0001145549-13-010390.txt : 20140129 0001145549-13-010390.hdr.sgml : 20140129 20131206143833 ACCESSION NUMBER: 0001145549-13-010390 CONFORMED SUBMISSION TYPE: N-MFP PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131130 FILED AS OF DATE: 20131206 DATE AS OF CHANGE: 20131206 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS CENTRAL INDEX KEY: 0000857156 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-MFP SEC ACT: 1933 Act SEC FILE NUMBER: 811-05954 FILM NUMBER: 131262692 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 1-800-648-5300 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS DATE OF NAME CHANGE: 19920703 0000857156 S000036659 Schwab Treasury Obligations Money Fund C000112046 Value Advantage Shares SNOXX C000112047 Sweep Shares SNTXX N-MFP 1 primary_doc.xml N-MFP N-MFP LIVE N 2013-11-30 0000857156 S000036659 2 N N N N 033-31894 Charles Schwab Investment Management, Inc. 801-35905 PricewaterhouseCoopers LLP San Francisco CA Charles Schwab Investment Management, Inc. Boston Financial Data Services, Inc. 0000275143 84-00896 N N N Treasury 52 52 1364175759.10 2803777.52 72865.83 1366906670.79 0.0008 1.0000 2013-11-30 1.0000 2013-11-30 C000112046 25000.00 81124177.97 1.00 -3481519.72 318429.07 3799948.79 0.0000 1.0000 2013-11-30 1.0000 2013-11-30 C000112047 1.00 1285782492.82 1.00 -446603.21 333285410.62 333732013.83 0.0000 1.0000 2013-11-30 1.0000 2013-11-30 Barclays Capital, Inc Barclays Capital, Inc 0.050000% 07699U005_0.0500_M131206_2MN5 0000851376 Treasury Repurchase Agreement Y United States Treasury Department 2015-01-15 0.250000 Treasury Debt 5350000.00 5359157.63 United States Treasury Department 2016-10-31 1.000000 Treasury Debt 2935700.00 2975666.93 United States Treasury Department 2016-10-31 3.125000 Treasury Debt 2100800.00 2261812.57 United States Treasury Department 2017-12-31 0.750000 Treasury Debt 471700.00 468000.85 United States Treasury Department 2019-07-31 0.875000 Treasury Debt 261900.00 251747.98 United States Treasury Department 2021-02-15 3.625000 Treasury Debt 1233700.00 1373807.08 United States Treasury Department 2021-08-15 2.125000 Treasury Debt 43558400.00 43409862.54 First Tier Security N/A N/A 2013-12-03 2013-12-03 Y BARCLAYS CAPITAL INC N/A N/A N N 55000000.00 55000000.00 0.0402 N 55000000.00 55000000.00 Deutsche Bank Securities, Inc Deutsche Bank Securities, Inc 0.090000% 21599B009_0.0900_M131202_2MN5 0001074042 Treasury Repurchase Agreement Y United States Treasury Department 2016-10-15 0.625000 Treasury Debt 86409700.00 86726189.77 First Tier Security N/A N/A 2013-12-02 2013-12-02 N N N 85025603.00 85025603.00 0.0622 N 85025603.00 85025603.00 Deutsche Bank Securities, Inc Deutsche Bank Securities, Inc 0.040000% 99ETSZ007_0.0400_M131206_2MN5 0001074042 Treasury Repurchase Agreement Y United States Treasury Department 2014-02-15 4.000000 Treasury Debt 887800.00 905242.37 United States Treasury Department 2017-05-31 0.625000 Treasury Debt 807400.00 805428.27 United States Treasury Department 2020-10-31 1.750000 Treasury Debt 162600.00 159575.95 United States Treasury Department 2039-08-15 4.500000 Treasury Debt 87295500.00 100129855.21 First Tier Security N/A N/A 2013-12-06 2013-12-06 Y Deutsche Bank Securities Inc N/A N/A N N 100000000.00 100000000.00 0.0732 N 100000000.00 100000000.00 Fannie Mae Fannie Mae 0.060000% 313589RH8 Government Agency Debt N First Tier Security N/A N/A 2014-01-03 2014-01-03 N N N 10000000.00 9999466.67 0.0073 N 9999730.00 9999730.00 Fannie Mae Fannie Mae 0.085000% 313589RV7 Government Agency Debt N First Tier Security N/A N/A 2014-01-15 2014-01-15 N N N 4465000.00 4464536.13 0.0033 N 4464834.80 4464834.80 Federal Home Loan Bank Federal Home Loan Bank 0.100000% 3130A0B74 Government Agency Debt N First Tier Security N/A N/A 2014-05-08 2014-05-08 N N N 5000000.00 4999661.06 0.0037 N 5000100.00 5000100.00 Federal Home Loan Bank Federal Home Loan Bank 0.230000% 313382ML4 Government Agency Debt N First Tier Security N/A N/A 2014-10-08 2014-10-08 N N N 15700000.00 15709051.14 0.0115 N 15710000.90 15710000.90 Federal Home Loan Bank Federal Home Loan Bank 0.140000% 313383BQ3 Government Agency Debt N First Tier Security N/A N/A 2014-05-20 2014-05-20 N N N 5000000.00 5000662.75 0.0037 N 5000675.00 5000675.00 Federal Home Loan Bank Federal Home Loan Bank 0.035000% 313385QB5 Government Agency Debt N First Tier Security N/A N/A 2013-12-04 2013-12-04 N N N 10000000.00 9999980.56 0.0073 N 9999990.00 9999990.00 Federal Home Loan Bank Federal Home Loan Bank 0.060000% 313385QD1 Government Agency Debt N First Tier Security N/A N/A 2013-12-06 2013-12-06 N N N 20000000.00 19999866.67 0.0146 N 19999980.00 19999980.00 Federal Home Loan Bank Federal Home Loan Bank 0.050000% 313385QD1 Government Agency Debt N First Tier Security N/A N/A 2013-12-06 2013-12-06 N N N 1000000.00 999994.44 0.0007 N 999999.00 999999.00 Federal Home Loan Bank Federal Home Loan Bank 0.140000% 313385QJ8 Government Agency Debt N First Tier Security N/A N/A 2013-12-11 2013-12-11 N N N 75000000.00 74997374.99 0.0549 N 74999775.00 74999775.00 Federal Home Loan Bank Federal Home Loan Bank 0.130000% 313385QL3 Government Agency Debt N First Tier Security N/A N/A 2013-12-13 2013-12-13 N N N 30000000.00 29998808.34 0.0219 N 29999910.00 29999910.00 Federal Home Loan Bank Federal Home Loan Bank 0.044000% 313385QL3 Government Agency Debt N First Tier Security N/A N/A 2013-12-13 2013-12-13 N N N 15000000.00 14999798.33 0.0110 N 14999955.00 14999955.00 Federal Home Loan Bank Federal Home Loan Bank 0.160000% 313385QT6 Government Agency Debt N First Tier Security N/A N/A 2013-12-20 2013-12-20 N N N 6000000.00 5999520.00 0.0044 N 5999970.00 5999970.00 Federal Home Loan Bank Federal Home Loan Bank 0.043000% 313385RA6 Government Agency Debt N First Tier Security N/A N/A 2013-12-27 2013-12-27 N N N 7200000.00 7199785.00 0.0053 N 7199949.60 7199949.60 Federal Home Loan Bank Federal Home Loan Bank 0.070000% 313385SC1 Government Agency Debt N First Tier Security N/A N/A 2014-01-22 2014-01-22 N N N 2070000.00 2069794.73 0.0015 N 2069913.06 2069913.06 Federal Home Loan Bank Federal Home Loan Bank 0.060000% 313385SM9 Government Agency Debt N First Tier Security N/A N/A 2014-01-31 2014-01-31 N N N 10000000.00 9999000.00 0.0073 N 9999500.00 9999500.00 Federal Home Loan Bank Federal Home Loan Bank 0.110000% 313385WM4 Government Agency Debt N First Tier Security N/A N/A 2014-05-07 2014-05-07 N N N 5000000.00 4997616.67 0.0037 N 4998265.00 4998265.00 Federal Home Loan Bank Federal Home Loan Bank 5.250000% 3133X7FK5 Government Agency Debt N First Tier Security N/A N/A 2014-06-18 2014-06-18 N N N 20000000.00 20557133.18 0.0150 N 20557680.00 20557680.00 Freddie Mac Freddie Mac 0.050000% 313397QL8 Government Agency Debt N First Tier Security N/A N/A 2013-12-13 2013-12-13 N N N 1000000.00 999984.72 0.0007 N 999997.00 999997.00 Freddie Mac Freddie Mac 0.040000% 313397RL7 Government Agency Debt N First Tier Security N/A N/A 2014-01-06 2014-01-06 N N N 10000000.00 9999611.11 0.0073 N 9999710.00 9999710.00 Freddie Mac Freddie Mac 0.055000% 313397TM3 Government Agency Debt N First Tier Security N/A N/A 2014-02-24 2014-02-24 N N N 2191000.00 2190718.82 0.0016 N 2190743.65 2190743.65 Merrill Lynch, Pierce, Fenner & Smith, Inc Merrill Lynch, Pierce, Fenner & Smith, Inc 0.060000% 06399V008_0.0600_M131206_2MN5 0000728612 Treasury Repurchase Agreement Y United States Treasury Department 2017-09-30 0.625000 Treasury Debt 24689700.00 24437376.69 United States Treasury Department 2020-02-29 1.250000 Treasury Debt 27463500.00 26561811.08 United States Treasury Department 2021-11-15 8.000000 Treasury Debt 600.00 854.37 First Tier Security N/A N/A 2013-12-06 2013-12-06 Y Merrill Lynch Pierce Fenner & Smith Inc N/A N/A N N 50000000.00 50000000.00 0.0366 N 50000000.00 50000000.00 United States Treasury Department United States Treasury Department 0.053000% 912796BN8 Treasury Debt N First Tier Security N/A N/A 2013-12-05 2013-12-05 N N N 50000000.00 49999779.17 0.0366 N 50000000.00 50000000.00 United States Treasury Department United States Treasury Department 0.115000% 912796BN8 Treasury Debt N First Tier Security N/A N/A 2013-12-05 2013-12-05 N N N 40000000.00 39999616.67 0.0293 N 40000000.00 40000000.00 United States Treasury Department United States Treasury Department 0.075000% 912796BQ1 Treasury Debt N First Tier Security N/A N/A 2013-12-19 2013-12-19 N N N 165000000.00 164994156.23 0.1207 N 164999010.00 164999010.00 United States Treasury Department United States Treasury Department 0.063000% 912796BR9 Treasury Debt N First Tier Security N/A N/A 2013-12-26 2013-12-26 N N N 50000000.00 49997900.00 0.0366 N 49998500.00 49998500.00 United States Treasury Department United States Treasury Department 4.000000% 912828CA6 Treasury Debt N First Tier Security N/A N/A 2014-02-15 2014-02-15 N N N 10000000.00 10078206.38 0.0074 N 10080080.00 10080080.00 United States Treasury Department United States Treasury Department 4.250000% 912828CT5 Treasury Debt N First Tier Security N/A N/A 2014-08-15 2014-08-15 N N N 10000000.00 10288849.58 0.0075 N 10288480.00 10288480.00 United States Treasury Department United States Treasury Department 2.000000% 912828JT8 Treasury Debt N First Tier Security N/A N/A 2013-11-30 2013-11-30 N N N 55000000.00 55000000.00 0.0402 N 55000000.00 55000000.00 United States Treasury Department United States Treasury Department 1.500000% 912828JW1 Treasury Debt N First Tier Security N/A N/A 2013-12-31 2013-12-31 N N N 45000000.00 45051036.82 0.0330 N 45050085.00 45050085.00 United States Treasury Department United States Treasury Department 1.750000% 912828JZ4 Treasury Debt N First Tier Security N/A N/A 2014-01-31 2014-01-31 N N N 35000000.00 35096852.03 0.0257 N 35097755.00 35097755.00 United States Treasury Department United States Treasury Department 1.750000% 912828KJ8 Treasury Debt N First Tier Security N/A N/A 2014-03-31 2014-03-31 N N N 35000000.00 35180283.22 0.0257 N 35188685.00 35188685.00 United States Treasury Department United States Treasury Department 2.250000% 912828KV1 Treasury Debt N First Tier Security N/A N/A 2014-05-31 2014-05-31 N N N 25000000.00 25266295.94 0.0185 N 25263675.00 25263675.00 United States Treasury Department United States Treasury Department 2.625000% 912828LC2 Treasury Debt N First Tier Security N/A N/A 2014-07-31 2014-07-31 N N N 27000000.00 27441991.05 0.0201 N 27445608.00 27445608.00 United States Treasury Department United States Treasury Department 2.375000% 912828LK4 Treasury Debt N First Tier Security N/A N/A 2014-08-31 2014-08-31 N N N 5000000.00 5082504.16 0.0037 N 5082715.00 5082715.00 United States Treasury Department United States Treasury Department 2.375000% 912828LS7 Treasury Debt N First Tier Security N/A N/A 2014-10-31 2014-10-31 N N N 15000000.00 15304428.22 0.0112 N 15303510.00 15303510.00 United States Treasury Department United States Treasury Department 1.250000% 912828PZ7 Treasury Debt N First Tier Security N/A N/A 2014-03-15 2014-03-15 N N N 10000000.00 10033528.65 0.0073 N 10032620.00 10032620.00 United States Treasury Department United States Treasury Department 1.250000% 912828QC7 Treasury Debt N First Tier Security N/A N/A 2014-04-15 2014-04-15 N N N 10000000.00 10041710.16 0.0073 N 10041990.00 10041990.00 United States Treasury Department United States Treasury Department 1.250000% 912828QH6 Treasury Debt N First Tier Security N/A N/A 2014-02-15 2014-02-15 N N N 15000000.00 15034147.67 0.0110 N 15035445.00 15035445.00 United States Treasury Department United States Treasury Department 1.000000% 912828QM5 Treasury Debt N First Tier Security N/A N/A 2014-05-15 2014-05-15 N N N 10000000.00 10039327.86 0.0073 N 10040230.00 10040230.00 United States Treasury Department United States Treasury Department 0.250000% 912828RS1 Treasury Debt N First Tier Security N/A N/A 2013-11-30 2013-11-30 N N N 95000000.00 95000000.00 0.0695 N 95000000.00 95000000.00 United States Treasury Department United States Treasury Department 0.125000% 912828RW2 Treasury Debt N First Tier Security N/A N/A 2013-12-31 2013-12-31 N N N 10000000.00 10000501.49 0.0073 N 10000200.00 10000200.00 United States Treasury Department United States Treasury Department 0.250000% 912828SB7 Treasury Debt N First Tier Security N/A N/A 2014-01-31 2014-01-31 N N N 35000000.00 35010339.24 0.0256 N 35011620.00 35011620.00 United States Treasury Department United States Treasury Department 0.250000% 912828SG6 Treasury Debt N First Tier Security N/A N/A 2014-02-28 2014-02-28 N N N 25000000.00 25004675.77 0.0183 N 25009275.00 25009275.00 United States Treasury Department United States Treasury Department 0.250000% 912828TA8 Treasury Debt N First Tier Security N/A N/A 2014-06-30 2014-06-30 N N N 25000000.00 25021787.29 0.0183 N 25018550.00 25018550.00 United States Treasury Department United States Treasury Department 0.125000% 912828TF7 Treasury Debt N First Tier Security N/A N/A 2014-07-31 2014-07-31 N N N 15000000.00 14999873.19 0.0110 N 14999415.00 14999415.00