0001145549-14-003635.txt : 20140530 0001145549-14-003635.hdr.sgml : 20140530 20140407144153 ACCESSION NUMBER: 0001145549-14-003635 CONFORMED SUBMISSION TYPE: N-MFP PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140407 DATE AS OF CHANGE: 20140407 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS CENTRAL INDEX KEY: 0000857156 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-MFP SEC ACT: 1933 Act SEC FILE NUMBER: 811-05954 FILM NUMBER: 14748381 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 1-800-648-5300 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS DATE OF NAME CHANGE: 19920703 0000857156 S000019114 Schwab California AMT Tax-Free Money Fund C000052863 Value Advantage Shares SNKXX N-MFP 1 primary_doc.xml N-MFP N-MFP LIVE N 2014-03-31 0000857156 S000019114 1 N N N N 033-31894 Charles Schwab Investment Management, Inc. 801-35905 PricewaterhouseCoopers LLP San Francisco CA Charles Schwab Investment Management, Inc. Boston Financial Data Services, Inc. 0000275143 84-00896 N N N Single State Fund 29 36 132247446.36 385662.81 636432.17 131996677.00 0.0013 1.0005 2014-03-31 1.0005 2014-03-31 C000052863 25000.00 131996677.00 1.00 -3111859.70 1787010.69 4898870.39 0.0001 1.0005 2014-03-31 1.0005 2014-03-31 ABAG Finance Auth RB (On Lok Sr Health Services) Series 2008 0.050000% 00037CNG1 Variable Rate Demand Note N First Tier Security N/A N/A 2014-04-07 2014-04-07 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 500000.00 500000.00 0.0038 N 500000.00 500000.00 Alameda Cnty IDA RB (Dale Hardware) Series 2010 0.070000% 01110RAA3 Variable Rate Demand Note N First Tier Security N/A N/A 2014-04-07 2014-04-07 Y Comerica Bank N/A N/A Y Comerica Bank N/A N/A N 2480000.00 2480000.00 0.0188 N 2480000.00 2480000.00 Anaheim Public Financing Auth Electric System Second Lien RB Series 2004 0.080000% 03255MPM3 Variable Rate Demand Note N First Tier Security N/A N/A 2014-04-07 2014-04-07 Y Morgan Stanley Bank NA N/A N/A Y Berkshire Hathaway Assurance Corp N/A N/A N 2700000.00 2700000.00 0.0205 N 2700000.00 2700000.00 Bay Area Toll Auth Toll Bridge RB Series 2006F 0.070000% 46633VSC4 Variable Rate Demand Note N First Tier Security N/A N/A 2014-04-07 2014-04-07 Y JPMorgan Chase Bank NA N/A N/A N N 2085000.00 2085000.00 0.0158 N 2085000.00 2085000.00 Bay Area Toll Auth Toll Bridge RB Series 2009F1 0.090000% 74703YMA5 Variable Rate Demand Note N First Tier Security N/A N/A 2014-04-07 2014-04-07 Y Bank of America NA N/A N/A N N 1305000.00 1305000.00 0.0099 N 1305000.00 1305000.00 Beverly Hills Public Finance Auth Lease Refunding RB Series 2013A 3.000000% 088006HJ3 Other Municipal Debt N Unrated Security N/A N/A 2014-06-01 2014-06-01 N N Y Obligor Beverly Hills N/A N/A 1200000.00 1205561.52 0.0091 N 1205664.00 1205664.00 California GO Bonds 5.000000% 13062PH62 Other Municipal Debt N Unrated Security N/A N/A 2014-06-01 2014-06-01 N N N 350000.00 352749.62 0.0027 N 352870.00 352870.00 California GO Refunding Bonds 5.000000% 13062PS29 Other Municipal Debt N Unrated Security N/A N/A 2015-03-01 2015-03-01 N N N 120000.00 125179.12 0.0009 N 125319.60 125319.60 California GO Refunding Bonds 5.000000% 13062RFN3 Other Municipal Debt N Unrated Security N/A N/A 2014-05-01 2014-05-01 N N N 225000.00 225872.85 0.0017 N 225924.75 225924.75 California GO Bonds 5.000000% 13062RKV9 Other Municipal Debt N Unrated Security N/A N/A 2014-06-01 2014-06-01 N N N 120000.00 120931.87 0.0009 N 120984.00 120984.00 California GO Refunding Bonds 5.000000% 13062TF66 Other Municipal Debt N Unrated Security N/A N/A 2014-08-01 2014-08-01 N N N 550000.00 558550.64 0.0042 N 558904.50 558904.50 California GO Bonds 4.000000% 13062TNY6 Other Municipal Debt N Unrated Security N/A N/A 2014-09-01 2014-09-01 N N N 110000.00 111703.51 0.0008 N 111772.10 111772.10 California GO Bonds 3.700000% 13063A3Y8 Other Municipal Debt N Unrated Security N/A N/A 2014-04-01 2014-04-01 N N N 640000.00 640000.00 0.0048 N 640000.00 640000.00 California GO Bonds 5.000000% 13063A3Z5 Other Municipal Debt N Unrated Security N/A N/A 2014-04-01 2014-04-01 N N N 125000.00 125000.00 0.0009 N 125000.00 125000.00 California GO Bonds 4.125000% 13063ABE3 Other Municipal Debt N Unrated Security N/A N/A 2014-06-01 2014-06-01 N N N 200000.00 201232.01 0.0015 N 201348.00 201348.00 California GO Refunding Bonds 4.000000% 13063BMQ2 Other Municipal Debt N Unrated Security N/A N/A 2014-09-01 2014-09-01 N N N 225000.00 228509.13 0.0017 N 228624.75 228624.75 California RAN 2013-2014 Series A2 2.000000% 13063CEB2 Other Municipal Debt N First Tier Security N/A N/A 2014-06-23 2014-06-23 N N N 2150000.00 2158721.33 0.0164 N 2159245.00 2159245.00 California Economic Recovery Bonds Series 2004A 5.250000% 13067JBE0 Other Municipal Debt N Unrated Security N/A N/A 2014-07-01 2014-07-01 N N Y Obligor California Economic Recovery N/A N/A 365000.00 369488.85 0.0028 N 369591.70 369591.70 California Economic Recovery Bonds Series 2004A 5.250000% 13067JLL3 Other Municipal Debt N Unrated Security N/A N/A 2014-07-01 2014-07-01 N N Y Obligor California Economic Recovery N/A N/A 850000.00 860694.46 0.0065 N 860693.00 860693.00 California Economic Recovery Bonds Series 2004C4 0.070000% 13067JMH1 Variable Rate Demand Note N First Tier Security N/A N/A 2014-04-01 2014-04-01 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 800000.00 800000.00 0.0061 N 800000.00 800000.00 California Dept of Water Resources Power Supply RB Series 2010L 5.000000% 13066YQJ1 Other Municipal Debt N Unrated Security N/A N/A 2014-05-01 2014-05-01 N N N 1225000.00 1229902.50 0.0093 N 1229998.00 1229998.00 California Educational Facilities Auth RB (Univ of Southern California) Series 2009A 0.100000% 05248RDV0 Variable Rate Demand Note N First Tier Security N/A N/A 2014-04-07 2014-04-07 Y Deutsche Bank AG N/A N/A N Y Obligor Univ of Southern California N/A N/A 2220000.00 2220000.00 0.0168 N 2220000.00 2220000.00 California Health Facilities Financing Auth RB (Kaiser Permanente) Series 2006E 0.200000% 13032THA2 Other Commercial Paper N First Tier Security N/A N/A 2014-07-08 2014-07-08 N N Y Obligor Kaiser Permanente N/A N/A 2000000.00 2000000.00 0.0152 N 2000280.00 2000280.00 California Health Facilities Financing Auth RB (Sutter Health) Series 2011B 0.070000% 13033LMM6 Variable Rate Demand Note N First Tier Security N/A N/A 2014-04-07 2014-04-07 Y Citibank NA N/A N/A N Y Obligor Sutter Health N/A N/A 1600000.00 1600000.00 0.0121 N 1600000.00 1600000.00 California Infrastructure & Economic Development Bank Refunding RB (PG&E) Series 2009A 0.070000% 13033W3H4 Variable Rate Demand Note N First Tier Security N/A N/A 2014-04-01 2014-04-01 Y Mizuho Bank Ltd N/A N/A Y Mizuho Bank Ltd N/A N/A N 500000.00 500000.00 0.0038 N 500000.00 500000.00 California Infrastructure & Economic Development Bank Refunding RB (PG&E) Series 2009B 0.070000% 13033W3J0 Variable Rate Demand Note N First Tier Security N/A N/A 2014-04-01 2014-04-01 Y Mizuho Bank Ltd N/A N/A Y Mizuho Bank Ltd N/A N/A N 800000.00 800000.00 0.0061 N 800000.00 800000.00 California Infrastructure & Economic Development Bank RB (Asian-American Drug Abuse Program) Series 2008 0.150000% 13033WP80 Variable Rate Demand Note N First Tier Security N/A N/A 2014-04-07 2014-04-07 Y Bank of the West N/A N/A Y Bank of the West N/A N/A N 3230000.00 3230000.00 0.0245 N 3230000.00 3230000.00 California Infrastructure & Economic Development Bank RB (Casa Loma College) Series 2009 0.110000% 13033WX57 Variable Rate Demand Note N First Tier Security N/A N/A 2014-04-07 2014-04-07 Y Comerica Bank N/A N/A Y Comerica Bank N/A N/A N 1915000.00 1915000.00 0.0145 N 1915000.00 1915000.00 California Pollution Control Financing Auth Pollution Control Refunding RB (PG&E) Series 1996C 0.060000% 130534XA3 Variable Rate Demand Note N First Tier Security N/A N/A 2014-04-01 2014-04-01 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 800000.00 800000.00 0.0061 N 800000.00 800000.00 California Pollution Control Financing Auth Pollution Control Refunding RB (PG&E) Series 1996F 0.070000% 130534XD7 Variable Rate Demand Note N First Tier Security N/A N/A 2014-04-01 2014-04-01 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 1700000.00 1700000.00 0.0129 N 1700000.00 1700000.00 California Pollution Control Financing Auth Pollution Control Refunding RB (PG&E) Series 1996E 0.070000% 130534XX3 Variable Rate Demand Note N First Tier Security N/A N/A 2014-04-01 2014-04-01 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 100000.00 100000.00 0.0008 N 100000.00 100000.00 California Pollution Control Financing Auth Solid Waste Disposal RB (BLT Enterprises of Fremont) Series 2010 0.080000% 130536PP4 Variable Rate Demand Note N First Tier Security N/A N/A 2014-04-07 2014-04-07 Y Union Bank NA N/A N/A Y Union Bank NA N/A N/A N 2215000.00 2215000.00 0.0168 N 2215000.00 2215000.00 California Public Works Board Lease RB (Univ of California) Series 2009E 4.000000% 130685UH1 Other Municipal Debt N Unrated Security N/A N/A 2014-04-01 2014-04-01 N N Y Escrow Escrow N/A N/A 400000.00 400000.00 0.0030 N 400000.00 400000.00 California School Cash Reserve Program Auth Bonds 2013-2014 Series H 2.000000% 130583GG6 Other Municipal Debt N First Tier Security N/A N/A 2014-06-02 2014-06-02 N N Y Obligor Belmont-Redwood Shores SD N/A N/A Obligor California School Cash Reserve Program Auth N/A N/A Obligor San Mateo Cnty CCD N/A N/A 1400000.00 1404129.63 0.0106 N 1404326.00 1404326.00 California State Univ CP Series A 0.080000% 13078JUC0 Other Commercial Paper N First Tier Security N/A N/A 2014-05-05 2014-05-05 N Y JPMorgan Chase Bank NA N/A N/A State Street Bank & Trust Company NA N/A N/A N 2000000.00 2000000.00 0.0152 N 2000020.00 2000020.00 California Statewide Communities Development Auth RB (Kaiser Permanente) Series 2009C1 0.050000% 130795C70 Variable Rate Demand Note N First Tier Security N/A N/A 2014-04-07 2014-04-07 Y Kaiser Permanente N/A N/A N Y Obligor Kaiser Permanente N/A N/A 700000.00 700000.00 0.0053 N 700000.00 700000.00 California Statewide Communities Development Auth RB (Kaiser Permanente) Series 2008B 0.110000% 13079JDD6 Other Commercial Paper N First Tier Security N/A N/A 2014-04-01 2014-04-01 N N Y Obligor Kaiser Permanente N/A N/A 1000000.00 1000000.00 0.0076 N 1000000.00 1000000.00 California Statewide Communities Development Auth RB (Kaiser Permanente) Series 2009B2 0.200000% 13079RAK5 Other Commercial Paper N First Tier Security N/A N/A 2014-07-07 2014-07-07 N N Y Obligor Kaiser Permanente N/A N/A 1000000.00 1000000.00 0.0076 N 1000160.00 1000160.00 California Statewide Communities Development Auth RB (Kaiser Permanente) Series 2004E 0.140000% 13080MCZ8 Other Commercial Paper N First Tier Security N/A N/A 2014-10-03 2014-10-03 N N Y Obligor Kaiser Permanente N/A N/A 500000.00 500000.00 0.0038 N 500000.00 500000.00 Carlsbad USD GO Bonds Series 2009B 0.100000% 94985NKB6 Variable Rate Demand Note N First Tier Security N/A N/A 2014-04-07 2014-04-07 Y Wells Fargo & Co N/A N/A N N 160000.00 160000.00 0.0012 N 160000.00 160000.00 East Bay Municipal Utility District Water System Sub Refunding RB Series 2007B 5.000000% 271014PY2 Other Municipal Debt N Unrated Security N/A N/A 2014-06-01 2014-06-01 N N N 150000.00 151159.34 0.0011 N 151213.50 151213.50 East Bay Municipal Utility District Water System Refunding RB Series 2008A2 0.050000% 271014TW2 Variable Rate Demand Note N First Tier Security N/A N/A 2014-04-07 2014-04-07 Y US Bank NA N/A N/A N N 500000.00 500000.00 0.0038 N 500000.00 500000.00 East Bay Municipal Utility District Water System Refunding RB Series 2008A4 0.050000% 271014UA8 Variable Rate Demand Note N First Tier Security N/A N/A 2014-04-07 2014-04-07 Y Wells Fargo Bank NA N/A N/A N N 1200000.00 1200000.00 0.0091 N 1200000.00 1200000.00 East Bay Municipal Utility District Water System Sub Refunding RB Series 2010A 0.060000% 271014UK6 Variable Rate Demand Note N First Tier Security N/A N/A 2014-04-07 2014-04-07 Y Citibank NA N/A N/A N N 240000.00 240000.00 0.0018 N 240000.00 240000.00 East Bay Municipal Utility District Water System Extendible CP 0.090000% 27102EFM6 Other Commercial Paper N First Tier Security N/A N/A 2014-04-22 2014-10-19 N N N 1000000.00 1000000.00 0.0076 N 1000010.00 1000010.00 Elsinore Valley Municipal Water District Refunding COP Series 2011A 0.070000% 290319ET5 Variable Rate Demand Note N First Tier Security N/A N/A 2014-04-07 2014-04-07 Y Union Bank NA N/A N/A Y Union Bank NA N/A N/A N 1170000.00 1170000.00 0.0089 N 1170000.00 1170000.00 Foothill-DeAnza CCD GO Bonds Series C 0.070000% 07330CFH7 Variable Rate Demand Note N First Tier Security N/A N/A 2014-04-07 2014-04-07 Y Branch Banking & Trust Co N/A N/A N N 1200000.00 1200000.00 0.0091 N 1200000.00 1200000.00 Foothill-DeAnza CCD GO Bonds Series B 0.080000% 25154L2M5 Variable Rate Demand Note N First Tier Security N/A N/A 2014-04-07 2014-04-07 Y Deutsche Bank AG N/A N/A N N 105000.00 105000.00 0.0008 N 105000.00 105000.00 Foothill-DeAnza CCD GO Bonds Series A 0.080000% 25154L5Z3 Variable Rate Demand Note N First Tier Security N/A N/A 2014-04-07 2014-04-07 Y Deutsche Bank AG N/A N/A N N 242000.00 242000.00 0.0018 N 242000.00 242000.00 Golden State Tobacco Securitization Corp Enhanced Tobacco Settlement Asset-Backed Bonds Series 2005A 0.160000% 38122NXT4 Variable Rate Demand Note N First Tier Security N/A N/A 2014-04-07 2014-04-07 Y Citibank NA N/A N/A Y Berkshire Hathaway Assurance Corp N/A N/A N 2000000.00 2000000.00 0.0152 N 2000000.00 2000000.00 Grossmont Healthcare District GO Bonds Series 2011B 0.060000% 399223BW5 Variable Rate Demand Note N First Tier Security N/A N/A 2014-04-07 2014-04-07 Y Credit Suisse AG N/A N/A N N 1200000.00 1200000.00 0.0091 N 1200000.00 1200000.00 Irvine Ranch Water District Refunding Bonds Series 2011A2 0.060000% 4636324R7 Other Municipal Debt N First Tier Security N/A N/A 2014-04-03 2015-03-12 N N N 1000000.00 1000000.00 0.0076 N 1000000.00 1000000.00 Kings Cnty Housing Auth M/F Housing Refunding RB (Edgewater Isle Apts) Series 2001A 0.070000% 495795AF3 Variable Rate Demand Note N First Tier Security N/A N/A 2014-04-07 2014-04-07 Y Fannie Mae N/A N/A Y Fannie Mae N/A N/A N 2180000.00 2180000.00 0.0165 N 2180000.00 2180000.00 Los Angeles GO Refunding Bonds Series 2002B 5.000000% 5443506E6 Other Municipal Debt N Unrated Security N/A N/A 2014-09-01 2014-09-01 N N N 100000.00 101962.81 0.0008 N 102001.00 102001.00 Los Angeles GO Refunding Bonds Series 2005B 4.500000% 544351CK3 Other Municipal Debt N Unrated Security N/A N/A 2014-09-01 2014-09-01 N N N 100000.00 101753.97 0.0008 N 101795.00 101795.00 Los Angeles GO Bonds Series 2006A 4.000000% 544351DA4 Other Municipal Debt N Unrated Security N/A N/A 2014-09-01 2014-09-01 N N N 200000.00 203051.57 0.0015 N 203180.00 203180.00 Los Angeles Wastewater System Refunding RB Series 2009A 5.000000% 5446524B3 Other Municipal Debt N Unrated Security N/A N/A 2014-06-01 2014-06-01 N N Y Obligor Los Angeles Wastewater System N/A N/A 275000.00 277127.64 0.0021 N 277219.25 277219.25 Los Angeles Wastewater System Refunding RB Series 2005A 5.000000% 544652X70 Other Municipal Debt N Unrated Security N/A N/A 2014-06-01 2014-06-01 N N Y Obligor Los Angeles Wastewater System N/A N/A 285000.00 287132.87 0.0022 N 287299.95 287299.95 Los Angeles CCD GO Bonds Series 2007A 0.090000% 54438CNM0 Variable Rate Demand Note N First Tier Security N/A N/A 2014-04-07 2014-04-07 Y Citibank NA N/A N/A N N 3000000.00 3000000.00 0.0227 N 3000000.00 3000000.00 Los Angeles Cnty TRAN 2013-2014 2.000000% 544657HQ5 Other Municipal Debt N First Tier Security N/A N/A 2014-06-30 2014-06-30 N N N 4010000.00 4026948.93 0.0305 N 4028726.70 4028726.70 Los Angeles Cnty Metropolitan Transportation Auth First Tier Sr Sales Tax RB Series 2005A 5.000000% 544712XE7 Other Municipal Debt N Unrated Security N/A N/A 2014-07-01 2014-07-01 N N Y Obligor Los Angeles Cnty Metropolitan Transportation Auth-Prop A N/A N/A 270000.00 273118.30 0.0021 N 273231.90 273231.90 Los Angeles Cnty Metropolitan Transportation Auth First Tier Sr Sales Tax Refunding RB Series 2008A3&A4 0.060000% 74926YSP7 Variable Rate Demand Note N First Tier Security N/A N/A 2014-04-07 2014-04-07 Y Royal Bank of Canada N/A N/A Y Royal Bank of Canada N/A N/A N 1975000.00 1975000.00 0.0150 N 1975000.00 1975000.00 Los Angeles Dept of Airports Airport Sr RB Series 2010A 0.060000% 74703YBS8 Variable Rate Demand Note N First Tier Security N/A N/A 2014-04-07 2014-04-07 Y Bank of America NA N/A N/A N N 1295000.00 1295000.00 0.0098 N 1295000.00 1295000.00 Los Angeles Dept of Water & Power Power System RB Series 2007A1 0.070000% 46633VUF4 Variable Rate Demand Note N First Tier Security N/A N/A 2014-04-07 2014-04-07 Y JPMorgan Chase Bank NA N/A N/A N N 4600000.00 4600000.00 0.0348 N 4600000.00 4600000.00 Los Angeles Dept of Water & Power Power System RB Series 2002A4 0.060000% 544495DW1 Variable Rate Demand Note N First Tier Security N/A N/A 2014-04-07 2014-04-07 Y JPMorgan Chase Bank NA N/A N/A N N 200000.00 200000.00 0.0015 N 200000.00 200000.00 Los Angeles Dept of Water & Power Power System RB Series 2007A1 5.000000% 544495LR3 Other Municipal Debt N Unrated Security N/A N/A 2014-07-01 2014-07-01 N N N 310000.00 313596.98 0.0024 N 313726.20 313726.20 Los Angeles Dept of Water & Power Power System RB Series 2011A 5.000000% 544495WT7 Other Municipal Debt N Unrated Security N/A N/A 2014-07-01 2014-07-01 N N N 650000.00 657639.90 0.0050 N 657813.00 657813.00 Los Angeles Dept of Water & Power Water System RB Series 2011B2 0.070000% 544525DB1 Variable Rate Demand Note N First Tier Security N/A N/A 2014-04-01 2014-04-01 Y Royal Bank of Canada N/A N/A N N 100000.00 100000.00 0.0008 N 100000.00 100000.00 Los Angeles Dept of Water & Power Water System RB Series 2006A 0.070000% 544525QR2 Variable Rate Demand Note N First Tier Security N/A N/A 2014-04-07 2014-04-07 Y Citibank NA N/A N/A N N 750000.00 750000.00 0.0057 N 750000.00 750000.00 Los Angeles Harbor Dept CP Series A2,B2&C2 0.120000% 54455DAQ1 Other Commercial Paper N First Tier Security N/A N/A 2014-04-02 2014-04-02 N N Y Line of Credit Wells Fargo Bank NA N/A N/A 2500000.00 2500000.00 0.0189 N 2500000.00 2500000.00 Los Angeles USD GO Bonds Series 1997A 6.000000% 544644BG1 Other Municipal Debt N Unrated Security N/A N/A 2014-07-01 2014-07-01 N N N 300000.00 304247.46 0.0023 N 304323.00 304323.00 Los Angeles USD GO Refunding Bonds Series 2002 5.750000% 544644MY0 Other Municipal Debt N Unrated Security N/A N/A 2014-07-01 2014-07-01 N N N 745000.00 755263.36 0.0057 N 755281.00 755281.00 Los Angeles USD GO Bonds Series 2007B 5.000000% 544646EZ1 Other Municipal Debt N Unrated Security N/A N/A 2014-07-01 2014-07-01 N N N 285000.00 288377.62 0.0022 N 288411.45 288411.45 Monterey Peninsula Water Management District COP (Wastewater Reclamation) Series 1992 0.060000% 612588AA1 Variable Rate Demand Note N First Tier Security N/A N/A 2014-04-07 2014-04-07 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 1550000.00 1550000.00 0.0117 N 1550000.00 1550000.00 Mt. Diablo USD GO Bonds Series 2010A 0.130000% 94985NWD9 Other Municipal Debt N First Tier Security N/A N/A 2014-08-28 2014-08-28 N Y Wells Fargo Bank NA N/A N/A Y Tender Option Wells Fargo Bank NA N/A N/A 1425000.00 1425000.00 0.0108 N 1425000.00 1425000.00 Newport-Mesa USD GO Bonds Series 2007 0.120000% 25154C4F8 Variable Rate Demand Note N First Tier Security N/A N/A 2014-04-07 2014-04-07 Y Deutsche Bank AG N/A N/A N N 5240000.00 5240000.00 0.0397 N 5240000.00 5240000.00 Pasadena Refunding COP Series 2008A 0.080000% 702204LN6 Variable Rate Demand Note N First Tier Security N/A N/A 2014-04-07 2014-04-07 Y Bank of America NA N/A N/A Y Bank of America NA N/A N/A N 1200000.00 1200000.00 0.0091 N 1200000.00 1200000.00 Pittsburg Public Financing Auth Water Refunding RB Series 2008 0.080000% 72456PAS1 Variable Rate Demand Note N First Tier Security N/A N/A 2014-04-07 2014-04-07 Y Bank of the West N/A N/A Y Bank of the West N/A N/A N 970000.00 970000.00 0.0073 N 970000.00 970000.00 Riverside Cnty Transportation Commission Sales Tax RB Series 2013A 0.070000% 46640KBC7 Variable Rate Demand Note N First Tier Security N/A N/A 2014-04-07 2014-04-07 Y JPMorgan Chase Bank NA N/A N/A N N 1875000.00 1875000.00 0.0142 N 1875000.00 1875000.00 Sacramento Cnty Sanitation District Financing Auth Sub Lien Refunding RB Series 2013A 0.060000% 74926YB34 Variable Rate Demand Note N First Tier Security N/A N/A 2014-04-07 2014-04-07 Y Royal Bank of Canada N/A N/A Y Royal Bank of Canada N/A N/A N 4950000.00 4950000.00 0.0375 N 4950000.00 4950000.00 San Bernardino Cnty TRAN 2013-2014 Series A 2.000000% 796813BH5 Other Municipal Debt N First Tier Security N/A N/A 2014-06-30 2014-06-30 N N N 1000000.00 1004477.75 0.0076 N 1004670.00 1004670.00 San Diego CCD GO Bonds Series 2011 0.080000% 25155DAQ4 Variable Rate Demand Note N First Tier Security N/A N/A 2014-04-07 2014-04-07 Y Deutsche Bank AG N/A N/A N N 3500000.00 3500000.00 0.0265 N 3500000.00 3500000.00 San Diego CCD GO Bonds Series 2009 0.080000% 797272HA2 Variable Rate Demand Note N First Tier Security N/A N/A 2014-04-07 2014-04-07 Y Citibank NA N/A N/A N N 3125000.00 3125000.00 0.0237 N 3125000.00 3125000.00 San Diego Cnty COP (San Diego Jewish Academy) Series 2003 0.060000% 797260LE4 Variable Rate Demand Note N First Tier Security N/A N/A 2014-04-07 2014-04-07 Y Comerica Bank N/A N/A Y Comerica Bank N/A N/A N 625000.00 625000.00 0.0047 N 625000.00 625000.00 San Diego Cnty & SDs Pool Program TRAN Series 2013B2 2.000000% 797381BM1 Other Municipal Debt N First Tier Security N/A N/A 2014-04-30 2014-04-30 N N Y Obligor Carlsbad USD N/A N/A Obligor Grossmont UHSD N/A N/A Obligor San Diego Cnty & SDs Pool Program N/A N/A Obligor San Dieguito Union SD N/A N/A 1000000.00 1001411.72 0.0076 N 1001510.00 1001510.00 San Diego Cnty Water Auth Water Revenue COP Series 2008A 0.070000% 797415KF2 Variable Rate Demand Note N First Tier Security N/A N/A 2014-04-07 2014-04-07 Y JPMorgan Chase Bank NA N/A N/A N N 1000000.00 1000000.00 0.0076 N 1000000.00 1000000.00 San Diego Public Facilities Financing Auth Sr Sewer RB Series 2009A 0.080000% 94985NJP7 Variable Rate Demand Note N First Tier Security N/A N/A 2014-04-07 2014-04-07 Y Wells Fargo & Co N/A N/A Y Wells Fargo & Co N/A N/A N 2000000.00 2000000.00 0.0152 N 2000000.00 2000000.00 San Francisco GO Refunding Bonds Series 2008R1 5.000000% 797646JG2 Other Municipal Debt N Unrated Security N/A N/A 2014-06-15 2014-06-15 N N N 1205000.00 1216676.01 0.0092 N 1217110.25 1217110.25 San Francisco Refunding COP (Moscone Center North) Series 2011B 4.000000% 79765DZE3 Other Municipal Debt N Unrated Security N/A N/A 2014-09-01 2014-09-01 N N N 1400000.00 1421800.84 0.0108 N 1421784.00 1421784.00 San Francisco GO Bonds Series 2009A 0.080000% 94985NHF1 Variable Rate Demand Note N First Tier Security N/A N/A 2014-04-07 2014-04-07 Y Wells Fargo & Co N/A N/A N N 530000.00 530000.00 0.0040 N 530000.00 530000.00 San Francisco Public Utilities Commission Water RB 2011 & 2012 Subseries A 0.070000% 18886EAT7 Variable Rate Demand Note N First Tier Security N/A N/A 2014-04-07 2014-04-07 Y State Street Bank & Trust Company NA N/A N/A N N 330000.00 330000.00 0.0025 N 330000.00 330000.00 San Francisco Public Utilities Commission Water RB Series 2010A 5.000000% 79765RA25 Other Municipal Debt N Unrated Security N/A N/A 2014-11-01 2014-11-01 N N N 410000.00 421391.50 0.0032 N 421430.80 421430.80 San Francisco Redevelopment Agency M/F Housing Refunding RB (Fillmore Center) Series 1992A1 0.060000% 79771MAS1 Variable Rate Demand Note N First Tier Security N/A N/A 2014-04-07 2014-04-07 Y Freddie Mac N/A N/A Y Freddie Mac N/A N/A N 1800000.00 1800000.00 0.0136 N 1800000.00 1800000.00 San Jose Redevelopment Agency Sub Tax Allocation RB Series 2003B 0.150000% 79818DAB3 Other Commercial Paper N First Tier Security N/A N/A 2014-05-16 2014-05-16 N Y JPMorgan Chase Bank NA N/A N/A N 1400000.00 1400000.00 0.0106 N 1400112.00 1400112.00 San Jose-Evergreen CCD GO Bonds Series A 0.070000% 798189HB5 Variable Rate Demand Note N First Tier Security N/A N/A 2014-04-07 2014-04-07 Y Citibank NA N/A N/A N N 3480000.00 3480000.00 0.0264 N 3480000.00 3480000.00 San Mateo Cnty CCD GO Bonds Series 2005B 0.160000% 76113PDD7 Other Municipal Debt N First Tier Security N/A N/A 2014-07-17 2014-07-17 N N Y Tender Option Wells Fargo & Co N/A N/A 215000.00 215000.00 0.0016 N 215000.00 215000.00 San Mateo Cnty CCD GO Bonds Series 2005B&2006A 0.200000% 799038ER1 Other Municipal Debt N First Tier Security N/A N/A 2014-06-12 2014-06-12 N N Y Tender Option Wells Fargo & Co N/A N/A 800000.00 800000.00 0.0061 N 800000.00 800000.00 Santa Cruz Cnty TRAN 2013-2014 2.000000% 801818DP7 Other Municipal Debt N First Tier Security N/A N/A 2014-07-02 2014-07-02 N N N 145000.00 145617.92 0.0011 N 145688.75 145688.75 Southern California Metropolitan Water District Water Refunding RB Series 2003A 5.000000% 592663F45 Other Municipal Debt N Unrated Security N/A N/A 2014-07-01 2014-07-01 N N N 300000.00 303467.18 0.0023 N 303600.00 303600.00 Southern California Metropolitan Water District Water RB Series 2000B4 0.030000% 592663XJ2 Variable Rate Demand Note N First Tier Security N/A N/A 2014-04-07 2014-04-07 Y Wells Fargo Bank NA N/A N/A N N 500000.00 500000.00 0.0038 N 500000.00 500000.00 Southern California Metropolitan Water District Water Refunding RB Series 2013E 0.080000% 59266SAB9 Other Municipal Debt N First Tier Security N/A N/A 2014-04-03 2014-10-06 N N N 300000.00 300000.00 0.0023 N 299991.00 299991.00 Southern California Metropolitan Water District Water Refunding RB Series 2009E 3.750000% 59266TCQ2 Other Municipal Debt N Unrated Security N/A N/A 2014-07-01 2014-07-01 N N N 100000.00 100832.47 0.0008 N 100894.00 100894.00 Southern California Metropolitan Water District Water Refunding RB Series 2011A3 0.080000% 59266TEH0 Other Municipal Debt N First Tier Security N/A N/A 2014-04-03 2015-01-16 N N N 1135000.00 1135000.00 0.0086 N 1135011.35 1135011.35 Southern California Public Power Auth Refunding RB (Palo Verde) Series 2008B 0.060000% 842475D44 Variable Rate Demand Note N First Tier Security N/A N/A 2014-04-07 2014-04-07 Y Barclays Bank Plc N/A N/A Y Barclays Bank Plc N/A N/A N 400000.00 400000.00 0.0030 N 400000.00 400000.00 Sunnyvale Refunding COP Series 2009A 0.060000% 867546CD3 Variable Rate Demand Note N First Tier Security N/A N/A 2014-04-07 2014-04-07 Y Union Bank NA N/A N/A Y Union Bank NA N/A N/A N 105000.00 105000.00 0.0008 N 105000.00 105000.00 Turlock Irrigation District Sub Revenue CP Series A 0.090000% 90021UBA6 Other Commercial Paper N First Tier Security N/A N/A 2014-05-22 2014-05-22 N Y Bank of America NA N/A N/A N 2905000.00 2905000.00 0.0220 N 2905029.05 2905029.05 Univ of California Medical Center Pooled RB Series 2007A 5.000000% 913366AC4 Other Municipal Debt N Unrated Security N/A N/A 2014-05-15 2014-05-15 N N Y Obligor Univ of CA Medical Centers N/A N/A 700000.00 704045.07 0.0053 N 704158.00 704158.00 Univ of California Medical Center Pooled RB Series 2008D 5.000000% 913366CH1 Other Municipal Debt N Unrated Security N/A N/A 2014-05-15 2014-05-15 N N Y Obligor Univ of CA Medical Centers N/A N/A 725000.00 729133.98 0.0055 N 729306.50 729306.50 Univ of California General RB Series 2009O 5.000000% 91412F4W4 Other Municipal Debt N Unrated Security N/A N/A 2014-05-15 2014-05-15 N N N 625000.00 628522.37 0.0048 N 628718.75 628718.75 Univ of California General RB Series 2009Q 4.000000% 91412F7B7 Other Municipal Debt N Unrated Security N/A N/A 2014-05-15 2014-05-15 N N N 1100000.00 1104979.33 0.0084 N 1105225.00 1105225.00 Univ of California General RB Series 2005E 5.000000% 91412FRV1 Other Municipal Debt N Unrated Security N/A N/A 2014-05-15 2014-05-15 N N N 200000.00 201125.48 0.0015 N 201190.00 201190.00 Univ of California General RB Series 2007J 0.200000% 91412FW78 Other Municipal Debt N First Tier Security N/A N/A 2014-06-19 2014-06-19 N N Y Tender Option Wells Fargo & Co N/A N/A 1000000.00 1000000.00 0.0076 N 1000000.00 1000000.00 Univ of California General RB Series 2007J 5.000000% 91412GMZ5 Other Municipal Debt N Unrated Security N/A N/A 2014-05-15 2014-05-15 N N N 425000.00 427356.95 0.0032 N 427528.75 427528.75 Ventura Cnty Public Financing Auth Lease Revenue CP 0.070000% 92307NYC4 Other Commercial Paper N First Tier Security N/A N/A 2014-05-07 2014-05-07 N Y Wells Fargo Bank NA N/A N/A N 1800000.00 1800000.00 0.0136 N 1800000.00 1800000.00 William S. Hart UHSD GO Bonds Series A 0.100000% 94985NKJ9 Variable Rate Demand Note N First Tier Security N/A N/A 2014-04-07 2014-04-07 Y Wells Fargo & Co N/A N/A Y Wells Fargo & Co N/A N/A N 1150000.00 1150000.00 0.0087 N 1150000.00 1150000.00 William S. Hart UHSD GO Bonds Series B 0.120000% 94987KGY5 Variable Rate Demand Note N First Tier Security N/A N/A 2014-04-07 2014-04-07 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 700000.00 700000.00 0.0053 N 700000.00 700000.00