0001145549-14-002608.txt : 20140311 0001145549-14-002608.hdr.sgml : 20140311 20140311141449 ACCESSION NUMBER: 0001145549-14-002608 CONFORMED SUBMISSION TYPE: N-MFP/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130731 FILED AS OF DATE: 20140311 DATE AS OF CHANGE: 20140311 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS CENTRAL INDEX KEY: 0000857156 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-MFP/A SEC ACT: 1933 Act SEC FILE NUMBER: 811-05954 FILM NUMBER: 14683753 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 1-800-648-5300 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS DATE OF NAME CHANGE: 19920703 0000857156 S000004509 Schwab Retirement Advantage Money Fund C000012386 Schwab Retirement Advantage Money Fund SWIXX N-MFP/A 1 primary_doc.xml N-MFP/A N-MFP/A LIVE N 2013-07-31 0000857156 S000004509 1 N N N N 033-31894 Charles Schwab Investment Management, Inc. 801-35905 PricewaterhouseCoopers LLP San Francisco CA Charles Schwab Investment Management, Inc. Boston Financial Data Services, Inc. 0000275143 84-00896 N N N Prime 55 87 767849590.35 264474.76 9033898.55 759080166.56 0.0024 1.0001 2013-07-31 1.0001 2013-07-31 C000012386 1.00 759080166.56 1.00 -9197358.99 37430706.18 46628065.17 0.0001 1.0001 2013-07-31 1.0001 2013-07-31 Abbey National Treasury Services Plc Abbey National Treasury Services Plc 0.320000% 00279HG91 Certificate of Deposit N First Tier Security N/A N/A 2013-08-12 2013-08-12 N Y Santander UK Plc N/A N/A N 3000000.00 3000000.00 0.0040 N 3000120.00 3000120.00 Abbey National Treasury Services Plc Abbey National Treasury Services Plc 0.270000% 00279HJ64 Certificate of Deposit N First Tier Security N/A N/A 2013-11-07 2013-11-07 N Y Santander UK Plc N/A N/A N 3000000.00 3000000.00 0.0040 N 2999850.00 2999850.00 Alpine Securitization Corp Alpine Securitization Corp 0.150000% 02086LVT0 Asset Backed Commercial Paper N First Tier Security N/A N/A 2013-08-27 2013-08-27 N N Y Credit / Liquidity Credit Suisse AG N/A N/A 2000000.00 1999783.33 0.0026 N 1999780.00 1999780.00 Australia & New Zealand Banking Group Ltd Australia & New Zealand Banking Group Ltd 0.100000% 052992005_M130802 0000859994 Other Instrument Security is a time deposit. N First Tier Security N/A N/A 2013-08-02 2013-08-02 N N N 10000000.00 10000000.00 0.0132 Security is a time deposit. N 10000000.00 10000000.00 Australia & New Zealand Banking Group Ltd Australia & New Zealand Banking Group Ltd 0.100000% 052992005_M130806 0000859994 Other Instrument Security is a time deposit. N First Tier Security N/A N/A 2013-08-06 2013-08-06 N N N 6000000.00 6000000.00 0.0079 Security is a time deposit. N 6000000.00 6000000.00 Bank of America, NA Bank of America, NA 0.290000% 06052WC35 Other Note N First Tier Security N/A N/A 2013-10-18 2013-10-18 N N N 6000000.00 6000000.00 0.0079 N 6000240.00 6000240.00 Bank of America, NA Bank of America, NA 0.290000% 06052WXY4 Other Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 N N N 7000000.00 7000000.00 0.0092 N 7000140.00 7000140.00 Bank of Montreal Bank of Montreal 0.180000% 06366ADX7 Certificate of Deposit N First Tier Security N/A N/A 2013-09-09 2013-09-09 N N N 10000000.00 10000000.00 0.0132 N 9999600.00 9999600.00 Bank of Montreal Bank of Montreal 0.050000% 06366ANP3 Certificate of Deposit N First Tier Security N/A N/A 2013-08-06 2013-08-06 N N N 1000000.00 1000000.00 0.0013 N 999980.00 999980.00 Bank of Montreal Bank of Montreal 0.060000% 06366ANU2 Certificate of Deposit N First Tier Security N/A N/A 2013-08-07 2013-08-07 N N N 3000000.00 3000000.00 0.0040 N 2999930.10 2999930.10 Bank of Nova Scotia Bank of Nova Scotia 0.200000% 06417FSZ4 Certificate of Deposit N First Tier Security N/A N/A 2013-08-19 2013-08-19 N N N 4000000.00 4000000.00 0.0053 N 4000240.00 4000240.00 Bank of Nova Scotia Bank of Nova Scotia 0.020000% 049999006 0001041839 Other Instrument Security is a time deposit. N First Tier Security N/A N/A 2013-08-01 2013-08-01 N N N 16000000.00 16000000.00 0.0211 Security is a time deposit. N 16000000.00 16000000.00 Bank of the West Bank of the West 0.280000% 06426GBL0 Certificate of Deposit N First Tier Security N/A N/A 2013-09-12 2013-09-12 N N N 4000000.00 4000000.00 0.0053 N 4000760.00 4000760.00 Bank of Tokyo Mitsubishi UFJ, Ltd Bank of Tokyo Mitsubishi UFJ, Ltd 0.400000% 06538FLJ1 Certificate of Deposit N First Tier Security N/A N/A 2013-10-15 2013-10-15 N N N 6000000.00 6000000.00 0.0079 N 6002520.00 6002520.00 Bank of Tokyo Mitsubishi UFJ, Ltd Bank of Tokyo Mitsubishi UFJ, Ltd 0.400000% 06538FLN2 Certificate of Deposit N First Tier Security N/A N/A 2013-10-17 2013-10-17 N N N 1000000.00 1000000.00 0.0013 N 1000430.00 1000430.00 Bank of Tokyo Mitsubishi UFJ, Ltd Bank of Tokyo Mitsubishi UFJ, Ltd 0.400000% 06538FLW2 Certificate of Deposit N First Tier Security N/A N/A 2013-10-18 2013-10-18 N N N 1000000.00 1000000.00 0.0013 N 1000440.00 1000440.00 Bank of Tokyo Mitsubishi UFJ, Ltd Bank of Tokyo Mitsubishi UFJ, Ltd 0.330000% 06538FWT7 Certificate of Deposit N First Tier Security N/A N/A 2014-01-02 2014-01-02 N N N 6000000.00 6000000.00 0.0079 N 6002040.00 6002040.00 Barclays Bank Plc Barclays Bank Plc 0.320000% 06741XQL5 Certificate of Deposit N First Tier Security N/A N/A 2013-11-15 2013-11-15 N N N 3000000.00 3000000.00 0.0040 N 3000990.00 3000990.00 Barclays Bank Plc Barclays Bank Plc 0.310000% 06741XQR2 Certificate of Deposit N First Tier Security N/A N/A 2013-11-20 2013-11-20 N N N 1000000.00 1000000.00 0.0013 N 1000310.00 1000310.00 Barclays Bank Plc Barclays Bank Plc 0.310000% 06741XRV2 Certificate of Deposit N First Tier Security N/A N/A 2013-12-23 2013-12-23 N N N 2000000.00 2000000.00 0.0026 N 2000640.00 2000640.00 Barclays Bank Plc Barclays Bank Plc 0.300000% 06741XSQ2 Certificate of Deposit N First Tier Security N/A N/A 2014-01-27 2014-01-27 N N N 2000000.00 2000000.00 0.0026 N 2000200.00 2000200.00 Barclays US Funding Corp Barclays US Funding Corp 0.210000% 06737HWQ8 Financial Company Commercial Paper N First Tier Security N/A N/A 2013-09-24 2013-09-24 N Y Barclays Bank Plc N/A N/A N 3000000.00 2999055.00 0.0040 N 2999160.00 2999160.00 BNP Paribas BNP Paribas 0.440000% 05572NMB9 Certificate of Deposit N First Tier Security N/A N/A 2013-09-05 2013-09-05 N N N 3000000.00 3000000.00 0.0040 N 3000780.00 3000780.00 BNP Paribas BNP Paribas 0.400000% 05572NMF0 Certificate of Deposit N First Tier Security N/A N/A 2013-09-16 2013-09-16 N N N 3000000.00 3000000.00 0.0040 N 3000870.00 3000870.00 BNP Paribas BNP Paribas 0.410000% 05572NMU7 Certificate of Deposit N First Tier Security N/A N/A 2013-10-15 2013-10-15 N N N 1000000.00 1000000.00 0.0013 N 1000340.00 1000340.00 BNP Paribas BNP Paribas 0.390000% 05572NNY8 Certificate of Deposit N First Tier Security N/A N/A 2013-12-13 2013-12-13 N N N 1000000.00 1000000.00 0.0013 N 1000300.00 1000300.00 BNP Paribas Securities Corp BNP Paribas Securities Corp 0.290000% 921AES008_0.2900_M130807_2MN1 0001197610 Other Repurchase Agreement N AMERICAN FINANCIAL GROUP, INC 2029-06-15 9.875000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 15124.00 19746.77 APPLIED MATERIALS 2041-06-15 5.850000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 1234.00 1339.35 BANK OF NOVA SCOTIA CB 2014-11-07 1.250000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 1551424.00 1571308.08 CENTREPOINT ENERGY INC 2018-05-01 6.500000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 292406.00 352226.42 HANA BANK 2017-06-14 4.250000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 3376.00 3584.33 SASOL FINGINTL PLC 2022-11-14 4.500000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 7194.00 6903.54 SPAREBANK 1 BOLIGKREDIT 2013-10-25 1.250000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 2260.00 2272.28 THE GOLDMAN SACHS GROUP INC 2018-01-22 2.375000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 1207610.00 1194712.73 First Tier Security N/A N/A 2013-08-07 2013-08-07 Y BNP PARIBAS SECURITIES CORP N/A N/A N N 3000000.00 3000000.00 0.0040 Repurchase agreement collateralized by common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations N 3000000.00 3000000.00 BNP Paribas Securities Corp BNP Paribas Securities Corp 0.400000% 921AES008_0.4000_M130807_2MN1 0001197610 Other Repurchase Agreement N BK OF AMER CORP 2015-08-01 4.750000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 36730.00 39970.32 CCO HOLDINGS LLC 2022-01-31 6.625000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 7.00 7.18 CITYCENTER HLDGS LLC CITYCENTER FIN CORP 2016-01-15 7.625000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 1388890.00 1469985.74 FELCOR LODGING LIMITED PARTNERSHIP UNITS 2019-06-01 6.750000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 16976.00 18143.10 FORD MOTOR CREDIT COMPANY 2018-05-15 5.000000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 929574.00 1020200.23 HARRAHS OPERATING CO INC 2017-06-01 11.250000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 324798.00 343879.88 LEVEL 3 COMMUNICATIONS INC 2019-02-01 11.875000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 1333.00 1587.38 MICHAELS FINCO HLDGS LLC MICHAELS FINCO INC 2018-08-01 7.500000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 2135.00 2154.57 NORTEL NETWORKS CORP,CA 2014-07-15 0.00 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 526570.00 550265.65 First Tier Security N/A N/A 2013-08-07 2013-08-07 Y BNP PARIBAS SECURITIES CORP N/A N/A N N 3000000.00 3000000.00 0.0040 Repurchase agreement collateralized by common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations N 3000510.00 3000510.00 Branch Banking & Trust Co Branch Banking & Trust Co 0.190000% 10513DTU4 Certificate of Deposit N First Tier Security N/A N/A 2013-09-05 2013-09-05 N N N 1000000.00 1000000.00 0.0013 N 1000020.00 1000020.00 Branch Banking & Trust Co Branch Banking & Trust Co 0.190000% 10513DUD0 Certificate of Deposit N First Tier Security N/A N/A 2013-09-24 2013-09-24 N N N 3000000.00 3000000.00 0.0040 N 3000090.00 3000090.00 CAFCO, LLC CAFCO, LLC 0.300000% 12476EV55 Asset Backed Commercial Paper N First Tier Security N/A N/A 2013-08-05 2013-08-05 N N Y Letter of Credit Citibank NA N/A N/A 2000000.00 1999933.33 0.0026 N 1999960.00 1999960.00 CAFCO, LLC CAFCO, LLC 0.460000% 12476EW47 Asset Backed Commercial Paper N First Tier Security N/A N/A 2013-09-04 2013-09-04 N N Y Letter of Credit Citibank NA N/A N/A 4000000.00 3998262.22 0.0053 N 3999200.00 3999200.00 Canadian Imperial Bank of Commerce Canadian Imperial Bank of Commerce 0.242800% 13606YA22 Other Note N First Tier Security N/A N/A 2013-08-12 2014-04-04 N N N 6000000.00 6000000.00 0.0079 N 6004140.00 6004140.00 Cancara Asset Securitisation, LLC Cancara Asset Securitisation, LLC 0.220000% 13738JV72 Asset Backed Commercial Paper N First Tier Security N/A N/A 2013-08-07 2013-08-07 N N Y Credit / Liquidity Lloyds TSB Bank Plc N/A N/A 2000000.00 1999926.67 0.0026 N 1999940.00 1999940.00 Cancara Asset Securitisation, LLC Cancara Asset Securitisation, LLC 0.210000% 13738JWL0 Asset Backed Commercial Paper N First Tier Security N/A N/A 2013-09-20 2013-09-20 N N Y Credit / Liquidity Lloyds TSB Bank Plc N/A N/A 1000000.00 999708.33 0.0013 N 999740.00 999740.00 Cancara Asset Securitisation, LLC Cancara Asset Securitisation, LLC 0.210000% 13738JX13 Asset Backed Commercial Paper N First Tier Security N/A N/A 2013-10-01 2013-10-01 N N Y Credit / Liquidity Lloyds TSB Bank Plc N/A N/A 1000000.00 999644.17 0.0013 N 999670.00 999670.00 Cancara Asset Securitisation, LLC Cancara Asset Securitisation, LLC 0.210000% 13738JX70 Asset Backed Commercial Paper N First Tier Security N/A N/A 2013-10-07 2013-10-07 N N Y Credit / Liquidity Lloyds TSB Bank Plc N/A N/A 1000000.00 999609.17 0.0013 N 999630.00 999630.00 Cancara Asset Securitisation, LLC Cancara Asset Securitisation, LLC 0.210000% 13738JXM7 Asset Backed Commercial Paper N First Tier Security N/A N/A 2013-10-21 2013-10-21 N N Y Credit / Liquidity Lloyds TSB Bank Plc N/A N/A 3000000.00 2998582.50 0.0040 N 2998560.00 2998560.00 Chariot Funding, LLC Chariot Funding, LLC 0.270000% 15963TVU0 Asset Backed Commercial Paper N First Tier Security N/A N/A 2013-08-28 2013-08-28 N N Y Letter of Credit JPMorgan Chase Bank NA N/A N/A 2000000.00 1999595.00 0.0026 N 1999860.00 1999860.00 Chariot Funding, LLC Chariot Funding, LLC 0.260000% 15963TX79 Asset Backed Commercial Paper N First Tier Security N/A N/A 2013-10-07 2013-10-07 N N Y Letter of Credit JPMorgan Chase Bank NA N/A N/A 4000000.00 3998064.44 0.0053 N 3999120.00 3999120.00 Chariot Funding, LLC Chariot Funding, LLC 0.250000% 15963TXW4 Asset Backed Commercial Paper N First Tier Security N/A N/A 2013-10-30 2013-10-30 N N Y Letter of Credit JPMorgan Chase Bank NA N/A N/A 3285000.00 3282946.88 0.0043 N 3283915.95 3283915.95 Chase Bank USA, NA Chase Bank USA, NA 0.320000% 16144RTV5 Certificate of Deposit N First Tier Security N/A N/A 2014-02-24 2014-02-24 N N N 11000000.00 11000000.00 0.0145 N 11004400.00 11004400.00 Chase Bank USA, NA Chase Bank USA, NA 0.320000% 16144RUA9 Certificate of Deposit N First Tier Security N/A N/A 2014-03-10 2014-03-10 N N N 3000000.00 3000000.00 0.0040 N 3000180.00 3000180.00 Ciesco, LLC Ciesco, LLC 0.500000% 17178BV51 Asset Backed Commercial Paper N First Tier Security N/A N/A 2013-08-05 2013-08-05 N N Y Letter of Credit Citibank NA N/A N/A 3000000.00 2999833.33 0.0040 N 2999940.00 2999940.00 Citibank, NA Citibank, NA 0.430000% 17304UCM0 Certificate of Deposit N First Tier Security N/A N/A 2013-09-13 2013-09-13 N N N 4000000.00 4000000.00 0.0053 N 4001520.00 4001520.00 Citibank, NA Citibank, NA 0.400000% 17304UFJ4 Certificate of Deposit N First Tier Security N/A N/A 2013-12-05 2013-12-05 N N N 2000000.00 2000000.00 0.0026 N 2001200.00 2001200.00 Citibank, NA Citibank, NA 0.400000% 17304UFQ8 Certificate of Deposit N First Tier Security N/A N/A 2013-12-16 2013-12-16 N N N 1000000.00 1000000.00 0.0013 N 1000650.00 1000650.00 Citibank, NA Citibank, NA 0.400000% 17304UFZ8 Certificate of Deposit N First Tier Security N/A N/A 2013-12-20 2013-12-20 N N N 3000000.00 3000000.00 0.0040 N 3002010.00 3002010.00 Citibank, NA Citibank, NA 0.280000% 17304UGZ7 Certificate of Deposit N First Tier Security N/A N/A 2013-10-17 2013-10-17 N N N 7000000.00 7000000.00 0.0092 N 7002100.00 7002100.00 Collateralized Commercial Paper Company, LLC Collateralized Commercial Paper Company, LLC 0.320000% 19422FZ90 Asset Backed Commercial Paper N First Tier Security N/A N/A 2013-12-09 2013-12-09 N N Y Guaranty JP Morgan Securities LLC N/A N/A 2000000.00 1997688.89 0.0026 N 1997920.00 1997920.00 Collateralized Commercial Paper Company, LLC Collateralized Commercial Paper Company, LLC 0.320000% 19422FZL3 Asset Backed Commercial Paper N First Tier Security N/A N/A 2013-12-20 2013-12-20 N N Y Guaranty JP Morgan Securities LLC N/A N/A 5000000.00 4993733.33 0.0066 N 4994100.00 4994100.00 Collateralized Commercial Paper Company, LLC Collateralized Commercial Paper Company, LLC 0.320000% 19422GAQ7 Asset Backed Commercial Paper N First Tier Security N/A N/A 2014-01-24 2014-01-24 N N Y Guaranty JP Morgan Securities LLC N/A N/A 3000000.00 2995306.66 0.0039 N 2994900.00 2994900.00 Collateralized Commercial Paper Company, LLC Collateralized Commercial Paper Company, LLC 0.320000% 19422GB78 Asset Backed Commercial Paper N First Tier Security N/A N/A 2014-02-07 2014-02-07 N N Y Guaranty JP Morgan Securities LLC N/A N/A 1000000.00 998311.11 0.0013 N 998030.00 998030.00 Collateralized Commercial Paper II Co., LLC Collateralized Commercial Paper II Co., LLC 0.320000% 19422CZ22 Asset Backed Commercial Paper N First Tier Security N/A N/A 2013-12-02 2013-12-02 N N N 3000000.00 2996720.01 0.0039 N 2997150.00 2997150.00 Commonwealth Bank of Australia Commonwealth Bank of Australia 0.180000% 20272DX88 Financial Company Commercial Paper N First Tier Security N/A N/A 2013-10-08 2013-10-08 N N N 7000000.00 6997620.00 0.0092 N 6998460.00 6998460.00 CRC Funding, LLC CRC Funding, LLC 0.500000% 12622UV52 Asset Backed Commercial Paper N First Tier Security N/A N/A 2013-08-05 2013-08-05 N N Y Letter of Credit Citibank NA N/A N/A 5000000.00 4999722.22 0.0066 N 4999850.00 4999850.00 Credit Agricole Corporate and Investment Bank Credit Agricole Corporate and Investment Bank 0.300000% 22532UTK0 Certificate of Deposit N First Tier Security N/A N/A 2013-08-08 2013-08-08 N N N 2000000.00 2000000.00 0.0026 N 2000060.00 2000060.00 Credit Agricole Corporate and Investment Bank Credit Agricole Corporate and Investment Bank 0.300000% 22532UTS3 Certificate of Deposit N First Tier Security N/A N/A 2013-08-09 2013-08-09 N N N 1000000.00 1000000.00 0.0013 N 1000040.00 1000040.00 Credit Agricole SA Credit Agricole SA 0.310000% 922EHT004 0001330437 Certificate of Deposit N First Tier Security N/A N/A 2013-08-20 2013-08-20 N N N 5000000.00 5000000.00 0.0066 N 5000400.00 5000400.00 Credit Agricole SA Credit Agricole SA 0.300000% 922NQD009 0001330437 Certificate of Deposit N First Tier Security N/A N/A 2013-10-11 2013-10-11 N N N 1000000.00 1000000.00 0.0013 N 1000080.00 1000080.00 Credit Suisse AG Credit Suisse AG 0.290000% 22550D3Y3 Certificate of Deposit N First Tier Security N/A N/A 2013-10-01 2013-10-01 N N N 1000000.00 1000000.00 0.0013 N 1000170.00 1000170.00 Credit Suisse AG Credit Suisse AG 0.290000% 22550D5B1 Certificate of Deposit N First Tier Security N/A N/A 2013-10-16 2013-10-16 N N N 8000000.00 8000000.00 0.0105 N 8001680.00 8001680.00 Credit Suisse AG Credit Suisse AG 0.290000% 22550D5J4 Certificate of Deposit N First Tier Security N/A N/A 2013-10-23 2013-10-23 N N N 2000000.00 2000000.00 0.0026 N 2000460.00 2000460.00 Credit Suisse Securities (USA), LLC Credit Suisse Securities (USA), LLC 0.070000% 22799D001_0.0700_M130801_2MN1 0001230485 Government Agency Repurchase Agreement Y Freddie Mac 2043-04-20 4.000000 Government Agency Debt 33215000.00 34467821.12 Freddie Mac 2043-07-20 4.000000 Government Agency Debt 7645424.00 8016181.05 First Tier Security N/A N/A 2013-08-01 2013-08-01 N N N 41647351.00 41647351.00 0.0549 N 41647351.00 41647351.00 Credit Suisse Securities (USA), LLC Credit Suisse Securities (USA), LLC 0.680000% 988WZL002_0.6800_M130821_2MN1 0001230485 Other Repurchase Agreement N 144A SAFT 2013-1 B1 2043-07-25 4.075000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 3330000.00 2937084.11 ACE 2005-RM2 M5 2035-06-25 0.850000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 2935000.00 2305390.34 BSSLT 2037-01-25 0.380000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 30000.00 4894.80 CWALT 2005-62 2A3 2035-12-25 1.823000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 10550000.00 455374.19 CWHEL 2005-H 2A 2035-12-15 0.431000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 45000.00 3191.51 CWHEL 2006-E 2A 2036-07-15 0.331000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 1295000.00 150850.11 GMACM 2029-10-25 6.010000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 100000.00 72691.94 LXS 2007-16N 2A2 2047-09-25 1.040000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 15000.00 6176.52 MSAC 2007-NC2 A2D 2037-02-25 0.520000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 4070000.00 2090837.15 NHELI 2005-HE1 M5 2035-09-25 0.840000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 65000.00 24695.04 First Tier Security N/A N/A 2013-08-21 2013-08-21 N N N 7000000.00 7000000.00 0.0092 Repurchase agreement collateralized by common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations Y 7002310.00 7002310.00 Credit Suisse Securities (USA), LLC Credit Suisse Securities (USA), LLC 0.680000% 988WZL002_0.6800_M130826_2MN1 0001230485 Other Repurchase Agreement N ABS CONSECO FIN (00-4) 2032-05-01 8.310000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 10000.00 5193.14 AMSI 2005-R1 M3 2035-03-25 0.720000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 245000.00 200431.31 ARSI 2035-05-25 0.430000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 140000.00 14791.30 BCAP 2008-IND2 A2 2038-04-25 3.461900 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 75000.00 28162.09 BNCMT 2006-2 A4 2036-11-25 0.350000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 40000.00 27541.58 CMLTI 2007-AHL3 A3C 2045-07-25 0.450000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 65000.00 30379.44 CWALT 2005-21CB A6 2035-06-25 5.500000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 25000.00 4409.33 CWALT 2005-62 2A3 2035-12-25 1.823000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 665000.00 28703.68 CWALT 2006-OA10 4A2 2046-08-25 0.420000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 2951300.00 42279.39 FFML 2035-07-25 0.790000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 10000.00 6189.60 FHLT 2004-4 M2 2035-03-25 0.750000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 5000.00 3294.48 GMACM 2029-10-25 6.010000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 5000.00 3634.60 JPMAC 2007-CH5 A3 2037-05-25 0.300000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 1415000.00 1201096.54 LXS 2007-16N 2A2 2047-09-25 1.040000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 2615000.00 1076773.60 RALI 2006-QS17 A3 2036-12-25 0.540000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 8836000.00 2265742.27 RALI 2007-QS1 2A2 2037-01-25 0.550000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 7000000.00 1939979.52 SACO 2005-10 1A 2036-06-25 0.450000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 110000.00 12886.85 SACO 2006-8 A 2036-06-25 0.330000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 5000.00 657.59 SDART 2013-3 E 2020-06-15 3.410000 Other Instrument common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations 10000.00 9891.88 First Tier Security N/A N/A 2013-08-26 2013-08-26 N N N 6000000.00 6000000.00 0.0079 Repurchase agreement collateralized by common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations Y 6002460.00 6002460.00 Crown Point Capital Company, LLC Crown Point Capital Company, LLC 0.250000% 2284K0WS0 Asset Backed Commercial Paper N First Tier Security N/A N/A 2013-09-26 2013-09-26 N N Y Credit / Liquidity BANK OF MONTREAL N/A N/A Credit / Liquidity Barclays Bank Plc N/A N/A Credit / Liquidity BNP Paribas N/A 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United States Treasury Department 2023-05-15 1.750000 Treasury Debt 38371400.00 35700009.41 First Tier Security N/A N/A 2013-08-01 2013-08-01 N N N 35000000.00 35000000.00 0.0461 N 35000000.00 35000000.00 Deutsche Bank Securities, Inc Deutsche Bank Securities, Inc 0.080000% 99ETSZ007_0.0800_M131015_2MN1 0001074042 Government Agency Repurchase Agreement Y Fannie Mae 2042-07-25 7.000000 Government Agency Debt 120181.00 127303.91 GNMA 2043-01-20 3.000000 Government Agency Debt 11566208.00 11372075.98 First Tier Security N/A N/A 2013-10-15 2013-10-15 N N N 11000000.00 11000000.00 0.0145 Y 11000000.00 11000000.00 Deutsche Bank Securities, Inc Deutsche Bank Securities, Inc 0.100000% 99ETSZ007_0.1000_M130911_2MN1 0001074042 Government Agency Repurchase Agreement Y Fannie Mae 2043-07-01 4.500000 Government Agency Debt 136048.00 144745.96 Freddie Mac 2041-05-15 0.743000 Government Agency Debt 7261965.00 2977932.97 First Tier Security N/A N/A 2013-09-11 2013-09-11 N N N 3000000.00 3000000.00 0.0040 Y 3000000.00 3000000.00 Deutsche Bank Securities, Inc Deutsche Bank Securities, Inc 0.110000% 99ETSZ007_0.1100_M130911_2MN1 0001074042 Government Agency Repurchase Agreement Y Fannie Mae 2033-07-01 3.000000 Government Agency Debt 3484.00 3467.43 Fannie Mae 2037-02-25 5.500000 Government Agency Debt 6212.00 6926.65 Fannie Mae 2041-04-01 4.000000 Government Agency Debt 11746.00 7939.22 Fannie Mae 2042-07-25 7.000000 Government Agency Debt 6559.00 6947.74 Fannie Mae 2043-02-25 3.000000 Government Agency Debt 3083047.00 3102894.07 First Tier Security N/A N/A 2013-09-11 2013-09-11 N N N 3000000.00 3000000.00 0.0040 Y 3000000.00 3000000.00 Deutsche Bank Securities, Inc Deutsche Bank Securities, Inc 0.120000% 99ETSZ007_0.1200_M130905_2MN1 0001074042 Government Agency Repurchase Agreement Y Fannie Mae 2038-04-01 5.500000 Government Agency Debt 393339.00 49170.19 Fannie Mae 2038-09-01 6.500000 Government Agency Debt 1019105.00 267738.70 Fannie Mae 2041-05-01 6.000000 Government Agency Debt 135736.00 111366.29 Fannie Mae 2042-07-25 7.000000 Government Agency Debt 1712.00 1813.47 Fannie Mae 2042-09-01 3.500000 Government Agency Debt 1000.00 978.22 Fannie Mae 2043-03-01 3.500000 Government Agency Debt 96879.00 96274.39 Freddie Mac 2026-08-01 4.000000 Government Agency Debt 89709.00 56604.07 GNMA 2026-02-20 3.500000 Government Agency Debt 22356558.00 14887473.34 First Tier Security N/A N/A 2013-09-05 2013-09-05 N N N 15000000.00 15000000.00 0.0198 Y 15000450.00 15000450.00 Deutsche Bank Securities, Inc Deutsche Bank Securities, Inc 0.120000% 99ETSZ007_0.1200_M130906_2MN1 0001074042 Government Agency Repurchase Agreement Y Fannie Mae 2033-07-01 3.000000 Government Agency Debt 6967.00 6933.87 Fannie Mae 2037-02-25 5.500000 Government Agency Debt 12423.00 13852.18 Fannie Mae 2041-04-01 4.000000 Government Agency Debt 23494.00 15879.80 Fannie Mae 2042-07-25 7.000000 Government Agency Debt 13118.00 13895.48 Fannie Mae 2043-02-25 3.000000 Government Agency Debt 6166094.00 6205788.15 First Tier Security N/A N/A 2013-09-06 2013-09-06 N N N 6000000.00 6000000.00 0.0079 Y 6000000.00 6000000.00 Federal Home Loan Bank Federal Home Loan Bank 0.080000% 313385KZ8 Government Agency Debt N First Tier Security N/A N/A 2013-08-28 2013-08-28 N N N 8000000.00 7999520.00 0.0105 N 7999944.00 7999944.00 Freddie Mac Freddie Mac 0.218600% 3133F3AA1 Government Agency Debt N First Tier Security N/A N/A 2013-10-10 2014-08-10 N N N 15000000.00 15000000.00 0.0198 N 15013020.00 15013020.00 Gemini Securitization Corp, LLC Gemini Securitization Corp, LLC 0.230000% 3686M0WH7 Asset Backed Commercial Paper N First Tier Security N/A N/A 2013-09-17 2013-09-17 N N Y Credit / Liquidity Deutsche Bank AG N/A N/A 2000000.00 1999399.44 0.0026 N 1999520.00 1999520.00 General Electric Capital Corp General Electric Capital Corp 0.250000% 36959HVK0 Financial Company Commercial Paper N First Tier Security N/A N/A 2013-08-19 2013-08-19 N N N 5000000.00 4999375.00 0.0066 N 4999750.00 4999750.00 General Electric Capital Corp General Electric Capital Corp 0.240000% 36959HW37 Financial Company Commercial Paper N First Tier Security N/A N/A 2013-09-03 2013-09-03 N N N 5000000.00 4998900.00 0.0066 N 4999550.00 4999550.00 General Electric Capital Corp General Electric Capital Corp 0.270000% 36959HW94 Financial Company Commercial Paper N First Tier Security N/A N/A 2013-09-09 2013-09-09 N N N 1000000.00 999707.50 0.0013 N 999890.00 999890.00 General Electric Capital Corp General Electric Capital Corp 0.230000% 36959HXU6 Financial Company Commercial Paper N First Tier Security N/A N/A 2013-10-28 2013-10-28 N N N 2000000.00 1998875.55 0.0026 N 1999360.00 1999360.00 General Electric Capital Corp General Electric Capital Corp 0.230000% 36959HXV4 Financial Company Commercial Paper N First Tier Security N/A N/A 2013-10-29 2013-10-29 N N N 9000000.00 8994882.50 0.0118 N 8997120.00 8997120.00 General Electric Capital Corp General Electric Capital Corp 0.230000% 36959HXW2 Financial Company Commercial Paper N First Tier Security N/A N/A 2013-10-30 2013-10-30 N N N 5000000.00 4997125.00 0.0066 N 4998350.00 4998350.00 General Electric Co General Electric Co 0.050000% 36960LV28 Other Commercial Paper N First Tier Security N/A N/A 2013-08-02 2013-08-02 N N N 9000000.00 8999987.50 0.0119 N 8999910.00 8999910.00 Goldman Sachs & Co Goldman Sachs & Co 0.090000% 38399H002_0.0900_M130801_2MN1 0000769993 Government Agency Repurchase Agreement Y Fannie Mae 2026-02-01 3.000000 Government Agency Debt 1034838.00 702001.28 Fannie Mae 2041-01-01 3.380000 Government Agency Debt 890326.00 434126.54 Fannie Mae 2042-01-01 4.500000 Government Agency Debt 1382000.00 1289085.70 Fannie Mae 2042-06-01 3.500000 Government Agency Debt 1609000.00 1254850.59 Freddie Mac 2040-12-01 4.500000 Government Agency Debt 1585000.00 1419935.95 First Tier Security N/A N/A 2013-08-01 2013-08-01 N N N 5000000.00 5000000.00 0.0066 N 5000000.00 5000000.00 Goldman Sachs & Co Goldman Sachs & Co 0.560000% 921AAP008_0.5600_M131011_2MN1 0000769993 Other Repurchase Agreement N United States Treasury Department 2014-04-15 1.250000 Treasury Debt 5465600.00 6120023.09 First Tier Security N/A N/A 2013-10-11 2013-10-11 N N N 6000000.00 6000000.00 0.0079 Repurchase agreement collateralized by common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations Y 6000000.00 6000000.00 Goldman Sachs & Co Goldman Sachs & Co 0.560000% 921AAP008_0.5600_M131021_2MN1 0000769993 Other Repurchase Agreement N United States Treasury Department 2014-04-15 1.250000 Treasury Debt 911000.00 1020078.50 First Tier Security N/A N/A 2013-10-21 2013-10-21 N N N 1000000.00 1000000.00 0.0013 Repurchase agreement collateralized by common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations Y 1000000.00 1000000.00 Goldman Sachs & Co Goldman Sachs & Co 0.050000% 992JYE002_0.0500_M130802_2MN1 0000769993 Government Agency Repurchase Agreement Y GNMA 2026-05-20 3.500000 Government Agency Debt 6315978.00 4025410.39 GNMA 2028-06-15 3.000000 Government Agency Debt 3849743.00 3973086.49 GNMA 2036-01-15 6.000000 Government Agency Debt 19885372.00 4004344.08 GNMA 2038-10-20 6.000000 Government Agency Debt 8110190.00 2780385.33 GNMA 2038-11-15 5.500000 Government Agency Debt 20032904.00 4000756.29 GNMA 2043-03-20 4.000000 Government Agency Debt 3456060.00 3656018.13 First Tier Security N/A N/A 2013-08-02 2013-08-02 N N N 22000000.00 22000000.00 0.0290 N 22000000.00 22000000.00 ING (U.S.) Funding LLC ING (U.S.) Funding LLC 0.260000% 4497W0VT2 Financial Company Commercial Paper N First Tier Security N/A N/A 2013-08-27 2013-08-27 N Y ING Bank NV N/A N/A N 3000000.00 2999436.67 0.0040 N 2999670.00 2999670.00 ING (U.S.) Funding LLC ING (U.S.) Funding LLC 0.250000% 4497W0W53 Financial Company Commercial Paper N First Tier Security N/A N/A 2013-09-05 2013-09-05 N Y ING Bank NV N/A N/A N 1000000.00 999756.94 0.0013 N 999840.00 999840.00 ING Bank NV ING Bank 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0.346200% 46636WAC8 Financial Company Commercial Paper N First Tier Security N/A N/A 2013-10-22 2014-01-22 N N N 6000000.00 6000000.00 0.0079 N 6004200.00 6004200.00 JPMorgan Chase Bank, NA JPMorgan Chase Bank, NA 0.391500% 48125LAA0 Other Note N First Tier Security N/A N/A 2013-08-21 2014-08-21 N N N 10000000.00 10000000.00 0.0132 N 10003720.00 10003720.00 JPMorgan Chase Bank, NA JPMorgan Chase Bank, NA 0.200000% 48125PA52 Certificate of Deposit N First Tier Security N/A N/A 2013-08-02 2013-08-02 N N N 2000000.00 2000000.00 0.0026 N 2000000.00 2000000.00 JPMorgan Chase Bank, NA JPMorgan Chase Bank, NA 0.320000% 48125PC68 Certificate of Deposit N First Tier Security N/A N/A 2014-04-28 2014-04-28 N N N 3000000.00 3000000.00 0.0040 N 3000000.00 3000000.00 JPMorgan Chase Bank, NA JPMorgan Chase Bank, NA 0.320000% 48125PCC5 Certificate of Deposit N First Tier Security N/A N/A 2014-03-10 2014-03-10 N N N 5000000.00 5000000.00 0.0066 N 5000300.00 5000300.00 JPMorgan Chase Bank, NA JPMorgan Chase Bank, NA 0.320000% 48125PCS0 Certificate of Deposit N First Tier Security N/A N/A 2014-04-01 2014-04-01 N N N 1000000.00 1000000.00 0.0013 N 999860.00 999860.00 Lloyds TSB Bank Plc Lloyds TSB Bank Plc 0.100000% 53943RV14 Financial Company Commercial Paper N First Tier Security N/A N/A 2013-08-01 2013-08-01 N N N 4000000.00 4000000.00 0.0053 N 4000000.00 4000000.00 Manhattan Asset Funding Capital Co, LLC Manhattan Asset Funding Capital Co, LLC 0.220000% 56274LVD3 Asset Backed Commercial Paper N First Tier Security N/A N/A 2013-08-13 2013-08-13 N N Y Credit / Liquidity Sumitomo Mitsui Banking Corp N/A N/A 1000000.00 999926.67 0.0013 N 999950.00 999950.00 Market Street Funding Corp Market Street Funding Corp 0.180000% 5705X4WD2 Asset Backed Commercial Paper N First Tier Security N/A N/A 2013-09-13 2013-09-13 N N Y Credit / Liquidity PNC Bank NA N/A N/A 4500000.00 4499032.50 0.0059 N 4499280.00 4499280.00 Merrill Lynch, Pierce, Fenner & Smith, Inc Merrill Lynch, Pierce, Fenner & 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2013-10-11 2013-10-11 N N Y Funding Agreement MetLife Insurance Company of Connecticut N/A N/A Funding Agreement Metropolitan Life Insurance Co N/A N/A 2000000.00 1999250.56 0.0026 N 1999320.00 1999320.00 Mitsubishi UFJ Trust & Banking Corp Mitsubishi UFJ Trust & Banking Corp 0.220000% 60682AFT8 Certificate of Deposit N First Tier Security N/A N/A 2013-10-08 2013-10-08 N N N 1000000.00 1000000.00 0.0013 N 1000040.00 1000040.00 Mizuho Bank Ltd Mizuho Bank Ltd 0.220000% 60688LBZ8 Certificate of Deposit N First Tier Security N/A N/A 2013-11-07 2013-11-07 N N N 2000000.00 2000000.00 0.0026 N 1999680.00 1999680.00 Mizuho Bank Ltd Mizuho Bank Ltd 0.230000% 60688RJJ3 Certificate of Deposit N First Tier Security N/A N/A 2013-09-03 2013-09-03 N N N 2000000.00 2000000.00 0.0026 N 2000080.00 2000080.00 Mizuho Bank Ltd Mizuho Bank Ltd 0.220000% 60688RKJ1 Certificate of Deposit N First Tier Security N/A N/A 2013-09-10 2013-09-10 N N N 3000000.00 3000000.00 0.0040 N 3000090.00 3000090.00 Mizuho Bank Ltd Mizuho Bank Ltd 0.220000% 60688RKT9 Certificate of Deposit N First Tier Security N/A N/A 2013-09-16 2013-09-16 N N N 2000000.00 2000000.00 0.0026 N 2000080.00 2000080.00 National Australia Bank Ltd National Australia Bank Ltd 0.210500% 922JZG001 0000833029 Certificate of Deposit N First Tier Security N/A N/A 2013-08-19 2014-02-18 N N N 6000000.00 6000000.00 0.0079 N 6000000.00 6000000.00 National Australia Funding (Delaware) Inc National Australia Funding (Delaware) Inc 0.180000% 63253JWB2 Financial Company Commercial Paper N First Tier Security N/A N/A 2013-09-11 2013-09-11 N Y National Australia Bank Ltd N/A N/A N 1000000.00 999795.00 0.0013 N 999850.00 999850.00 Nationwide Building Society Nationwide Building Society 0.230000% 6385E0WR0 Financial Company Commercial Paper N First Tier Security N/A N/A 2013-09-25 2013-09-25 N N N 3000000.00 2998945.83 0.0040 N 2998920.00 2998920.00 Nationwide Building Society Nationwide Building Society 0.260000% 6385E0X40 Financial Company 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Series 2002A 0.310000% 696656HS9 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y California State Teachers Retirement System N/A N/A Y California State Teachers Retirement System N/A N/A N 7390000.00 7390000.00 0.0097 N 7390000.00 7390000.00 Rabobank Nederland Rabobank Nederland 0.274800% 21684BFY5 Certificate of Deposit N First Tier Security N/A N/A 2013-08-05 2014-03-04 N N N 10000000.00 10000000.00 0.0132 N 10000900.00 10000900.00 RBS Holdings USA Inc RBS Holdings USA Inc 0.300000% 74927JV75 Financial Company Commercial Paper N First Tier Security N/A N/A 2013-08-07 2013-08-07 N Y Royal Bank of Scotland Plc N/A N/A N 2000000.00 1999900.00 0.0026 N 1999960.00 1999960.00 Royal Bank of Canada Royal Bank of Canada 0.323900% 78009NJE7 Other Note N First Tier Security N/A N/A 2013-10-04 2014-08-04 N N N 5000000.00 5000000.00 0.0066 N 5001950.00 5001950.00 Royal Bank of Canada Royal Bank of Canada 0.310500% 78009NNL6 Certificate of Deposit N First Tier 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State Street Corp State Street Corp 0.170000% 85747JX10 Financial Company Commercial Paper N First Tier Security N/A N/A 2013-10-01 2013-10-01 N N N 3000000.00 2999135.83 0.0040 N 2999280.00 2999280.00 Sumitomo Mitsui Banking Corp Sumitomo Mitsui Banking Corp 0.300000% 86562CFB3 Certificate of Deposit N First Tier Security N/A N/A 2013-12-16 2013-12-16 N N N 5000000.00 5000000.00 0.0066 N 5000950.00 5000950.00 Sumitomo Mitsui Banking Corp Sumitomo Mitsui Banking Corp 0.230000% 86562CHE5 Certificate of Deposit N First Tier Security N/A N/A 2013-08-01 2013-08-01 N N N 1000000.00 1000000.00 0.0013 N 1000000.00 1000000.00 Sumitomo Mitsui Banking Corp Sumitomo Mitsui Banking Corp 0.230000% 86562CHF2 Certificate of Deposit N First Tier Security N/A N/A 2013-08-01 2013-08-01 N N N 1000000.00 1000000.00 0.0013 N 1000000.00 1000000.00 Sumitomo Mitsui Banking Corp Sumitomo Mitsui Banking Corp 0.230000% 86562CJH6 Certificate of Deposit N First Tier Security N/A N/A 2013-08-06 2013-08-06 N N N 3000000.00 3000000.00 0.0040 N 3000030.00 3000030.00 Sumitomo Mitsui Banking Corp Sumitomo Mitsui Banking Corp 0.230000% 86562CMJ8 Certificate of Deposit N First Tier Security N/A N/A 2013-08-19 2013-08-19 N N N 7000000.00 7000000.00 0.0092 N 7000210.00 7000210.00 Sumitomo Mitsui Banking Corp Sumitomo Mitsui Banking Corp 0.230000% 86562CPZ9 Certificate of Deposit N First Tier Security N/A N/A 2013-09-04 2013-09-04 N N N 1000000.00 1000000.00 0.0013 N 1000040.00 1000040.00 Sumitomo Mitsui Banking Corp Sumitomo Mitsui Banking Corp 0.220000% 86562CVK5 Certificate of Deposit N First Tier Security N/A N/A 2013-10-22 2013-10-22 N N N 1000000.00 1000000.00 0.0013 N 999980.00 999980.00 Sumitomo Mitsui Banking Corp Sumitomo Mitsui Banking Corp 0.360000% 86562D2U3 Certificate of Deposit N First Tier Security N/A N/A 2013-10-22 2013-10-22 N N N 6000000.00 6000000.00 0.0079 N 6001800.00 6001800.00 Sumitomo Mitsui Trust Bank Ltd Sumitomo Mitsui Trust Bank Ltd 0.240000% 86562W6D5 Certificate of Deposit N First Tier Security N/A N/A 2013-08-05 2013-08-05 N N N 3000000.00 3000000.00 0.0040 N 3000030.00 3000030.00 Sumitomo Mitsui Trust Bank Ltd Sumitomo Mitsui Trust Bank Ltd 0.220000% 86563KBD4 Certificate of Deposit N First Tier Security N/A N/A 2013-09-18 2013-09-18 N N N 1000000.00 1000000.00 0.0013 N 1000000.00 1000000.00 Sumitomo Mitsui Trust Bank Ltd Sumitomo Mitsui Trust Bank Ltd 0.230000% 86563KCM3 Certificate of Deposit N First Tier Security N/A N/A 2013-11-04 2013-11-04 N N N 7000000.00 7000000.00 0.0092 N 6999090.00 6999090.00 Sumitomo Mitsui Trust Bank Ltd Sumitomo Mitsui Trust Bank Ltd 0.230000% 86563KCN1 Certificate of Deposit N First Tier Security N/A N/A 2013-11-05 2013-11-05 N N N 3000000.00 3000000.00 0.0040 N 2999610.00 2999610.00 Sumitomo Mitsui Trust Bank Ltd Sumitomo Mitsui Trust Bank Ltd 0.220000% 86563KCR2 Certificate of Deposit N First Tier Security N/A N/A 2013-11-06 2013-11-06 N N N 1000000.00 999973.07 0.0013 N 999840.00 999840.00 Swedbank AB Swedbank AB 0.271500% 87019QT81 Certificate of Deposit N First Tier Security N/A N/A 2013-08-20 2013-12-20 N N N 1000000.00 1000000.00 0.0013 N 1000280.00 1000280.00 Swedbank AB Swedbank AB 0.280000% 87019RZ25 Financial Company Commercial Paper N First Tier Security N/A N/A 2013-12-02 2013-12-02 N N N 1000000.00 999043.33 0.0013 N 999300.00 999300.00 Texas TRAN Series 2012 0.060000% 46636YW48 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-01 2013-08-01 Y JPMorgan Chase Bank NA N/A N/A N N 4000000.00 4000000.00 0.0053 N 4000000.00 4000000.00 Toronto-Dominion Bank Toronto-Dominion Bank 0.230000% 89112TCM4 Certificate of Deposit N First Tier Security N/A N/A 2014-01-21 2014-01-21 N N N 3000000.00 3000000.00 0.0040 N 3000570.00 3000570.00 Toronto-Dominion Bank Toronto-Dominion Bank 0.140000% 89112TDZ4 Certificate of Deposit N First Tier Security N/A N/A 2013-08-27 2013-08-27 N N N 3000000.00 3000064.99 0.0040 N 3000210.00 3000210.00 Toronto-Dominion Bank Toronto-Dominion Bank 0.200000% 89112W7F8 Certificate of Deposit N First Tier Security N/A N/A 2013-10-25 2013-10-25 N N N 4000000.00 4000000.00 0.0053 N 4000960.00 4000960.00 Toronto-Dominion Bank Toronto-Dominion Bank 0.230000% 89112WU54 Certificate of Deposit N First Tier Security N/A N/A 2013-11-06 2013-11-06 N N N 14000000.00 14000000.00 0.0184 N 14003080.00 14003080.00 Toyota Motor Credit Corp Toyota Motor Credit Corp 0.180000% 89233GWQ5 Other Commercial Paper N First Tier Security N/A N/A 2013-09-24 2013-09-24 N N Y Support Agreement Toyota Motor Corp N/A N/A 4000000.00 3998920.00 0.0053 N 3999240.00 3999240.00 Toyota Motor Credit Corp Toyota Motor Credit Corp 0.230000% 89233HAU8 Other Commercial Paper N First Tier Security N/A N/A 2014-01-28 2014-01-28 N N Y Support Agreement Toyota Motor Corp N/A N/A 10000000.00 9988500.00 0.0132 N 9987900.00 9987900.00 Toyota Motor Credit Corp Toyota Motor Credit Corp 0.260000% 89233HBE3 Other Commercial Paper N First Tier Security N/A N/A 2014-02-14 2014-02-14 N N Y Support Agreement Toyota Motor Corp N/A N/A 7000000.00 6990040.56 0.0092 N 6990550.00 6990550.00 Toyota Motor Credit Corp Toyota Motor Credit Corp 0.250000% 89233HBE3 Other Commercial Paper N First Tier Security N/A N/A 2014-02-14 2014-02-14 N N Y Support Agreement Toyota Motor Corp N/A N/A 1000000.00 998631.94 0.0013 N 998650.00 998650.00 UBS AG UBS AG 0.800000% 90267RLP2 Certificate of Deposit N First Tier Security N/A N/A 2013-09-13 2013-09-13 N N N 2000000.00 2001405.60 0.0026 N 2001540.00 2001540.00 Union Bank, NA Union Bank, NA 0.200000% 905269CR5 Certificate of Deposit N First Tier Security N/A N/A 2013-10-01 2013-10-01 N N N 1000000.00 1000000.00 0.0013 N 1000100.00 1000100.00 Union Bank, NA Union Bank, NA 0.200000% 905269DD5 Certificate of Deposit N First Tier Security N/A N/A 2013-10-16 2013-10-16 N N N 2000000.00 2000000.00 0.0026 N 2000260.00 2000260.00 Wells Fargo Bank, NA Wells Fargo Bank, NA 0.180000% 9497P6B98 Certificate of Deposit N First Tier Security N/A N/A 2013-08-14 2013-08-14 N N N 4000000.00 4000000.00 0.0053 N 4000160.00 4000160.00 Wells Fargo Bank, NA Wells Fargo Bank, NA 0.241500% 9497P6F45 Certificate of Deposit N First Tier Security N/A N/A 2013-08-21 2014-05-20 N N N 7000000.00 7000000.00 0.0092 N 7001400.00 7001400.00 Wells Fargo Bank, NA Wells Fargo Bank, NA 0.212800% 9497P6G51 Certificate of Deposit N First Tier Security N/A N/A 2013-08-08 2014-04-07 N N N 3000000.00 3000000.00 0.0040 N 3000510.00 3000510.00 Wells Fargo Bank, NA Wells Fargo Bank, NA 0.130000% 9497P6ZC5 Certificate of Deposit N First Tier Security N/A N/A 2013-08-01 2013-09-06 N N N 3000000.00 3000000.00 0.0040 N 3000090.00 3000090.00 Westpac Banking Corp Westpac Banking Corp 0.266400% 9612C4HX2 Financial Company Commercial Paper N First Tier Security N/A N/A 2013-08-28 2014-05-28 N N N 10000000.00 10000000.00 0.0132 N 10000400.00 10000400.00 Westpac Banking Corp Westpac Banking Corp 0.291500% 9612C4JB8 Financial Company Commercial Paper N First Tier Security N/A N/A 2013-08-19 2014-06-19 N N N 4000000.00 4000000.00 0.0053 N 4000560.00 4000560.00 Whistlejacket Capital, LLC Whistlejacket Capital, LLC 0.000000% 96335WFX6 Other Note N No Longer an Eligible Security N/A N/A 2015-04-29 2015-04-29 N N N 24629.24 24629.24 0.0000 All Whistlejacket notes were sold at auction on 4/29/09. The remaining investment represents an interest in a small residual fund that is being held to cover any remaining expenses and liabilities associated with receivership. Y 22181.10 22181.10 Whistlejacket Capital, LLC Whistlejacket Capital, LLC 0.000000% 96432XKM4 Other Note N No Longer an Eligible Security N/A N/A 2015-04-29 2015-04-29 N N N 12300.72 12300.72 0.0000 All Whistlejacket notes were sold at auction on 4/29/09. The remaining investment represents an interest in a small residual fund that is being held to cover any remaining expenses and liabilities associated with receivership. Y 11078.03 11078.03