0001145549-14-008683.txt : 20141128 0001145549-14-008683.hdr.sgml : 20141127 20141007152125 ACCESSION NUMBER: 0001145549-14-008683 CONFORMED SUBMISSION TYPE: N-MFP PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141007 DATE AS OF CHANGE: 20141007 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS CENTRAL INDEX KEY: 0000857156 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-MFP SEC ACT: 1933 Act SEC FILE NUMBER: 811-05954 FILM NUMBER: 141145434 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 1-800-648-5300 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS DATE OF NAME CHANGE: 19920703 0000857156 S000004501 Schwab Massachusetts AMT Tax-Free Money Fund C000012375 Sweep Shares SWDXX N-MFP 1 primary_doc.xml N-MFP N-MFP LIVE N 2014-09-30 0000857156 S000004501 1 N N N N 033-31894 Charles Schwab Investment Management, Inc. 801-35905 PricewaterhouseCoopers LLP San Francisco CA Charles Schwab Investment Management, Inc. Boston Financial Data Services, Inc. 0000275143 84-00896 N N N Single State Fund 52 56 429906836.09 817063.39 32027.47 430691872.01 0.0009 1.0017 2014-09-30 1.0017 2014-09-30 C000012375 1.00 430691872.01 1.00 -4198061.37 89132166.06 93330227.43 0.0001 1.0017 2014-09-30 1.0017 2014-09-30 Austin ISD ULT Refunding Bonds Series 1998 5.000000% 052429Y84 Other Municipal Debt N Unrated Security N/A N/A 2015-08-01 2015-08-01 N Y TX PERMANENT SCHOOL FUND N/A N/A N 100000.00 103935.81 0.0002 N 103993.00 103993.00 Blaine SD No. 503 ULT GO Refunding Bonds 2010 3.000000% 962525FU0 Other Municipal Debt N Unrated Security N/A N/A 2014-12-01 2014-12-01 N Y Washington N/A N/A N 450000.00 452100.87 0.0010 N 452128.50 452128.50 Charleston Educational Excellence Financing Corporation Installment Purchase RB Series 2004 5.000000% 160131AL2 Other Municipal Debt N Unrated Security N/A N/A 2014-12-01 2014-12-01 N N Y Escrow Escrow N/A N/A 1500000.00 1512054.63 0.0035 N 1511835.00 1511835.00 Colorado Springs Utilities System Sub Lien RB Series 2004B 5.500000% 1966305J2 Other Municipal Debt N Unrated Security N/A N/A 2014-11-15 2014-11-15 N N Y Obligor Colorado Springs Utilities System N/A N/A 300000.00 301932.76 0.0007 N 301974.00 301974.00 Corvallis SD No 509J GO Refunding Bonds Series 2007 5.000000% 082744BV4 Other Municipal Debt N Unrated Security N/A N/A 2015-06-15 2015-06-15 N Y Oregon N/A N/A N 2000000.00 2067971.87 0.0048 N 2067260.00 2067260.00 District of Columbia RB (American Geophysical Union) Series 1993 0.100000% 254839K77 Variable Rate Demand Note N First Tier Security N/A N/A 2014-10-07 2014-10-07 Y Bank of America NA N/A N/A Y Bank of America NA N/A N/A N 885000.00 885000.00 0.0021 N 885000.00 885000.00 Edmonds SD No. 15 ULT GO Refunding Bonds Series 2003A 5.000000% 833153PP8 Other Municipal Debt N Unrated Security N/A N/A 2014-12-01 2014-12-01 N Y Washington N/A N/A N 1300000.00 1310583.12 0.0030 N 1310517.00 1310517.00 Essex North Shore Technical & Agricultural SD GO BAN 0.750000% 297138BL2 Other Municipal Debt N First Tier Security N/A N/A 2015-06-19 2015-06-19 N N N 4400000.00 4415995.57 0.0103 N 4419228.00 4419228.00 Fairfax Cnty IDA Health Care RB (Inova Health) Series 2005A2 0.060000% 303823KM9 Variable Rate Demand Note N First Tier Security N/A N/A 2014-10-07 2014-10-07 Y Inova Health System N/A N/A N Y Obligor Inova Health System N/A N/A 3745000.00 3745000.00 0.0087 N 3745000.00 3745000.00 Fall River GO BAN 1.000000% 306297K35 Other Municipal Debt N First Tier Security N/A N/A 2015-02-13 2015-02-13 N N N 5140000.00 5152867.65 0.0120 N 5154289.20 5154289.20 Florida State Board of Education Public Education Capital Outlay Refunding Bonds Series 2014A 5.000000% 34153P3D8 Other Municipal Debt N Unrated Security N/A N/A 2015-06-01 2015-06-01 N N Y Obligor Florida N/A N/A 500000.00 516046.68 0.0012 N 516085.00 516085.00 Haverhill BAN 1.250000% 4195066N5 Other Municipal Debt N First Tier Security N/A N/A 2014-12-01 2014-12-01 N N N 2000000.00 2003264.51 0.0047 N 2003560.00 2003560.00 Haverhill BAN 1.000000% 4195067L8 Other Municipal Debt N First Tier Security N/A N/A 2015-03-01 2015-03-01 N N N 2667500.00 2675533.66 0.0062 N 2676489.48 2676489.48 Hawaii GO Bonds Series 2006DI 5.000000% 4197803X7 Other Municipal Debt N Unrated Security N/A N/A 2015-03-01 2015-03-01 N N N 225000.00 229439.95 0.0005 N 229511.25 229511.25 Hawaii GO Bonds Series 1996CM 6.500000% 4197806P1 Other Municipal Debt N Unrated Security N/A N/A 2014-12-01 2014-12-01 N N N 1000000.00 1010580.35 0.0023 N 1010540.00 1010540.00 Holyoke GO Refunding Bonds Series B 2.000000% 436705BV8 Other Municipal Debt N Unrated Security N/A N/A 2015-06-15 2015-06-15 N N N 1670000.00 1690823.66 0.0039 N 1690657.90 1690657.90 Houston Combined Utility System First Lien Refunding RB Series 2011E 5.000000% 442435H97 Other Municipal Debt N Unrated Security N/A N/A 2014-11-15 2014-11-15 N N N 185000.00 186072.53 0.0004 N 186095.20 186095.20 Idaho Health Facilities Auth Refunding RB (Trinity Health) Series 2008B 4.750000% 451295SY6 Other Municipal Debt N Unrated Security N/A N/A 2014-12-01 2014-12-01 N N Y Obligor CHE Trinity Health N/A N/A 1600000.00 1612021.12 0.0037 N 1612256.00 1612256.00 Katy ISD ULT GO Bonds Series 2007A 6.000000% 486063AB6 Other Municipal Debt N Unrated Security N/A N/A 2015-02-15 2015-02-15 N Y TX PERMANENT SCHOOL FUND N/A N/A N 100000.00 102139.01 0.0002 N 102147.00 102147.00 Leander ISD ULT Refunding Bonds Series 2013A 0.208500% 521841AZ9 Other Municipal Debt N Unrated Security N/A N/A 2015-08-15 2015-08-15 N Y TX PERMANENT SCHOOL FUND N/A N/A N 400000.00 399264.81 0.0009 N 399064.00 399064.00 Longview ISD ULT GO Bonds Series 2008 0.186400% 543264RP2 Other Municipal Debt N Unrated Security N/A N/A 2015-02-15 2015-02-15 N Y TX PERMANENT SCHOOL FUND N/A N/A N 1400000.00 1399008.74 0.0032 N 1399230.00 1399230.00 Louisville & Jefferson Cnty Metro Sewer District Sewer & Drainage System Sub BAN Series 2013 2.000000% 546589UX8 Other Municipal Debt N First Tier Security N/A N/A 2014-11-26 2014-11-26 N N N 1000000.00 1002475.39 0.0023 N 1002650.00 1002650.00 Lowell GO BAN Series A 1.000000% 547647KP1 Other Municipal Debt N First Tier Security N/A N/A 2015-09-11 2015-09-11 N N N 4000000.00 4030557.14 0.0094 N 4030560.00 4030560.00 Macon Water Auth Water & Sewer RB Series 2012 0.050000% 555758GX3 Variable Rate Demand Note N First Tier Security N/A N/A 2014-10-07 2014-10-07 Y Macon Water Auth N/A N/A N N 4000000.00 4000000.00 0.0093 N 4000000.00 4000000.00 Massachusetts GO Bonds Consolidated Loan Series 2001D 5.500000% 5758276M7 Other Municipal Debt N Unrated Security N/A N/A 2014-11-01 2014-11-01 N N N 200000.00 200884.23 0.0005 N 200902.00 200902.00 Massachusetts GO Bonds Series 2000A 0.040000% 575827R44 Variable Rate Demand Note N First Tier Security N/A N/A 2014-10-01 2014-10-01 Y Bank of America NA N/A N/A N N 2100000.00 2100000.00 0.0049 N 2100000.00 2100000.00 Massachusetts GO Bonds Consolidated Loan Series 2002C 5.500000% 57582NDM4 Other Municipal Debt N Unrated Security N/A N/A 2014-11-01 2014-11-01 N N N 300000.00 301323.08 0.0007 N 301353.00 301353.00 Massachusetts GO Bonds Consolidated Loan Series 2007B 4.000000% 57582PEE6 Other Municipal Debt N Unrated Security N/A N/A 2014-11-01 2014-11-01 N N N 110000.00 110347.93 0.0003 N 110359.70 110359.70 Massachusetts GO Bonds Consolidated Loan Series 2007B 5.000000% 57582PEF3 Other Municipal Debt N Unrated Security N/A N/A 2014-11-01 2014-11-01 N N N 120000.00 120478.57 0.0003 N 120492.00 120492.00 Massachusetts GO Bonds Consolidated Loan Series 2007C 0.050000% 57582PGZ7 Variable Rate Demand Note N First Tier Security N/A N/A 2014-10-07 2014-10-07 Y Citibank NA N/A N/A N N 4500000.00 4500000.00 0.0104 N 4500000.00 4500000.00 Massachusetts GO Bonds Consolidated Loan Series 2007C 0.050000% 57582PHZ6 Variable Rate Demand Note N First Tier Security N/A N/A 2014-10-07 2014-10-07 Y JPMorgan Chase Bank NA N/A N/A N N 3900000.00 3900000.00 0.0091 N 3900000.00 3900000.00 Massachusetts GO Bonds Consolidated Loan Series 2012D 0.210000% 57582PJ76 Other Municipal Debt N Unrated Security N/A N/A 2014-10-02 2015-01-01 N N N 7900000.00 7900575.00 0.0183 N 7900632.00 7900632.00 Massachusetts GO Bonds Consolidated Loan Series 2007C 0.060000% 57582PJR2 Variable Rate Demand Note N First Tier Security N/A N/A 2014-10-07 2014-10-07 Y Credit Suisse AG N/A N/A N Y Escrow Escrow N/A N/A 9500000.00 9500000.00 0.0221 N 9500000.00 9500000.00 Massachusetts GO Bonds Consolidated Loan Series 2007A 0.040000% 57582PJX9 Variable Rate Demand Note N First Tier Security N/A N/A 2014-10-07 2014-10-07 Y Societe Generale N/A N/A N N 4000000.00 4000000.00 0.0093 N 4000000.00 4000000.00 Massachusetts GO Refunding Bonds Series 2013A 0.230000% 57582PK25 Other Municipal Debt N Unrated Security N/A N/A 2014-10-02 2015-02-01 N N N 9590000.00 9590164.00 0.0223 N 9590863.10 9590863.10 Massachusetts GO Refunding Bonds Series 2008A 5.000000% 57582PNH9 Other Municipal Debt N Unrated Security N/A N/A 2015-09-01 2015-09-01 N N N 250000.00 260966.72 0.0006 N 261060.00 261060.00 Massachusetts GO Bonds Consolidated Loan Series 2010B 4.000000% 57582PVP2 Other Municipal Debt N Unrated Security N/A N/A 2015-06-01 2015-06-01 N N N 150000.00 153780.09 0.0004 N 153834.00 153834.00 Massachusetts GO Bonds Consolidated Loan Series 2010C 5.000000% 57582PWC0 Other Municipal Debt N Unrated Security N/A N/A 2015-01-01 2015-01-01 N N N 200000.00 202377.17 0.0005 N 202394.00 202394.00 Massachusetts GO Refunding Bonds Series 2011A 0.700000% 57582PWW6 Other Municipal Debt N Unrated Security N/A N/A 2014-10-02 2015-02-01 N N N 1000000.00 1000841.37 0.0023 N 1000320.00 1000320.00 Massachusetts Bay Transportation Auth General Transportation System Bonds Series 2000A1 0.040000% 575567VF6 Variable Rate Demand Note N First Tier Security N/A N/A 2014-10-07 2014-10-07 Y Barclays Bank Plc N/A N/A N Y Obligor Massachusetts N/A N/A 18550000.00 18550000.00 0.0431 N 18550000.00 18550000.00 Massachusetts Bay Transportation Auth Sr Sales Tax Bonds Series 2004A 5.250000% 575579EH6 Other Municipal Debt N Unrated Security N/A N/A 2015-07-01 2015-07-01 N N N 250000.00 259418.01 0.0006 N 259502.50 259502.50 Massachusetts Bay Transportation Auth Sr Sales Tax Bonds Series 2010A 0.130000% 575579VW4 Variable Rate Demand Note N First Tier Security N/A N/A 2015-04-28 2015-04-28 Y Massachusetts Bay Transportation Auth N/A N/A N N 5815000.00 5815000.00 0.0135 Y 5815000.00 5815000.00 Massachusetts Bay Transportation Auth Sales Tax CP Series A 0.090000% 57557XDT8 Other Commercial Paper N First Tier Security N/A N/A 2014-11-06 2014-11-06 N N Y Standby Purchase Agreement State Street Bank & Trust Company NA N/A N/A 2000000.00 2000000.00 0.0046 N 2000020.00 2000020.00 Massachusetts Bay Transportation Auth Sales Tax CP Series A 0.090000% 57557XDW1 Other Commercial Paper N First Tier Security N/A N/A 2014-12-10 2014-12-10 N N Y Standby Purchase Agreement State Street Bank & Trust Company NA N/A N/A 5200000.00 5200000.00 0.0121 N 5200000.00 5200000.00 Massachusetts Bay Transportation Auth Sales Tax CP Series B 0.080000% 57557YZP0 Other Commercial Paper N First Tier Security N/A N/A 2014-11-03 2014-11-03 N N Y Standby Purchase Agreement Sumitomo Mitsui Banking Corp N/A N/A 6625000.00 6625000.00 0.0154 N 6625066.25 6625066.25 Massachusetts Dept of Transportation Sub RB (Contract Assistance Secured) Series 2010A7 0.060000% 57563CAG7 Variable Rate Demand Note N First Tier Security N/A N/A 2014-10-07 2014-10-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor Massachusetts N/A N/A 3130000.00 3130000.00 0.0073 N 3130000.00 3130000.00 Massachusetts Dept of Transportation Metropolitan Highway System Sr RB Series 2010B 5.000000% 57563CBR2 Other Municipal Debt N Unrated Security N/A N/A 2015-01-01 2015-01-01 N N Y Obligor Massachusetts N/A N/A 3080000.00 3117203.24 0.0072 N 3115882.00 3115882.00 Massachusetts Development Finance Agency Education RB (Cushing Academy) Series 2004 0.050000% 57583F4G3 Variable Rate Demand Note N First Tier Security N/A N/A 2014-10-07 2014-10-07 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 2550000.00 2550000.00 0.0059 N 2550000.00 2550000.00 Massachusetts Development Finance Agency First Mortgage RB (Brookhaven at Lexington) Series 2005B 0.130000% 57583RAG0 Variable Rate Demand Note N First Tier Security N/A N/A 2014-10-07 2014-10-07 Y Bank of America NA N/A N/A Y Bank of America NA N/A N/A N 3010000.00 3010000.00 0.0070 N 3010000.00 3010000.00 Massachusetts Development Finance Agency RB (Marine Biological Laboratory) Series 2006 0.040000% 57583RFL4 Variable Rate Demand Note N First Tier Security N/A N/A 2014-10-07 2014-10-07 Y PNC Bank NA N/A N/A Y PNC Bank NA N/A N/A N 7465000.00 7465000.00 0.0173 N 7465000.00 7465000.00 Massachusetts Development Finance Agency RB (YMCA of Greater Worcester) Series 2006 0.040000% 57583RGP4 Variable Rate Demand Note N First Tier Security N/A N/A 2014-10-07 2014-10-07 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 3855000.00 3855000.00 0.0090 N 3855000.00 3855000.00 Massachusetts Development Finance Agency RB (Boston Univ) Series U5B 0.040000% 57583RP58 Variable Rate Demand Note N First Tier Security N/A N/A 2014-10-07 2014-10-07 Y Federal Home Loan Bank N/A N/A Y Federal Home Loan Bank N/A N/A N 4900000.00 4900000.00 0.0114 N 4900000.00 4900000.00 Massachusetts Development Finance Agency RB (Masonic Nursing Home) Series 2002A 0.060000% 57583RP74 Variable Rate Demand Note N First Tier Security N/A N/A 2014-10-07 2014-10-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 6900000.00 6900000.00 0.0160 N 6900000.00 6900000.00 Massachusetts Development Finance Agency RB (Partners HealthCare) Series 2014M2 0.040000% 57583UB56 Variable Rate Demand Note N First Tier Security N/A N/A 2014-10-07 2014-10-07 Y Bank of New York Mellon N/A N/A Y Bank of New York Mellon N/A N/A N 5000000.00 5000000.00 0.0116 N 5000000.00 5000000.00 Massachusetts Development Finance Agency RB (Jewish Rehabilitation Centers for Living) Series 2011B 0.090000% 57583UBR8 Variable Rate Demand Note N First Tier Security N/A N/A 2014-10-07 2014-10-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 4485000.00 4485000.00 0.0104 N 4485000.00 4485000.00 Massachusetts Development Finance Agency RB (Parnersh HealthCare) Series 2014M4 0.050000% 57583UL55 Variable Rate Demand Note N First Tier Security N/A N/A 2014-10-07 2014-10-07 Y Morgan Stanley Bank NA N/A N/A N Y Obligor Partners Healthcare System N/A N/A 2500000.00 2500000.00 0.0058 N 2500000.00 2500000.00 Massachusetts Development Finance Agency RB (Partners HealthCare) Series 2012L 3.000000% 57583UMF2 Other Municipal Debt N Unrated Security N/A N/A 2015-07-01 2015-07-01 N N Y Obligor Partners Healthcare System N/A N/A 350000.00 357400.38 0.0008 N 357444.50 357444.50 Massachusetts Development Finance Agency RB (Partners HealthCare) Series 2012L 5.000000% 57583UMW5 Other Municipal Debt N Unrated Security N/A N/A 2015-07-01 2015-07-01 N N Y Obligor Partners Healthcare System N/A N/A 305000.00 315881.63 0.0007 N 316025.75 316025.75 Massachusetts Development Finance Agency RB (CIL Realty) Series 2013 0.040000% 57583UXM5 Variable Rate Demand Note N First Tier Security N/A N/A 2014-10-07 2014-10-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 9085000.00 9085000.00 0.0211 N 9085000.00 9085000.00 Massachusetts Development Finance Agency RB (Harvard Univ) Series 2010B2 0.040000% 74703YZF0 Variable Rate Demand Note N First Tier Security N/A N/A 2014-10-07 2014-10-07 Y Bank of America NA N/A N/A N Y Obligor Harvard Univ N/A N/A 6250000.00 6250000.00 0.0145 N 6250000.00 6250000.00 Massachusetts Health & Educational Facilities Auth RB (MIT) Series 2008N 0.060000% 06740GFC5 Variable Rate Demand Note N First Tier Security N/A N/A 2014-10-07 2014-10-07 Y Barclays Bank Plc N/A N/A N Y Obligor Massachusetts Institute of Technology N/A N/A 2565000.00 2565000.00 0.0060 N 2565000.00 2565000.00 Massachusetts Health & Educational Facilities Auth RB (UMass) Series 2007E&F 0.040000% 27884FQC7 Variable Rate Demand Note N First Tier Security N/A N/A 2014-10-07 2014-10-07 Y US Bank NA N/A N/A N Y Obligor Univ of Massachusetts N/A N/A 7220000.00 7220000.00 0.0168 N 7220000.00 7220000.00 Massachusetts Health & Educational Facilities Auth RB (Partners HealthCare) Series 2010J1 0.050000% 46633VLK3 Variable Rate Demand Note N First Tier Security N/A N/A 2014-10-07 2014-10-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor Partners Healthcare System N/A N/A 2100000.00 2100000.00 0.0049 N 2100000.00 2100000.00 Massachusetts Health & Educational Facilities Auth RB (Amherst College) Series F 0.040000% 57585JMX6 Variable Rate Demand Note N First Tier Security N/A N/A 2014-10-07 2014-10-07 Y AMHERST COLLEGE N/A N/A N Y Obligor Amherst College N/A N/A 10000000.00 10000000.00 0.0232 N 10000000.00 10000000.00 Massachusetts Health & Educational Facilities Auth RB (Capital Asset Program) Series M2 0.060000% 57585KA57 Variable Rate Demand Note N First Tier Security N/A N/A 2014-10-07 2014-10-07 Y Bank of America NA N/A N/A Y Bank of America NA N/A N/A N 1940000.00 1940000.00 0.0045 N 1940000.00 1940000.00 Massachusetts Health & Educational Facilities Auth RB (MIT) Series 2001J2 0.040000% 57585KSV1 Variable Rate Demand Note N First Tier Security N/A N/A 2014-10-07 2014-10-07 Y Massachusetts Institute of Technology N/A N/A N Y Obligor Massachusetts Institute of Technology N/A N/A 650000.00 650000.00 0.0015 N 650000.00 650000.00 Massachusetts Health & Educational Facilities Auth RB (Capital Asset Program) Series 2004M4A 0.060000% 57586CDX0 Variable Rate Demand Note N First Tier Security N/A N/A 2014-10-07 2014-10-07 Y Bank of America NA N/A N/A Y Bank of America NA N/A N/A N 6045000.00 6045000.00 0.0140 N 6045000.00 6045000.00 Massachusetts Health & Educational Facilities Auth RB (UMass) Series 2005D 5.000000% 57586CEP6 Other Municipal Debt N Unrated Security N/A N/A 2014-10-01 2014-10-01 N N Y Obligor Univ of Massachusetts N/A N/A 320000.00 320000.00 0.0007 N 320000.00 320000.00 Massachusetts Health & Educational Facilities Auth RB (Tufts Univ) Series 2008N1 0.040000% 57586CV36 Variable Rate Demand Note N First Tier Security N/A N/A 2014-10-01 2014-10-01 Y US Bank NA N/A N/A N Y Obligor Tufts Univ N/A N/A 6150000.00 6150000.00 0.0143 N 6150000.00 6150000.00 Massachusetts Health & Educational Facilities Auth RB (Museum of Fine Arts) Series 2007A1 0.050000% 57586CV69 Variable Rate Demand Note N First Tier Security N/A N/A 2014-10-01 2014-10-01 Y US Bank NA N/A N/A N Y Obligor Museum of Fine Arts N/A N/A 3800000.00 3800000.00 0.0088 N 3800000.00 3800000.00 Massachusetts Health & Educational Facilities Auth RB (Great Brook Valley Health Center) Series 2006A 0.040000% 57586CVK8 Variable Rate Demand Note N First Tier Security N/A N/A 2014-10-07 2014-10-07 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 3310000.00 3310000.00 0.0077 N 3310000.00 3310000.00 Massachusetts Health & Educational Facilities Auth RB (Partners HealthCare) Series 2007C 5.000000% 57586CYP4 Other Municipal Debt N Unrated Security N/A N/A 2015-07-01 2015-07-01 N N Y Obligor Partners Healthcare System N/A N/A 750000.00 776665.83 0.0018 N 777112.50 777112.50 Massachusetts Health & Educational Facilities Auth RB (Harvard Univ) Series 2009A 5.000000% 57586ECP4 Other Municipal Debt N Unrated Security N/A N/A 2014-11-15 2014-11-15 N N Y Obligor Harvard Univ N/A N/A 1000000.00 1006018.04 0.0023 N 1006010.00 1006010.00 Massachusetts Health & Educational Facilities Auth RB (Partners HealthCare) Series P1 0.040000% 57586EHT1 Variable Rate Demand Note N First Tier Security N/A N/A 2014-10-07 2014-10-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor Partners Healthcare System N/A N/A 1500000.00 1500000.00 0.0035 N 1500000.00 1500000.00 Massachusetts Health & Educational Facilities Auth RB (Partners HealthCare) Series P2 0.040000% 57586EHU8 Variable Rate Demand Note N First Tier Security N/A N/A 2014-10-07 2014-10-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor Partners Healthcare System N/A N/A 13200000.00 13200000.00 0.0306 N 13200000.00 13200000.00 Massachusetts Health & Educational Facilities Auth RB (Baystate Medical Center) Series 2009K1 0.010000% 57586EJZ5 Variable Rate Demand Note N First Tier Security N/A N/A 2014-10-01 2014-10-01 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 3200000.00 3200000.00 0.0074 N 3200000.00 3200000.00 Massachusetts Health & Educational Facilities Auth RB (Baystate Medical Center) Series 2009J2 0.030000% 57586EKB6 Variable Rate Demand Note N First Tier Security N/A N/A 2014-10-01 2014-10-01 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 1800000.00 1800000.00 0.0042 N 1800000.00 1800000.00 Massachusetts Health & Educational Facilities Auth RB (Partners HealthCare) Series 2010J2 4.000000% 57586ENQ0 Other Municipal Debt N Unrated Security N/A N/A 2015-07-01 2015-07-01 N N Y Obligor Partners Healthcare System N/A N/A 270000.00 277456.20 0.0006 N 277751.70 277751.70 Massachusetts Health & Educational Facilities Auth RB (Partners HealthCare) Series 2010J 5.000000% 57586EPA3 Other Municipal Debt N Unrated Security N/A N/A 2015-07-01 2015-07-01 N N Y Obligor Partners Healthcare System N/A N/A 150000.00 155322.44 0.0004 N 155422.50 155422.50 Massachusetts Health & Educational Facilities Auth RB (MIT) Series 2008N 0.040000% 57586EQX2 Variable Rate Demand Note N First Tier Security N/A N/A 2014-10-07 2014-10-07 Y Citibank NA N/A N/A N Y Obligor Massachusetts Institute of Technology N/A N/A 2000000.00 2000000.00 0.0046 N 2000000.00 2000000.00 Massachusetts Health & Educational Facilities Auth Revenue Notes (Harvard Univ) Series EE 0.060000% 57586UDL6 Other Commercial Paper N First Tier Security N/A N/A 2014-10-09 2014-10-09 N N Y Obligor Harvard Univ N/A N/A 10500000.00 10500000.00 0.0244 N 10500000.00 10500000.00 Massachusetts HFA Housing Bonds Series 2014A 0.200000% 57587ACA4 Other Municipal Debt N Unrated Security N/A N/A 2014-12-01 2014-12-01 N N N 430000.00 429978.14 0.0010 N 429965.60 429965.60 Massachusetts School Building Auth Dedicated Sales Tax Bonds Series 2007A 0.060000% 46633VRV3 Variable Rate Demand Note N First Tier Security N/A N/A 2014-10-07 2014-10-07 Y JPMorgan Chase Bank NA N/A N/A N N 1315000.00 1315000.00 0.0031 N 1315000.00 1315000.00 Massachusetts School Building Auth Sr Dedicated Tax Refunding Bonds Series 2012B 0.050000% 46640KCJ1 Variable Rate Demand Note N First Tier Security N/A N/A 2014-10-07 2014-10-07 Y JPMorgan Chase Bank NA N/A N/A N N 3750000.00 3750000.00 0.0087 N 3750000.00 3750000.00 Massachusetts School Building Auth Dedicated Sales Tax Series 2005A 5.000000% 576000AV5 Other Municipal Debt N Unrated Security N/A N/A 2015-08-15 2015-08-15 N N N 100000.00 104118.25 0.0002 N 104154.00 104154.00 Massachusetts School Building Auth Sr Dedicated Sales Tax Bonds Series 2013A 0.050000% 576000PR8 Variable Rate Demand Note N First Tier Security N/A N/A 2014-10-07 2014-10-07 Y Citibank NA N/A N/A N N 4125000.00 4125000.00 0.0096 N 4125000.00 4125000.00 Massachusetts School Building Auth Dedicated Sales Tax Bonds Series 2007A 0.040000% 576000PT4 Variable Rate Demand Note N First Tier Security N/A N/A 2014-10-07 2014-10-07 Y Citibank NA N/A N/A N N 4670000.00 4670000.00 0.0108 N 4670000.00 4670000.00 Massachusetts School Building Auth Dedicated Sales Tax Bonds Series 2007A 0.040000% 576000PV9 Variable Rate Demand Note N First Tier Security N/A N/A 2014-10-07 2014-10-07 Y Citibank NA N/A N/A N N 4000000.00 4000000.00 0.0093 N 4000000.00 4000000.00 Massachusetts School Building Auth BAN Series 2014A 5.000000% 576000QA4 Other Municipal Debt N First Tier Security N/A N/A 2015-07-16 2015-07-16 N N N 3000000.00 3115582.30 0.0072 N 3116010.00 3116010.00 Massachusetts Water Pollution Abatement Trust Pool Program Refunding Bonds Series 2004A 5.250000% 57604PNV2 Other Municipal Debt N Unrated Security N/A N/A 2015-02-01 2015-02-01 N N N 200000.00 203373.61 0.0005 N 203374.00 203374.00 Massachusetts Water Pollution Abatement Trust Pool Program Refunding Bonds Series 2004A 5.250000% 57604PNW0 Other Municipal Debt N Unrated Security N/A N/A 2015-08-01 2015-08-01 N N N 550000.00 573167.62 0.0013 N 573287.00 573287.00 Massachusetts Water Pollution Abatement Trust Pool Program Refunding Bonds Series 2006 0.040000% 57604PT61 Variable Rate Demand Note N First Tier Security N/A N/A 2014-10-07 2014-10-07 Y Credit Suisse AG N/A N/A N N 8195000.00 8195000.00 0.0190 N 8195000.00 8195000.00 Massachusetts Water Pollution Abatement Trust State Revolving Fund Bonds Series 14 0.050000% 57604PZ72 Variable Rate Demand Note N First Tier Security N/A N/A 2014-10-07 2014-10-07 Y Morgan Stanley Bank NA N/A N/A N N 6665000.00 6665000.00 0.0155 N 6665000.00 6665000.00 Massachusetts Water Resources Auth General Refunding RB Series 2007B 0.050000% 07330CDM8 Variable Rate Demand Note N First Tier Security N/A N/A 2014-10-07 2014-10-07 Y Branch Banking & Trust Co N/A N/A N N 8895000.00 8895000.00 0.0207 N 8895000.00 8895000.00 Massachusetts Water Resources Auth CP Series 1999 0.100000% 57604RWH9 Other Commercial Paper N First Tier Security N/A N/A 2014-10-31 2014-10-31 N Y State Street Bank & Trust Company NA N/A N/A N 6000000.00 6000000.00 0.0139 N 6000180.00 6000180.00 Massachusetts Water Resources Auth Sub GO Refunding Bonds Series 2012F 0.040000% 74926YZA2 Variable Rate Demand Note N First Tier Security N/A N/A 2014-10-07 2014-10-07 Y Royal Bank of Canada N/A N/A Y Royal Bank of Canada N/A N/A N 28295000.00 28295000.00 0.0657 N 28295000.00 28295000.00 Melrose GO BAN 1.000000% 585565SC9 Other Municipal Debt N First Tier Security N/A N/A 2014-11-14 2014-11-14 N N N 3950000.00 3954093.04 0.0092 N 3954305.50 3954305.50 Mercer Island SD No. 400 ULT GO Refunding Bonds Series 2001 5.625000% 495026QJ8 Other Municipal Debt N Unrated Security N/A N/A 2014-12-01 2014-12-01 N Y Washington N/A N/A N 240000.00 242138.89 0.0006 N 242191.20 242191.20 Mesabi East ISD No. 2711 GO Series 2014B 1.000000% 051820EK0 Other Municipal Debt N Unrated Security N/A N/A 2015-08-21 2015-08-21 N N Y Obligor Minnesota N/A N/A 1100000.00 1106321.06 0.0026 N 1106138.00 1106138.00 Metropolitan Boston Transit Parking Corp Sr Lien Parking RB Series 2011 0.130000% 94985N2T7 Other Municipal Debt N First Tier Security N/A N/A 2015-07-09 2015-07-14 N Y Wells Fargo Bank NA N/A N/A Y Tender Option Wells Fargo Bank NA N/A N/A 2500000.00 2500000.00 0.0058 N 2500000.00 2500000.00 Minneapolis M/F Housing RB (Seven Corners Apts) Series 2012F 0.150000% 603767KS2 Variable Rate Demand Note N First Tier Security N/A N/A 2014-10-07 2014-10-07 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 1495000.00 1495000.00 0.0035 N 1495000.00 1495000.00 New Bedford GO BAN 1.000000% 642170ES9 Other Municipal Debt N First Tier Security N/A N/A 2015-02-06 2015-02-06 N N N 7000000.00 7017870.77 0.0163 N 7021140.00 7021140.00 Norfolk Cnty GO BAN 2014 0.500000% 655711HQ5 Other Municipal Debt N First Tier Security N/A N/A 2015-03-27 2015-03-27 N N N 4000000.00 4007177.88 0.0093 N 4007440.00 4007440.00 North East ISD ULT GO Bonds Series 2005 5.000000% 659154W38 Other Municipal Debt N Unrated Security N/A N/A 2015-02-01 2015-02-01 N Y TX PERMANENT SCHOOL FUND N/A N/A N 475000.00 482637.36 0.0011 N 482562.00 482562.00 North Kitsap SD No. 400 ULT GO Refunding Bonds Series 2005 5.000000% 498080LS7 Other Municipal Debt N Unrated Security N/A N/A 2014-12-01 2014-12-01 N Y Washington N/A N/A N 345000.00 347772.22 0.0008 N 347815.20 347815.20 Northside ISD ULT Refunding Bonds Series 2003B 3.000000% 6670277E0 Other Municipal Debt N Unrated Security N/A N/A 2015-08-01 2015-08-01 N Y TX PERMANENT SCHOOL FUND N/A N/A N 265000.00 271107.63 0.0006 N 271201.00 271201.00 Ohio Mental Health Capital Facilities Bonds Series II-2006A 4.125000% 677587BB2 Other Municipal Debt N Unrated Security N/A N/A 2015-06-01 2015-06-01 N N N 175000.00 179481.48 0.0004 N 179606.00 179606.00 Oregon State Facilities Auth RB (Providence Health & Services) Series 2013C 0.090000% 68608JRJ2 Other Municipal Debt N Unrated Security N/A N/A 2014-10-01 2014-10-01 N N Y Obligor Providence Health & Services System N/A N/A 2000000.00 2000000.00 0.0046 N 2000000.00 2000000.00 Pasadena ISD ULT Refunding Bonds Series 2008 5.000000% 7023334C6 Other Municipal Debt N Unrated Security N/A N/A 2015-02-15 2015-02-15 N Y TX PERMANENT SCHOOL FUND N/A N/A N 225000.00 229007.25 0.0005 N 229007.25 229007.25 Pasadena ISD ULT Refunding Bonds Series 2012D 4.000000% 7023336X8 Other Municipal Debt N Unrated Security N/A N/A 2015-02-15 2015-02-15 N Y TX PERMANENT SCHOOL FUND N/A N/A N 1000000.00 1014225.17 0.0024 N 1014140.00 1014140.00 Revere BAN 0.750000% 761440YR1 Other Municipal Debt N First Tier Security N/A N/A 2015-02-20 2015-02-20 N N N 4428608.00 4439330.54 0.0103 N 4439546.66 4439546.66 San Antonio Refunding Bonds Series 2012 4.000000% 796237XZ3 Other Municipal Debt N Unrated Security N/A N/A 2015-02-01 2015-02-01 N N N 150000.00 151858.82 0.0004 N 151917.00 151917.00 San Antonio Electric & Gas Systems RB New Series 2006A 5.000000% 796253ZM7 Other Municipal Debt N Unrated Security N/A N/A 2015-02-01 2015-02-01 N N N 725000.00 736510.36 0.0017 N 736563.75 736563.75 Shrewsbury GO BAN 1.000000% 825502ZB6 Other Municipal Debt N First Tier Security N/A N/A 2015-07-30 2015-07-30 N N N 3000000.00 3021297.21 0.0070 N 3020910.00 3020910.00 Snoqualmie Valley SD No. 410 ULT GO Refunding Bonds Series 2010 3.000000% 495206MP6 Other Municipal Debt N Unrated Security N/A N/A 2014-12-01 2014-12-01 N Y Washington N/A N/A N 150000.00 150684.83 0.0003 N 150714.00 150714.00 Socorro ISD ULT GO Bonds Series 2006A 5.000000% 833714U71 Other Municipal Debt N Unrated Security N/A N/A 2015-08-15 2015-08-15 N Y TX PERMANENT SCHOOL FUND N/A N/A N 460000.00 479106.98 0.0011 N 478860.00 478860.00 South Carolina Public Service Auth Refunding Revenue Obligations Series 2005A 5.500000% 837147D95 Other Municipal Debt N Unrated Security N/A N/A 2015-01-01 2015-01-01 N N N 675000.00 683996.79 0.0016 N 683835.75 683835.75 South Hadley GO BAN 1.000000% 838124PW9 Other Municipal Debt N First Tier Security N/A N/A 2014-12-22 2014-12-22 N N N 2000000.00 2003799.33 0.0047 N 2003860.00 2003860.00 Tampa Health System RB (BayCare Health) Series 1998A1 5.500000% 875231DY5 Other Municipal Debt N Unrated Security N/A N/A 2014-11-15 2014-11-15 N N Y Obligor BayCare Health System N/A N/A 1290000.00 1298338.60 0.0030 N 1298462.40 1298462.40 Tyngsborough GO BAN 0.500000% 902392HP7 Other Municipal Debt N First Tier Security N/A N/A 2015-03-25 2015-03-25 N N N 2500000.00 2503842.91 0.0058 N 2503975.00 2503975.00 Univ of Massachusetts Building Auth Refunding RB Sr Series 2013-3 0.050000% 46640KFC3 Variable Rate Demand Note N First Tier Security N/A N/A 2014-10-07 2014-10-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor Univ of Massachusetts N/A N/A 1500000.00 1500000.00 0.0035 N 1500000.00 1500000.00 Univ of Massachusetts Building Auth Refunding RB Sr Series 2011-2 0.130000% 914437QC5 Variable Rate Demand Note N First Tier Security N/A N/A 2015-04-28 2015-04-28 Y Massachusetts N/A N/A N Y Obligor Massachusetts N/A N/A 11790000.00 11790000.00 0.0274 Y 11790000.00 11790000.00 Univ of Massachusetts Building Auth Refunding RB Sr Series 2004-1 5.250000% 914440FZ0 Other Municipal Debt N Unrated Security N/A N/A 2014-11-01 2014-11-01 N N Y Obligor Univ of Massachusetts N/A N/A 550000.00 552336.69 0.0013 N 552321.00 552321.00 Univ of Massachusetts Building Auth RB Sr Series 2013-1 2.000000% 914440LY6 Other Municipal Debt N Unrated Security N/A N/A 2014-11-01 2014-11-01 N N Y Obligor Univ of Massachusetts N/A N/A 100000.00 100138.81 0.0002 N 100157.00 100157.00 Univ of Massachusetts Building Auth RB Sr Series 2013-1 0.050000% 914440MZ2 Variable Rate Demand Note N First Tier Security N/A N/A 2014-10-07 2014-10-07 Y Citibank NA N/A N/A N Y Obligor Univ of Massachusetts N/A N/A 5500000.00 5500000.00 0.0128 N 5500000.00 5500000.00 Univ of Massachusetts Building Auth RB Sr Series 2009-1 5.000000% 914440NZ1 Other Municipal Debt N Unrated Security N/A N/A 2015-05-01 2015-05-01 N N Y Obligor Univ of Massachusetts N/A N/A 700000.00 719404.22 0.0017 N 719684.00 719684.00 Univ of Massachusetts Building Auth CP Series 2013B1 0.110000% 91444CAE6 Other Commercial Paper N First Tier Security N/A N/A 2015-01-08 2015-01-08 N N Y Obligor Univ of Massachusetts N/A N/A Standby Purchase Agreement US Bank NA N/A N/A 3500000.00 3500000.00 0.0081 N 3500105.00 3500105.00 Upper St. Clair Township GO Bonds Series 2008 0.050000% 916456HJ8 Variable Rate Demand Note N First Tier Security N/A N/A 2014-10-07 2014-10-07 Y Bank of New York Mellon N/A N/A N N 6855000.00 6855000.00 0.0159 N 6855000.00 6855000.00 Uxbridge GO BAN Series B 1.000000% 918186LM7 Other Municipal Debt N Unrated Security N/A N/A 2014-10-17 2014-10-17 N N N 2317000.00 2317890.69 0.0054 N 2317926.80 2317926.80 Uxbridge GO BAN Series A 1.000000% 918186LN5 Other Municipal Debt N Unrated Security N/A N/A 2015-03-27 2015-03-27 N N N 3000000.00 3012114.83 0.0070 N 3012300.00 3012300.00 Washington GO Refunding Bonds Series R2006A 5.000000% 93974BFD9 Other Municipal Debt N Unrated Security N/A N/A 2015-07-01 2015-07-01 N N N 135000.00 139767.69 0.0003 N 139889.70 139889.70 Washington GO Bonds Series 2008A 5.000000% 93974BN24 Other Municipal Debt N Unrated Security N/A N/A 2015-07-01 2015-07-01 N N N 825000.00 854582.32 0.0020 N 854881.50 854881.50 Washington Convention Center Auth Sr Lien Dedicated Tax Refunding RB Series 2007A 0.040000% 27884FRS1 Variable Rate Demand Note N First Tier Security N/A N/A 2014-10-07 2014-10-07 Y US Bank NA N/A N/A Y US Bank NA N/A N/A N 1515000.00 1515000.00 0.0035 N 1515000.00 1515000.00 Willis ISD ULT Refunding Bonds Series 2005 5.000000% 970667QR5 Other Municipal Debt N Unrated Security N/A N/A 2015-02-15 2015-02-15 N Y TX PERMANENT SCHOOL FUND N/A N/A N 775000.00 788921.23 0.0018 N 788802.75 788802.75 Worcester GO Refunding Bonds Series 2005A 5.000000% 9813053R4 Other Municipal Debt N First Tier Security N/A N/A 2015-07-01 2015-07-01 N N N 540000.00 559344.93 0.0013 N 559396.80 559396.80 Worcester GO BAN Series A 2.000000% 981306FR9 Other Municipal Debt N First Tier Security N/A N/A 2014-12-17 2014-12-17 N N N 5000000.00 5018741.88 0.0117 N 5020500.00 5020500.00