0001145549-14-001537.txt : 20140401 0001145549-14-001537.hdr.sgml : 20140401 20140207151207 ACCESSION NUMBER: 0001145549-14-001537 CONFORMED SUBMISSION TYPE: N-MFP PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140131 FILED AS OF DATE: 20140207 DATE AS OF CHANGE: 20140207 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS CENTRAL INDEX KEY: 0000857156 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-MFP SEC ACT: 1933 Act SEC FILE NUMBER: 811-05954 FILM NUMBER: 14583986 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 1-800-648-5300 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS DATE OF NAME CHANGE: 19920703 0000857156 S000004513 Schwab New York AMT Tax-Free Money Fund C000012394 Sweep Shares SWNXX C000012395 Value Advantage Shares SWYXX N-MFP 1 primary_doc.xml N-MFP N-MFP LIVE N 2014-01-31 0000857156 S000004513 2 N N N N 033-31894 Charles Schwab Investment Management, Inc. 801-35905 PricewaterhouseCoopers LLP San Francisco CA Charles Schwab Investment Management, Inc. Boston Financial Data Services, Inc. 0000275143 84-00896 N N N Single State Fund 37 40 1968036855.80 3733363.76 12512102.87 1959258116.69 0.0010 1.0009 2014-01-31 1.0009 2014-01-31 C000012394 1.00 1699597210.81 1.00 7634408.44 401812407.00 394177998.56 0.0001 1.0009 2014-01-31 1.0009 2014-01-31 C000012395 25000.00 259660905.88 1.00 -7045056.78 2883101.68 9928158.46 0.0001 1.0009 2014-01-31 1.0009 2014-01-31 Albany IDA Civic Facility RB (Albany College of Pharmacy) Series 2008A 0.050000% 012440LG6 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 6100000.00 6100000.00 0.0031 N 6100000.00 6100000.00 Amherst BAN 2013B 1.000000% 031303T91 Other Municipal Debt N Unrated Security N/A N/A 2014-11-13 2014-11-13 N N N 5000000.00 5027796.03 0.0026 N 5029500.00 5029500.00 Amherst Development Corp Student Housing Facility Refunding RB Series 2010B 0.110000% 031358AX2 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y HSBC BANK USA N/A N/A Y HSBC Bank USA N/A N/A N 5655000.00 5655000.00 0.0029 N 5655000.00 5655000.00 Amherst IDA Civic Facility RB (Daemen College) Series 2006B 0.090000% 031362EJ1 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 3470000.00 3470000.00 0.0018 N 3470000.00 3470000.00 Ballston Spa CSD BAN Series 2013A 0.750000% 058705KX1 Other Municipal Debt N Unrated Security N/A N/A 2014-06-11 2014-06-11 N N N 14875000.00 14901499.51 0.0076 N 14906683.75 14906683.75 Beacon BAN Series 2013A 1.000000% 073653ML8 Other Municipal Debt N Unrated Security N/A N/A 2014-05-30 2014-05-30 N N N 9000000.00 9016217.76 0.0046 N 9023940.00 9023940.00 Colonie Local Development Corp RB (Shaker Point at Carondelet) Series 2011 0.040000% 196220AA5 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 10000000.00 10000000.00 0.0051 N 10000000.00 10000000.00 Colonie Local Development Corp RB (Shaker Pointe at Carondelet) Series 2013 0.040000% 196220AB3 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 12000000.00 12000000.00 0.0061 N 12000000.00 12000000.00 Connetquot CSD TAN 2013-2014 0.750000% 208201KE2 Other Municipal Debt N Unrated Security N/A N/A 2014-06-26 2014-06-26 N N N 8000000.00 8016791.59 0.0041 N 8018880.00 8018880.00 East Islip UFSD GO TAN 2013 1.000000% 273173KE3 Other Municipal Debt N Unrated Security N/A N/A 2014-06-27 2014-06-27 N N N 5000000.00 5014181.82 0.0026 N 5016350.00 5016350.00 East Rochester Housing Auth Housing RB (Park Ridge Nursing Home) Series 2008 0.070000% 274722DX2 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 13765000.00 13765000.00 0.0070 N 13765000.00 13765000.00 Erie Cnty IDA School Facility RB (Buffalo City SD) Series 2004 5.750000% 29509PBL2 Other Municipal Debt N Unrated Security N/A N/A 2014-05-01 2014-05-01 N N Y Escrow Escrow N/A N/A 3300000.00 3343611.55 0.0017 N 3344286.00 3344286.00 Erie Cnty IDA School Facility RB (Buffalo City SD) Series 2004 5.750000% 29509PBQ1 Other Municipal Debt N Unrated Security N/A N/A 2014-05-01 2014-05-01 N N Y Escrow Escrow N/A N/A 300000.00 303977.30 0.0002 N 304026.00 304026.00 Erie Cnty IDA School Facility RB (Buffalo City SD) Series 2004 5.750000% 29509PBU2 Other Municipal Debt N Unrated Security N/A N/A 2014-05-01 2014-05-01 N N Y Escrow Escrow N/A N/A 425000.00 430558.72 0.0002 N 430703.50 430703.50 Erie Cnty IDA School Facility RB (Buffalo City SD) Series 2004 5.750000% 29509PBV0 Other Municipal Debt N Unrated Security N/A N/A 2014-05-01 2014-05-01 N N Y Escrow Escrow N/A N/A 150000.00 151900.38 0.0001 N 152013.00 152013.00 Franklin Cnty Civic Development Corp RB (Alice Hyde Medical Center) Series 2013A 0.050000% 35313PAA0 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y HSBC BANK USA N/A N/A Y HSBC Bank USA N/A N/A N 4400000.00 4400000.00 0.0022 N 4400000.00 4400000.00 Grand Island BAN 2013 0.750000% 385712QZ0 Other Municipal Debt N Unrated Security N/A N/A 2014-10-15 2014-10-15 N N N 6653000.00 6674204.30 0.0034 N 6679013.23 6679013.23 Harborfields CSD TAN 2013-2014 0.500000% 411612FU3 Other Municipal Debt N Unrated Security N/A N/A 2014-06-27 2014-06-27 N N N 3000000.00 3003307.04 0.0015 N 3004080.00 3004080.00 Ithaca BAN Series 2013 1.000000% 465650UL1 Other Municipal Debt N Unrated Security N/A N/A 2014-08-01 2014-08-01 N N N 7000000.00 7023927.15 0.0036 N 7027650.00 7027650.00 Lancaster IDA Civic Facility RB (2000 GreenField Manor) 0.090000% 514502AA1 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 9235000.00 9235000.00 0.0047 N 9235000.00 9235000.00 Longwood CSD BAN Series 2013A 0.750000% 543364EL3 Other Municipal Debt N Unrated Security N/A N/A 2014-06-20 2014-06-20 N N N 8500000.00 8518037.09 0.0043 N 8519550.00 8519550.00 Metropolitan Transportation Auth Dedicated Tax Fund Bonds Series 2004B2 0.050000% 46636YNQ9 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y JPMorgan Chase Bank NA N/A N/A N N 8055000.00 8055000.00 0.0041 N 8055000.00 8055000.00 Metropolitan Transportation Auth Dedicated Tax Fund Refunding Bonds Series 2012A 0.050000% 59259NT37 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y Citibank NA N/A N/A N N 8000000.00 8000000.00 0.0041 N 8000000.00 8000000.00 Metropolitan Transportation Auth Dedicated Tax Fund Refunding Bonds Series 2012A 0.040000% 59259NT78 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y Credit Suisse AG N/A N/A N N 6665000.00 6665000.00 0.0034 N 6665000.00 6665000.00 Metropolitan Transportation Auth Dedicated Tax Fund Bonds Series 2006B 0.050000% 59259NUJ0 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y Citibank NA N/A N/A N N 13000000.00 13000000.00 0.0066 N 13000000.00 13000000.00 Metropolitan Transportation Auth Transportation RB Series 2005B 0.060000% 59259R6Y5 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y JPMorgan Chase Bank NA N/A N/A Y Berkshire Hathaway Assurance Corp N/A N/A N 4995000.00 4995000.00 0.0025 N 4995000.00 4995000.00 Metropolitan Transportation Auth Transportation RB Series 2007A 0.050000% 59259RZ80 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y Citibank NA N/A N/A Y Berkshire Hathaway Assurance Corp N/A N/A N 26000000.00 26000000.00 0.0133 N 26000000.00 26000000.00 Metropolitan Transportation Auth Revenue BAN Series CP2B 0.120000% 59260MMG4 Other Commercial Paper N First Tier Security N/A N/A 2014-02-11 2014-02-11 N Y Barclays Bank Plc N/A N/A N 28190000.00 28190000.00 0.0144 N 28190563.80 28190563.80 Metropolitan Transportation Auth Transportation Revenue BAN Series 2013A 0.100000% 74703UKM9 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y Bank of America NA N/A N/A Y Bank of America NA N/A N/A N 20000000.00 20000000.00 0.0102 N 20000000.00 20000000.00 Middletown City SD BAN 2013 1.250000% 597103UD0 Other Municipal Debt N Unrated Security N/A N/A 2014-07-10 2014-07-10 N N N 10000000.00 10043489.55 0.0051 N 10046600.00 10046600.00 Monroe Cnty IDA Civic Facility RB Series 2004 0.140000% 610752CU9 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 1465000.00 1465000.00 0.0007 N 1465000.00 1465000.00 Monroe Cnty IDA Civic Facility RB (Cherry Ridge Apts) Series 2005 0.060000% 610752CZ8 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y HSBC BANK USA N/A N/A Y HSBC Bank USA N/A N/A N 2675000.00 2675000.00 0.0014 N 2675000.00 2675000.00 Nassau Cnty Interim Finance Auth Sales Tax Secured Bonds Series 2008B 0.040000% 631663KG5 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y Sumitomo Mitsui Banking Corp N/A N/A N N 34570000.00 34570000.00 0.0176 N 34570000.00 34570000.00 Nassau Cnty Interim Finance Auth Sales Tax Secured Bonds Series 2008D1 0.040000% 631663MM0 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y Bank of New York Mellon N/A N/A N N 35600000.00 35600000.00 0.0182 N 35600000.00 35600000.00 Nassau Cnty Local Economic Assistance Corp RB Series 2011A 0.040000% 63166LAA9 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 5000000.00 5000000.00 0.0026 N 5000000.00 5000000.00 Nassau Health Care Corp Bonds Series 2009C2 0.090000% 63167NAW6 Other Municipal Debt N First Tier Security N/A N/A 2014-04-07 2014-04-07 N Y Wells Fargo Bank NA N/A N/A N 11100000.00 11100000.00 0.0057 N 11100000.00 11100000.00 New York City GO Bonds Fiscal 2008 Series E 0.040000% 18886PM51 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y State Street Bank & Trust Company NA N/A N/A N N 18695000.00 18695000.00 0.0095 N 18695000.00 18695000.00 New York City GO Bonds Fiscal 2005 Series J 0.050000% 46632PJP9 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y JPMorgan Chase Bank NA N/A N/A N Y Escrow Escrow N/A N/A 4895000.00 4895000.00 0.0025 N 4895000.00 4895000.00 New York City GO Bonds Fiscal 2005 Series G 0.100000% 46632PMQ3 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y JPMorgan Chase Bank NA N/A N/A N N 3990000.00 3990000.00 0.0020 N 3990000.00 3990000.00 New York City GO Bonds Fiscal 2004 Series J 0.050000% 46632PMS9 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y JPMorgan Chase Bank NA N/A N/A N N 7670000.00 7670000.00 0.0039 N 7670000.00 7670000.00 New York City GO Bonds Fiscal 2009 Series I1 0.050000% 46633VBC2 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y JPMorgan Chase Bank NA N/A N/A N N 14740000.00 14740000.00 0.0075 N 14740000.00 14740000.00 New York City GO Bonds Fiscal 2009 Series B1 0.050000% 46633VJG5 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y JPMorgan Chase Bank NA N/A N/A N N 3500000.00 3500000.00 0.0018 N 3500000.00 3500000.00 New York City GO Bonds Fiscal 2013 Series A1 0.050000% 46640KAC8 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y JPMorgan Chase Bank NA N/A N/A N N 3750000.00 3750000.00 0.0019 N 3750000.00 3750000.00 New York City GO Bonds Fiscal 1994 Series A6 0.050000% 649660NX1 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y Landesbank Hessen-Thuringen Girozentrale N/A N/A Y Landesbank Hessen-Thuringen Girozentrale N/A N/A N 3300000.00 3300000.00 0.0017 N 3300000.00 3300000.00 New York City GO Bonds Fiscal 1993 Series E2 0.050000% 649660PX9 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-03 2014-02-03 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 1000000.00 1000000.00 0.0005 N 1000000.00 1000000.00 New York City GO Bonds Fiscal 2004 Series G 5.000000% 64966CE80 Other Municipal Debt N Unrated Security N/A N/A 2014-08-01 2014-08-01 N N N 1385000.00 1416763.86 0.0007 N 1417949.15 1417949.15 New York City GO Bonds Fiscal 1994 Series H4 0.040000% 64966CG88 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-03 2014-02-03 Y Bank of New York Mellon N/A N/A Y Bank of New York Mellon N/A N/A N 3200000.00 3200000.00 0.0016 N 3200000.00 3200000.00 New York City GO Bonds Fiscal 2004 Series I 5.000000% 64966CW31 Other Municipal Debt N Unrated Security N/A N/A 2014-08-01 2014-08-01 N N N 100000.00 102301.77 0.0001 N 102379.00 102379.00 New York City GO Bonds Fiscal 2004 Series I 5.000000% 64966CZ46 Other Municipal Debt N Unrated Security N/A N/A 2014-08-01 2014-08-01 N N N 1235000.00 1263419.91 0.0006 N 1264380.65 1264380.65 New York City GO Bonds Fiscal 2005 Series B 5.250000% 64966DDW6 Other Municipal Debt N Unrated Security N/A N/A 2014-08-01 2014-08-01 N N N 150000.00 153473.94 0.0001 N 153751.50 153751.50 New York City GO Bonds Fiscal 2005 Series C1 4.125000% 64966DKM0 Other Municipal Debt N Unrated Security N/A N/A 2014-08-15 2014-08-15 N N N 100000.00 102023.15 0.0001 N 102107.00 102107.00 New York City GO Bonds Fiscal 2005 Series H 5.000000% 64966DYD5 Other Municipal Debt N Unrated Security N/A N/A 2014-08-01 2014-08-01 N N N 955000.00 977155.81 0.0005 N 977719.45 977719.45 New York City GO Bonds Fiscal 2005 Series O 5.000000% 64966ED87 Other Municipal Debt N Unrated Security N/A N/A 2014-06-01 2014-06-01 N N N 400000.00 405920.78 0.0002 N 406284.00 406284.00 New York City GO Bonds Fiscal 2005 Series K 5.000000% 64966EDB0 Other Municipal Debt N Unrated Security N/A N/A 2014-08-01 2014-08-01 N N N 375000.00 383718.77 0.0002 N 383921.25 383921.25 New York City GO Bonds Fiscal 2007 Series C1 5.000000% 64966F7P3 Other Municipal Debt N Unrated Security N/A N/A 2015-01-01 2015-01-01 N N N 100000.00 104288.58 0.0001 N 104331.00 104331.00 New York City GO Bonds Fiscal 2004 Series G 5.000000% 64966FKG8 Other Municipal Debt N Unrated Security N/A N/A 2014-08-01 2014-08-01 N N N 100000.00 102308.05 0.0001 N 102379.00 102379.00 New York City GO Bonds Fiscal 2006 Series G 4.100000% 64966FSJ4 Other Municipal Debt N Unrated Security N/A N/A 2014-08-01 2014-08-01 N N N 100000.00 101808.40 0.0001 N 101940.00 101940.00 New York City GO Bonds Fiscal 2006 Series G 5.000000% 64966FSK1 Other Municipal Debt N Unrated Security N/A N/A 2014-08-01 2014-08-01 N N N 5420000.00 5547116.77 0.0028 N 5548941.80 5548941.80 New York City GO Bonds Fiscal 2007 Series A 4.250000% 64966FU36 Other Municipal Debt N Unrated Security N/A N/A 2014-08-01 2014-08-01 N N N 200000.00 203842.88 0.0001 N 204026.00 204026.00 New York City GO Bonds Fiscal 2008 Series L1 0.050000% 64966G6D9 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y JPMorgan Chase Bank NA N/A N/A N N 6660000.00 6660000.00 0.0034 N 6660000.00 6660000.00 New York City GO Bonds Fiscal 2008 Series G 4.000000% 64966GC83 Other Municipal Debt N Unrated Security N/A N/A 2014-08-01 2014-08-01 N N N 600000.00 610997.04 0.0003 N 611346.00 611346.00 New York City GO Bonds Fiscal 2008 Series G 5.000000% 64966GC91 Other Municipal Debt N Unrated Security N/A N/A 2014-08-01 2014-08-01 N N N 1280000.00 1309652.72 0.0007 N 1310451.20 1310451.20 New York City GO Bonds Fiscal 2008 Series A1 4.000000% 64966GLH3 Other Municipal Debt N Unrated Security N/A N/A 2014-08-01 2014-08-01 N N N 200000.00 203645.87 0.0001 N 203782.00 203782.00 New York City GO Bonds Fiscal 2008 Series A1 5.000000% 64966GLK6 Other Municipal Debt N Unrated Security N/A N/A 2014-08-01 2014-08-01 N N N 1120000.00 1145922.84 0.0006 N 1146644.80 1146644.80 New York City GO Bonds Fiscal 2008 Series I1 3.500000% 64966GQ96 Other Municipal Debt N Unrated Security N/A N/A 2014-02-01 2014-02-01 N N N 250000.00 250000.00 0.0001 N 250000.00 250000.00 New York City GO Bonds Fiscal 2008 Series E 5.000000% 64966GYX4 Other Municipal Debt N Unrated Security N/A N/A 2014-08-01 2014-08-01 N N N 525000.00 537064.79 0.0003 N 537489.75 537489.75 New York City GO Bonds Fiscal 2008 Series D4 0.080000% 64966GZR6 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y Credit Agricole Corporate and Investment Bank N/A N/A N N 5450000.00 5450000.00 0.0028 N 5450000.00 5450000.00 New York City GO Bonds Fiscal 2011 Series E 3.000000% 64966H2D1 Other Municipal Debt N Unrated Security N/A N/A 2014-08-01 2014-08-01 N N N 600000.00 607995.70 0.0003 N 608412.00 608412.00 New York City GO Bonds Fiscal 2009 Series B1 4.000000% 64966HAM2 Other Municipal Debt N Unrated Security N/A N/A 2014-09-01 2014-09-01 N N N 100000.00 102154.16 0.0001 N 102207.00 102207.00 New York City GO Bonds Fiscal 2009 Series B1 5.000000% 64966HAN0 Other Municipal Debt N Unrated Security N/A N/A 2014-09-01 2014-09-01 N N N 1230000.00 1263222.57 0.0006 N 1264181.70 1264181.70 New York City GO Bonds Fiscal 2009 Series C 5.000000% 64966HBM1 Other Municipal Debt N Unrated Security N/A N/A 2014-08-01 2014-08-01 N N N 150000.00 153452.39 0.0001 N 153568.50 153568.50 New York City GO Bonds Fiscal 2011 Series B 5.000000% 64966HD72 Other Municipal Debt N Unrated Security N/A N/A 2014-08-01 2014-08-01 N N N 2000000.00 2046991.26 0.0010 N 2047580.00 2047580.00 New York City GO Bonds Fiscal 2005 Series O 0.040000% 64966HDM9 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y Citibank NA N/A N/A N N 4890000.00 4890000.00 0.0025 N 4890000.00 4890000.00 New York City GO Bonds Fiscal 2009 Series H1 3.250000% 64966HGG9 Other Municipal Debt N Unrated Security N/A N/A 2014-03-01 2014-03-01 N N N 100000.00 100199.01 0.0001 N 100243.00 100243.00 New York City GO Bonds Fiscal 2009 Series I-1 3.500000% 64966HHN3 Other Municipal Debt N Unrated Security N/A N/A 2014-04-01 2014-04-01 N N N 375000.00 376908.18 0.0002 N 377051.25 377051.25 New York City GO Bonds Fiscal 2009 Series K 4.000000% 64966HLP3 Other Municipal Debt N Unrated Security N/A N/A 2014-08-01 2014-08-01 N N N 150000.00 152696.64 0.0001 N 152836.50 152836.50 New York City GO Bonds Fiscal 2009 Series J1 0.040000% 64966HMA5 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y Citibank NA N/A N/A N N 23225000.00 23225000.00 0.0119 N 23225000.00 23225000.00 New York City GO Bonds Fiscal 2010 Series C 4.000000% 64966HPG9 Other Municipal Debt N Unrated Security N/A N/A 2014-08-01 2014-08-01 N N N 455000.00 463208.45 0.0002 N 463604.05 463604.05 New York City GO Bonds Fiscal 2010 Series C 5.000000% 64966HPH7 Other Municipal Debt N Unrated Security N/A N/A 2014-08-01 2014-08-01 N N N 215000.00 219943.54 0.0001 N 220114.85 220114.85 New York City GO Bonds Fiscal 2010 Series E 4.000000% 64966HRW2 Other Municipal Debt N Unrated Security N/A N/A 2014-08-01 2014-08-01 N N N 450000.00 458243.42 0.0002 N 458509.50 458509.50 New York City GO Bonds Fiscal 2010 Series E 5.000000% 64966HRX0 Other Municipal Debt N Unrated Security N/A N/A 2014-08-01 2014-08-01 N N N 1150000.00 1176526.62 0.0006 N 1177358.50 1177358.50 New York City GO Bonds Fiscal 2010 Series F 5.000000% 64966HTC4 Other Municipal Debt N Unrated Security N/A N/A 2014-08-01 2014-08-01 N N N 285000.00 291582.70 0.0001 N 291780.15 291780.15 New York City GO Bonds Fiscal 2006 Series F4A 0.030000% 64966HW30 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y Sumitomo Mitsui Banking Corp N/A N/A Y Sumitomo Mitsui Banking Corp N/A N/A N 2500000.00 2500000.00 0.0013 N 2500000.00 2500000.00 New York City GO Bonds Fiscal 2013 Series A5 0.040000% 64966J5W2 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y Sumitomo Mitsui Banking Corp N/A N/A Y Sumitomo Mitsui Banking Corp N/A N/A N 6245000.00 6245000.00 0.0032 N 6245000.00 6245000.00 New York City GO Bonds Fiscal 2012 Series G3 0.040000% 64966JB47 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y Citibank NA N/A N/A Y Citibank NA N/A N/A N 29600000.00 29600000.00 0.0151 N 29600000.00 29600000.00 New York City GO Bonds Fiscal 2012 Series G4 0.040000% 64966JB54 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-03 2014-02-03 Y PNC Bank NA N/A N/A Y PNC Bank NA N/A N/A N 3000000.00 3000000.00 0.0015 N 3000000.00 3000000.00 New York City GO Bonds Fiscal 2012 Series G1 5.000000% 64966JC79 Other Municipal Debt N Unrated Security N/A N/A 2014-04-01 2014-04-01 N N N 1000000.00 1007433.68 0.0005 N 1007890.00 1007890.00 New York City GO Bonds Fiscal 2012 Series G6 0.040000% 64966JE77 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-03 2014-02-03 Y Mizuho Bank Ltd N/A N/A Y Mizuho Bank Ltd N/A N/A N 2800000.00 2800000.00 0.0014 N 2800000.00 2800000.00 New York City GO Bonds Fiscal 2012 Series I 5.000000% 64966JM45 Other Municipal Debt N Unrated Security N/A N/A 2014-08-01 2014-08-01 N N N 1150000.00 1177026.30 0.0006 N 1177358.50 1177358.50 New York City GO Bonds Fiscal 2012 Series A5 0.040000% 64966JQH2 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-03 2014-02-03 Y Bank of Nova Scotia N/A N/A N N 3000000.00 3000000.00 0.0015 N 3000000.00 3000000.00 New York City GO Bonds Fiscal 2012 Series D3 0.040000% 64966JQR0 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-03 2014-02-03 Y Bank of New York Mellon N/A N/A Y Bank of New York Mellon N/A N/A N 17200000.00 17200000.00 0.0088 N 17200000.00 17200000.00 New York City GO Bonds Fiscal 2012 Series F 5.000000% 64966JVW3 Other Municipal Debt N Unrated Security N/A N/A 2014-08-01 2014-08-01 N N N 3000000.00 3071340.16 0.0016 N 3071370.00 3071370.00 New York City GO Bonds Fiscal 2012 Series D1 0.060000% 64966K6J7 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y Morgan Stanley Bank NA N/A N/A N N 2500000.00 2500000.00 0.0013 N 2500000.00 2500000.00 New York City GO Bonds Fiscal 2013 Series A2 0.050000% 64966KCW1 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-03 2014-02-03 Y Mizuho Bank Ltd N/A N/A Y Mizuho Bank Ltd N/A N/A N 4530000.00 4530000.00 0.0023 N 4530000.00 4530000.00 New York City GO Bonds Fiscal 2013 Series E 4.000000% 64966KEE9 Other Municipal Debt N Unrated Security N/A N/A 2014-08-01 2014-08-01 N N N 305000.00 310510.16 0.0002 N 310767.55 310767.55 New York City GO Bonds Fiscal 2007 Series D 5.000000% 64966KJ20 Other Municipal Debt N Unrated Security N/A N/A 2015-02-01 2015-02-01 N N N 180000.00 188394.99 0.0001 N 188512.20 188512.20 New York City GO Bonds Fiscal 2013 Series D&E 0.040000% 64966KNG4 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y Citibank NA N/A N/A N N 13500000.00 13500000.00 0.0069 N 13500000.00 13500000.00 New York City GO Bonds Fiscal 2013 Series H 2.500000% 64966KRK1 Other Municipal Debt N Unrated Security N/A N/A 2014-08-01 2014-08-01 N N N 3345000.00 3382742.10 0.0017 N 3383735.10 3383735.10 New York City GO Bonds Fiscal 2014 Series A1 0.040000% 64966KT60 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y Citibank NA N/A N/A N N 8000000.00 8000000.00 0.0041 N 8000000.00 8000000.00 New York City GO Bonds Fiscal 2013 Series F1 0.040000% 64966KWR0 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y Credit Suisse AG N/A N/A N N 7300000.00 7300000.00 0.0037 N 7300000.00 7300000.00 New York City GO Bonds Fiscal 2014 Series D4 0.040000% 64966LCP4 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-03 2014-02-03 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 2700000.00 2700000.00 0.0014 N 2700000.00 2700000.00 New York City Housing Development Corp M/F Housing RB Series 2009C1 0.050000% 46632P8M8 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y JPMorgan Chase Bank NA N/A N/A N N 8000000.00 8000000.00 0.0041 N 8000000.00 8000000.00 New York City Housing Development Corp M/F Mortgage RB (Sons of Italy Apts) Series 2008A 0.040000% 64966TBX1 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y Mizuho Bank Ltd N/A N/A Y Mizuho Bank Ltd N/A N/A N 6070000.00 6070000.00 0.0031 N 6070000.00 6070000.00 New York City Housing Development Corp M/F Rental Housing RB (1133 Manhattan Ave) Series 2012A 0.040000% 64970HDW1 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y Freddie Mac N/A N/A Y Freddie Mac N/A N/A N 12670000.00 12670000.00 0.0065 N 12670000.00 12670000.00 New York City Housing Development Corp M/F Housing RB Series 2013E2 0.040000% 64972B3A1 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y JPMorgan Chase Bank NA N/A N/A N N 10000000.00 10000000.00 0.0051 N 10000000.00 10000000.00 New York City Housing Development Corp M/F Housing RB Series 2013E3 0.040000% 64972B3B9 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y Wells Fargo Bank NA N/A N/A N N 10000000.00 10000000.00 0.0051 N 10000000.00 10000000.00 New York City Housing Development Corp M/F Housing RB Series 2013F 0.200000% 64972B4R3 Other Municipal Debt N First Tier Security N/A N/A 2014-12-23 2014-12-23 N N N 7750000.00 7750000.00 0.0040 N 7750077.50 7750077.50 New York City Housing Development Corp M/F Housing RB Series 2012D2A 0.900000% 64972BUU7 Other Municipal Debt N Unrated Security N/A N/A 2014-11-01 2014-11-01 N N N 1950000.00 1956774.02 0.0010 N 1957761.00 1957761.00 New York City Housing Development Corp M/F Housing RB Series 2013A1 0.350000% 64972BZ65 Other Municipal Debt N Unrated Security N/A N/A 2014-11-01 2014-11-01 N N N 2000000.00 2000882.33 0.0010 N 1999540.00 1999540.00 New York City Housing Development Corp M/F Housing RB Series 2012D1A 0.240000% 94987KJG1 Other Municipal Debt N First Tier Security N/A N/A 2014-03-06 2014-03-06 N N Y Tender Option Wells Fargo Bank NA N/A N/A 19995000.00 19995000.00 0.0102 N 19995000.00 19995000.00 New York City IDA Civic Facility RB (Covenant of the Sacred Heart School of New York) Series 2002 0.070000% 649438HZ4 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y Federal Home Loan Bank N/A N/A Y Federal Home Loan Bank N/A N/A N 8315000.00 8315000.00 0.0042 N 8315000.00 8315000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2008 Series A 0.040000% 07330CKG3 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y Branch Banking & Trust Co N/A N/A N N 15420000.00 15420000.00 0.0079 N 15420000.00 15420000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2011 Series EE 0.050000% 25155D4P3 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y Deutsche Bank AG N/A N/A N N 9000000.00 9000000.00 0.0046 N 9000000.00 9000000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2006 Series A 0.040000% 27884FEJ5 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y US Bank NA N/A N/A N N 9865000.00 9865000.00 0.0050 N 9865000.00 9865000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2009 Series GG2 0.050000% 46632P5H2 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y JPMorgan Chase Bank NA N/A N/A N N 7295000.00 7295000.00 0.0037 N 7295000.00 7295000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2005 Series D 0.050000% 46632PNF6 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y JPMorgan Chase Bank NA N/A N/A N N 2905000.00 2905000.00 0.0015 N 2905000.00 2905000.00 New York City Municipal Water Finance Auth CP Series 1 0.060000% 64970LYJ8 Other Commercial Paper N First Tier Security N/A N/A 2014-02-06 2014-02-06 N N N 10000000.00 10000000.00 0.0051 N 10000000.00 10000000.00 New York City Municipal Water Finance Auth Extendible CP Series 7 0.080000% 64971VPX4 Other Commercial Paper N First Tier Security N/A N/A 2014-02-06 2014-10-03 N N N 9000000.00 9000000.00 0.0046 N 9000000.00 9000000.00 New York City Municipal Water Finance Auth Extendible CP Series 8 0.120000% 64972AGJ0 Other Commercial Paper N First Tier Security N/A N/A 2014-03-18 2014-09-14 N N N 25000000.00 25000000.00 0.0128 N 25001250.00 25001250.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2012 Series A1 0.040000% 64972F4V5 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-03 2014-02-03 Y Mizuho Bank Ltd N/A N/A N N 2055000.00 2055000.00 0.0010 N 2055000.00 2055000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2012 Series A2 0.040000% 64972F4W3 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-03 2014-02-03 Y Mizuho Bank Ltd N/A N/A N N 6540000.00 6540000.00 0.0033 N 6540000.00 6540000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2011 Series HH 0.050000% 64972F6D3 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y Deutsche Bank AG N/A N/A N N 14700000.00 14700000.00 0.0075 N 14700000.00 14700000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2007 Series CC2 0.050000% 64972FHJ8 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-03 2014-02-03 Y Bank of Nova Scotia N/A N/A N N 1820000.00 1820000.00 0.0009 N 1820000.00 1820000.00 New York City Municipal Water Finance Auth Water & Sewer System Second General Resolution RB Fiscal 2010 Series BB 5.000000% 64972FJ80 Other Municipal Debt N Unrated Security N/A N/A 2014-06-15 2014-06-15 N N N 165000.00 167825.32 0.0001 N 167894.10 167894.10 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2010 Series CC 0.030000% 64972FK62 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y Barclays Bank Plc N/A N/A N N 13860000.00 13860000.00 0.0071 N 13860000.00 13860000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2009 Series DD 0.060000% 64972FYV2 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y Citibank NA N/A N/A N N 8125000.00 8125000.00 0.0041 N 8125000.00 8125000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2009 Series FF1 5.000000% 64972FZW9 Other Municipal Debt N Unrated Security N/A N/A 2014-06-15 2014-06-15 N N N 100000.00 101714.72 0.0001 N 101754.00 101754.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2013 Series AA2 0.040000% 64972GAS3 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y Bank of Tokyo Mitsubishi UFJ Ltd N/A N/A N N 11000000.00 11000000.00 0.0056 N 11000000.00 11000000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2006 Series AA1A 0.040000% 64972GAV6 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-03 2014-02-03 Y State Street Bank & Trust Company NA N/A N/A N N 10000000.00 10000000.00 0.0051 N 10000000.00 10000000.00 New York City Municipal Water Finance Auth Water & Sewer System Second General Resolution RB Fiscal 2011 Series EE 0.060000% 64972GCZ5 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y Morgan Stanley Bank NA N/A N/A N N 6175000.00 6175000.00 0.0032 N 6175000.00 6175000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2007 Series A 0.040000% 74703YTU4 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y Bank of America NA N/A N/A N N 11500000.00 11500000.00 0.0059 N 11500000.00 11500000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2012 Series BB 0.040000% 74926YVE8 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y Royal Bank of Canada N/A N/A N N 10515000.00 10515000.00 0.0054 N 10515000.00 10515000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2013 Series CC 0.050000% 76252PBK4 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y Barclays Bank Plc N/A N/A N N 8500000.00 8500000.00 0.0043 N 8500000.00 8500000.00 New York City Municipal Water Finance Auth Water & Sewer System Second General Resolution RB Fiscal 2012 Series BB 0.050000% 76252PCN7 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y Barclays Bank Plc N/A N/A N N 2000000.00 2000000.00 0.0010 N 2000000.00 2000000.00 New York City Transitional Finance Auth Building Aid RB Fiscal 2009 Series S3 0.060000% 25155DLU3 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y Deutsche Bank AG N/A N/A N Y Obligor New York State N/A N/A 18055000.00 18055000.00 0.0092 N 18055000.00 18055000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2012 Series F1 0.040000% 27884FK33 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y US Bank NA N/A N/A N N 20165000.00 20165000.00 0.0103 N 20165000.00 20165000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2007 Series B 0.050000% 46632PSE4 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y JPMorgan Chase Bank NA N/A N/A N N 3495000.00 3495000.00 0.0018 N 3495000.00 3495000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2010 Series A1 0.050000% 46633VDB2 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y JPMorgan Chase Bank NA N/A N/A N N 11000000.00 11000000.00 0.0056 N 11000000.00 11000000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2011 Series D1 0.050000% 46633VQ36 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y JPMorgan Chase Bank NA N/A N/A N N 3750000.00 3750000.00 0.0019 N 3750000.00 3750000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2013 Series F1 0.050000% 46636Y7R5 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y JPMorgan Chase Bank NA N/A N/A N N 3240000.00 3240000.00 0.0017 N 3240000.00 3240000.00 New York City Transitional Finance Auth Future Tax Secured Refunding Bonds Fiscal 2006 Series A1 5.000000% 64971K3S3 Other Municipal Debt N Unrated Security N/A N/A 2014-11-01 2014-11-01 N N N 230000.00 238083.69 0.0001 N 238234.00 238234.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2007 Series B 5.000000% 64971MFD9 Other Municipal Debt N Unrated Security N/A N/A 2014-11-01 2014-11-01 N N N 1095000.00 1133330.11 0.0006 N 1134113.40 1134113.40 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2007 Series C1 0.040000% 64971MNB4 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y Credit Suisse AG N/A N/A N N 6000000.00 6000000.00 0.0031 N 6000000.00 6000000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2012 Series F1 0.060000% 64971Q6S7 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y Morgan Stanley Bank NA N/A N/A N N 7500000.00 7500000.00 0.0038 N 7500000.00 7500000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2012 Series F1 0.060000% 64971Q6W8 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y Morgan Stanley Bank NA N/A N/A N N 3400000.00 3400000.00 0.0017 N 3400000.00 3400000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2012 Series A 5.000000% 64971QHV8 Other Municipal Debt N Unrated Security N/A N/A 2014-11-01 2014-11-01 N N N 125000.00 129342.50 0.0001 N 129465.00 129465.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2013 Series C5 0.030000% 64971QQ63 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y Sumitomo Mitsui Banking Corp N/A N/A N N 7785000.00 7785000.00 0.0040 N 7785000.00 7785000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2013 Series C4 0.050000% 64971QV26 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-03 2014-02-03 Y JPMorgan Chase Bank NA N/A N/A N N 5290000.00 5290000.00 0.0027 N 5290000.00 5290000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2013 Series F1 3.000000% 64971QV91 Other Municipal Debt N Unrated Security N/A N/A 2015-02-01 2015-02-01 N N N 200000.00 205387.78 0.0001 N 205590.00 205590.00 New York City Transitional Finance Auth Building Aid RB Fiscal 2007 Series S1 0.060000% 64972HFE7 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y Citibank NA N/A N/A N Y Obligor New York State N/A N/A 8850000.00 8850000.00 0.0045 N 8850000.00 8850000.00 New York City Transitional Finance Auth Building Aid RB Fiscal 2009 Series S1 5.000000% 64972HJB9 Other Municipal Debt N Unrated Security N/A N/A 2014-07-15 2014-07-15 N N Y Obligor New York State N/A N/A 100000.00 102088.50 0.0001 N 102145.00 102145.00 New York City Transitional Finance Auth Building Aid RB Fiscal 2009 Series S2 5.000000% 64972HJZ6 Other Municipal Debt N Unrated Security N/A N/A 2014-07-15 2014-07-15 N N Y Obligor New York State N/A N/A 135000.00 137849.35 0.0001 N 137895.75 137895.75 New York City Transitional Finance Auth Building Aid RB Fiscal 2008 Series S1 0.050000% 64972HRC8 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y Citibank NA N/A N/A N Y Obligor New York State N/A N/A 6000000.00 6000000.00 0.0031 N 6000000.00 6000000.00 New York City Transitional Finance Auth Building Aid RB Fiscal 2012 Series S1A 4.000000% 64972HSM5 Other Municipal Debt N Unrated Security N/A N/A 2014-07-15 2014-07-15 N N Y Obligor New York State N/A N/A 250000.00 254138.31 0.0001 N 254252.50 254252.50 New York City Transitional Finance Auth Building Aid RB Fiscal 2013 Series S1 3.000000% 64972HTC6 Other Municipal Debt N Unrated Security N/A N/A 2014-07-15 2014-07-15 N N Y Obligor New York State N/A N/A 750000.00 759236.48 0.0004 N 759427.50 759427.50 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2012 Series E1 0.040000% 74926YC82 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y Royal Bank of Canada N/A N/A N N 4835000.00 4835000.00 0.0025 N 4835000.00 4835000.00 New York City Transitional Finance Auth Building Aid RB Fiscal 2009 Series S4 0.240000% 94985NHA2 Other Municipal Debt N First Tier Security N/A N/A 2014-03-06 2014-03-06 N Y Wells Fargo & Co N/A N/A Y Tender Option Wells Fargo & Co N/A N/A 16435000.00 16435000.00 0.0084 N 16435000.00 16435000.00 New York City Transitional Finance Auth Building Aid RB Fiscal 2009 Series S5 0.240000% 94985NKM2 Other Municipal Debt N First Tier Security N/A N/A 2014-03-06 2014-03-06 N Y Wells Fargo & Co N/A N/A Y Tender Option Wells Fargo & Co N/A N/A 15645000.00 15645000.00 0.0080 N 15645000.00 15645000.00 New York City Trust for Cultural Resources Refunding RB (American Museum of Natural History) Series 2004A 0.050000% 46632P7T4 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor American Museum of Natural History N/A N/A 3745000.00 3745000.00 0.0019 N 3745000.00 3745000.00 New York Convention Center Development Corp RB (Hotel Unit Fee Secured) Series 2005 0.040000% 649451BY6 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y Credit Suisse AG N/A N/A Y Berkshire Hathaway Assurance Corp N/A N/A N 20900000.00 20900000.00 0.0107 N 20900000.00 20900000.00 New York Liberty Development Corp Liberty RB (1 World Trade Center) Series 2011 0.060000% 25155D3G4 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y Deutsche Bank AG N/A N/A N Y Obligor Port Auth of New York & New Jersey N/A N/A 17185000.00 17185000.00 0.0088 N 17185000.00 17185000.00 New York Liberty Development Corp Liberty RB (1 World Trade Center) Series 2011 0.060000% 46636YEJ5 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor Port Auth of New York & New Jersey N/A N/A 6015000.00 6015000.00 0.0031 N 6015000.00 6015000.00 New York Liberty Development Corp RB (Goldman Sachs HQ) Series 2005 0.050000% 531127BQ0 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y Wells Fargo & Co N/A N/A Y Wells Fargo & Co N/A N/A N 1000000.00 1000000.00 0.0005 N 1000000.00 1000000.00 New York Liberty Development Corp Liberty Refunding RB (3 World Trade Center) Series 2011A 0.230000% 649519CS2 Other Municipal Debt N First Tier Security N/A N/A 2014-06-19 2014-06-19 N N Y Escrow Escrow N/A N/A 3100000.00 3100002.75 0.0016 N 3100124.00 3100124.00 New York State GO Bonds Series 2008A 3.500000% 6497875U8 Other Municipal Debt N Unrated Security N/A N/A 2014-03-01 2014-03-01 N N N 100000.00 100235.81 0.0001 N 100261.00 100261.00 New York State GO Bonds Series 2009A 5.000000% 6497877E2 Other Municipal Debt N Unrated Security N/A N/A 2014-02-15 2014-02-15 N N N 800000.00 801230.06 0.0004 N 801280.00 801280.00 New York State GO Refunding Bonds Series 2005C 5.000000% 649787N95 Other Municipal Debt N Unrated Security N/A N/A 2014-04-15 2014-04-15 N N N 1395000.00 1408025.73 0.0007 N 1408447.80 1408447.80 New York State GO Bonds Series 2013C 5.000000% 649791HW3 Other Municipal Debt N Unrated Security N/A N/A 2014-04-15 2014-04-15 N N N 11000000.00 11106590.00 0.0057 N 11106040.00 11106040.00 New York State GO Bonds Series 2013A 0.040000% 649791KB5 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y Credit Suisse AG N/A N/A N N 1700000.00 1700000.00 0.0009 N 1700000.00 1700000.00 New York State Dormitory Auth RB (Columbia Univ) Series 2008A 0.040000% 07330CLA5 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y Branch Banking & Trust Co N/A N/A N Y Obligor Columbia Univ N/A N/A 6000000.00 6000000.00 0.0031 N 6000000.00 6000000.00 New York State Dormitory Auth Insured RB (St. John's Univ) Series 2007C 0.040000% 18886PUB9 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y State Street Bank & Trust Company NA N/A N/A Y State Street Bank & Trust Company NA N/A N/A N 26020000.00 26020000.00 0.0133 N 26020000.00 26020000.00 New York State Dormitory Auth RB (NYU) Series 2007A 0.060000% 25155DFC0 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y Deutsche Bank AG N/A N/A N Y Obligor New York Univ N/A N/A 5600000.00 5600000.00 0.0029 N 5600000.00 5600000.00 New York State Dormitory Auth State Personal Income Tax RB Series 2005F 0.050000% 46632PND1 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 5130000.00 5130000.00 0.0026 N 5130000.00 5130000.00 New York State Dormitory Auth State Personal Income Tax RB Series 2007A 0.050000% 46633VR76 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 3000000.00 3000000.00 0.0015 N 3000000.00 3000000.00 New York State Dormitory Auth State Personal Income Tax RB Series 2013A 0.050000% 46640KDH4 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 2000000.00 2000000.00 0.0010 N 2000000.00 2000000.00 New York State Dormitory Auth RB (NYU) Series 2001A 5.750000% 6498393B1 Other Municipal Debt N Unrated Security N/A N/A 2014-07-01 2014-07-01 N N Y Obligor New York Univ N/A N/A 375000.00 383353.40 0.0002 N 383527.50 383527.50 New York State Dormitory Auth CP (Cornell Univ) 0.120000% 64983LSX9 Other Commercial Paper N First Tier Security N/A N/A 2014-04-03 2014-04-03 N N Y Obligor Cornell University N/A N/A 11140000.00 11140000.00 0.0057 N 11140779.80 11140779.80 New York State Dormitory Auth Mental Health Services Facilities RB Series 2008F 5.000000% 64983M5M6 Other Municipal Debt N Unrated Security N/A N/A 2014-02-15 2014-02-15 N N Y Obligor New York State N/A N/A 125000.00 125186.83 0.0001 N 125197.50 125197.50 New York State Dormitory Auth Mental Health Services Facilities RB Series 2009A1 4.125000% 64983M6N3 Other Municipal Debt N Unrated Security N/A N/A 2014-02-15 2014-02-15 N N Y Obligor New York State N/A N/A 200000.00 200249.26 0.0001 N 200260.00 200260.00 New York State Dormitory Auth Mental Health Services Facilities RB Series 2009A1 5.000000% 64983M6P8 Other Municipal Debt N Unrated Security N/A N/A 2014-02-15 2014-02-15 N N Y Obligor New York State N/A N/A 910000.00 911388.15 0.0005 N 911437.80 911437.80 New York State Dormitory Auth Consolidated Service Contract Refunding RB Series 2009A 3.000000% 64983M7W2 Other Municipal Debt N Unrated Security N/A N/A 2014-07-01 2014-07-01 N N Y Obligor New York State N/A N/A 100000.00 101096.85 0.0001 N 101134.00 101134.00 New York State Dormitory Auth Consolidated Service Contract Refunding RB Series 2009A 4.000000% 64983M7X0 Other Municipal Debt N Unrated Security N/A N/A 2014-07-01 2014-07-01 N N Y Obligor New York State N/A N/A 2050000.00 2080783.63 0.0011 N 2081570.00 2081570.00 New York State Dormitory Auth Mental Health Services Facilities RB Series 2007C 4.000000% 64983MGD4 Other Municipal Debt N Unrated Security N/A N/A 2014-02-15 2014-02-15 N N Y Obligor New York State N/A N/A 200000.00 200233.25 0.0001 N 200252.00 200252.00 New York State Dormitory Auth RB (Columbia Univ) Series 2006A 0.050000% 64983PGM7 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y Citibank NA N/A N/A N Y Obligor Columbia Univ N/A N/A 8535000.00 8535000.00 0.0044 N 8535000.00 8535000.00 New York State Dormitory Auth State Personal Income Tax RB Series 2006C 0.050000% 64983PJT9 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y Citibank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 18000000.00 18000000.00 0.0092 N 18000000.00 18000000.00 New York State Dormitory Auth RB (NYU) Series 2009A 0.050000% 64983PZC8 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y Citibank NA N/A N/A N Y Obligor New York Univ N/A N/A 9900000.00 9900000.00 0.0051 N 9900000.00 9900000.00 New York State Dormitory Auth State Personal Income Tax RB Series 2011A 0.060000% 64983PZY0 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y Morgan Stanley Bank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 5935000.00 5935000.00 0.0030 N 5935000.00 5935000.00 New York State Dormitory Auth RB (Catholic Health) Series 2006B 0.050000% 64983Q5S4 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y HSBC BANK USA N/A N/A Y HSBC Bank USA N/A N/A N 8265000.00 8265000.00 0.0042 N 8265000.00 8265000.00 New York State Dormitory Auth RB (Culinary Institute of America) Series 2006 0.050000% 64983QV30 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 3325000.00 3325000.00 0.0017 N 3325000.00 3325000.00 New York State Dormitory Auth Mental Health Services Facilities RB Series 2005E 4.500000% 64983R6V4 Other Municipal Debt N Unrated Security N/A N/A 2014-02-15 2014-02-15 N N Y Obligor New York State N/A N/A 250000.00 250333.27 0.0001 N 250355.00 250355.00 New York State Dormitory Auth Mental Health Services Facilities RB Series 2005E 5.000000% 64983R6W2 Other Municipal Debt N Unrated Security N/A N/A 2014-02-15 2014-02-15 N N Y Obligor New York State N/A N/A 1030000.00 1031587.93 0.0005 N 1031627.40 1031627.40 New York State Dormitory Auth Mental Health Services Facilities RB Series 2005B 5.000000% 64983RBF3 Other Municipal Debt N Unrated Security N/A N/A 2014-02-15 2014-02-15 N N Y Obligor New York State N/A N/A 585000.00 585883.35 0.0003 N 585924.30 585924.30 New York State Dormitory Auth Mental Health Services Facilities RB Series 2005D1 5.000000% 64983REG8 Other Municipal Debt N Unrated Security N/A N/A 2014-02-15 2014-02-15 N N Y Obligor New York State N/A N/A 1225000.00 1226856.94 0.0006 N 1226935.50 1226935.50 New York State Dormitory Auth Mental Health Services Facilities RB Series 2005D1 5.000000% 64983REH6 Other Municipal Debt N Unrated Security N/A N/A 2014-08-15 2014-08-15 N N Y Obligor New York State N/A N/A 150000.00 153734.98 0.0001 N 153763.50 153763.50 New York State Dormitory Auth Mental Health Services Facilities RB Series 2005D1 5.000000% 64983REJ2 Other Municipal Debt N Unrated Security N/A N/A 2015-02-15 2015-02-15 N N Y Obligor New York State N/A N/A 100000.00 104845.00 0.0001 N 104851.00 104851.00 New York State Dormitory Auth RB (Culinary Institute of America) Series 2004D 0.050000% 64983TZS5 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 5800000.00 5800000.00 0.0030 N 5800000.00 5800000.00 New York State Dormitory Auth RB (Culinary Institute of America) Series 2004C 0.050000% 64983U7T1 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 12800000.00 12800000.00 0.0065 N 12800000.00 12800000.00 New York State Dormitory Auth State Personal Income Tax RB Series 2010E 3.000000% 6499022J1 Other Municipal Debt N Unrated Security N/A N/A 2014-02-15 2014-02-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 200000.00 200172.06 0.0001 N 200190.00 200190.00 New York State Dormitory Auth State Personal Income Tax RB Series 2010F 5.000000% 6499022X0 Other Municipal Debt N Unrated Security N/A N/A 2014-02-15 2014-02-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 325000.00 325490.37 0.0002 N 325520.00 325520.00 New York State Dormitory Auth State Personal Income Tax RB Series 2011A 5.000000% 6499023K7 Other Municipal Debt N Unrated Security N/A N/A 2014-03-15 2014-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 660000.00 663324.08 0.0003 N 663676.20 663676.20 New York State Dormitory Auth State Personal Income Tax RB Series 2011C 4.000000% 6499024Y6 Other Municipal Debt N Unrated Security N/A N/A 2014-03-15 2014-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 315000.00 316249.41 0.0002 N 316395.45 316395.45 New York State Dormitory Auth State Personal Income Tax RB Series 2011E 5.000000% 6499026F5 Other Municipal Debt N Unrated Security N/A N/A 2014-08-15 2014-08-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 205000.00 210101.19 0.0001 N 210209.05 210209.05 New York State Dormitory Auth State Personal Income Tax RB Series 2005F 5.000000% 649902DK6 Other Municipal Debt N Unrated Security N/A N/A 2014-03-15 2014-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 1000000.00 1005240.70 0.0005 N 1005600.00 1005600.00 New York State Dormitory Auth State Personal Income Tax RB Series 2010A 4.000000% 649902P98 Other Municipal Debt N Unrated Security N/A N/A 2014-02-15 2014-02-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 100000.00 100115.35 0.0001 N 100128.00 100128.00 New York State Dormitory Auth State Personal Income Tax RB Series 2008A 5.000000% 649902QQ9 Other Municipal Debt N Unrated Security N/A N/A 2014-03-15 2014-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 325000.00 326640.03 0.0002 N 326810.25 326810.25 New York State Dormitory Auth State Personal Income Tax RB Series 2008B 4.000000% 649902SB0 Other Municipal Debt N Unrated Security N/A N/A 2014-03-15 2014-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 250000.00 251011.11 0.0001 N 251107.50 251107.50 New York State Dormitory Auth State Personal Income Tax RB Series 2009D 5.000000% 649902ZC0 Other Municipal Debt N Unrated Security N/A N/A 2014-06-15 2014-06-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 400000.00 406865.66 0.0002 N 407016.00 407016.00 New York State Dormitory Auth RB (Univ of Rochester) Series 2003C 0.040000% 6499032H3 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 10300000.00 10300000.00 0.0053 N 10300000.00 10300000.00 New York State Dormitory Auth RB (NYU) Series 2008B 4.000000% 649903S93 Other Municipal Debt N Unrated Security N/A N/A 2014-07-01 2014-07-01 N N Y Obligor New York Univ N/A N/A 150000.00 152247.02 0.0001 N 152346.00 152346.00 New York State Dormitory Auth RB (St. Lawrence Univ) Series 2008 5.000000% 649905GN0 Other Municipal Debt N Unrated Security N/A N/A 2014-07-01 2014-07-01 N N Y Escrow Escrow N/A N/A 150000.00 152824.26 0.0001 N 152929.50 152929.50 New York State Dormitory Auth State Personal Income Tax RB Series 2010A 5.000000% 64990EBR7 Other Municipal Debt N Unrated Security N/A N/A 2015-02-15 2015-02-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 115000.00 120581.39 0.0001 N 120639.60 120639.60 New York State Dormitory Auth State Personal Income Tax RB Series 2009A 5.000000% 64990ELV7 Other Municipal Debt N Unrated Security N/A N/A 2014-02-15 2014-02-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 350000.00 350532.26 0.0002 N 350535.50 350535.50 New York State Dormitory Auth Mental Health Services Facilities RB Series 2005C1 5.000000% 64990HLG3 Other Municipal Debt N Unrated Security N/A N/A 2014-08-15 2014-08-15 N N Y Obligor New York State N/A N/A 200000.00 204986.79 0.0001 N 205018.00 205018.00 New York State Dormitory Auth Mental Health Services Facilities RB Series 2010A 4.250000% 64990HNW6 Other Municipal Debt N Unrated Security N/A N/A 2014-02-15 2014-02-15 N N Y Obligor New York State N/A N/A 200000.00 200257.02 0.0001 N 200268.00 200268.00 New York State Dormitory Auth Mental Health Services Facilities RB Series 2007D 5.000000% 64990HTG5 Other Municipal Debt N Unrated Security N/A N/A 2014-02-15 2014-02-15 N N Y Escrow Escrow N/A N/A 35000.00 35054.58 0.0000 N 35047.25 35047.25 New York State Dormitory Auth Mental Health Services Facilities RB Series 2007D 5.000000% 64990HTH3 Other Municipal Debt N Unrated Security N/A N/A 2014-08-15 2014-08-15 N N Y Escrow Escrow N/A N/A 30000.00 30745.82 0.0000 N 30762.30 30762.30 New York State Dormitory Auth Mental Health Services Facilities RB Series 2007D 5.000000% 64990HTQ3 Other Municipal Debt N Unrated Security N/A N/A 2014-02-15 2014-02-15 N N Y Obligor New York State N/A N/A 3565000.00 3570559.35 0.0018 N 3569777.10 3569777.10 New York State Dormitory Auth Mental Health Services Facilities RB Series 2007D 5.000000% 64990HTR1 Other Municipal Debt N Unrated Security N/A N/A 2014-08-15 2014-08-15 N N Y Obligor New York State N/A N/A 2490000.00 2551904.18 0.0013 N 2552474.10 2552474.10 New York State Dormitory Auth RB (Cornell Univ) Series 2006A 0.070000% 74703YMF4 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y Bank of America NA N/A N/A N Y Obligor Cornell University N/A N/A 9865000.00 9865000.00 0.0050 N 9865000.00 9865000.00 New York State Dormitory Auth State Personal Income Tax RB Series 2010F 0.070000% 74703YXU9 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y Bank of America NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 5000000.00 5000000.00 0.0026 N 5000000.00 5000000.00 New York State Dormitory Auth RB (NYU) Series 2009A 0.060000% 94985NTL5 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y Wells Fargo & Co N/A N/A N Y Obligor New York Univ N/A N/A 25110000.00 25110000.00 0.0128 N 25110000.00 25110000.00 New York State Energy Research & Development Auth Facilities RB (Consolidated Edison) Series 2005A1 0.040000% 64984EDJ1 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y Mizuho Bank Ltd N/A N/A Y Mizuho Bank Ltd N/A N/A N 23900000.00 23900000.00 0.0122 N 23900000.00 23900000.00 New York State Environmental Facilities Corp Clean Water & Drinking Water Revolving Funds RB Series 2010C 0.050000% 46633VY78 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y JPMorgan Chase Bank NA N/A N/A N N 6600000.00 6600000.00 0.0034 N 6600000.00 6600000.00 New York State Environmental Facilities Corp Clean Water & Drinking Water Revolving Funds Sub RB Series 2013A 0.050000% 46640KBE3 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State Environmental Facilities Corp - NYCMWFA Program N/A N/A 2500000.00 2500000.00 0.0013 N 2500000.00 2500000.00 New York State Environmental Facilities Corp Clean Water & Drinking Water Revolving Funds RB Series 2010C 3.000000% 64985HCH8 Other Municipal Debt N Unrated Security N/A N/A 2014-04-15 2014-04-15 N N N 350000.00 351819.90 0.0002 N 352005.50 352005.50 New York State Environmental Facilities Corp Clean Water & Drinking Water Revolving Funds RB Series 2011A 4.000000% 64985HDF1 Other Municipal Debt N Unrated Security N/A N/A 2014-08-15 2014-08-15 N N N 140000.00 142761.57 0.0001 N 142857.40 142857.40 New York State Environmental Facilities Corp Clean Water & Drinking Water Revolving Funds RB Series 2002K 5.500000% 64985WES9 Other Municipal Debt N Unrated Security N/A N/A 2014-06-15 2014-06-15 N N Y Obligor New York State Environmental Facilities Corp - NYCMWFA Program N/A N/A 300000.00 305570.51 0.0002 N 305826.00 305826.00 New York State Environmental Facilities Corp Clean Water & Drinking Water Revolving Funds RB Series 2003B 5.250000% 64985WNU4 Other Municipal Debt N Unrated Security N/A N/A 2014-06-15 2014-06-15 N N N 125000.00 127248.01 0.0001 N 127313.75 127313.75 New York State Environmental Facilities Corp Clean Water & Drinking Water Revolving Funds RB Series 2004F 5.250000% 64986AEF4 Other Municipal Debt N Unrated Security N/A N/A 2014-06-15 2014-06-15 N N Y Obligor New York State Environmental Facilities Corp - NYCMWFA Program N/A N/A 325000.00 330893.23 0.0002 N 331015.75 331015.75 New York State Environmental Facilities Corp Clean Water & Drinking Water Revolving Funds Sub RB Series 2010A 2.000000% 64986AG88 Other Municipal Debt N Unrated Security N/A N/A 2014-06-15 2014-06-15 N N Y Obligor New York State Environmental Facilities Corp - NYCMWFA Program N/A N/A 100000.00 100593.65 0.0001 N 100678.00 100678.00 New York State Environmental Facilities Corp Clean Water & Drinking Water Revolving Funds RB Series 2005B 5.000000% 64986AHQ7 Other Municipal Debt N Unrated Security N/A N/A 2014-10-15 2014-10-15 N N N 100000.00 103248.08 0.0001 N 103372.00 103372.00 New York State Environmental Facilities Corp Clean Water & Drinking Water Revolving Funds Sub RB Series 2006B 5.000000% 64986APD7 Other Municipal Debt N Unrated Security N/A N/A 2014-06-15 2014-06-15 N N Y Obligor New York State Environmental Facilities Corp - NYCMWFA Program N/A N/A 2055000.00 2090385.82 0.0011 N 2091188.55 2091188.55 New York State Environmental Facilities Corp Clean Water & Drinking Water Revolving Funds Sub RB Series 2011B 4.000000% 64986AQ79 Other Municipal Debt N Unrated Security N/A N/A 2014-06-15 2014-06-15 N N Y Obligor New York State Environmental Facilities Corp - NYCMWFA Program N/A N/A 450000.00 456070.02 0.0002 N 456300.00 456300.00 New York State Environmental Facilities Corp Clean Water & Drinking Water Revolving Funds RB Series 2007A 3.625000% 64986ASE2 Other Municipal Debt N Unrated Security N/A N/A 2014-06-15 2014-06-15 N N Y Obligor New York State Environmental Facilities Corp - NYCMWFA Program N/A N/A 100000.00 101189.72 0.0001 N 101265.00 101265.00 New York State Environmental Facilities Corp Clean Water & Drinking Water Revolving Funds RB Series 2007C 4.000000% 64986AUV1 Other Municipal Debt N Unrated Security N/A N/A 2014-06-15 2014-06-15 N N Y Obligor New York State Environmental Facilities Corp - NYCMWFA Program N/A N/A 200000.00 202662.76 0.0001 N 202800.00 202800.00 New York State Environmental Facilities Corp Clean Water & Drinking Water Revolving Funds RB Series 2008A 3.500000% 64986AXQ9 Other Municipal Debt N Unrated Security N/A N/A 2014-06-15 2014-06-15 N N Y Obligor New York State Environmental Facilities Corp - NYCMWFA Program N/A N/A 250000.00 252860.72 0.0001 N 253050.00 253050.00 New York State Environmental Facilities Corp Clean Water & Drinking Water Revolving Funds RB Series 2008A 5.000000% 64986AZH7 Other Municipal Debt N Unrated Security N/A N/A 2014-06-15 2014-06-15 N N Y Obligor New York State Environmental Facilities Corp - NYCMWFA Program N/A N/A 1420000.00 1445077.04 0.0007 N 1445006.20 1445006.20 New York State HFA Housing RB (10 Liberty St) Series 2003A 0.030000% 64986MC78 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y Freddie Mac N/A N/A Y Freddie Mac N/A N/A N 14600000.00 14600000.00 0.0075 N 14600000.00 14600000.00 New York State HFA Housing RB (North End Ave) Series 2004A 0.030000% 64986MJ55 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y Fannie Mae N/A N/A Y Fannie Mae N/A N/A N 2300000.00 2300000.00 0.0012 N 2300000.00 2300000.00 New York State HFA Housing RB (100 Maiden Lane) Series 2004A 0.050000% 64986MM28 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y Fannie Mae N/A N/A Y Fannie Mae N/A N/A N 66175000.00 66175000.00 0.0338 N 66175000.00 66175000.00 New York State HFA Housing RB (Shore Hill) Series 2008A 0.030000% 64986MV93 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y Freddie Mac N/A N/A Y Freddie Mac N/A N/A N 10000000.00 10000000.00 0.0051 N 10000000.00 10000000.00 New York State HFA Housing RB (160 Madison Ave) Series 2013A 0.050000% 64986UA72 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-03 2014-02-03 Y PNC Bank NA N/A N/A Y PNC Bank NA N/A N/A N 1315000.00 1315000.00 0.0007 N 1315000.00 1315000.00 New York State HFA Housing RB (388 Bridge St) Series 2012A 0.050000% 64986UMM6 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 41000000.00 41000000.00 0.0209 N 41000000.00 41000000.00 New York State Local Government Assistance Corp Refunding RB Series 1993C 0.396500% 649876RK7 Other Municipal Debt N Unrated Security N/A N/A 2014-04-01 2014-04-01 N N N 275000.00 274827.67 0.0001 N 274771.75 274771.75 New York State Local Government Assistance Corp Refunding Bonds Sub Lien Series 2010A 5.000000% 649876T41 Other Municipal Debt N Unrated Security N/A N/A 2014-04-01 2014-04-01 N N N 300000.00 302158.58 0.0002 N 302358.00 302358.00 New York State Local Government Assistance Corp Refunding Bonds Sub Lien Series 2010B 5.000000% 649876V30 Other Municipal Debt N Unrated Security N/A N/A 2014-04-01 2014-04-01 N N N 200000.00 201444.38 0.0001 N 201578.00 201578.00 New York State Local Government Assistance Corp Sub Lien Refunding Bonds Series 2011A 5.000000% 649876X20 Other Municipal Debt N Unrated Security N/A N/A 2014-04-01 2014-04-01 N N N 110000.00 110818.84 0.0001 N 110867.90 110867.90 New York State Mortgage Agency Homeowner Mortgage RB Series 164 1.100000% 649883NW1 Other Municipal Debt N Unrated Security N/A N/A 2014-10-01 2014-10-01 N N N 100000.00 100327.44 0.0001 N 100405.00 100405.00 New York State Mortgage Agency Homeowner Mortgage RB Series 169 0.750000% 649883RJ6 Other Municipal Debt N Unrated Security N/A N/A 2014-10-01 2014-10-01 N N N 400000.00 400919.38 0.0002 N 401100.00 401100.00 New York State Mortgage Agency Mortgage RB Series 47 1.500000% 64988REB4 Other Municipal Debt N Unrated Security N/A N/A 2014-04-01 2014-04-01 N N N 810000.00 811437.97 0.0004 N 811028.70 811028.70 New York State Power Auth CP Series 1 & 2 0.070000% 64985GH28 Other Commercial Paper N First Tier Security N/A N/A 2014-02-14 2014-02-14 N N N 5000000.00 5000000.00 0.0026 N 5000000.00 5000000.00 New York State Power Auth CP Series 1 & 2 0.060000% 64985GH36 Other Commercial Paper N First Tier Security N/A N/A 2014-02-20 2014-02-20 N N N 20000000.00 20000000.00 0.0102 N 20000000.00 20000000.00 New York State Power Auth RB Series 2006A 5.000000% 64989KFU5 Other Municipal Debt N Unrated Security N/A N/A 2014-11-15 2014-11-15 N N N 150000.00 155527.81 0.0001 N 155532.00 155532.00 New York State Power Auth CP Series 1 & 2 0.060000% 64989Q5E9 Other Commercial Paper N First Tier Security N/A N/A 2014-02-13 2014-02-13 N N N 13010000.00 13010000.00 0.0066 N 13010000.00 13010000.00 New York State Power Auth CP Series 1 & 2 0.060000% 64989Q5G4 Other Commercial Paper N First Tier Security N/A N/A 2014-02-27 2014-02-27 N N N 49710000.00 49710000.00 0.0254 N 49710000.00 49710000.00 New York State Power Auth CP Series 1 & 2 0.060000% 64989Q5J8 Other Commercial Paper N First Tier Security N/A N/A 2014-02-10 2014-02-10 N N N 10000000.00 10000000.00 0.0051 N 10000000.00 10000000.00 New York State Thruway Auth State Personal Income Tax RB Series 2012A 0.050000% 25155DRK9 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y Deutsche Bank AG N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 9000000.00 9000000.00 0.0046 N 9000000.00 9000000.00 New York State Thruway Auth General RB Series H 0.210000% 27884FYT1 Other Municipal Debt N First Tier Security N/A N/A 2014-04-17 2014-04-17 N Y US Bank NA N/A N/A Y Tender Option US Bank NA N/A N/A 19345000.00 19345000.00 0.0099 N 19345000.00 19345000.00 New York State Thruway Auth Second General Highway & Bridge Trust Fund Bonds Series 2005B 5.000000% 650013R98 Other Municipal Debt N Unrated Security N/A N/A 2014-04-01 2014-04-01 N N N 13390000.00 13488499.26 0.0069 N 13491228.40 13491228.40 New York State Thruway Auth Second General Highway & Bridge Trust Fund Bonds Series 2004B 5.250000% 650014EP4 Other Municipal Debt N Unrated Security N/A N/A 2014-04-01 2014-04-01 N N N 200000.00 201555.29 0.0001 N 201590.00 201590.00 New York State Thruway Auth Second General Highway & BridgeTrust Fund Bonds Series 2005A 5.250000% 650014FY4 Other Municipal Debt N Unrated Security N/A N/A 2014-04-01 2014-04-01 N N N 860000.00 866753.87 0.0004 N 866837.00 866837.00 New York State Thruway Auth Second General Highway & Bridge Trust Fund Bonds Series 2006 4.000000% 650014HM8 Other Municipal Debt N Unrated Security N/A N/A 2014-04-01 2014-04-01 N N N 625000.00 628591.63 0.0003 N 628768.75 628768.75 New York State Thruway Auth Second General Highway & Bridge Trust Fund Bonds Series 2006A 5.000000% 650014HN6 Other Municipal Debt N Unrated Security N/A N/A 2014-04-01 2014-04-01 N N N 665000.00 669803.24 0.0003 N 670027.40 670027.40 New York State Thruway Auth Second General Highway & Bridge Trust Fund Bonds Series 2008A 5.000000% 650014MK6 Other Municipal Debt N Unrated Security N/A N/A 2014-04-01 2014-04-01 N N N 350000.00 352551.69 0.0002 N 352646.00 352646.00 New York State Thruway Auth Second General Highway & Bridge Trust Fund Bonds Series 2008B 4.000000% 650014NJ8 Other Municipal Debt N Unrated Security N/A N/A 2014-04-01 2014-04-01 N N N 1100000.00 1106359.78 0.0006 N 1106633.00 1106633.00 New York State Thruway Auth Second General Highway & Bridge Trust Fund Bonds Series 2008B 5.000000% 650014NK5 Other Municipal Debt N Unrated Security N/A N/A 2014-04-01 2014-04-01 N N N 100000.00 100706.93 0.0001 N 100756.00 100756.00 New York State Thruway Auth Second General Highway & Bridge Trust Fund Bonds Series 2009A1 4.000000% 650014PV9 Other Municipal Debt N Unrated Security N/A N/A 2014-04-01 2014-04-01 N N N 200000.00 201135.33 0.0001 N 201206.00 201206.00 New York State Thruway Auth Second General Highway & Bridge Trust Fund Bonds Series 2009B 5.000000% 650014RD7 Other Municipal Debt N Unrated Security N/A N/A 2014-04-01 2014-04-01 N N N 250000.00 251791.75 0.0001 N 251890.00 251890.00 New York State Thruway Auth Second General Highway & Bridge Trust Fund Bonds Series 2010A 5.000000% 650014SM6 Other Municipal Debt N Unrated Security N/A N/A 2014-04-01 2014-04-01 N N N 4130000.00 4160711.60 0.0021 N 4161222.80 4161222.80 New York State Thruway Auth Second General Highway & Bridge Trust Fund Bonds Series 2011A1 4.000000% 650014TS2 Other Municipal Debt N Unrated Security N/A N/A 2014-04-01 2014-04-01 N N N 100000.00 100576.68 0.0001 N 100603.00 100603.00 New York State Thruway Auth Second General Highway & Bridge Trust Fund Bonds Series 2012A 3.000000% 650014VL4 Other Municipal Debt N Unrated Security N/A N/A 2014-04-01 2014-04-01 N N N 640000.00 642684.05 0.0003 N 642873.60 642873.60 New York State Thruway Auth Second General Highway & Bridge Trust Fund Bonds Series 2012A 5.000000% 650014WF6 Other Municipal Debt N Unrated Security N/A N/A 2014-04-01 2014-04-01 N N N 14660000.00 14768852.93 0.0075 N 14770829.60 14770829.60 New York State Thruway Auth Local Highway & Bridge Service Contract Bonds Series 2007 5.000000% 650017VU7 Other Municipal Debt N Unrated Security N/A N/A 2014-04-01 2014-04-01 N N Y Obligor New York State N/A N/A 125000.00 125916.34 0.0001 N 125973.75 125973.75 New York State Thruway Auth Local Highway & Bridge Service Contract Bonds Series 2008 3.000000% 650017WQ5 Other Municipal Debt N Unrated Security N/A N/A 2014-04-01 2014-04-01 N N Y Obligor New York State N/A N/A 300000.00 301267.87 0.0002 N 301371.00 301371.00 New York State Thruway Auth Local Highway & Bridge Service Contract Bonds Series 2008 5.000000% 650017WR3 Other Municipal Debt N Unrated Security N/A N/A 2014-04-01 2014-04-01 N N Y Obligor New York State N/A N/A 850000.00 856166.27 0.0004 N 856621.50 856621.50 New York State Thruway Auth Local Highway & Bridge Service Contract Bonds Series 2009 3.000000% 650017WY8 Other Municipal Debt N Unrated Security N/A N/A 2014-04-01 2014-04-01 N N Y Obligor New York State N/A N/A 450000.00 451953.52 0.0002 N 452056.50 452056.50 New York State Thruway Auth Local Highway & Bridge Service Contract Bonds Series 2009 5.000000% 650017WZ5 Other Municipal Debt N Unrated Security N/A N/A 2014-04-01 2014-04-01 N N Y Obligor New York State N/A N/A 200000.00 201450.60 0.0001 N 201558.00 201558.00 New York State Thruway Auth Local Highway & Bridge Service Contract Bonds Series 2012A 4.000000% 650017XT8 Other Municipal Debt N Unrated Security N/A N/A 2014-04-01 2014-04-01 N N Y Obligor New York State N/A N/A 1150000.00 1156547.96 0.0006 N 1157107.00 1157107.00 New York State Thruway Auth State Personal Income Tax RB Series 2006A 5.000000% 650028JC8 Other Municipal Debt N Unrated Security N/A N/A 2014-03-15 2014-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 275000.00 276395.28 0.0001 N 276501.50 276501.50 New York State Thruway Auth State Personal Income Tax RB Series 2008A 3.000000% 650028NM1 Other Municipal Debt N Unrated Security N/A N/A 2014-03-15 2014-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 100000.00 100278.92 0.0001 N 100332.00 100332.00 New York State Thruway Auth State Personal Income Tax RB Series 2008A 4.000000% 650028NN9 Other Municipal Debt N Unrated Security N/A N/A 2014-03-15 2014-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 100000.00 100394.08 0.0001 N 100446.00 100446.00 New York State Thruway Auth State Personal Income Tax RB Series 2009A 5.000000% 650028QW6 Other Municipal Debt N Unrated Security N/A N/A 2014-03-15 2014-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 125000.00 125651.40 0.0001 N 125700.00 125700.00 New York State Thruway Auth State Personal Income Tax RB Series 2010A 5.000000% 650028SD6 Other Municipal Debt N Unrated Security N/A N/A 2014-03-15 2014-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 700000.00 703585.28 0.0004 N 703920.00 703920.00 New York State Thruway Auth State Personal Income Tax RB Series 2005A 5.000000% 650028VZ3 Other Municipal Debt N Unrated Security N/A N/A 2014-03-15 2014-03-15 N N Y Escrow Escrow N/A N/A 85000.00 85427.56 0.0000 N 85459.85 85459.85 New York State Thruway Auth State Personal Income Tax RB Series 2005A 5.000000% 650028WC3 Other Municipal Debt N Unrated Security N/A N/A 2014-03-15 2014-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 95000.00 95477.86 0.0000 N 95532.00 95532.00 New York State Tobacco Settlement Financing Corp Asset-Backed RB Series 2011A 3.000000% 88880TMB9 Other Municipal Debt N Unrated Security N/A N/A 2014-06-01 2014-06-01 N N Y Obligor New York State N/A N/A 1005000.00 1013759.75 0.0005 N 1014225.90 1014225.90 New York State Tobacco Settlement Financing Corp Asset-Backed RB Series 2011A 5.000000% 88880TMH6 Other Municipal Debt N Unrated Security N/A N/A 2014-06-01 2014-06-01 N N Y Obligor New York State N/A N/A 5660000.00 5747226.44 0.0029 N 5748409.20 5748409.20 New York State Tobacco Settlement Financing Corp Asset-Backed RB Series 2011B 5.000000% 88880TMP8 Other Municipal Debt N Unrated Security N/A N/A 2014-06-01 2014-06-01 N N Y Obligor New York State N/A N/A 1715000.00 1741167.25 0.0009 N 1741788.30 1741788.30 New York State Urban Development Corp State Personal Income Tax RB Series 2007B 0.050000% 06740GAL0 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y Barclays Bank Plc N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 6500000.00 6500000.00 0.0033 N 6500000.00 6500000.00 New York State Urban Development Corp State Personal Income Tax RB Series 2009A1 0.050000% 46632PUA9 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 4995000.00 4995000.00 0.0025 N 4995000.00 4995000.00 New York State Urban Development Corp State Personal Income Tax RB Series 2013A1 0.050000% 46636Y4B3 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 4700000.00 4700000.00 0.0024 N 4700000.00 4700000.00 New York State Urban Development Corp Service Contract Refunding RB Series 2008B 0.050000% 46636YUE8 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State N/A N/A 7310000.00 7310000.00 0.0037 N 7310000.00 7310000.00 New York State Urban Development Corp State Personal Income Tax RB Series 2013A1 0.080000% 46640KAN4 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y JP Morgan Chase & Co N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 10685000.00 10685000.00 0.0055 N 10685000.00 10685000.00 New York State Urban Development Corp State Personal Income Tax RB Series 2013E 0.080000% 46640KJW5 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-03 2014-02-03 Y JP Morgan Chase & Co N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 4735000.00 4735000.00 0.0024 N 4735000.00 4735000.00 New York State Urban Development Corp State Personal IncomeTax RB Series 2005B 4.000000% 6500347T2 Other Municipal Debt N Unrated Security N/A N/A 2014-03-15 2014-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 100000.00 100388.35 0.0001 N 100446.00 100446.00 New York State Urban Development Corp State Personal IncomeTax RB Series 2004A1 5.000000% 650034U33 Other Municipal Debt N Unrated Security N/A N/A 2014-03-15 2014-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 350000.00 351785.23 0.0002 N 351960.00 351960.00 New York State Urban Development Corp State Personal IncomeTax RB Series 2004B1 5.000000% 650034Z20 Other Municipal Debt N Unrated Security N/A N/A 2014-12-15 2014-12-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 230000.00 239348.49 0.0001 N 239637.00 239637.00 New York State Urban Development Corp State Personal IncomeTax RB Series 2008A1 4.000000% 650035HG6 Other Municipal Debt N Unrated Security N/A N/A 2014-12-15 2014-12-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 600000.00 619381.46 0.0003 N 619974.00 619974.00 New York State Urban Development Corp State Personal Income Tax RB Series 2004A3A 0.040000% 650035MG0 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 1840000.00 1840000.00 0.0009 N 1840000.00 1840000.00 New York State Urban Development Corp Service Contract Refunding RB Series 2008D 5.000000% 650035NX2 Other Municipal Debt N Unrated Security N/A N/A 2015-01-01 2015-01-01 N N Y Obligor New York State N/A N/A 680000.00 709353.60 0.0004 N 709770.40 709770.40 New York State Urban Development Corp State Personal Income Tax RB Series 2009A1 5.000000% 650035PU6 Other Municipal Debt N Unrated Security N/A N/A 2014-12-15 2014-12-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 300000.00 312175.20 0.0002 N 312570.00 312570.00 New York State Urban Development Corp State Personal Income Tax RB Series 2009B1 5.000000% 650035QU5 Other Municipal Debt N Unrated Security N/A N/A 2014-03-15 2014-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 200000.00 201051.34 0.0001 N 201120.00 201120.00 New York State Urban Development Corp State Personal Income Tax RB Series 2009B1 0.060000% 650035RU4 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y Deutsche Bank AG N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 5000000.00 5000000.00 0.0026 N 5000000.00 5000000.00 New York State Urban Development Corp Service Contract Refunding RB Series 2010A2 5.000000% 650035UH9 Other Municipal Debt N Unrated Security N/A N/A 2015-01-01 2015-01-01 N N Y Obligor New York State N/A N/A 430000.00 448539.15 0.0002 N 448825.40 448825.40 New York State Urban Development Corp State Personal Income Tax RB Series 2011A 5.000000% 650035WH7 Other Municipal Debt N Unrated Security N/A N/A 2014-03-15 2014-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 130000.00 130695.40 0.0001 N 130728.00 130728.00 North Hempstead BAN Series 2013B 0.750000% 659666LD1 Other Municipal Debt N Unrated Security N/A N/A 2014-10-03 2014-10-03 N N N 15807384.00 15859576.95 0.0081 N 15868400.50 15868400.50 North Syracuse CSD BAN 2013 0.750000% 662735NJ4 Other Municipal Debt N Unrated Security N/A N/A 2014-08-15 2014-08-15 N N N 4900000.00 4909793.83 0.0025 N 4914357.00 4914357.00 North Tonawanda SD School Construction BAN 2013 1.000000% 662888KD7 Other Municipal Debt N First Tier Security N/A N/A 2014-09-18 2014-09-18 N N N 8750000.00 8783031.61 0.0045 N 8793662.50 8793662.50 Oceanside UFSD TAN 2013-2014 Taxes 0.750000% 675498HR3 Other Municipal Debt N Unrated Security N/A N/A 2014-06-20 2014-06-20 N N N 17450000.00 17484608.83 0.0089 N 17489088.00 17489088.00 Port Auth of New York & New Jersey Consolidated Bonds 140th Series 0.040000% 27884FBQ2 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y US Bank NA N/A N/A Y US Bank NA N/A N/A N 5215000.00 5215000.00 0.0027 N 5215000.00 5215000.00 Port Auth of New York & New Jersey Consolidated Bonds 148th Series 0.060000% 73358T4P3 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y Morgan Stanley Bank NA N/A N/A N N 13000000.00 13000000.00 0.0066 N 13000000.00 13000000.00 Port Auth of New York & New Jersey Consolidated Bonds 144th Series 0.050000% 73358TWC1 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y JPMorgan Chase Bank NA N/A N/A N N 750000.00 750000.00 0.0004 N 750000.00 750000.00 Port Auth of New York & New Jersey Consolidated Bonds 148th Series 0.050000% 73358TX89 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y Citibank NA N/A N/A N N 5540000.00 5540000.00 0.0028 N 5540000.00 5540000.00 Port Auth of New York & New Jersey Consolidated Bonds 179th Series 0.050000% 73358WRM8 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y Citibank NA N/A N/A N N 2580000.00 2580000.00 0.0013 N 2580000.00 2580000.00 Port Washington UFSD BAN 2013 0.500000% 735581MA5 Other Municipal Debt N Unrated Security N/A N/A 2014-08-08 2014-08-08 N N N 6975000.00 6986160.77 0.0036 N 6987903.75 6987903.75 Putnam Cnty TAN 2013 0.750000% 746639VF7 Other Municipal Debt N Unrated Security N/A N/A 2014-10-24 2014-10-24 N N N 16000000.00 16059255.51 0.0082 N 16065440.00 16065440.00 Rockland Cnty IDA RB (Assisted Living At Northern Riverview) Series 1999 0.140000% 773561AD7 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 8065000.00 8065000.00 0.0041 N 8065000.00 8065000.00 Sachem CSD TAN 2013-2014 1.000000% 785721TT8 Other Municipal Debt N First Tier Security N/A N/A 2014-06-27 2014-06-27 N N N 19500000.00 19555963.64 0.0100 N 19563765.00 19563765.00 Sales Tax Asset Receivable Corp RB Fiscal 2005 Series A 0.050000% 794665BU2 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y JPMorgan Chase Bank NA N/A N/A N N 2415000.00 2415000.00 0.0012 N 2415000.00 2415000.00 Saratoga Cnty BAN 2013 0.750000% 803480LC4 Other Municipal Debt N Unrated Security N/A N/A 2014-06-06 2014-06-06 N N N 18500000.00 18529799.70 0.0095 N 18535890.00 18535890.00 Schenectady City SD GO BAN Series 2013A 0.750000% 806466PE2 Other Municipal Debt N Unrated Security N/A N/A 2014-05-23 2014-05-23 N N N 13070264.00 13078772.92 0.0067 N 13078498.27 13078498.27 Schenectady IDA RB (Sunnyview Hospital & Rehabilitation Center) Series 2003A 0.090000% 806419AE7 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 6250000.00 6250000.00 0.0032 N 6250000.00 6250000.00 Schenectady IDA RB (Sunnyview Hospital & Rehabilitation Center) Series 2003B 0.090000% 806419AF4 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 3825000.00 3825000.00 0.0020 N 3825000.00 3825000.00 Suffolk County IDA Civic Facility RB (Guide Dog Foundation for the Blind) Series 2001 0.050000% 864768FD3 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 3695000.00 3695000.00 0.0019 N 3695000.00 3695000.00 Sullivan Cnty GO TAN 2013 0.750000% 865270VY5 Other Municipal Debt N Unrated Security N/A N/A 2014-03-07 2014-03-07 N N N 9500000.00 9502979.72 0.0049 N 9505130.00 9505130.00 Syracuse IDA Civic Facility Refunding RB (Crouse Health) Series 2003A 0.050000% 871720BR8 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y HSBC BANK USA N/A N/A Y HSBC Bank USA N/A N/A N 7495000.00 7495000.00 0.0038 N 7495000.00 7495000.00 Syracuse IDA Civic Facility RB (Syracuse Univ) Series 2005B 0.030000% 871720CD8 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 900000.00 900000.00 0.0005 N 900000.00 900000.00 Tarrytowns UFSD GO BAN 2013 0.750000% 876487JP5 Other Municipal Debt N Unrated Security N/A N/A 2014-02-13 2014-02-13 N N N 20295000.00 20297882.56 0.0104 N 20298653.10 20298653.10 Triborough Bridge & Tunnel Auth General RB Series 2008C 0.090000% 05248RAE1 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y Bank of America NA N/A N/A N N 3000000.00 3000000.00 0.0015 N 3000000.00 3000000.00 Triborough Bridge & Tunnel Auth General Refunding RB Series 2012B 0.050000% 25155DRA1 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y Deutsche Bank AG N/A N/A N N 9750000.00 9750000.00 0.0050 N 9750000.00 9750000.00 Triborough Bridge & Tunnel Auth General RB Series 2009A2 2.500000% 89602NTM6 Other Municipal Debt N Unrated Security N/A N/A 2014-11-15 2014-11-15 N N N 2000000.00 2035460.00 0.0010 N 2037000.00 2037000.00 Triborough Bridge & Tunnel Auth General RB Series 2009A2 0.040000% 89602NUR3 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y Credit Suisse AG N/A N/A N N 6500000.00 6500000.00 0.0033 N 6500000.00 6500000.00 Triborough Bridge & Tunnel Auth General RB Series 2003B2 0.040000% 89602NWV2 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y California State Teachers Retirement System N/A N/A Y California State Teachers Retirement System N/A N/A N 3115000.00 3115000.00 0.0016 N 3115000.00 3115000.00 Triborough Bridge & Tunnel Auth General Refunding RB Series 2005B-2B 0.050000% 89602NXB5 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-03 2014-02-03 Y California State Teachers Retirement System N/A N/A Y California State Teachers Retirement System N/A N/A N 630000.00 630000.00 0.0003 N 630000.00 630000.00 Utility Debt Securitization Auth Restructuring Bonds Series 2013TE 0.040000% 18886EBQ2 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y State Street Bank & Trust Company NA N/A N/A N N 21665000.00 21665000.00 0.0111 N 21665000.00 21665000.00 Utility Debt Securitization Auth Restructuring Bonds Series 2013TE-17 0.040000% 74926YH20 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y Royal Bank of Canada N/A N/A N N 6650000.00 6650000.00 0.0034 N 6650000.00 6650000.00 Utility Debt Securitization Auth Restructuring Bonds Series 2013TE 0.060000% 91802RAX7 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-07 2014-02-07 Y Morgan Stanley Bank NA N/A N/A N N 2500000.00 2500000.00 0.0013 N 2500000.00 2500000.00 Vestal BAN 2013 0.750000% 925428SL9 Other Municipal Debt N Unrated Security N/A N/A 2014-05-16 2014-05-16 N N N 9320000.00 9330365.88 0.0048 N 9335191.60 9335191.60 William Floyd UFSD TAN 2013-2014 1.000000% 969254RA1 Other Municipal Debt N Unrated Security N/A N/A 2014-06-26 2014-06-26 N N N 5000000.00 5014731.47 0.0026 N 5015650.00 5015650.00