0001145549-13-010381.txt : 20140129 0001145549-13-010381.hdr.sgml : 20140129 20131206143815 ACCESSION NUMBER: 0001145549-13-010381 CONFORMED SUBMISSION TYPE: N-MFP PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131130 FILED AS OF DATE: 20131206 DATE AS OF CHANGE: 20131206 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS CENTRAL INDEX KEY: 0000857156 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-MFP SEC ACT: 1933 Act SEC FILE NUMBER: 811-05954 FILM NUMBER: 131262683 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 1-800-648-5300 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS DATE OF NAME CHANGE: 19920703 0000857156 S000019114 Schwab California AMT Tax-Free Money Fund C000052863 Value Advantage Shares SNKXX N-MFP 1 primary_doc.xml N-MFP N-MFP LIVE N 2013-11-30 0000857156 S000019114 1 N N N N 033-31894 Charles Schwab Investment Management, Inc. 801-35905 PricewaterhouseCoopers LLP San Francisco CA Charles Schwab Investment Management, Inc. Boston Financial Data Services, Inc. 0000275143 84-00896 N N N Single State Fund 48 54 144758514.76 543782.33 175900.80 145126396.29 0.0012 1.0006 2013-11-30 1.0006 2013-11-30 C000052863 25000.00 145126396.29 1.00 -2118118.89 1897975.51 4016094.40 0.0001 1.0006 2013-11-30 1.0006 2013-11-30 Alameda Cnty IDA RB (Dale Hardware) Series 2010 0.070000% 01110RAA3 Variable Rate Demand Note N First Tier Security N/A N/A 2013-12-06 2013-12-06 Y Comerica Bank N/A N/A Y Comerica Bank N/A N/A N 2480000.00 2480000.00 0.0171 N 2480000.00 2480000.00 Anaheim Public Financing Auth Electric System Second Lien RB Series 2004 0.070000% 03255MPM3 Variable Rate Demand Note N First Tier Security N/A N/A 2013-12-06 2013-12-06 Y Morgan Stanley Bank NA N/A N/A Y Berkshire Hathaway Assurance Corp N/A N/A N 2700000.00 2700000.00 0.0186 N 2700000.00 2700000.00 Bay Area Toll Auth Toll Bridge RB Series 2006F 0.060000% 46633VSC4 Variable Rate Demand Note N First Tier Security N/A N/A 2013-12-06 2013-12-06 Y JPMorgan Chase Bank NA N/A N/A N N 2085000.00 2085000.00 0.0144 N 2085000.00 2085000.00 Bay Area Toll Auth Toll Bridge RB Series 2009F1 0.080000% 74703YMA5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-12-06 2013-12-06 Y Bank of America NA N/A N/A N N 1305000.00 1305000.00 0.0090 N 1305000.00 1305000.00 Beverly Hills Public Finance Auth Lease Refunding RB Series 2013A 3.000000% 088006HJ3 Other Municipal Debt N Unrated Security N/A N/A 2014-06-01 2014-06-01 N N Y Obligor Beverly Hills N/A N/A 1200000.00 1216502.21 0.0084 N 1216620.00 1216620.00 California GO Bonds 5.250000% 13062PA36 Other Municipal Debt N Unrated Security N/A N/A 2014-03-01 2014-03-01 N N N 175000.00 176970.52 0.0012 N 177171.75 177171.75 California GO Bonds 5.000000% 13062PH62 Other Municipal Debt N Unrated Security N/A N/A 2014-06-01 2014-06-01 N N N 350000.00 358158.71 0.0025 N 358358.00 358358.00 California GO Bonds 5.000000% 13062PNP3 Other Municipal Debt N Unrated Security N/A N/A 2014-02-01 2014-02-01 N N N 140000.00 141094.12 0.0010 N 141054.20 141054.20 California GO Refunding Bonds 5.000000% 13062PR95 Other Municipal Debt N Unrated Security N/A N/A 2014-03-01 2014-03-01 N N N 110000.00 111245.91 0.0008 N 111299.10 111299.10 California GO Bonds 5.000000% 13062R3E6 Other Municipal Debt N Unrated Security N/A N/A 2014-03-01 2014-03-01 N N N 100000.00 101159.70 0.0007 N 101181.00 101181.00 California GO Refunding Bonds 5.000000% 13062RFN3 Other Municipal Debt N Unrated Security N/A N/A 2014-05-01 2014-05-01 N N N 225000.00 229364.22 0.0016 N 229470.75 229470.75 California GO Bonds Series 2005B5 0.030000% 13062RG77 Variable Rate Demand Note N First Tier Security N/A N/A 2013-12-06 2013-12-06 Y Barclays Bank Plc N/A N/A Y Barclays Bank Plc N/A N/A N 800000.00 800000.00 0.0055 N 800000.00 800000.00 California GO Bonds 5.000000% 13062RJ33 Other Municipal Debt N Unrated Security N/A N/A 2014-03-01 2014-03-01 N N N 100000.00 101144.88 0.0007 N 101181.00 101181.00 California GO Bonds 5.000000% 13062RKV9 Other Municipal Debt N Unrated Security N/A N/A 2014-06-01 2014-06-01 N N N 120000.00 122765.06 0.0008 N 122865.60 122865.60 California GO Refunding Bonds 5.000000% 13062TF66 Other Municipal Debt N Unrated Security N/A N/A 2014-08-01 2014-08-01 N N N 550000.00 566961.11 0.0039 N 567545.00 567545.00 California Various Purpose GO Bonds 4.000000% 13062TNY6 Other Municipal Debt N Unrated Security N/A N/A 2014-09-01 2014-09-01 N N N 110000.00 113039.60 0.0008 N 113138.30 113138.30 California GO Bonds 3.700000% 13063A3Y8 Other Municipal Debt N Unrated Security N/A N/A 2014-04-01 2014-04-01 N N N 510000.00 515610.54 0.0036 N 515931.30 515931.30 California GO Bonds 5.000000% 13063A3Z5 Other Municipal Debt N Unrated Security N/A N/A 2014-04-01 2014-04-01 N N N 125000.00 126952.29 0.0009 N 126981.25 126981.25 California GO Bonds Series 2004B1 0.030000% 13063A6F6 Variable Rate Demand Note N First Tier Security N/A N/A 2013-12-02 2013-12-02 Y Citibank NA N/A N/A Y Citibank NA N/A N/A N 890000.00 890000.00 0.0061 N 890000.00 890000.00 California GO Bonds 4.125000% 13063ABE3 Other Municipal Debt N Unrated Security N/A N/A 2014-06-01 2014-06-01 N N N 200000.00 203655.65 0.0014 N 203916.00 203916.00 California GO Bonds 5.000000% 13063ATZ7 Other Municipal Debt N Unrated Security N/A N/A 2013-12-01 2013-12-01 N N N 100000.00 100000.00 0.0007 N 100000.00 100000.00 California GO Bonds 3.000000% 13063BDY5 Other Municipal Debt N Unrated Security N/A N/A 2014-03-01 2014-03-01 N N N 200000.00 201314.83 0.0014 N 201396.00 201396.00 California GO Refunding Bonds 4.000000% 13063BMQ2 Other Municipal Debt N Unrated Security N/A N/A 2014-09-01 2014-09-01 N N N 225000.00 231261.39 0.0016 N 231419.25 231419.25 California GO Refunding Bonds 3.000000% 13063BRK0 Other Municipal Debt N Unrated Security N/A N/A 2014-02-01 2014-02-01 N N N 175000.00 175781.83 0.0012 N 175778.75 175778.75 California GO Refunding Bonds 5.000000% 13063BRL8 Other Municipal Debt N Unrated Security N/A N/A 2014-02-01 2014-02-01 N N N 270000.00 272089.53 0.0019 N 272033.10 272033.10 California RAN 2013-2014 Series A2 2.000000% 13063CEB2 Other Municipal Debt N First Tier Security N/A N/A 2014-06-23 2014-06-23 N N N 1850000.00 1868232.14 0.0129 N 1868777.50 1868777.50 California GO CP Series 2011A1 0.120000% 13066JAS1 Other Commercial Paper N First Tier Security N/A N/A 2013-12-12 2013-12-12 N Y California State Teachers Retirement System N/A N/A Wells Fargo Bank NA N/A N/A N 1500000.00 1500000.00 0.0103 N 1500015.00 1500015.00 California Economic Recovery Bonds Series 2004A 5.250000% 13067JBE0 Other Municipal Debt N Unrated Security N/A N/A 2014-07-01 2014-07-01 N N Y Obligor California Economic Recovery N/A N/A 140000.00 144028.00 0.0010 N 144085.20 144085.20 California Educational Facilities Auth RB (Univ of Southern California) Series 2009A 0.090000% 05248RDV0 Variable Rate Demand Note N First Tier Security N/A N/A 2013-12-06 2013-12-06 Y Deutsche Bank AG N/A N/A N Y Obligor Univ of Southern California N/A N/A 2220000.00 2220000.00 0.0153 N 2220000.00 2220000.00 California Health Facilities Financing Auth RB (Kaiser Permanente) Series 2006E 0.200000% 13032THA2 Other Commercial Paper N First Tier Security N/A N/A 2014-07-08 2014-07-08 N N Y Obligor Kaiser Permanente N/A N/A 2000000.00 2000000.00 0.0138 N 2000000.00 2000000.00 California Health Facilities Financing Auth Health Facility RB (Catholic Healthcare West) 2004 Series K 0.030000% 13033FTN0 Variable Rate Demand Note N First Tier Security N/A N/A 2013-12-06 2013-12-06 Y Mizuho Bank Ltd N/A N/A Y Mizuho Bank Ltd N/A N/A N 1000000.00 1000000.00 0.0069 N 1000000.00 1000000.00 California Health Facilities Financing Auth RB (Memorial Health Services) Series 2013A 0.040000% 13033L2Q9 Variable Rate Demand Note N First Tier Security N/A N/A 2013-12-06 2013-12-06 Y Memorial Health Services N/A N/A N Y Obligor Memorial Health Services N/A N/A 2000000.00 2000000.00 0.0138 N 2000000.00 2000000.00 California Health Facilities Financing Auth RB (Sutter Health) Series 2011B 0.060000% 13033LMM6 Variable Rate Demand Note N First Tier Security N/A N/A 2013-12-06 2013-12-06 Y Citibank NA N/A N/A N Y Obligor Sutter Health N/A N/A 2100000.00 2100000.00 0.0145 N 2100000.00 2100000.00 California Infrastructure & Economic Development Bank Refunding RB (PG&E) Series 2009B 0.040000% 13033W3J0 Variable Rate Demand Note N First Tier Security N/A N/A 2013-12-02 2013-12-02 Y Mizuho Bank Ltd N/A N/A Y Mizuho Bank Ltd N/A N/A N 100000.00 100000.00 0.0007 N 100000.00 100000.00 California Infrastructure & Economic Development Bank RB (Asian-American Drug Abuse Program) Series 2008 0.160000% 13033WP80 Variable Rate Demand Note N First Tier Security N/A N/A 2013-12-06 2013-12-06 Y Comerica Bank N/A N/A Y Comerica Bank N/A N/A N 3230000.00 3230000.00 0.0223 N 3230000.00 3230000.00 California Infrastructure & Economic Development Bank RB (Casa Loma College) Series 2009 0.110000% 13033WX57 Variable Rate Demand Note N First Tier Security N/A N/A 2013-12-06 2013-12-06 Y Comerica Bank N/A N/A Y Comerica Bank N/A N/A N 1915000.00 1915000.00 0.0132 N 1915000.00 1915000.00 California Infrastructure & Economic Development Bank Refunding RB (J. Paul Getty Trust) Series 2012B2 0.090000% 46640KDD3 Other Municipal Debt N First Tier Security N/A N/A 2013-12-06 2014-02-13 N N Y Obligor J. Paul Getty Trust N/A N/A Tender Option JP MORGAN CHASE & CO N/A N/A 595000.00 595000.00 0.0041 N 595000.00 595000.00 California Municipal Finance Auth Recovery Zone Facility RB (Chevron) Series 2010A 0.030000% 13048TGT4 Variable Rate Demand Note N First Tier Security N/A N/A 2013-12-02 2013-12-02 Y Chevron Corporation N/A N/A N Y Obligor Chevron Corporation N/A N/A 1400000.00 1400000.00 0.0096 N 1400000.00 1400000.00 California Pollution Control Financing Auth Solid Waste Disposal RB (BLT Enterprises of Fremont) Series 2010 0.070000% 130536PP4 Variable Rate Demand Note N First Tier Security N/A N/A 2013-12-06 2013-12-06 Y Union Bank NA N/A N/A Y Union Bank NA N/A N/A N 2215000.00 2215000.00 0.0153 N 2215000.00 2215000.00 California Public Works Board Lease RB (Univ of California) Series 2009E 4.000000% 130685UH1 Other Municipal Debt N Unrated Security N/A N/A 2014-04-01 2014-04-01 N N Y Obligor Univ of California N/A N/A 400000.00 404889.41 0.0028 N 405028.00 405028.00 California School Cash Reserve Program Auth Bonds 2013-2014 Series H 2.000000% 130583GG6 Other Municipal Debt N First Tier Security N/A N/A 2014-06-02 2014-06-02 N N Y Obligor Belmont-Redwoo Shores SD N/A N/A Obligor California School Cash Reserve Program Auth N/A N/A Obligor San Mateo Cnty CCD N/A N/A 975000.00 983250.10 0.0068 N 983619.00 983619.00 California Statewide Communities Development Auth RB (Kaiser Permanente) Series 2009C1 0.030000% 130795C70 Variable Rate Demand Note N First Tier Security N/A N/A 2013-12-06 2013-12-06 Y Kaiser Permanente N/A N/A N Y Obligor Kaiser Permanente N/A N/A 2500000.00 2500000.00 0.0172 N 2500000.00 2500000.00 California Statewide Communities Development Auth RB (Kaiser Permanente) Series 2008B 0.220000% 13079JCS4 Other Commercial Paper N First Tier Security N/A N/A 2013-12-09 2013-12-09 N N Y Obligor Kaiser Permanente N/A N/A 1000000.00 1000000.00 0.0069 N 1000020.00 1000020.00 California Statewide Communities Development Auth RB (Kaiser Permanente) Series 2009B2 0.200000% 13079RAK5 Other Commercial Paper N First Tier Security N/A N/A 2014-07-07 2014-07-07 N N Y Obligor Kaiser Permanente N/A N/A 1000000.00 1000000.00 0.0069 N 1000060.00 1000060.00 California Statewide Communities Development Auth RB (Kaiser Permanente) Series 2004E 0.150000% 13080MCX3 Other Commercial Paper N First Tier Security N/A N/A 2014-02-03 2014-02-03 N N Y Obligor Kaiser Permanente N/A N/A 500000.00 500000.00 0.0034 N 500010.00 500010.00 California Statewide Communities Development Auth RB (Kaiser Permanente) Series 2012A 0.060000% 94987KDM4 Variable Rate Demand Note N First Tier Security N/A N/A 2013-12-06 2013-12-06 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 690000.00 690000.00 0.0048 N 690000.00 690000.00 Carlsbad USD GO Bonds Series 2009B 0.080000% 94985NKB6 Variable Rate Demand Note N First Tier Security N/A N/A 2013-12-06 2013-12-06 Y Wells Fargo & Co N/A N/A N N 160000.00 160000.00 0.0011 N 160000.00 160000.00 Contra Costa Water District Extendible CP 0.130000% 21221VAP5 Other Commercial Paper N First Tier Security N/A N/A 2014-02-05 2014-07-06 N N N 1555000.00 1555000.00 0.0107 N 1555031.10 1555031.10 East Bay Municipal Utility District Water System Sub Refunding RB Series 2007B 5.000000% 271014PY2 Other Municipal Debt N Unrated Security N/A N/A 2014-06-01 2014-06-01 N N N 150000.00 153439.99 0.0011 N 153567.00 153567.00 East Bay Municipal Utility District Water System Refunding RB Series 2008A2 0.040000% 271014TW2 Variable Rate Demand Note N First Tier Security N/A N/A 2013-12-06 2013-12-06 Y US Bank NA N/A N/A N N 500000.00 500000.00 0.0034 N 500000.00 500000.00 East Bay Municipal Utility District Water System Sub Refunding RB Series 2010A 0.050000% 271014UK6 Variable Rate Demand Note N First Tier Security N/A N/A 2013-12-06 2013-12-06 Y Citibank NA N/A N/A N N 240000.00 240000.00 0.0017 N 240000.00 240000.00 East Bay Municipal Utility District Water System Refunding RB Series 2009A1 0.050000% 271014WF5 Other Municipal Debt N First Tier Security N/A N/A 2013-12-03 2013-12-03 N N N 1000000.00 1000000.00 0.0069 N 1000000.00 1000000.00 East Bay Municipal Utility District Water System Extendible CP 0.130000% 27102BGF6 Other Commercial Paper N First Tier Security N/A N/A 2014-01-14 2014-06-21 N N N 1600000.00 1600000.00 0.0110 N 1600096.00 1600096.00 East Bay Municipal Utility District Water System Extendible CP 0.140000% 27102EFJ3 Other Commercial Paper N First Tier Security N/A N/A 2014-01-22 2014-07-14 N N N 1000000.00 1000000.00 0.0069 N 1000030.00 1000030.00 Elsinore Valley Municipal Water District Refunding COP Series 2011A 0.080000% 290319ET5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-12-06 2013-12-06 Y Union Bank NA N/A N/A Y Union Bank NA N/A N/A N 1170000.00 1170000.00 0.0081 N 1170000.00 1170000.00 Foothill-DeAnza CCD GO Bonds Series C 0.060000% 07330CFH7 Variable Rate Demand Note N First Tier Security N/A N/A 2013-12-06 2013-12-06 Y Branch Banking & Trust Co N/A N/A N N 1200000.00 1200000.00 0.0083 N 1200000.00 1200000.00 Foothill-DeAnza CCD GO Bonds Series B 0.080000% 25154L2M5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-12-06 2013-12-06 Y Deutsche Bank AG N/A N/A N N 355000.00 355000.00 0.0024 N 355000.00 355000.00 Foothill-DeAnza CCD GO Bonds Series A 0.080000% 25154L5Z3 Variable Rate Demand Note N First Tier Security N/A N/A 2013-12-06 2013-12-06 Y Deutsche Bank AG N/A N/A N N 242000.00 242000.00 0.0017 N 242000.00 242000.00 Grossmont Healthcare District GO Bonds Series 2011B 0.050000% 399223BW5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-12-06 2013-12-06 Y Credit Suisse AG N/A N/A N N 1200000.00 1200000.00 0.0083 N 1200000.00 1200000.00 Irvine Limited Obligation Bonds (Reassessment District No. 05-21) Series A 0.040000% 46360RHQ3 Variable Rate Demand Note N First Tier Security N/A N/A 2013-12-02 2013-12-02 Y California State Teachers Retirement System N/A N/A US Bank NA N/A N/A Y California State Teachers Retirement System N/A N/A US Bank NA N/A N/A N 1200000.00 1200000.00 0.0083 N 1200000.00 1200000.00 Kings Cnty Housing Auth M/F Housing Refunding RB (Edgewater Isle Apts) Series 2001A 0.050000% 495795AF3 Variable Rate Demand Note N First Tier Security N/A N/A 2013-12-06 2013-12-06 Y Fannie Mae N/A N/A Y Fannie Mae N/A N/A N 2195000.00 2195000.00 0.0151 N 2195000.00 2195000.00 Los Angeles GO Refunding Bonds Series 2002B 5.000000% 5443506E6 Other Municipal Debt N Unrated Security N/A N/A 2014-09-01 2014-09-01 N N N 100000.00 103502.27 0.0007 N 103571.00 103571.00 Los Angeles GO Refunding Bonds Series 2005B 4.500000% 544351CK3 Other Municipal Debt N Unrated Security N/A N/A 2014-09-01 2014-09-01 N N N 100000.00 103129.63 0.0007 N 103200.00 103200.00 Los Angeles GO Bonds Series 2006A 4.000000% 544351DA4 Other Municipal Debt N Unrated Security N/A N/A 2014-09-01 2014-09-01 N N N 200000.00 205444.96 0.0014 N 205660.00 205660.00 Los Angeles Wastewater System Refunding RB Series 2009A 5.000000% 5446524B3 Other Municipal Debt N Unrated Security N/A N/A 2014-06-01 2014-06-01 N N Y Obligor Los Angeles Wastewater System N/A N/A 275000.00 281313.15 0.0019 N 281525.75 281525.75 Los Angeles Wastewater System Refunding RB Series 2005A 5.000000% 544652X70 Other Municipal Debt N Unrated Security N/A N/A 2014-06-01 2014-06-01 N N Y Obligor Los Angeles Wastewater System N/A N/A 285000.00 291328.67 0.0020 N 291763.05 291763.05 Los Angeles CCD GO Bonds Series 2007A 0.080000% 54438CNM0 Variable Rate Demand Note N First Tier Security N/A N/A 2013-12-06 2013-12-06 Y Citibank NA N/A N/A N N 3000000.00 3000000.00 0.0207 N 3000000.00 3000000.00 Los Angeles Cnty TRAN 2013-2014 2.000000% 544657HQ5 Other Municipal Debt N First Tier Security N/A N/A 2014-06-30 2014-06-30 N N N 3900000.00 3938453.70 0.0271 N 3940482.00 3940482.00 Los Angeles Cnty Metropolitan Transportation Auth First Tier Sr Sales Tax RB Series 2005A 5.000000% 544712XE7 Other Municipal Debt N Unrated Security N/A N/A 2014-07-01 2014-07-01 N N Y Obligor Los Angeles Cnty Metropolitan Transportation Auth-Prop A N/A N/A 160000.00 164243.74 0.0011 N 164440.00 164440.00 Los Angeles Cnty Metropolitan Transportation Auth First Tier Sr Sales Tax Refunding RB Series 2008A3&A4 0.040000% 74926YSP7 Variable Rate Demand Note N First Tier Security N/A N/A 2013-12-06 2013-12-06 Y Royal Bank of Canada N/A N/A Y Royal Bank of Canada N/A N/A N 1975000.00 1975000.00 0.0136 N 1975000.00 1975000.00 Los Angeles Dept of Airports Airport Sr RB Series 2010A 0.050000% 74703YBS8 Variable Rate Demand Note N First Tier Security N/A N/A 2013-12-06 2013-12-06 Y Bank of America NA N/A N/A N N 1295000.00 1295000.00 0.0089 N 1295000.00 1295000.00 Los Angeles Dept of Water & Power Power System RB Series 2007A1 0.060000% 46633VUF4 Variable Rate Demand Note N First Tier Security N/A N/A 2013-12-06 2013-12-06 Y JPMorgan Chase Bank NA N/A N/A N N 4600000.00 4600000.00 0.0317 N 4600000.00 4600000.00 Los Angeles Dept of Water & Power Power System RB Series 2001B3 0.040000% 544495DH4 Variable Rate Demand Note N First Tier Security N/A N/A 2013-12-02 2013-12-02 Y Wells Fargo Bank NA N/A N/A N N 700000.00 700000.00 0.0048 N 700000.00 700000.00 Los Angeles Dept of Water & Power Power System RB Series 2002A4 0.040000% 544495DW1 Variable Rate Demand Note N First Tier Security N/A N/A 2013-12-06 2013-12-06 Y JPMorgan Chase Bank NA N/A N/A N N 200000.00 200000.00 0.0014 N 200000.00 200000.00 Los Angeles Dept of Water & Power Power System RB Series 2007A1 5.000000% 544495LR3 Other Municipal Debt N Unrated Security N/A N/A 2014-07-01 2014-07-01 N N N 310000.00 318340.25 0.0022 N 318509.50 318509.50 Los Angeles Dept of Water & Power Power System RB Series 2011A 5.000000% 544495WT7 Other Municipal Debt N Unrated Security N/A N/A 2014-07-01 2014-07-01 N N N 250000.00 256843.69 0.0018 N 256862.50 256862.50 Los Angeles Dept of Water & Power Water System RB Series 2006A 0.060000% 544525QR2 Variable Rate Demand Note N First Tier Security N/A N/A 2013-12-06 2013-12-06 Y Citibank NA N/A N/A N N 750000.00 750000.00 0.0052 N 750000.00 750000.00 Los Angeles Harbor Dept CP Notes Series A2,B2&C2 0.120000% 54455DAL2 Other Commercial Paper N First Tier Security N/A N/A 2013-12-05 2013-12-05 N N Y Line of Credit Wells Fargo Bank NA N/A N/A 2000000.00 2000000.00 0.0138 N 2000000.00 2000000.00 Los Angeles Municipal Improvement Corp Lease Revenue CP Series A2 0.130000% 54485UP65 Other Commercial Paper N First Tier Security N/A N/A 2013-12-03 2013-12-03 N Y JPMorgan Chase Bank NA N/A N/A N 1500000.00 1500000.00 0.0103 N 1500015.00 1500015.00 Los Angeles USD GO Bonds Series 1997A 6.000000% 544644BG1 Other Municipal Debt N Unrated Security N/A N/A 2014-07-01 2014-07-01 N N N 300000.00 309848.50 0.0021 N 310047.00 310047.00 Los Angeles USD GO Refunding Bonds Series 2002 5.750000% 544644MY0 Other Municipal Debt N Unrated Security N/A N/A 2014-07-01 2014-07-01 N N N 600000.00 619139.98 0.0043 N 619230.00 619230.00 Los Angeles USD GO Bonds Series 2007B 5.000000% 544646EZ1 Other Municipal Debt N Unrated Security N/A N/A 2014-07-01 2014-07-01 N N N 155000.00 159242.20 0.0011 N 159301.25 159301.25 Monterey Peninsula Water Management District COP (Wastewater Reclamation) Series 1992 0.090000% 612588AA1 Variable Rate Demand Note N First Tier Security N/A N/A 2013-12-06 2013-12-06 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 1550000.00 1550000.00 0.0107 N 1550000.00 1550000.00 Mt. Diablo USD GO Bonds Series 2010A 0.060000% 94985NWD9 Variable Rate Demand Note N First Tier Security N/A N/A 2013-12-06 2013-12-06 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 930000.00 930000.00 0.0064 N 930000.00 930000.00 Newport-Mesa USD GO Bonds Series 2007 0.110000% 25154C4F8 Variable Rate Demand Note N First Tier Security N/A N/A 2013-12-06 2013-12-06 Y Deutsche Bank AG N/A N/A N N 5240000.00 5240000.00 0.0361 N 5240000.00 5240000.00 Pasadena Refunding COP Series 2008A 0.050000% 702204LN6 Variable Rate Demand Note N First Tier Security N/A N/A 2013-12-06 2013-12-06 Y Bank of America NA N/A N/A Y Bank of America NA N/A N/A N 1200000.00 1200000.00 0.0083 N 1200000.00 1200000.00 Pittsburg Public Financing Auth Water Refunding RB Series 2008 0.100000% 72456PAS1 Variable Rate Demand Note N First Tier Security N/A N/A 2013-12-06 2013-12-06 Y Bank of the West N/A N/A Y Bank of the West N/A N/A N 970000.00 970000.00 0.0067 N 970000.00 970000.00 Riverside Cnty TRAN 2013-2014 Series A 2.000000% 769110CL9 Other Municipal Debt N First Tier Security N/A N/A 2014-03-31 2014-03-31 N N N 1000000.00 1006006.67 0.0069 N 1006160.00 1006160.00 Riverside Cnty Transportation Commission Sales Tax RB Series 2013A 0.060000% 46640KBC7 Variable Rate Demand Note N First Tier Security N/A N/A 2013-12-06 2013-12-06 Y JPMorgan Chase Bank NA N/A N/A N N 1875000.00 1875000.00 0.0129 N 1875000.00 1875000.00 Sacramento Cnty Sanitation District Financing Auth Sub Lien Refunding RB Series 2013A 0.040000% 74926YB34 Variable Rate Demand Note N First Tier Security N/A N/A 2013-12-06 2013-12-06 Y Royal Bank of Canada N/A N/A Y Royal Bank of Canada N/A N/A N 4950000.00 4950000.00 0.0341 N 4950000.00 4950000.00 Sacramento Transportation Auth Limited Sales Tax RB Series 2009A 0.030000% 786074AM6 Variable Rate Demand Note N First Tier Security N/A N/A 2013-12-06 2013-12-06 Y Wells Fargo Bank NA N/A N/A N N 800000.00 800000.00 0.0055 N 800000.00 800000.00 San Bernardino Cnty TRAN 2013-2014 Series A 2.000000% 796813BH5 Other Municipal Debt N First Tier Security N/A N/A 2014-06-30 2014-06-30 N N N 1000000.00 1010448.08 0.0070 N 1010610.00 1010610.00 San Diego CCD GO Bonds Series 2011 0.070000% 25155DAQ4 Variable Rate Demand Note N First Tier Security N/A N/A 2013-12-06 2013-12-06 Y Deutsche Bank AG N/A N/A N N 3500000.00 3500000.00 0.0241 N 3500000.00 3500000.00 San Diego CCD GO Bonds Series 2009 0.070000% 797272HA2 Variable Rate Demand Note N First Tier Security N/A N/A 2013-12-06 2013-12-06 Y Citibank NA N/A N/A N N 3125000.00 3125000.00 0.0215 N 3125000.00 3125000.00 San Diego Cnty COP (San Diego Jewish Academy) Series 2003 0.050000% 797260LE4 Variable Rate Demand Note N First Tier Security N/A N/A 2013-12-06 2013-12-06 Y Comerica Bank N/A N/A Y Comerica Bank N/A N/A N 890000.00 890000.00 0.0061 N 890000.00 890000.00 San Diego Cnty & SDs Pool Program TRAN Series 2013B1 2.000000% 797381BL3 Other Municipal Debt N First Tier Security N/A N/A 2014-01-31 2014-01-31 N N Y Obligor Encinitas Union SD N/A N/A Obligor La Mesa Spring Valley SD N/A N/A Obligor National SD N/A N/A Obligor San Diego Cnty & SDs Pool Program N/A N/A 1000000.00 1002971.96 0.0069 N 1003010.00 1003010.00 San Diego Cnty & SDs Pool Program TRAN Series 2013B2 2.000000% 797381BM1 Other Municipal Debt N First Tier Security N/A N/A 2014-04-30 2014-04-30 N N Y Obligor Carlsbad USD N/A N/A Obligor Grossmont UHSD N/A N/A Obligor San Diego Cnty & SDs Pool Program N/A N/A Obligor San Dieguito Union SD N/A N/A 1000000.00 1007253.30 0.0069 N 1007470.00 1007470.00 San Diego Cnty Regional Transportation Commission Limited Sales Tax RB Series 2008B 0.060000% 797400FG8 Variable Rate Demand Note N First Tier Security N/A N/A 2013-12-06 2013-12-06 Y JPMorgan Chase Bank NA N/A N/A N N 1445000.00 1445000.00 0.0100 N 1445000.00 1445000.00 San Diego Cnty Water Auth Water Revenue COP Series 2008A 0.060000% 797415KF2 Variable Rate Demand Note N First Tier Security N/A N/A 2013-12-06 2013-12-06 Y JPMorgan Chase Bank NA N/A N/A N N 1000000.00 1000000.00 0.0069 N 1000000.00 1000000.00 San Diego Public Facilities Financing Auth Sr Sewer RB Series 2009A 0.290000% 94985NJP7 Other Municipal Debt N First Tier Security N/A N/A 2013-12-12 2013-12-12 N Y Wells Fargo & Co N/A N/A Y Tender Option Wells Fargo & Co N/A N/A 2000000.00 2000000.00 0.0138 N 2000000.00 2000000.00 San Francisco GO Refunding Bonds Series 2008R1 5.000000% 797646JG2 Other Municipal Debt N Unrated Security N/A N/A 2014-06-15 2014-06-15 N N N 1205000.00 1235357.63 0.0085 N 1235920.30 1235920.30 San Francisco Refunding COP (Moscone Center North) Series 2011B 4.000000% 79765DZE3 Other Municipal Debt N Unrated Security N/A N/A 2014-09-01 2014-09-01 N N N 900000.00 924794.53 0.0064 N 924579.00 924579.00 San Francisco GO Bonds Series 2009A 0.060000% 94985NHF1 Variable Rate Demand Note N First Tier Security N/A N/A 2013-12-06 2013-12-06 Y Wells Fargo & Co N/A N/A N N 530000.00 530000.00 0.0037 N 530000.00 530000.00 San Francisco Redevelopment Agency M/F Housing Refunding RB (Fillmore Center) Series 1992A1 0.070000% 79771MAS1 Variable Rate Demand Note N First Tier Security N/A N/A 2013-12-06 2013-12-06 Y Freddie Mac N/A N/A Y Freddie Mac N/A N/A N 1800000.00 1800000.00 0.0124 N 1800000.00 1800000.00 San Francisco Public Utilities Commission Water RB 2011 & 2012 Subseries A 0.060000% 18886EAT7 Variable Rate Demand Note N First Tier Security N/A N/A 2013-12-06 2013-12-06 Y State Street Bank & Trust Company NA N/A N/A N N 330000.00 330000.00 0.0023 N 330000.00 330000.00 San Francisco Public Utilities Commission Water RB Series 2010A 5.000000% 79765RA25 Other Municipal Debt N Unrated Security N/A N/A 2014-11-01 2014-11-01 N N N 410000.00 427779.25 0.0029 N 427773.50 427773.50 San Jose Redevelopment Agency Sub Tax Allocation RB Series 2003B 0.150000% 79818DAB3 Other Commercial Paper N First Tier Security N/A N/A 2014-05-16 2014-05-16 N Y JPMorgan Chase Bank NA N/A N/A N 1400000.00 1400000.00 0.0096 N 1400000.00 1400000.00 San Jose-Evergreen CCD GO Bonds Series A 0.060000% 798189HB5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-12-06 2013-12-06 Y Citibank NA N/A N/A N N 3480000.00 3480000.00 0.0240 N 3480000.00 3480000.00 San Mateo Cnty CCD GO Bonds Series 2005B 0.180000% 76113PDD7 Other Municipal Debt N First Tier Security N/A N/A 2014-01-16 2014-01-16 N N Y Tender Option Wells Fargo & Co N/A N/A 215000.00 215000.00 0.0015 N 215000.00 215000.00 San Mateo Cnty CCD GO Bonds Series 2005B&2006A 0.290000% 799038ER1 Other Municipal Debt N First Tier Security N/A N/A 2013-12-12 2013-12-12 N N Y Tender Option Wells Fargo & Co N/A N/A 800000.00 800000.00 0.0055 N 800000.00 800000.00 Santa Clara Valley Transportation Auth SalesTax Refunding RB Series 2008C 0.030000% 80168NEG0 Variable Rate Demand Note N First Tier Security N/A N/A 2013-12-06 2013-12-06 Y Sumitomo Mitsui Banking Corp N/A N/A N N 2000000.00 2000000.00 0.0138 N 2000000.00 2000000.00 Santa Cruz Cnty TRAN 2013-2014 2.000000% 801818DP7 Other Municipal Debt N First Tier Security N/A N/A 2014-07-02 2014-07-02 N N N 145000.00 146423.90 0.0010 N 146554.40 146554.40 Southern California Metropolitan Water District Waterworks GO Refunding Bonds Series 2010A 4.000000% 592659V94 Other Municipal Debt N Unrated Security N/A N/A 2014-03-01 2014-03-01 N N N 100000.00 100876.61 0.0007 N 100937.00 100937.00 Southern California Metropolitan Water District Water Refunding RB Series 2003A 5.000000% 592663F45 Other Municipal Debt N Unrated Security N/A N/A 2014-07-01 2014-07-01 N N N 300000.00 308039.28 0.0021 N 308340.00 308340.00 Southern California Metropolitan Water District Water Refunding RB Series 2013E 0.070000% 59266SAA1 Other Municipal Debt N First Tier Security N/A N/A 2013-12-06 2014-03-28 N N N 1500000.00 1500000.00 0.0103 N 1500000.00 1500000.00 Southern California Metropolitan Water District Water Refunding RB Series 2009E 3.750000% 59266TCQ2 Other Municipal Debt N Unrated Security N/A N/A 2014-07-01 2014-07-01 N N N 100000.00 101930.24 0.0007 N 102062.00 102062.00 Southern California Metropolitan Water District Water Refunding RB Series 2009A2 0.050000% 59266TCX7 Other Municipal Debt N First Tier Security N/A N/A 2013-12-06 2014-03-24 N N N 500000.00 500000.00 0.0034 N 500000.00 500000.00 Southern California Metropolitan Water District Water Refunding RB Series 2011A1 0.050000% 59266TEK3 Other Municipal Debt N First Tier Security N/A N/A 2013-12-06 2014-02-11 N N N 75000.00 74814.32 0.0005 N 74976.00 74976.00 Southern California Metropolitan Water District Water Refunding RB Series 2013D 0.040000% 59266TKD2 Variable Rate Demand Note N First Tier Security N/A N/A 2013-12-06 2013-12-06 Y Southern California Metropolitan Water District N/A N/A N N 2000000.00 2000000.00 0.0138 N 2000000.00 2000000.00 Southern California Public Power Auth Refunding RB (Palo Verde) Series 2008B 0.040000% 842475D44 Variable Rate Demand Note N First Tier Security N/A N/A 2013-12-06 2013-12-06 Y Barclays Bank Plc N/A N/A Y Barclays Bank Plc N/A N/A N 400000.00 400000.00 0.0028 N 400000.00 400000.00 Sunnyvale Refunding COP Series 2009A 0.050000% 867546CD3 Variable Rate Demand Note N First Tier Security N/A N/A 2013-12-06 2013-12-06 Y Union Bank NA N/A N/A Y Union Bank NA N/A N/A N 2410000.00 2410000.00 0.0166 N 2410000.00 2410000.00 Turlock Irrigation District Sub Revenue CP Series A 0.140000% 90021UAZ2 Other Commercial Paper N First Tier Security N/A N/A 2014-02-13 2014-02-13 N Y Bank of America NA N/A N/A N 2905000.00 2905000.00 0.0200 N 2905058.10 2905058.10 Univ of California Medical Center Pooled RB Series 2008D 5.000000% 913366CH1 Other Municipal Debt N Unrated Security N/A N/A 2014-05-15 2014-05-15 N N Y Obligor Univ of CA Medical Centers N/A N/A 725000.00 740408.47 0.0051 N 740645.50 740645.50 Univ of California General RB Series 2009O 5.000000% 91412F4W4 Other Municipal Debt N Unrated Security N/A N/A 2014-05-15 2014-05-15 N N N 625000.00 638128.78 0.0044 N 638543.75 638543.75 Univ of California General RB Series 2009Q 4.000000% 91412F7B7 Other Municipal Debt N Unrated Security N/A N/A 2014-05-15 2014-05-15 N N N 1100000.00 1118559.33 0.0077 N 1118931.00 1118931.00 Univ of California General RB Series 2005E 5.000000% 91412FRV1 Other Municipal Debt N Unrated Security N/A N/A 2014-05-15 2014-05-15 N N N 200000.00 204194.94 0.0014 N 204334.00 204334.00 Univ of California General RB Series 2007J 0.220000% 91412FW78 Other Municipal Debt N First Tier Security N/A N/A 2013-12-26 2013-12-26 N N Y Tender Option Wells Fargo & Co N/A N/A 1000000.00 1000000.00 0.0069 N 1000000.00 1000000.00 Univ of California General RB Series 2007J 5.000000% 91412GMZ5 Other Municipal Debt N Unrated Security N/A N/A 2014-05-15 2014-05-15 N N N 425000.00 433784.99 0.0030 N 434209.75 434209.75 William S. Hart UHSD GO Bonds Series A 0.080000% 94985NKJ9 Variable Rate Demand Note N First Tier Security N/A N/A 2013-12-06 2013-12-06 Y Wells Fargo & Co N/A N/A Y Wells Fargo & Co N/A N/A N 1950000.00 1950000.00 0.0134 N 1950000.00 1950000.00 William S. Hart UHSD GO Bonds Series B 0.060000% 94987KGY5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-12-06 2013-12-06 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 350000.00 350000.00 0.0024 N 350000.00 350000.00