0001145549-14-002749.txt : 20140317
0001145549-14-002749.hdr.sgml : 20140317
20140317134122
ACCESSION NUMBER: 0001145549-14-002749
CONFORMED SUBMISSION TYPE: N-MFP/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121031
FILED AS OF DATE: 20140317
DATE AS OF CHANGE: 20140317
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS
CENTRAL INDEX KEY: 0000857156
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: N-MFP/A
SEC ACT: 1933 Act
SEC FILE NUMBER: 811-05954
FILM NUMBER: 14696946
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 1-800-648-5300
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS
DATE OF NAME CHANGE: 19920703
0000857156
S000004510
Schwab Investor Money Fund
C000012387
Schwab Investor Money Fund
SWRXX
N-MFP/A
1
primary_doc.xml
N-MFP/A
N-MFP/A
LIVE
N
2012-10-31
0000857156
S000004510
1
N
N
N
N
033-31894
Charles Schwab Investment Management, Inc.
801-35905
PricewaterhouseCoopers LLP
San Francisco
CA
Charles Schwab Investment Management, Inc.
Boston Financial Data Services, Inc.
0000275143
84-00896
N
N
N
Prime
44
71
1174193617.87
393586.85
111479.42
1174475725.30
0.0032
1.0002
2012-10-31
1.0002
2012-10-31
C000012387
1.00
1174475725.30
1.00
-11107190.64
51437076.22
62544266.86
0.0001
1.0002
2012-10-31
1.0002
2012-10-31
Alpine Securitization Corp
Alpine Securitization Corp 0.460000%
02086LP42
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-02-04
2013-02-04
N
N
Y
Credit / Liquidity
Credit Suisse AG
N/A
N/A
10000000.00
9987861.11
0.0085
N
9993100.00
9993100.00
Atlantis One Funding Corp
Atlantis One Funding Corp 0.530000%
04915TM66
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-12-06
2012-12-06
N
N
Y
Cash
Rabobank Nederland
N/A
N/A
1000000.00
999484.72
0.0009
N
999820.00
999820.00
Atlantis One Funding Corp
Atlantis One Funding Corp 0.530000%
04915TN24
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-01-02
2013-01-02
N
N
Y
Cash
Rabobank Nederland
N/A
N/A
6000000.00
5994523.33
0.0051
N
5998020.00
5998020.00
Atlantis One Funding Corp
Atlantis One Funding Corp 0.250000%
04915TNR9
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-01-25
2013-01-25
N
N
Y
Cash
Rabobank Nederland
N/A
N/A
4000000.00
3997638.88
0.0034
N
3997720.00
3997720.00
Atlantis One Funding Corp
Atlantis One Funding Corp 0.500000%
04915TP55
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-02-05
2013-02-05
N
N
Y
Cash
Rabobank Nederland
N/A
N/A
5000000.00
4993333.33
0.0043
N
4996500.00
4996500.00
Atlantis One Funding Corp
Atlantis One Funding Corp 0.390000%
04915TR12
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-04-01
2013-04-01
N
N
Y
Cash
Rabobank Nederland
N/A
N/A
7000000.00
6988549.16
0.0060
N
6991110.00
6991110.00
Australia & New Zealand Banking Group Ltd
Australia & New Zealand Banking Group Ltd 0.260700%
05253MBA1
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-22
2012-11-26
N
N
N
5000000.00
5000000.00
0.0043
N
5000500.00
5000500.00
Australia & New Zealand Banking Group Ltd
Australia & New Zealand Banking Group Ltd 0.360000%
972NJB000
0000859994
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-11-26
2012-11-26
N
N
N
4000000.00
4000000.00
0.0034
N
4000600.00
4000600.00
Bank of America, NA
Bank of America, NA 0.270000%
06052WSC8
Other Note
N
First Tier Security
N/A
N/A
2012-12-05
2012-12-05
N
N
N
5000000.00
5000000.00
0.0043
N
4999902.50
4999902.50
Bank of Montreal
Bank of Montreal 0.300000%
06366VT63
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-03-01
2013-03-01
N
N
N
16000000.00
16000000.00
0.0136
N
16010240.00
16010240.00
Bank of Montreal
Bank of Montreal 0.190000%
06366VV86
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-12-05
2012-12-05
N
N
N
2000000.00
2000000.00
0.0017
N
2000260.00
2000260.00
Bank of Nova Scotia
Bank of Nova Scotia 0.200000%
06417FDV9
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-01-16
2013-01-16
N
N
N
8000000.00
8000000.00
0.0068
N
7999520.00
7999520.00
Bank of Nova Scotia
Bank of Nova Scotia 0.200000%
06417FEC0
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-01-17
2013-01-17
N
N
N
9000000.00
9000000.00
0.0077
N
8999370.00
8999370.00
Bank of Nova Scotia
Bank of Nova Scotia 0.210000%
06417FEK2
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-01-22
2013-01-22
N
N
N
5000000.00
5000000.00
0.0043
N
4999750.00
4999750.00
Bank of Tokyo Mitsubishi UFJ, Ltd
Bank of Tokyo Mitsubishi UFJ, Ltd 0.320000%
06538E4E4
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-12-06
2012-12-06
N
N
N
9000000.00
9000000.00
0.0077
N
9001170.00
9001170.00
Bank of Tokyo Mitsubishi UFJ, Ltd
Bank of Tokyo Mitsubishi UFJ, Ltd 0.320000%
06538E4P9
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-12-19
2012-12-19
N
N
N
11000000.00
11000000.00
0.0094
N
11001980.00
11001980.00
Bank of Tokyo Mitsubishi UFJ, Ltd
Bank of Tokyo Mitsubishi UFJ, Ltd 0.560000%
06538ED46
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-01-02
2013-01-02
N
N
N
11000000.00
11000000.00
0.0094
N
11006160.00
11006160.00
Barclays Bank Plc
Barclays Bank Plc 0.660000%
06741XBT4
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-11-07
2012-11-07
N
N
N
11000000.00
11000000.00
0.0094
N
11001100.00
11001100.00
Barclays Bank Plc
Barclays Bank Plc 0.700000%
06741XBV9
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-11-16
2012-11-16
N
N
N
4000000.00
4000000.00
0.0034
N
4000960.00
4000960.00
Barclays Bank Plc
Barclays Bank Plc 0.690000%
06741XFP8
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-03-12
2013-03-12
N
N
N
3000000.00
3000000.00
0.0026
N
3004050.00
3004050.00
Barclays Bank Plc
Barclays Bank Plc 0.670000%
06741XFT0
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-03-14
2013-03-14
N
N
N
1000000.00
1000000.00
0.0009
N
1001300.00
1001300.00
Barclays Bank Plc
Barclays Bank Plc 0.400000%
06741XHD3
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-05-02
2013-05-02
N
N
N
2000000.00
2000000.00
0.0017
N
2000000.00
2000000.00
Barclays Capital, Inc
Barclays Capital, Inc 0.200000%
07699U005_0.2000_M121107_2MN2
0000851376
Government Agency Repurchase Agreement
Y
Fannie Mae
2022-07-01
2.500000
Government Agency Debt
1527780.00
1536560.22
Fannie Mae
2024-11-01
4.970000
Government Agency Debt
420350.00
469985.96
Fannie Mae
2027-08-01
3.500000
Government Agency Debt
39488.00
42065.90
Fannie Mae
2027-10-01
2.500000
Government Agency Debt
270210.00
282491.58
Fannie Mae
2027-10-01
2.500000
Government Agency Debt
145593.00
152210.49
Fannie Mae
2028-06-01
5.000000
Government Agency Debt
3871879.00
810069.17
Fannie Mae
2030-10-01
4.000000
Government Agency Debt
708909.00
449638.49
Fannie Mae
2034-09-01
6.000000
Government Agency Debt
16566.00
3413.51
Fannie Mae
2035-01-01
7.500000
Government Agency Debt
495058.00
241110.22
Fannie Mae
2035-05-01
2.295000
Government Agency Debt
15649.00
12423.13
Fannie Mae
2035-05-01
2.295000
Government Agency Debt
6991.00
5549.88
Fannie Mae
2038-04-01
4.367000
Government Agency Debt
12836.00
5786.18
Fannie Mae
2039-03-01
2.862000
Government Agency Debt
4102.00
4334.55
Fannie Mae
2040-06-01
5.000000
Government Agency Debt
1909984.00
1525780.70
Fannie Mae
2040-06-01
5.500000
Government Agency Debt
8490.00
6837.90
Fannie Mae
2040-06-01
5.500000
Government Agency Debt
6251.00
5034.59
Fannie Mae
2041-02-01
3.096000
Government Agency Debt
438327.00
247684.35
Fannie Mae
2041-06-01
3.301000
Government Agency Debt
19107.00
13598.82
Fannie Mae
2041-06-01
3.301000
Government Agency Debt
1000.00
711.72
Fannie Mae
2041-08-01
5.500000
Government Agency Debt
501022.00
384433.67
Fannie Mae
2041-10-01
3.306000
Government Agency Debt
5483.00
4383.05
Fannie Mae
2041-10-01
4.577000
Government Agency Debt
1523832.00
1486182.69
Fannie Mae
2042-02-01
2.502000
Government Agency Debt
1694.00
1483.58
Fannie Mae
2042-05-01
2.499000
Government Agency Debt
1535.00
1569.89
Fannie Mae
2042-05-01
2.683000
Government Agency Debt
3102.00
2987.44
Fannie Mae
2042-05-01
5.000000
Government Agency Debt
138028.00
153869.34
Fannie Mae
2042-06-01
2.622000
Government Agency Debt
3129064.00
3114516.60
Fannie Mae
2042-06-01
2.622000
Government Agency Debt
5072.00
5048.42
Fannie Mae
2042-06-01
2.622000
Government Agency Debt
1000.00
995.35
Fannie Mae
2042-07-25
3.000000
Government Agency Debt
464496.00
459233.26
Fannie Mae
2042-09-01
3.500000
Government Agency Debt
458035.00
495436.21
Fannie Mae
2042-09-01
3.500000
Government Agency Debt
4079.00
4412.07
Freddie Mac
2026-02-01
3.500000
Government Agency Debt
5809988.00
4998215.21
Freddie Mac
2027-06-01
3.500000
Government Agency Debt
1276996.00
1350221.48
Freddie Mac
2036-12-01
7.000000
Government Agency Debt
1087.00
765.99
Freddie Mac
2040-10-01
4.000000
Government Agency Debt
21884.00
20776.02
Freddie Mac
2040-10-01
4.000000
Government Agency Debt
7957.00
7554.14
Freddie Mac
2040-11-01
5.000000
Government Agency Debt
38932.00
38931.17
Freddie Mac
2040-11-01
5.000000
Government Agency Debt
20646.00
20645.56
Freddie Mac
2042-05-01
4.500000
Government Agency Debt
1283411.00
1256555.69
Freddie Mac
2042-06-01
4.500000
Government Agency Debt
121187.00
133276.86
Freddie Mac
2042-09-01
3.000000
Government Agency Debt
6600.00
6922.54
Freddie Mac
2042-09-01
3.000000
Government Agency Debt
1000.00
1048.87
First Tier Security
N/A
N/A
2012-11-07
2012-11-07
Y
BARCLAYS CAPITAL INC
N/A
N/A
N
N
19000000.00
19000000.00
0.0162
N
19000000.00
19000000.00
Barclays Capital, Inc
Barclays Capital, Inc 0.280000%
07699U005_0.2800_M121107_2MN2
0000851376
Government Agency Repurchase Agreement
Y
Fannie Mae
2027-06-01
3.500000
Government Agency Debt
1078876.00
1131143.57
Fannie Mae
2027-10-01
3.000000
Government Agency Debt
1013549.00
1084327.15
Fannie Mae
2029-10-01
4.500000
Government Agency Debt
2000000.00
1110744.55
Fannie Mae
2037-11-01
7.000000
Government Agency Debt
3181832.00
1105892.00
Fannie Mae
2039-11-01
4.000000
Government Agency Debt
1500000.00
1113681.51
Fannie Mae
2040-05-01
5.000000
Government Agency Debt
1382824.00
1067410.62
Fannie Mae
2041-08-01
4.000000
Government Agency Debt
150331.00
145538.61
Fannie Mae
2042-10-01
3.000000
Government Agency Debt
1088079.00
1141720.26
Freddie Mac
2027-03-01
3.000000
Government Agency Debt
1240800.00
1129074.39
Freddie Mac
2036-12-01
7.000000
Government Agency Debt
3504339.00
1076716.59
Freddie Mac
2039-09-01
6.500000
Government Agency Debt
1291647.00
1136083.30
Freddie Mac
2042-07-01
4.500000
Government Agency Debt
998800.00
1104071.42
Freddie Mac
2042-10-01
3.000000
Government Agency Debt
127372.00
133596.67
First Tier Security
N/A
N/A
2012-11-07
2012-11-07
Y
BARCLAYS CAPITAL INC
N/A
N/A
N
N
12000000.00
12000000.00
0.0102
N
12000000.00
12000000.00
Barclays Capital, Inc
Barclays Capital, Inc 0.400000%
992JYM004_0.4000_M121106_2MN2
0000851376
Government Agency Repurchase Agreement
Y
Fannie Mae
2042-05-01
2.499000
Government Agency Debt
2033906.00
2080137.90
First Tier Security
N/A
N/A
2012-11-06
2012-11-06
N
N
N
2000000.00
2000000.00
0.0017
N
2000000.00
2000000.00
BHP Billiton Finance (USA) Ltd
BHP Billiton Finance (USA) Ltd 0.200000%
0554M2LT2
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-27
2012-11-27
N
Y
BHP Billiton Ltd
N/A
N/A
N
6700000.00
6699032.22
0.0057
N
6698995.00
6698995.00
BNP Paribas
BNP Paribas 0.380000%
05572NKL9
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-02-04
2013-02-04
N
N
N
1000000.00
1000000.00
0.0009
N
999920.00
999920.00
BNP Paribas
BNP Paribas 0.380000%
05572NKM7
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-02-04
2013-02-04
N
N
N
1000000.00
1000000.00
0.0009
N
1000000.00
1000000.00
BNP Paribas Securities Corp
BNP Paribas Securities Corp 0.350000%
987WVU007_0.3500_M121101_2MN2
0001197610
Government Agency Repurchase Agreement
Y
Freddie Mac
2041-10-20
4.000000
Government Agency Debt
32467813.00
30900000.85
First Tier Security
N/A
N/A
2012-11-01
2012-11-01
N
N
N
30000000.00
30000000.00
0.0255
N
30000000.00
30000000.00
Branch Banking & Trust Co
Branch Banking & Trust Co 0.250000%
10513DPE4
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-02-01
2013-02-01
N
N
N
6000000.00
6000000.00
0.0051
N
6001380.00
6001380.00
CAFCO, LLC
CAFCO, LLC 0.620000%
12476EL56
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-05
2012-11-05
N
N
Y
Letter of Credit
Citibank NA
N/A
N/A
3000000.00
2999793.33
0.0026
N
2999940.00
2999940.00
CAFCO, LLC
CAFCO, LLC 0.570000%
12476EL64
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-06
2012-11-06
N
N
Y
Letter of Credit
Citibank NA
N/A
N/A
1000000.00
999920.83
0.0009
N
999980.00
999980.00
CAFCO, LLC
CAFCO, LLC 1.004600%
12476EQ44
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-03-04
2013-03-04
N
N
Y
Letter of Credit
Citibank NA
N/A
N/A
4000000.00
3986333.34
0.0034
N
3996360.00
3996360.00
California
RAN 2012-2013 Series A1 0.230000%
46636YW89
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-11-01
2012-11-01
Y
JP Morgan Chase & Co
N/A
N/A
N
N
2000000.00
2000000.00
0.0017
N
2000000.00
2000000.00
Canadian Imperial Bank of Commerce
Canadian Imperial Bank of Commerce 0.384000%
13606YLN4
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-11-16
2013-04-16
N
N
N
8000000.00
8000000.00
0.0068
N
8009200.00
8009200.00
Cancara Asset Securitisation, LLC
Cancara Asset Securitisation, LLC 0.210000%
13738JLK4
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-19
2012-11-19
N
N
Y
Credit / Liquidity
Lloyds TSB Bank Plc
N/A
N/A
7000000.00
6999265.00
0.0060
N
6999020.00
6999020.00
Cancara Asset Securitisation, LLC
Cancara Asset Securitisation, LLC 0.250000%
13738JNJ5
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-01-18
2013-01-18
N
N
Y
Credit / Liquidity
Lloyds TSB Bank Plc
N/A
N/A
2000000.00
1998916.66
0.0017
N
1998820.00
1998820.00
Catholic Health Initiatives
Taxable CP Notes Series A 0.220000%
1491M0MU6
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-01-18
2013-01-18
N
N
N
2000000.00
2000000.00
0.0017
N
1999680.00
1999680.00
Chase Bank USA, NA
Chase Bank USA, NA 0.200000%
16144RSJ3
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-11-19
2012-11-19
N
N
N
6000000.00
6000000.00
0.0051
N
6000420.00
6000420.00
Ciesco, LLC
Ciesco, LLC 0.620000%
17178BL86
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-08
2012-11-08
N
N
Y
Letter of Credit
Citibank NA
N/A
N/A
3000000.00
2999638.33
0.0026
N
2999910.00
2999910.00
Ciesco, LLC
Ciesco, LLC 0.450000%
17178BM36
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-12-03
2012-12-03
N
N
Y
Letter of Credit
Citibank NA
N/A
N/A
2000000.00
1999200.00
0.0017
N
1999720.00
1999720.00
Ciesco, LLC
Ciesco, LLC 1.004600%
17178BQ40
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-03-04
2013-03-04
N
N
Y
Letter of Credit
Citibank NA
N/A
N/A
8000000.00
7972666.67
0.0068
N
7992720.00
7992720.00
Citibank, NA
Citibank, NA 0.580000%
1730D25B4
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-11-15
2012-11-15
N
N
N
2000000.00
2000000.00
0.0017
N
2000400.00
2000400.00
Coca-Cola Co
Coca-Cola Co 0.240000%
19121AQ46
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-03-04
2013-03-04
N
N
N
1000000.00
999180.00
0.0009
N
999230.00
999230.00
Coca-Cola Co
Coca-Cola Co 0.240000%
19121AQ61
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-03-06
2013-03-06
N
N
N
10000000.00
9991666.66
0.0085
N
9992200.00
9992200.00
Coca-Cola Co
Coca-Cola Co 0.240000%
19121AQ79
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-03-07
2013-03-07
N
N
N
10000000.00
9991600.00
0.0085
N
9992100.00
9992100.00
Commonwealth Bank of Australia
Commonwealth Bank of Australia 0.220000%
972YQZ005
0000008565
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
N
N
N
11000000.00
11000000.00
0.0094
N
10999780.00
10999780.00
Commonwealth Bank of Australia
Commonwealth Bank of Australia 0.240000%
988NGU003
0000008565
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-01-22
2013-01-22
N
N
N
14000000.00
14000000.00
0.0119
N
14000280.00
14000280.00
CRC Funding, LLC
CRC Funding, LLC 0.570000%
12622UL61
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-06
2012-11-06
N
N
Y
Letter of Credit
Citibank NA
N/A
N/A
3000000.00
2999762.50
0.0026
N
2999940.00
2999940.00
CRC Funding, LLC
CRC Funding, LLC 0.440000%
12622UMH6
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-12-17
2012-12-17
N
N
Y
Letter of Credit
Citibank NA
N/A
N/A
9000000.00
8994940.00
0.0077
N
8997210.00
8997210.00
Credit Suisse AG
Credit Suisse AG 5.000000%
2254C0TC1
Other Note
N
First Tier Security
N/A
N/A
2013-05-15
2013-05-15
N
N
N
1000000.00
1024379.62
0.0009
N
1024153.00
1024153.00
Credit Suisse AG
Credit Suisse AG 0.500000%
22550DVY2
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-01-29
2013-01-29
N
N
N
14000000.00
14000000.00
0.0119
N
14010500.00
14010500.00
Credit Suisse Securities (USA), LLC
Credit Suisse Securities (USA), LLC 0.270000%
22799D001_0.2700_M121101_2MN2
0001230485
Government Agency Repurchase Agreement
Y
Fannie Mae
2013-05-28
4.125000
Government Agency Debt
1000000.00
1039906.74
Fannie Mae
2014-03-17
1.300000
Government Agency Debt
2525000.00
2560836.87
Fannie Mae
2014-10-30
0.500000
Government Agency Debt
1515000.00
1516409.06
Fannie Mae
2022-09-13
2.500000
Government Agency Debt
35000000.00
35243033.77
Fannie Mae
2026-04-01
4.424000
Government Agency Debt
10700000.00
11227978.92
Fannie Mae
2027-05-26
5.730000
Government Agency Debt
4100000.00
4734932.92
Fannie Mae
2031-12-19
4.050000
Government Agency Debt
700000.00
712143.22
First Tier Security
N/A
N/A
2012-11-01
2012-11-01
N
N
N
55914515.00
55914515.00
0.0476
N
55914515.00
55914515.00
Credit Suisse Securities (USA), LLC
Credit Suisse Securities (USA), LLC 0.210000%
992JYD004_0.2100_M121101_2MN2
0001230485
Government Agency Repurchase Agreement
Y
Freddie Mac
2038-04-15
5.500000
Government Agency Debt
35410000.00
10419530.09
Freddie Mac
2042-06-20
3.500000
Government Agency Debt
5410000.00
5904690.20
First Tier Security
N/A
N/A
2012-11-01
2012-11-01
N
N
N
16000000.00
16000000.00
0.0136
N
16000000.00
16000000.00
Credit Suisse Securities (USA), LLC
Credit Suisse Securities (USA), LLC 0.210000%
992JYD004_0.2100_M121102_2MN2
0001230485
Government Agency Repurchase Agreement
Y
Freddie Mac
2037-09-15
6.000000
Government Agency Debt
19555000.00
4839242.46
Freddie Mac
2037-10-15
6.000000
Government Agency Debt
50000000.00
11268611.25
Freddie Mac
2038-04-15
5.500000
Government Agency Debt
14590000.00
4293164.19
First Tier Security
N/A
N/A
2012-11-02
2012-11-02
N
N
N
20000000.00
20000000.00
0.0170
N
20000000.00
20000000.00
Credit Suisse Securities (USA), LLC
Credit Suisse Securities (USA), LLC 0.250000%
992JYD004_0.2500_M121120_2MN2
0001230485
Government Agency Repurchase Agreement
Y
Freddie Mac
2042-06-20
3.500000
Government Agency Debt
9350000.00
10204963.65
First Tier Security
N/A
N/A
2012-11-20
2012-11-20
N
N
N
10000000.00
10000000.00
0.0085
Y
10000000.00
10000000.00
Crown Point Capital Company, LLC
Crown Point Capital Company, LLC 0.430000%
2284K0M44
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-12-04
2012-12-04
N
N
Y
Credit / Liquidity
BANK OF MONTREAL
N/A
N/A
Credit / Liquidity
Barclays Bank Plc
N/A
N/A
Credit / Liquidity
Credit Suisse AG
N/A
N/A
2000000.00
1999211.67
0.0017
N
1999500.00
1999500.00
Deutsche Bank AG
Deutsche Bank AG 0.420000%
25154U2Y9
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-11-05
2012-11-05
N
N
N
11000000.00
11000000.00
0.0094
N
11000330.00
11000330.00
Deutsche Bank AG
Deutsche Bank AG 0.400000%
25154U3J1
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-11-08
2012-11-08
N
N
N
8000000.00
8000000.00
0.0068
N
8000400.00
8000400.00
Deutsche Bank AG
Deutsche Bank AG 0.410000%
25154U3N2
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-11-09
2012-11-09
N
N
N
7000000.00
7000000.00
0.0060
N
7000420.00
7000420.00
Deutsche Bank AG
Deutsche Bank AG 0.230000%
25155BBJ3
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-12-21
2012-12-21
N
N
N
8000000.00
8000000.00
0.0068
N
8000240.00
8000240.00
Deutsche Bank Securities, Inc
Deutsche Bank Securities, Inc 0.350000%
21599B009_0.3500_M121101_2MN2
0001074042
Government Agency Repurchase Agreement
Y
Fannie Mae
2031-10-01
4.634000
Government Agency Debt
118864069.00
52000000.27
First Tier Security
N/A
N/A
2012-11-01
2012-11-01
N
N
N
50000000.00
50000000.00
0.0426
N
50000000.00
50000000.00
Deutsche Bank Securities, Inc
Deutsche Bank Securities, Inc 0.370000%
991JCA005_0.3700_M121101_2MN2
0001074042
Other Repurchase Agreement
N
ABBOTT LABS COM
2012-10-31
N/A
Other Instrument
common stocks, ETFs, corporate bonds, or non-agency collateralized mortgage obligations
0.00
238035.39
ALTRIA GROUP INC COM
2012-10-31
N/A
Other Instrument
common stocks, ETFs, corporate bonds, or non-agency collateralized mortgage obligations
0.00
238079.01
AMERICAN EXPRESS CO COM
2012-10-31
N/A
Other Instrument
common stocks, ETFs, corporate bonds, or non-agency collateralized mortgage obligations
0.00
238079.05
AMERICAN INTL GROUP INC COM NEW
2012-10-31
N/A
Other Instrument
common stocks, ETFs, corporate bonds, or non-agency collateralized mortgage obligations
0.00
238080.00
AMERICAN TOWER CORP NEW COM
2012-10-31
N/A
Other Instrument
common stocks, ETFs, corporate bonds, or non-agency collateralized mortgage obligations
0.00
238068.18
AMERIGROUP CORP COM
2012-10-31
N/A
Other Instrument
common stocks, ETFs, corporate bonds, or non-agency collateralized mortgage obligations
0.00
238058.06
AT&T INC COM
2012-10-31
N/A
Other Instrument
common stocks, ETFs, corporate bonds, or non-agency collateralized mortgage obligations
0.00
238089.49
BANK OF AMERICA CORPORATION COM
2012-10-31
N/A
Other Instrument
common stocks, ETFs, corporate bonds, or non-agency collateralized mortgage obligations
0.00
238092.80
BERKSHIRE HATHAWAY INC DEL CL B NEW
2012-10-31
N/A
Other Instrument
common stocks, ETFs, corporate bonds, or non-agency collateralized mortgage obligations
0.00
238026.13
CAPITAL ONE FINL CORP COM
2012-10-31
N/A
Other Instrument
common stocks, ETFs, corporate bonds, or non-agency collateralized mortgage obligations
0.00
238057.14
CATERPILLAR INC DEL COM
2012-10-31
N/A
Other Instrument
common stocks, ETFs, corporate bonds, or non-agency collateralized mortgage obligations
0.00
238066.43
CHEVRON CORP NEW COM
2012-10-31
N/A
Other Instrument
common stocks, ETFs, corporate bonds, or non-agency collateralized mortgage obligations
0.00
238031.09
COCA COLA CO COM
2012-10-31
N/A
Other Instrument
common stocks, ETFs, corporate bonds, or non-agency collateralized mortgage obligations
0.00
238043.73
COOPER INDUSTRIES PLC SHS
2012-10-31
N/A
Other Instrument
common stocks, ETFs, corporate bonds, or non-agency collateralized mortgage obligations
0.00
238053.06
EXXON MOBIL CORP COM
2012-10-31
N/A
Other Instrument
common stocks, ETFs, corporate bonds, or non-agency collateralized mortgage obligations
0.00
238028.53
GENERAL ELECTRIC CO COM
2012-10-31
N/A
Other Instrument
common stocks, ETFs, corporate bonds, or non-agency collateralized mortgage obligations
0.00
238080.59
INTERNATIONAL BUSINESS MACHSCOM
2012-10-31
N/A
Other Instrument
common stocks, ETFs, corporate bonds, or non-agency collateralized mortgage obligations
0.00
237998.20
ISHARES INC MSCI MEX
2012-10-31
N/A
Other Instrument
common stocks, ETFs, corporate bonds, or non-agency collateralized mortgage obligations
0.00
238089.21
PROCTER & GAMBLE CO COM
2012-10-31
N/A
Other Instrument
common stocks, ETFs, corporate bonds, or non-agency collateralized mortgage obligations
0.00
238080.00
SIMON PPTY GROUP INC NEW COM
2012-10-31
N/A
Other Instrument
common stocks, ETFs, corporate bonds, or non-agency collateralized mortgage obligations
0.00
238046.57
UNITED TECHNOLOGIES CORP COM
2012-10-31
N/A
Other Instrument
common stocks, ETFs, corporate bonds, or non-agency collateralized mortgage obligations
0.00
744.76
WELLS FARGO & CO NEW COM
2012-10-31
N/A
Other Instrument
common stocks, ETFs, corporate bonds, or non-agency collateralized mortgage obligations
0.00
238081.17
First Tier Security
N/A
N/A
2012-11-01
2012-11-01
N
N
N
5000000.00
5000000.00
0.0043
Repurchase agreement collateralized by common stocks, ETFs, corporate bonds, or non-agency collateralized mortgage obligations
N
5000000.00
5000000.00
Deutsche Bank Securities, Inc
Deutsche Bank Securities, Inc 0.200000%
99ETSZ007_0.2000_M121101_2MN2
0001074042
Government Agency Repurchase Agreement
Y
Fannie Mae
2041-07-25
4.000000
Government Agency Debt
13647.00
11082.27
Freddie Mac
2042-08-01
4.000000
Government Agency Debt
7456348.00
8324169.44
First Tier Security
N/A
N/A
2012-11-01
2012-11-01
N
N
N
8000000.00
8000000.00
0.0068
N
8000000.00
8000000.00
Deutsche Bank Securities, Inc
Deutsche Bank Securities, Inc 0.200000%
99ETSZ007_0.2000_M121120_2MN2
0001074042
Government Agency Repurchase Agreement
Y
Fannie Mae
2027-05-01
2.500000
Government Agency Debt
1000.00
1007.35
Fannie Mae
2027-10-01
2.500000
Government Agency Debt
1434.00
1503.18
Fannie Mae
2032-04-01
3.500000
Government Agency Debt
535303.00
551828.12
Fannie Mae
2035-03-01
2.319000
Government Agency Debt
5408298.00
4772875.57
Fannie Mae
2039-07-01
5.000000
Government Agency Debt
11733.00
4306.77
Fannie Mae
2039-10-01
5.258000
Government Agency Debt
33922.00
33478.83
Fannie Mae
2040-10-01
3.349000
Government Agency Debt
14432195.00
7695373.28
Fannie Mae
2041-07-25
4.000000
Government Agency Debt
35876.00
29133.69
Fannie Mae
2041-11-01
4.000000
Government Agency Debt
7184517.00
7528830.67
Fannie Mae
2042-07-25
6.500000
Government Agency Debt
136869.00
156665.82
Fannie Mae
2042-09-25
6.500000
Government Agency Debt
14023.00
14995.05
Freddie Mac
2032-05-15
4.000000
Government Agency Debt
27537.00
29672.89
GNMA
2041-01-20
3.000000
Government Agency Debt
9074.00
9113.38
First Tier Security
N/A
N/A
2012-11-20
2012-11-20
N
N
N
20000000.00
20000000.00
0.0170
Y
20000000.00
20000000.00
Deutsche Bank Securities, Inc
Deutsche Bank Securities, Inc 0.220000%
99ETSZ007_0.2200_M121109_2MN2
0001074042
Government Agency Repurchase Agreement
Y
Fannie Mae
2015-02-01
3.340000
Government Agency Debt
673088.00
701702.50
Fannie Mae
2027-10-01
2.500000
Government Agency Debt
30440.00
31908.53
Fannie Mae
2031-12-01
3.500000
Government Agency Debt
2364.00
2174.75
Fannie Mae
2039-07-01
5.000000
Government Agency Debt
9068.00
3328.55
Fannie Mae
2042-03-01
4.000000
Government Agency Debt
10294829.00
10739233.44
First Tier Security
N/A
N/A
2012-11-09
2012-11-09
N
N
N
11000000.00
11000000.00
0.0094
Y
11000000.00
11000000.00
Deutsche Bank Securities, Inc
Deutsche Bank Securities, Inc 0.220000%
99ETSZ007_0.2200_M121126_2MN2
0001074042
Government Agency Repurchase Agreement
Y
Fannie Mae
2027-05-01
2.500000
Government Agency Debt
1000.00
1007.35
Fannie Mae
2027-10-01
2.500000
Government Agency Debt
28007.00
29358.15
Fannie Mae
2041-07-25
4.000000
Government Agency Debt
7241.00
5880.17
Freddie Mac
2032-05-15
4.000000
Government Agency Debt
1000.00
1077.56
GNMA
2041-01-20
3.000000
Government Agency Debt
4114634.00
4132490.87
First Tier Security
N/A
N/A
2012-11-26
2012-11-26
N
N
N
4000000.00
4000000.00
0.0034
Y
4000000.00
4000000.00
Deutsche Bank Securities, Inc
Deutsche Bank Securities, Inc 0.240000%
99ETSZ007_0.2400_M121113_2MN2
0001074042
Government Agency Repurchase Agreement
Y
Fannie Mae
2027-06-01
2.500000
Government Agency Debt
3025.00
3066.94
Fannie Mae
2032-04-01
3.500000
Government Agency Debt
1000.00
1012.12
Fannie Mae
2036-11-01
6.006000
Government Agency Debt
122197.00
21842.64
Fannie Mae
2041-02-01
4.000000
Government Agency Debt
6533.00
6446.45
Fannie Mae
2042-05-01
3.500000
Government Agency Debt
5002709.00
5191771.80
First Tier Security
N/A
N/A
2012-11-13
2012-11-13
N
N
N
5000000.00
5000000.00
0.0043
Y
5000000.00
5000000.00
Deutsche Bank Securities, Inc
Deutsche Bank Securities, Inc 0.250000%
99ETSZ007_0.2500_M121115_2MN2
0001074042
Government Agency Repurchase Agreement
Y
Fannie Mae
2027-10-01
2.500000
Government Agency Debt
30331.00
31794.27
Fannie Mae
2031-12-01
3.500000
Government Agency Debt
11296070.00
10391749.95
Fannie Mae
2039-07-01
5.000000
Government Agency Debt
34910.00
12814.24
First Tier Security
N/A
N/A
2012-11-15
2012-11-15
N
N
N
10000000.00
10000000.00
0.0085
Y
10000000.00
10000000.00
DNB Bank ASA
DNB Bank ASA 0.530000%
23330LHA7
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-01-03
2013-01-03
N
N
N
5000000.00
5000000.00
0.0043
N
5002550.00
5002550.00
DNB Bank ASA
DNB Bank ASA 0.330000%
23330LJM9
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-11-07
2012-11-07
N
N
N
4000000.00
4000000.00
0.0034
N
4000160.00
4000160.00
DNB Bank ASA
DNB Bank ASA 0.400000%
23330LKD7
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-02-19
2013-02-19
N
N
N
1000000.00
1000000.00
0.0009
N
1000430.00
1000430.00
DNB Bank ASA
DNB Bank ASA 0.250000%
23330LKK1
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-11-13
2012-11-13
N
N
N
3000000.00
3000000.00
0.0026
N
3000120.00
3000120.00
DNB Bank ASA
DNB Bank ASA 0.250000%
23330LKT2
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-11-20
2012-11-20
N
N
N
1000000.00
1000000.00
0.0009
N
1000060.00
1000060.00
Eagle Cnty, CO
Housing Facilities RB (BC Housing) Series 1997B 0.230000%
269476AB3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-11-07
2012-11-07
Y
Wells Fargo Bank NA
N/A
N/A
Y
Wells Fargo Bank NA
N/A
N/A
N
1500000.00
1500000.00
0.0013
N
1500000.00
1500000.00
Fannie Mae
Fannie Mae 0.140000%
313588P58
Government Agency Debt
N
First Tier Security
N/A
N/A
2012-11-14
2012-11-14
N
N
N
6000000.00
5999696.66
0.0051
N
5999850.00
5999850.00
Federal Home Loan Bank
Federal Home Loan Bank 0.130000%
313384M97
Government Agency Debt
N
First Tier Security
N/A
N/A
2012-11-02
2012-11-02
N
N
N
7000000.00
6999974.72
0.0060
N
6999986.00
6999986.00
Federal Home Loan Bank
Federal Home Loan Bank 0.125000%
313384N62
Government Agency Debt
N
First Tier Security
N/A
N/A
2012-11-07
2012-11-07
N
N
N
1000000.00
999979.17
0.0009
N
999988.00
999988.00
Federal Home Loan Bank
Federal Home Loan Bank 0.130000%
313384P52
Government Agency Debt
N
First Tier Security
N/A
N/A
2012-11-14
2012-11-14
N
N
N
6000000.00
5999718.33
0.0051
N
5999850.00
5999850.00
Federal Home Loan Bank
Federal Home Loan Bank 0.130000%
313384Q69
Government Agency Debt
N
First Tier Security
N/A
N/A
2012-11-23
2012-11-23
N
N
N
4000000.00
3999682.22
0.0034
N
3999828.00
3999828.00
Freddie Mac
Freddie Mac 0.130000%
313396M83
Government Agency Debt
N
First Tier Security
N/A
N/A
2012-11-01
2012-11-01
N
N
N
8000000.00
8000000.00
0.0068
N
8000000.00
8000000.00
Freddie Mac
Freddie Mac 0.130000%
313396N41
Government Agency Debt
N
First Tier Security
N/A
N/A
2012-11-05
2012-11-05
N
N
N
2000000.00
1999971.11
0.0017
N
1999984.00
1999984.00
Freddie Mac
Freddie Mac 0.300300%
3133F3AA1
Government Agency Debt
N
First Tier Security
N/A
N/A
2013-01-10
2013-11-08
N
N
N
25000000.00
25000000.00
0.0213
N
25022875.00
25022875.00
Gemini Securitization Corp, LLC
Gemini Securitization Corp, LLC 0.410000%
3686M0LE6
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-14
2012-11-14
N
N
Y
Credit / Liquidity
Deutsche Bank AG
N/A
N/A
1029000.00
1028847.65
0.0009
N
1028897.10
1028897.10
General Electric Capital Corp
General Electric Capital Corp 0.320000%
36959HL62
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-06
2012-11-06
N
N
N
6000000.00
5999733.33
0.0051
N
5999880.00
5999880.00
General Electric Capital Corp
General Electric Capital Corp 0.320000%
36959HL70
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-07
2012-11-07
N
N
N
1500000.00
1499920.00
0.0013
N
1499955.00
1499955.00
General Electric Capital Corp
General Electric Capital Corp 0.320000%
36959HLE5
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-14
2012-11-14
N
N
N
1000000.00
999884.44
0.0009
N
999940.00
999940.00
General Electric Capital Corp
General Electric Capital Corp 0.320000%
36959HNP8
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-01-23
2013-01-23
N
N
N
6000000.00
5995573.33
0.0051
N
5997540.00
5997540.00
General Electric Capital Corp
General Electric Capital Corp 0.320000%
36959HPB7
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-02-11
2013-02-11
N
N
N
1000000.00
999093.33
0.0009
N
999440.00
999440.00
General Electric Capital Corp
General Electric Capital Corp 0.300000%
36959HQ42
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-03-04
2013-03-04
N
N
N
3000000.00
2996925.00
0.0026
N
2997690.00
2997690.00
Goldman Sachs & Co
Goldman Sachs & Co 0.210000%
992JYE002_0.2100_M121101_2MN2
0000769993
Government Agency Repurchase Agreement
Y
Freddie Mac
2042-10-01
3.000000
Government Agency Debt
4004306.00
4200000.44
First Tier Security
N/A
N/A
2012-11-01
2012-11-01
N
N
N
4000000.00
4000000.00
0.0034
N
4000000.00
4000000.00
Goldman Sachs & Co
Goldman Sachs & Co 0.250000%
992JYE002_0.2500_M121107_2MN2
0000769993
Government Agency Repurchase Agreement
Y
Freddie Mac
2042-04-01
4.000000
Government Agency Debt
10137339.00
10500000.39
First Tier Security
N/A
N/A
2012-11-07
2012-11-07
N
N
N
10000000.00
10000000.00
0.0085
N
10000000.00
10000000.00
Gotham Funding Corp
Gotham Funding Corp 0.200000%
38346LL61
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-06
2012-11-06
N
N
Y
Credit / Liquidity
Bank of Tokyo Mitsubishi UFJ Ltd
N/A
N/A
7000000.00
6999805.56
0.0060
N
6999720.00
6999720.00
Govco, LLC
Govco, LLC 0.620000%
38362VL68
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-06
2012-11-06
N
N
Y
Credit / Liquidity
Citibank NA
N/A
N/A
9000000.00
8999225.00
0.0077
N
8999640.00
8999640.00
Govco, LLC
Govco, LLC 0.500000%
38362VLS0
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-26
2012-11-26
N
N
Y
Credit / Liquidity
Citibank NA
N/A
N/A
6000000.00
5997916.67
0.0051
N
5998860.00
5998860.00
Govco, LLC
Govco, LLC 0.410000%
38362VMJ9
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-12-18
2012-12-18
N
N
Y
Credit / Liquidity
Citibank NA
N/A
N/A
2000000.00
1998929.44
0.0017
N
1999280.00
1999280.00
Govco, LLC
Govco, LLC 0.440000%
38362VMJ9
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-12-18
2012-12-18
N
N
Y
Credit / Liquidity
Citibank NA
N/A
N/A
1000000.00
999425.56
0.0009
N
999640.00
999640.00
HSBC Bank Plc
HSBC Bank Plc 0.410000%
972VXH003
0001050258
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-01-10
2013-01-10
N
N
N
2000000.00
2000000.00
0.0017
N
2000740.00
2000740.00
HSBC USA, Inc
HSBC USA, Inc 0.250000%
40427RPD7
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-02-13
2013-02-13
N
N
N
5000000.00
4996388.89
0.0043
N
4996281.50
4996281.50
ING (U.S.) Funding LLC
ING (U.S.) Funding LLC 0.360000%
4497W0L63
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-06
2012-11-06
N
Y
ING Bank NV
N/A
N/A
N
1000000.00
999950.00
0.0009
N
999980.00
999980.00
ING (U.S.) Funding LLC
ING (U.S.) Funding LLC 0.400000%
4497W0MC9
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-12-12
2012-12-12
N
Y
ING Bank NV
N/A
N/A
N
6000000.00
5997266.67
0.0051
N
5998440.00
5998440.00
ING (U.S.) Funding LLC
ING (U.S.) Funding LLC 0.250000%
4497W0MM7
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-12-21
2012-12-21
N
Y
ING Bank NV
N/A
N/A
N
4000000.00
3998611.11
0.0034
N
3998640.00
3998640.00
ING (U.S.) Funding LLC
ING (U.S.) Funding LLC 0.245000%
4497W0NG9
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-01-16
2013-01-16
N
Y
ING Bank NV
N/A
N/A
N
4000000.00
3997931.11
0.0034
N
3997520.00
3997520.00
JP Morgan Chase & Co
JP Morgan Chase & Co 0.270000%
4662J0N40
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-01-04
2013-01-04
N
N
N
2000000.00
1999040.00
0.0017
N
1999660.00
1999660.00
JP Morgan Chase & Co
JP Morgan Chase & Co 0.300000%
4662J0RN4
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-04-22
2013-04-22
N
N
N
7000000.00
6989966.66
0.0060
N
6995380.00
6995380.00
JP Morgan Chase & Co
JP Morgan Chase & Co 0.364500%
46636JAW3
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-01
2013-03-01
N
N
N
8000000.00
8000000.00
0.0068
N
8002800.00
8002800.00
JPMorgan Chase Bank, NA
JPMorgan Chase Bank, NA 0.330700%
48125LAA0
Other Note
N
First Tier Security
N/A
N/A
2012-11-21
2013-11-21
N
N
N
38000000.00
38000000.00
0.0324
N
38020748.00
38020748.00
Labcon North America
Taxable Bonds Series 2010 0.600000%
50537AAA2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-11-07
2012-11-07
Y
Bank of the West
N/A
N/A
Y
Bank of the West
N/A
N/A
N
2065000.00
2065000.00
0.0018
N
2065000.00
2065000.00
Lloyds TSB Bank Plc
Lloyds TSB Bank Plc 0.400000%
53943RM55
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-12-05
2012-12-05
N
N
N
1000000.00
999622.22
0.0009
N
999800.00
999800.00
Lloyds TSB Bank Plc
Lloyds TSB Bank Plc 0.250000%
53943RN88
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-01-08
2013-01-08
N
N
N
5000000.00
4997638.89
0.0043
N
4997350.00
4997350.00
Lloyds TSB Bank Plc
Lloyds TSB Bank Plc 0.260000%
53943RNR6
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-01-25
2013-01-25
N
N
N
2000000.00
1998772.22
0.0017
N
1998560.00
1998560.00
Market Street Funding Corp
Market Street Funding Corp 0.210000%
5705X4MC5
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-12-12
2012-12-12
N
N
Y
Credit / Liquidity
PNC Bank NA
N/A
N/A
7000000.00
6998325.83
0.0060
N
6998530.00
6998530.00
Market Street Funding Corp
Market Street Funding Corp 0.210000%
5705X4N83
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-01-08
2013-01-08
N
N
Y
Credit / Liquidity
PNC Bank NA
N/A
N/A
3000000.00
2998810.00
0.0026
N
2998800.00
2998800.00
Merrill Lynch, Pierce, Fenner & Smith, Inc
Merrill Lynch, Pierce, Fenner & Smith, Inc 0.200000%
992JYF009_0.2000_M121105_2MN2
0000728612
Government Agency Repurchase Agreement
Y
Fannie Mae
2042-10-25
0.670000
Government Agency Debt
5144159.00
5157014.34
Freddie Mac
2040-10-15
0.564000
Government Agency Debt
4235638.00
4112986.63
First Tier Security
N/A
N/A
2012-11-05
2012-11-05
N
N
N
9000000.00
9000000.00
0.0077
N
9000000.00
9000000.00
MetLife Short Term Funding LLC
MetLife Short Term Funding LLC 0.400000%
59157TP49
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-02-04
2013-02-04
N
N
Y
Funding Agreement
MetLife Insurance Company of Connecticut
N/A
N/A
Funding Agreement
Metropolitan Life Insurance Co
N/A
N/A
7000000.00
6992611.11
0.0060
N
6995380.00
6995380.00
MetLife Short Term Funding LLC
MetLife Short Term Funding LLC 0.400000%
59157TP56
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-02-05
2013-02-05
N
N
Y
Funding Agreement
MetLife Insurance Company of Connecticut
N/A
N/A
Funding Agreement
Metropolitan Life Insurance Co
N/A
N/A
1000000.00
998933.33
0.0009
N
999330.00
999330.00
MetLife Short Term Funding LLC
MetLife Short Term Funding LLC 0.400000%
59157TPL1
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-02-20
2013-02-20
N
N
Y
Funding Agreement
MetLife Insurance Company of Connecticut
N/A
N/A
Funding Agreement
Metropolitan Life Insurance Co
N/A
N/A
1000000.00
998766.67
0.0009
N
999160.00
999160.00
Mitsubishi UFJ Trust & Banking Corp
Mitsubishi UFJ Trust & Banking Corp 0.535000%
60681P6N9
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
N
N
N
2000000.00
2000000.00
0.0017
N
2001080.00
2001080.00
Mitsubishi UFJ Trust & Banking Corp
Mitsubishi UFJ Trust & Banking Corp 0.520000%
60681P7F5
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-02-01
2013-02-01
N
N
N
2000000.00
2000000.00
0.0017
N
2001180.00
2001180.00
Mitsubishi UFJ Trust & Banking Corp
Mitsubishi UFJ Trust & Banking Corp 0.530000%
60681P7H1
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-02-07
2013-02-07
N
N
N
2000000.00
2000000.00
0.0017
N
2001320.00
2001320.00
Mitsubishi UFJ Trust & Banking Corp
Mitsubishi UFJ Trust & Banking Corp 0.485000%
60682AAT3
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-03-05
2013-03-05
N
N
N
3000000.00
3000000.00
0.0026
N
3001620.00
3001620.00
Mizuho Corporate Bank Ltd
Mizuho Corporate Bank Ltd 0.260000%
60687G3B2
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-01-28
2013-01-28
N
N
N
1000000.00
1000000.00
0.0009
N
1000000.00
1000000.00
Mizuho Corporate Bank Ltd
Mizuho Corporate Bank Ltd 0.340000%
60687GT24
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-11-21
2012-11-21
N
N
N
4000000.00
4000000.00
0.0034
N
4000360.00
4000360.00
Morgan Stanley & Co. LLC
Morgan Stanley & Co. LLC 0.500000%
992JYJ001_0.5000_M121106_2MN2
0000068136
Government Agency Repurchase Agreement
Y
Fannie Mae
2032-08-01
3.500000
Government Agency Debt
20202772.00
21353462.18
Fannie Mae
2041-01-01
4.000000
Government Agency Debt
9593698.00
9249401.30
First Tier Security
N/A
N/A
2012-11-06
2012-11-06
N
N
N
30000000.00
30000000.00
0.0255
N
30000000.00
30000000.00
National Australia Bank Ltd
National Australia Bank Ltd 0.340000%
63253TNZ7
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-11-05
2012-11-05
N
N
N
3000000.00
3000000.00
0.0026
N
3000090.00
3000090.00
National Australia Bank Ltd
National Australia Bank Ltd 0.380000%
988DCK001
0000833029
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-05-30
2013-05-30
N
N
N
12000000.00
12000000.00
0.0102
N
12006960.00
12006960.00
Nationwide Building Society
Nationwide Building Society 0.340000%
6385E0N33
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-01-03
2013-01-03
N
N
N
2000000.00
1998810.00
0.0017
N
1999060.00
1999060.00
Nationwide Building Society
Nationwide Building Society 0.380000%
6385E0NH2
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-01-17
2013-01-17
N
N
N
3200000.00
3197399.11
0.0027
N
3197984.00
3197984.00
Nieuw Amsterdam Receivables Corp
Nieuw Amsterdam Receivables Corp 0.210000%
65409RLF5
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-15
2012-11-15
N
N
Y
Credit / Liquidity
Rabobank Nederland
N/A
N/A
7000000.00
6999428.33
0.0060
N
6999300.00
6999300.00
Nordea North America, Inc
Nordea North America, Inc 0.340000%
6555P0P11
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-02-01
2013-02-01
N
Y
Nordea Bank AB
N/A
N/A
N
4000000.00
3996524.44
0.0034
N
3997600.00
3997600.00
Nordea North America, Inc
Nordea North America, Inc 0.360000%
6555P0PK9
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-02-19
2013-02-19
N
Y
Nordea Bank AB
N/A
N/A
N
5000000.00
4994500.00
0.0043
N
4996000.00
4996000.00
Nordea North America, Inc
Nordea North America, Inc 0.350000%
6555P0PR4
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-02-25
2013-02-25
N
Y
Nordea Bank AB
N/A
N/A
N
8000000.00
7990977.77
0.0068
N
7993120.00
7993120.00
Nordea North America, Inc
Nordea North America, Inc 0.350000%
6555P0PT0
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-02-27
2013-02-27
N
Y
Nordea Bank AB
N/A
N/A
N
1000000.00
998852.78
0.0009
N
999110.00
999110.00
NRW.BANK
NRW.BANK 0.240000%
62939LLV9
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-29
2012-11-29
N
N
N
8000000.00
7998506.67
0.0068
N
7998560.00
7998560.00
Old Line Funding, LLC
Old Line Funding, LLC 0.220000%
67983TP83
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-02-08
2013-02-08
N
N
Y
Standby Purchase Agreement
Royal Bank of Canada
N/A
N/A
16000000.00
15990320.00
0.0136
N
15992800.00
15992800.00
Rabobank Nederland
Rabobank Nederland 0.510000%
74977MZ73
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-11-01
2012-11-01
N
N
N
11000000.00
11000000.00
0.0094
N
11000110.00
11000110.00
Rabobank USA Financial Corp
Rabobank USA Financial Corp 0.480000%
74977KP52
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-02-05
2013-02-05
N
Y
Rabobank Nederland
N/A
N/A
N
4000000.00
3994880.00
0.0034
N
3997880.00
3997880.00
Rabobank USA Financial Corp
Rabobank USA Financial Corp 0.410000%
74977KQJ1
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-03-18
2013-03-18
N
Y
Rabobank Nederland
N/A
N/A
N
1000000.00
998439.72
0.0009
N
999020.00
999020.00
RBS Holdings USA Inc
RBS Holdings USA Inc 0.490000%
74927JMJ9
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-12-18
2012-12-18
N
Y
Royal Bank of Scotland Plc
N/A
N/A
N
3000000.00
2998080.83
0.0026
N
2999070.00
2999070.00
Reckitt Benckiser Treasury Services PLC
Reckitt Benckiser Treasury Services PLC 0.600000%
7562E0PE0
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-02-14
2013-02-14
N
Y
Reckitt Benckiser Group Plc
N/A
N/A
N
2000000.00
1996500.00
0.0017
N
1998520.00
1998520.00
Reckitt Benckiser Treasury Services PLC
Reckitt Benckiser Treasury Services PLC 0.520000%
7562E0U20
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-07-02
2013-07-02
N
Y
Reckitt Benckiser Group Plc
N/A
N/A
N
2500000.00
2491225.00
0.0021
N
2493350.00
2493350.00
Sanofi
Sanofi 0.180000%
8010M2LD2
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-13
2012-11-13
N
N
N
5000000.00
4999700.00
0.0043
N
4999850.00
4999850.00
Sheffield Receivables Corp
Sheffield Receivables Corp 0.300000%
82124LLE0
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-14
2012-11-14
N
N
Y
Letter of Credit
Barclays Bank Plc
N/A
N/A
1000000.00
999891.67
0.0009
N
999900.00
999900.00
Skandinaviska Enskilda Banken AB
Skandinaviska Enskilda Banken AB 0.260000%
83050TMC2
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-12-12
2012-12-12
N
N
N
4000000.00
3998815.56
0.0034
N
3999320.00
3999320.00
Skandinaviska Enskilda Banken AB
Skandinaviska Enskilda Banken AB 0.380000%
83051A5J6
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-11-20
2012-11-20
N
N
N
4000000.00
4000000.00
0.0034
N
4000640.00
4000640.00
State Street Bank & Trust Company, NA
State Street Bank & Trust Company, NA 0.180000%
8574P07G7
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-12-06
2012-12-06
N
N
N
1000000.00
1000000.00
0.0009
N
1000090.00
1000090.00
State Street Bank & Trust Company, NA
State Street Bank & Trust Company, NA 0.190000%
8574P1AG1
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-01-15
2013-01-15
N
N
N
6000000.00
6000000.00
0.0051
N
5999640.00
5999640.00
State Street Corp
State Street Corp 0.180000%
85747JNB9
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-01-11
2013-01-11
N
N
N
5000000.00
4998225.00
0.0043
N
4998400.00
4998400.00
Sumitomo Mitsui Banking Corp
Sumitomo Mitsui Banking Corp 0.390000%
86562DCE8
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-11-01
2012-12-05
N
N
N
4000000.00
4000000.00
0.0034
N
3998880.00
3998880.00
Sumitomo Mitsui Banking Corp
Sumitomo Mitsui Banking Corp 0.510000%
86562DKX7
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
N
N
N
8000000.00
8000000.00
0.0068
N
8003760.00
8003760.00
Sumitomo Mitsui Banking Corp
Sumitomo Mitsui Banking Corp 0.490000%
86562DMR8
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-01-18
2013-01-18
N
N
N
4000000.00
3999956.78
0.0034
N
4002000.00
4002000.00
Sumitomo Mitsui Banking Corp
Sumitomo Mitsui Banking Corp 0.320000%
86562DPW4
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-11-08
2012-11-08
N
N
N
2000000.00
2000000.00
0.0017
N
2000060.00
2000060.00
Sumitomo Mitsui Banking Corp
Sumitomo Mitsui Banking Corp 0.310000%
86562DTG5
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-12-10
2012-12-10
N
N
N
10000000.00
10000000.00
0.0085
N
10001000.00
10001000.00
Sumitomo Mitsui Banking Corp
Sumitomo Mitsui Banking Corp 0.300000%
86562DUA6
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-12-13
2012-12-13
N
N
N
10000000.00
10000000.00
0.0085
N
10001000.00
10001000.00
Sumitomo Mitsui Banking Corp
Sumitomo Mitsui Banking Corp 0.300000%
86562DUQ1
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-12-18
2012-12-18
N
N
N
1000000.00
1000000.00
0.0009
N
1000110.00
1000110.00
Sumitomo Mitsui Banking Corp
Sumitomo Mitsui Banking Corp 0.350000%
86562DYL8
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-04-17
2013-04-17
N
N
N
1000000.00
1000000.00
0.0009
N
999950.00
999950.00
Sumitomo Mitsui Trust Bank Ltd
Sumitomo Mitsui Trust Bank Ltd 0.390000%
86562WF37
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-11-01
2012-11-01
N
N
N
1000000.00
1000000.00
0.0009
N
1000010.00
1000010.00
Sumitomo Mitsui Trust Bank Ltd
Sumitomo Mitsui Trust Bank Ltd 0.340000%
86562WM70
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-12-18
2012-12-18
N
N
N
5000000.00
5000000.00
0.0043
N
5000800.00
5000800.00
Sumitomo Mitsui Trust Bank Ltd
Sumitomo Mitsui Trust Bank Ltd 0.290000%
86562WQ76
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-01-25
2013-01-25
N
N
N
5000000.00
5000000.00
0.0043
N
5000350.00
5000350.00
Svenska Handelsbanken AB
Svenska Handelsbanken AB 0.270000%
86958CEZ3
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-11-01
2012-11-01
N
N
N
2000000.00
2000000.00
0.0017
N
2000000.00
2000000.00
Svenska Handelsbanken AB
Svenska Handelsbanken AB 0.230000%
86958CLK8
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-01-23
2013-01-23
N
N
N
8000000.00
8000000.00
0.0068
N
7999600.00
7999600.00
Swedbank AB
Swedbank AB 0.300000%
87019RLU8
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-28
2012-11-28
N
N
N
4000000.00
3999100.00
0.0034
N
3999400.00
3999400.00
Texas
Veterans Housing Assistance Taxable Refunding Bonds Series 1994A2 0.270000%
8827162D4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-11-07
2012-11-07
Y
Texas
N/A
N/A
N
N
1000000.00
1000000.00
0.0009
N
1000000.00
1000000.00
Texas
Veterans Land Taxable Refunding Bonds Series 2006A 0.270000%
882721JT1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-11-07
2012-11-07
Y
Texas
N/A
N/A
N
N
1875000.00
1875000.00
0.0016
N
1875000.00
1875000.00
Thunder Bay Funding, LLC
Thunder Bay Funding, LLC 0.200000%
88602TL84
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-08
2012-11-08
N
N
Y
Standby Purchase Agreement
Royal Bank of Canada
N/A
N/A
2000000.00
1999922.22
0.0017
N
1999880.00
1999880.00
Toronto-Dominion Bank
Toronto-Dominion Bank 0.190000%
89112WBR7
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-01-04
2013-01-04
N
N
N
1000000.00
1000000.00
0.0009
N
999770.00
999770.00
Toronto-Dominion Bank
Toronto-Dominion Bank 0.400000%
89112X2J3
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-08-27
2013-08-27
N
N
N
6000000.00
6000000.00
0.0051
N
6006480.00
6006480.00
Toronto-Dominion Bank
Toronto-Dominion Bank 0.301000%
89112X3E3
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-11-29
2013-05-29
N
N
N
2000000.00
2000000.00
0.0017
N
2000980.00
2000980.00
Toronto-Dominion Bank
Toronto-Dominion Bank 0.301700%
89112XN92
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-11-19
2013-04-19
N
N
N
2000000.00
2000000.00
0.0017
N
2000980.00
2000980.00
Toronto-Dominion Bank
Toronto-Dominion Bank 0.300700%
89112XP90
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-11-20
2013-04-22
N
N
N
20000000.00
20000000.00
0.0170
N
20010000.00
20010000.00
Toronto-Dominion Bank
Toronto-Dominion Bank 0.300000%
89112XT47
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-01-25
2013-01-25
N
N
N
10000000.00
10000000.00
0.0085
N
10001900.00
10001900.00
Toyota Motor Credit Corp
Toyota Motor Credit Corp 0.440000%
89233GLK0
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-19
2012-11-19
N
N
Y
Support Agreement
Toyota Motor Corp
N/A
N/A
10000000.00
9997800.00
0.0085
N
9999200.00
9999200.00
Toyota Motor Credit Corp
Toyota Motor Credit Corp 0.320000%
89233GQL3
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-03-20
2013-03-20
N
N
Y
Support Agreement
Toyota Motor Corp
N/A
N/A
11000000.00
10986408.89
0.0094
N
10989220.00
10989220.00
UBS AG
UBS AG 0.510000%
90267RJF7
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-11-09
2012-11-09
N
N
N
5000000.00
5000000.00
0.0043
N
5000600.00
5000600.00
UBS Securities LLC
UBS Securities LLC 0.210000%
936991009_0.2100_M121107_2MN2
0001070766
Government Agency Repurchase Agreement
Y
Fannie Mae
2026-02-01
3.500000
Government Agency Debt
2491835.00
2042057.99
Fannie Mae
2027-06-01
3.000000
Government Agency Debt
1000.00
1027.64
Freddie Mac
2027-05-01
3.500000
Government Agency Debt
1000.00
1032.24
First Tier Security
N/A
N/A
2012-11-07
2012-11-07
Y
UBS Securities LLC
N/A
N/A
N
N
2000000.00
2000000.00
0.0017
N
1999920.00
1999920.00
Union Bank, NA
Union Bank, NA 0.400000%
90527MS23
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-11-02
2012-11-02
N
N
N
1000000.00
1000000.00
0.0009
N
1000020.00
1000020.00
Union Bank, NA
Union Bank, NA 0.360000%
90527MU87
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-11-29
2012-11-29
N
N
N
3000000.00
3000000.00
0.0026
N
3000630.00
3000630.00
Westpac Banking Corp
Westpac Banking Corp 0.370000%
96121TPC6
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-12-14
2012-12-14
N
N
N
1000000.00
1000000.00
0.0009
N
1000290.00
1000290.00
Westpac Banking Corp
Westpac Banking Corp 0.465500%
96121TPP7
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-11-13
2013-07-11
N
N
N
4000000.00
4000000.00
0.0034
N
4005080.00
4005080.00
Westpac Banking Corp
Westpac Banking Corp 0.453200%
96121TPS1
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-11-19
2013-07-18
N
N
N
12000000.00
12000000.00
0.0102
N
12014880.00
12014880.00
Westpac Banking Corp
Westpac Banking Corp 0.400000%
9612C0N21
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-01-02
2013-01-02
N
N
N
3000000.00
2997933.33
0.0026
N
2999310.00
2999310.00
Westpac Banking Corp
Westpac Banking Corp 0.408500%
9612C4DN8
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-07
2013-02-07
N
N
N
8000000.00
8000000.00
0.0068
N
8004800.00
8004800.00
Westpac Banking Corp
Westpac Banking Corp 0.304500%
9612C4DV0
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-05
2013-02-04
N
N
N
2000000.00
2000000.00
0.0017
N
2000660.00
2000660.00
Whistlejacket Capital, LLC
Whistlejacket Capital, LLC 0.000000%
96335WFX6
Other Note
N
No Longer an Eligible Security
N/A
N/A
2015-04-29
2015-04-29
N
N
N
49258.47
49258.47
0.0000
All Whistlejacket notes were sold at auction on 4/29/09. The remaining investment represents an interest in a small residual fund that is being held to cover any remaining expenses and liabilities associated with receivership.
Y
43352.38
43352.38
Whistlejacket Capital, LLC
Whistlejacket Capital, LLC 0.000000%
96335WGE7
Other Note
N
No Longer an Eligible Security
N/A
N/A
2015-04-29
2015-04-29
N
N
N
24610.09
24610.09
0.0000
All Whistlejacket notes were sold at auction on 4/29/09. The remaining investment represents an interest in a small residual fund that is being held to cover any remaining expenses and liabilities associated with receivership.
Y
21659.34
21659.34
Whistlejacket Capital, LLC
Whistlejacket Capital, LLC 0.000000%
96432XKB8
Other Note
N
No Longer an Eligible Security
N/A
N/A
2015-04-29
2015-04-29
N
N
N
24602.17
24602.17
0.0000
All Whistlejacket notes were sold at auction on 4/29/09. The remaining investment represents an interest in a small residual fund that is being held to cover any remaining expenses and liabilities associated with receivership.
Y
21652.37
21652.37
Whistlejacket Capital, LLC
Whistlejacket Capital, LLC 0.000000%
96432XKM4
Other Note
N
No Longer an Eligible Security
N/A
N/A
2015-04-29
2015-04-29
N
N
N
24600.45
24600.45
0.0000
All Whistlejacket notes were sold at auction on 4/29/09. The remaining investment represents an interest in a small residual fund that is being held to cover any remaining expenses and liabilities associated with receivership.
Y
21650.86
21650.86