0001145549-14-007884.txt : 20141030
0001145549-14-007884.hdr.sgml : 20141030
20140908151831
ACCESSION NUMBER: 0001145549-14-007884
CONFORMED SUBMISSION TYPE: N-MFP
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140831
FILED AS OF DATE: 20140908
DATE AS OF CHANGE: 20140908
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS
CENTRAL INDEX KEY: 0000857156
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: N-MFP
SEC ACT: 1933 Act
SEC FILE NUMBER: 811-05954
FILM NUMBER: 141090778
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 1-800-648-5300
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS
DATE OF NAME CHANGE: 19920703
0000857156
S000004513
Schwab New York AMT Tax-Free Money Fund
C000012394
Sweep Shares
SWNXX
C000012395
Value Advantage Shares
SWYXX
N-MFP
1
primary_doc.xml
N-MFP
N-MFP
LIVE
N
2014-08-31
0000857156
S000004513
2
N
N
N
N
033-31894
Charles Schwab Investment Management, Inc.
801-35905
PricewaterhouseCoopers LLP
San Francisco
CA
Charles Schwab Investment Management, Inc.
Boston Financial Data Services, Inc.
0000275143
84-00896
N
N
N
Single State Fund
54
58
1912929672.18
2074752.76
10169636.04
1904834788.90
0.0009
1.0012
2014-08-31
1.0012
2014-08-31
C000012394
1.00
1654536237.68
1.00
21806076.39
309692841.03
287886764.64
0.0001
1.0012
2014-08-31
1.0012
2014-08-31
C000012395
25000.00
250298551.22
1.00
-2931844.84
6697253.38
9629098.22
0.0001
1.0012
2014-08-31
1.0012
2014-08-31
Albany Cnty
BAN Series 2014A 0.750000%
0121227X9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-05-29
2015-05-29
N
N
N
19381024.00
19461726.06
0.0102
N
19472502.43
19472502.43
Albany IDA
Civic Facility RB (Albany College of Pharmacy) Series 2008A 0.050000%
012440LG6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
TD Bank NA
N/A
N/A
Y
TD Bank NA
N/A
N/A
N
5965000.00
5965000.00
0.0031
N
5965000.00
5965000.00
Amherst
BAN 2013B 1.000000%
031303T91
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-11-13
2014-11-13
N
N
N
5000000.00
5007071.78
0.0026
N
5008250.00
5008250.00
Amherst
Refunding Bonds Series 2014 3.000000%
031303U24
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-09-15
2014-09-15
N
N
N
895000.00
895892.72
0.0005
N
895930.80
895930.80
Amherst Development Corp
Student Housing Facility Refunding RB Series 2010B 0.100000%
031358AX2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
HSBC BANK USA
N/A
N/A
Y
HSBC Bank USA
N/A
N/A
N
5655000.00
5655000.00
0.0030
N
5655000.00
5655000.00
Amherst IDA
Civic Facility RB (Daemen College) Series 2006B 0.100000%
031362EJ1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
3470000.00
3470000.00
0.0018
N
3470000.00
3470000.00
Babylon
BAN 2014 1.500000%
05620PFS7
Other Municipal Debt
N
First Tier Security
N/A
N/A
2015-08-01
2015-08-01
N
N
N
4190000.00
4241120.49
0.0022
N
4241243.70
4241243.70
Buffalo
GO Bonds 2014 4.000000%
119677LK6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-04-01
2015-04-01
N
N
N
1734769.00
1771741.92
0.0009
N
1772222.66
1772222.66
Buffalo
BAN 2014 2.000000%
119677LU4
Other Municipal Debt
N
First Tier Security
N/A
N/A
2015-04-29
2015-04-29
N
N
N
7367399.00
7451097.70
0.0039
N
7457944.33
7457944.33
Clinton Cnty
BAN Series 2014A 1.000000%
187468JA2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-06-12
2015-06-12
N
N
N
1640008.00
1647853.57
0.0009
N
1648519.64
1648519.64
Colonie Local Development Corp
RB (Shaker Pointe at Carondelet) Series 2011 0.050000%
196220AA5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
10000000.00
10000000.00
0.0052
N
10000000.00
10000000.00
Colonie Local Development Corp
RB (Shaker Pointe at Carondelet) Series 2013 0.050000%
196220AB3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
12000000.00
12000000.00
0.0063
N
12000000.00
12000000.00
East Islip UFSD
GO TAN 2014 0.750000%
273173KF0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-06-27
2015-06-27
N
N
N
4000000.00
4018602.42
0.0021
N
4019000.00
4019000.00
East Rochester Housing Auth
Housing RB (Park Ridge Nursing Home) Series 2008 0.090000%
274722DX2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
13450000.00
13450000.00
0.0071
N
13450000.00
13450000.00
Franklin Cnty Civic Development Corp
RB (Alice Hyde Medical Center) Series 2013A 0.050000%
35313PAA0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
HSBC BANK USA
N/A
N/A
Y
HSBC Bank USA
N/A
N/A
N
4400000.00
4400000.00
0.0023
N
4400000.00
4400000.00
Grand Island
BAN 2013 0.750000%
385712QZ0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-10-15
2014-10-15
N
N
N
6653000.00
6656589.71
0.0035
N
6657923.22
6657923.22
Hampton Bays UFSD
BAN 2014 0.500000%
409095EF9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-06-26
2015-06-26
N
N
N
11000000.00
11030790.36
0.0058
N
11033660.00
11033660.00
Ithaca
GO BAN Series 2014B 1.000000%
465650UP2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-07-31
2015-07-31
N
N
N
1500000.00
1511328.13
0.0008
N
1510230.00
1510230.00
Kenmore-Tonawanda UFSD
BAN 0.500000%
489152JS8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-06-17
2015-06-17
N
N
N
7956442.00
7973329.71
0.0042
N
7976571.80
7976571.80
Kingston SD
BAN Series 2014A 0.450000%
496602MZ3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-06-17
2015-06-17
N
N
N
16000000.00
16035854.03
0.0084
N
16042400.00
16042400.00
Lancaster IDA
Civic Facility RB (2000 GreenField Manor) 0.100000%
514502AA1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
9235000.00
9235000.00
0.0048
N
9235000.00
9235000.00
Mamaroneck Village
BAN Series 2014B 1.000000%
561501MV6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-09-03
2015-09-03
N
N
N
4901875.00
4934080.32
0.0026
N
4934227.38
4934227.38
Metropolitan Transportation Auth
Dedicated Tax Fund Bonds Series 2004B2 0.060000%
46636YNQ9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
8055000.00
8055000.00
0.0042
N
8055000.00
8055000.00
Metropolitan Transportation Auth
State Service Contract Refunding Bonds Series 2002A 5.500000%
592597T65
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-01-01
2015-01-01
N
N
Y
Obligor
New York State
N/A
N/A
1210000.00
1231003.02
0.0006
N
1231223.40
1231223.40
Metropolitan Transportation Auth
Dedicated Tax Fund Bonds Series 2010A1 5.000000%
59259NB44
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-11-15
2014-11-15
N
N
N
1125000.00
1135890.04
0.0006
N
1136103.75
1136103.75
Metropolitan Transportation Auth
Dedicated Tax Fund Bonds Series 2002B2 3.000000%
59259NN41
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-11-01
2014-11-01
N
N
N
1700000.00
1707995.64
0.0009
N
1708177.00
1708177.00
Metropolitan Transportation Auth
Dedicated Tax Fund Bonds Series 2004A 5.250000%
59259NNQ2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-11-15
2014-11-15
N
N
N
230000.00
232332.25
0.0001
N
232405.80
232405.80
Metropolitan Transportation Auth
Dedicated Tax Fund Bonds Series 2006A 4.000000%
59259NSD6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-11-15
2014-11-15
N
N
N
100000.00
100755.53
0.0001
N
100789.00
100789.00
Metropolitan Transportation Auth
Dedicated Tax Fund Refunding Bonds Series 2012A 0.060000%
59259NT37
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Citibank NA
N/A
N/A
N
N
8000000.00
8000000.00
0.0042
N
8000000.00
8000000.00
Metropolitan Transportation Auth
Dedicated Tax Fund Refunding Bonds Series 2012A 0.050000%
59259NT78
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Credit Suisse AG
N/A
N/A
N
N
6665000.00
6665000.00
0.0035
N
6665000.00
6665000.00
Metropolitan Transportation Auth
Dedicated Tax Fund Bonds Series 2006B 5.000000%
59259NTQ6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-11-15
2014-11-15
N
N
N
1500000.00
1514740.97
0.0008
N
1514805.00
1514805.00
Metropolitan Transportation Auth
Dedicated Tax Fund Bonds Series 2006B 0.060000%
59259NUJ0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Citibank NA
N/A
N/A
N
N
5000000.00
5000000.00
0.0026
N
5000000.00
5000000.00
Metropolitan Transportation Auth
Dedicated Tax Fund Bonds Series 2006B 0.070000%
59259NY23
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Citibank NA
N/A
N/A
N
N
8000000.00
8000000.00
0.0042
N
8000000.00
8000000.00
Metropolitan Transportation Auth
Dedicated Tax Fund Bonds Series 2009B 5.000000%
59259NZA4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-11-15
2014-11-15
N
N
N
100000.00
100948.55
0.0001
N
100987.00
100987.00
Metropolitan Transportation Auth
Transportation RB Series 2005B 0.070000%
59259R6Y5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
Berkshire Hathaway Assurance Corp
N/A
N/A
N
4995000.00
4995000.00
0.0026
N
4995000.00
4995000.00
Metropolitan Transportation Auth
Transportation RB Series 2005A 0.060000%
59259Y2H1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Citibank NA
N/A
N/A
Y
Berkshire Hathaway Assurance Corp
N/A
N/A
N
12545000.00
12545000.00
0.0066
N
12545000.00
12545000.00
Metropolitan Transportation Auth
Transportation RB Series 2007A 0.060000%
59259YX87
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Citibank NA
N/A
N/A
Y
Berkshire Hathaway Assurance Corp
N/A
N/A
N
29500000.00
29500000.00
0.0155
N
29500000.00
29500000.00
Metropolitan Transportation Auth
Revenue BAN Series CP2B 0.080000%
59260MNE8
Other Commercial Paper
N
First Tier Security
N/A
N/A
2014-11-06
2014-11-06
N
Y
Barclays Bank Plc
N/A
N/A
N
28190000.00
28190000.00
0.0148
N
28190000.00
28190000.00
Monroe Cnty IDA
Civic Facility RB Series 2004 0.150000%
610752CU9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
1465000.00
1465000.00
0.0008
N
1465000.00
1465000.00
Monroe Cnty IDA
Civic Facility RB (Cherry Ridge Apts) Series 2005 0.070000%
610752CZ8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
HSBC BANK USA
N/A
N/A
Y
HSBC Bank USA
N/A
N/A
N
2675000.00
2675000.00
0.0014
N
2675000.00
2675000.00
Nassau Cnty Interim Finance Auth
Sales Tax Secured Bonds Series 2004H 5.000000%
631663HA2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-11-15
2014-11-15
N
N
N
440000.00
444218.37
0.0002
N
444285.60
444285.60
Nassau Cnty Interim Finance Auth
Sales Tax Secured Bonds Series 2008A 0.050000%
631663KF7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
TD Bank NA
N/A
N/A
N
N
21915000.00
21915000.00
0.0115
N
21915000.00
21915000.00
Nassau Cnty Interim Finance Auth
Sales Tax Secured Bonds Series 2008D1 0.050000%
631663MM0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Bank of New York Mellon
N/A
N/A
N
N
20000000.00
20000000.00
0.0105
N
20000000.00
20000000.00
Nassau Cnty Local Economic Assistance Corp
RB Series 2011A 0.050000%
63166LAA9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
TD Bank NA
N/A
N/A
Y
TD Bank NA
N/A
N/A
N
5000000.00
5000000.00
0.0026
N
5000000.00
5000000.00
Nassau Health Care Corp
Bonds Series 2009C2 0.090000%
63167NAW6
Other Municipal Debt
N
First Tier Security
N/A
N/A
2014-10-07
2014-10-07
N
Y
Wells Fargo Bank NA
N/A
N/A
N
11100000.00
11100000.00
0.0058
N
11100000.00
11100000.00
New York City
GO Bonds Fiscal 2008 Series E 0.050000%
18886PM51
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
State Street Bank & Trust Company NA
N/A
N/A
N
N
18695000.00
18695000.00
0.0098
N
18695000.00
18695000.00
New York City
GO Bonds Fiscal 2014 Series I1 0.190000%
25155WLM9
Other Municipal Debt
N
First Tier Security
N/A
N/A
2014-11-20
2014-11-20
N
N
Y
Tender Option
Deutsche Bank AG
N/A
N/A
19000000.00
19000000.00
0.0100
N
19000000.00
19000000.00
New York City
GO Bonds Fiscal 2005 Series J 0.060000%
46632PJP9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Escrow
Escrow
N/A
N/A
2610000.00
2610000.00
0.0014
N
2610000.00
2610000.00
New York City
GO Bonds Fiscal 2005 Series G 0.110000%
46632PMQ3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
3990000.00
3990000.00
0.0021
N
3990000.00
3990000.00
New York City
GO Bonds Fiscal 2013 Series A1 0.060000%
46640KAC8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
3750000.00
3750000.00
0.0020
N
3750000.00
3750000.00
New York City
GO Bonds Fiscal 2010 Series E 0.060000%
46640KKW3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
3445000.00
3445000.00
0.0018
N
3445000.00
3445000.00
New York City
GO Bonds Fiscal 2014 Series I1 0.060000%
46640KLW2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
2635000.00
2635000.00
0.0014
N
2635000.00
2635000.00
New York City
GO Bonds Fiscal 1994 Series A6 0.050000%
649660NX1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Landesbank Hessen-Thuringen Girozentrale
N/A
N/A
Y
Landesbank Hessen-Thuringen Girozentrale
N/A
N/A
N
3300000.00
3300000.00
0.0017
N
3300000.00
3300000.00
New York City
GO Bonds Fiscal 1994 Series A7 0.040000%
649660NZ6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-02
2014-09-02
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
1650000.00
1650000.00
0.0009
N
1650000.00
1650000.00
New York City
GO Bonds Fiscal 1993 Series E2 0.040000%
649660PX9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-02
2014-09-02
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
1100000.00
1100000.00
0.0006
N
1100000.00
1100000.00
New York City
GO Bonds Fiscal 2006 Series D 5.000000%
64966E7C5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-08-01
2015-08-01
N
N
N
400000.00
417365.33
0.0002
N
417752.00
417752.00
New York City
GO Bonds Fiscal 2005 Series J 5.000000%
64966EBX4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-03-01
2015-03-01
N
N
N
455000.00
465759.77
0.0002
N
466001.90
466001.90
New York City
GO Bonds Fiscal 2007 Series C1 5.000000%
64966F7P3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-01-01
2015-01-01
N
N
N
205000.00
208193.48
0.0001
N
208284.10
208284.10
New York City
GO Bonds Fiscal 2006 Series I8 0.050000%
64966FB45
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-02
2014-09-02
Y
State Street Bank & Trust Company NA
N/A
N/A
N
N
15300000.00
15300000.00
0.0080
N
15300000.00
15300000.00
New York City
GO Bonds Fiscal 2006 Series G 5.000000%
64966FSL9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-08-01
2015-08-01
N
N
N
300000.00
312997.53
0.0002
N
313314.00
313314.00
New York City
GO Bonds Fiscal 2007 Series A 4.500000%
64966FU69
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-08-01
2015-08-01
N
N
N
150000.00
155832.87
0.0001
N
155976.00
155976.00
New York City
GO Bonds Fiscal 2008 Series J10 0.050000%
64966G2L5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Bank of Tokyo Mitsubishi UFJ Ltd
N/A
N/A
Y
Bank of Tokyo Mitsubishi UFJ Ltd
N/A
N/A
N
10100000.00
10100000.00
0.0053
N
10100000.00
10100000.00
New York City
GO Bonds Fiscal 2008 Series L1 0.060000%
64966G6D9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
6660000.00
6660000.00
0.0035
N
6660000.00
6660000.00
New York City
GO Bonds Fiscal 2008 Series G 5.000000%
64966GD33
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-08-01
2015-08-01
N
N
N
350000.00
365172.61
0.0002
N
365533.00
365533.00
New York City
GO Bonds Fiscal 2008 Series A1 5.000000%
64966GLM2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-08-01
2015-08-01
N
N
N
190000.00
198233.60
0.0001
N
198432.20
198432.20
New York City
GO Bonds Fiscal 2008 Series I1 3.500000%
64966GR20
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-02-01
2015-02-01
N
N
N
250000.00
253311.77
0.0001
N
253490.00
253490.00
New York City
GO Bonds Fiscal 2008 Series D4 0.070000%
64966GZR6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Credit Agricole Corporate and Investment Bank
N/A
N/A
N
N
5450000.00
5450000.00
0.0029
N
5450000.00
5450000.00
New York City
GO Bonds Fiscal 2009 Series B1 4.000000%
64966HAM2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-09-01
2014-09-01
N
N
N
100000.00
100000.00
0.0001
N
100000.00
100000.00
New York City
GO Bonds Fiscal 2009 Series B1 5.000000%
64966HAN0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-09-01
2014-09-01
N
N
N
1630000.00
1630000.00
0.0009
N
1630000.00
1630000.00
New York City
GO Bonds Fiscal 2011 Series B 4.000000%
64966HC57
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-08-01
2015-08-01
N
N
N
250000.00
258501.87
0.0001
N
258827.50
258827.50
New York City
GO Bonds Fiscal 2009 Series E1 4.500000%
64966HCV0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-10-15
2014-10-15
N
N
N
200000.00
200999.89
0.0001
N
201056.00
201056.00
New York City
GO Bonds Fiscal 2009 Series J1 0.050000%
64966HMA5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Citibank NA
N/A
N/A
N
N
23225000.00
23225000.00
0.0122
N
23225000.00
23225000.00
New York City
GO Bonds Fiscal 2005 Series C3 0.050000%
64966HMG2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Credit Suisse AG
N/A
N/A
N
N
8700000.00
8700000.00
0.0046
N
8700000.00
8700000.00
New York City
GO Bonds Fiscal 2010 Series E 3.000000%
64966HRY8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-08-01
2015-08-01
N
N
N
175000.00
179419.19
0.0001
N
179590.25
179590.25
New York City
GO Bonds Fiscal 2010 Series E 5.000000%
64966HRZ5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-08-01
2015-08-01
N
N
N
290000.00
302549.46
0.0002
N
302870.20
302870.20
New York City
GO Bonds Fiscal 2006 Series F4A 0.040000%
64966HW30
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Sumitomo Mitsui Banking Corp
N/A
N/A
Y
Sumitomo Mitsui Banking Corp
N/A
N/A
N
2500000.00
2500000.00
0.0013
N
2500000.00
2500000.00
New York City
GO Bonds Fiscal 2013 Series B 3.000000%
64966J2P0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-08-01
2015-08-01
N
N
N
200000.00
205004.57
0.0001
N
205246.00
205246.00
New York City
GO Bonds Fiscal 2013 Series A5 0.050000%
64966J5W2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Sumitomo Mitsui Banking Corp
N/A
N/A
Y
Sumitomo Mitsui Banking Corp
N/A
N/A
N
6245000.00
6245000.00
0.0033
N
6245000.00
6245000.00
New York City
GO Bonds Fiscal 2011 Series I1 4.000000%
64966JEH5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-08-01
2015-08-01
N
N
N
325000.00
336120.73
0.0002
N
336475.75
336475.75
New York City
GO Bonds Fiscal 2012 Series I 5.000000%
64966JM52
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-08-01
2015-08-01
N
N
N
1285000.00
1341682.00
0.0007
N
1342028.30
1342028.30
New York City
GO Bonds Fiscal 2012 Series D3 0.040000%
64966JQR0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-02
2014-09-02
Y
Bank of New York Mellon
N/A
N/A
Y
Bank of New York Mellon
N/A
N/A
N
20165000.00
20165000.00
0.0106
N
20165000.00
20165000.00
New York City
GO Bonds Fiscal 2012 Series F 5.000000%
64966JVM5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-08-01
2015-08-01
N
N
N
175000.00
182596.08
0.0001
N
182766.50
182766.50
New York City
GO Bonds Fiscal 2012 Series D1 0.060000%
64966K6J7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
2500000.00
2500000.00
0.0013
N
2500000.00
2500000.00
New York City
GO Bonds Fiscal 2013 Series D 4.000000%
64966KDN0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-08-01
2015-08-01
N
N
N
300000.00
310320.13
0.0002
N
310593.00
310593.00
New York City
GO Bonds Fiscal 2007 Series D 5.000000%
64966KJ20
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-02-01
2015-02-01
N
N
N
180000.00
183515.26
0.0001
N
183614.40
183614.40
New York City
GO Bonds Fiscal 2013 Series D&E 0.050000%
64966KNG4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Citibank NA
N/A
N/A
N
N
13500000.00
13500000.00
0.0071
N
13500000.00
13500000.00
New York City
GO Bonds Fiscal 2013 Series G 2.000000%
64966KRB1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-08-01
2015-08-01
N
N
N
125000.00
127002.02
0.0001
N
127143.75
127143.75
New York City
GO Bonds Fiscal 2014 Series A1 0.050000%
64966KT60
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Citibank NA
N/A
N/A
N
N
8000000.00
8000000.00
0.0042
N
8000000.00
8000000.00
New York City
GO Bonds Fiscal 2013 Series F1 0.050000%
64966KWR0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Credit Suisse AG
N/A
N/A
N
N
7300000.00
7300000.00
0.0038
N
7300000.00
7300000.00
New York City
GO Bonds Fiscal 2005 Series E 5.000000%
64966KZP1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-11-01
2014-11-01
N
N
N
385000.00
388006.64
0.0002
N
388072.30
388072.30
New York City Housing Development Corp
M/F Housing RB Series 2009C1 0.060000%
46632P8M8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
8000000.00
8000000.00
0.0042
N
8000000.00
8000000.00
New York City Housing Development Corp
M/F Mortgage RB (Sons of Italy Apts) Series 2008A 0.050000%
64966TBX1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Mizuho Bank Ltd
N/A
N/A
Y
Mizuho Bank Ltd
N/A
N/A
N
6070000.00
6070000.00
0.0032
N
6070000.00
6070000.00
New York City Housing Development Corp
M/F Rental Housing RB (Royal Charter-East) Series 2005A 0.040000%
64970HDM3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Fannie Mae
N/A
N/A
Y
Fannie Mae
N/A
N/A
N
5000000.00
5000000.00
0.0026
N
5000000.00
5000000.00
New York City Housing Development Corp
M/F Rental Housing RB (1133 Manhattan Ave) Series 2012A 0.050000%
64970HDW1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Freddie Mac
N/A
N/A
Y
Freddie Mac
N/A
N/A
N
12670000.00
12670000.00
0.0067
N
12670000.00
12670000.00
New York City Housing Development Corp
M/F Housing RB Series 2013E2 0.050000%
64972B3A1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
32670000.00
32670000.00
0.0172
N
32670000.00
32670000.00
New York City Housing Development Corp
M/F Housing RB Series 2013E3 0.050000%
64972B3B9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Wells Fargo Bank NA
N/A
N/A
N
N
10000000.00
10000000.00
0.0052
N
10000000.00
10000000.00
New York City Housing Development Corp
M/F Housing RB Series 2012D2A 0.900000%
64972BUU7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-11-01
2014-11-01
N
N
N
2325000.00
2326889.40
0.0012
N
2327162.25
2327162.25
New York City Housing Development Corp
M/F Housing RB Series 2013A1 0.350000%
64972BZ65
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-11-01
2014-11-01
N
N
N
2000000.00
2000195.35
0.0011
N
2000520.00
2000520.00
New York City IDA
Civic Facility RB (Covenant of the Sacred Heart School) Series 2002 0.050000%
649438HZ4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Federal Home Loan Bank
N/A
N/A
Y
Federal Home Loan Bank
N/A
N/A
N
14515000.00
14515000.00
0.0076
N
14515000.00
14515000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2008 Series A 0.050000%
07330CKG3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Branch Banking & Trust Co
N/A
N/A
N
N
15390000.00
15390000.00
0.0081
N
15390000.00
15390000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2011 Series EE 0.060000%
25155D4P3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Deutsche Bank AG
N/A
N/A
N
N
16940000.00
16940000.00
0.0089
N
16940000.00
16940000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2006 Series A 0.050000%
27884FEJ5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
US Bank NA
N/A
N/A
N
N
9865000.00
9865000.00
0.0052
N
9865000.00
9865000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2009 Series GG2 0.060000%
46632P5H2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
7295000.00
7295000.00
0.0038
N
7295000.00
7295000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2005 Series D 0.060000%
46632PNF6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
2905000.00
2905000.00
0.0015
N
2905000.00
2905000.00
New York City Municipal Water Finance Auth
Water & Sewer System Second General Resolution RB Fiscal 2012 Series FF 0.060000%
46640KMS0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
8225000.00
8225000.00
0.0043
N
8225000.00
8225000.00
New York City Municipal Water Finance Auth
Extendible CP Series 7 0.080000%
64971VQB1
Other Commercial Paper
N
First Tier Security
N/A
N/A
2014-09-24
2015-05-11
N
N
N
7000000.00
7000000.00
0.0037
N
7000000.00
7000000.00
New York City Municipal Water Finance Auth
Extendible CP Series 8 0.100000%
64972AGX9
Other Commercial Paper
N
First Tier Security
N/A
N/A
2014-11-06
2015-05-11
N
N
N
15000000.00
15000000.00
0.0079
N
15000000.00
15000000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2011 Series HH 0.080000%
64972F6D3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Deutsche Bank AG
N/A
N/A
N
N
14700000.00
14700000.00
0.0077
N
14700000.00
14700000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2007 Series CC1 0.040000%
64972FHH2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-02
2014-09-02
Y
Bank of Nova Scotia
N/A
N/A
N
N
3000000.00
3000000.00
0.0016
N
3000000.00
3000000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2007 Series CC2 0.040000%
64972FHJ8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-02
2014-09-02
Y
Bank of Nova Scotia
N/A
N/A
N
N
3080000.00
3080000.00
0.0016
N
3080000.00
3080000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2009 Series DD 0.070000%
64972FYV2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Citibank NA
N/A
N/A
N
N
8125000.00
8125000.00
0.0043
N
8125000.00
8125000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2013 Series AA2 0.050000%
64972GAS3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Bank of Tokyo Mitsubishi UFJ Ltd
N/A
N/A
N
N
12265000.00
12265000.00
0.0064
N
12265000.00
12265000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2006 Series AA1B 0.030000%
64972GAW4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-02
2014-09-02
Y
California State Teachers Retirement System
N/A
N/A
N
N
3070000.00
3070000.00
0.0016
N
3070000.00
3070000.00
New York City Municipal Water Finance Auth
Water & Sewer System Second General Resolution RB Fiscal 2011 Series EE 0.060000%
64972GCZ5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
6175000.00
6175000.00
0.0032
N
6175000.00
6175000.00
New York City Municipal Water Finance Auth
Water & Sewer System Fiscal 2015 Series BB1 0.050000%
64972GEK6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-02
2014-09-02
Y
Bank of America NA
N/A
N/A
N
N
10000000.00
10000000.00
0.0052
N
10000000.00
10000000.00
New York City Municipal Water Finance Auth
Water & Sewer System Fiscal 2015 Series BB2 0.040000%
64972GEL4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-02
2014-09-02
Y
Mizuho Bank Ltd
N/A
N/A
N
N
10000000.00
10000000.00
0.0052
N
10000000.00
10000000.00
New York City Municipal Water Finance Auth
Water & Sewer System Fiscal 2015 Series BB3 0.040000%
64972GEM2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Sumitomo Mitsui Banking Corp
N/A
N/A
N
N
5000000.00
5000000.00
0.0026
N
5000000.00
5000000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2007 Series A 0.050000%
74703YTU4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Bank of America NA
N/A
N/A
N
N
11500000.00
11500000.00
0.0060
N
11500000.00
11500000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2012 Series BB 0.050000%
74926YVE8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Royal Bank of Canada
N/A
N/A
N
N
10515000.00
10515000.00
0.0055
N
10515000.00
10515000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2013 Series CC 0.060000%
76252PBK4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Barclays Bank Plc
N/A
N/A
N
N
7330000.00
7330000.00
0.0038
N
7330000.00
7330000.00
New York City Municipal Water Finance Auth
Water & Sewer System Second General Resolution RB Fiscal 2012 Series BB 0.060000%
76252PCN7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Barclays Bank Plc
N/A
N/A
N
N
2000000.00
2000000.00
0.0010
N
2000000.00
2000000.00
New York City Municipal Water Finance Auth
Water & Sewer System Second General Resolution RB Fiscal 2014 Series DD 0.060000%
76252PEB1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Barclays Bank Plc
N/A
N/A
N
N
2000000.00
2000000.00
0.0010
N
2000000.00
2000000.00
New York City Transitional Finance Auth
Building Aid RB Fiscal 2009 Series S3 0.070000%
25155DLU3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Deutsche Bank AG
N/A
N/A
N
Y
Obligor
New York State
N/A
N/A
18055000.00
18055000.00
0.0095
N
18055000.00
18055000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2012 Series F1 0.050000%
27884FK33
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
US Bank NA
N/A
N/A
N
N
20105000.00
20105000.00
0.0106
N
20105000.00
20105000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2007 Series B 0.060000%
46632PSE4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
3495000.00
3495000.00
0.0018
N
3495000.00
3495000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2010 Series A1 0.060000%
46633VDB2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
11000000.00
11000000.00
0.0058
N
11000000.00
11000000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2011 Series D1 0.060000%
46633VQ36
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
3750000.00
3750000.00
0.0020
N
3750000.00
3750000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2013 Series F1 0.060000%
46636Y7R5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
3240000.00
3240000.00
0.0017
N
3240000.00
3240000.00
New York City Transitional Finance Auth
Future Tax Secured Refunding Bonds Fiscal 2006 Series A1 5.000000%
64971K3S3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-11-01
2014-11-01
N
N
N
1280000.00
1290020.59
0.0007
N
1290291.20
1290291.20
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2011 Series B3 5.000000%
64971M5Y4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-11-01
2014-11-01
N
N
N
100000.00
100767.93
0.0001
N
100804.00
100804.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2011 Series C 5.000000%
64971M6Y3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-11-01
2014-11-01
N
N
N
500000.00
503943.48
0.0003
N
503940.00
503940.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2007 Series A1 3.625000%
64971MDV1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-08-01
2015-08-01
N
N
N
250000.00
257713.63
0.0001
N
257930.00
257930.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2007 Series B 4.000000%
64971MFC1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-11-01
2014-11-01
N
N
N
350000.00
352134.84
0.0002
N
352243.50
352243.50
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2007 Series B 5.000000%
64971MFD9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-11-01
2014-11-01
N
N
N
2030000.00
2045810.14
0.0011
N
2046321.20
2046321.20
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2007 Series C1 0.050000%
64971MNB4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Credit Suisse AG
N/A
N/A
N
N
6000000.00
6000000.00
0.0031
N
6000000.00
6000000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Secured Bonds Fiscal 2010 Series C1 3.000000%
64971MYX4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-08-01
2015-08-01
N
N
N
100000.00
102513.14
0.0001
N
102604.00
102604.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2012 Series F1 0.060000%
64971Q6S7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
7500000.00
7500000.00
0.0039
N
7500000.00
7500000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2012 Series F1 0.060000%
64971Q6W8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
3400000.00
3400000.00
0.0018
N
3400000.00
3400000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2012 Series A 5.000000%
64971QHV8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-11-01
2014-11-01
N
N
N
325000.00
327504.10
0.0002
N
327613.00
327613.00
New York City Transitional Finance Auth
Future Tax Secured Sr Bonds Fiscal 2009 Series A 5.000000%
64971QLF8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-11-01
2014-11-01
N
N
N
230000.00
231780.00
0.0001
N
231849.20
231849.20
New York City Transitional Finance Auth
Future Tax Secured Bonds Fiscal 2010 Series I2 4.000000%
64971QMB6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-11-01
2014-11-01
N
N
N
115000.00
115708.58
0.0001
N
115737.15
115737.15
New York City Transitional Finance Auth
Future Tax Secured Bonds Fiscal 2012 Series E1 4.000000%
64971QTD5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-02-01
2015-02-01
N
N
N
100000.00
101534.40
0.0001
N
101592.00
101592.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2013 Series F1 3.000000%
64971QV91
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-02-01
2015-02-01
N
N
N
200000.00
202256.04
0.0001
N
202368.00
202368.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2013 Series B 4.000000%
64971QXD0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-11-01
2014-11-01
N
N
N
500000.00
503127.66
0.0003
N
503205.00
503205.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2013 Series I 0.050000%
64971WFC9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Citibank NA
N/A
N/A
N
N
6200000.00
6200000.00
0.0033
N
6200000.00
6200000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2014 Series A1 0.060000%
64971WGY0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
2890000.00
2890000.00
0.0015
N
2890000.00
2890000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2015 Series A1 0.060000%
64971WHA1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
2000000.00
2000000.00
0.0010
N
2000000.00
2000000.00
New York City Transitional Finance Auth
Building Aid RB Fiscal 2007 Series S2 5.000000%
64972HCX8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-01-15
2015-01-15
N
N
Y
Obligor
New York State
N/A
N/A
130000.00
132255.46
0.0001
N
132316.60
132316.60
New York City Transitional Finance Auth
Building Aid RB Fiscal 2007 Series S1 0.070000%
64972HFE7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Citibank NA
N/A
N/A
N
Y
Obligor
New York State
N/A
N/A
8850000.00
8850000.00
0.0046
N
8850000.00
8850000.00
New York City Transitional Finance Auth
Building Aid RB Fiscal 2008 Series S1 3.500000%
64972HGP1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-01-15
2015-01-15
N
N
Y
Obligor
New York State
N/A
N/A
100000.00
101182.76
0.0001
N
101237.00
101237.00
New York City Transitional Finance Auth
Building Aid RB Fiscal 2008 Series S1 5.000000%
64972HGQ9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-01-15
2015-01-15
N
N
Y
Obligor
New York State
N/A
N/A
150000.00
152622.62
0.0001
N
152673.00
152673.00
New York City Transitional Finance Auth
Building Aid RB Fiscal 2008 Series S1 0.060000%
64972HRC8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Citibank NA
N/A
N/A
N
Y
Obligor
New York State
N/A
N/A
6000000.00
6000000.00
0.0031
N
6000000.00
6000000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2012 Series E1 0.050000%
74926YC82
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Royal Bank of Canada
N/A
N/A
N
N
4835000.00
4835000.00
0.0025
N
4835000.00
4835000.00
New York City Transitional Finance Auth
Building Aid RB Fiscal 2009 Series S4 0.140000%
94985NHA2
Other Municipal Debt
N
First Tier Security
N/A
N/A
2015-07-09
2015-07-09
N
N
Y
Obligor
New York State
N/A
N/A
Tender Option
Wells Fargo & Co
N/A
N/A
16435000.00
16435000.00
0.0086
N
16435000.00
16435000.00
New York City Transitional Finance Auth
Building Aid RB Fiscal 2009 Series S5 0.050000%
94985NKM2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Wells Fargo & Co
N/A
N/A
N
Y
Obligor
New York State
N/A
N/A
15645000.00
15645000.00
0.0082
N
15645000.00
15645000.00
New York City Trust for Cultural Resources
Refunding RB (American Museum of Natural History) Series 2014B2 0.060000%
649717SQ9
Other Municipal Debt
N
First Tier Security
N/A
N/A
2014-09-04
2014-12-02
N
N
Y
Obligor
American Museum of Natural History
N/A
N/A
13000000.00
13000000.00
0.0068
N
13000000.00
13000000.00
New York City Trust for Cultural Resources
Refunding RB (American Museum of Natural History) Series 2014B1 0.060000%
649717SX4
Other Municipal Debt
N
First Tier Security
N/A
N/A
2014-09-04
2015-03-02
N
N
Y
Obligor
American Museum of Natural History
N/A
N/A
12500000.00
12500000.00
0.0066
N
12500250.00
12500250.00
New York Convention Center Development Corp
RB Series 2005 0.050000%
649451BY6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Credit Suisse AG
N/A
N/A
Y
Berkshire Hathaway Assurance Corp
N/A
N/A
N
20900000.00
20900000.00
0.0110
N
20900000.00
20900000.00
New York Liberty Development Corp
Liberty RB (1 World Trade Center) Series 2011 0.070000%
25155D3G4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Deutsche Bank AG
N/A
N/A
N
Y
Obligor
Port Auth of New York & New Jersey
N/A
N/A
17185000.00
17185000.00
0.0090
N
17185000.00
17185000.00
New York Liberty Development Corp
Liberty RB (1 World Trade Center) Series 2011 0.070000%
46636YEJ5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
Port Auth of New York & New Jersey
N/A
N/A
6015000.00
6015000.00
0.0032
N
6015000.00
6015000.00
New York Liberty Development Corp
RB (Goldman Sachs HQ) Series 2005 0.050000%
531127BQ0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Wells Fargo & Co
N/A
N/A
Y
Wells Fargo & Co
N/A
N/A
N
1000000.00
1000000.00
0.0005
N
1000000.00
1000000.00
New York Liberty Development Corp
Liberty Refunding RB (3 World Trade Center) Series 2011A 0.150000%
649519CW3
Other Municipal Debt
N
First Tier Security
N/A
N/A
2015-03-19
2015-03-19
N
N
Y
Escrow
Escrow
N/A
N/A
1300000.00
1300000.00
0.0007
N
1300013.00
1300013.00
New York Liberty Development Corp
Liberty Refunding RB (3 World Trade Center) Series 2011A 0.150000%
649519CY9
Other Municipal Debt
N
First Tier Security
N/A
N/A
2015-03-19
2015-03-19
N
N
Y
Escrow
Escrow
N/A
N/A
16500000.00
16500000.00
0.0087
N
16500165.00
16500165.00
New York State
GO Bonds Series 2008A 4.000000%
6497875V6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-03-01
2015-03-01
N
N
N
200000.00
203673.66
0.0001
N
203834.00
203834.00
New York State
GO Bonds Series 2009A 5.000000%
6497877G7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-02-15
2015-02-15
N
N
N
125000.00
127680.68
0.0001
N
127737.50
127737.50
New York State
GO Bonds Series 2013A 3.000000%
649791GY0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-03-01
2015-03-01
N
N
N
100000.00
101381.64
0.0001
N
101425.00
101425.00
New York State
GO Bonds Series 2013A 0.050000%
649791KB5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Credit Suisse AG
N/A
N/A
N
N
1700000.00
1700000.00
0.0009
N
1700000.00
1700000.00
New York State Dormitory Auth
RB (Columbia Univ) Series 2008A 0.050000%
07330CLA5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Branch Banking & Trust Co
N/A
N/A
N
Y
Obligor
Columbia Univ
N/A
N/A
6000000.00
6000000.00
0.0031
N
6000000.00
6000000.00
New York State Dormitory Auth
Insured RB (St. John's Univ) Series 2007C 0.050000%
18886PUB9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
State Street Bank & Trust Company NA
N/A
N/A
Y
State Street Bank & Trust Company NA
N/A
N/A
N
26020000.00
26020000.00
0.0137
N
26020000.00
26020000.00
New York State Dormitory Auth
RB (NYU) Series 2007A 0.090000%
25155DFC0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Deutsche Bank AG
N/A
N/A
N
Y
Obligor
New York Univ
N/A
N/A
5600000.00
5600000.00
0.0029
N
5600000.00
5600000.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2013A 0.060000%
46640KDH4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
2000000.00
2000000.00
0.0010
N
2000000.00
2000000.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2014C 0.060000%
46640KPX6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
9000000.00
9000000.00
0.0047
N
9000000.00
9000000.00
New York State Dormitory Auth
CP (Cornell Univ) 0.090000%
64983LTH3
Other Commercial Paper
N
First Tier Security
N/A
N/A
2014-10-02
2014-10-02
N
N
Y
Obligor
Cornell University
N/A
N/A
5750000.00
5750000.00
0.0030
N
5750115.00
5750115.00
New York State Dormitory Auth
CP (Cornell Univ) 0.090000%
64983LTL4
Other Commercial Paper
N
First Tier Security
N/A
N/A
2014-12-11
2014-12-11
N
N
Y
Obligor
Cornell University
N/A
N/A
11140000.00
11140000.00
0.0058
N
11140000.00
11140000.00
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2009A1 5.000000%
64983M6R4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-02-15
2015-02-15
N
N
Y
Obligor
New York State
N/A
N/A
530000.00
541345.04
0.0003
N
541585.80
541585.80
New York State Dormitory Auth
Consolidated Service Contract Refunding RB Series 2009A 5.000000%
64983M7Z5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-07-01
2015-07-01
N
N
Y
Obligor
New York State
N/A
N/A
100000.00
103966.85
0.0001
N
103903.00
103903.00
New York State Dormitory Auth
Hospital Refunding RB (The Bronx-Lebanon Hospital Center) Series 2006 4.000000%
64983MDS4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-02-15
2015-02-15
N
N
Y
Obligor
New York State
N/A
N/A
150000.00
152463.90
0.0001
N
152472.00
152472.00
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2007B 5.000000%
64983MFD5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-02-15
2015-02-15
N
N
Y
Obligor
New York State
N/A
N/A
200000.00
204260.84
0.0001
N
204372.00
204372.00
New York State Dormitory Auth
RB (Columbia Univ) Series 2006A 0.060000%
64983PGM7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Citibank NA
N/A
N/A
N
Y
Obligor
Columbia Univ
N/A
N/A
8535000.00
8535000.00
0.0045
N
8535000.00
8535000.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2006C 0.060000%
64983PJT9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Citibank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
25500000.00
25500000.00
0.0134
N
25500000.00
25500000.00
New York State Dormitory Auth
RB (NYU) Series 2009A 0.060000%
64983PZC8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Citibank NA
N/A
N/A
N
Y
Obligor
New York Univ
N/A
N/A
9900000.00
9900000.00
0.0052
N
9900000.00
9900000.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2011A 0.060000%
64983PZY0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Morgan Stanley Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
5935000.00
5935000.00
0.0031
N
5935000.00
5935000.00
New York State Dormitory Auth
RB (Catholic Health) Series 2006B 0.050000%
64983Q5S4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
HSBC BANK USA
N/A
N/A
Y
HSBC Bank USA
N/A
N/A
N
7710000.00
7710000.00
0.0040
N
7710000.00
7710000.00
New York State Dormitory Auth
RB (St. Luke's-Roosevelt Hospital Center) Series 2005 4.900000%
64983QSS9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-08-15
2015-08-15
N
N
Y
Escrow
Escrow
N/A
N/A
6690000.00
6981878.22
0.0037
N
6988039.50
6988039.50
New York State Dormitory Auth
RB (Columbia Univ) Series 2006A 5.000000%
64983QTS8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-07-01
2015-07-01
N
N
Y
Obligor
Columbia Univ
N/A
N/A
125000.00
129904.46
0.0001
N
130038.75
130038.75
New York State Dormitory Auth
RB (Culinary Institute of America) Series 2006 0.050000%
64983QV30
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
TD Bank NA
N/A
N/A
Y
TD Bank NA
N/A
N/A
N
3225000.00
3225000.00
0.0017
N
3225000.00
3225000.00
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2005E 4.000000%
64983R6X0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-02-15
2015-02-15
N
N
Y
Obligor
New York State
N/A
N/A
140000.00
142369.39
0.0001
N
142434.60
142434.60
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2005F 4.000000%
64983R7Y7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-02-15
2015-02-15
N
N
Y
Obligor
New York State
N/A
N/A
100000.00
101665.64
0.0001
N
101739.00
101739.00
New York State Dormitory Auth
RB (Culinary Institute of America) Series 2004D 0.050000%
64983TZS5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
TD Bank NA
N/A
N/A
Y
TD Bank NA
N/A
N/A
N
5600000.00
5600000.00
0.0029
N
5600000.00
5600000.00
New York State Dormitory Auth
RB (Culinary Institute of America) Series 2004C 0.050000%
64983U7T1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
TD Bank NA
N/A
N/A
Y
TD Bank NA
N/A
N/A
N
12800000.00
12800000.00
0.0067
N
12800000.00
12800000.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2011C 4.000000%
6499025S8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-03-15
2015-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
125000.00
127465.42
0.0001
N
127571.25
127571.25
New York State Dormitory Auth
State Personal Income Tax RB Series 2005D 5.000000%
649902BY8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-03-15
2015-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
990000.00
1015001.95
0.0005
N
1015611.30
1015611.30
New York State Dormitory Auth
State Personal Income Tax RB Series 2005F 4.000000%
649902DL4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-03-15
2015-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
150000.00
152991.56
0.0001
N
153085.50
153085.50
New York State Dormitory Auth
State Personal Income Tax RB Series 2005F 5.000000%
649902DM2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-03-15
2015-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
125000.00
128164.68
0.0001
N
128233.75
128233.75
New York State Dormitory Auth
State Personal Income Tax RB Series 2009G 5.000000%
649902J95
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-03-15
2015-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
300000.00
307546.89
0.0002
N
307761.00
307761.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2007C 5.000000%
649902MU4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-03-15
2015-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
610000.00
625457.88
0.0003
N
625780.70
625780.70
New York State Dormitory Auth
State Personal Income Tax RB Series 2008A 4.000000%
649902QT3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-03-15
2015-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
100000.00
101999.16
0.0001
N
102057.00
102057.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2008B 3.500000%
649902SC8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-03-15
2015-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
100000.00
101699.58
0.0001
N
101792.00
101792.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2009A 4.000000%
649902UU5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-12-15
2014-12-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
150000.00
151582.54
0.0001
N
151641.00
151641.00
New York State Dormitory Auth
RB (Univ of Rochester) Series 2003C 0.050000%
6499032H3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
9400000.00
9400000.00
0.0049
N
9400000.00
9400000.00
New York State Dormitory Auth
RB (NYU) Series 2009A 4.000000%
649905UY0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-07-01
2015-07-01
N
N
Y
Obligor
New York Univ
N/A
N/A
100000.00
103088.38
0.0001
N
103156.00
103156.00
New York State Dormitory Auth
RB (NYU) Series 2012A 5.000000%
649906SV7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-07-01
2015-07-01
N
N
Y
Obligor
New York Univ
N/A
N/A
260000.00
270160.94
0.0001
N
270348.00
270348.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2010A 5.000000%
64990EBR7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-02-15
2015-02-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
115000.00
117457.59
0.0001
N
117508.15
117508.15
New York State Dormitory Auth
State Personal Income Tax RB Series 2009A 5.000000%
64990ELW5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-02-15
2015-02-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
490000.00
500481.45
0.0003
N
500686.90
500686.90
New York State Dormitory Auth
State Personal Income Tax RB Series 2010E 5.000000%
64990ENY9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-02-15
2015-02-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
850000.00
868481.10
0.0005
N
868538.50
868538.50
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2005C1 5.000000%
64990HLH1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-02-15
2015-02-15
N
N
Y
Obligor
New York State
N/A
N/A
300000.00
306378.40
0.0002
N
306558.00
306558.00
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2010A 5.000000%
64990HPD6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-02-15
2015-02-15
N
N
Y
Obligor
New York State
N/A
N/A
1795000.00
1834314.73
0.0010
N
1834238.70
1834238.70
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2007D 5.000000%
64990HTS9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-02-15
2015-02-15
N
N
Y
Obligor
New York State
N/A
N/A
370000.00
377899.71
0.0002
N
378088.20
378088.20
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2005D1 5.000000%
64990HXR6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-02-15
2015-02-15
N
N
Y
Obligor
New York State
N/A
N/A
100000.00
102133.35
0.0001
N
102186.00
102186.00
New York State Dormitory Auth
RB (Cornell Univ) Series 2006A 0.080000%
74703YMF4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Bank of America NA
N/A
N/A
N
Y
Obligor
Cornell University
N/A
N/A
9865000.00
9865000.00
0.0052
N
9865000.00
9865000.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2010F 0.080000%
74703YXU9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Bank of America NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
5000000.00
5000000.00
0.0026
N
5000000.00
5000000.00
New York State Dormitory Auth
RB (NYU) Series 2009A 0.150000%
94985NTL5
Other Municipal Debt
N
First Tier Security
N/A
N/A
2015-07-09
2015-07-09
N
N
Y
Obligor
New York Univ
N/A
N/A
Tender Option
Wells Fargo & Co
N/A
N/A
18500000.00
18500000.00
0.0097
N
18500000.00
18500000.00
New York State Energy Research & Development Auth
Facilities RB (Consolidated Edison) Series 2005A1 0.050000%
64984EDJ1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Mizuho Bank Ltd
N/A
N/A
Y
Mizuho Bank Ltd
N/A
N/A
N
29500000.00
29500000.00
0.0155
N
29500000.00
29500000.00
New York State Environmental Facilities Corp
Clean Water & Drinking Water Revolving Funds RB Series 2010C 0.060000%
46633VY78
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
6600000.00
6600000.00
0.0035
N
6600000.00
6600000.00
New York State Environmental Facilities Corp
Clean Water & Drinking Water Revolving Funds Sub RB Series 2013A 0.060000%
46640KBE3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Environmental Facilities Corp - NYCMWFA Program
N/A
N/A
2500000.00
2500000.00
0.0013
N
2500000.00
2500000.00
New York State Environmental Facilities Corp
State Personal Income Tax RB Series 2008A 5.000000%
64985YEJ5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-12-15
2014-12-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
100000.00
101358.82
0.0001
N
101377.00
101377.00
New York State Environmental Facilities Corp
State Personal Income Tax RB Series 2009A 4.000000%
64985YFM7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-12-15
2014-12-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
150000.00
151605.67
0.0001
N
151644.00
151644.00
New York State Environmental Facilities Corp
Clean Water & Drinking Water Revolving Funds Sub RB Series 2014A 5.000000%
64986A2T7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-06-15
2015-06-15
N
N
Y
Obligor
New York State Environmental Facilities Corp - NYCMWFA Program
N/A
N/A
700000.00
726397.56
0.0004
N
726698.00
726698.00
New York State Environmental Facilities Corp
Clean Water & Drinking Water Revolving Funds RB Series 2005B 5.000000%
64986AHQ7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-10-15
2014-10-15
N
N
N
450000.00
452487.32
0.0002
N
452641.50
452641.50
New York State Environmental Facilities Corp
Clean Water & Drinking Water Revolving Funds Sub RB Series 2006B 5.500000%
64986APF2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-06-15
2015-06-15
N
N
Y
Obligor
New York State Environmental Facilities Corp - NYCMWFA Program
N/A
N/A
205000.00
213411.47
0.0001
N
213618.20
213618.20
New York State Environmental Facilities Corp
Clean Water & Drinking Water Revolving Funds Sub RB Series 2011B 5.000000%
64986AQ87
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-06-15
2015-06-15
N
N
Y
Obligor
New York State Environmental Facilities Corp - NYCMWFA Program
N/A
N/A
100000.00
103726.25
0.0001
N
103814.00
103814.00
New York State Environmental Facilities Corp
Clean Water & Drinking Water Revolving Funds Sub RB Series 2012A 4.000000%
64986AT84
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-06-15
2015-06-15
N
N
Y
Obligor
New York State Environmental Facilities Corp - NYCMWFA Program
N/A
N/A
210000.00
216147.68
0.0001
N
216371.40
216371.40
New York State Environmental Facilities Corp
Clean Water & Drinking Water Revolving Funds Sub RB Series 2007C 5.000000%
64986AUX7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-06-15
2015-06-15
N
N
Y
Obligor
New York State Environmental Facilities Corp - NYCMWFA Program
N/A
N/A
140000.00
145199.67
0.0001
N
145328.40
145328.40
New York State Environmental Facilities Corp
State Clean Water & Drinking Water Revolving Funds RB Series 2012D 3.000000%
64986AV99
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-06-15
2015-06-15
N
N
Y
Obligor
New York State Environmental Facilities Corp - NYCMWFA Program
N/A
N/A
760000.00
776897.75
0.0004
N
776826.40
776826.40
New York State Environmental Facilities Corp
Clean Water & Drinking Water Revolving Funds RB Series 2008A 3.250000%
64986AXR7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-06-15
2015-06-15
N
N
Y
Obligor
New York State Environmental Facilities Corp - NYCMWFA Program
N/A
N/A
160000.00
163746.45
0.0001
N
163918.40
163918.40
New York State HFA
Housing RB (10 Liberty St) Series 2003A 0.040000%
64986MC78
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Freddie Mac
N/A
N/A
Y
Freddie Mac
N/A
N/A
N
14000000.00
14000000.00
0.0073
N
14000000.00
14000000.00
New York State HFA
Housing RB (North End Ave) Series 2004A 0.030000%
64986MJ55
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Fannie Mae
N/A
N/A
Y
Fannie Mae
N/A
N/A
N
2300000.00
2300000.00
0.0012
N
2300000.00
2300000.00
New York State HFA
Housing RB (100 Maiden Lane) Series 2004A 0.050000%
64986MM28
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Fannie Mae
N/A
N/A
Y
Fannie Mae
N/A
N/A
N
38175000.00
38175000.00
0.0200
N
38175000.00
38175000.00
New York State HFA
Housing RB (Shore Hill) Series 2008A 0.040000%
64986MV93
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Freddie Mac
N/A
N/A
Y
Freddie Mac
N/A
N/A
N
19500000.00
19500000.00
0.0102
N
19500000.00
19500000.00
New York State HFA
Housing RB (Maestro West Chelsea) Series 2014A 0.040000%
64986UH59
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Wells Fargo Bank NA
N/A
N/A
Y
Wells Fargo Bank NA
N/A
N/A
N
8000000.00
8000000.00
0.0042
N
8000000.00
8000000.00
New York State HFA
Housing RB (160 W 62nd St) Series 2011A1 0.050000%
64986UJW8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Wells Fargo Bank NA
N/A
N/A
Y
Wells Fargo Bank NA
N/A
N/A
N
16880000.00
16880000.00
0.0089
N
16880000.00
16880000.00
New York State HFA
Housing RB (Related 205 E 92nd St) Series 2014A 0.040000%
64986UL62
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Wells Fargo Bank NA
N/A
N/A
Y
Wells Fargo Bank NA
N/A
N/A
N
5000000.00
5000000.00
0.0026
N
5000000.00
5000000.00
New York State HFA
Housing RB (388 Bridge St) Series 2012A 0.050000%
64986UMM6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
34660000.00
34660000.00
0.0182
N
34660000.00
34660000.00
New York State HFA
Housing RB (175 West 60th St) Series 2014A1 0.050000%
64986UPR2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
7500000.00
7500000.00
0.0039
N
7500000.00
7500000.00
New York State HFA
Housing (Navy Pier Court) RB Series 2014A 0.040000%
64986UR58
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
PNC Bank NA
N/A
N/A
Y
PNC Bank NA
N/A
N/A
N
6700000.00
6700000.00
0.0035
N
6700000.00
6700000.00
New York State HFA
Housing RB (Related-42nd & 10th) Series 2010A 0.030000%
64986URC3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Freddie Mac
N/A
N/A
Y
Freddie Mac
N/A
N/A
N
5760000.00
5760000.00
0.0030
N
5760000.00
5760000.00
New York State HFA
Housing RB (855 Sixth Ave) Series 2013A 0.030000%
64986UYZ4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Wells Fargo Bank NA
N/A
N/A
Y
Wells Fargo Bank NA
N/A
N/A
N
10000000.00
10000000.00
0.0052
N
10000000.00
10000000.00
New York State Local Government Assistance Corp
Sr Lien Refunding Bonds Series 2008A 5.000000%
649876H77
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-04-01
2015-04-01
N
N
N
275000.00
282555.83
0.0001
N
282727.50
282727.50
New York State Local Government Assistance Corp
Sub Lien Refunding Bonds Series 2010B 5.000000%
649876V48
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-04-01
2015-04-01
N
N
N
350000.00
359636.43
0.0002
N
359856.00
359856.00
New York State Local Government Assistance Corp
Sub Lien Refunding Bonds Series 2012A 5.000000%
649876Y45
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-04-01
2015-04-01
N
N
N
1030000.00
1058782.83
0.0006
N
1058943.00
1058943.00
New York State Mortgage Agency
Homeowner Mortgage RB Series 160 3.150000%
649883ME2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-10-01
2014-10-01
N
N
N
200000.00
200443.44
0.0001
N
200236.00
200236.00
New York State Mortgage Agency
Homeowner Mortgage RB Series 164 1.100000%
649883NW1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-10-01
2014-10-01
N
N
N
1475000.00
1475881.17
0.0008
N
1475560.50
1475560.50
New York State Mortgage Agency
Homeowner Mortgage RB Series 169 0.750000%
649883RJ6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-10-01
2014-10-01
N
N
N
400000.00
400111.09
0.0002
N
400140.00
400140.00
New York State Power Auth
CP Series 1&2 0.080000%
64985GL98
Other Commercial Paper
N
First Tier Security
N/A
N/A
2014-10-10
2014-10-10
N
N
N
5000000.00
5000000.00
0.0026
N
5000100.00
5000100.00
New York State Power Auth
CP Series 1&2 0.110000%
64985GM63
Other Commercial Paper
N
First Tier Security
N/A
N/A
2014-12-08
2014-12-08
N
N
N
6000000.00
6000000.00
0.0031
N
6000000.00
6000000.00
New York State Power Auth
CP Series 1&2 0.080900%
64985GM89
Other Commercial Paper
N
First Tier Security
N/A
N/A
2014-11-17
2014-11-17
N
N
N
20000000.00
20000000.00
0.0105
N
20000000.00
20000000.00
New York State Power Auth
RB Series 2006A 5.000000%
64989KFU5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-11-15
2014-11-15
N
N
N
350000.00
353363.58
0.0002
N
353395.00
353395.00
New York State Power Auth
RB Series 2007C 4.000000%
64989KGS9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-11-15
2014-11-15
N
N
N
150000.00
151127.53
0.0001
N
151158.00
151158.00
New York State Power Auth
RB Series 2007C 5.000000%
64989KGT7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-11-15
2014-11-15
N
N
N
100000.00
100952.75
0.0001
N
100970.00
100970.00
New York State Power Auth
RB Series 2011A 4.000000%
64989KHR0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-11-15
2014-11-15
N
N
N
125000.00
125935.67
0.0001
N
125965.00
125965.00
New York State Power Auth
CP Series 1&2 0.080000%
64989MAC6
Other Commercial Paper
N
First Tier Security
N/A
N/A
2014-11-06
2014-11-06
N
N
N
10000000.00
10000000.00
0.0052
N
10000000.00
10000000.00
New York State Power Auth
CP Series 1&2 0.090000%
64989MAG7
Other Commercial Paper
N
First Tier Security
N/A
N/A
2014-12-10
2014-12-10
N
N
N
10000000.00
10000000.00
0.0052
N
10000000.00
10000000.00
New York State Power Auth
CP Series 1&2 0.080000%
64989Q7F4
Other Commercial Paper
N
First Tier Security
N/A
N/A
2014-11-05
2014-11-05
N
N
N
42110000.00
42110000.00
0.0221
N
42110842.20
42110842.20
New York State Thruway Auth
State Personal Income Tax RB Series 2012A 0.080000%
25155DRK9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Deutsche Bank AG
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
9000000.00
9000000.00
0.0047
N
9000000.00
9000000.00
New York State Thruway Auth
General RB Series H 0.050000%
27884FYT1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
US Bank NA
N/A
N/A
Y
US Bank NA
N/A
N/A
N
19305000.00
19305000.00
0.0101
N
19305000.00
19305000.00
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2005B 5.000000%
650013S30
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-04-01
2015-04-01
N
N
N
4445000.00
4568827.40
0.0024
N
4570171.20
4570171.20
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2006A 5.000000%
650014HQ9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-04-01
2015-04-01
N
N
N
150000.00
154102.44
0.0001
N
154224.00
154224.00
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2008A 5.000000%
650014ML4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-04-01
2015-04-01
N
N
N
225000.00
231182.04
0.0001
N
231336.00
231336.00
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2008B 3.400000%
650014NL3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-04-01
2015-04-01
N
N
N
335000.00
341073.58
0.0002
N
341351.60
341351.60
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2008B 5.000000%
650014NN9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-04-01
2015-04-01
N
N
N
350000.00
359509.53
0.0002
N
359856.00
359856.00
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2009A1 4.500000%
650014PX5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-04-01
2015-04-01
N
N
N
125000.00
128078.75
0.0001
N
128161.25
128161.25
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2009B 5.000000%
650014RG0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-04-01
2015-04-01
N
N
N
125000.00
128448.29
0.0001
N
128520.00
128520.00
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2010A 5.000000%
650014SQ7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-04-01
2015-04-01
N
N
N
150000.00
154094.45
0.0001
N
154224.00
154224.00
New York State Thruway Auth
2nd General Highway & Bridge Trust Fund Bonds Series 2012A 5.000000%
650014VM2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-04-01
2015-04-01
N
N
N
1445000.00
1484929.76
0.0008
N
1485691.20
1485691.20
New York State Thruway Auth
Local Highway & Bridge Service Contract Bonds Series 2008 3.200000%
650017WS1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-04-01
2015-04-01
N
N
Y
Obligor
New York State
N/A
N/A
250000.00
254253.67
0.0001
N
254452.50
254452.50
New York State Thruway Auth
Local Highway & Bridge Service Contract Bonds Series 2009 5.000000%
650017XB7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-04-01
2015-04-01
N
N
Y
Obligor
New York State
N/A
N/A
250000.00
256813.80
0.0001
N
257040.00
257040.00
New York State Thruway Auth
Local Highway & Bridge Service Contract Bonds Series 2012A 4.000000%
650017XS0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-04-01
2015-04-01
N
N
Y
Obligor
New York State
N/A
N/A
3500000.00
3578292.32
0.0019
N
3578435.00
3578435.00
New York State Thruway Auth
State Personal Income Tax RB Series 2005A 5.000000%
650028GG2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-03-15
2015-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
215000.00
220380.63
0.0001
N
220562.05
220562.05
New York State Thruway Auth
State Personal Income Tax Refunding RB Series 2007A 5.000000%
650028LX9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-03-15
2015-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
320000.00
328084.56
0.0002
N
328278.40
328278.40
New York State Thruway Auth
State Personal Income Tax RB Series 2008A 4.000000%
650028NQ2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-03-15
2015-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
100000.00
102005.40
0.0001
N
102073.00
102073.00
New York State Thruway Auth
State Personal Income Tax RB Series 2008A 5.000000%
650028NR0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-03-15
2015-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
185000.00
189674.08
0.0001
N
189785.95
189785.95
New York State Thruway Auth
State Personal Income Tax RB Series 2010A 4.000000%
650028RK1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-03-15
2015-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
150000.00
152948.34
0.0001
N
153085.50
153085.50
New York State Thruway Auth
State Personal Income Tax RB Series 2011A 5.000000%
650028TH6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-03-15
2015-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
1500000.00
1538622.87
0.0008
N
1538805.00
1538805.00
New York State Thruway Auth
State Personal Income Tax RB Series 2012A 4.000000%
650028UM3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-03-15
2015-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
150000.00
152965.87
0.0001
N
153085.50
153085.50
New York State Urban Development Corp
State Personal Income Tax RB Series 2007B 0.060000%
06740GAL0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Barclays Bank Plc
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
6500000.00
6500000.00
0.0034
N
6500000.00
6500000.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2013C 0.050000%
18886EBX7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
State Street Bank & Trust Company NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
2760000.00
2760000.00
0.0014
N
2760000.00
2760000.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2009A1 0.060000%
46632PUA9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
4995000.00
4995000.00
0.0026
N
4995000.00
4995000.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2013A1 0.060000%
46636Y4B3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
4700000.00
4700000.00
0.0025
N
4700000.00
4700000.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2013A1 0.060000%
46640KLC6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
3000000.00
3000000.00
0.0016
N
3000000.00
3000000.00
New York State Urban Development Corp
Service Contract Refunding RB Series 2005A 5.000000%
6500344L2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-01-01
2015-01-01
N
N
Y
Obligor
New York State
N/A
N/A
610000.00
620200.22
0.0003
N
619625.80
619625.80
New York State Urban Development Corp
State Personal Income Tax RB Series 2005A1 3.500000%
6500345J6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-12-15
2014-12-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
100000.00
100904.60
0.0001
N
100923.00
100923.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2005B 4.000000%
6500347U9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-03-15
2015-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
100000.00
101964.92
0.0001
N
102063.00
102063.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2004B1 5.000000%
650034Z20
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-12-15
2014-12-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
230000.00
233086.49
0.0001
N
233160.20
233160.20
New York State Urban Development Corp
State Personal Income Tax RB Series 2007B 4.000000%
650035CP1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-03-15
2015-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
100000.00
101972.33
0.0001
N
102057.00
102057.00
New York State Urban Development Corp
Service Contract Refunding RB Series 2007A 5.000000%
650035EL8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-01-01
2015-01-01
N
N
Y
Obligor
New York State
N/A
N/A
135000.00
137101.35
0.0001
N
137130.30
137130.30
New York State Urban Development Corp
State Personal Income Tax RB Series 2008A1 4.000000%
650035HG6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-12-15
2014-12-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
725000.00
732729.78
0.0004
N
732946.00
732946.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2004A3A 0.060000%
650035MG0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
4050000.00
4050000.00
0.0021
N
4050000.00
4050000.00
New York State Urban Development Corp
Service Contract Refunding RB Series 2008D 4.500000%
650035NW4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-01-01
2015-01-01
N
N
Y
Obligor
New York State
N/A
N/A
100000.00
101383.49
0.0001
N
101416.00
101416.00
New York State Urban Development Corp
Service Contract Refunding RB Series 2008D 5.000000%
650035NX2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-01-01
2015-01-01
N
N
Y
Obligor
New York State
N/A
N/A
1205000.00
1223938.09
0.0006
N
1224014.90
1224014.90
New York State Urban Development Corp
State Personal Income Tax RB Series 2009A1 5.000000%
650035PU6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-12-15
2014-12-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
400000.00
405364.63
0.0002
N
405496.00
405496.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2009B1 0.070000%
650035RU4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Deutsche Bank AG
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
5000000.00
5000000.00
0.0026
N
5000000.00
5000000.00
New York State Urban Development Corp
Service Contract Refunding RB Series 2010A2 5.000000%
650035UH9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-01-01
2015-01-01
N
N
Y
Obligor
New York State
N/A
N/A
430000.00
436756.74
0.0002
N
436785.40
436785.40
New York State Urban Development Corp
State Personal Income Tax RB Series 2011A 5.000000%
650035WJ3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-03-15
2015-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
110000.00
112742.42
0.0001
N
112845.70
112845.70
North Hempstead
BAN Series 2013B 0.750000%
659666LD1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-10-03
2014-10-03
N
N
N
15807384.00
15814069.87
0.0083
N
15815287.69
15815287.69
North Hempstead
BAN 2014A 0.350000%
659666MW8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-04-08
2015-04-08
N
N
N
2395000.00
2396273.09
0.0013
N
2397299.20
2397299.20
North Hempstead
BAN 2014B 1.000000%
659666MX6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-04-08
2015-04-08
N
N
N
1015000.00
1018922.24
0.0005
N
1019374.65
1019374.65
North Syracuse CSD
GO BAN 2014 0.750000%
662735NL9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-08-14
2015-08-14
N
N
N
4899020.00
4922862.61
0.0026
N
4922927.22
4922927.22
North Tonawanda SD
School Construction BAN 2013 1.000000%
662888KD7
Other Municipal Debt
N
First Tier Security
N/A
N/A
2014-09-18
2014-09-18
N
N
N
8750000.00
8752328.23
0.0046
N
8752712.50
8752712.50
Onondaga Cnty Trust for Cultural Resources
RB (Syracuse Univ) Series 2010A 0.030000%
68276FAL4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Wells Fargo Bank NA
N/A
N/A
Y
Wells Fargo Bank NA
N/A
N/A
N
2000000.00
2000000.00
0.0010
N
2000000.00
2000000.00
Owego Apalachin CSD
BAN Series 2014 1.500000%
690632FR0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-08-21
2015-08-21
N
N
N
9400000.00
9499546.00
0.0050
N
9499828.00
9499828.00
Port Auth of New York & New Jersey
Consolidated Bonds 140th Series 0.050000%
27884FBQ2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
US Bank NA
N/A
N/A
Y
US Bank NA
N/A
N/A
N
5215000.00
5215000.00
0.0027
N
5215000.00
5215000.00
Port Auth of New York & New Jersey
Consolidated Bonds 148th Series 0.060000%
73358T4P3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
13000000.00
13000000.00
0.0068
N
13000000.00
13000000.00
Port Auth of New York & New Jersey
Consolidated Bonds 144th Series 0.060000%
73358TWC1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
750000.00
750000.00
0.0004
N
750000.00
750000.00
Port Auth of New York & New Jersey
Consolidated Bonds 148th Series 0.060000%
73358TX89
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Citibank NA
N/A
N/A
N
N
5540000.00
5540000.00
0.0029
N
5540000.00
5540000.00
Port Auth of New York & New Jersey
Consolidated Bonds Series 180 3.000000%
73358WRE6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-06-01
2015-06-01
N
N
N
300000.00
306249.43
0.0002
N
306426.00
306426.00
Port Auth of New York & New Jersey
Consolidated Bonds 179th Series 0.060000%
73358WRM8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Citibank NA
N/A
N/A
N
N
2580000.00
2580000.00
0.0014
N
2580000.00
2580000.00
Putnam Cnty
TAN 2013 0.750000%
746639VF7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-10-24
2014-10-24
N
N
N
16000000.00
16011715.92
0.0084
N
16013920.00
16013920.00
Rockland Cnty IDA
RB (Northern Riverview) Series 1999 0.150000%
773561AD7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
7865000.00
7865000.00
0.0041
N
7865000.00
7865000.00
Schenectady City SD
BAN 2014A 1.000000%
806466PV4
Other Municipal Debt
N
First Tier Security
N/A
N/A
2015-05-22
2015-05-22
N
N
N
5060264.00
5084491.43
0.0027
N
5087235.21
5087235.21
Schenectady City SD
BAN 2014B 1.000000%
806466QG6
Other Municipal Debt
N
First Tier Security
N/A
N/A
2015-07-02
2015-07-02
N
N
N
6877536.00
6917324.63
0.0036
N
6917494.48
6917494.48
Schenectady Cnty
BAN 2014 0.500000%
806415G74
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-02-18
2015-02-18
N
N
N
38000000.00
38058765.70
0.0200
N
38074480.00
38074480.00
Suffolk County IDA
Civic Facility RB (Guide Dog Foundation for the Blind) Series 2001 0.060000%
864768FD3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
3695000.00
3695000.00
0.0019
N
3695000.00
3695000.00
Syracuse IDA
Civic Facility Refunding RB (Crouse Health) Series 2003A 0.050000%
871720BR8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
HSBC BANK USA
N/A
N/A
Y
HSBC Bank USA
N/A
N/A
N
7495000.00
7495000.00
0.0039
N
7495000.00
7495000.00
Tonawanda
BAN Series 2014 0.750000%
890210PV3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-09-03
2015-09-03
N
N
N
5000000.00
5028150.00
0.0026
N
5028300.00
5028300.00
Triborough Bridge & Tunnel Auth
General RB Series 2008C 0.100000%
05248RAE1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Bank of America NA
N/A
N/A
N
N
3000000.00
3000000.00
0.0016
N
3000000.00
3000000.00
Triborough Bridge & Tunnel Auth
General Refunding RB Series 2002B 5.250000%
8960298G3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-11-15
2014-11-15
N
N
N
1725000.00
1742679.64
0.0009
N
1742595.00
1742595.00
Triborough Bridge & Tunnel Auth
Sub Refunding RB Series 2013A 2.000000%
89602NF58
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-11-15
2014-11-15
N
N
N
1985000.00
1992320.34
0.0010
N
1992265.10
1992265.10
Triborough Bridge & Tunnel Auth
Sub RB Series 2008D 5.000000%
89602NQC1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-11-15
2014-11-15
N
N
N
950000.00
959094.04
0.0005
N
959120.00
959120.00
Triborough Bridge & Tunnel Auth
General RB Series 2009A2 2.500000%
89602NTM6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-11-15
2014-11-15
N
N
N
2000000.00
2009207.16
0.0011
N
2009500.00
2009500.00
Triborough Bridge & Tunnel Auth
General RB Series 2009A2 0.050000%
89602NUR3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Credit Suisse AG
N/A
N/A
N
N
6500000.00
6500000.00
0.0034
N
6500000.00
6500000.00
Triborough Bridge & Tunnel Auth
General Revenue BAN Series 2014A 5.000000%
89602NV50
Other Municipal Debt
N
First Tier Security
N/A
N/A
2015-05-15
2015-05-15
N
N
N
19600000.00
20263210.64
0.0106
N
20274044.00
20274044.00
Triborough Bridge & Tunnel Auth
General Refunding RB Series 2011A 5.000000%
89602NVT8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-01-01
2015-01-01
N
N
N
4475000.00
4546788.19
0.0024
N
4546242.00
4546242.00
Triborough Bridge & Tunnel Auth
General RB Series 2003B2 0.050000%
89602NWV2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
California State Teachers Retirement System
N/A
N/A
Y
California State Teachers Retirement System
N/A
N/A
N
9420000.00
9420000.00
0.0049
N
9420000.00
9420000.00
Triborough Bridge & Tunnel Auth
General RB Series 2013C 0.060000%
89602NZ23
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
6665000.00
6665000.00
0.0035
N
6665000.00
6665000.00
Utility Debt Securitization Auth
Restructuring Bonds Series 2013TE-17 0.050000%
18886EBQ2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
State Street Bank & Trust Company NA
N/A
N/A
N
N
21665000.00
21665000.00
0.0114
N
21665000.00
21665000.00
Utility Debt Securitization Auth
Restructuring Bonds Series 2013TE 0.060000%
46640KLY8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
3355000.00
3355000.00
0.0018
N
3355000.00
3355000.00
Utility Debt Securitization Auth
Restructuring Bonds Series 2013TE17 0.050000%
74926YH20
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Royal Bank of Canada
N/A
N/A
N
N
6650000.00
6650000.00
0.0035
N
6650000.00
6650000.00
Utility Debt Securitization Auth
Restructuring Bonds Series 2013TE-17 0.060000%
91802RAX7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
2500000.00
2500000.00
0.0013
N
2500000.00
2500000.00
Vestal
BAN 2014 0.500000%
925428SV7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-05-15
2015-05-15
N
N
N
9440000.00
9455762.21
0.0050
N
9460484.80
9460484.80
West Seneca
BAN 2014 1.000000%
955771QH6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-07-30
2015-07-30
N
N
N
5000000.00
5038677.12
0.0026
N
5033150.00
5033150.00
William Floyd UFSD
GO Bonds Series 2014 0.750000%
969254RB9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-10-15
2014-10-15
N
N
N
1085000.00
1085628.05
0.0006
N
1085618.45
1085618.45