00
Utility Debt Securitization Auth
Restructuring Bonds Series 2013TE17 0.020000%
74926YH20
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
Y
Royal Bank of Canada
N/A
N/A
N
N
6650000.00
6650000.00
0.0034
N
6650000.00
6650000.00
Vestal
BAN 2014 0.500000%
925428SV7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-05-15
2015-05-15
N
N
N
9440000.00
9446304.89
0.0049
N
9448590.40
9448590.40
West Seneca
BAN 2014 1.000000%
955771QH6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-07-30
2015-07-30
N
N
N
5000000.00
5020799.18
0.0026
N
5018750.00
5018750.00
William Floyd UFSD
GO Refunding Bonds 2013 3.000000%
969254QZ7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-06-15
2015-06-15
N
N
N
1270000.00
1282838.91
0.0007
N
1282979.40
1282979.40