0001145549-14-002765.txt : 20140318
0001145549-14-002765.hdr.sgml : 20140318
20140318111431
ACCESSION NUMBER: 0001145549-14-002765
CONFORMED SUBMISSION TYPE: N-MFP/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20140318
DATE AS OF CHANGE: 20140318
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS
CENTRAL INDEX KEY: 0000857156
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: N-MFP/A
SEC ACT: 1933 Act
SEC FILE NUMBER: 811-05954
FILM NUMBER: 14699809
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 1-800-648-5300
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS
DATE OF NAME CHANGE: 19920703
0000857156
S000004509
Schwab Retirement Advantage Money Fund
C000012386
Schwab Retirement Advantage Money Fund
SWIXX
N-MFP/A
1
primary_doc.xml
N-MFP/A
N-MFP/A
LIVE
N
2012-09-30
0000857156
S000004509
1
N
N
N
N
033-31894
Charles Schwab Investment Management, Inc.
801-35905
PricewaterhouseCoopers LLP
San Francisco
CA
Charles Schwab Investment Management, Inc.
Boston Financial Data Services, Inc.
0000275143
84-00896
N
N
N
Prime
45
67
808681004.58
217537.35
32593.69
808865948.24
0.0032
1.0002
2012-09-30
1.0002
2012-09-30
C000012386
1.00
808865948.24
1.00
17219441.02
53605956.22
36386515.20
0.0001
1.0002
2012-09-30
1.0002
2012-09-30
Alpine Securitization Corp
Alpine Securitization Corp 0.460000%
02086LP42
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-02-04
2013-02-04
N
N
Y
Credit / Liquidity
Credit Suisse AG
N/A
N/A
1000000.00
998390.00
0.0012
N
998710.00
998710.00
Alpine Securitization Corp
Alpine Securitization Corp 0.400000%
02086LPS9
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-02-26
2013-02-26
N
N
Y
Credit / Liquidity
Credit Suisse AG
N/A
N/A
2000000.00
1996711.11
0.0025
N
1996380.00
1996380.00
Atlantis One Funding Corp
Atlantis One Funding Corp 0.300000%
04915TK43
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-10-04
2012-10-04
N
N
Y
Cash
Rabobank Nederland
N/A
N/A
4000000.00
3999900.00
0.0049
N
3999920.00
3999920.00
Atlantis One Funding Corp
Atlantis One Funding Corp 0.520000%
04915TNB4
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-01-11
2013-01-11
N
N
Y
Cash
Rabobank Nederland
N/A
N/A
4000000.00
3994106.67
0.0049
N
3997200.00
3997200.00
Atlantis One Funding Corp
Atlantis One Funding Corp 0.500000%
04915TP55
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-02-05
2013-02-05
N
N
Y
Cash
Rabobank Nederland
N/A
N/A
4000000.00
3992944.44
0.0049
N
3996160.00
3996160.00
Australia & New Zealand Banking Group Ltd
Australia & New Zealand Banking Group Ltd 0.266500%
05253MBA1
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-10-22
2012-11-26
N
N
N
4000000.00
4000000.00
0.0049
N
4000080.00
4000080.00
Australia & New Zealand Banking Group Ltd
Australia & New Zealand Banking Group Ltd 0.100000%
052992005
0000859994
Other Instrument
Security is a time deposit.
N
First Tier Security
N/A
N/A
2012-10-01
2012-10-01
N
N
N
10000000.00
10000000.00
0.0124
Security is a time deposit.
N
10000000.00
10000000.00
Australia & New Zealand Banking Group Ltd
Australia & New Zealand Banking Group Ltd 0.190000%
052992005_M121003
0000859994
Other Instrument
Security is a time deposit.
N
First Tier Security
N/A
N/A
2012-10-03
2012-10-03
N
N
N
3000000.00
3000000.00
0.0037
Security is a time deposit.
N
3000000.00
3000000.00
Australia & New Zealand Banking Group Ltd
Australia & New Zealand Banking Group Ltd 0.330000%
972DEJ000
0000859994
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-10-24
2012-10-24
N
N
N
1000000.00
1000000.00
0.0012
N
1000180.00
1000180.00
Bank of America, NA
Bank of America, NA 0.350000%
06052WQV8
Other Note
N
First Tier Security
N/A
N/A
2012-10-29
2012-10-29
N
N
N
7000000.00
7000000.00
0.0087
N
7000700.00
7000700.00
Bank of Montreal
Bank of Montreal 0.300000%
06366VT63
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-03-01
2013-03-01
N
N
N
2000000.00
2000000.00
0.0025
N
2000760.00
2000760.00
Bank of Montreal
Bank of Montreal 0.190000%
06366VV86
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-12-05
2012-12-05
N
N
N
4000000.00
4000000.00
0.0049
N
4000320.00
4000320.00
Bank of Nova Scotia
Bank of Nova Scotia 0.330000%
06417EP64
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-10-16
2012-10-16
N
N
N
2000000.00
2000000.00
0.0025
N
2000220.00
2000220.00
Bank of the West
Bank of the West 0.450000%
0642G0XW6
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-11-14
2012-11-14
N
N
N
2000000.00
2000000.00
0.0025
N
2000680.00
2000680.00
Bank of Tokyo Mitsubishi UFJ, Ltd
Bank of Tokyo Mitsubishi UFJ, Ltd 0.320000%
06538E4P9
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-12-19
2012-12-19
N
N
N
4000000.00
4000000.00
0.0049
N
4000560.00
4000560.00
Bank of Tokyo Mitsubishi UFJ, Ltd
Bank of Tokyo Mitsubishi UFJ, Ltd 0.315000%
06538E4V6
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-12-20
2012-12-20
N
N
N
2000000.00
2000000.00
0.0025
N
2000260.00
2000260.00
Bank of Tokyo Mitsubishi UFJ, Ltd
Bank of Tokyo Mitsubishi UFJ, Ltd 0.315000%
06538E5C7
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-12-20
2012-12-20
N
N
N
2000000.00
2000000.00
0.0025
N
2000260.00
2000260.00
Bank of Tokyo Mitsubishi UFJ, Ltd
Bank of Tokyo Mitsubishi UFJ, Ltd 0.560000%
06538ED46
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-01-02
2013-01-02
N
N
N
6000000.00
6000000.00
0.0074
N
6003960.00
6003960.00
Bank of Tokyo Mitsubishi UFJ, Ltd
Bank of Tokyo Mitsubishi UFJ, Ltd 0.500000%
06538EU21
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-02-01
2013-02-01
N
N
N
1000000.00
1000000.00
0.0012
N
1000450.00
1000450.00
Barclays Bank Plc
Barclays Bank Plc 0.660000%
06741XBT4
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-11-07
2012-11-07
N
N
N
4000000.00
4000000.00
0.0049
N
4002040.00
4002040.00
Barclays Bank Plc
Barclays Bank Plc 0.700000%
06741XBV9
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-11-16
2012-11-16
N
N
N
5000000.00
5000000.00
0.0062
N
5003400.00
5003400.00
Barclays Bank Plc
Barclays Bank Plc 0.690000%
06741XDV7
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-01-28
2013-01-28
N
N
N
2000000.00
2000000.00
0.0025
N
2002020.00
2002020.00
Barclays Capital, Inc
Barclays Capital, Inc 0.210000%
00799J004_0.2100_M121001_2MN1
0000851376
Government Agency Repurchase Agreement
Y
GNMA
2039-06-20
2.600000
Government Agency Debt
55536870.00
50400000.45
First Tier Security
N/A
N/A
2012-10-01
2012-10-01
N
N
N
48000000.00
48000000.00
0.0593
N
48000000.00
48000000.00
Barclays Capital, Inc
Barclays Capital, Inc 0.170000%
07699U005_0.1700_M121005_2MN1
0000851376
Government Agency Repurchase Agreement
Y
Fannie Mae
2035-05-01
2.295000
Government Agency Debt
1192.00
945.20
Fannie Mae
2042-09-01
2.516000
Government Agency Debt
2972740.00
3119055.29
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
BARCLAYS CAPITAL INC
N/A
N/A
N
N
3000000.00
3000000.00
0.0037
N
3000000.00
3000000.00
Barclays Capital, Inc
Barclays Capital, Inc 0.180000%
07699U005_0.1800_M121005_2MN1
0000851376
Government Agency Repurchase Agreement
Y
Fannie Mae
2029-11-01
2.585000
Government Agency Debt
5681329.00
1885418.16
Fannie Mae
2035-05-01
2.295000
Government Agency Debt
4386.00
3477.90
Fannie Mae
2035-07-01
4.341000
Government Agency Debt
8850000.00
1920157.62
Fannie Mae
2036-09-01
2.562000
Government Agency Debt
11350000.00
1923280.80
Fannie Mae
2037-09-01
5.587000
Government Agency Debt
2067811.00
160925.99
Fannie Mae
2037-11-01
5.871000
Government Agency Debt
2009323.00
1923060.81
Fannie Mae
2039-03-01
2.688000
Government Agency Debt
4398915.00
1926233.01
Fannie Mae
2040-10-01
3.126000
Government Agency Debt
693288.00
328506.83
Fannie Mae
2042-01-01
4.000000
Government Agency Debt
388417.00
375174.75
Fannie Mae
2048-02-01
5.040000
Government Agency Debt
1522062.00
379073.33
Freddie Mac
2038-12-01
7.000000
Government Agency Debt
8207801.00
5814691.49
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
BARCLAYS CAPITAL INC
N/A
N/A
N
N
16000000.00
16000000.00
0.0198
N
16000000.00
16000000.00
Barclays Capital, Inc
Barclays Capital, Inc 0.200000%
07699U005_0.2000_M121005_2MN1
0000851376
Government Agency Repurchase Agreement
Y
Fannie Mae
2035-05-01
2.295000
Government Agency Debt
30227.00
23968.65
Fannie Mae
2042-09-01
3.500000
Government Agency Debt
8561622.00
9336031.41
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
BARCLAYS CAPITAL INC
N/A
N/A
N
N
9000000.00
9000000.00
0.0111
N
9000000.00
9000000.00
Barclays Capital, Inc
Barclays Capital, Inc 0.240000%
07699U005_0.2400_M121005_2MN1
0000851376
Government Agency Repurchase Agreement
Y
Fannie Mae
2026-01-01
3.000000
Government Agency Debt
1980813.00
1800691.04
Fannie Mae
2027-04-01
2.500000
Government Agency Debt
8169.00
8177.46
Fannie Mae
2031-02-01
4.000000
Government Agency Debt
8521.00
7324.80
Fannie Mae
2034-09-01
6.000000
Government Agency Debt
8700.00
1779.96
Fannie Mae
2035-05-01
2.295000
Government Agency Debt
10402.00
8248.32
Fannie Mae
2035-06-01
2.641000
Government Agency Debt
16434.00
10375.09
Fannie Mae
2037-11-01
7.000000
Government Agency Debt
21642.00
11069.02
Fannie Mae
2038-04-01
4.367000
Government Agency Debt
7719.00
3521.26
Fannie Mae
2041-02-01
3.097000
Government Agency Debt
146511.00
86270.60
Fannie Mae
2041-10-01
4.609000
Government Agency Debt
4027.00
4137.92
Fannie Mae
2042-02-01
2.266000
Government Agency Debt
2248.00
1966.78
Fannie Mae
2042-02-01
2.506000
Government Agency Debt
2692.00
2416.98
Fannie Mae
2042-05-01
2.500000
Government Agency Debt
4165.00
4269.23
Fannie Mae
2042-07-01
2.769000
Government Agency Debt
460495.00
480714.57
Fannie Mae
2042-09-01
3.000000
Government Agency Debt
1629750.00
1727381.80
Freddie Mac
2042-08-01
4.500000
Government Agency Debt
1491.00
1655.75
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
BARCLAYS CAPITAL INC
N/A
N/A
N
N
4000000.00
4000000.00
0.0049
N
3999920.00
3999920.00
BHP Billiton Finance (USA) Ltd
BHP Billiton Finance (USA) Ltd 0.200000%
0554M2LU9
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-28
2012-11-28
N
Y
BHP Billiton Ltd
N/A
N/A
N
3000000.00
2999033.34
0.0037
N
2998470.00
2998470.00
BHP Billiton Finance (USA) Ltd
BHP Billiton Finance (USA) Ltd 0.200000%
0554M2LV7
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-29
2012-11-29
N
Y
BHP Billiton Ltd
N/A
N/A
N
1000000.00
999672.22
0.0012
N
999480.00
999480.00
CAFCO, LLC
CAFCO, LLC 0.450000%
12476EL15
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-01
2012-11-01
N
N
Y
Letter of Credit
Citibank NA
N/A
N/A
1000000.00
999612.50
0.0012
N
999850.00
999850.00
CAFCO, LLC
CAFCO, LLC 0.600000%
12476EPN3
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-02-22
2013-02-22
N
N
Y
Letter of Credit
Citibank NA
N/A
N/A
5000000.00
4988000.00
0.0062
N
4994957.00
4994957.00
CAFCO, LLC
CAFCO, LLC 1.004600%
12476EQ44
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-03-04
2013-03-04
N
N
Y
Letter of Credit
Citibank NA
N/A
N/A
2000000.00
1991444.45
0.0025
N
1997780.00
1997780.00
California
RAN 2012-2013 Series A1 0.210000%
46636YW89
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-01
2012-10-01
Y
JP Morgan Chase & Co
N/A
N/A
N
N
1000000.00
1000000.00
0.0012
N
1000000.00
1000000.00
Canadian Imperial Bank of Commerce
Canadian Imperial Bank of Commerce 0.390800%
13606YLN4
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-10-16
2013-04-16
N
N
N
4000000.00
4000000.00
0.0049
N
4002080.00
4002080.00
Canadian Imperial Bank of Commerce
Canadian Imperial Bank of Commerce 0.305500%
13606YNA0
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-10-29
2013-05-28
N
N
N
6000000.00
6000000.00
0.0074
N
6000240.00
6000240.00
Catholic Health Initiatives
Taxable CP Notes Series A 0.210000%
1491M0MR3
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-12-10
2012-12-10
N
N
N
1000000.00
1000000.00
0.0012
N
999340.00
999340.00
Chariot Funding, LLC
Chariot Funding, LLC 0.240000%
15963TML0
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-12-20
2012-12-20
N
N
Y
Letter of Credit
JPMorgan Chase Bank NA
N/A
N/A
2000000.00
1998933.33
0.0025
N
1999340.00
1999340.00
Chariot Funding, LLC
Chariot Funding, LLC 0.240000%
15963TMM8
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-12-21
2012-12-21
N
N
Y
Letter of Credit
JPMorgan Chase Bank NA
N/A
N/A
2049000.00
2047893.54
0.0025
N
2048323.83
2048323.83
Chariot Funding, LLC
Chariot Funding, LLC 0.240000%
15963TN39
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-01-03
2013-01-03
N
N
Y
Letter of Credit
JPMorgan Chase Bank NA
N/A
N/A
1000000.00
999373.33
0.0012
N
999580.00
999580.00
Chariot Funding, LLC
Chariot Funding, LLC 0.330000%
15963TQB8
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-03-11
2013-03-11
N
N
Y
Letter of Credit
JPMorgan Chase Bank NA
N/A
N/A
1500000.00
1497786.25
0.0019
N
1498440.00
1498440.00
Chase Bank USA, NA
Chase Bank USA, NA 0.200000%
16144RRU9
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-10-17
2012-10-17
N
N
N
2000000.00
2000000.00
0.0025
N
2000120.00
2000120.00
Chase Bank USA, NA
Chase Bank USA, NA 0.200000%
16144RRW5
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-10-22
2012-10-22
N
N
N
3000000.00
3000000.00
0.0037
N
3000240.00
3000240.00
Chase Bank USA, NA
Chase Bank USA, NA 0.200000%
16144RSC8
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-10-30
2012-10-30
N
N
N
1000000.00
1000000.00
0.0012
N
1000110.00
1000110.00
Ciesco, LLC
Ciesco, LLC 0.620000%
17178BL86
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-08
2012-11-08
N
N
Y
Letter of Credit
Citibank NA
N/A
N/A
1000000.00
999345.56
0.0012
N
999800.00
999800.00
Ciesco, LLC
Ciesco, LLC 1.005000%
17178BP17
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-02-01
2013-02-01
N
N
Y
Letter of Credit
Citibank NA
N/A
N/A
4000000.00
3986333.33
0.0049
N
3996840.00
3996840.00
Ciesco, LLC
Ciesco, LLC 1.004600%
17178BQ40
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-03-04
2013-03-04
N
N
Y
Letter of Credit
Citibank NA
N/A
N/A
2000000.00
1991444.45
0.0025
N
1997780.00
1997780.00
Citibank, NA
Citibank, NA 0.580000%
1730D25B4
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-11-15
2012-11-15
N
N
N
3000000.00
3000000.00
0.0037
N
3001890.00
3001890.00
Citibank, NA
Citibank, NA 0.410000%
1730D25L2
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-12-06
2012-12-06
N
N
N
8000000.00
8000000.00
0.0099
N
8004720.00
8004720.00
Citibank, NA
Citibank, NA 0.360000%
1730D25R9
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-12-14
2012-12-14
N
N
N
1000000.00
1000000.00
0.0012
N
1000560.00
1000560.00
Commonwealth Bank of Australia
Commonwealth Bank of Australia 0.200000%
20272DM49
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-12-04
2012-12-04
N
N
N
2000000.00
1999288.89
0.0025
N
1999380.00
1999380.00
Commonwealth Bank of Australia
Commonwealth Bank of Australia 0.300000%
20272DPR5
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-02-25
2013-02-25
N
N
N
4000000.00
3995100.00
0.0049
N
3995840.00
3995840.00
Commonwealth Bank of Australia
Commonwealth Bank of Australia 0.240000%
972WXS007
0000008565
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-10-18
2012-10-18
N
N
N
4000000.00
4000000.00
0.0049
N
4000240.00
4000240.00
Commonwealth Bank of Australia
Commonwealth Bank of Australia 0.220000%
972YQZ005
0000008565
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
N
N
N
3000000.00
3000000.00
0.0037
N
3000180.00
3000180.00
CRC Funding, LLC
CRC Funding, LLC 0.700000%
12622UKN5
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-10-22
2012-10-22
N
N
Y
Letter of Credit
Citibank NA
N/A
N/A
2000000.00
1999183.33
0.0025
N
1999720.00
1999720.00
CRC Funding, LLC
CRC Funding, LLC 0.680000%
12622UKQ8
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-10-24
2012-10-24
N
N
Y
Letter of Credit
Citibank NA
N/A
N/A
4000000.00
3998262.22
0.0049
N
3999360.00
3999360.00
CRC Funding, LLC
CRC Funding, LLC 0.570000%
12622UL61
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-06
2012-11-06
N
N
Y
Letter of Credit
Citibank NA
N/A
N/A
3000000.00
2998290.00
0.0037
N
2999220.00
2999220.00
Credit Suisse AG
Credit Suisse AG 0.500000%
22550DVY2
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-01-29
2013-01-29
N
N
N
6000000.00
6000000.00
0.0074
N
6005340.00
6005340.00
Credit Suisse Securities (USA), LLC
Credit Suisse Securities (USA), LLC 0.210000%
22799D001_0.2100_M121001_2MN1
0001230485
Government Agency Repurchase Agreement
Y
Freddie Mac
2042-06-20
3.750000
Government Agency Debt
2215000.00
2421339.18
Freddie Mac
2047-09-15
2.150000
Government Agency Debt
14575000.00
15233117.46
First Tier Security
N/A
N/A
2012-10-01
2012-10-01
N
N
N
17307361.00
17307361.00
0.0214
N
17307361.00
17307361.00
Credit Suisse Securities (USA), LLC
Credit Suisse Securities (USA), LLC 0.180000%
992JYD004_0.1800_M121004_2MN1
0001230485
Government Agency Repurchase Agreement
Y
Freddie Mac
2042-09-01
3.500000
Government Agency Debt
4740000.00
5100684.58
First Tier Security
N/A
N/A
2012-10-04
2012-10-04
N
N
N
5000000.00
5000000.00
0.0062
N
5000000.00
5000000.00
Credit Suisse Securities (USA), LLC
Credit Suisse Securities (USA), LLC 0.200000%
992JYD004_0.2000_M121005_2MN1
0001230485
Government Agency Repurchase Agreement
Y
Fannie Mae
2036-06-25
0.786500
Government Agency Debt
9955000.00
2041010.84
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
N
N
N
2000000.00
2000000.00
0.0025
N
2000000.00
2000000.00
Credit Suisse Securities (USA), LLC
Credit Suisse Securities (USA), LLC 0.250000%
992JYD004_0.2500_M121120_2MN1
0001230485
Government Agency Repurchase Agreement
Y
Freddie Mac
2042-09-01
3.500000
Government Agency Debt
2845000.00
3061486.84
First Tier Security
N/A
N/A
2012-11-20
2012-11-20
N
N
N
3000000.00
3000000.00
0.0037
Y
2999970.00
2999970.00
Crown Point Capital Company, LLC
Crown Point Capital Company, LLC 0.430000%
2284K0M44
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-12-04
2012-12-04
N
N
Y
Credit / Liquidity
BANK OF MONTREAL
N/A
N/A
Credit / Liquidity
Barclays Bank Plc
N/A
N/A
6000000.00
5995413.33
0.0074
N
5997060.00
5997060.00
Deutsche Bank AG
Deutsche Bank AG 0.420000%
25154U2Y9
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-11-05
2012-11-05
N
N
N
7000000.00
7000000.00
0.0087
N
7001820.00
7001820.00
Deutsche Bank AG
Deutsche Bank AG 0.410000%
25154U3N2
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-11-09
2012-11-09
N
N
N
1000000.00
1000000.00
0.0012
N
1000280.00
1000280.00
Deutsche Bank AG
Deutsche Bank AG 0.340000%
25154U4X9
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-11-26
2012-11-26
N
N
N
5000000.00
5000000.00
0.0062
N
5001400.00
5001400.00
Deutsche Bank Securities, Inc
Deutsche Bank Securities, Inc 0.150000%
21599B009_0.1500_M121001_2MN1
0001074042
Treasury Repurchase Agreement
Y
United States Treasury Department
2014-07-31
0.125000
Treasury Debt
20444600.00
20400039.11
First Tier Security
N/A
N/A
2012-10-01
2012-10-01
N
N
N
20000000.00
20000000.00
0.0247
N
20000000.00
20000000.00
Deutsche Bank Securities, Inc
Deutsche Bank Securities, Inc 0.180000%
991JCA005_0.1800_M121001_2MN1
0001074042
Government Agency Repurchase Agreement
Y
Fannie Mae
2031-10-01
3.500000
Government Agency Debt
11215597.00
10394292.19
Freddie Mac
2032-05-15
4.000000
Government Agency Debt
5762.00
5708.42
First Tier Security
N/A
N/A
2012-10-01
2012-10-01
N
N
N
10000000.00
10000000.00
0.0124
N
10000000.00
10000000.00
Deutsche Bank Securities, Inc
Deutsche Bank Securities, Inc 0.180000%
99ETSZ007_0.1800_M121015_2MN1
0001074042
Government Agency Repurchase Agreement
Y
Fannie Mae
2031-10-01
3.500000
Government Agency Debt
5607799.00
5197146.56
Freddie Mac
2032-05-15
4.000000
Government Agency Debt
2881.00
2854.21
First Tier Security
N/A
N/A
2012-10-15
2012-10-15
N
N
N
5000000.00
5000000.00
0.0062
Y
5000000.00
5000000.00
Deutsche Bank Securities, Inc
Deutsche Bank Securities, Inc 0.180000%
99ETSZ007_0.1800_M121024_2MN1
0001074042
Government Agency Repurchase Agreement
Y
Fannie Mae
2031-10-01
3.500000
Government Agency Debt
5607799.00
5197146.56
Freddie Mac
2032-05-15
4.000000
Government Agency Debt
2881.00
2854.21
First Tier Security
N/A
N/A
2012-10-24
2012-10-24
N
N
N
5000000.00
5000000.00
0.0062
Y
5000000.00
5000000.00
Deutsche Bank Securities, Inc
Deutsche Bank Securities, Inc 0.200000%
99ETSZ007_0.2000_M121009_2MN1
0001074042
Government Agency Repurchase Agreement
Y
Fannie Mae
2027-09-25
1.500000
Government Agency Debt
12681829.00
12388714.24
Fannie Mae
2042-01-01
4.500000
Government Agency Debt
3435.00
3469.33
Fannie Mae
2042-05-25
3.500000
Government Agency Debt
124609.00
120190.46
First Tier Security
N/A
N/A
2012-10-09
2012-10-09
N
N
N
12000000.00
12000000.00
0.0148
Y
11999760.00
11999760.00
Deutsche Bank Securities, Inc
Deutsche Bank Securities, Inc 0.220000%
99ETSZ007_0.2200_M121126_2MN1
0001074042
Government Agency Repurchase Agreement
Y
Freddie Mac
2032-05-15
4.000000
Government Agency Debt
1000.00
990.70
GNMA
2041-01-20
3.000000
Government Agency Debt
4114634.00
4159759.29
First Tier Security
N/A
N/A
2012-11-26
2012-11-26
N
N
N
4000000.00
4000000.00
0.0049
Y
4000000.00
4000000.00
DNB Bank ASA
DNB Bank ASA 0.510000%
23330LJA5
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-01-14
2013-01-14
N
N
N
3000000.00
3000000.00
0.0037
N
3002340.00
3002340.00
DNB Bank ASA
DNB Bank ASA 0.250000%
23330LKK1
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-11-13
2012-11-13
N
N
N
1000000.00
1000000.00
0.0012
N
1000100.00
1000100.00
DNB Bank ASA
DNB Bank ASA 0.250000%
23330LKT2
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-11-20
2012-11-20
N
N
N
5000000.00
5000000.00
0.0062
N
5000600.00
5000600.00
Fairway Finance Co, LLC
Fairway Finance Co, LLC 0.205000%
30601VLS8
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-26
2012-11-26
N
N
Y
Credit / Liquidity
BANK OF MONTREAL
N/A
N/A
2000000.00
1999362.22
0.0025
N
1999240.00
1999240.00
Fairway Finance Co, LLC
Fairway Finance Co, LLC 0.200000%
30601VLT6
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-27
2012-11-27
N
N
Y
Credit / Liquidity
BANK OF MONTREAL
N/A
N/A
3000000.00
2999050.00
0.0037
N
2998860.00
2998860.00
Fairway Finance Co, LLC
Fairway Finance Co, LLC 0.200000%
30601VLV1
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-29
2012-11-29
N
N
Y
Credit / Liquidity
BANK OF MONTREAL
N/A
N/A
1000000.00
999672.22
0.0012
N
999600.00
999600.00
Federal Home Loan Bank
Federal Home Loan Bank 0.115000%
313384J34
Government Agency Debt
N
First Tier Security
N/A
N/A
2012-10-03
2012-10-03
N
N
N
3000000.00
2999980.83
0.0037
N
2999997.00
2999997.00
Federal Home Loan Bank
Federal Home Loan Bank 0.125000%
313384K40
Government Agency Debt
N
First Tier Security
N/A
N/A
2012-10-12
2012-10-12
N
N
N
8000000.00
7999694.44
0.0099
N
7999976.00
7999976.00
Federal Home Loan Bank
Federal Home Loan Bank 0.085000%
313384L31
Government Agency Debt
N
First Tier Security
N/A
N/A
2012-10-19
2012-10-19
N
N
N
7000000.00
6999702.50
0.0087
N
6999965.00
6999965.00
Federal Home Loan Bank
Federal Home Loan Bank 0.090000%
313384M71
Government Agency Debt
N
First Tier Security
N/A
N/A
2012-10-31
2012-10-31
N
N
N
7000000.00
6999475.00
0.0087
N
6999944.00
6999944.00
Freddie Mac
Freddie Mac 0.407600%
3133F3AA1
Government Agency Debt
N
First Tier Security
N/A
N/A
2012-10-10
2013-08-09
N
N
N
15000000.00
15000000.00
0.0185
N
15011670.00
15011670.00
General Electric Capital Corp
General Electric Capital Corp 0.330000%
36959HKQ9
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-10-24
2012-10-24
N
N
N
1000000.00
999789.17
0.0012
N
999930.00
999930.00
General Electric Capital Corp
General Electric Capital Corp 0.320000%
36959HLE5
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-14
2012-11-14
N
N
N
4000000.00
3998435.55
0.0049
N
3999480.00
3999480.00
General Electric Capital Corp
General Electric Capital Corp 0.370000%
36959HN45
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-01-04
2013-01-04
N
N
N
9000000.00
8991212.50
0.0111
N
8996130.00
8996130.00
General Electric Capital Corp
General Electric Capital Corp 0.320000%
36959HNU7
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-01-28
2013-01-28
N
N
N
4000000.00
3995768.89
0.0049
N
3997520.00
3997520.00
General Electric Capital Corp
General Electric Capital Corp 0.320000%
36959HPL5
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-02-20
2013-02-20
N
N
N
1000000.00
998737.78
0.0012
N
999140.00
999140.00
Goldman Sachs & Co
Goldman Sachs & Co 0.220000%
992JYE002_0.2200_M121003_2MN1
0000769993
Government Agency Repurchase Agreement
Y
Freddie Mac
2025-07-01
4.000000
Government Agency Debt
5778780.00
2954845.38
Freddie Mac
2036-12-01
6.500000
Government Agency Debt
41431388.00
27495155.00
First Tier Security
N/A
N/A
2012-10-03
2012-10-03
N
N
N
29000000.00
29000000.00
0.0359
N
29000000.00
29000000.00
Goldman Sachs & Co
Goldman Sachs & Co 0.540000%
992JYE002_0.5400_M121114_2MN1
0000769993
Other Repurchase Agreement
N
ALLIED NEVADA GOLD CORP COM
2012-09-28
N/A
Other Instrument
common stock or ETF
0.00
99994.48
BALL CORP COM
2012-09-28
N/A
Other Instrument
common stock or ETF
0.00
99988.35
COACH INC COM
2012-09-28
N/A
Other Instrument
common stock or ETF
0.00
99984.71
CYS INVTS INC COM
2012-09-28
N/A
Other Instrument
common stock or ETF
0.00
99994.72
EQUIFAX INC COM
2012-09-28
N/A
Other Instrument
common stock or ETF
0.00
99960.40
FAIR ISAAC CORP COM
2012-09-28
N/A
Other Instrument
common stock or ETF
0.00
99971.35
GANNETT INC COM
2012-09-28
N/A
Other Instrument
common stock or ETF
0.00
99982.40
GRACE W R & CO DEL NEW COM
2012-09-28
N/A
Other Instrument
common stock or ETF
0.00
417.34
HOWARD HUGHES CORP COM
2012-09-28
N/A
Other Instrument
common stock or ETF
0.00
99961.35
INGREDION INC COM
2012-09-28
N/A
Other Instrument
common stock or ETF
0.00
99952.64
KIMBERLY CLARK CORP COM
2012-09-28
N/A
Other Instrument
common stock or ETF
0.00
99914.54
ORIENTAL FINL GROUP INC COM
2012-09-28
N/A
Other Instrument
common stock or ETF
0.00
99999.45
RPM INTL INC COM
2012-09-28
N/A
Other Instrument
common stock or ETF
0.00
99994.00
SCHLUMBERGER LTD COM
2012-09-28
N/A
Other Instrument
common stock or ETF
0.00
99972.60
SKECHERS U S A INC CL A
2012-09-28
N/A
Other Instrument
common stock or ETF
0.00
99997.80
SUNCOKE ENERGY INC COM
2012-09-28
N/A
Other Instrument
common stock or ETF
0.00
99997.50
TENET HEALTHCARE CORP COM
2012-09-28
N/A
Other Instrument
common stock or ETF
0.00
99994.48
TITANIUM METALS CORP COM NEW
2012-09-28
N/A
Other Instrument
common stock or ETF
0.00
99987.73
TJX COS INC NEW COM
2012-09-28
N/A
Other Instrument
common stock or ETF
0.00
99965.95
UNUM GROUP COM
2012-09-28
N/A
Other Instrument
common stock or ETF
0.00
99986.78
VERIFONE SYS INC COM
2012-09-28
N/A
Other Instrument
common stock or ETF
0.00
99999.90
WASTE CONNECTIONS INC COM
2012-09-28
N/A
Other Instrument
common stock or ETF
0.00
99986.66
First Tier Security
N/A
N/A
2012-11-14
2012-11-14
N
N
N
2000000.00
2000000.00
0.0025
Repurchase agreement collateralized by common stock and ETFs.
Y
2000000.00
2000000.00
Gotham Funding Corp
Gotham Funding Corp 0.270000%
38346LM37
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-12-03
2012-12-03
N
N
Y
Credit / Liquidity
Bank of Tokyo Mitsubishi UFJ Ltd
N/A
N/A
1000000.00
999527.50
0.0012
N
999520.00
999520.00
Gotham Funding Corp
Gotham Funding Corp 0.280000%
38346LM37
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-12-03
2012-12-03
N
N
Y
Credit / Liquidity
Bank of Tokyo Mitsubishi UFJ Ltd
N/A
N/A
1000000.00
999510.00
0.0012
N
999520.00
999520.00
Govco, LLC
Govco, LLC 0.620000%
38362VL27
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-02
2012-11-02
N
N
Y
Credit / Liquidity
Citibank NA
N/A
N/A
2000000.00
1998897.78
0.0025
N
1999600.00
1999600.00
Govco, LLC
Govco, LLC 0.620000%
38362VL68
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-06
2012-11-06
N
N
Y
Credit / Liquidity
Citibank NA
N/A
N/A
7000000.00
6995660.00
0.0086
N
6998320.00
6998320.00
Govco, LLC
Govco, LLC 0.440000%
38362VMJ9
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-12-18
2012-12-18
N
N
Y
Credit / Liquidity
Citibank NA
N/A
N/A
3000000.00
2997140.00
0.0037
N
2998080.00
2998080.00
HSBC USA, Inc
HSBC USA, Inc 0.320000%
40427RKW0
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-10-30
2012-10-30
N
N
N
3000000.00
2999226.67
0.0037
N
2999430.00
2999430.00
ING (U.S.) Funding LLC
ING (U.S.) Funding LLC 0.380000%
4497W0K49
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-10-04
2012-10-04
N
Y
ING Bank NV
N/A
N/A
N
1000000.00
999968.33
0.0012
N
999970.00
999970.00
ING (U.S.) Funding LLC
ING (U.S.) Funding LLC 0.380000%
4497W0K56
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
N
Y
ING Bank NV
N/A
N/A
N
7000000.00
6999704.44
0.0087
N
6999790.00
6999790.00
ING (U.S.) Funding LLC
ING (U.S.) Funding LLC 0.360000%
4497W0L63
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-06
2012-11-06
N
Y
ING Bank NV
N/A
N/A
N
1000000.00
999640.00
0.0012
N
999740.00
999740.00
ING (U.S.) Funding LLC
ING (U.S.) Funding LLC 0.300000%
4497W0MC9
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-12-12
2012-12-12
N
Y
ING Bank NV
N/A
N/A
N
1000000.00
999400.00
0.0012
N
999310.00
999310.00
ING (U.S.) Funding LLC
ING (U.S.) Funding LLC 0.400000%
4497W0MC9
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-12-12
2012-12-12
N
Y
ING Bank NV
N/A
N/A
N
1000000.00
999200.00
0.0012
N
999310.00
999310.00
ING (U.S.) Funding LLC
ING (U.S.) Funding LLC 0.400000%
4497W0MM7
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-12-21
2012-12-21
N
Y
ING Bank NV
N/A
N/A
N
4000000.00
3996400.00
0.0049
N
3996760.00
3996760.00
JP Morgan Chase & Co
JP Morgan Chase & Co 0.300000%
4662J0L67
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-06
2012-11-06
N
N
N
5000000.00
4998500.00
0.0062
N
4999350.00
4999350.00
JP Morgan Chase & Co
JP Morgan Chase & Co 0.270000%
4662J0N40
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-01-04
2013-01-04
N
N
N
2000000.00
1998575.00
0.0025
N
1999160.00
1999160.00
JP Morgan Chase & Co
JP Morgan Chase & Co 0.383500%
46636JAW3
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-10-01
2013-03-01
N
N
N
4000000.00
4000000.00
0.0049
N
4000240.00
4000240.00
JP Morgan Securities, LLC
JP Morgan Securities, LLC 0.260000%
992JYG007_0.2600_M121010_2MN1
0001168163
Government Agency Repurchase Agreement
Y
Fannie Mae
2041-04-01
4.000000
Government Agency Debt
6595.00
6831.48
Freddie Mac
2042-08-01
3.500000
Government Agency Debt
1948022.00
2089959.16
First Tier Security
N/A
N/A
2012-10-10
2012-10-10
N
N
N
2000000.00
2000000.00
0.0025
Y
1999980.00
1999980.00
JPMorgan Chase Bank, NA
JPMorgan Chase Bank, NA 0.338500%
48125LAA0
Other Note
N
First Tier Security
N/A
N/A
2012-10-22
2013-10-21
N
N
N
10000000.00
10000000.00
0.0124
N
10005690.00
10005690.00
Jupiter Securitization Corp
Jupiter Securitization Corp 0.220000%
4820P2KC8
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-10-12
2012-10-12
N
N
Y
Letter of Credit
JPMorgan Chase Bank NA
N/A
N/A
7000000.00
6999529.44
0.0087
N
6999510.00
6999510.00
Jupiter Securitization Corp
Jupiter Securitization Corp 0.210000%
4820P2M36
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-12-03
2012-12-03
N
N
Y
Letter of Credit
JPMorgan Chase Bank NA
N/A
N/A
1000000.00
999632.50
0.0012
N
999520.00
999520.00
Jupiter Securitization Corp
Jupiter Securitization Corp 0.210000%
4820P2MJ1
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-12-18
2012-12-18
N
N
Y
Letter of Credit
JPMorgan Chase Bank NA
N/A
N/A
4000000.00
3998180.00
0.0049
N
3997440.00
3997440.00
Jupiter Securitization Corp
Jupiter Securitization Corp 0.250000%
4820P2NE1
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-01-14
2013-01-14
N
N
Y
Letter of Credit
JPMorgan Chase Bank NA
N/A
N/A
1000000.00
999270.84
0.0012
N
999010.00
999010.00
Lloyds TSB Bank Plc
Lloyds TSB Bank Plc 0.350000%
53943RM30
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-12-03
2012-12-03
N
N
N
3000000.00
2998162.50
0.0037
N
2998290.00
2998290.00
Lloyds TSB Bank Plc
Lloyds TSB Bank Plc 0.400000%
53943RM55
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-12-05
2012-12-05
N
N
N
1000000.00
999277.78
0.0012
N
999400.00
999400.00
Manhattan Asset Funding Capital Co, LLC
Manhattan Asset Funding Capital Co, LLC 0.230000%
56274LKC7
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-10-12
2012-10-12
N
N
Y
Credit / Liquidity
Sumitomo Mitsui Banking Corp
N/A
N/A
2000000.00
1999859.44
0.0025
N
1999860.00
1999860.00
Manhattan Asset Funding Capital Co, LLC
Manhattan Asset Funding Capital Co, LLC 0.220000%
56274LKK9
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-10-19
2012-10-19
N
N
Y
Credit / Liquidity
Sumitomo Mitsui Banking Corp
N/A
N/A
1000000.00
999890.00
0.0012
N
999880.00
999880.00
Market Street Funding Corp
Market Street Funding Corp 0.210000%
5705X4M68
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-12-06
2012-12-06
N
N
Y
Credit / Liquidity
PNC Bank NA
N/A
N/A
5000000.00
4998075.00
0.0062
N
4998100.00
4998100.00
Market Street Funding Corp
Market Street Funding Corp 0.210000%
5705X4MC5
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-12-12
2012-12-12
N
N
Y
Credit / Liquidity
PNC Bank NA
N/A
N/A
2000000.00
1999160.00
0.0025
N
1999160.00
1999160.00
Merrill Lynch, Pierce, Fenner & Smith, Inc
Merrill Lynch, Pierce, Fenner & Smith, Inc 0.190000%
06399V008_0.1900_M121005_2MN1
0000728612
Government Agency Repurchase Agreement
Y
Fannie Mae
2039-08-25
2.000000
Government Agency Debt
5075122.00
5150000.35
Fannie Mae
2039-08-25
2.000000
Government Agency Debt
5075122.00
5150000.35
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Merrill Lynch Pierce Fenner & Smith Inc
N/A
N/A
N
N
10000000.00
10000000.00
0.0124
N
9999700.00
9999700.00
MetLife Short Term Funding LLC
MetLife Short Term Funding LLC 0.220000%
59157TKV4
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-10-29
2012-10-29
N
N
Y
Funding Agreement
MetLife Insurance Company of Connecticut
N/A
N/A
Funding Agreement
Metropolitan Life Insurance Co
N/A
N/A
5000000.00
4999144.44
0.0062
N
4999250.00
4999250.00
MetLife Short Term Funding LLC
MetLife Short Term Funding LLC 0.400000%
59157TP56
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-02-05
2013-02-05
N
N
Y
Funding Agreement
MetLife Insurance Company of Connecticut
N/A
N/A
Funding Agreement
Metropolitan Life Insurance Co
N/A
N/A
1000000.00
998588.89
0.0012
N
998730.00
998730.00
Mitsubishi UFJ Trust & Banking Corp
Mitsubishi UFJ Trust & Banking Corp 0.535000%
60681P6N9
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
N
N
N
6000000.00
6000000.00
0.0074
N
6003780.00
6003780.00
Mitsubishi UFJ Trust & Banking Corp
Mitsubishi UFJ Trust & Banking Corp 0.540000%
60681P6P4
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
N
N
N
1000000.00
1000000.00
0.0012
N
1000640.00
1000640.00
Mitsubishi UFJ Trust & Banking Corp
Mitsubishi UFJ Trust & Banking Corp 0.315000%
60682AAW6
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
N
N
N
2000000.00
2000000.00
0.0025
N
1999820.00
1999820.00
Mizuho Corporate Bank Ltd
Mizuho Corporate Bank Ltd 0.510000%
60687GD70
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-12-18
2012-12-18
N
N
N
3000000.00
3001166.40
0.0037
N
3001620.00
3001620.00
Mizuho Corporate Bank Ltd
Mizuho Corporate Bank Ltd 0.380000%
60687GG36
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-10-12
2012-10-12
N
N
N
4000000.00
4000000.00
0.0049
N
4000320.00
4000320.00
Mizuho Corporate Bank Ltd
Mizuho Corporate Bank Ltd 0.330000%
60687GQ27
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-11-05
2012-11-05
N
N
N
4000000.00
4000000.00
0.0049
N
4000520.00
4000520.00
National Australia Bank Ltd
National Australia Bank Ltd 0.335000%
972CAZ000
0000833029
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-10-19
2012-10-19
N
N
N
4000000.00
4000000.00
0.0049
N
4000600.00
4000600.00
National Australia Bank Ltd
National Australia Bank Ltd 0.340000%
972CAZ000_M121022
0000833029
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-10-22
2012-10-22
N
N
N
3000000.00
3000000.00
0.0037
N
3000450.00
3000450.00
National Australia Bank Ltd
National Australia Bank Ltd 0.340000%
988FTY008
0000833029
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-06-17
2013-06-17
N
N
N
7000000.00
7000000.00
0.0087
N
7003080.00
7003080.00
New York City IDA
IDRB (Allway Tools) Series 1997 0.620000%
649705LL2
Variable Rate Demand Note
N
Unrated Security
N/A
N/A
2012-10-05
2012-10-05
Y
Citibank NA
N/A
N/A
Y
Citibank NA
N/A
N/A
N
80000.00
80000.00
0.0001
N
80000.00
80000.00
Nieuw Amsterdam Receivables Corp
Nieuw Amsterdam Receivables Corp 0.170000%
65409RK17
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-10-01
2012-10-01
N
N
Y
Credit / Liquidity
Rabobank Nederland
N/A
N/A
4000000.00
4000000.00
0.0049
N
3999943.20
3999943.20
Nordea North America, Inc
Nordea North America, Inc 0.340000%
6555P0P11
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-02-01
2013-02-01
N
Y
Nordea Bank AB
N/A
N/A
N
3000000.00
2996515.00
0.0037
N
2997660.00
2997660.00
Nordea North America, Inc
Nordea North America, Inc 0.360000%
6555P0PK9
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-02-19
2013-02-19
N
Y
Nordea Bank AB
N/A
N/A
N
2000000.00
1997180.00
0.0025
N
1998120.00
1998120.00
Nordea North America, Inc
Nordea North America, Inc 0.350000%
6555P0PR4
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-02-25
2013-02-25
N
Y
Nordea Bank AB
N/A
N/A
N
6000000.00
5991425.00
0.0074
N
5994000.00
5994000.00
NRW.BANK
NRW.BANK 0.180000%
62939LK24
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-10-02
2012-10-02
N
N
N
7000000.00
6999965.00
0.0087
N
6999860.00
6999860.00
Old Line Funding, LLC
Old Line Funding, LLC 0.230000%
67983TNA0
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-01-10
2013-01-10
N
N
Y
Standby Purchase Agreement
Royal Bank of Canada
N/A
N/A
11000000.00
10992901.95
0.0136
N
10995710.00
10995710.00
Palm Springs, CA
COP (Downtown Parking) Series 2002A 0.390000%
696656HS9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
California State Teachers Retirement Systems
N/A
N/A
Y
California State Teachers Retirement Systems
N/A
N/A
N
7390000.00
7390000.00
0.0091
N
7390000.00
7390000.00
Rabobank Nederland
Rabobank Nederland 0.480000%
74977JRZ7
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-03-01
2013-03-01
N
N
N
3000000.00
3000000.00
0.0037
N
3001140.00
3001140.00
Rabobank Nederland
Rabobank Nederland 0.510000%
74977MZ73
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-11-01
2012-11-01
N
N
N
7000000.00
7000000.00
0.0087
N
7002380.00
7002380.00
RBS Holdings USA Inc
RBS Holdings USA Inc 0.510000%
74927JLT8
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-27
2012-11-27
N
Y
Royal Bank of Scotland Plc
N/A
N/A
N
1000000.00
999192.50
0.0012
N
999500.00
999500.00
RBS Holdings USA Inc
RBS Holdings USA Inc 0.480000%
74927JM42
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-12-04
2012-12-04
N
Y
Royal Bank of Scotland Plc
N/A
N/A
N
1000000.00
999146.67
0.0012
N
999420.00
999420.00
Reckitt Benckiser Treasury Services PLC
Reckitt Benckiser Treasury Services PLC 0.600000%
7562E0PE0
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-02-14
2013-02-14
N
Y
Reckitt Benckiser Group Plc
N/A
N/A
N
1000000.00
997733.33
0.0012
N
998790.00
998790.00
Reckitt Benckiser Treasury Services PLC
Reckitt Benckiser Treasury Services PLC 0.640000%
7562E0Q82
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-03-08
2013-03-08
N
Y
Reckitt Benckiser Group Plc
N/A
N/A
N
1000000.00
997191.11
0.0012
N
998550.00
998550.00
Reckitt Benckiser Treasury Services PLC
Reckitt Benckiser Treasury Services PLC 0.490000%
7562E0TA4
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-06-10
2013-06-10
N
Y
Reckitt Benckiser Group Plc
N/A
N/A
N
1000000.00
996570.00
0.0012
N
996350.00
996350.00
Royal Bank of Canada
Royal Bank of Canada 0.269100%
78009NJE7
Other Note
N
First Tier Security
N/A
N/A
2012-10-04
2013-10-04
N
N
N
5000000.00
5000000.00
0.0062
N
5000630.00
5000630.00
Sheffield Receivables Corp
Sheffield Receivables Corp 0.300000%
82124LKQ4
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-10-24
2012-10-24
N
N
Y
Letter of Credit
Barclays Bank Plc
N/A
N/A
1000000.00
999808.33
0.0012
N
999870.00
999870.00
Sheffield Receivables Corp
Sheffield Receivables Corp 0.300000%
82124LKR2
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-10-25
2012-10-25
N
N
Y
Letter of Credit
Barclays Bank Plc
N/A
N/A
1000000.00
999800.00
0.0012
N
999870.00
999870.00
Sheffield Receivables Corp
Sheffield Receivables Corp 0.300000%
82124LKW1
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-10-30
2012-10-30
N
N
Y
Letter of Credit
Barclays Bank Plc
N/A
N/A
1000000.00
999758.33
0.0012
N
999840.00
999840.00
Sheffield Receivables Corp
Sheffield Receivables Corp 0.310000%
82124LL59
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-05
2012-11-05
N
N
Y
Letter of Credit
Barclays Bank Plc
N/A
N/A
2000000.00
1999397.22
0.0025
N
1999580.00
1999580.00
Sheffield Receivables Corp
Sheffield Receivables Corp 0.300000%
82124LLE0
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-14
2012-11-14
N
N
Y
Letter of Credit
Barclays Bank Plc
N/A
N/A
2000000.00
1999266.67
0.0025
N
1999440.00
1999440.00
Skandinaviska Enskilda Banken AB
Skandinaviska Enskilda Banken AB 0.360000%
83050TKK6
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-10-19
2012-10-19
N
N
N
3000000.00
2999460.00
0.0037
N
2999850.00
2999850.00
Skandinaviska Enskilda Banken AB
Skandinaviska Enskilda Banken AB 0.310000%
83050TMM0
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-12-21
2012-12-21
N
N
N
1000000.00
999302.50
0.0012
N
999360.00
999360.00
Skandinaviska Enskilda Banken AB
Skandinaviska Enskilda Banken AB 0.315000%
83051A7F2
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-12-21
2012-12-21
N
N
N
2000000.00
2000000.00
0.0025
N
2000160.00
2000160.00
State Street Bank & Trust Company, NA
State Street Bank & Trust Company, NA 0.210000%
8574P06P8
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-10-11
2012-10-11
N
N
N
4000000.00
4000000.00
0.0049
N
4000120.00
4000120.00
State Street Bank & Trust Company, NA
State Street Bank & Trust Company, NA 0.200000%
8574P07D4
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-12-14
2012-12-14
N
N
N
1000000.00
1000000.00
0.0012
N
1000240.00
1000240.00
State Street Bank & Trust Company, NA
State Street Bank & Trust Company, NA 0.180000%
8574P07G7
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-12-06
2012-12-06
N
N
N
1000000.00
1000000.00
0.0012
N
1000170.00
1000170.00
State Street Corp
State Street Corp 0.250000%
85747JKB2
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-10-11
2012-10-11
N
N
N
3000000.00
2999791.67
0.0037
N
2999820.00
2999820.00
Straight A Funding, LLC
Straight A Funding, LLC 0.180000%
86257FJW6
Government Agency Debt
N
First Tier Security
N/A
N/A
2012-10-16
2012-10-16
N
N
Y
Credit / Liquidity
Federal Financing Bank
N/A
N/A
8000000.00
7999400.00
0.0099
N
7999680.00
7999680.00
Sumitomo Mitsui Banking Corp
Sumitomo Mitsui Banking Corp 0.320000%
86562DCE8
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-10-01
2012-11-02
N
N
N
3000000.00
3000000.00
0.0037
N
3000390.00
3000390.00
Sumitomo Mitsui Banking Corp
Sumitomo Mitsui Banking Corp 0.490000%
86562DMR8
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-01-18
2013-01-18
N
N
N
1000000.00
999984.90
0.0012
N
1000560.00
1000560.00
Sumitomo Mitsui Banking Corp
Sumitomo Mitsui Banking Corp 0.470000%
86562DNU0
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-01-28
2013-01-28
N
N
N
6000000.00
6000000.00
0.0074
N
6003240.00
6003240.00
Sumitomo Mitsui Banking Corp
Sumitomo Mitsui Banking Corp 0.320000%
86562DPT1
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-11-06
2012-11-06
N
N
N
5000000.00
5000000.00
0.0062
N
5000600.00
5000600.00
Sumitomo Mitsui Banking Corp
Sumitomo Mitsui Banking Corp 0.360000%
86562DRF9
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-12-21
2012-12-21
N
N
N
5000000.00
5000392.83
0.0062
N
5000800.00
5000800.00
Sumitomo Mitsui Banking Corp
Sumitomo Mitsui Banking Corp 0.300000%
86562DUA6
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-12-13
2012-12-13
N
N
N
4000000.00
4000000.00
0.0049
N
4000080.00
4000080.00
Sumitomo Mitsui Banking Corp
Sumitomo Mitsui Banking Corp 0.300000%
86562DUQ1
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-12-18
2012-12-18
N
N
N
1000000.00
1000000.00
0.0012
N
1000020.00
1000020.00
Sumitomo Mitsui Trust Bank Ltd
Sumitomo Mitsui Trust Bank Ltd 0.380000%
86562WC97
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-10-12
2012-10-12
N
N
N
4000000.00
4000000.00
0.0049
N
4000280.00
4000280.00
Sumitomo Mitsui Trust Bank Ltd
Sumitomo Mitsui Trust Bank Ltd 0.340000%
86562WM70
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-12-18
2012-12-18
N
N
N
3000000.00
3000000.00
0.0037
N
3000330.00
3000330.00
Svenska Handelsbanken AB
Svenska Handelsbanken AB 0.280000%
86958CEY6
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-11-01
2012-11-01
N
N
N
4000000.00
4000000.00
0.0049
N
4000320.00
4000320.00
Svenska Handelsbanken AB
Svenska Handelsbanken AB 0.270000%
86958CEZ3
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-11-01
2012-11-01
N
N
N
4000000.00
4000000.00
0.0049
N
4000280.00
4000280.00
Swedbank AB
Swedbank AB 0.450000%
87019RK39
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-10-03
2012-10-03
N
N
N
1000000.00
999975.00
0.0012
N
999980.00
999980.00
Swedbank AB
Swedbank AB 0.300000%
87019RLU8
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-28
2012-11-28
N
N
N
1000000.00
999516.67
0.0012
N
999490.00
999490.00
Texas
TRAN Series 2012 0.200000%
46636YW48
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-01
2012-10-01
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
4000000.00
4000000.00
0.0049
N
4000000.00
4000000.00
Thames Asset Global Securitization No. 1, Inc
Thames Asset Global Securitization No. 1, Inc 0.270000%
88324LKN6
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-10-22
2012-10-22
N
N
Y
Letter of Credit
Royal Bank of Scotland Plc
N/A
N/A
5000000.00
4999212.50
0.0062
N
4999350.00
4999350.00
Thunder Bay Funding, LLC
Thunder Bay Funding, LLC 0.210000%
88602TKF9
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-10-15
2012-10-15
N
N
Y
Standby Purchase Agreement
Royal Bank of Canada
N/A
N/A
1000000.00
999918.33
0.0012
N
999910.00
999910.00
Thunder Bay Funding, LLC
Thunder Bay Funding, LLC 0.200000%
88602TL84
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-08
2012-11-08
N
N
Y
Standby Purchase Agreement
Royal Bank of Canada
N/A
N/A
5000000.00
4998944.44
0.0062
N
4998750.00
4998750.00
Thunder Bay Funding, LLC
Thunder Bay Funding, LLC 0.200000%
88602TLS0
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-26
2012-11-26
N
N
Y
Standby Purchase Agreement
Royal Bank of Canada
N/A
N/A
2000000.00
1999377.77
0.0025
N
1999280.00
1999280.00
Toronto-Dominion Bank
Toronto-Dominion Bank 0.305500%
89112X2N4
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-10-29
2013-05-28
N
N
N
1000000.00
1000000.00
0.0012
N
1000300.00
1000300.00
Toronto-Dominion Bank
Toronto-Dominion Bank 0.308500%
89112XP90
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-10-22
2013-04-22
N
N
N
16000000.00
16000000.00
0.0198
N
16005920.00
16005920.00
Toronto-Dominion Bank
Toronto-Dominion Bank 0.300000%
89112XT47
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-01-25
2013-01-25
N
N
N
6000000.00
6000000.00
0.0074
N
6003000.00
6003000.00
Toronto-Dominion Bank
Toronto-Dominion Bank 0.290000%
89112XW27
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-02-08
2013-02-08
N
N
N
4000000.00
4000000.00
0.0049
N
4001920.00
4001920.00
Toyota Motor Credit Corp
Toyota Motor Credit Corp 0.400000%
89233GL79
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-07
2012-11-07
N
N
Y
Support Agreement
Toyota Motor Corp
N/A
N/A
2000000.00
1999177.78
0.0025
N
1999740.00
1999740.00
Toyota Motor Credit Corp
Toyota Motor Credit Corp 0.320000%
89233GQ41
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-03-04
2013-03-04
N
N
Y
Support Agreement
Toyota Motor Corp
N/A
N/A
1000000.00
998631.11
0.0012
N
998950.00
998950.00
Toyota Motor Credit Corp
Toyota Motor Credit Corp 0.320000%
89233GQL3
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-03-20
2013-03-20
N
N
Y
Support Agreement
Toyota Motor Corp
N/A
N/A
5000000.00
4992444.44
0.0062
N
4994250.00
4994250.00
UBS AG
UBS AG 0.470000%
90267RJE0
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-10-29
2012-10-29
N
N
N
7000000.00
7000000.00
0.0087
N
7002590.00
7002590.00
UBS AG
UBS AG 0.410000%
90267RLJ6
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-01-11
2013-01-11
N
N
N
2000000.00
2000000.00
0.0025
N
2000700.00
2000700.00
UBS Securities LLC
UBS Securities LLC 0.180000%
936991009_0.1800_M121005_2MN1
0001070766
Government Agency Repurchase Agreement
Y
Freddie Mac
2040-09-01
4.500000
Government Agency Debt
4808368.00
3063805.51
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
UBS Securities LLC
N/A
N/A
N
N
3000000.00
3000000.00
0.0037
N
3000000.00
3000000.00
UBS Securities LLC
UBS Securities LLC 0.200000%
992JYH005_0.2000_M121001_2MN1
0001070766
Government Agency Repurchase Agreement
Y
Fannie Mae
2042-08-01
3.500000
Government Agency Debt
4759229.00
5109039.17
First Tier Security
N/A
N/A
2012-10-01
2012-10-01
N
N
N
5000000.00
5000000.00
0.0062
N
5000000.00
5000000.00
Union Bank, NA
Union Bank, NA 0.360000%
90527MU87
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-11-29
2012-11-29
N
N
N
3000000.00
3000000.00
0.0037
N
3000870.00
3000870.00
Victory Receivables Corp
Victory Receivables Corp 0.210000%
92646KKH4
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-10-17
2012-10-17
N
N
Y
Credit / Liquidity
Bank of Tokyo Mitsubishi UFJ Ltd
N/A
N/A
2000000.00
1999813.34
0.0025
N
1999800.00
1999800.00
Westpac Banking Corp
Westpac Banking Corp 0.300000%
96121TMR6
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-11-08
2012-11-08
N
N
N
8500000.00
8500000.00
0.0105
N
8501360.00
8501360.00
Westpac Banking Corp
Westpac Banking Corp 0.478000%
96121TPP7
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-10-11
2013-07-11
N
N
N
2000000.00
2000000.00
0.0025
N
2000400.00
2000400.00
Westpac Banking Corp
Westpac Banking Corp 0.460000%
96121TPS1
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-10-18
2013-07-18
N
N
N
3000000.00
3000000.00
0.0037
N
2999910.00
2999910.00
Westpac Banking Corp
Westpac Banking Corp 0.400000%
9612C0N21
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-01-02
2013-01-02
N
N
N
2000000.00
1997933.33
0.0025
N
1999100.00
1999100.00
Westpac Banking Corp
Westpac Banking Corp 0.400000%
9612C0N39
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-01-03
2013-01-03
N
N
N
1000000.00
998955.56
0.0012
N
999540.00
999540.00
Westpac Banking Corp
Westpac Banking Corp 0.418000%
9612C4DN8
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-10-09
2013-02-07
N
N
N
5000000.00
5000000.00
0.0062
N
5002850.00
5002850.00
Westpac Banking Corp
Westpac Banking Corp 0.320500%
9612C4DV0
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-10-04
2013-02-04
N
N
N
2000000.00
2000000.00
0.0025
N
2000440.00
2000440.00
Whistlejacket Capital, LLC
Whistlejacket Capital, LLC 0.000000%
96335WFX6
Other Note
N
No Longer an Eligible Security
N/A
N/A
2015-04-29
2015-04-29
N
N
N
24629.24
24629.24
0.0000
All Whistlejacket notes were sold at auction on 4/29/09. The remaining investment represents an interest in a small residual fund that is being held to cover any remaining expenses and liabilities associated with receivership.
Y
21585.07
21585.07
Whistlejacket Capital, LLC
Whistlejacket Capital, LLC 0.000000%
96432XKM4
Other Note
N
No Longer an Eligible Security
N/A
N/A
2015-04-29
2015-04-29
N
N
N
12300.72
12300.72
0.0000
All Whistlejacket notes were sold at auction on 4/29/09. The remaining investment represents an interest in a small residual fund that is being held to cover any remaining expenses and liabilities associated with receivership.
Y
10780.35
10780.35