0001145549-14-002691.txt : 20140314 0001145549-14-002691.hdr.sgml : 20140314 20140314152515 ACCESSION NUMBER: 0001145549-14-002691 CONFORMED SUBMISSION TYPE: N-MFP/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130228 FILED AS OF DATE: 20140314 DATE AS OF CHANGE: 20140314 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS CENTRAL INDEX KEY: 0000857156 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-MFP/A SEC ACT: 1933 Act SEC FILE NUMBER: 811-05954 FILM NUMBER: 14694252 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 1-800-648-5300 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS DATE OF NAME CHANGE: 19920703 0000857156 S000004509 Schwab Retirement Advantage Money Fund C000012386 Schwab Retirement Advantage Money Fund SWIXX N-MFP/A 1 primary_doc.xml N-MFP/A N-MFP/A LIVE N 2013-02-28 0000857156 S000004509 1 N N N N 033-31894 Charles Schwab Investment Management, Inc. 801-35905 PricewaterhouseCoopers LLP San Francisco CA Charles Schwab Investment Management, Inc. Boston Financial Data Services, Inc. 0000275143 84-00896 N N N Prime 53 71 782519155.62 209874.07 33303.75 782695725.94 0.0029 1.0001 2013-02-28 1.0001 2013-02-28 C000012386 1.00 782695725.94 1.00 16955653.33 85131531.16 68175877.83 0.0001 1.0001 2013-02-28 1.0001 2013-02-28 Abbey National Treasury Services Plc Abbey National Treasury Services Plc 0.370000% 00279HE93 Certificate of Deposit N First Tier Security N/A N/A 2013-05-15 2013-05-15 N Y Santander UK Plc N/A N/A N 3000000.00 3000000.00 0.0038 N 3000330.00 3000330.00 Atlantis One Funding Corp Atlantis One Funding Corp 0.390000% 04915TR12 Asset Backed Commercial Paper N First Tier Security N/A N/A 2013-04-01 2013-04-01 N N Y Cash Rabobank Nederland N/A N/A 4000000.00 3998656.67 0.0051 N 3999600.00 3999600.00 Australia & New Zealand Banking Group Ltd Australia & New Zealand Banking Group Ltd 0.150000% 052992005_M130305 0000859994 Other Instrument Security is a time deposit. N First Tier Security N/A N/A 2013-03-05 2013-03-05 N N N 2000000.00 2000000.00 0.0026 Security is a time deposit. N 2000000.00 2000000.00 Bank of America, NA Bank of America, NA 0.300000% 06052WUQ4 Other Note N First Tier Security N/A N/A 2013-04-18 2013-04-18 N N N 10000000.00 10000000.00 0.0128 N 10000500.00 10000500.00 Bank of Montreal Bank of Montreal 0.300000% 06366VT63 Certificate of Deposit N First Tier Security N/A N/A 2013-03-01 2013-03-01 N N N 2000000.00 2000000.00 0.0026 N 2000000.00 2000000.00 Bank of Montreal Bank of Montreal 0.190000% 06366XVV1 Certificate of Deposit N First Tier Security N/A N/A 2013-05-01 2013-05-01 N N N 3000000.00 3000000.00 0.0038 N 3000000.00 3000000.00 Bank of Montreal Bank of Montreal 0.140000% 06999G005 0000009622 Other Instrument Security is a time deposit. N First Tier Security N/A N/A 2013-03-01 2013-03-01 N N N 5000000.00 5000000.00 0.0064 Security is a time deposit. N 5000000.00 5000000.00 Bank of Nova Scotia Bank of Nova Scotia 0.220000% 06417FKG4 Certificate of Deposit N First Tier Security N/A N/A 2013-04-03 2013-04-03 N N N 8000000.00 8000000.00 0.0102 N 8000400.00 8000400.00 Bank of Nova Scotia Bank of Nova Scotia 0.180000% 06417FNE6 Certificate of Deposit N First Tier Security N/A N/A 2013-05-13 2013-05-13 N N N 7000000.00 7000000.00 0.0089 N 6999720.00 6999720.00 Bank of Nova Scotia Bank of Nova Scotia 0.180000% 06417FNY2 Certificate of Deposit N First Tier Security N/A N/A 2013-05-28 2013-05-28 N N N 4000000.00 4000000.00 0.0051 N 3999800.00 3999800.00 Bank of Nova Scotia Bank of Nova Scotia 0.100000% 049999006 0001041839 Other Instrument Security is a time deposit. N First Tier Security N/A N/A 2013-03-01 2013-03-01 N N N 4000000.00 4000000.00 0.0051 Security is a time deposit. N 4000000.00 4000000.00 Bank of the West Bank of the West 0.310000% 06426GAT4 Certificate of Deposit N First Tier Security N/A N/A 2013-05-29 2013-05-29 N N N 2000000.00 2000000.00 0.0026 N 2000700.00 2000700.00 Bank of Tokyo Mitsubishi UFJ, Ltd Bank of Tokyo Mitsubishi UFJ, Ltd 0.340000% 06538FGW8 Certificate of Deposit N First Tier Security N/A N/A 2013-06-28 2013-06-28 N N N 3000000.00 3000000.00 0.0038 N 3000900.00 3000900.00 Bank of Tokyo Mitsubishi UFJ, Ltd Bank of Tokyo Mitsubishi UFJ, Ltd 0.330000% 06538FHS6 Certificate of Deposit N First Tier Security N/A N/A 2013-07-09 2013-07-09 N N N 3000000.00 3000000.00 0.0038 N 3000750.00 3000750.00 Bank of Tokyo Mitsubishi UFJ, Ltd Bank of Tokyo Mitsubishi UFJ, Ltd 0.330000% 06538FJK1 Certificate of Deposit N First Tier Security N/A N/A 2013-07-16 2013-07-16 N N N 1000000.00 1000000.00 0.0013 N 1000270.00 1000270.00 Bank of Tokyo Mitsubishi UFJ, Ltd Bank of Tokyo Mitsubishi UFJ, Ltd 0.400000% 06538FLJ1 Certificate of Deposit N First Tier Security N/A N/A 2013-10-15 2013-10-15 N N N 6000000.00 6000000.00 0.0077 N 6002640.00 6002640.00 Bank of Tokyo Mitsubishi UFJ, Ltd Bank of Tokyo Mitsubishi UFJ, Ltd 0.400000% 06538FLN2 Certificate of Deposit N First Tier Security N/A N/A 2013-10-17 2013-10-17 N N N 1000000.00 1000000.00 0.0013 N 1000450.00 1000450.00 Bank of Tokyo Mitsubishi UFJ, Ltd Bank of Tokyo Mitsubishi UFJ, Ltd 0.400000% 06538FLW2 Certificate of Deposit N First Tier Security N/A N/A 2013-10-18 2013-10-18 N N N 1000000.00 1000000.00 0.0013 N 1000450.00 1000450.00 Barclays Bank Plc Barclays Bank Plc 0.400000% 06741XHL5 Certificate of Deposit N First Tier Security N/A N/A 2013-05-09 2013-05-09 N N N 3000000.00 3000000.00 0.0038 N 3001350.00 3001350.00 Barclays Bank Plc Barclays Bank Plc 0.470000% 06741XJB5 Certificate of Deposit N First Tier Security N/A N/A 2013-05-17 2013-05-17 N N N 4000000.00 4000000.00 0.0051 N 4002600.00 4002600.00 Barclays Bank Plc Barclays Bank Plc 0.420000% 06741XLH9 Certificate of Deposit N First Tier Security N/A N/A 2013-07-16 2013-07-16 N N N 1000000.00 1000000.00 0.0013 N 1000650.00 1000650.00 Barclays Bank Plc Barclays Bank Plc 0.250000% 06741XMG0 Certificate of Deposit N First Tier Security N/A N/A 2013-05-06 2013-05-06 N N N 3000000.00 3000000.00 0.0038 N 3000450.00 3000450.00 Barclays Capital, Inc Barclays Capital, Inc 0.190000% 00799J004_0.1900_M130301_2MN1 0000851376 Government Agency Repurchase Agreement Y Fannie Mae 2040-01-01 3.878000 Government Agency Debt 4028474.00 1833918.22 Fannie Mae 2040-11-01 3.063000 Government Agency Debt 1859052.00 747298.81 Fannie Mae 2041-04-01 3.132000 Government Agency Debt 15157355.00 7818782.97 First Tier Security N/A N/A 2013-03-01 2013-03-01 N N N 10000000.00 10000000.00 0.0128 N 10000000.00 10000000.00 Barclays Capital, Inc Barclays Capital, Inc 0.160000% 07699U005_0.1600_M130307_2MN1 0000851376 Government Agency Repurchase Agreement Y Fannie Mae 2041-08-01 2.818000 Government Agency Debt 11026712.00 5203579.24 Fannie Mae 2041-12-01 3.322000 Government Agency Debt 1000.00 1006.83 Fannie Mae 2042-07-01 2.919000 Government Agency Debt 1000.00 918.44 First Tier Security N/A N/A 2013-03-07 2013-03-07 Y BARCLAYS CAPITAL INC N/A N/A N N 5000000.00 5000000.00 0.0064 N 4999700.00 4999700.00 BNP Paribas BNP Paribas 0.340000% 05572NKZ8 Certificate of Deposit N First Tier Security N/A N/A 2013-03-13 2013-03-13 N N N 7000000.00 7000000.00 0.0089 N 7000420.00 7000420.00 BNP Paribas BNP Paribas 0.270000% 05572NLL8 Certificate of Deposit N First Tier Security N/A N/A 2013-03-25 2013-03-25 N N N 1000000.00 1000000.00 0.0013 N 1000070.00 1000070.00 BNP Paribas BNP Paribas 0.590000% 988VHP005 0001197610 Certificate of Deposit N First Tier Security N/A N/A 2013-06-07 2013-06-07 N N N 7000000.00 7000000.00 0.0089 N 7005950.00 7005950.00 BNP Paribas Securities Corp BNP Paribas Securities Corp 0.290000% 921AES008_0.2900_M130307_2MN1 0001197610 Other Repurchase Agreement N BAA FDG LTD 2017-06-25 2.500000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 53450.00 55160.40 BRISTOL MYERS SUIBB CO 2017-08-01 0.875000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 21779.00 21554.68 GCBREGS KOREA HYDRO 2022-09-19 3.000000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 12262.00 12164.27 HEWLETT PACKARD CO 2013-05-24 0.710750 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 47000.00 47002.77 KFW KREDITANSTALT FUR WIEDERAUFBAU 2020-01-27 4.000000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 6545.00 7603.62 PETROBRAS INTERNATIONAL FINANCE COMPANY 2021-01-27 5.375000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 8438.00 9230.06 PETROLEOS MEXICANOS GUARANTEED NOTES 2019-05-03 8.000000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 3098639.00 4014458.97 TELEMAR NORTE LESTE SA 2020-10-23 5.500000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 31215.00 32825.61 First Tier Security N/A N/A 2013-03-07 2013-03-07 Y BNP PARIBAS SECURITIES CORP N/A N/A N N 4000000.00 4000000.00 0.0051 Repurchase agreement collateralized by common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations N 4000080.00 4000080.00 BNZ International Funding Ltd BNZ International Funding Ltd 0.200000% 0556X0S70 Financial Company Commercial Paper N First Tier Security N/A N/A 2013-05-07 2013-05-07 N Y Bank of New Zealand N/A N/A N 1000000.00 999627.78 0.0013 N 999640.00 999640.00 CAFCO, LLC CAFCO, LLC 1.004600% 12476EQ44 Asset Backed Commercial Paper N First Tier Security N/A N/A 2013-03-04 2013-03-04 N N Y Letter of Credit Citibank NA N/A N/A 2000000.00 1999833.33 0.0026 N 1999960.00 1999960.00 CAFCO, LLC CAFCO, LLC 0.370000% 12476EQE2 Asset Backed Commercial Paper N First Tier Security N/A N/A 2013-03-14 2013-03-14 N N Y Letter of Credit Citibank NA N/A N/A 2000000.00 1999732.78 0.0026 N 1999820.00 1999820.00 California RAN 2012-2013 Series A1 0.120000% 46636YW89 Variable Rate Demand Note N First Tier Security N/A N/A 2013-03-01 2013-03-01 Y JP Morgan Chase & Co N/A N/A N N 1000000.00 1000000.00 0.0013 N 1000000.00 1000000.00 Canadian Imperial Bank of Commerce Canadian Imperial Bank of Commerce 0.372200% 13606YLN4 Certificate of Deposit N First Tier Security N/A N/A 2013-03-18 2013-04-16 N N N 4000000.00 4000000.00 0.0051 N 4001200.00 4001200.00 Canadian Imperial Bank of Commerce Canadian Imperial Bank of Commerce 0.283700% 13606YMY9 Certificate of Deposit N First Tier Security N/A N/A 2013-03-28 2013-05-28 N N N 3000000.00 3000616.80 0.0038 N 3001080.00 3001080.00 Canadian Imperial Bank of Commerce Canadian Imperial Bank of Commerce 0.293700% 13606YNA0 Certificate of Deposit N First Tier Security N/A N/A 2013-03-28 2013-05-28 N N N 6000000.00 6000000.00 0.0077 N 6002340.00 6002340.00 Cancara Asset Securitisation, LLC Cancara Asset Securitisation, LLC 0.220000% 13738JQJ2 Asset Backed Commercial Paper N First Tier Security N/A N/A 2013-03-18 2013-03-18 N N Y Credit / Liquidity Lloyds TSB Bank Plc N/A N/A 3000000.00 2999688.33 0.0038 N 2999700.00 2999700.00 Cancara Asset Securitisation, LLC Cancara Asset Securitisation, LLC 0.220000% 13738JRJ1 Asset Backed Commercial Paper N First Tier Security N/A N/A 2013-04-18 2013-04-18 N N Y Credit / Liquidity Lloyds TSB Bank Plc N/A N/A 4000000.00 3998826.66 0.0051 N 3998880.00 3998880.00 Chariot Funding, LLC Chariot Funding, LLC 0.330000% 15963TQB8 Asset Backed Commercial Paper N First Tier Security N/A N/A 2013-03-11 2013-03-11 N N Y Letter of Credit JPMorgan Chase Bank NA N/A N/A 1500000.00 1499862.50 0.0019 N 1499955.00 1499955.00 Chariot Funding, LLC Chariot Funding, LLC 0.250000% 15963TS18 Asset Backed Commercial Paper N First Tier Security N/A N/A 2013-05-01 2013-05-01 N N Y Letter of Credit JPMorgan Chase Bank NA N/A N/A 4000000.00 3998305.56 0.0051 N 3999160.00 3999160.00 Chariot Funding, LLC Chariot Funding, LLC 0.300000% 15963TU80 Asset Backed Commercial Paper N First Tier Security N/A N/A 2013-07-08 2013-07-08 N N Y Letter of Credit JPMorgan Chase Bank NA N/A N/A 1000000.00 998925.00 0.0013 N 999230.00 999230.00 Chariot Funding, LLC Chariot Funding, LLC 0.270000% 15963TVU0 Asset Backed Commercial Paper N First Tier Security N/A N/A 2013-08-28 2013-08-28 N N Y Letter of Credit JPMorgan Chase Bank NA N/A N/A 2000000.00 1997300.00 0.0026 N 1997385.60 1997385.60 Chase Bank USA, NA Chase Bank USA, NA 0.220000% 16144RSV6 Certificate of Deposit N First Tier Security N/A N/A 2013-03-06 2013-03-06 N N N 1000000.00 1000000.00 0.0013 N 1000020.00 1000020.00 Chase Bank USA, NA Chase Bank USA, NA 0.180000% 16144RTE3 Certificate of Deposit N First Tier Security N/A N/A 2013-05-22 2013-05-22 N N N 1000000.00 1000000.00 0.0013 N 1000120.00 1000120.00 Chase Bank USA, NA Chase Bank USA, NA 0.180000% 16144RTF0 Certificate of Deposit N First Tier Security N/A N/A 2013-05-28 2013-05-28 N N N 11000000.00 11000000.00 0.0141 N 11001320.00 11001320.00 Chase Bank USA, NA Chase Bank USA, NA 0.180000% 16144RTG8 Certificate of Deposit N First Tier Security N/A N/A 2013-05-29 2013-05-29 N N N 1000000.00 1000000.00 0.0013 N 1000130.00 1000130.00 Ciesco, LLC Ciesco, LLC 1.004600% 17178BQ40 Asset Backed Commercial Paper N First Tier Security N/A N/A 2013-03-04 2013-03-04 N N Y Letter of Credit Citibank NA N/A N/A 2000000.00 1999833.33 0.0026 N 1999960.00 1999960.00 Ciesco, LLC Ciesco, LLC 0.370000% 17178BQE8 Asset Backed Commercial Paper N First Tier Security N/A N/A 2013-03-14 2013-03-14 N N Y Letter of Credit Citibank NA N/A N/A 3000000.00 2999599.17 0.0038 N 2999730.00 2999730.00 Ciesco, LLC Ciesco, LLC 0.500000% 17178BV51 Asset Backed Commercial Paper N First Tier Security N/A N/A 2013-08-05 2013-08-05 N N Y Letter of Credit Citibank NA N/A N/A 3000000.00 2993458.34 0.0038 N 2994930.00 2994930.00 Coca-Cola Co Coca-Cola Co 0.240000% 19121AQ46 Other Commercial Paper N First Tier Security N/A N/A 2013-03-04 2013-03-04 N N N 7000000.00 6999860.00 0.0089 N 6999930.00 6999930.00 Coca-Cola Co Coca-Cola Co 0.260000% 19121AS10 Other Commercial Paper N First Tier Security N/A N/A 2013-05-01 2013-05-01 N N N 8000000.00 7996475.56 0.0102 N 7998320.00 7998320.00 Commonwealth Bank of Australia Commonwealth Bank of Australia 0.180000% 20272DSX9 Financial Company Commercial Paper N First Tier Security N/A N/A 2013-05-31 2013-05-31 N N N 1000000.00 999545.00 0.0013 N 999540.00 999540.00 Commonwealth Bank of Australia Commonwealth Bank of Australia 0.220000% 921BCA007 0000008565 Certificate of Deposit N First Tier Security N/A N/A 2013-03-05 2013-03-05 N N N 5000000.00 5000000.00 0.0064 N 5000050.00 5000050.00 Commonwealth Bank of Australia Commonwealth Bank of Australia 0.210000% 921PVM009 0000008565 Certificate of Deposit N First Tier Security N/A N/A 2013-06-07 2013-06-07 N N N 10000000.00 10000000.00 0.0128 N 10000000.00 10000000.00 CRC Funding, LLC CRC Funding, LLC 0.500000% 12622UV52 Asset Backed Commercial Paper N First Tier Security N/A N/A 2013-08-05 2013-08-05 N N Y Letter of Credit Citibank NA N/A N/A 5000000.00 4989097.22 0.0064 N 4990300.00 4990300.00 Credit Agricole Corporate and Investment Bank Credit Agricole Corporate and Investment Bank 0.340000% 22532UQC1 Certificate of Deposit N First Tier Security N/A N/A 2013-05-07 2013-05-07 N N N 3000000.00 3000000.00 0.0038 N 3000240.00 3000240.00 Credit Suisse AG Credit Suisse AG 0.330000% 22550DC31 Certificate of Deposit N First Tier Security N/A N/A 2013-04-23 2013-04-23 N N N 6000000.00 6000000.00 0.0077 N 6001140.00 6001140.00 Credit Suisse Securities (USA), LLC Credit Suisse Securities (USA), LLC 0.180000% 22799D001_0.1800_M130301_2MN1 0001230485 Government Agency Repurchase Agreement Y Freddie Mac 2038-07-20 6.000000 Government Agency Debt 83470000.00 5476184.27 Freddie Mac 2042-05-15 3.500000 Government Agency Debt 20000.00 19983.64 GNMA 2042-10-20 4.000000 Government Agency Debt 15685000.00 16539215.21 First Tier Security N/A N/A 2013-03-01 2013-03-01 N N N 21599948.00 21599948.00 0.0276 N 21599948.00 21599948.00 Credit Suisse Securities (USA), LLC Credit Suisse Securities (USA), LLC 0.710000% 988WZL002_0.7100_M130510_2MN1 0001230485 Other Repurchase Agreement N CMLTI 2007-AR8 1A3A 2037-08-25 5.541800 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 15000.00 5788.35 CNF 2000-2 A5 SERIES 00 A5 2031-12-01 8.850000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 6835400.00 3347840.64 CWHEL 2005-M A4 2036-02-15 0.531200 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 50000.00 23040.85 CWL 2006-11 1AF3 2046-09-25 5.396400 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 10000.00 7727.53 RAMC 2002-3 M1 2032-12-25 1.201700 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 140000.00 70083.55 First Tier Security N/A N/A 2013-05-10 2013-05-10 N N N 3000000.00 3000000.00 0.0038 Repurchase agreement collateralized by common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations Y 3000000.00 3000000.00 Credit Suisse Securities (USA), LLC Credit Suisse Securities (USA), LLC 0.720000% 988WZL002_0.7200_M130508_2MN1 0001230485 Other Repurchase Agreement N ABS GREENTREE FINL97-7 2029-07-15 7.030000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 2790000.00 2310201.34 CARR 2007-RFC1 A3 2036-12-25 0.341700 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 300000.00 165662.24 CSFBMSC 2005-C6 2040-12-15 5.230000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 665000.00 712397.32 CSMC 2036-05-25 6.500000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 276000.00 87201.94 CWALT 2046-12-25 0.321700 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 2909900.00 884461.71 CWALT 2007-9T1 2A3 2037-05-25 6.000000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 320000.00 152324.40 CWL 2005-17 4A2A 2036-05-25 0.461700 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 7000.00 1191.41 FHAMS 2006-FA1 1A5 2036-04-25 5.750000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 2460000.00 1653881.41 HVMLT 2038-01-19 0.391700 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 130000.00 46854.51 NCSLT 2007-2 A4 2033-01-25 0.491700 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 1000000.00 457919.27 RALI 2007-QS11 A1 2037-10-25 7.000000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 1155000.00 415161.05 SEMT 2007-1 2A1 2047-02-20 2.682800 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 25000.00 7805.79 WAMU 2006-AR9 1A 2046-08-25 1.171700 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 15000.00 4947.25 First Tier Security N/A N/A 2013-05-08 2013-05-08 N N N 6000000.00 6000000.00 0.0077 Repurchase agreement collateralized by common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations Y 6000000.00 6000000.00 Credit Suisse Securities (USA), LLC Credit Suisse Securities (USA), LLC 0.730000% 988WZL002_0.7300_M130322_2MN1 0001230485 Other Repurchase Agreement N 144A BSCMS 2007-PW15 E 2044-02-11 5.582000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 650000.00 11047.80 ACE 2004-HE1 M2 2034-03-25 1.301700 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 100000.00 75563.32 ARSI 2005-W2 M1 2035-10-25 0.691700 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 20000.00 14809.84 BALTA 2006-8 1A1 2046-06-25 0.361700 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 810000.00 109362.58 CSFBMSC 2005-C6 2040-12-15 5.230000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 5000.00 5356.37 CWALT 2005-57CB 3A7 2035-12-25 5.500000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 1170000.00 779608.73 GECMC 2007-C1 AM 2049-12-10 5.606000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 50000.00 50496.70 HVMLT 2038-01-19 0.391700 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 85000.00 30635.64 MSAC 2004-HE5 M1 2034-06-25 0.831700 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 1500000.00 1222239.11 WAMU 2006-AR9 1A 2046-08-25 1.171700 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 15000.00 4947.25 First Tier Security N/A N/A 2013-03-22 2013-03-22 N N N 2000000.00 2000000.00 0.0026 Repurchase agreement collateralized by common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations Y 2000620.00 2000620.00 Credit Suisse Securities (USA), LLC Credit Suisse Securities (USA), LLC 0.160000% 992JYD004_0.1600_M130301_2MN1 0001230485 Government Agency Repurchase Agreement Y Freddie Mac 2043-02-01 3.500000 Government Agency Debt 12505000.00 13262505.39 First Tier Security N/A N/A 2013-03-01 2013-03-01 N N N 13000000.00 13000000.00 0.0166 N 13000000.00 13000000.00 Credit Suisse Securities (USA), LLC Credit Suisse Securities (USA), LLC 0.160000% 992JYD004_0.1600_M130307_2MN1 0001230485 Government Agency Repurchase Agreement Y Freddie Mac 2043-02-01 2.500000 Government Agency Debt 29131253.00 28937294.87 Freddie Mac 2043-02-01 3.500000 Government Agency Debt 6380000.00 6766476.16 First Tier Security N/A N/A 2013-03-07 2013-03-07 N N N 35000000.00 35000000.00 0.0447 N 35000000.00 35000000.00 Crown Point Capital Company, LLC Crown Point Capital Company, LLC 0.350000% 2284K0R98 Asset Backed Commercial Paper N First Tier Security N/A N/A 2013-04-09 2013-04-09 N N Y Credit / Liquidity BANK OF MONTREAL N/A N/A Credit / Liquidity Barclays Bank Plc N/A N/A Credit / Liquidity Credit Suisse AG N/A N/A 5000000.00 4998104.17 0.0064 N 4998900.00 4998900.00 Deutsche Bank AG Deutsche Bank AG 0.450000% 25155BDU6 Certificate of Deposit N First Tier Security N/A N/A 2013-05-15 2013-05-15 N N N 2000000.00 2000000.00 0.0026 N 2000760.00 2000760.00 Deutsche Bank AG Deutsche Bank AG 0.460000% 25155BHS7 Certificate of Deposit N First Tier Security N/A N/A 2013-07-09 2013-07-09 N N N 5000000.00 5000000.00 0.0064 N 5001650.00 5001650.00 Deutsche Bank AG Deutsche Bank AG 0.730000% 25155BKL8 Certificate of Deposit N First Tier Security N/A N/A 2014-01-17 2014-01-17 N N N 7000000.00 7000000.00 0.0089 N 7004970.00 7004970.00 Deutsche Bank AG Deutsche Bank AG 0.440000% 25155BNS0 Certificate of Deposit N First Tier Security N/A N/A 2013-08-29 2013-08-29 N N N 5000000.00 5000000.00 0.0064 N 5000250.00 5000250.00 Deutsche Bank Securities, Inc Deutsche Bank Securities, Inc 0.200000% 21599B009_0.2000_M130301_2MN1 0001074042 Government Agency Repurchase Agreement Y GNMA 2037-09-20 3.000000 Government Agency Debt 54607509.00 52000000.45 First Tier Security N/A N/A 2013-03-01 2013-03-01 N N N 50000000.00 50000000.00 0.0639 N 50000000.00 50000000.00 Deutsche Bank Securities, Inc Deutsche Bank Securities, Inc 0.350000% 988VHX008_0.3500_M130306_2MN1 0001074042 Other Repurchase Agreement N ANADARKO PETE CORP COM 2013-02-28 N/A Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 0.00 203701.80 AUTOZONE INC COM 2013-02-28 N/A Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 0.00 198945.12 BERKSHIRE HATHAWAY INC DEL CL B NEW 2013-02-28 N/A Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 0.00 205253.88 CHEVRON CORP NEW COM 2013-02-28 N/A Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 0.00 205420.65 CITIGROUP INC COM NEW 2013-02-28 N/A Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 0.00 204897.60 CONSTELLATION BRANDS INC CL A 2013-02-28 N/A Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 0.00 203068.20 CVS CAREMARK CORPORATION COM 2013-02-28 N/A Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 0.00 202491.28 FOREST LABS INC COM 2013-02-28 N/A Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 0.00 1074.74 HESS CORP COM 2013-02-28 N/A Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 0.00 206038.16 HOME DEPOT INC COM 2013-02-28 N/A Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 0.00 212891.68 INTERNATIONAL BUSINESS MACHSCOM 2013-02-28 N/A Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 0.00 204757.96 LILLY ELI & CO COM 2013-02-28 N/A Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 0.00 203801.20 MEDTRONIC INC COM 2013-02-28 N/A Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 0.00 202968.78 MERCK & CO INC NEW COM 2013-02-28 N/A Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 0.00 202087.91 METLIFE INC COM 2013-02-28 N/A Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 0.00 206096.10 NEWMONT MINING CORP COM 2013-02-28 N/A Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 0.00 198306.84 PEPSICO INC COM 2013-02-28 N/A Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 0.00 200701.32 PROCTER & GAMBLE CO COM 2013-02-28 N/A Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 0.00 202159.50 SIMON PPTY GROUP INC NEW COM 2013-02-28 N/A Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 0.00 202184.00 WAL MART STORES INC COM 2013-02-28 N/A Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 0.00 203442.74 WELLS FARGO & CO NEW COM 2013-02-28 N/A Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 0.00 201927.24 WILLIAMS COS INC DEL COM 2013-02-28 N/A Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 0.00 127816.35 First Tier Security N/A N/A 2013-03-06 2013-03-06 N N N 4000000.00 4000000.00 0.0051 Repurchase agreement collateralized by common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations N 4000000.00 4000000.00 Deutsche Bank Securities, Inc Deutsche Bank Securities, Inc 0.500000% 988VHX008_0.5000_M130311_2MN1 0001074042 Other Repurchase Agreement N BANC OF AMERICA FDG 2006-D TR 2036-05-20 0.00 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 117512.00 20785.52 BSCMS 2007 2044-02-11 5.331000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 16448.00 18421.91 CANTOR COML REAL ESTATE CO L P /C C R E FIN CORP 2018-02-15 7.750000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 339.00 340.69 CB FORD MOTOR COMPANY 2018-08-01 6.500000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 439753.00 517833.34 COMM 2011 THL MTG TR 2028-06-09 4.554000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 1735.00 1783.06 COMMERCIAL MORTGAGE LOAN TRUST 2008 LS1 2049-12-10 0.00 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 2388.00 2620.07 COMMERCIAL MTGE TRUAT 2006-GG7 2038-07-10 5.861570 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 567.00 563.11 DISCOVER FINL SVCS 2022-04-27 5.200000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 20515.00 23617.05 JP MORGAN CHASE 2020-08-15 9.865000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 1337622.00 903542.82 JPMORGAN CHASE COMMERICAL MGTE SEC 2020-02-15 1.101200 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 36309.00 20965.52 KRAFT FOODS INC 2018-08-23 6.125000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 845001.00 1030099.06 LBI MEDIA INC 2019-04-15 9.250000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 4056.00 3885.34 LMT 2006-3 2036-07-25 0.551700 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 1664853.00 231533.59 MOTEL 6 TR 2012 MTL6 2025-10-04 3.781200 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 2407.00 2388.23 PHH ALT MTG TRUST SERIES 200701 2037-02-25 6.000000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 496.00 237.30 SPRINT NEXTEL 2018-11-15 9.000000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 451555.00 572233.07 STRUCTURTED ADJ RATE MTG LOAN TRUST 200 2035-08-25 1.151700 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 8884.00 683.58 WBCMT 2006-C29 2048-11-15 5.368000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 498.00 436.67 First Tier Security N/A N/A 2013-03-11 2013-03-11 N N N 3000000.00 3000000.00 0.0038 Repurchase agreement collateralized by common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations Y 3000270.00 3000270.00 Deutsche Bank Securities, Inc Deutsche Bank Securities, Inc 0.160000% 99ETSZ007_0.1600_M130415_2MN1 0001074042 Government Agency Repurchase Agreement Y Fannie Mae 2040-11-01 4.500000 Government Agency Debt 1000.00 619.15 Fannie Mae 2042-07-25 6.500000 Government Agency Debt 3662.00 3805.82 Fannie Mae 2042-07-25 7.000000 Government Agency Debt 1000.00 1155.14 Fannie Mae 2042-11-01 3.500000 Government Agency Debt 990370.00 1010153.25 Fannie Mae 2043-02-25 2.000000 Government Agency Debt 1000.00 998.71 Fannie Mae 2043-02-25 6.500000 Government Agency Debt 1000.00 1180.04 Freddie Mac 2043-01-01 3.500000 Government Agency Debt 1000.00 1066.22 GNMA 2037-11-16 2.750000 Government Agency Debt 1000.00 808.10 GNMA 2041-10-20 6.500000 Government Agency Debt 18791.00 21335.78 GNMA 2042-10-20 2.000000 Government Agency Debt 1861.00 1881.89 First Tier Security N/A N/A 2013-04-15 2013-04-15 N N N 1000000.00 1000000.00 0.0013 Y 1000000.00 1000000.00 Deutsche Bank Securities, Inc Deutsche Bank Securities, Inc 0.170000% 99ETSZ007_0.1700_M130311_2MN1 0001074042 Government Agency Repurchase Agreement Y Fannie Mae 2043-02-25 2.000000 Government Agency Debt 8348935.00 8338205.60 First Tier Security N/A N/A 2013-03-11 2013-03-11 N N N 8000000.00 8000000.00 0.0102 Y 8000000.00 8000000.00 Deutsche Bank Securities, Inc Deutsche Bank Securities, Inc 0.190000% 99ETSZ007_0.1900_M130402_2MN1 0001074042 Government Agency Repurchase Agreement Y Fannie Mae 2040-12-01 4.000000 Government Agency Debt 2493.00 1182.88 Fannie Mae 2042-06-01 4.000000 Government Agency Debt 5895110.00 6122515.00 Fannie Mae 2042-06-01 4.000000 Government Agency Debt 1315.00 1164.37 Fannie Mae 2042-07-25 6.500000 Government Agency Debt 14208.00 14765.99 Fannie Mae 2042-09-25 6.500000 Government Agency Debt 2367.00 2346.22 Freddie Mac 2043-01-01 3.500000 Government Agency Debt 2679.00 2856.39 GNMA 2037-11-16 2.750000 Government Agency Debt 4627.00 3739.06 GNMA 2041-10-20 6.500000 Government Agency Debt 64422.00 73146.37 GNMA 2042-02-20 2.000000 Government Agency Debt 15871.00 15582.04 GNMA 2042-10-20 2.000000 Government Agency Debt 14897.00 15064.26 First Tier Security N/A N/A 2013-04-02 2013-04-02 N N N 6000000.00 6000000.00 0.0077 Y 6000000.00 6000000.00 Deutsche Bank Securities, Inc Deutsche Bank Securities, Inc 0.200000% 99ETSZ007_0.2000_M130401_2MN1 0001074042 Government Agency Repurchase Agreement Y Fannie Mae 2040-11-01 4.500000 Government Agency Debt 2675.00 1656.22 Fannie Mae 2042-07-25 6.500000 Government Agency Debt 14856.00 15439.44 Fannie Mae 2042-11-01 3.500000 Government Agency Debt 3966852.00 4046092.30 Fannie Mae 2043-02-25 2.000000 Government Agency Debt 1000.00 998.71 Fannie Mae 2043-02-25 6.500000 Government Agency Debt 4533.00 5349.12 Freddie Mac 2043-01-01 3.500000 Government Agency Debt 3274.00 3490.79 GNMA 2037-11-16 2.750000 Government Agency Debt 2010.00 1624.27 GNMA 2041-10-20 6.500000 Government Agency Debt 75156.00 85334.03 GNMA 2042-10-20 2.000000 Government Agency Debt 7436.00 7519.49 First Tier Security N/A N/A 2013-04-01 2013-04-01 N N N 4000000.00 4000000.00 0.0051 Y 4000000.00 4000000.00 Deutsche Bank Securities, Inc Deutsche Bank Securities, Inc 0.220000% 99ETSZ007_0.2200_M130319_2MN1 0001074042 Government Agency Repurchase Agreement Y Fannie Mae 2040-05-25 4.500000 Government Agency Debt 30925.00 9719.16 Fannie Mae 2042-11-01 3.500000 Government Agency Debt 21988.00 22427.22 Fannie Mae 2042-11-25 6.500000 Government Agency Debt 4603569.00 5109935.19 Fannie Mae 2043-02-25 6.500000 Government Agency Debt 4237.00 4999.82 Freddie Mac 2043-01-01 3.500000 Government Agency Debt 34199.00 36463.52 GNMA 2042-10-20 2.000000 Government Agency Debt 24132.00 24402.94 First Tier Security N/A N/A 2013-03-19 2013-03-19 N N N 5000000.00 5000000.00 0.0064 Y 5000000.00 5000000.00 DNB Bank ASA DNB Bank ASA 0.250000% 23330LQF6 Certificate of Deposit N First Tier Security N/A N/A 2013-03-05 2013-03-05 N N N 5000000.00 5000000.00 0.0064 N 5000100.00 5000100.00 DNB Bank ASA DNB Bank ASA 0.230000% 921TMK005 0001498632 Certificate of Deposit N First Tier Security N/A N/A 2013-06-11 2013-06-11 N N N 4000000.00 4000000.00 0.0051 N 4000000.00 4000000.00 Fairway Finance Co, LLC Fairway Finance Co, LLC 0.180000% 30601VRS2 Asset Backed Commercial Paper N First Tier Security N/A N/A 2013-04-26 2013-04-26 N N Y Credit / Liquidity BANK OF MONTREAL N/A N/A 3000000.00 2999160.00 0.0038 N 2999100.00 2999100.00 Fairway Finance Co, LLC Fairway Finance Co, LLC 0.190000% 30601VSN2 Asset Backed Commercial Paper N First Tier Security N/A N/A 2013-05-22 2013-05-22 N N Y Credit / Liquidity BANK OF MONTREAL N/A N/A 1000000.00 999567.22 0.0013 N 999510.00 999510.00 Federal Home Loan Bank Federal Home Loan Bank 0.065000% 313385DB9 Government Agency Debt N First Tier Security N/A N/A 2013-03-15 2013-03-15 N N N 100000.00 99997.47 0.0001 N 99998.80 99998.80 Federal Home Loan Bank Federal Home Loan Bank 0.060000% 313385DW3 Government Agency Debt N First Tier Security N/A N/A 2013-04-03 2013-04-03 N N N 8000000.00 7999560.00 0.0102 N 7999560.00 7999560.00 Freddie Mac Freddie Mac 0.255000% 3133F3AA1 Government Agency Debt N First Tier Security N/A N/A 2013-04-10 2014-02-10 N N N 15000000.00 15000000.00 0.0192 N 15011625.00 15011625.00 General Electric Capital Corp General Electric Capital Corp 0.230000% 36959HQ59 Financial Company Commercial Paper N First Tier Security N/A N/A 2013-03-05 2013-03-05 N N N 1000000.00 999974.44 0.0013 N 999990.00 999990.00 General Electric Capital Corp General Electric Capital Corp 0.230000% 36959HR33 Financial Company Commercial Paper N First Tier Security N/A N/A 2013-04-03 2013-04-03 N N N 3000000.00 2999367.50 0.0038 N 2999700.00 2999700.00 General Electric Capital Corp General Electric Capital Corp 0.250000% 36959HVK0 Financial Company Commercial Paper N First Tier Security N/A N/A 2013-08-19 2013-08-19 N N N 5000000.00 4994062.50 0.0064 N 4994050.00 4994050.00 General Electric Capital Corp General Electric Capital Corp 0.270000% 36959HW94 Financial Company Commercial 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2998060.00 0.0038 N 2998170.00 2998170.00 Skandinaviska Enskilda Banken AB Skandinaviska Enskilda Banken AB 0.270000% 83050TQ12 Financial Company Commercial Paper N First Tier Security N/A N/A 2013-03-01 2013-03-01 N N N 1000000.00 1000000.00 0.0013 N 1000000.00 1000000.00 Skandinaviska Enskilda Banken AB Skandinaviska Enskilda Banken AB 0.240000% 83050TSG7 Financial Company Commercial Paper N First Tier Security N/A N/A 2013-05-16 2013-05-16 N N N 2000000.00 1998986.66 0.0026 N 1999220.00 1999220.00 Skandinaviska Enskilda Banken AB Skandinaviska Enskilda Banken AB 0.280000% 83051HDJ2 Certificate of Deposit N First Tier Security N/A N/A 2013-03-06 2013-03-06 N N N 1000000.00 1000000.00 0.0013 N 1000030.00 1000030.00 Skandinaviska Enskilda Banken AB Skandinaviska Enskilda Banken AB 0.340000% 83051HEY8 Certificate of Deposit N First Tier Security N/A N/A 2013-06-20 2013-06-20 N N N 1000000.00 1000000.00 0.0013 N 1000310.00 1000310.00 Skandinaviska Enskilda Banken AB Skandinaviska 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1000180.00 Sumitomo Mitsui Banking Corp Sumitomo Mitsui Banking Corp 0.250000% 86562DP61 Certificate of Deposit N First Tier Security N/A N/A 2013-04-01 2013-04-01 N N N 2000000.00 2000000.00 0.0026 N 2000080.00 2000080.00 Sumitomo Mitsui Banking Corp Sumitomo Mitsui Banking Corp 0.250000% 86562DQ78 Certificate of Deposit N First Tier Security N/A N/A 2013-03-26 2013-03-26 N N N 8000000.00 8000000.00 0.0102 N 8000320.00 8000320.00 Sumitomo Mitsui Banking Corp Sumitomo Mitsui Banking Corp 0.260000% 86562DR77 Certificate of Deposit N First Tier Security N/A N/A 2013-04-05 2013-04-05 N N N 1000000.00 1000000.00 0.0013 N 1000060.00 1000060.00 Sumitomo Mitsui Banking Corp Sumitomo Mitsui Banking Corp 0.250000% 86562DT59 Certificate of Deposit N First Tier Security N/A N/A 2013-04-04 2013-04-04 N N N 1000000.00 1000000.00 0.0013 N 1000050.00 1000050.00 Sumitomo Mitsui Trust Bank Ltd Sumitomo Mitsui Trust Bank Ltd 0.240000% 86562W3Z9 Certificate of Deposit N First Tier Security N/A N/A 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N/A N/A 2013-05-28 2013-05-28 N N N 1900000.00 1899999.51 0.0024 N 1900703.00 1900703.00 Swedbank AB Swedbank AB 0.350000% 87019RTL0 Financial Company Commercial Paper N First Tier Security N/A N/A 2013-06-20 2013-06-20 N N N 1000000.00 998920.83 0.0013 N 999350.00 999350.00 Texas TRAN Series 2012 0.120000% 46636YW48 Variable Rate Demand Note N First Tier Security N/A N/A 2013-03-01 2013-03-01 Y JPMorgan Chase Bank NA N/A N/A N N 4000000.00 4000000.00 0.0051 N 4000000.00 4000000.00 Thunder Bay Funding, LLC Thunder Bay Funding, LLC 0.180000% 88602TSD6 Asset Backed Commercial Paper N First Tier Security N/A N/A 2013-05-13 2013-05-13 N N Y Standby Purchase Agreement Royal Bank of Canada N/A N/A 6000000.00 5997810.00 0.0077 N 5997540.00 5997540.00 Toronto-Dominion Bank Toronto-Dominion Bank 0.200000% 89112WPU5 Certificate of Deposit N First Tier Security N/A N/A 2013-04-29 2013-04-29 N N N 2000000.00 2000000.00 0.0026 N 2000100.00 2000100.00 Toronto-Dominion Bank Toronto-Dominion Bank 0.200000% 89112WTY3 Certificate of Deposit N First Tier Security N/A N/A 2013-05-07 2013-05-07 N N N 7000000.00 7000000.00 0.0089 N 7000280.00 7000280.00 Toronto-Dominion Bank Toronto-Dominion Bank 0.160000% 89112WWB9 Certificate of Deposit N First Tier Security N/A N/A 2013-03-15 2013-03-15 N N N 7000000.00 7000000.00 0.0089 N 7000000.00 7000000.00 Toronto-Dominion Bank Toronto-Dominion Bank 0.292700% 89112X2N4 Certificate of Deposit N First Tier Security N/A N/A 2013-03-27 2013-05-28 N N N 1000000.00 1000000.00 0.0013 N 1000350.00 1000350.00 Toronto-Dominion Bank Toronto-Dominion Bank 0.290700% 89112XP90 Certificate of Deposit N First Tier Security N/A N/A 2013-03-20 2013-04-22 N N N 16000000.00 16000000.00 0.0204 N 16003520.00 16003520.00 Toyota Motor Credit Corp Toyota Motor Credit Corp 0.320000% 89233GQ41 Other Commercial Paper N First Tier Security N/A N/A 2013-03-04 2013-03-04 N N Y Support Agreement Toyota Motor Corp N/A N/A 1000000.00 999973.33 0.0013 N 999990.00 999990.00 Toyota Motor Credit Corp Toyota Motor Credit Corp 0.320000% 89233GQL3 Other Commercial Paper N First Tier Security N/A N/A 2013-03-20 2013-03-20 N N Y Support Agreement Toyota Motor Corp N/A N/A 5000000.00 4999155.55 0.0064 N 4999750.00 4999750.00 Toyota Motor Credit Corp Toyota Motor Credit Corp 0.210000% 89233GS98 Other Commercial Paper N First Tier Security N/A N/A 2013-05-09 2013-05-09 N N Y Support Agreement Toyota Motor Corp N/A N/A 6000000.00 5997585.00 0.0077 N 5998320.00 5998320.00 UBS AG UBS AG 0.250000% 90267RNM7 Certificate of Deposit N First Tier Security N/A N/A 2013-06-06 2013-06-06 N N N 5000000.00 5000000.00 0.0064 N 4999850.00 4999850.00 UBS AG UBS AG 0.255000% 90267RNY1 Certificate of Deposit N First Tier Security N/A N/A 2013-06-19 2013-06-19 N N N 1000000.00 1000000.00 0.0013 N 999980.00 999980.00 UBS AG UBS AG 0.250000% 90267RPK9 Certificate of Deposit N First Tier Security N/A N/A 2013-06-28 2013-06-28 N N N 1000000.00 1000000.00 0.0013 N 999970.00 999970.00 UBS AG UBS AG 0.250000% 90267RPM5 Certificate of Deposit N First Tier Security N/A N/A 2013-06-27 2013-06-27 N N N 4000000.00 4000000.00 0.0051 N 3999880.00 3999880.00 Union Bank, NA Union Bank, NA 0.230000% 90527M3U8 Certificate of Deposit N First Tier Security N/A N/A 2013-03-01 2013-03-01 N N N 3000000.00 3000000.00 0.0038 N 3000000.00 3000000.00 Westpac Banking Corp Westpac Banking Corp 0.449200% 96121TPP7 Certificate of Deposit N First Tier Security N/A N/A 2013-03-11 2013-07-11 N N N 2000000.00 2000000.00 0.0026 N 2001460.00 2001460.00 Westpac Banking Corp Westpac Banking Corp 0.442200% 96121TPS1 Certificate of Deposit N First Tier Security N/A N/A 2013-03-18 2013-07-18 N N N 3000000.00 3000000.00 0.0038 N 3002190.00 3002190.00 Whistlejacket Capital, LLC Whistlejacket Capital, LLC 0.000000% 96335WFX6 Other Note N No Longer an Eligible Security N/A N/A 2015-04-29 2015-04-29 N N N 24629.24 24629.24 0.0000 All Whistlejacket notes were sold at auction on 4/29/09. 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