0001145549-14-001537.txt : 20140401
0001145549-14-001537.hdr.sgml : 20140401
20140207151207
ACCESSION NUMBER: 0001145549-14-001537
CONFORMED SUBMISSION TYPE: N-MFP
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140131
FILED AS OF DATE: 20140207
DATE AS OF CHANGE: 20140207
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS
CENTRAL INDEX KEY: 0000857156
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: N-MFP
SEC ACT: 1933 Act
SEC FILE NUMBER: 811-05954
FILM NUMBER: 14583986
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 1-800-648-5300
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS
DATE OF NAME CHANGE: 19920703
0000857156
S000004513
Schwab New York AMT Tax-Free Money Fund
C000012394
Sweep Shares
SWNXX
C000012395
Value Advantage Shares
SWYXX
N-MFP
1
primary_doc.xml
N-MFP
N-MFP
LIVE
N
2014-01-31
0000857156
S000004513
2
N
N
N
N
033-31894
Charles Schwab Investment Management, Inc.
801-35905
PricewaterhouseCoopers LLP
San Francisco
CA
Charles Schwab Investment Management, Inc.
Boston Financial Data Services, Inc.
0000275143
84-00896
N
N
N
Single State Fund
37
40
1968036855.80
3733363.76
12512102.87
1959258116.69
0.0010
1.0009
2014-01-31
1.0009
2014-01-31
C000012394
1.00
1699597210.81
1.00
7634408.44
401812407.00
394177998.56
0.0001
1.0009
2014-01-31
1.0009
2014-01-31
C000012395
25000.00
259660905.88
1.00
-7045056.78
2883101.68
9928158.46
0.0001
1.0009
2014-01-31
1.0009
2014-01-31
Albany IDA
Civic Facility RB (Albany College of Pharmacy) Series 2008A 0.050000%
012440LG6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
TD Bank NA
N/A
N/A
Y
TD Bank NA
N/A
N/A
N
6100000.00
6100000.00
0.0031
N
6100000.00
6100000.00
Amherst
BAN 2013B 1.000000%
031303T91
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-11-13
2014-11-13
N
N
N
5000000.00
5027796.03
0.0026
N
5029500.00
5029500.00
Amherst Development Corp
Student Housing Facility Refunding RB Series 2010B 0.110000%
031358AX2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
HSBC BANK USA
N/A
N/A
Y
HSBC Bank USA
N/A
N/A
N
5655000.00
5655000.00
0.0029
N
5655000.00
5655000.00
Amherst IDA
Civic Facility RB (Daemen College) Series 2006B 0.090000%
031362EJ1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
3470000.00
3470000.00
0.0018
N
3470000.00
3470000.00
Ballston Spa CSD
BAN Series 2013A 0.750000%
058705KX1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-06-11
2014-06-11
N
N
N
14875000.00
14901499.51
0.0076
N
14906683.75
14906683.75
Beacon
BAN Series 2013A 1.000000%
073653ML8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-05-30
2014-05-30
N
N
N
9000000.00
9016217.76
0.0046
N
9023940.00
9023940.00
Colonie Local Development Corp
RB (Shaker Point at Carondelet) Series 2011 0.040000%
196220AA5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
10000000.00
10000000.00
0.0051
N
10000000.00
10000000.00
Colonie Local Development Corp
RB (Shaker Pointe at Carondelet) Series 2013 0.040000%
196220AB3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
12000000.00
12000000.00
0.0061
N
12000000.00
12000000.00
Connetquot CSD
TAN 2013-2014 0.750000%
208201KE2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-06-26
2014-06-26
N
N
N
8000000.00
8016791.59
0.0041
N
8018880.00
8018880.00
East Islip UFSD
GO TAN 2013 1.000000%
273173KE3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-06-27
2014-06-27
N
N
N
5000000.00
5014181.82
0.0026
N
5016350.00
5016350.00
East Rochester Housing Auth
Housing RB (Park Ridge Nursing Home) Series 2008 0.070000%
274722DX2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
13765000.00
13765000.00
0.0070
N
13765000.00
13765000.00
Erie Cnty IDA
School Facility RB (Buffalo City SD) Series 2004 5.750000%
29509PBL2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-05-01
2014-05-01
N
N
Y
Escrow
Escrow
N/A
N/A
3300000.00
3343611.55
0.0017
N
3344286.00
3344286.00
Erie Cnty IDA
School Facility RB (Buffalo City SD) Series 2004 5.750000%
29509PBQ1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-05-01
2014-05-01
N
N
Y
Escrow
Escrow
N/A
N/A
300000.00
303977.30
0.0002
N
304026.00
304026.00
Erie Cnty IDA
School Facility RB (Buffalo City SD) Series 2004 5.750000%
29509PBU2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-05-01
2014-05-01
N
N
Y
Escrow
Escrow
N/A
N/A
425000.00
430558.72
0.0002
N
430703.50
430703.50
Erie Cnty IDA
School Facility RB (Buffalo City SD) Series 2004 5.750000%
29509PBV0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-05-01
2014-05-01
N
N
Y
Escrow
Escrow
N/A
N/A
150000.00
151900.38
0.0001
N
152013.00
152013.00
Franklin Cnty Civic Development Corp
RB (Alice Hyde Medical Center) Series 2013A 0.050000%
35313PAA0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
HSBC BANK USA
N/A
N/A
Y
HSBC Bank USA
N/A
N/A
N
4400000.00
4400000.00
0.0022
N
4400000.00
4400000.00
Grand Island
BAN 2013 0.750000%
385712QZ0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-10-15
2014-10-15
N
N
N
6653000.00
6674204.30
0.0034
N
6679013.23
6679013.23
Harborfields CSD
TAN 2013-2014 0.500000%
411612FU3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-06-27
2014-06-27
N
N
N
3000000.00
3003307.04
0.0015
N
3004080.00
3004080.00
Ithaca
BAN Series 2013 1.000000%
465650UL1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-08-01
2014-08-01
N
N
N
7000000.00
7023927.15
0.0036
N
7027650.00
7027650.00
Lancaster IDA
Civic Facility RB (2000 GreenField Manor) 0.090000%
514502AA1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
9235000.00
9235000.00
0.0047
N
9235000.00
9235000.00
Longwood CSD
BAN Series 2013A 0.750000%
543364EL3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-06-20
2014-06-20
N
N
N
8500000.00
8518037.09
0.0043
N
8519550.00
8519550.00
Metropolitan Transportation Auth
Dedicated Tax Fund Bonds Series 2004B2 0.050000%
46636YNQ9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
8055000.00
8055000.00
0.0041
N
8055000.00
8055000.00
Metropolitan Transportation Auth
Dedicated Tax Fund Refunding Bonds Series 2012A 0.050000%
59259NT37
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
Citibank NA
N/A
N/A
N
N
8000000.00
8000000.00
0.0041
N
8000000.00
8000000.00
Metropolitan Transportation Auth
Dedicated Tax Fund Refunding Bonds Series 2012A 0.040000%
59259NT78
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
Credit Suisse AG
N/A
N/A
N
N
6665000.00
6665000.00
0.0034
N
6665000.00
6665000.00
Metropolitan Transportation Auth
Dedicated Tax Fund Bonds Series 2006B 0.050000%
59259NUJ0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
Citibank NA
N/A
N/A
N
N
13000000.00
13000000.00
0.0066
N
13000000.00
13000000.00
Metropolitan Transportation Auth
Transportation RB Series 2005B 0.060000%
59259R6Y5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
Berkshire Hathaway Assurance Corp
N/A
N/A
N
4995000.00
4995000.00
0.0025
N
4995000.00
4995000.00
Metropolitan Transportation Auth
Transportation RB Series 2007A 0.050000%
59259RZ80
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
Citibank NA
N/A
N/A
Y
Berkshire Hathaway Assurance Corp
N/A
N/A
N
26000000.00
26000000.00
0.0133
N
26000000.00
26000000.00
Metropolitan Transportation Auth
Revenue BAN Series CP2B 0.120000%
59260MMG4
Other Commercial Paper
N
First Tier Security
N/A
N/A
2014-02-11
2014-02-11
N
Y
Barclays Bank Plc
N/A
N/A
N
28190000.00
28190000.00
0.0144
N
28190563.80
28190563.80
Metropolitan Transportation Auth
Transportation Revenue BAN Series 2013A 0.100000%
74703UKM9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
Bank of America NA
N/A
N/A
Y
Bank of America NA
N/A
N/A
N
20000000.00
20000000.00
0.0102
N
20000000.00
20000000.00
Middletown City SD
BAN 2013 1.250000%
597103UD0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-07-10
2014-07-10
N
N
N
10000000.00
10043489.55
0.0051
N
10046600.00
10046600.00
Monroe Cnty IDA
Civic Facility RB Series 2004 0.140000%
610752CU9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
1465000.00
1465000.00
0.0007
N
1465000.00
1465000.00
Monroe Cnty IDA
Civic Facility RB (Cherry Ridge Apts) Series 2005 0.060000%
610752CZ8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
HSBC BANK USA
N/A
N/A
Y
HSBC Bank USA
N/A
N/A
N
2675000.00
2675000.00
0.0014
N
2675000.00
2675000.00
Nassau Cnty Interim Finance Auth
Sales Tax Secured Bonds Series 2008B 0.040000%
631663KG5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
Sumitomo Mitsui Banking Corp
N/A
N/A
N
N
34570000.00
34570000.00
0.0176
N
34570000.00
34570000.00
Nassau Cnty Interim Finance Auth
Sales Tax Secured Bonds Series 2008D1 0.040000%
631663MM0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
Bank of New York Mellon
N/A
N/A
N
N
35600000.00
35600000.00
0.0182
N
35600000.00
35600000.00
Nassau Cnty Local Economic Assistance Corp
RB Series 2011A 0.040000%
63166LAA9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
TD Bank NA
N/A
N/A
Y
TD Bank NA
N/A
N/A
N
5000000.00
5000000.00
0.0026
N
5000000.00
5000000.00
Nassau Health Care Corp
Bonds Series 2009C2 0.090000%
63167NAW6
Other Municipal Debt
N
First Tier Security
N/A
N/A
2014-04-07
2014-04-07
N
Y
Wells Fargo Bank NA
N/A
N/A
N
11100000.00
11100000.00
0.0057
N
11100000.00
11100000.00
New York City
GO Bonds Fiscal 2008 Series E 0.040000%
18886PM51
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
State Street Bank & Trust Company NA
N/A
N/A
N
N
18695000.00
18695000.00
0.0095
N
18695000.00
18695000.00
New York City
GO Bonds Fiscal 2005 Series J 0.050000%
46632PJP9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Escrow
Escrow
N/A
N/A
4895000.00
4895000.00
0.0025
N
4895000.00
4895000.00
New York City
GO Bonds Fiscal 2005 Series G 0.100000%
46632PMQ3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
3990000.00
3990000.00
0.0020
N
3990000.00
3990000.00
New York City
GO Bonds Fiscal 2004 Series J 0.050000%
46632PMS9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
7670000.00
7670000.00
0.0039
N
7670000.00
7670000.00
New York City
GO Bonds Fiscal 2009 Series I1 0.050000%
46633VBC2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
14740000.00
14740000.00
0.0075
N
14740000.00
14740000.00
New York City
GO Bonds Fiscal 2009 Series B1 0.050000%
46633VJG5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
3500000.00
3500000.00
0.0018
N
3500000.00
3500000.00
New York City
GO Bonds Fiscal 2013 Series A1 0.050000%
46640KAC8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
3750000.00
3750000.00
0.0019
N
3750000.00
3750000.00
New York City
GO Bonds Fiscal 1994 Series A6 0.050000%
649660NX1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
Landesbank Hessen-Thuringen Girozentrale
N/A
N/A
Y
Landesbank Hessen-Thuringen Girozentrale
N/A
N/A
N
3300000.00
3300000.00
0.0017
N
3300000.00
3300000.00
New York City
GO Bonds Fiscal 1993 Series E2 0.050000%
649660PX9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-03
2014-02-03
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
1000000.00
1000000.00
0.0005
N
1000000.00
1000000.00
New York City
GO Bonds Fiscal 2004 Series G 5.000000%
64966CE80
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-08-01
2014-08-01
N
N
N
1385000.00
1416763.86
0.0007
N
1417949.15
1417949.15
New York City
GO Bonds Fiscal 1994 Series H4 0.040000%
64966CG88
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-03
2014-02-03
Y
Bank of New York Mellon
N/A
N/A
Y
Bank of New York Mellon
N/A
N/A
N
3200000.00
3200000.00
0.0016
N
3200000.00
3200000.00
New York City
GO Bonds Fiscal 2004 Series I 5.000000%
64966CW31
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-08-01
2014-08-01
N
N
N
100000.00
102301.77
0.0001
N
102379.00
102379.00
New York City
GO Bonds Fiscal 2004 Series I 5.000000%
64966CZ46
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-08-01
2014-08-01
N
N
N
1235000.00
1263419.91
0.0006
N
1264380.65
1264380.65
New York City
GO Bonds Fiscal 2005 Series B 5.250000%
64966DDW6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-08-01
2014-08-01
N
N
N
150000.00
153473.94
0.0001
N
153751.50
153751.50
New York City
GO Bonds Fiscal 2005 Series C1 4.125000%
64966DKM0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-08-15
2014-08-15
N
N
N
100000.00
102023.15
0.0001
N
102107.00
102107.00
New York City
GO Bonds Fiscal 2005 Series H 5.000000%
64966DYD5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-08-01
2014-08-01
N
N
N
955000.00
977155.81
0.0005
N
977719.45
977719.45
New York City
GO Bonds Fiscal 2005 Series O 5.000000%
64966ED87
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-06-01
2014-06-01
N
N
N
400000.00
405920.78
0.0002
N
406284.00
406284.00
New York City
GO Bonds Fiscal 2005 Series K 5.000000%
64966EDB0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-08-01
2014-08-01
N
N
N
375000.00
383718.77
0.0002
N
383921.25
383921.25
New York City
GO Bonds Fiscal 2007 Series C1 5.000000%
64966F7P3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-01-01
2015-01-01
N
N
N
100000.00
104288.58
0.0001
N
104331.00
104331.00
New York City
GO Bonds Fiscal 2004 Series G 5.000000%
64966FKG8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-08-01
2014-08-01
N
N
N
100000.00
102308.05
0.0001
N
102379.00
102379.00
New York City
GO Bonds Fiscal 2006 Series G 4.100000%
64966FSJ4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-08-01
2014-08-01
N
N
N
100000.00
101808.40
0.0001
N
101940.00
101940.00
New York City
GO Bonds Fiscal 2006 Series G 5.000000%
64966FSK1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-08-01
2014-08-01
N
N
N
5420000.00
5547116.77
0.0028
N
5548941.80
5548941.80
New York City
GO Bonds Fiscal 2007 Series A 4.250000%
64966FU36
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-08-01
2014-08-01
N
N
N
200000.00
203842.88
0.0001
N
204026.00
204026.00
New York City
GO Bonds Fiscal 2008 Series L1 0.050000%
64966G6D9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
6660000.00
6660000.00
0.0034
N
6660000.00
6660000.00
New York City
GO Bonds Fiscal 2008 Series G 4.000000%
64966GC83
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-08-01
2014-08-01
N
N
N
600000.00
610997.04
0.0003
N
611346.00
611346.00
New York City
GO Bonds Fiscal 2008 Series G 5.000000%
64966GC91
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-08-01
2014-08-01
N
N
N
1280000.00
1309652.72
0.0007
N
1310451.20
1310451.20
New York City
GO Bonds Fiscal 2008 Series A1 4.000000%
64966GLH3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-08-01
2014-08-01
N
N
N
200000.00
203645.87
0.0001
N
203782.00
203782.00
New York City
GO Bonds Fiscal 2008 Series A1 5.000000%
64966GLK6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-08-01
2014-08-01
N
N
N
1120000.00
1145922.84
0.0006
N
1146644.80
1146644.80
New York City
GO Bonds Fiscal 2008 Series I1 3.500000%
64966GQ96
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-02-01
2014-02-01
N
N
N
250000.00
250000.00
0.0001
N
250000.00
250000.00
New York City
GO Bonds Fiscal 2008 Series E 5.000000%
64966GYX4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-08-01
2014-08-01
N
N
N
525000.00
537064.79
0.0003
N
537489.75
537489.75
New York City
GO Bonds Fiscal 2008 Series D4 0.080000%
64966GZR6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
Credit Agricole Corporate and Investment Bank
N/A
N/A
N
N
5450000.00
5450000.00
0.0028
N
5450000.00
5450000.00
New York City
GO Bonds Fiscal 2011 Series E 3.000000%
64966H2D1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-08-01
2014-08-01
N
N
N
600000.00
607995.70
0.0003
N
608412.00
608412.00
New York City
GO Bonds Fiscal 2009 Series B1 4.000000%
64966HAM2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-09-01
2014-09-01
N
N
N
100000.00
102154.16
0.0001
N
102207.00
102207.00
New York City
GO Bonds Fiscal 2009 Series B1 5.000000%
64966HAN0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-09-01
2014-09-01
N
N
N
1230000.00
1263222.57
0.0006
N
1264181.70
1264181.70
New York City
GO Bonds Fiscal 2009 Series C 5.000000%
64966HBM1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-08-01
2014-08-01
N
N
N
150000.00
153452.39
0.0001
N
153568.50
153568.50
New York City
GO Bonds Fiscal 2011 Series B 5.000000%
64966HD72
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-08-01
2014-08-01
N
N
N
2000000.00
2046991.26
0.0010
N
2047580.00
2047580.00
New York City
GO Bonds Fiscal 2005 Series O 0.040000%
64966HDM9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
Citibank NA
N/A
N/A
N
N
4890000.00
4890000.00
0.0025
N
4890000.00
4890000.00
New York City
GO Bonds Fiscal 2009 Series H1 3.250000%
64966HGG9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-03-01
2014-03-01
N
N
N
100000.00
100199.01
0.0001
N
100243.00
100243.00
New York City
GO Bonds Fiscal 2009 Series I-1 3.500000%
64966HHN3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-04-01
2014-04-01
N
N
N
375000.00
376908.18
0.0002
N
377051.25
377051.25
New York City
GO Bonds Fiscal 2009 Series K 4.000000%
64966HLP3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-08-01
2014-08-01
N
N
N
150000.00
152696.64
0.0001
N
152836.50
152836.50
New York City
GO Bonds Fiscal 2009 Series J1 0.040000%
64966HMA5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
Citibank NA
N/A
N/A
N
N
23225000.00
23225000.00
0.0119
N
23225000.00
23225000.00
New York City
GO Bonds Fiscal 2010 Series C 4.000000%
64966HPG9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-08-01
2014-08-01
N
N
N
455000.00
463208.45
0.0002
N
463604.05
463604.05
New York City
GO Bonds Fiscal 2010 Series C 5.000000%
64966HPH7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-08-01
2014-08-01
N
N
N
215000.00
219943.54
0.0001
N
220114.85
220114.85
New York City
GO Bonds Fiscal 2010 Series E 4.000000%
64966HRW2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-08-01
2014-08-01
N
N
N
450000.00
458243.42
0.0002
N
458509.50
458509.50
New York City
GO Bonds Fiscal 2010 Series E 5.000000%
64966HRX0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-08-01
2014-08-01
N
N
N
1150000.00
1176526.62
0.0006
N
1177358.50
1177358.50
New York City
GO Bonds Fiscal 2010 Series F 5.000000%
64966HTC4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-08-01
2014-08-01
N
N
N
285000.00
291582.70
0.0001
N
291780.15
291780.15
New York City
GO Bonds Fiscal 2006 Series F4A 0.030000%
64966HW30
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
Sumitomo Mitsui Banking Corp
N/A
N/A
Y
Sumitomo Mitsui Banking Corp
N/A
N/A
N
2500000.00
2500000.00
0.0013
N
2500000.00
2500000.00
New York City
GO Bonds Fiscal 2013 Series A5 0.040000%
64966J5W2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
Sumitomo Mitsui Banking Corp
N/A
N/A
Y
Sumitomo Mitsui Banking Corp
N/A
N/A
N
6245000.00
6245000.00
0.0032
N
6245000.00
6245000.00
New York City
GO Bonds Fiscal 2012 Series G3 0.040000%
64966JB47
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
Citibank NA
N/A
N/A
Y
Citibank NA
N/A
N/A
N
29600000.00
29600000.00
0.0151
N
29600000.00
29600000.00
New York City
GO Bonds Fiscal 2012 Series G4 0.040000%
64966JB54
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-03
2014-02-03
Y
PNC Bank NA
N/A
N/A
Y
PNC Bank NA
N/A
N/A
N
3000000.00
3000000.00
0.0015
N
3000000.00
3000000.00
New York City
GO Bonds Fiscal 2012 Series G1 5.000000%
64966JC79
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-04-01
2014-04-01
N
N
N
1000000.00
1007433.68
0.0005
N
1007890.00
1007890.00
New York City
GO Bonds Fiscal 2012 Series G6 0.040000%
64966JE77
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-03
2014-02-03
Y
Mizuho Bank Ltd
N/A
N/A
Y
Mizuho Bank Ltd
N/A
N/A
N
2800000.00
2800000.00
0.0014
N
2800000.00
2800000.00
New York City
GO Bonds Fiscal 2012 Series I 5.000000%
64966JM45
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-08-01
2014-08-01
N
N
N
1150000.00
1177026.30
0.0006
N
1177358.50
1177358.50
New York City
GO Bonds Fiscal 2012 Series A5 0.040000%
64966JQH2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-03
2014-02-03
Y
Bank of Nova Scotia
N/A
N/A
N
N
3000000.00
3000000.00
0.0015
N
3000000.00
3000000.00
New York City
GO Bonds Fiscal 2012 Series D3 0.040000%
64966JQR0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-03
2014-02-03
Y
Bank of New York Mellon
N/A
N/A
Y
Bank of New York Mellon
N/A
N/A
N
17200000.00
17200000.00
0.0088
N
17200000.00
17200000.00
New York City
GO Bonds Fiscal 2012 Series F 5.000000%
64966JVW3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-08-01
2014-08-01
N
N
N
3000000.00
3071340.16
0.0016
N
3071370.00
3071370.00
New York City
GO Bonds Fiscal 2012 Series D1 0.060000%
64966K6J7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
2500000.00
2500000.00
0.0013
N
2500000.00
2500000.00
New York City
GO Bonds Fiscal 2013 Series A2 0.050000%
64966KCW1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-03
2014-02-03
Y
Mizuho Bank Ltd
N/A
N/A
Y
Mizuho Bank Ltd
N/A
N/A
N
4530000.00
4530000.00
0.0023
N
4530000.00
4530000.00
New York City
GO Bonds Fiscal 2013 Series E 4.000000%
64966KEE9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-08-01
2014-08-01
N
N
N
305000.00
310510.16
0.0002
N
310767.55
310767.55
New York City
GO Bonds Fiscal 2007 Series D 5.000000%
64966KJ20
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-02-01
2015-02-01
N
N
N
180000.00
188394.99
0.0001
N
188512.20
188512.20
New York City
GO Bonds Fiscal 2013 Series D&E 0.040000%
64966KNG4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
Citibank NA
N/A
N/A
N
N
13500000.00
13500000.00
0.0069
N
13500000.00
13500000.00
New York City
GO Bonds Fiscal 2013 Series H 2.500000%
64966KRK1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-08-01
2014-08-01
N
N
N
3345000.00
3382742.10
0.0017
N
3383735.10
3383735.10
New York City
GO Bonds Fiscal 2014 Series A1 0.040000%
64966KT60
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
Citibank NA
N/A
N/A
N
N
8000000.00
8000000.00
0.0041
N
8000000.00
8000000.00
New York City
GO Bonds Fiscal 2013 Series F1 0.040000%
64966KWR0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
Credit Suisse AG
N/A
N/A
N
N
7300000.00
7300000.00
0.0037
N
7300000.00
7300000.00
New York City
GO Bonds Fiscal 2014 Series D4 0.040000%
64966LCP4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-03
2014-02-03
Y
TD Bank NA
N/A
N/A
Y
TD Bank NA
N/A
N/A
N
2700000.00
2700000.00
0.0014
N
2700000.00
2700000.00
New York City Housing Development Corp
M/F Housing RB Series 2009C1 0.050000%
46632P8M8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
8000000.00
8000000.00
0.0041
N
8000000.00
8000000.00
New York City Housing Development Corp
M/F Mortgage RB (Sons of Italy Apts) Series 2008A 0.040000%
64966TBX1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
Mizuho Bank Ltd
N/A
N/A
Y
Mizuho Bank Ltd
N/A
N/A
N
6070000.00
6070000.00
0.0031
N
6070000.00
6070000.00
New York City Housing Development Corp
M/F Rental Housing RB (1133 Manhattan Ave) Series 2012A 0.040000%
64970HDW1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
Freddie Mac
N/A
N/A
Y
Freddie Mac
N/A
N/A
N
12670000.00
12670000.00
0.0065
N
12670000.00
12670000.00
New York City Housing Development Corp
M/F Housing RB Series 2013E2 0.040000%
64972B3A1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
10000000.00
10000000.00
0.0051
N
10000000.00
10000000.00
New York City Housing Development Corp
M/F Housing RB Series 2013E3 0.040000%
64972B3B9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
Wells Fargo Bank NA
N/A
N/A
N
N
10000000.00
10000000.00
0.0051
N
10000000.00
10000000.00
New York City Housing Development Corp
M/F Housing RB Series 2013F 0.200000%
64972B4R3
Other Municipal Debt
N
First Tier Security
N/A
N/A
2014-12-23
2014-12-23
N
N
N
7750000.00
7750000.00
0.0040
N
7750077.50
7750077.50
New York City Housing Development Corp
M/F Housing RB Series 2012D2A 0.900000%
64972BUU7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-11-01
2014-11-01
N
N
N
1950000.00
1956774.02
0.0010
N
1957761.00
1957761.00
New York City Housing Development Corp
M/F Housing RB Series 2013A1 0.350000%
64972BZ65
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-11-01
2014-11-01
N
N
N
2000000.00
2000882.33
0.0010
N
1999540.00
1999540.00
New York City Housing Development Corp
M/F Housing RB Series 2012D1A 0.240000%
94987KJG1
Other Municipal Debt
N
First Tier Security
N/A
N/A
2014-03-06
2014-03-06
N
N
Y
Tender Option
Wells Fargo Bank NA
N/A
N/A
19995000.00
19995000.00
0.0102
N
19995000.00
19995000.00
New York City IDA
Civic Facility RB (Covenant of the Sacred Heart School of New York) Series 2002 0.070000%
649438HZ4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
Federal Home Loan Bank
N/A
N/A
Y
Federal Home Loan Bank
N/A
N/A
N
8315000.00
8315000.00
0.0042
N
8315000.00
8315000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2008 Series A 0.040000%
07330CKG3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
Branch Banking & Trust Co
N/A
N/A
N
N
15420000.00
15420000.00
0.0079
N
15420000.00
15420000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2011 Series EE 0.050000%
25155D4P3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
Deutsche Bank AG
N/A
N/A
N
N
9000000.00
9000000.00
0.0046
N
9000000.00
9000000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2006 Series A 0.040000%
27884FEJ5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
US Bank NA
N/A
N/A
N
N
9865000.00
9865000.00
0.0050
N
9865000.00
9865000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2009 Series GG2 0.050000%
46632P5H2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
7295000.00
7295000.00
0.0037
N
7295000.00
7295000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2005 Series D 0.050000%
46632PNF6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
2905000.00
2905000.00
0.0015
N
2905000.00
2905000.00
New York City Municipal Water Finance Auth
CP Series 1 0.060000%
64970LYJ8
Other Commercial Paper
N
First Tier Security
N/A
N/A
2014-02-06
2014-02-06
N
N
N
10000000.00
10000000.00
0.0051
N
10000000.00
10000000.00
New York City Municipal Water Finance Auth
Extendible CP Series 7 0.080000%
64971VPX4
Other Commercial Paper
N
First Tier Security
N/A
N/A
2014-02-06
2014-10-03
N
N
N
9000000.00
9000000.00
0.0046
N
9000000.00
9000000.00
New York City Municipal Water Finance Auth
Extendible CP Series 8 0.120000%
64972AGJ0
Other Commercial Paper
N
First Tier Security
N/A
N/A
2014-03-18
2014-09-14
N
N
N
25000000.00
25000000.00
0.0128
N
25001250.00
25001250.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2012 Series A1 0.040000%
64972F4V5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-03
2014-02-03
Y
Mizuho Bank Ltd
N/A
N/A
N
N
2055000.00
2055000.00
0.0010
N
2055000.00
2055000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2012 Series A2 0.040000%
64972F4W3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-03
2014-02-03
Y
Mizuho Bank Ltd
N/A
N/A
N
N
6540000.00
6540000.00
0.0033
N
6540000.00
6540000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2011 Series HH 0.050000%
64972F6D3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
Deutsche Bank AG
N/A
N/A
N
N
14700000.00
14700000.00
0.0075
N
14700000.00
14700000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2007 Series CC2 0.050000%
64972FHJ8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-03
2014-02-03
Y
Bank of Nova Scotia
N/A
N/A
N
N
1820000.00
1820000.00
0.0009
N
1820000.00
1820000.00
New York City Municipal Water Finance Auth
Water & Sewer System Second General Resolution RB Fiscal 2010 Series BB 5.000000%
64972FJ80
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-06-15
2014-06-15
N
N
N
165000.00
167825.32
0.0001
N
167894.10
167894.10
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2010 Series CC 0.030000%
64972FK62
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
Barclays Bank Plc
N/A
N/A
N
N
13860000.00
13860000.00
0.0071
N
13860000.00
13860000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2009 Series DD 0.060000%
64972FYV2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
Citibank NA
N/A
N/A
N
N
8125000.00
8125000.00
0.0041
N
8125000.00
8125000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2009 Series FF1 5.000000%
64972FZW9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-06-15
2014-06-15
N
N
N
100000.00
101714.72
0.0001
N
101754.00
101754.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2013 Series AA2 0.040000%
64972GAS3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
Bank of Tokyo Mitsubishi UFJ Ltd
N/A
N/A
N
N
11000000.00
11000000.00
0.0056
N
11000000.00
11000000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2006 Series AA1A 0.040000%
64972GAV6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-03
2014-02-03
Y
State Street Bank & Trust Company NA
N/A
N/A
N
N
10000000.00
10000000.00
0.0051
N
10000000.00
10000000.00
New York City Municipal Water Finance Auth
Water & Sewer System Second General Resolution RB Fiscal 2011 Series EE 0.060000%
64972GCZ5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
6175000.00
6175000.00
0.0032
N
6175000.00
6175000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2007 Series A 0.040000%
74703YTU4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
Bank of America NA
N/A
N/A
N
N
11500000.00
11500000.00
0.0059
N
11500000.00
11500000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2012 Series BB 0.040000%
74926YVE8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
Royal Bank of Canada
N/A
N/A
N
N
10515000.00
10515000.00
0.0054
N
10515000.00
10515000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2013 Series CC 0.050000%
76252PBK4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
Barclays Bank Plc
N/A
N/A
N
N
8500000.00
8500000.00
0.0043
N
8500000.00
8500000.00
New York City Municipal Water Finance Auth
Water & Sewer System Second General Resolution RB Fiscal 2012 Series BB 0.050000%
76252PCN7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
Barclays Bank Plc
N/A
N/A
N
N
2000000.00
2000000.00
0.0010
N
2000000.00
2000000.00
New York City Transitional Finance Auth
Building Aid RB Fiscal 2009 Series S3 0.060000%
25155DLU3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
Deutsche Bank AG
N/A
N/A
N
Y
Obligor
New York State
N/A
N/A
18055000.00
18055000.00
0.0092
N
18055000.00
18055000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2012 Series F1 0.040000%
27884FK33
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
US Bank NA
N/A
N/A
N
N
20165000.00
20165000.00
0.0103
N
20165000.00
20165000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2007 Series B 0.050000%
46632PSE4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
3495000.00
3495000.00
0.0018
N
3495000.00
3495000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2010 Series A1 0.050000%
46633VDB2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
11000000.00
11000000.00
0.0056
N
11000000.00
11000000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2011 Series D1 0.050000%
46633VQ36
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
3750000.00
3750000.00
0.0019
N
3750000.00
3750000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2013 Series F1 0.050000%
46636Y7R5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
3240000.00
3240000.00
0.0017
N
3240000.00
3240000.00
New York City Transitional Finance Auth
Future Tax Secured Refunding Bonds Fiscal 2006 Series A1 5.000000%
64971K3S3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-11-01
2014-11-01
N
N
N
230000.00
238083.69
0.0001
N
238234.00
238234.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2007 Series B 5.000000%
64971MFD9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-11-01
2014-11-01
N
N
N
1095000.00
1133330.11
0.0006
N
1134113.40
1134113.40
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2007 Series C1 0.040000%
64971MNB4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
Credit Suisse AG
N/A
N/A
N
N
6000000.00
6000000.00
0.0031
N
6000000.00
6000000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2012 Series F1 0.060000%
64971Q6S7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
7500000.00
7500000.00
0.0038
N
7500000.00
7500000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2012 Series F1 0.060000%
64971Q6W8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
3400000.00
3400000.00
0.0017
N
3400000.00
3400000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2012 Series A 5.000000%
64971QHV8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-11-01
2014-11-01
N
N
N
125000.00
129342.50
0.0001
N
129465.00
129465.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2013 Series C5 0.030000%
64971QQ63
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
Sumitomo Mitsui Banking Corp
N/A
N/A
N
N
7785000.00
7785000.00
0.0040
N
7785000.00
7785000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2013 Series C4 0.050000%
64971QV26
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-03
2014-02-03
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
5290000.00
5290000.00
0.0027
N
5290000.00
5290000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2013 Series F1 3.000000%
64971QV91
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-02-01
2015-02-01
N
N
N
200000.00
205387.78
0.0001
N
205590.00
205590.00
New York City Transitional Finance Auth
Building Aid RB Fiscal 2007 Series S1 0.060000%
64972HFE7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
Citibank NA
N/A
N/A
N
Y
Obligor
New York State
N/A
N/A
8850000.00
8850000.00
0.0045
N
8850000.00
8850000.00
New York City Transitional Finance Auth
Building Aid RB Fiscal 2009 Series S1 5.000000%
64972HJB9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-07-15
2014-07-15
N
N
Y
Obligor
New York State
N/A
N/A
100000.00
102088.50
0.0001
N
102145.00
102145.00
New York City Transitional Finance Auth
Building Aid RB Fiscal 2009 Series S2 5.000000%
64972HJZ6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-07-15
2014-07-15
N
N
Y
Obligor
New York State
N/A
N/A
135000.00
137849.35
0.0001
N
137895.75
137895.75
New York City Transitional Finance Auth
Building Aid RB Fiscal 2008 Series S1 0.050000%
64972HRC8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
Citibank NA
N/A
N/A
N
Y
Obligor
New York State
N/A
N/A
6000000.00
6000000.00
0.0031
N
6000000.00
6000000.00
New York City Transitional Finance Auth
Building Aid RB Fiscal 2012 Series S1A 4.000000%
64972HSM5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-07-15
2014-07-15
N
N
Y
Obligor
New York State
N/A
N/A
250000.00
254138.31
0.0001
N
254252.50
254252.50
New York City Transitional Finance Auth
Building Aid RB Fiscal 2013 Series S1 3.000000%
64972HTC6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-07-15
2014-07-15
N
N
Y
Obligor
New York State
N/A
N/A
750000.00
759236.48
0.0004
N
759427.50
759427.50
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2012 Series E1 0.040000%
74926YC82
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
Royal Bank of Canada
N/A
N/A
N
N
4835000.00
4835000.00
0.0025
N
4835000.00
4835000.00
New York City Transitional Finance Auth
Building Aid RB Fiscal 2009 Series S4 0.240000%
94985NHA2
Other Municipal Debt
N
First Tier Security
N/A
N/A
2014-03-06
2014-03-06
N
Y
Wells Fargo & Co
N/A
N/A
Y
Tender Option
Wells Fargo & Co
N/A
N/A
16435000.00
16435000.00
0.0084
N
16435000.00
16435000.00
New York City Transitional Finance Auth
Building Aid RB Fiscal 2009 Series S5 0.240000%
94985NKM2
Other Municipal Debt
N
First Tier Security
N/A
N/A
2014-03-06
2014-03-06
N
Y
Wells Fargo & Co
N/A
N/A
Y
Tender Option
Wells Fargo & Co
N/A
N/A
15645000.00
15645000.00
0.0080
N
15645000.00
15645000.00
New York City Trust for Cultural Resources
Refunding RB (American Museum of Natural History) Series 2004A 0.050000%
46632P7T4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
American Museum of Natural History
N/A
N/A
3745000.00
3745000.00
0.0019
N
3745000.00
3745000.00
New York Convention Center Development Corp
RB (Hotel Unit Fee Secured) Series 2005 0.040000%
649451BY6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
Credit Suisse AG
N/A
N/A
Y
Berkshire Hathaway Assurance Corp
N/A
N/A
N
20900000.00
20900000.00
0.0107
N
20900000.00
20900000.00
New York Liberty Development Corp
Liberty RB (1 World Trade Center) Series 2011 0.060000%
25155D3G4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
Deutsche Bank AG
N/A
N/A
N
Y
Obligor
Port Auth of New York & New Jersey
N/A
N/A
17185000.00
17185000.00
0.0088
N
17185000.00
17185000.00
New York Liberty Development Corp
Liberty RB (1 World Trade Center) Series 2011 0.060000%
46636YEJ5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
Port Auth of New York & New Jersey
N/A
N/A
6015000.00
6015000.00
0.0031
N
6015000.00
6015000.00
New York Liberty Development Corp
RB (Goldman Sachs HQ) Series 2005 0.050000%
531127BQ0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
Wells Fargo & Co
N/A
N/A
Y
Wells Fargo & Co
N/A
N/A
N
1000000.00
1000000.00
0.0005
N
1000000.00
1000000.00
New York Liberty Development Corp
Liberty Refunding RB (3 World Trade Center) Series 2011A 0.230000%
649519CS2
Other Municipal Debt
N
First Tier Security
N/A
N/A
2014-06-19
2014-06-19
N
N
Y
Escrow
Escrow
N/A
N/A
3100000.00
3100002.75
0.0016
N
3100124.00
3100124.00
New York State
GO Bonds Series 2008A 3.500000%
6497875U8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-03-01
2014-03-01
N
N
N
100000.00
100235.81
0.0001
N
100261.00
100261.00
New York State
GO Bonds Series 2009A 5.000000%
6497877E2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-02-15
2014-02-15
N
N
N
800000.00
801230.06
0.0004
N
801280.00
801280.00
New York State
GO Refunding Bonds Series 2005C 5.000000%
649787N95
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-04-15
2014-04-15
N
N
N
1395000.00
1408025.73
0.0007
N
1408447.80
1408447.80
New York State
GO Bonds Series 2013C 5.000000%
649791HW3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-04-15
2014-04-15
N
N
N
11000000.00
11106590.00
0.0057
N
11106040.00
11106040.00
New York State
GO Bonds Series 2013A 0.040000%
649791KB5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
Credit Suisse AG
N/A
N/A
N
N
1700000.00
1700000.00
0.0009
N
1700000.00
1700000.00
New York State Dormitory Auth
RB (Columbia Univ) Series 2008A 0.040000%
07330CLA5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
Branch Banking & Trust Co
N/A
N/A
N
Y
Obligor
Columbia Univ
N/A
N/A
6000000.00
6000000.00
0.0031
N
6000000.00
6000000.00
New York State Dormitory Auth
Insured RB (St. John's Univ) Series 2007C 0.040000%
18886PUB9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
State Street Bank & Trust Company NA
N/A
N/A
Y
State Street Bank & Trust Company NA
N/A
N/A
N
26020000.00
26020000.00
0.0133
N
26020000.00
26020000.00
New York State Dormitory Auth
RB (NYU) Series 2007A 0.060000%
25155DFC0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
Deutsche Bank AG
N/A
N/A
N
Y
Obligor
New York Univ
N/A
N/A
5600000.00
5600000.00
0.0029
N
5600000.00
5600000.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2005F 0.050000%
46632PND1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
5130000.00
5130000.00
0.0026
N
5130000.00
5130000.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2007A 0.050000%
46633VR76
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
3000000.00
3000000.00
0.0015
N
3000000.00
3000000.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2013A 0.050000%
46640KDH4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
2000000.00
2000000.00
0.0010
N
2000000.00
2000000.00
New York State Dormitory Auth
RB (NYU) Series 2001A 5.750000%
6498393B1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-07-01
2014-07-01
N
N
Y
Obligor
New York Univ
N/A
N/A
375000.00
383353.40
0.0002
N
383527.50
383527.50
New York State Dormitory Auth
CP (Cornell Univ) 0.120000%
64983LSX9
Other Commercial Paper
N
First Tier Security
N/A
N/A
2014-04-03
2014-04-03
N
N
Y
Obligor
Cornell University
N/A
N/A
11140000.00
11140000.00
0.0057
N
11140779.80
11140779.80
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2008F 5.000000%
64983M5M6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-02-15
2014-02-15
N
N
Y
Obligor
New York State
N/A
N/A
125000.00
125186.83
0.0001
N
125197.50
125197.50
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2009A1 4.125000%
64983M6N3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-02-15
2014-02-15
N
N
Y
Obligor
New York State
N/A
N/A
200000.00
200249.26
0.0001
N
200260.00
200260.00
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2009A1 5.000000%
64983M6P8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-02-15
2014-02-15
N
N
Y
Obligor
New York State
N/A
N/A
910000.00
911388.15
0.0005
N
911437.80
911437.80
New York State Dormitory Auth
Consolidated Service Contract Refunding RB Series 2009A 3.000000%
64983M7W2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-07-01
2014-07-01
N
N
Y
Obligor
New York State
N/A
N/A
100000.00
101096.85
0.0001
N
101134.00
101134.00
New York State Dormitory Auth
Consolidated Service Contract Refunding RB Series 2009A 4.000000%
64983M7X0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-07-01
2014-07-01
N
N
Y
Obligor
New York State
N/A
N/A
2050000.00
2080783.63
0.0011
N
2081570.00
2081570.00
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2007C 4.000000%
64983MGD4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-02-15
2014-02-15
N
N
Y
Obligor
New York State
N/A
N/A
200000.00
200233.25
0.0001
N
200252.00
200252.00
New York State Dormitory Auth
RB (Columbia Univ) Series 2006A 0.050000%
64983PGM7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
Citibank NA
N/A
N/A
N
Y
Obligor
Columbia Univ
N/A
N/A
8535000.00
8535000.00
0.0044
N
8535000.00
8535000.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2006C 0.050000%
64983PJT9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
Citibank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
18000000.00
18000000.00
0.0092
N
18000000.00
18000000.00
New York State Dormitory Auth
RB (NYU) Series 2009A 0.050000%
64983PZC8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
Citibank NA
N/A
N/A
N
Y
Obligor
New York Univ
N/A
N/A
9900000.00
9900000.00
0.0051
N
9900000.00
9900000.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2011A 0.060000%
64983PZY0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
Morgan Stanley Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
5935000.00
5935000.00
0.0030
N
5935000.00
5935000.00
New York State Dormitory Auth
RB (Catholic Health) Series 2006B 0.050000%
64983Q5S4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
HSBC BANK USA
N/A
N/A
Y
HSBC Bank USA
N/A
N/A
N
8265000.00
8265000.00
0.0042
N
8265000.00
8265000.00
New York State Dormitory Auth
RB (Culinary Institute of America) Series 2006 0.050000%
64983QV30
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
TD Bank NA
N/A
N/A
Y
TD Bank NA
N/A
N/A
N
3325000.00
3325000.00
0.0017
N
3325000.00
3325000.00
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2005E 4.500000%
64983R6V4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-02-15
2014-02-15
N
N
Y
Obligor
New York State
N/A
N/A
250000.00
250333.27
0.0001
N
250355.00
250355.00
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2005E 5.000000%
64983R6W2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-02-15
2014-02-15
N
N
Y
Obligor
New York State
N/A
N/A
1030000.00
1031587.93
0.0005
N
1031627.40
1031627.40
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2005B 5.000000%
64983RBF3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-02-15
2014-02-15
N
N
Y
Obligor
New York State
N/A
N/A
585000.00
585883.35
0.0003
N
585924.30
585924.30
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2005D1 5.000000%
64983REG8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-02-15
2014-02-15
N
N
Y
Obligor
New York State
N/A
N/A
1225000.00
1226856.94
0.0006
N
1226935.50
1226935.50
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2005D1 5.000000%
64983REH6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-08-15
2014-08-15
N
N
Y
Obligor
New York State
N/A
N/A
150000.00
153734.98
0.0001
N
153763.50
153763.50
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2005D1 5.000000%
64983REJ2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-02-15
2015-02-15
N
N
Y
Obligor
New York State
N/A
N/A
100000.00
104845.00
0.0001
N
104851.00
104851.00
New York State Dormitory Auth
RB (Culinary Institute of America) Series 2004D 0.050000%
64983TZS5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
TD Bank NA
N/A
N/A
Y
TD Bank NA
N/A
N/A
N
5800000.00
5800000.00
0.0030
N
5800000.00
5800000.00
New York State Dormitory Auth
RB (Culinary Institute of America) Series 2004C 0.050000%
64983U7T1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
TD Bank NA
N/A
N/A
Y
TD Bank NA
N/A
N/A
N
12800000.00
12800000.00
0.0065
N
12800000.00
12800000.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2010E 3.000000%
6499022J1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-02-15
2014-02-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
200000.00
200172.06
0.0001
N
200190.00
200190.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2010F 5.000000%
6499022X0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-02-15
2014-02-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
325000.00
325490.37
0.0002
N
325520.00
325520.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2011A 5.000000%
6499023K7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-03-15
2014-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
660000.00
663324.08
0.0003
N
663676.20
663676.20
New York State Dormitory Auth
State Personal Income Tax RB Series 2011C 4.000000%
6499024Y6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-03-15
2014-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
315000.00
316249.41
0.0002
N
316395.45
316395.45
New York State Dormitory Auth
State Personal Income Tax RB Series 2011E 5.000000%
6499026F5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-08-15
2014-08-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
205000.00
210101.19
0.0001
N
210209.05
210209.05
New York State Dormitory Auth
State Personal Income Tax RB Series 2005F 5.000000%
649902DK6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-03-15
2014-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
1000000.00
1005240.70
0.0005
N
1005600.00
1005600.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2010A 4.000000%
649902P98
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-02-15
2014-02-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
100000.00
100115.35
0.0001
N
100128.00
100128.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2008A 5.000000%
649902QQ9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-03-15
2014-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
325000.00
326640.03
0.0002
N
326810.25
326810.25
New York State Dormitory Auth
State Personal Income Tax RB Series 2008B 4.000000%
649902SB0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-03-15
2014-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
250000.00
251011.11
0.0001
N
251107.50
251107.50
New York State Dormitory Auth
State Personal Income Tax RB Series 2009D 5.000000%
649902ZC0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-06-15
2014-06-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
400000.00
406865.66
0.0002
N
407016.00
407016.00
New York State Dormitory Auth
RB (Univ of Rochester) Series 2003C 0.040000%
6499032H3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
10300000.00
10300000.00
0.0053
N
10300000.00
10300000.00
New York State Dormitory Auth
RB (NYU) Series 2008B 4.000000%
649903S93
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-07-01
2014-07-01
N
N
Y
Obligor
New York Univ
N/A
N/A
150000.00
152247.02
0.0001
N
152346.00
152346.00
New York State Dormitory Auth
RB (St. Lawrence Univ) Series 2008 5.000000%
649905GN0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-07-01
2014-07-01
N
N
Y
Escrow
Escrow
N/A
N/A
150000.00
152824.26
0.0001
N
152929.50
152929.50
New York State Dormitory Auth
State Personal Income Tax RB Series 2010A 5.000000%
64990EBR7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-02-15
2015-02-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
115000.00
120581.39
0.0001
N
120639.60
120639.60
New York State Dormitory Auth
State Personal Income Tax RB Series 2009A 5.000000%
64990ELV7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-02-15
2014-02-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
350000.00
350532.26
0.0002
N
350535.50
350535.50
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2005C1 5.000000%
64990HLG3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-08-15
2014-08-15
N
N
Y
Obligor
New York State
N/A
N/A
200000.00
204986.79
0.0001
N
205018.00
205018.00
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2010A 4.250000%
64990HNW6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-02-15
2014-02-15
N
N
Y
Obligor
New York State
N/A
N/A
200000.00
200257.02
0.0001
N
200268.00
200268.00
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2007D 5.000000%
64990HTG5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-02-15
2014-02-15
N
N
Y
Escrow
Escrow
N/A
N/A
35000.00
35054.58
0.0000
N
35047.25
35047.25
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2007D 5.000000%
64990HTH3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-08-15
2014-08-15
N
N
Y
Escrow
Escrow
N/A
N/A
30000.00
30745.82
0.0000
N
30762.30
30762.30
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2007D 5.000000%
64990HTQ3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-02-15
2014-02-15
N
N
Y
Obligor
New York State
N/A
N/A
3565000.00
3570559.35
0.0018
N
3569777.10
3569777.10
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2007D 5.000000%
64990HTR1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-08-15
2014-08-15
N
N
Y
Obligor
New York State
N/A
N/A
2490000.00
2551904.18
0.0013
N
2552474.10
2552474.10
New York State Dormitory Auth
RB (Cornell Univ) Series 2006A 0.070000%
74703YMF4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
Bank of America NA
N/A
N/A
N
Y
Obligor
Cornell University
N/A
N/A
9865000.00
9865000.00
0.0050
N
9865000.00
9865000.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2010F 0.070000%
74703YXU9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
Bank of America NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
5000000.00
5000000.00
0.0026
N
5000000.00
5000000.00
New York State Dormitory Auth
RB (NYU) Series 2009A 0.060000%
94985NTL5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
Wells Fargo & Co
N/A
N/A
N
Y
Obligor
New York Univ
N/A
N/A
25110000.00
25110000.00
0.0128
N
25110000.00
25110000.00
New York State Energy Research & Development Auth
Facilities RB (Consolidated Edison) Series 2005A1 0.040000%
64984EDJ1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
Mizuho Bank Ltd
N/A
N/A
Y
Mizuho Bank Ltd
N/A
N/A
N
23900000.00
23900000.00
0.0122
N
23900000.00
23900000.00
New York State Environmental Facilities Corp
Clean Water & Drinking Water Revolving Funds RB Series 2010C 0.050000%
46633VY78
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
6600000.00
6600000.00
0.0034
N
6600000.00
6600000.00
New York State Environmental Facilities Corp
Clean Water & Drinking Water Revolving Funds Sub RB Series 2013A 0.050000%
46640KBE3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Environmental Facilities Corp - NYCMWFA Program
N/A
N/A
2500000.00
2500000.00
0.0013
N
2500000.00
2500000.00
New York State Environmental Facilities Corp
Clean Water & Drinking Water Revolving Funds RB Series 2010C 3.000000%
64985HCH8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-04-15
2014-04-15
N
N
N
350000.00
351819.90
0.0002
N
352005.50
352005.50
New York State Environmental Facilities Corp
Clean Water & Drinking Water Revolving Funds RB Series 2011A 4.000000%
64985HDF1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-08-15
2014-08-15
N
N
N
140000.00
142761.57
0.0001
N
142857.40
142857.40
New York State Environmental Facilities Corp
Clean Water & Drinking Water Revolving Funds RB Series 2002K 5.500000%
64985WES9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-06-15
2014-06-15
N
N
Y
Obligor
New York State Environmental Facilities Corp - NYCMWFA Program
N/A
N/A
300000.00
305570.51
0.0002
N
305826.00
305826.00
New York State Environmental Facilities Corp
Clean Water & Drinking Water Revolving Funds RB Series 2003B 5.250000%
64985WNU4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-06-15
2014-06-15
N
N
N
125000.00
127248.01
0.0001
N
127313.75
127313.75
New York State Environmental Facilities Corp
Clean Water & Drinking Water Revolving Funds RB Series 2004F 5.250000%
64986AEF4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-06-15
2014-06-15
N
N
Y
Obligor
New York State Environmental Facilities Corp - NYCMWFA Program
N/A
N/A
325000.00
330893.23
0.0002
N
331015.75
331015.75
New York State Environmental Facilities Corp
Clean Water & Drinking Water Revolving Funds Sub RB Series 2010A 2.000000%
64986AG88
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-06-15
2014-06-15
N
N
Y
Obligor
New York State Environmental Facilities Corp - NYCMWFA Program
N/A
N/A
100000.00
100593.65
0.0001
N
100678.00
100678.00
New York State Environmental Facilities Corp
Clean Water & Drinking Water Revolving Funds RB Series 2005B 5.000000%
64986AHQ7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-10-15
2014-10-15
N
N
N
100000.00
103248.08
0.0001
N
103372.00
103372.00
New York State Environmental Facilities Corp
Clean Water & Drinking Water Revolving Funds Sub RB Series 2006B 5.000000%
64986APD7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-06-15
2014-06-15
N
N
Y
Obligor
New York State Environmental Facilities Corp - NYCMWFA Program
N/A
N/A
2055000.00
2090385.82
0.0011
N
2091188.55
2091188.55
New York State Environmental Facilities Corp
Clean Water & Drinking Water Revolving Funds Sub RB Series 2011B 4.000000%
64986AQ79
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-06-15
2014-06-15
N
N
Y
Obligor
New York State Environmental Facilities Corp - NYCMWFA Program
N/A
N/A
450000.00
456070.02
0.0002
N
456300.00
456300.00
New York State Environmental Facilities Corp
Clean Water & Drinking Water Revolving Funds RB Series 2007A 3.625000%
64986ASE2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-06-15
2014-06-15
N
N
Y
Obligor
New York State Environmental Facilities Corp - NYCMWFA Program
N/A
N/A
100000.00
101189.72
0.0001
N
101265.00
101265.00
New York State Environmental Facilities Corp
Clean Water & Drinking Water Revolving Funds RB Series 2007C 4.000000%
64986AUV1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-06-15
2014-06-15
N
N
Y
Obligor
New York State Environmental Facilities Corp - NYCMWFA Program
N/A
N/A
200000.00
202662.76
0.0001
N
202800.00
202800.00
New York State Environmental Facilities Corp
Clean Water & Drinking Water Revolving Funds RB Series 2008A 3.500000%
64986AXQ9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-06-15
2014-06-15
N
N
Y
Obligor
New York State Environmental Facilities Corp - NYCMWFA Program
N/A
N/A
250000.00
252860.72
0.0001
N
253050.00
253050.00
New York State Environmental Facilities Corp
Clean Water & Drinking Water Revolving Funds RB Series 2008A 5.000000%
64986AZH7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-06-15
2014-06-15
N
N
Y
Obligor
New York State Environmental Facilities Corp - NYCMWFA Program
N/A
N/A
1420000.00
1445077.04
0.0007
N
1445006.20
1445006.20
New York State HFA
Housing RB (10 Liberty St) Series 2003A 0.030000%
64986MC78
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
Freddie Mac
N/A
N/A
Y
Freddie Mac
N/A
N/A
N
14600000.00
14600000.00
0.0075
N
14600000.00
14600000.00
New York State HFA
Housing RB (North End Ave) Series 2004A 0.030000%
64986MJ55
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
Fannie Mae
N/A
N/A
Y
Fannie Mae
N/A
N/A
N
2300000.00
2300000.00
0.0012
N
2300000.00
2300000.00
New York State HFA
Housing RB (100 Maiden Lane) Series 2004A 0.050000%
64986MM28
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
Fannie Mae
N/A
N/A
Y
Fannie Mae
N/A
N/A
N
66175000.00
66175000.00
0.0338
N
66175000.00
66175000.00
New York State HFA
Housing RB (Shore Hill) Series 2008A 0.030000%
64986MV93
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
Freddie Mac
N/A
N/A
Y
Freddie Mac
N/A
N/A
N
10000000.00
10000000.00
0.0051
N
10000000.00
10000000.00
New York State HFA
Housing RB (160 Madison Ave) Series 2013A 0.050000%
64986UA72
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-03
2014-02-03
Y
PNC Bank NA
N/A
N/A
Y
PNC Bank NA
N/A
N/A
N
1315000.00
1315000.00
0.0007
N
1315000.00
1315000.00
New York State HFA
Housing RB (388 Bridge St) Series 2012A 0.050000%
64986UMM6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
41000000.00
41000000.00
0.0209
N
41000000.00
41000000.00
New York State Local Government Assistance Corp
Refunding RB Series 1993C 0.396500%
649876RK7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-04-01
2014-04-01
N
N
N
275000.00
274827.67
0.0001
N
274771.75
274771.75
New York State Local Government Assistance Corp
Refunding Bonds Sub Lien Series 2010A 5.000000%
649876T41
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-04-01
2014-04-01
N
N
N
300000.00
302158.58
0.0002
N
302358.00
302358.00
New York State Local Government Assistance Corp
Refunding Bonds Sub Lien Series 2010B 5.000000%
649876V30
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-04-01
2014-04-01
N
N
N
200000.00
201444.38
0.0001
N
201578.00
201578.00
New York State Local Government Assistance Corp
Sub Lien Refunding Bonds Series 2011A 5.000000%
649876X20
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-04-01
2014-04-01
N
N
N
110000.00
110818.84
0.0001
N
110867.90
110867.90
New York State Mortgage Agency
Homeowner Mortgage RB Series 164 1.100000%
649883NW1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-10-01
2014-10-01
N
N
N
100000.00
100327.44
0.0001
N
100405.00
100405.00
New York State Mortgage Agency
Homeowner Mortgage RB Series 169 0.750000%
649883RJ6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-10-01
2014-10-01
N
N
N
400000.00
400919.38
0.0002
N
401100.00
401100.00
New York State Mortgage Agency
Mortgage RB Series 47 1.500000%
64988REB4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-04-01
2014-04-01
N
N
N
810000.00
811437.97
0.0004
N
811028.70
811028.70
New York State Power Auth
CP Series 1 & 2 0.070000%
64985GH28
Other Commercial Paper
N
First Tier Security
N/A
N/A
2014-02-14
2014-02-14
N
N
N
5000000.00
5000000.00
0.0026
N
5000000.00
5000000.00
New York State Power Auth
CP Series 1 & 2 0.060000%
64985GH36
Other Commercial Paper
N
First Tier Security
N/A
N/A
2014-02-20
2014-02-20
N
N
N
20000000.00
20000000.00
0.0102
N
20000000.00
20000000.00
New York State Power Auth
RB Series 2006A 5.000000%
64989KFU5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-11-15
2014-11-15
N
N
N
150000.00
155527.81
0.0001
N
155532.00
155532.00
New York State Power Auth
CP Series 1 & 2 0.060000%
64989Q5E9
Other Commercial Paper
N
First Tier Security
N/A
N/A
2014-02-13
2014-02-13
N
N
N
13010000.00
13010000.00
0.0066
N
13010000.00
13010000.00
New York State Power Auth
CP Series 1 & 2 0.060000%
64989Q5G4
Other Commercial Paper
N
First Tier Security
N/A
N/A
2014-02-27
2014-02-27
N
N
N
49710000.00
49710000.00
0.0254
N
49710000.00
49710000.00
New York State Power Auth
CP Series 1 & 2 0.060000%
64989Q5J8
Other Commercial Paper
N
First Tier Security
N/A
N/A
2014-02-10
2014-02-10
N
N
N
10000000.00
10000000.00
0.0051
N
10000000.00
10000000.00
New York State Thruway Auth
State Personal Income Tax RB Series 2012A 0.050000%
25155DRK9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
Deutsche Bank AG
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
9000000.00
9000000.00
0.0046
N
9000000.00
9000000.00
New York State Thruway Auth
General RB Series H 0.210000%
27884FYT1
Other Municipal Debt
N
First Tier Security
N/A
N/A
2014-04-17
2014-04-17
N
Y
US Bank NA
N/A
N/A
Y
Tender Option
US Bank NA
N/A
N/A
19345000.00
19345000.00
0.0099
N
19345000.00
19345000.00
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2005B 5.000000%
650013R98
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-04-01
2014-04-01
N
N
N
13390000.00
13488499.26
0.0069
N
13491228.40
13491228.40
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2004B 5.250000%
650014EP4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-04-01
2014-04-01
N
N
N
200000.00
201555.29
0.0001
N
201590.00
201590.00
New York State Thruway Auth
Second General Highway & BridgeTrust Fund Bonds Series 2005A 5.250000%
650014FY4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-04-01
2014-04-01
N
N
N
860000.00
866753.87
0.0004
N
866837.00
866837.00
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2006 4.000000%
650014HM8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-04-01
2014-04-01
N
N
N
625000.00
628591.63
0.0003
N
628768.75
628768.75
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2006A 5.000000%
650014HN6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-04-01
2014-04-01
N
N
N
665000.00
669803.24
0.0003
N
670027.40
670027.40
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2008A 5.000000%
650014MK6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-04-01
2014-04-01
N
N
N
350000.00
352551.69
0.0002
N
352646.00
352646.00
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2008B 4.000000%
650014NJ8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-04-01
2014-04-01
N
N
N
1100000.00
1106359.78
0.0006
N
1106633.00
1106633.00
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2008B 5.000000%
650014NK5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-04-01
2014-04-01
N
N
N
100000.00
100706.93
0.0001
N
100756.00
100756.00
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2009A1 4.000000%
650014PV9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-04-01
2014-04-01
N
N
N
200000.00
201135.33
0.0001
N
201206.00
201206.00
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2009B 5.000000%
650014RD7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-04-01
2014-04-01
N
N
N
250000.00
251791.75
0.0001
N
251890.00
251890.00
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2010A 5.000000%
650014SM6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-04-01
2014-04-01
N
N
N
4130000.00
4160711.60
0.0021
N
4161222.80
4161222.80
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2011A1 4.000000%
650014TS2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-04-01
2014-04-01
N
N
N
100000.00
100576.68
0.0001
N
100603.00
100603.00
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2012A 3.000000%
650014VL4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-04-01
2014-04-01
N
N
N
640000.00
642684.05
0.0003
N
642873.60
642873.60
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2012A 5.000000%
650014WF6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-04-01
2014-04-01
N
N
N
14660000.00
14768852.93
0.0075
N
14770829.60
14770829.60
New York State Thruway Auth
Local Highway & Bridge Service Contract Bonds Series 2007 5.000000%
650017VU7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-04-01
2014-04-01
N
N
Y
Obligor
New York State
N/A
N/A
125000.00
125916.34
0.0001
N
125973.75
125973.75
New York State Thruway Auth
Local Highway & Bridge Service Contract Bonds Series 2008 3.000000%
650017WQ5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-04-01
2014-04-01
N
N
Y
Obligor
New York State
N/A
N/A
300000.00
301267.87
0.0002
N
301371.00
301371.00
New York State Thruway Auth
Local Highway & Bridge Service Contract Bonds Series 2008 5.000000%
650017WR3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-04-01
2014-04-01
N
N
Y
Obligor
New York State
N/A
N/A
850000.00
856166.27
0.0004
N
856621.50
856621.50
New York State Thruway Auth
Local Highway & Bridge Service Contract Bonds Series 2009 3.000000%
650017WY8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-04-01
2014-04-01
N
N
Y
Obligor
New York State
N/A
N/A
450000.00
451953.52
0.0002
N
452056.50
452056.50
New York State Thruway Auth
Local Highway & Bridge Service Contract Bonds Series 2009 5.000000%
650017WZ5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-04-01
2014-04-01
N
N
Y
Obligor
New York State
N/A
N/A
200000.00
201450.60
0.0001
N
201558.00
201558.00
New York State Thruway Auth
Local Highway & Bridge Service Contract Bonds Series 2012A 4.000000%
650017XT8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-04-01
2014-04-01
N
N
Y
Obligor
New York State
N/A
N/A
1150000.00
1156547.96
0.0006
N
1157107.00
1157107.00
New York State Thruway Auth
State Personal Income Tax RB Series 2006A 5.000000%
650028JC8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-03-15
2014-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
275000.00
276395.28
0.0001
N
276501.50
276501.50
New York State Thruway Auth
State Personal Income Tax RB Series 2008A 3.000000%
650028NM1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-03-15
2014-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
100000.00
100278.92
0.0001
N
100332.00
100332.00
New York State Thruway Auth
State Personal Income Tax RB Series 2008A 4.000000%
650028NN9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-03-15
2014-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
100000.00
100394.08
0.0001
N
100446.00
100446.00
New York State Thruway Auth
State Personal Income Tax RB Series 2009A 5.000000%
650028QW6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-03-15
2014-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
125000.00
125651.40
0.0001
N
125700.00
125700.00
New York State Thruway Auth
State Personal Income Tax RB Series 2010A 5.000000%
650028SD6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-03-15
2014-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
700000.00
703585.28
0.0004
N
703920.00
703920.00
New York State Thruway Auth
State Personal Income Tax RB Series 2005A 5.000000%
650028VZ3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-03-15
2014-03-15
N
N
Y
Escrow
Escrow
N/A
N/A
85000.00
85427.56
0.0000
N
85459.85
85459.85
New York State Thruway Auth
State Personal Income Tax RB Series 2005A 5.000000%
650028WC3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-03-15
2014-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
95000.00
95477.86
0.0000
N
95532.00
95532.00
New York State Tobacco Settlement Financing Corp
Asset-Backed RB Series 2011A 3.000000%
88880TMB9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-06-01
2014-06-01
N
N
Y
Obligor
New York State
N/A
N/A
1005000.00
1013759.75
0.0005
N
1014225.90
1014225.90
New York State Tobacco Settlement Financing Corp
Asset-Backed RB Series 2011A 5.000000%
88880TMH6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-06-01
2014-06-01
N
N
Y
Obligor
New York State
N/A
N/A
5660000.00
5747226.44
0.0029
N
5748409.20
5748409.20
New York State Tobacco Settlement Financing Corp
Asset-Backed RB Series 2011B 5.000000%
88880TMP8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-06-01
2014-06-01
N
N
Y
Obligor
New York State
N/A
N/A
1715000.00
1741167.25
0.0009
N
1741788.30
1741788.30
New York State Urban Development Corp
State Personal Income Tax RB Series 2007B 0.050000%
06740GAL0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
Barclays Bank Plc
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
6500000.00
6500000.00
0.0033
N
6500000.00
6500000.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2009A1 0.050000%
46632PUA9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
4995000.00
4995000.00
0.0025
N
4995000.00
4995000.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2013A1 0.050000%
46636Y4B3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
4700000.00
4700000.00
0.0024
N
4700000.00
4700000.00
New York State Urban Development Corp
Service Contract Refunding RB Series 2008B 0.050000%
46636YUE8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State
N/A
N/A
7310000.00
7310000.00
0.0037
N
7310000.00
7310000.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2013A1 0.080000%
46640KAN4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
JP Morgan Chase & Co
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
10685000.00
10685000.00
0.0055
N
10685000.00
10685000.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2013E 0.080000%
46640KJW5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-03
2014-02-03
Y
JP Morgan Chase & Co
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
4735000.00
4735000.00
0.0024
N
4735000.00
4735000.00
New York State Urban Development Corp
State Personal IncomeTax RB Series 2005B 4.000000%
6500347T2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-03-15
2014-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
100000.00
100388.35
0.0001
N
100446.00
100446.00
New York State Urban Development Corp
State Personal IncomeTax RB Series 2004A1 5.000000%
650034U33
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-03-15
2014-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
350000.00
351785.23
0.0002
N
351960.00
351960.00
New York State Urban Development Corp
State Personal IncomeTax RB Series 2004B1 5.000000%
650034Z20
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-12-15
2014-12-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
230000.00
239348.49
0.0001
N
239637.00
239637.00
New York State Urban Development Corp
State Personal IncomeTax RB Series 2008A1 4.000000%
650035HG6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-12-15
2014-12-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
600000.00
619381.46
0.0003
N
619974.00
619974.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2004A3A 0.040000%
650035MG0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
1840000.00
1840000.00
0.0009
N
1840000.00
1840000.00
New York State Urban Development Corp
Service Contract Refunding RB Series 2008D 5.000000%
650035NX2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-01-01
2015-01-01
N
N
Y
Obligor
New York State
N/A
N/A
680000.00
709353.60
0.0004
N
709770.40
709770.40
New York State Urban Development Corp
State Personal Income Tax RB Series 2009A1 5.000000%
650035PU6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-12-15
2014-12-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
300000.00
312175.20
0.0002
N
312570.00
312570.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2009B1 5.000000%
650035QU5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-03-15
2014-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
200000.00
201051.34
0.0001
N
201120.00
201120.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2009B1 0.060000%
650035RU4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
Deutsche Bank AG
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
5000000.00
5000000.00
0.0026
N
5000000.00
5000000.00
New York State Urban Development Corp
Service Contract Refunding RB Series 2010A2 5.000000%
650035UH9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2015-01-01
2015-01-01
N
N
Y
Obligor
New York State
N/A
N/A
430000.00
448539.15
0.0002
N
448825.40
448825.40
New York State Urban Development Corp
State Personal Income Tax RB Series 2011A 5.000000%
650035WH7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-03-15
2014-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
130000.00
130695.40
0.0001
N
130728.00
130728.00
North Hempstead
BAN Series 2013B 0.750000%
659666LD1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-10-03
2014-10-03
N
N
N
15807384.00
15859576.95
0.0081
N
15868400.50
15868400.50
North Syracuse CSD
BAN 2013 0.750000%
662735NJ4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-08-15
2014-08-15
N
N
N
4900000.00
4909793.83
0.0025
N
4914357.00
4914357.00
North Tonawanda SD
School Construction BAN 2013 1.000000%
662888KD7
Other Municipal Debt
N
First Tier Security
N/A
N/A
2014-09-18
2014-09-18
N
N
N
8750000.00
8783031.61
0.0045
N
8793662.50
8793662.50
Oceanside UFSD
TAN 2013-2014 Taxes 0.750000%
675498HR3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-06-20
2014-06-20
N
N
N
17450000.00
17484608.83
0.0089
N
17489088.00
17489088.00
Port Auth of New York & New Jersey
Consolidated Bonds 140th Series 0.040000%
27884FBQ2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
US Bank NA
N/A
N/A
Y
US Bank NA
N/A
N/A
N
5215000.00
5215000.00
0.0027
N
5215000.00
5215000.00
Port Auth of New York & New Jersey
Consolidated Bonds 148th Series 0.060000%
73358T4P3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
13000000.00
13000000.00
0.0066
N
13000000.00
13000000.00
Port Auth of New York & New Jersey
Consolidated Bonds 144th Series 0.050000%
73358TWC1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
750000.00
750000.00
0.0004
N
750000.00
750000.00
Port Auth of New York & New Jersey
Consolidated Bonds 148th Series 0.050000%
73358TX89
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
Citibank NA
N/A
N/A
N
N
5540000.00
5540000.00
0.0028
N
5540000.00
5540000.00
Port Auth of New York & New Jersey
Consolidated Bonds 179th Series 0.050000%
73358WRM8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
Citibank NA
N/A
N/A
N
N
2580000.00
2580000.00
0.0013
N
2580000.00
2580000.00
Port Washington UFSD
BAN 2013 0.500000%
735581MA5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-08-08
2014-08-08
N
N
N
6975000.00
6986160.77
0.0036
N
6987903.75
6987903.75
Putnam Cnty
TAN 2013 0.750000%
746639VF7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-10-24
2014-10-24
N
N
N
16000000.00
16059255.51
0.0082
N
16065440.00
16065440.00
Rockland Cnty IDA
RB (Assisted Living At Northern Riverview) Series 1999 0.140000%
773561AD7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
8065000.00
8065000.00
0.0041
N
8065000.00
8065000.00
Sachem CSD
TAN 2013-2014 1.000000%
785721TT8
Other Municipal Debt
N
First Tier Security
N/A
N/A
2014-06-27
2014-06-27
N
N
N
19500000.00
19555963.64
0.0100
N
19563765.00
19563765.00
Sales Tax Asset Receivable Corp
RB Fiscal 2005 Series A 0.050000%
794665BU2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
2415000.00
2415000.00
0.0012
N
2415000.00
2415000.00
Saratoga Cnty
BAN 2013 0.750000%
803480LC4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-06-06
2014-06-06
N
N
N
18500000.00
18529799.70
0.0095
N
18535890.00
18535890.00
Schenectady City SD
GO BAN Series 2013A 0.750000%
806466PE2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-05-23
2014-05-23
N
N
N
13070264.00
13078772.92
0.0067
N
13078498.27
13078498.27
Schenectady IDA
RB (Sunnyview Hospital & Rehabilitation Center) Series 2003A 0.090000%
806419AE7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
6250000.00
6250000.00
0.0032
N
6250000.00
6250000.00
Schenectady IDA
RB (Sunnyview Hospital & Rehabilitation Center) Series 2003B 0.090000%
806419AF4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
3825000.00
3825000.00
0.0020
N
3825000.00
3825000.00
Suffolk County IDA
Civic Facility RB (Guide Dog Foundation for the Blind) Series 2001 0.050000%
864768FD3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
3695000.00
3695000.00
0.0019
N
3695000.00
3695000.00
Sullivan Cnty
GO TAN 2013 0.750000%
865270VY5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-03-07
2014-03-07
N
N
N
9500000.00
9502979.72
0.0049
N
9505130.00
9505130.00
Syracuse IDA
Civic Facility Refunding RB (Crouse Health) Series 2003A 0.050000%
871720BR8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
HSBC BANK USA
N/A
N/A
Y
HSBC Bank USA
N/A
N/A
N
7495000.00
7495000.00
0.0038
N
7495000.00
7495000.00
Syracuse IDA
Civic Facility RB (Syracuse Univ) Series 2005B 0.030000%
871720CD8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
900000.00
900000.00
0.0005
N
900000.00
900000.00
Tarrytowns UFSD
GO BAN 2013 0.750000%
876487JP5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-02-13
2014-02-13
N
N
N
20295000.00
20297882.56
0.0104
N
20298653.10
20298653.10
Triborough Bridge & Tunnel Auth
General RB Series 2008C 0.090000%
05248RAE1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
Bank of America NA
N/A
N/A
N
N
3000000.00
3000000.00
0.0015
N
3000000.00
3000000.00
Triborough Bridge & Tunnel Auth
General Refunding RB Series 2012B 0.050000%
25155DRA1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
Deutsche Bank AG
N/A
N/A
N
N
9750000.00
9750000.00
0.0050
N
9750000.00
9750000.00
Triborough Bridge & Tunnel Auth
General RB Series 2009A2 2.500000%
89602NTM6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-11-15
2014-11-15
N
N
N
2000000.00
2035460.00
0.0010
N
2037000.00
2037000.00
Triborough Bridge & Tunnel Auth
General RB Series 2009A2 0.040000%
89602NUR3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
Credit Suisse AG
N/A
N/A
N
N
6500000.00
6500000.00
0.0033
N
6500000.00
6500000.00
Triborough Bridge & Tunnel Auth
General RB Series 2003B2 0.040000%
89602NWV2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
California State Teachers Retirement System
N/A
N/A
Y
California State Teachers Retirement System
N/A
N/A
N
3115000.00
3115000.00
0.0016
N
3115000.00
3115000.00
Triborough Bridge & Tunnel Auth
General Refunding RB Series 2005B-2B 0.050000%
89602NXB5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-03
2014-02-03
Y
California State Teachers Retirement System
N/A
N/A
Y
California State Teachers Retirement System
N/A
N/A
N
630000.00
630000.00
0.0003
N
630000.00
630000.00
Utility Debt Securitization Auth
Restructuring Bonds Series 2013TE 0.040000%
18886EBQ2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
State Street Bank & Trust Company NA
N/A
N/A
N
N
21665000.00
21665000.00
0.0111
N
21665000.00
21665000.00
Utility Debt Securitization Auth
Restructuring Bonds Series 2013TE-17 0.040000%
74926YH20
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
Royal Bank of Canada
N/A
N/A
N
N
6650000.00
6650000.00
0.0034
N
6650000.00
6650000.00
Utility Debt Securitization Auth
Restructuring Bonds Series 2013TE 0.060000%
91802RAX7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
2500000.00
2500000.00
0.0013
N
2500000.00
2500000.00
Vestal
BAN 2013 0.750000%
925428SL9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-05-16
2014-05-16
N
N
N
9320000.00
9330365.88
0.0048
N
9335191.60
9335191.60
William Floyd UFSD
TAN 2013-2014 1.000000%
969254RA1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-06-26
2014-06-26
N
N
N
5000000.00
5014731.47
0.0026
N
5015650.00
5015650.00