0001145549-14-006187.txt : 20140829
0001145549-14-006187.hdr.sgml : 20140829
20140708143921
ACCESSION NUMBER: 0001145549-14-006187
CONFORMED SUBMISSION TYPE: N-MFP
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140630
FILED AS OF DATE: 20140708
DATE AS OF CHANGE: 20140708
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS
CENTRAL INDEX KEY: 0000857156
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: N-MFP
SEC ACT: 1933 Act
SEC FILE NUMBER: 811-05954
FILM NUMBER: 14965146
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 1-800-648-5300
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS
DATE OF NAME CHANGE: 19920703
0000857156
S000004510
Schwab Investor Money Fund
C000012387
Schwab Investor Money Fund
SWRXX
N-MFP
1
primary_doc.xml
N-MFP
N-MFP
LIVE
N
2014-06-30
0000857156
S000004510
1
N
N
N
N
033-31894
Charles Schwab Investment Management, Inc.
801-35905
PricewaterhouseCoopers LLP
San Francisco
CA
Charles Schwab Investment Management, Inc.
Boston Financial Data Services, Inc.
0000275143
84-00896
N
N
N
Prime
49
85
1030103906.11
300158.19
109579.29
1030294485.01
0.0022
1.0001
2014-06-30
1.0001
2014-06-30
C000012387
1.00
1030294485.01
1.00
-4120993.33
27135545.34
31256538.67
0.0001
1.0001
2014-06-30
1.0001
2014-06-30
Abbey National Treasury Services Plc
Abbey National Treasury Services Plc 0.301000%
00279HS23
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-07-07
2014-08-04
N
Y
Santander UK Plc
N/A
N/A
N
3000000.00
3000000.00
0.0029
N
3000090.00
3000090.00
Abbey National Treasury Services Plc
Abbey National Treasury Services Plc 0.100000%
00279HY42
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-07-01
2014-07-01
N
Y
Santander UK Plc
N/A
N/A
N
7000000.00
7000000.00
0.0068
N
7000000.00
7000000.00
Australia & New Zealand Banking Group Ltd
Australia & New Zealand Banking Group Ltd 0.120000%
052992005
0000859994
Other Instrument
Security is a time deposit.
N
First Tier Security
N/A
N/A
2014-07-03
2014-07-03
N
N
N
8000000.00
8000000.00
0.0078
Security is a time deposit.
N
8000004.00
8000004.00
Australia & New Zealand Banking Group Ltd
Australia & New Zealand Banking Group Ltd 0.100000%
052992005_M140707
0000859994
Other Instrument
Security is a time deposit.
N
First Tier Security
N/A
N/A
2014-07-07
2014-07-07
N
N
N
10000000.00
10000000.00
0.0097
Security is a time deposit.
N
10000000.00
10000000.00
Automatic Data Processing, Inc
Automatic Data Processing, Inc 0.050000%
0530A3G10
Other Commercial Paper
N
First Tier Security
N/A
N/A
2014-07-01
2014-07-01
N
N
N
10000000.00
10000000.00
0.0097
N
9999981.00
9999981.00
Bank of America, NA
Bank of America, NA 0.350900%
06050TLW0
Other Note
N
First Tier Security
N/A
N/A
2014-07-07
2015-03-05
N
N
N
3000000.00
3000000.00
0.0029
N
3000102.00
3000102.00
Bank of America, NA
Bank of America, NA 0.260000%
06052W3N1
Other Note
N
First Tier Security
N/A
N/A
2014-07-22
2014-07-22
N
N
N
2000000.00
2000000.00
0.0019
N
2000120.00
2000120.00
Bank of America, NA
Bank of America, NA 0.260000%
06052W3Z4
Other Note
N
First Tier Security
N/A
N/A
2014-07-30
2014-07-30
N
N
N
3000000.00
3000000.00
0.0029
N
3000240.00
3000240.00
Bank of America, NA
Bank of America, NA 0.260000%
06052W4M2
Other Note
N
First Tier Security
N/A
N/A
2014-08-14
2014-08-14
N
N
N
2000000.00
2000000.00
0.0019
N
2000200.00
2000200.00
Bank of America, NA
Bank of America, NA 0.260000%
06052W6W8
Other Note
N
First Tier Security
N/A
N/A
2014-10-02
2014-10-02
N
N
N
8000000.00
8000000.00
0.0078
N
8000400.00
8000400.00
Bank of America, NA
Bank of America, NA 0.260000%
06052W6X6
Other Note
N
First Tier Security
N/A
N/A
2014-10-06
2014-10-06
N
N
N
1000000.00
1000000.00
0.0010
N
1000050.00
1000050.00
Bank of America, NA
Bank of America, NA 0.250000%
06053HAT2
Other Note
N
First Tier Security
N/A
N/A
2014-11-20
2014-11-20
N
N
N
5000000.00
5000000.00
0.0049
N
5001000.00
5001000.00
Bank of Montreal
Bank of Montreal 0.060000%
06999G005
0000009622
Other Instrument
Security is a time deposit.
N
First Tier Security
N/A
N/A
2014-07-03
2014-07-03
N
N
N
10000000.00
10000000.00
0.0097
Security is a time deposit.
N
10000004.50
10000004.50
Bank of Montreal
Bank of Montreal 0.080000%
06999G005_M140701
0000009622
Other Instrument
Security is a time deposit.
N
First Tier Security
N/A
N/A
2014-07-01
2014-07-01
N
N
N
15000000.00
15000000.00
0.0146
Security is a time deposit.
N
15000000.00
15000000.00
Bank of Nova Scotia
Bank of Nova Scotia 0.221000%
06417F2X7
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-07-07
2014-09-04
N
N
N
6000000.00
6000000.00
0.0058
N
6000660.00
6000660.00
Bank of Nova Scotia
Bank of Nova Scotia 0.221000%
06417F3B4
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-07-09
2014-09-09
N
N
N
13000000.00
13000000.00
0.0126
N
13001560.00
13001560.00
Bank of Nova Scotia
Bank of Nova Scotia 0.221800%
06417F3U2
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-07-16
2014-09-16
N
N
N
3000000.00
3000000.00
0.0029
N
3000420.00
3000420.00
Bank of the West
Bank of the West 0.230000%
06426GEB9
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-08-04
2014-08-04
N
N
N
2000000.00
2000000.00
0.0019
N
2000280.00
2000280.00
Bank of Tokyo Mitsubishi UFJ, Ltd
Bank of Tokyo Mitsubishi UFJ, Ltd 0.250000%
06538GQ70
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-08-12
2014-08-12
N
N
N
3500000.00
3500000.00
0.0034
N
3500280.00
3500280.00
Bank of Tokyo Mitsubishi UFJ, Ltd
Bank of Tokyo Mitsubishi UFJ, Ltd 0.250000%
06538GS78
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-08-13
2014-08-13
N
N
N
2000000.00
2000000.00
0.0019
N
2000180.00
2000180.00
Bank of Tokyo Mitsubishi UFJ, Ltd
Bank of Tokyo Mitsubishi UFJ, Ltd 0.250000%
06538HGM6
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-12-01
2014-12-01
N
N
N
5000000.00
5000000.00
0.0049
N
5000450.00
5000450.00
Bank of Tokyo Mitsubishi UFJ, Ltd
Bank of Tokyo Mitsubishi UFJ, Ltd 0.250000%
06538HHM5
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-12-05
2014-12-05
N
N
N
5000000.00
5000000.00
0.0049
N
5000450.00
5000450.00
Bank of Tokyo Mitsubishi UFJ, Ltd
Bank of Tokyo Mitsubishi UFJ, Ltd 0.250000%
06538HJQ4
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-12-09
2014-12-09
N
N
N
3000000.00
3000000.00
0.0029
N
3000270.00
3000270.00
Bank of Tokyo Mitsubishi UFJ, Ltd
Bank of Tokyo Mitsubishi UFJ, Ltd 0.300000%
06538HKK5
Certificate of Deposit
N
First Tier Security
N/A
N/A
2015-03-03
2015-03-03
N
N
N
5000000.00
5000000.00
0.0049
N
5001000.00
5001000.00
Bank of Tokyo Mitsubishi UFJ, Ltd
Bank of Tokyo Mitsubishi UFJ, Ltd 0.250000%
06538HPX2
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-12-29
2014-12-29
N
N
N
3000000.00
3000000.00
0.0029
N
3000300.00
3000300.00
Barclays Bank Plc
Barclays Bank Plc 0.430000%
06741XVP0
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-10-01
2014-10-01
N
N
N
4000000.00
4000000.00
0.0039
N
4002680.00
4002680.00
Barclays Bank Plc
Barclays Bank Plc 0.300000%
06741XVX3
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-07-21
2014-07-21
N
N
N
5000000.00
5000000.00
0.0049
N
5000600.00
5000600.00
Barclays Bank Plc
Barclays Bank Plc 0.300000%
06741XWE4
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-07-24
2014-07-24
N
N
N
3000000.00
3000000.00
0.0029
N
3000390.00
3000390.00
Barclays Capital, Inc
Barclays Capital, Inc 0.070000%
00799J004_0.0700_M140701_2MN2
0000851376
Treasury Repurchase Agreement
Y
United States Treasury Department
2017-10-31
1.875000
Treasury Debt
31108600.00
32051066.65
United States Treasury Department
2020-08-31
2.125000
Treasury Debt
8605000.00
8748986.06
First Tier Security
N/A
N/A
2014-07-01
2014-07-01
N
N
N
40000000.00
40000000.00
0.0388
N
40000000.00
40000000.00
Barclays Capital, Inc
Barclays Capital, Inc 0.050000%
992JYM004_0.0500_M140702_2MN2
0000851376
Government Agency Repurchase Agreement
Y
Freddie Mac
2039-03-15
2.750000
Government Agency Debt
66559315.00
22388929.09
GNMA
2038-04-20
2.600000
Government Agency Debt
12249027.00
8061071.10
First Tier Security
N/A
N/A
2014-07-02
2014-07-02
N
N
N
29000000.00
29000000.00
0.0281
N
29000000.00
29000000.00
Barclays Capital, Inc
Barclays Capital, Inc 0.050000%
992JYM004_0.0500_M140703_2MN2
0000851376
Government Agency Repurchase Agreement
Y
Freddie Mac
2039-06-15
3.000000
Government Agency Debt
2048478.00
2100000.64
First Tier Security
N/A
N/A
2014-07-03
2014-07-03
N
N
N
2000000.00
2000000.00
0.0019
N
2000000.00
2000000.00
Barclays Capital, Inc
Barclays Capital, Inc 0.070000%
992JYM004_0.0700_M140703_2MN2
0000851376
Treasury Repurchase Agreement
Y
United States Treasury Department
2021-02-15
3.625000
Treasury Debt
25648500.00
28560083.00
First Tier Security
N/A
N/A
2014-07-03
2014-07-03
N
N
N
28000000.00
28000000.00
0.0272
N
28000000.00
28000000.00
Bennington Stark Capital Co, LLC
Bennington Stark Capital Co, LLC 0.320000%
08224MJ21
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2014-09-02
2014-09-02
N
N
Y
Credit / Liquidity
SOCIETE GENERALE
N/A
N/A
3000000.00
2998320.00
0.0029
N
2999010.00
2999010.00
Blue Mountain Enterprises, LLC
Blue Mountain Enterprises, LLC 0.170000%
095770AA1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-07-07
2014-07-07
Y
Wells Fargo Bank NA
N/A
N/A
Y
Wells Fargo Bank NA
N/A
N/A
N
1980000.00
1980000.00
0.0019
N
1980000.00
1980000.00
BNP Paribas
BNP Paribas 0.470000%
05572NRH1
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-08-25
2014-08-25
N
N
N
5000000.00
5000000.00
0.0049
N
5002250.00
5002250.00
BNP Paribas
BNP Paribas 0.300000%
05572NTF3
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-08-27
2014-08-27
N
N
N
5000000.00
5000000.00
0.0049
N
5000950.00
5000950.00
BNP Paribas
BNP Paribas 0.300000%
05572NTH9
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-08-27
2014-08-27
N
N
N
2000000.00
2000000.00
0.0019
N
2000380.00
2000380.00
BNP Paribas Prime Brokerage Inc
BNP Paribas Prime Brokerage Inc 0.240000%
923JDF006_0.2400_M140702_2MN2
0001197610
Other Repurchase Agreement
N
AFLAC INC COM
2014-06-30
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
298170.88
ALPHA NATURAL RESOURCES INC COM
2014-06-30
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
289538.76
AMERICAN TOWER CORP NEW COM
2014-06-30
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
299107.20
ARAMARK HLDGS CORP COM
2014-06-30
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
253425.71
BERRY PLASTICS GROUP INC COM
2014-06-30
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
297829.25
CLUBCORP HLDGS INC COM
2014-06-30
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
98006.70
DANAHER CORP DEL COM
2014-06-30
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
10373.89
DEVON ENERGY CORP NEW COM
2014-06-30
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
299953.50
DIAMOND OFFSHORE DRILLING INCOM
2014-06-30
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
299975.70
DISCOVER FINL SVCS COM
2014-06-30
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
299983.20
EMERSON ELEC CO COM
2014-06-30
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
81977.00
ENERGEN CORP COM
2014-06-30
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
40044.29
EQUITY RESIDENTIAL SH BEN I
2014-06-30
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
299988.66
EVERTEC INC COM
2014-06-30
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
263279.31
FIVE STAR QUALITY CARE INC COM
2014-06-30
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
22212.48
INTERCONTINENTALEXCHANGE GROCOM
2014-06-30
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
284338.09
KIRBY CORP COM
2014-06-30
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
15380.12
METLIFE INC COM
2014-06-30
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
299970.00
NABORS INDUSTRIES LTD SHS
2014-06-30
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
299999.07
NAVISTAR INTL CORP NEW COM
2014-06-30
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
291563.21
PACKAGING CORP AMER COM
2014-06-30
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
164164.14
PINNACLE WEST CAP CORP COM
2014-06-30
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
298892.16
PNC FINL SVCS GROUP INC COM
2014-06-30
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
21791.64
PULTE GROUP INC COM
2014-06-30
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
299995.20
RICE ENERGY INC COM
2014-06-30
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
280934.16
STONE ENERGY CORP COM
2014-06-30
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
292579.98
TRINITY INDS INC COM
2014-06-30
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
298802.88
VOYA FINL INC COM
2014-06-30
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
298041.92
Unrated Security
N/A
N/A
2014-07-02
2014-07-02
N
Y
BNP Paribas
N/A
N/A
N
6000000.00
6000000.00
0.0058
Repurchase agreement collateralized by common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
N
6000000.00
6000000.00
BNP Paribas Securities Corp
BNP Paribas Securities Corp 0.090000%
987WVU007_0.0900_M140701_2MN2
0001197610
Treasury Repurchase Agreement
Y
United States Treasury Department
2015-04-30
2.500000
Treasury Debt
100000.00
102406.40
United States Treasury Department
2018-08-15
4.000000
Treasury Debt
6097600.00
6845001.90
United States Treasury Department
2018-10-31
1.750000
Treasury Debt
189500.00
192640.17
First Tier Security
N/A
N/A
2014-07-01
2014-07-01
N
N
N
7000000.00
7000000.00
0.0068
N
7000000.00
7000000.00
BNP Paribas Securities Corp
BNP Paribas Securities Corp 0.110000%
987WVU007_0.1100_M140701_2MN2
0001197610
Government Agency Repurchase Agreement
Y
GNMA
2043-04-20
3.500000
Government Agency Debt
11796452.00
11330000.78
First Tier Security
N/A
N/A
2014-07-01
2014-07-01
N
N
N
11000000.00
11000000.00
0.0107
N
11000000.00
11000000.00
BNP Paribas Securities Corp
BNP Paribas Securities Corp 0.250000%
988VYS000_0.2500_M140707_2MN2
0001197610
Other Repurchase Agreement
N
Bank of America Corp
2017-09-01
6.000000
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
1829338.00
2104750.93
PETROLEOS MEXICANOS GUARANTEED NOTES
2041-06-02
6.500000
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
339.00
395.80
First Tier Security
N/A
N/A
2014-07-07
2014-07-07
Y
BNP PARIBAS SECURITIES CORP
N/A
N/A
N
N
2000000.00
2000000.00
0.0019
Repurchase agreement collateralized by common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
N
2000140.00
2000140.00
BPCE SA
BPCE SA 0.220000%
05571CH79
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2014-08-07
2014-08-07
N
N
N
4000000.00
3999095.55
0.0039
N
3999280.00
3999280.00
CAFCO, LLC
CAFCO, LLC 0.230000%
12476FJ56
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
N
N
Y
Letter of Credit
Citibank NA
N/A
N/A
6000000.00
5997470.00
0.0058
N
5997960.00
5997960.00
CAFCO, LLC
CAFCO, LLC 0.230000%
12476FJN7
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2014-09-22
2014-09-22
N
N
Y
Letter of Credit
Citibank NA
N/A
N/A
6000000.00
5996818.33
0.0058
N
5997360.00
5997360.00
CAFCO, LLC
CAFCO, LLC 0.230000%
12476FL46
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2014-11-04
2014-11-04
N
N
Y
Letter of Credit
Citibank NA
N/A
N/A
1000000.00
999195.00
0.0010
N
999280.00
999280.00
Canadian Imperial Bank of Commerce
Canadian Imperial Bank of Commerce 0.060000%
13606JAG4
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-07-07
2014-07-07
N
N
N
3000000.00
3000000.00
0.0029
N
2999940.00
2999940.00
Canadian Imperial Bank of Commerce
Canadian Imperial Bank of Commerce 0.060000%
13606JAH2
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-07-07
2014-07-07
N
N
N
15000000.00
15000000.00
0.0146
N
15000000.00
15000000.00
Cancara Asset Securitisation, LLC
Cancara Asset Securitisation, LLC 0.190000%
13738KJ99
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2014-09-09
2014-09-09
N
N
Y
Credit / Liquidity
Lloyds Bank Plc
N/A
N/A
6000000.00
5997783.33
0.0058
N
5997780.00
5997780.00
Charta, LLC
Charta, LLC 0.240000%
16115XHC2
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2014-08-12
2014-08-12
N
N
Y
Letter of Credit
Citibank NA
N/A
N/A
2000000.00
1999440.00
0.0019
N
1999600.00
1999600.00
Charta, LLC
Charta, LLC 0.230000%
16115XJS5
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2014-09-26
2014-09-26
N
N
Y
Letter of Credit
Citibank NA
N/A
N/A
6000000.00
5996665.00
0.0058
N
5997240.00
5997240.00
Charta, LLC
Charta, LLC 0.230000%
16115XLH6
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2014-11-17
2014-11-17
N
N
Y
Letter of Credit
Citibank NA
N/A
N/A
2000000.00
1998223.89
0.0019
N
1998340.00
1998340.00
Charta, LLC
Charta, LLC 0.230000%
16115XLK9
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2014-11-19
2014-11-19
N
N
Y
Letter of Credit
Citibank NA
N/A
N/A
1000000.00
999099.17
0.0010
N
999150.00
999150.00
Chase Bank USA, NA
Chase Bank USA, NA 0.380000%
16144RUG6
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-12-05
2014-12-05
N
N
N
5000000.00
5000000.00
0.0049
N
5003700.00
5003700.00
Chase Bank USA, NA
Chase Bank USA, NA 0.380000%
16144RUK7
Certificate of Deposit
N
First Tier Security
N/A
N/A
2015-01-02
2015-01-02
N
N
N
2000000.00
2000000.00
0.0019
N
2001640.00
2001640.00
Chase Bank USA, NA
Chase Bank USA, NA 0.380000%
16144RUL5
Certificate of Deposit
N
First Tier Security
N/A
N/A
2015-01-02
2015-01-02
N
N
N
2000000.00
2000000.00
0.0019
N
2001640.00
2001640.00
Chase Bank USA, NA
Chase Bank USA, NA 0.350000%
16144RUM3
Certificate of Deposit
N
First Tier Security
N/A
N/A
2015-01-26
2015-01-26
N
N
N
1000000.00
1000000.00
0.0010
N
1000760.00
1000760.00
Ciesco, LLC
Ciesco, LLC 0.230000%
17178CJ53
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
N
N
Y
Letter of Credit
Citibank NA
N/A
N/A
7000000.00
6997048.33
0.0068
N
6997620.00
6997620.00
Citibank, NA
Citibank, NA 0.230000%
17304USF8
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-09-25
2014-09-25
N
N
N
7000000.00
7000000.00
0.0068
N
7001680.00
7001680.00
Citibank, NA
Citibank, NA 0.230000%
17304UUB4
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-11-13
2014-11-13
N
N
N
10000000.00
10000000.00
0.0097
N
10001100.00
10001100.00
Citibank, NA
Citibank, NA 0.200000%
17304UWQ9
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-10-03
2014-10-03
N
N
N
1000000.00
1000000.00
0.0010
N
1000110.00
1000110.00
Collateralized Commercial Paper Co, LLC
Collateralized Commercial Paper Co, LLC 0.300000%
19422GHJ6
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2014-08-18
2014-08-18
N
N
Y
Guaranty
JP Morgan Securities LLC
N/A
N/A
2000000.00
1999200.00
0.0019
N
1999580.00
1999580.00
Collateralized Commercial Paper II Co, LLC
Collateralized Commercial Paper II Co, LLC 0.300000%
19422DGQ8
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2014-07-24
2014-07-24
N
N
N
3000000.00
2999425.00
0.0029
N
2999730.00
2999730.00
Commonwealth Bank of Australia
Commonwealth Bank of Australia 0.221000%
20272AFY7
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2014-07-03
2014-11-26
N
N
N
9000000.00
9000000.00
0.0087
N
9001260.00
9001260.00
Commonwealth Bank of Australia
Commonwealth Bank of Australia 0.223300%
923NEC003
0000008565
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-07-23
2015-01-23
N
N
N
2000000.00
2000000.00
0.0019
N
2000054.00
2000054.00
Commonwealth Bank of Australia
Commonwealth Bank of Australia 0.235000%
924DPV000
0000008565
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-07-21
2015-06-19
N
N
N
4000000.00
4000000.00
0.0039
N
4000576.00
4000576.00
CRC Funding, LLC
CRC Funding, LLC 0.230000%
12622VL44
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2014-11-04
2014-11-04
N
N
Y
Letter of Credit
Citibank NA
N/A
N/A
9000000.00
8992755.00
0.0087
N
8993520.00
8993520.00
Credit Agricole Corporate and Investment Bank
Credit Agricole Corporate and Investment Bank 0.250000%
22533MCQ2
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-07-02
2014-07-02
N
N
N
4000000.00
4000000.00
0.0039
N
4000040.00
4000040.00
Credit Agricole Corporate and Investment Bank
Credit Agricole Corporate and Investment Bank 0.250000%
22533MDB4
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-07-07
2014-07-07
N
N
N
1000000.00
1000000.00
0.0010
N
1000030.00
1000030.00
Credit Agricole Corporate and Investment Bank
Credit Agricole Corporate and Investment Bank 0.230000%
22533MHR5
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-09-09
2014-09-09
N
N
N
5000000.00
5000000.00
0.0049
N
4999800.00
4999800.00
Credit Agricole SA
Credit Agricole SA 0.240000%
923VDA000
0001330437
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-07-03
2014-07-03
N
N
N
1000000.00
1000000.00
0.0010
N
1000010.00
1000010.00
Credit Agricole SA
Credit Agricole SA 0.230000%
979SNF008
0001330437
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-09-23
2014-09-23
N
N
N
4000000.00
4000000.00
0.0039
N
3999800.00
3999800.00
Credit Suisse AG
Credit Suisse AG 0.240000%
22549TH43
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-09-15
2014-09-15
N
N
N
4000000.00
4000000.00
0.0039
N
4000000.00
4000000.00
Credit Suisse AG
Credit Suisse AG 0.240000%
22549TJ58
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
N
N
N
7000000.00
7000000.00
0.0068
N
7000000.00
7000000.00
Credit Suisse AG
Credit Suisse AG 0.220000%
22549TQ43
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-09-18
2014-09-18
N
N
N
5000000.00
5000000.00
0.0049
N
4999800.00
4999800.00
Credit Suisse AG
Credit Suisse AG 0.280000%
22549TWR5
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-10-06
2014-10-06
N
N
N
2000000.00
2000000.00
0.0019
N
2000060.00
2000060.00
Credit Suisse Securities (USA), LLC
Credit Suisse Securities (USA), LLC 0.650000%
988WZK004_0.6500_M140721_2MN2
0001230485
Other Repurchase Agreement
N
144A CSMC 2009-12R 24A1
2036-10-27
7.989200
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
100000.00
31241.44
144A GSMS 2011-GC5 F
2044-08-10
4.500000
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
395000.00
297681.89
144A JPMRR 2009-7 11A1
2036-09-27
2.721700
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
130000.00
69913.70
144A LBCMT 2007-C3 AJFL
2044-07-15
0.504200
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
1075000.00
941896.82
BACM 2007-4 AJ
2051-02-10
6.015000
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
2860000.00
3045035.54
PNCMT 2000-1 DB1
2030-03-25
0.080000
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
1230000.00
211943.51
SASC05-6 4A1
2035-05-25
5.000000
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
79000.00
7785.16
First Tier Security
N/A
N/A
2014-07-21
2014-07-21
N
N
N
4000000.00
4000000.00
0.0039
Repurchase agreement collateralized by common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
Y
4001120.00
4001120.00
Credit Suisse Securities (USA), LLC
Credit Suisse Securities (USA), LLC 0.650000%
988WZK004_0.6500_M140801_2MN2
0001230485
Other Repurchase Agreement
N
BACM 2007-4 AJ
2051-02-10
6.015000
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
4325000.00
4604817.74
First Tier Security
N/A
N/A
2014-08-01
2014-08-01
N
N
N
4000000.00
4000000.00
0.0039
Repurchase agreement collateralized by common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
Y
4000000.00
4000000.00
Credit Suisse Securities (USA), LLC
Credit Suisse Securities (USA), LLC 0.650000%
988WZK004_0.6500_M140814_2MN2
0001230485
Other Repurchase Agreement
N
BACM 2007-4 AJ
2051-02-10
6.015000
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
9725000.00
10354185.55
First Tier Security
N/A
N/A
2014-08-14
2014-08-14
N
N
N
9000000.00
9000000.00
0.0087
Repurchase agreement collateralized by common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
Y
9000000.00
9000000.00
Credit Suisse Securities (USA), LLC
Credit Suisse Securities (USA), LLC 0.650000%
988WZK004_0.6500_M140904_2MN2
0001230485
Other Repurchase Agreement
N
144A LBCMT 2007-C3 AJFL
2044-07-15
0.504200
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
1315000.00
1152180.77
First Tier Security
N/A
N/A
2014-09-04
2014-09-04
N
N
N
1000000.00
1000000.00
0.0010
Repurchase agreement collateralized by common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
Y
1000000.00
1000000.00
Crown Point Capital Co, LLC
Crown Point Capital Co, LLC 0.220000%
2284K1G72
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2014-07-07
2014-07-07
N
N
Y
Credit / Liquidity
Barclays Bank Plc
N/A
N/A
Credit / Liquidity
BNP Paribas
N/A
N/A
Credit / Liquidity
Credit Suisse AG
N/A
N/A
1000000.00
999963.33
0.0010
N
999970.00
999970.00
Crown Point Capital Co, LLC
Crown Point Capital Co, LLC 0.220000%
2284K1H48
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2014-08-04
2014-08-04
N
N
Y
Credit / Liquidity
Barclays Bank Plc
N/A
N/A
Credit / Liquidity
BNP Paribas
N/A
N/A
Credit / Liquidity
Credit Suisse AG
N/A
N/A
7000000.00
6998545.55
0.0068
N
6998880.00
6998880.00
Deutsche Bank AG
Deutsche Bank AG 0.450000%
25155JAM0
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-11-21
2014-11-21
N
N
N
7000000.00
7000000.00
0.0068
N
7004200.00
7004200.00
Deutsche Bank AG
Deutsche Bank AG 0.280000%
25155JHG6
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-08-12
2014-08-12
N
N
N
3000000.00
3000000.00
0.0029
N
3000180.00
3000180.00
Deutsche Bank AG
Deutsche Bank AG 0.300000%
25155JJP4
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-08-28
2014-08-28
N
N
N
5000000.00
5000000.00
0.0049
N
5000550.00
5000550.00
Deutsche Bank AG
Deutsche Bank AG 0.310000%
25155JLQ9
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-09-24
2014-09-24
N
N
N
3000000.00
3000000.00
0.0029
N
3000420.00
3000420.00
Deutsche Bank AG
Deutsche Bank AG 0.310000%
25155JLW6
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-09-24
2014-09-24
N
N
N
2000000.00
2000000.00
0.0019
N
2000280.00
2000280.00
Deutsche Bank AG
Deutsche Bank AG 0.290000%
25155JPS1
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-10-15
2014-10-15
N
N
N
4000000.00
4000000.00
0.0039
N
4000240.00
4000240.00
Deutsche Bank Securities, Inc
Deutsche Bank Securities, Inc 0.050000%
21599B009_0.0500_M140701_2MN2
0001074042
Treasury Repurchase Agreement
Y
United States Treasury Department
2030-05-15
6.250000
Treasury Debt
1143400.00
1630774.82
First Tier Security
N/A
N/A
2014-07-01
2014-07-01
N
N
N
1598744.00
1598744.00
0.0016
N
1598744.00
1598744.00
Deutsche Bank Securities, Inc
Deutsche Bank Securities, Inc 0.150000%
21599B009_0.1500_M140701_2MN2
0001074042
Government Agency Repurchase Agreement
Y
GNMA
2042-08-20
6.500000
Government Agency Debt
1797564.00
2080000.69
First Tier Security
N/A
N/A
2014-07-01
2014-07-01
N
N
N
2000000.00
2000000.00
0.0019
N
2000000.00
2000000.00
Deutsche Bank Securities, Inc
Deutsche Bank Securities, Inc 0.080000%
991JCA005_0.0800_M140702_2MN2
0001074042
Government Agency Repurchase Agreement
Y
GNMA
2042-08-20
6.500000
Government Agency Debt
221037.00
255766.76
GNMA
2043-08-20
4.000000
Government Agency Debt
1724931.00
1824234.24
First Tier Security
N/A
N/A
2014-07-02
2014-07-02
N
N
N
2000000.00
2000000.00
0.0019
N
2000000.00
2000000.00
Deutsche Bank Securities, Inc
Deutsche Bank Securities, Inc 0.080000%
991JCA005_0.0800_M140703_2MN2
0001074042
Government Agency Repurchase Agreement
Y
Freddie Mac
2039-04-15
3.500000
Government Agency Debt
1016723.00
1040000.06
First Tier Security
N/A
N/A
2014-07-03
2014-07-03
N
N
N
1000000.00
1000000.00
0.0010
N
1000000.00
1000000.00
Deutsche Bank Securities, Inc
Deutsche Bank Securities, Inc 0.100000%
991JCA005_0.1000_M140703_2MN2
0001074042
Government Agency Repurchase Agreement
Y
Freddie Mac
2039-04-15
3.500000
Government Agency Debt
1016723.00
1040000.06
First Tier Security
N/A
N/A
2014-07-03
2014-07-03
N
N
N
1000000.00
1000000.00
0.0010
N
1000000.00
1000000.00
Eagle Cnty
Housing Facilities RB (BC Housing) Series 1997B 0.210000%
269476AB3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-07-07
2014-07-07
Y
Wells Fargo Bank NA
N/A
N/A
Y
Wells Fargo Bank NA
N/A
N/A
N
1500000.00
1500000.00
0.0015
N
1500000.00
1500000.00
Freddie Mac
Freddie Mac 0.227300%
3133F3AA1
Government Agency Debt
N
First Tier Security
N/A
N/A
2014-07-10
2015-05-10
N
N
N
25000000.00
25000000.00
0.0243
N
25001075.00
25001075.00
Gemini Securitization Corp, LLC
Gemini Securitization Corp, LLC 0.350000%
3686M1JW7
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2014-09-30
2014-09-30
N
N
Y
Credit / Liquidity
Deutsche Bank AG
N/A
N/A
2000000.00
1998230.55
0.0019
N
1998980.00
1998980.00
General Electric Capital Corp
General Electric Capital Corp 0.200000%
36959JH89
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2014-08-08
2014-08-08
N
N
N
26000000.00
25994511.11
0.0252
N
25998440.00
25998440.00
General Electric Co
General Electric Co 0.060000%
36960MG72
Other Commercial Paper
N
First Tier Security
N/A
N/A
2014-07-07
2014-07-07
N
N
N
7000000.00
6999930.00
0.0068
N
6999945.40
6999945.40
Goldman Sachs & Co
Goldman Sachs & Co 0.070000%
992JYE002_0.0700_M140702_2MN2
0000769993
Government Agency Repurchase Agreement
Y
GNMA
2039-02-15
6.000000
Government Agency Debt
5347547.00
1020000.10
First Tier Security
N/A
N/A
2014-07-02
2014-07-02
N
N
N
1000000.00
1000000.00
0.0010
N
1000000.00
1000000.00
Goldman Sachs & Co
Goldman Sachs & Co 0.070000%
992JYE002_0.0700_M140703_2MN2
0000769993
Government Agency Repurchase Agreement
Y
GNMA
2027-12-15
2.500000
Government Agency Debt
221532.00
193836.47
GNMA
2039-02-15
6.000000
Government Agency Debt
4331322.00
826163.63
First Tier Security
N/A
N/A
2014-07-03
2014-07-03
N
N
N
1000000.00
1000000.00
0.0010
N
1000000.00
1000000.00
Goldman Sachs & Co
Goldman Sachs & Co 0.070000%
992JYE002_0.0700_M140707_2MN2
0000769993
Government Agency Repurchase Agreement
Y
GNMA
2026-03-15
3.500000
Government Agency Debt
4172700.00
2239866.41
GNMA
2040-11-20
5.000000
Government Agency Debt
124896.00
117783.96
GNMA
2041-11-20
4.000000
Government Agency Debt
805339.00
702349.88
First Tier Security
N/A
N/A
2014-07-07
2014-07-07
N
N
N
3000000.00
3000000.00
0.0029
N
3000000.00
3000000.00
Goldman Sachs & Co
Goldman Sachs & Co 0.080000%
992JYE002_0.0800_M140703_2MN2
0000769993
Government Agency Repurchase Agreement
Y
GNMA
2039-02-15
6.000000
Government Agency Debt
1821131.00
347365.59
GNMA
2043-05-15
3.500000
Government Agency Debt
1848685.00
1692634.70
First Tier Security
N/A
N/A
2014-07-03
2014-07-03
N
N
N
2000000.00
2000000.00
0.0019
N
2000000.00
2000000.00
HSBC Bank USA
HSBC Bank USA 0.210000%
40428AYF8
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-11-19
2014-11-19
N
N
N
5000000.00
5000000.00
0.0049
N
5000200.00
5000200.00
ING Bank NV
ING Bank NV 0.460000%
923NEM001
0000319432
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-10-28
2014-10-28
N
N
N
6000000.00
6000000.00
0.0058
N
6004560.00
6004560.00
ING Bank NV
ING Bank NV 0.300000%
923UQF007
0000319432
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-09-18
2014-09-18
N
N
N
1000000.00
1000000.00
0.0010
N
1000200.00
1000200.00
ING Bank NV
ING Bank NV 0.330000%
923WQZ009
0000319432
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-10-01
2014-10-01
N
N
N
7000000.00
7000000.00
0.0068
N
7001820.00
7001820.00
ING Bank NV
ING Bank NV 0.310000%
923ZBH008
0000319432
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-11-03
2014-11-03
N
N
N
4000000.00
4000000.00
0.0039
N
4000960.00
4000960.00
ING Bank NV
ING Bank NV 0.320000%
979PHT001
0000319432
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-11-07
2014-11-07
N
N
N
2000000.00
2000000.00
0.0019
N
2000580.00
2000580.00
JP Morgan Securities, LLC
JP Morgan Securities, LLC 0.400000%
46590EHS0
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2014-08-26
2014-08-26
N
N
N
6000000.00
5996266.67
0.0058
N
5998320.00
5998320.00
JP Morgan Securities, LLC
JP Morgan Securities, LLC 0.100000%
46899T004_0.1000_M140701_2MN2
0001168163
Government Agency Repurchase Agreement
Y
Fannie Mae
2032-10-01
3.000000
Government Agency Debt
31461623.00
27590636.92
Freddie Mac
2042-12-01
3.000000
Government Agency Debt
33380757.00
30089363.10
First Tier Security
N/A
N/A
2014-07-01
2014-07-01
N
N
N
56000000.00
56000000.00
0.0544
N
56000000.00
56000000.00
JP Morgan Securities, LLC
JP Morgan Securities, LLC 0.610000%
921ACP006_0.6100_M140928_2MN2
0001168163
Other Repurchase Agreement
N
BANC OF AMERICA COMM MTG TRUST 2007 3
2049-06-10
5.774600
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
631.00
631.07
COMM 2012 CCRE4 MTG TR
2045-10-17
4.442000
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
2138967.00
2223849.41
EXPORKLORE SA
2031-12-05
5.521100
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
35794.00
37840.09
GS MTG SECS TR 2012-GCJ7
2045-05-12
5.906700
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
5454.00
5695.17
JPMORGAN CHASE COMMERCIAL MORTGAGE SECUR
2019-07-15
1.201800
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
3785.00
2824.59
ML-CFC 2007
2049-08-12
6.079300
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
24865.00
26372.78
SASC 2001-9 B2
2031-07-25
7.319800
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
9725.00
1768.43
WMALT 2005-1 5A1
2035-03-25
6.000000
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
4296.00
1526.05
First Tier Security
N/A
N/A
2014-09-28
2014-09-28
N
N
N
2000000.00
2000000.00
0.0019
Repurchase agreement collateralized by common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
Y
2000000.00
2000000.00
JPMorgan Chase Bank, NA
JPMorgan Chase Bank, NA 0.413300%
48125LAA0
Other Note
N
First Tier Security
N/A
N/A
2014-07-21
2014-12-22
N
N
N
38000000.00
38000000.00
0.0369
N
38006384.00
38006384.00
Labcon North America
Taxable Bonds Series 2010 0.220000%
50537AAA2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-07-07
2014-07-07
Y
Bank of the West
N/A
N/A
Y
Bank of the West
N/A
N/A
N
1745000.00
1745000.00
0.0017
N
1745000.00
1745000.00
Lloyds Bank Plc
Lloyds Bank Plc 0.190000%
53943SK71
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2014-10-07
2014-10-07
N
N
N
7000000.00
6996379.44
0.0068
N
6996570.00
6996570.00
Lloyds Bank Plc
Lloyds Bank Plc 0.480000%
53944LB67
Certificate of Deposit
N
First Tier Security
N/A
N/A
2015-03-18
2015-03-18
N
N
N
4000000.00
4000000.00
0.0039
N
4003160.00
4003160.00
Lloyds Bank Plc
Lloyds Bank Plc 0.260000%
53944LG96
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-12-02
2014-12-02
N
N
N
1000000.00
1000000.00
0.0010
N
1000000.00
1000000.00
Lloyds Bank Plc
Lloyds Bank Plc 0.370000%
53944LYR6
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-10-28
2014-10-28
N
N
N
1000000.00
1000000.00
0.0010
N
1000670.00
1000670.00
Manhattan Asset Funding Capital Co, LLC
Manhattan Asset Funding Capital Co, LLC 0.170000%
56274MG14
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2014-07-01
2014-07-01
N
N
Y
Credit / Liquidity
Sumitomo Mitsui Banking Corp
N/A
N/A
1000000.00
1000000.00
0.0010
N
1000000.00
1000000.00
Merrill Lynch, Pierce, Fenner & Smith, Inc
Merrill Lynch, Pierce, Fenner & Smith, Inc 0.570000%
921ACQ004_0.5700_M140804_2MN2
0000728612
Other Repurchase Agreement
N
AMERICAN GENERAL MORTGAGE LOAN TRUST 201
2040-03-25
0.00
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
1682110.00
1861977.59
BARCLAYS PLC
2099-12-15
6.625000
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
2581362.00
2643966.12
BOA COMMERICAL MORTGAGE TRST 2007-05
2051-02-10
6.193200
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
3511039.00
3563373.03
CENTURYTEL INC
2017-04-01
6.000000
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
162971.00
182296.64
CLEARWATER PAPER CORPORATION
2023-02-01
4.500000
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
1670000.00
1651003.75
INDYMAC INDX MTGE LN TR
2036-06-25
5.065100
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
128935.00
33118.96
JPMCC 2006-LDP8 AJ
2045-05-15
5.480000
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
1242347.00
1328054.45
MADISON SQUARE 2004-1 LTD RESTR
2043-09-25
6.150000
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
15297.00
5363.25
RITE AID CORP
2019-10-15
10.250000
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
802324.00
880634.16
SAPPI PAPIER HLDG GMBH
2017-07-15
7.750000
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
1086708.00
1247563.43
STR ASSET SEC CORP
2033-12-25
2.484200
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
5041751.00
784115.07
WACHOVIA BANK CMML MTGE TR
2020-06-15
0.401800
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
21532.00
20976.58
WBCMT 2006-C27 AJ
2045-07-17
5.825000
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
1943.00
1993.70
WMALT 2006
2046-10-25
0.972700
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
64425.00
13412.69
WMALT SERIES
2046-06-25
1.112700
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
8791485.00
1882151.26
First Tier Security
N/A
N/A
2014-08-04
2014-08-04
N
N
N
14000000.00
14000000.00
0.0136
Repurchase agreement collateralized by common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
Y
14008400.00
14008400.00
Merrill Lynch, Pierce, Fenner & Smith, Inc
Merrill Lynch, Pierce, Fenner & Smith, Inc 0.070000%
992JYF009_0.0700_M140702_2MN2
0000728612
Government Agency Repurchase Agreement
Y
GNMA
2060-12-20
5.261000
Government Agency Debt
2111503.00
1866839.11
GNMA
2064-05-20
2.042000
Government Agency Debt
185851.00
193161.44
First Tier Security
N/A
N/A
2014-07-02
2014-07-02
N
N
N
2000000.00
2000000.00
0.0019
N
2000000.00
2000000.00
Mitsubishi UFJ Trust & Banking Corp
Mitsubishi UFJ Trust & Banking Corp 0.250000%
60682AJV9
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-07-01
2014-07-01
N
N
N
6000000.00
6000000.00
0.0058
N
6000000.00
6000000.00
Mizuho Bank Ltd
Mizuho Bank Ltd 0.250000%
60688LNS1
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-08-08
2014-08-08
N
N
N
4000000.00
4000000.00
0.0039
N
4000200.00
4000200.00
Mizuho Bank Ltd
Mizuho Bank Ltd 0.250000%
60688LSJ6
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-10-17
2014-10-17
N
N
N
6000000.00
6000000.00
0.0058
N
6000360.00
6000360.00
Mizuho Bank Ltd
Mizuho Bank Ltd 0.210000%
60688LTF3
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-08-06
2014-08-06
N
N
N
5000000.00
5000000.00
0.0049
N
5000050.00
5000050.00
Mizuho Bank Ltd
Mizuho Bank Ltd 0.250000%
60688LTL0
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-10-27
2014-10-27
N
N
N
3000000.00
3000000.00
0.0029
N
3000210.00
3000210.00
Mizuho Bank Ltd
Mizuho Bank Ltd 0.200000%
60688LWR3
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-09-12
2014-09-12
N
N
N
2000000.00
2000000.00
0.0019
N
1999960.00
1999960.00
Mizuho Securities USA Inc
Mizuho Securities USA Inc 0.120000%
60686N005_0.1200_M140701_2MN2
0000812291
Government Agency Repurchase Agreement
Y
Fannie Mae
2043-08-01
3.500000
Government Agency Debt
100781.00
101219.07
United States Treasury Department
2019-02-15
8.875000
Treasury Debt
1420800.00
1939797.46
First Tier Security
N/A
N/A
2014-07-01
2014-07-01
N
N
N
2000000.00
2000000.00
0.0019
N
2000000.00
2000000.00
Morgan Stanley & Co. LLC
Morgan Stanley & Co. LLC 0.120000%
55799C003_0.1200_M140701_2MN2
0000068136
Government Agency Repurchase Agreement
Y
Fannie Mae
2030-11-01
4.500000
Government Agency Debt
1681352.00
1020000.15
First Tier Security
N/A
N/A
2014-07-01
2014-07-01
N
N
N
1000000.00
1000000.00
0.0010
N
1000000.00
1000000.00
Nationwide Building Society
Nationwide Building Society 0.200000%
6385E1HU8
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2014-08-28
2014-08-28
N
N
N
1000000.00
999677.78
0.0010
N
999720.00
999720.00
Nationwide Building Society
Nationwide Building Society 0.210000%
6385E1J51
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2014-09-05
2014-09-05
N
N
N
6000000.00
5997690.00
0.0058
N
5998020.00
5998020.00
Nationwide Building Society
Nationwide Building Society 0.200000%
6385E1JJ1
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2014-09-18
2014-09-18
N
N
N
2000000.00
1999122.22
0.0019
N
1999180.00
1999180.00
Nationwide Building Society
Nationwide Building Society 0.210000%
6385E1K26
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2014-10-02
2014-10-02
N
N
N
1000000.00
999457.50
0.0010
N
999490.00
999490.00
Natixis SA
Natixis SA 0.250000%
63873E2Q3
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-07-31
2014-07-31
N
N
N
8000000.00
8000000.00
0.0078
N
8000880.00
8000880.00
Natixis SA
Natixis SA 0.220000%
63873E2W0
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-08-05
2014-08-05
N
N
N
2000000.00
2000000.00
0.0019
N
2000040.00
2000040.00
Nieuw Amsterdam Receivables Corp
Nieuw Amsterdam Receivables Corp 0.200000%
65409SGH5
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2014-07-17
2014-07-17
N
N
Y
Credit / Liquidity
Rabobank Nederland
N/A
N/A
7000000.00
6999377.78
0.0068
N
6999580.00
6999580.00
NRW.BANK
NRW.BANK 0.075000%
62939MG19
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2014-07-01
2014-07-01
N
N
N
10000000.00
10000000.00
0.0097
N
10000000.00
10000000.00
Old Line Funding, LLC
Old Line Funding, LLC 0.210900%
67984RAE9
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2014-07-07
2014-12-05
N
N
Y
Standby Purchase Agreement
Royal Bank of Canada
N/A
N/A
6000000.00
6000000.00
0.0058
N
6000120.00
6000120.00
Oversea-Chinese Banking Corp Ltd
Oversea-Chinese Banking Corp Ltd 0.250000%
69033RL53
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2014-11-05
2014-11-05
N
N
N
4000000.00
3996472.22
0.0039
N
3997240.00
3997240.00
PNC Bank NA
PNC Bank NA 0.300000%
69354BBD3
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2014-11-06
2014-11-06
N
N
N
8000000.00
8000000.00
0.0078
N
8002080.00
8002080.00
Ridgefield Funding Co, LLC
Ridgefield Funding Co, LLC 0.230000%
76582KGG0
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2014-07-16
2014-07-16
N
N
Y
Guaranty
BNP Paribas
N/A
N/A
7000000.00
6999329.17
0.0068
N
6999510.00
6999510.00
Royal Bank of Canada
Royal Bank of Canada 0.231000%
78009NQU3
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-07-07
2015-03-04
N
N
N
8000000.00
8000000.00
0.0078
N
8000240.00
8000240.00
Sheffield Receivables Corp
Sheffield Receivables Corp 0.200000%
82124MGP9
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2014-07-23
2014-07-23
N
N
Y
Letter of Credit
Barclays Bank Plc
N/A
N/A
10000000.00
9998777.78
0.0097
N
9999200.00
9999200.00
Skandinaviska Enskilda Banken AB
Skandinaviska Enskilda Banken AB 0.260000%
83050UK31
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2014-10-03
2014-10-03
N
N
N
1000000.00
999321.11
0.0010
N
999520.00
999520.00
Skandinaviska Enskilda Banken AB
Skandinaviska Enskilda Banken AB 0.250000%
83051HWX0
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-09-03
2014-09-03
N
N
N
4000000.00
4000000.00
0.0039
N
4000520.00
4000520.00
Skandinaviska Enskilda Banken AB
Skandinaviska Enskilda Banken AB 0.240000%
83051HZS8
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-12-12
2014-12-12
N
N
N
3000000.00
3000000.00
0.0029
N
2999850.00
2999850.00
Skandinaviska Enskilda Banken AB
Skandinaviska Enskilda Banken AB 0.060000%
923CYV003
0000917311
Other Instrument
Security is a time deposit.
N
First Tier Security
N/A
N/A
2014-07-03
2014-07-03
N
N
N
6000000.00
6000000.00
0.0058
Security is a time deposit.
N
6000001.20
6000001.20
State Street Bank & Trust Company, NA
State Street Bank & Trust Company, NA 0.220000%
8574P1CZ7
Certificate of Deposit
N
First Tier Security
N/A
N/A
2015-01-21
2015-01-21
N
N
N
10000000.00
10000000.00
0.0097
N
9999400.00
9999400.00
State Street Corp
State Street Corp 0.210000%
85747KM84
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2014-12-08
2014-12-08
N
N
N
5000000.00
4995333.33
0.0048
N
4995450.00
4995450.00
Sumitomo Mitsui Banking Corp
Sumitomo Mitsui Banking Corp 0.210000%
86562U2R2
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-08-13
2014-08-13
N
N
N
2000000.00
2000000.00
0.0019
N
2000040.00
2000040.00
Sumitomo Mitsui Banking Corp
Sumitomo Mitsui Banking Corp 0.210000%
86562U3F7
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-08-13
2014-08-13
N
N
N
3000000.00
3000000.00
0.0029
N
3000060.00
3000060.00
Sumitomo Mitsui Banking Corp
Sumitomo Mitsui Banking Corp 0.250000%
86562U3N0
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-11-14
2014-11-14
N
N
N
1000000.00
1000000.00
0.0010
N
1000000.00
1000000.00
Sumitomo Mitsui Banking Corp
Sumitomo Mitsui Banking Corp 0.300000%
86562U6M9
Certificate of Deposit
N
First Tier Security
N/A
N/A
2015-03-02
2015-03-02
N
N
N
1000000.00
1000000.00
0.0010
N
999860.00
999860.00
Sumitomo Mitsui Banking Corp
Sumitomo Mitsui Banking Corp 0.300000%
86562U7L0
Certificate of Deposit
N
First Tier Security
N/A
N/A
2015-03-03
2015-03-03
N
N
N
4000000.00
4000000.00
0.0039
N
3999440.00
3999440.00
Sumitomo Mitsui Banking Corp
Sumitomo Mitsui Banking Corp 0.250000%
86562UJ37
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-10-10
2014-10-10
N
N
N
2000000.00
2000000.00
0.0019
N
2000060.00
2000060.00
Sumitomo Mitsui Banking Corp
Sumitomo Mitsui Banking Corp 0.250000%
86562UP55
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-10-14
2014-10-14
N
N
N
3000000.00
3000000.00
0.0029
N
3000090.00
3000090.00
Sumitomo Mitsui Banking Corp
Sumitomo Mitsui Banking Corp 0.250000%
86562UQG0
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-08-04
2014-08-04
N
N
N
1000000.00
1000000.00
0.0010
N
1000060.00
1000060.00
Sumitomo Mitsui Banking Corp
Sumitomo Mitsui Banking Corp 0.370000%
86562URN4
Certificate of Deposit
N
First Tier Security
N/A
N/A
2015-02-06
2015-02-06
N
N
N
6000000.00
6000000.00
0.0058
N
6002580.00
6002580.00
Sumitomo Mitsui Banking Corp
Sumitomo Mitsui Banking Corp 0.300000%
86562USP8
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-11-13
2014-11-13
N
N
N
1000000.00
1000000.00
0.0010
N
1000190.00
1000190.00
Sumitomo Mitsui Banking Corp
Sumitomo Mitsui Banking Corp 0.300000%
86562YBM5
Certificate of Deposit
N
First Tier Security
N/A
N/A
2015-03-12
2015-03-12
N
N
N
1000000.00
1000000.00
0.0010
N
999860.00
999860.00
Sumitomo Mitsui Trust Bank Ltd
Sumitomo Mitsui Trust Bank Ltd 0.210000%
86563KMH3
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-08-15
2014-08-15
N
N
N
1000000.00
1000000.00
0.0010
N
1000030.00
1000030.00
Sumitomo Mitsui Trust Bank Ltd
Sumitomo Mitsui Trust Bank Ltd 0.210000%
86563KNA7
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-08-29
2014-08-29
N
N
N
4000000.00
4000000.00
0.0039
N
4000120.00
4000120.00
Sumitomo Mitsui Trust Bank Ltd
Sumitomo Mitsui Trust Bank Ltd 0.210000%
86563KNM1
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-09-16
2014-09-16
N
N
N
1000000.00
1000000.00
0.0010
N
999960.00
999960.00
Sumitomo Mitsui Trust Bank Ltd
Sumitomo Mitsui Trust Bank Ltd 0.200000%
86563KNS8
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-09-22
2014-09-22
N
N
N
7000000.00
7000000.00
0.0068
N
6999510.00
6999510.00
Sumitomo Mitsui Trust Bank Ltd
Sumitomo Mitsui Trust Bank Ltd 0.210000%
86563KNT6
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-09-23
2014-09-23
N
N
N
1000000.00
1000000.00
0.0010
N
999950.00
999950.00
Sumitomo Mitsui Trust Bank Ltd
Sumitomo Mitsui Trust Bank Ltd 0.200000%
86563KPB3
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-10-01
2014-10-01
N
N
N
6000000.00
6000000.00
0.0058
N
5999400.00
5999400.00
Swedbank AB
Swedbank AB 0.250000%
87019SKL7
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2014-10-20
2014-10-20
N
N
N
4000000.00
3996916.66
0.0039
N
3997880.00
3997880.00
Swedbank AB
Swedbank AB 0.255000%
87019SKM5
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2014-10-21
2014-10-21
N
N
N
1000000.00
999206.66
0.0010
N
999460.00
999460.00
Swedbank AB
Swedbank AB 0.070000%
870999000
0001367624
Other Instrument
Security is a time deposit.
N
First Tier Security
N/A
N/A
2014-07-03
2014-07-03
N
N
N
9000000.00
9000000.00
0.0087
Security is a time deposit.
N
8999997.30
8999997.30
Texas
Veterans Housing Assistance Taxable Refunding Bonds Series 1994A2 0.130000%
8827162D4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-07-07
2014-07-07
Y
Texas
N/A
N/A
N
N
1000000.00
1000000.00
0.0010
N
1000000.00
1000000.00
Texas
Veterans Land Taxable Refunding Bonds Series 2006A 0.130000%
882721JT1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-07-07
2014-07-07
Y
Texas
N/A
N/A
N
N
1730000.00
1730000.00
0.0017
N
1730000.00
1730000.00
Thunder Bay Funding, LLC
Thunder Bay Funding, LLC 0.230000%
88602UGQ7
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2014-07-24
2014-07-24
N
N
Y
Standby Purchase Agreement
Royal Bank of Canada
N/A
N/A
1000000.00
999853.06
0.0010
N
999890.00
999890.00
Toronto-Dominion Bank
Toronto-Dominion Bank 0.235000%
89112UAE1
Certificate of Deposit
N
First Tier Security
N/A
N/A
2015-01-22
2015-01-22
N
N
N
10000000.00
10000000.00
0.0097
N
10002600.00
10002600.00
Toronto-Dominion Bank
Toronto-Dominion Bank 0.110000%
89112UHF1
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-07-11
2014-07-11
N
N
N
9000000.00
9000000.00
0.0087
N
9000000.00
9000000.00
Toronto-Dominion Bank
Toronto-Dominion Bank 0.221800%
89112UHR5
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-07-16
2015-06-16
N
N
N
6000000.00
6000000.00
0.0058
N
6000300.00
6000300.00
Toronto-Dominion Bank
Toronto-Dominion Bank 0.220000%
89112UJM4
Certificate of Deposit
N
First Tier Security
N/A
N/A
2015-01-23
2015-01-23
N
N
N
6000000.00
6000000.00
0.0058
N
6001020.00
6001020.00
Toronto-Dominion Bank
Toronto-Dominion Bank 0.070000%
89112UKD2
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-07-02
2014-07-02
N
N
N
10000000.00
10000000.00
0.0097
N
10000000.00
10000000.00
Toyota Motor Credit Corp
Toyota Motor Credit Corp 0.240000%
89233HKL7
Other Commercial Paper
N
First Tier Security
N/A
N/A
2014-10-20
2014-10-20
N
N
N
9000000.00
8993340.00
0.0087
N
8996850.00
8996850.00
UBS AG
UBS AG 0.180000%
90267RYE3
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-09-26
2014-09-26
N
N
N
1000000.00
1000000.00
0.0010
N
1000000.00
1000000.00
United States Treasury Department
United States Treasury Department 0.070000%
912828WK2
Treasury Debt
N
First Tier Security
N/A
N/A
2014-07-01
2016-01-31
N
N
N
7000000.00
6998850.41
0.0068
N
7000000.00
7000000.00
Wells Fargo Bank, NA
Wells Fargo Bank, NA 0.223500%
9497P62Z0
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-07-10
2015-01-09
N
N
N
7000000.00
7000000.00
0.0068
N
7000560.00
7000560.00
Wells Fargo Bank, NA
Wells Fargo Bank, NA 0.225000%
9497P6U63
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-07-21
2014-11-18
N
N
N
5000000.00
5000000.00
0.0049
N
5000700.00
5000700.00
Wells Fargo Bank, NA
Wells Fargo Bank, NA 0.221000%
94988E2C1
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-07-02
2015-05-01
N
N
N
3000000.00
3000000.00
0.0029
N
3000120.00
3000120.00
Wells Fargo Bank, NA
Wells Fargo Bank, NA 0.233000%
94988E3E6
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-07-21
2015-05-20
N
N
N
11000000.00
11000000.00
0.0107
N
11000880.00
11000880.00
Westpac Banking Corp
Westpac Banking Corp 0.241000%
96121TTR9
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-07-28
2014-08-27
N
N
N
10000000.00
10000000.00
0.0097
N
10001600.00
10001600.00
Westpac Banking Corp
Westpac Banking Corp 0.233300%
9612C4ME8
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2014-07-14
2015-06-12
N
N
N
9000000.00
9000000.00
0.0087
N
9000450.00
9000450.00
Westpac Banking Corp
Westpac Banking Corp 0.235000%
9612C4MF5
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2014-07-12
2015-06-12
N
N
N
1000000.00
1000000.00
0.0010
N
1000050.00
1000050.00
Whistlejacket Capital, LLC
Whistlejacket Capital, LLC 0.000000%
96335WFX6
Other Note
N
No Longer an Eligible Security
N/A
N/A
2015-04-29
2015-04-29
N
N
N
49258.47
49258.47
0.0000
All Whistlejacket notes were sold at auction on 4/29/09. The remaining investment represents an interest in a small residual fund that is being held to cover any remaining expenses and liabilities associated with receivership.
Y
46859.58
46859.58
Whistlejacket Capital, LLC
Whistlejacket Capital, LLC 0.000000%
96335WGE7
Other Note
N
No Longer an Eligible Security
N/A
N/A
2015-04-29
2015-04-29
N
N
N
24610.09
24610.09
0.0000
All Whistlejacket notes were sold at auction on 4/29/09. The remaining investment represents an interest in a small residual fund that is being held to cover any remaining expenses and liabilities associated with receivership.
Y
23411.58
23411.58
Whistlejacket Capital, LLC
Whistlejacket Capital, LLC 0.000000%
96432XKB8
Other Note
N
No Longer an Eligible Security
N/A
N/A
2015-04-29
2015-04-29
N
N
N
24602.17
24602.17
0.0000
All Whistlejacket notes were sold at auction on 4/29/09. The remaining investment represents an interest in a small residual fund that is being held to cover any remaining expenses and liabilities associated with receivership.
Y
23404.04
23404.04
Whistlejacket Capital, LLC
Whistlejacket Capital, LLC 0.000000%
96432XKM4
Other Note
N
No Longer an Eligible Security
N/A
N/A
2015-04-29
2015-04-29
N
N
N
24600.45
24600.45
0.0000
All Whistlejacket notes were sold at auction on 4/29/09. The remaining investment represents an interest in a small residual fund that is being held to cover any remaining expenses and liabilities associated with receivership.
Y
23402.41
23402.41