0001145549-13-010381.txt : 20140129
0001145549-13-010381.hdr.sgml : 20140129
20131206143815
ACCESSION NUMBER: 0001145549-13-010381
CONFORMED SUBMISSION TYPE: N-MFP
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131130
FILED AS OF DATE: 20131206
DATE AS OF CHANGE: 20131206
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS
CENTRAL INDEX KEY: 0000857156
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: N-MFP
SEC ACT: 1933 Act
SEC FILE NUMBER: 811-05954
FILM NUMBER: 131262683
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 1-800-648-5300
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS
DATE OF NAME CHANGE: 19920703
0000857156
S000019114
Schwab California AMT Tax-Free Money Fund
C000052863
Value Advantage Shares
SNKXX
N-MFP
1
primary_doc.xml
N-MFP
N-MFP
LIVE
N
2013-11-30
0000857156
S000019114
1
N
N
N
N
033-31894
Charles Schwab Investment Management, Inc.
801-35905
PricewaterhouseCoopers LLP
San Francisco
CA
Charles Schwab Investment Management, Inc.
Boston Financial Data Services, Inc.
0000275143
84-00896
N
N
N
Single State Fund
48
54
144758514.76
543782.33
175900.80
145126396.29
0.0012
1.0006
2013-11-30
1.0006
2013-11-30
C000052863
25000.00
145126396.29
1.00
-2118118.89
1897975.51
4016094.40
0.0001
1.0006
2013-11-30
1.0006
2013-11-30
Alameda Cnty IDA
RB (Dale Hardware) Series 2010 0.070000%
01110RAA3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-12-06
2013-12-06
Y
Comerica Bank
N/A
N/A
Y
Comerica Bank
N/A
N/A
N
2480000.00
2480000.00
0.0171
N
2480000.00
2480000.00
Anaheim Public Financing Auth
Electric System Second Lien RB Series 2004 0.070000%
03255MPM3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-12-06
2013-12-06
Y
Morgan Stanley Bank NA
N/A
N/A
Y
Berkshire Hathaway Assurance Corp
N/A
N/A
N
2700000.00
2700000.00
0.0186
N
2700000.00
2700000.00
Bay Area Toll Auth
Toll Bridge RB Series 2006F 0.060000%
46633VSC4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-12-06
2013-12-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
2085000.00
2085000.00
0.0144
N
2085000.00
2085000.00
Bay Area Toll Auth
Toll Bridge RB Series 2009F1 0.080000%
74703YMA5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-12-06
2013-12-06
Y
Bank of America NA
N/A
N/A
N
N
1305000.00
1305000.00
0.0090
N
1305000.00
1305000.00
Beverly Hills Public Finance Auth
Lease Refunding RB Series 2013A 3.000000%
088006HJ3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-06-01
2014-06-01
N
N
Y
Obligor
Beverly Hills
N/A
N/A
1200000.00
1216502.21
0.0084
N
1216620.00
1216620.00
California
GO Bonds 5.250000%
13062PA36
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-03-01
2014-03-01
N
N
N
175000.00
176970.52
0.0012
N
177171.75
177171.75
California
GO Bonds 5.000000%
13062PH62
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-06-01
2014-06-01
N
N
N
350000.00
358158.71
0.0025
N
358358.00
358358.00
California
GO Bonds 5.000000%
13062PNP3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-02-01
2014-02-01
N
N
N
140000.00
141094.12
0.0010
N
141054.20
141054.20
California
GO Refunding Bonds 5.000000%
13062PR95
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-03-01
2014-03-01
N
N
N
110000.00
111245.91
0.0008
N
111299.10
111299.10
California
GO Bonds 5.000000%
13062R3E6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-03-01
2014-03-01
N
N
N
100000.00
101159.70
0.0007
N
101181.00
101181.00
California
GO Refunding Bonds 5.000000%
13062RFN3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-05-01
2014-05-01
N
N
N
225000.00
229364.22
0.0016
N
229470.75
229470.75
California
GO Bonds Series 2005B5 0.030000%
13062RG77
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-12-06
2013-12-06
Y
Barclays Bank Plc
N/A
N/A
Y
Barclays Bank Plc
N/A
N/A
N
800000.00
800000.00
0.0055
N
800000.00
800000.00
California
GO Bonds 5.000000%
13062RJ33
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-03-01
2014-03-01
N
N
N
100000.00
101144.88
0.0007
N
101181.00
101181.00
California
GO Bonds 5.000000%
13062RKV9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-06-01
2014-06-01
N
N
N
120000.00
122765.06
0.0008
N
122865.60
122865.60
California
GO Refunding Bonds 5.000000%
13062TF66
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-08-01
2014-08-01
N
N
N
550000.00
566961.11
0.0039
N
567545.00
567545.00
California
Various Purpose GO Bonds 4.000000%
13062TNY6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-09-01
2014-09-01
N
N
N
110000.00
113039.60
0.0008
N
113138.30
113138.30
California
GO Bonds 3.700000%
13063A3Y8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-04-01
2014-04-01
N
N
N
510000.00
515610.54
0.0036
N
515931.30
515931.30
California
GO Bonds 5.000000%
13063A3Z5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-04-01
2014-04-01
N
N
N
125000.00
126952.29
0.0009
N
126981.25
126981.25
California
GO Bonds Series 2004B1 0.030000%
13063A6F6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-12-02
2013-12-02
Y
Citibank NA
N/A
N/A
Y
Citibank NA
N/A
N/A
N
890000.00
890000.00
0.0061
N
890000.00
890000.00
California
GO Bonds 4.125000%
13063ABE3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-06-01
2014-06-01
N
N
N
200000.00
203655.65
0.0014
N
203916.00
203916.00
California
GO Bonds 5.000000%
13063ATZ7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-12-01
2013-12-01
N
N
N
100000.00
100000.00
0.0007
N
100000.00
100000.00
California
GO Bonds 3.000000%
13063BDY5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-03-01
2014-03-01
N
N
N
200000.00
201314.83
0.0014
N
201396.00
201396.00
California
GO Refunding Bonds 4.000000%
13063BMQ2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-09-01
2014-09-01
N
N
N
225000.00
231261.39
0.0016
N
231419.25
231419.25
California
GO Refunding Bonds 3.000000%
13063BRK0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-02-01
2014-02-01
N
N
N
175000.00
175781.83
0.0012
N
175778.75
175778.75
California
GO Refunding Bonds 5.000000%
13063BRL8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-02-01
2014-02-01
N
N
N
270000.00
272089.53
0.0019
N
272033.10
272033.10
California
RAN 2013-2014 Series A2 2.000000%
13063CEB2
Other Municipal Debt
N
First Tier Security
N/A
N/A
2014-06-23
2014-06-23
N
N
N
1850000.00
1868232.14
0.0129
N
1868777.50
1868777.50
California
GO CP Series 2011A1 0.120000%
13066JAS1
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-12-12
2013-12-12
N
Y
California State Teachers Retirement System
N/A
N/A
Wells Fargo Bank NA
N/A
N/A
N
1500000.00
1500000.00
0.0103
N
1500015.00
1500015.00
California
Economic Recovery Bonds Series 2004A 5.250000%
13067JBE0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-07-01
2014-07-01
N
N
Y
Obligor
California Economic Recovery
N/A
N/A
140000.00
144028.00
0.0010
N
144085.20
144085.20
California Educational Facilities Auth
RB (Univ of Southern California) Series 2009A 0.090000%
05248RDV0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-12-06
2013-12-06
Y
Deutsche Bank AG
N/A
N/A
N
Y
Obligor
Univ of Southern California
N/A
N/A
2220000.00
2220000.00
0.0153
N
2220000.00
2220000.00
California Health Facilities Financing Auth
RB (Kaiser Permanente) Series 2006E 0.200000%
13032THA2
Other Commercial Paper
N
First Tier Security
N/A
N/A
2014-07-08
2014-07-08
N
N
Y
Obligor
Kaiser Permanente
N/A
N/A
2000000.00
2000000.00
0.0138
N
2000000.00
2000000.00
California Health Facilities Financing Auth
Health Facility RB (Catholic Healthcare West) 2004 Series K 0.030000%
13033FTN0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-12-06
2013-12-06
Y
Mizuho Bank Ltd
N/A
N/A
Y
Mizuho Bank Ltd
N/A
N/A
N
1000000.00
1000000.00
0.0069
N
1000000.00
1000000.00
California Health Facilities Financing Auth
RB (Memorial Health Services) Series 2013A 0.040000%
13033L2Q9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-12-06
2013-12-06
Y
Memorial Health Services
N/A
N/A
N
Y
Obligor
Memorial Health Services
N/A
N/A
2000000.00
2000000.00
0.0138
N
2000000.00
2000000.00
California Health Facilities Financing Auth
RB (Sutter Health) Series 2011B 0.060000%
13033LMM6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-12-06
2013-12-06
Y
Citibank NA
N/A
N/A
N
Y
Obligor
Sutter Health
N/A
N/A
2100000.00
2100000.00
0.0145
N
2100000.00
2100000.00
California Infrastructure & Economic Development Bank
Refunding RB (PG&E) Series 2009B 0.040000%
13033W3J0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-12-02
2013-12-02
Y
Mizuho Bank Ltd
N/A
N/A
Y
Mizuho Bank Ltd
N/A
N/A
N
100000.00
100000.00
0.0007
N
100000.00
100000.00
California Infrastructure & Economic Development Bank
RB (Asian-American Drug Abuse Program) Series 2008 0.160000%
13033WP80
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-12-06
2013-12-06
Y
Comerica Bank
N/A
N/A
Y
Comerica Bank
N/A
N/A
N
3230000.00
3230000.00
0.0223
N
3230000.00
3230000.00
California Infrastructure & Economic Development Bank
RB (Casa Loma College) Series 2009 0.110000%
13033WX57
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-12-06
2013-12-06
Y
Comerica Bank
N/A
N/A
Y
Comerica Bank
N/A
N/A
N
1915000.00
1915000.00
0.0132
N
1915000.00
1915000.00
California Infrastructure & Economic Development Bank
Refunding RB (J. Paul Getty Trust) Series 2012B2 0.090000%
46640KDD3
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-12-06
2014-02-13
N
N
Y
Obligor
J. Paul Getty Trust
N/A
N/A
Tender Option
JP MORGAN CHASE & CO
N/A
N/A
595000.00
595000.00
0.0041
N
595000.00
595000.00
California Municipal Finance Auth
Recovery Zone Facility RB (Chevron) Series 2010A 0.030000%
13048TGT4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-12-02
2013-12-02
Y
Chevron Corporation
N/A
N/A
N
Y
Obligor
Chevron Corporation
N/A
N/A
1400000.00
1400000.00
0.0096
N
1400000.00
1400000.00
California Pollution Control Financing Auth
Solid Waste Disposal RB (BLT Enterprises of Fremont) Series 2010 0.070000%
130536PP4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-12-06
2013-12-06
Y
Union Bank NA
N/A
N/A
Y
Union Bank NA
N/A
N/A
N
2215000.00
2215000.00
0.0153
N
2215000.00
2215000.00
California Public Works Board
Lease RB (Univ of California) Series 2009E 4.000000%
130685UH1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-04-01
2014-04-01
N
N
Y
Obligor
Univ of California
N/A
N/A
400000.00
404889.41
0.0028
N
405028.00
405028.00
California School Cash Reserve Program Auth
Bonds 2013-2014 Series H 2.000000%
130583GG6
Other Municipal Debt
N
First Tier Security
N/A
N/A
2014-06-02
2014-06-02
N
N
Y
Obligor
Belmont-Redwoo Shores SD
N/A
N/A
Obligor
California School Cash Reserve Program Auth
N/A
N/A
Obligor
San Mateo Cnty CCD
N/A
N/A
975000.00
983250.10
0.0068
N
983619.00
983619.00
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2009C1 0.030000%
130795C70
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-12-06
2013-12-06
Y
Kaiser Permanente
N/A
N/A
N
Y
Obligor
Kaiser Permanente
N/A
N/A
2500000.00
2500000.00
0.0172
N
2500000.00
2500000.00
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2008B 0.220000%
13079JCS4
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-12-09
2013-12-09
N
N
Y
Obligor
Kaiser Permanente
N/A
N/A
1000000.00
1000000.00
0.0069
N
1000020.00
1000020.00
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2009B2 0.200000%
13079RAK5
Other Commercial Paper
N
First Tier Security
N/A
N/A
2014-07-07
2014-07-07
N
N
Y
Obligor
Kaiser Permanente
N/A
N/A
1000000.00
1000000.00
0.0069
N
1000060.00
1000060.00
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2004E 0.150000%
13080MCX3
Other Commercial Paper
N
First Tier Security
N/A
N/A
2014-02-03
2014-02-03
N
N
Y
Obligor
Kaiser Permanente
N/A
N/A
500000.00
500000.00
0.0034
N
500010.00
500010.00
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2012A 0.060000%
94987KDM4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-12-06
2013-12-06
Y
Wells Fargo Bank NA
N/A
N/A
Y
Wells Fargo Bank NA
N/A
N/A
N
690000.00
690000.00
0.0048
N
690000.00
690000.00
Carlsbad USD
GO Bonds Series 2009B 0.080000%
94985NKB6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-12-06
2013-12-06
Y
Wells Fargo & Co
N/A
N/A
N
N
160000.00
160000.00
0.0011
N
160000.00
160000.00
Contra Costa Water District
Extendible CP 0.130000%
21221VAP5
Other Commercial Paper
N
First Tier Security
N/A
N/A
2014-02-05
2014-07-06
N
N
N
1555000.00
1555000.00
0.0107
N
1555031.10
1555031.10
East Bay Municipal Utility District
Water System Sub Refunding RB Series 2007B 5.000000%
271014PY2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-06-01
2014-06-01
N
N
N
150000.00
153439.99
0.0011
N
153567.00
153567.00
East Bay Municipal Utility District
Water System Refunding RB Series 2008A2 0.040000%
271014TW2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-12-06
2013-12-06
Y
US Bank NA
N/A
N/A
N
N
500000.00
500000.00
0.0034
N
500000.00
500000.00
East Bay Municipal Utility District
Water System Sub Refunding RB Series 2010A 0.050000%
271014UK6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-12-06
2013-12-06
Y
Citibank NA
N/A
N/A
N
N
240000.00
240000.00
0.0017
N
240000.00
240000.00
East Bay Municipal Utility District
Water System Refunding RB Series 2009A1 0.050000%
271014WF5
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-12-03
2013-12-03
N
N
N
1000000.00
1000000.00
0.0069
N
1000000.00
1000000.00
East Bay Municipal Utility District
Water System Extendible CP 0.130000%
27102BGF6
Other Commercial Paper
N
First Tier Security
N/A
N/A
2014-01-14
2014-06-21
N
N
N
1600000.00
1600000.00
0.0110
N
1600096.00
1600096.00
East Bay Municipal Utility District
Water System Extendible CP 0.140000%
27102EFJ3
Other Commercial Paper
N
First Tier Security
N/A
N/A
2014-01-22
2014-07-14
N
N
N
1000000.00
1000000.00
0.0069
N
1000030.00
1000030.00
Elsinore Valley Municipal Water District
Refunding COP Series 2011A 0.080000%
290319ET5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-12-06
2013-12-06
Y
Union Bank NA
N/A
N/A
Y
Union Bank NA
N/A
N/A
N
1170000.00
1170000.00
0.0081
N
1170000.00
1170000.00
Foothill-DeAnza CCD
GO Bonds Series C 0.060000%
07330CFH7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-12-06
2013-12-06
Y
Branch Banking & Trust Co
N/A
N/A
N
N
1200000.00
1200000.00
0.0083
N
1200000.00
1200000.00
Foothill-DeAnza CCD
GO Bonds Series B 0.080000%
25154L2M5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-12-06
2013-12-06
Y
Deutsche Bank AG
N/A
N/A
N
N
355000.00
355000.00
0.0024
N
355000.00
355000.00
Foothill-DeAnza CCD
GO Bonds Series A 0.080000%
25154L5Z3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-12-06
2013-12-06
Y
Deutsche Bank AG
N/A
N/A
N
N
242000.00
242000.00
0.0017
N
242000.00
242000.00
Grossmont Healthcare District
GO Bonds Series 2011B 0.050000%
399223BW5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-12-06
2013-12-06
Y
Credit Suisse AG
N/A
N/A
N
N
1200000.00
1200000.00
0.0083
N
1200000.00
1200000.00
Irvine
Limited Obligation Bonds (Reassessment District No. 05-21) Series A 0.040000%
46360RHQ3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-12-02
2013-12-02
Y
California State Teachers Retirement System
N/A
N/A
US Bank NA
N/A
N/A
Y
California State Teachers Retirement System
N/A
N/A
US Bank NA
N/A
N/A
N
1200000.00
1200000.00
0.0083
N
1200000.00
1200000.00
Kings Cnty Housing Auth
M/F Housing Refunding RB (Edgewater Isle Apts) Series 2001A 0.050000%
495795AF3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-12-06
2013-12-06
Y
Fannie Mae
N/A
N/A
Y
Fannie Mae
N/A
N/A
N
2195000.00
2195000.00
0.0151
N
2195000.00
2195000.00
Los Angeles
GO Refunding Bonds Series 2002B 5.000000%
5443506E6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-09-01
2014-09-01
N
N
N
100000.00
103502.27
0.0007
N
103571.00
103571.00
Los Angeles
GO Refunding Bonds Series 2005B 4.500000%
544351CK3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-09-01
2014-09-01
N
N
N
100000.00
103129.63
0.0007
N
103200.00
103200.00
Los Angeles
GO Bonds Series 2006A 4.000000%
544351DA4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-09-01
2014-09-01
N
N
N
200000.00
205444.96
0.0014
N
205660.00
205660.00
Los Angeles
Wastewater System Refunding RB Series 2009A 5.000000%
5446524B3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-06-01
2014-06-01
N
N
Y
Obligor
Los Angeles Wastewater System
N/A
N/A
275000.00
281313.15
0.0019
N
281525.75
281525.75
Los Angeles
Wastewater System Refunding RB Series 2005A 5.000000%
544652X70
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-06-01
2014-06-01
N
N
Y
Obligor
Los Angeles Wastewater System
N/A
N/A
285000.00
291328.67
0.0020
N
291763.05
291763.05
Los Angeles CCD
GO Bonds Series 2007A 0.080000%
54438CNM0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-12-06
2013-12-06
Y
Citibank NA
N/A
N/A
N
N
3000000.00
3000000.00
0.0207
N
3000000.00
3000000.00
Los Angeles Cnty
TRAN 2013-2014 2.000000%
544657HQ5
Other Municipal Debt
N
First Tier Security
N/A
N/A
2014-06-30
2014-06-30
N
N
N
3900000.00
3938453.70
0.0271
N
3940482.00
3940482.00
Los Angeles Cnty Metropolitan Transportation Auth
First Tier Sr Sales Tax RB Series 2005A 5.000000%
544712XE7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-07-01
2014-07-01
N
N
Y
Obligor
Los Angeles Cnty Metropolitan Transportation Auth-Prop A
N/A
N/A
160000.00
164243.74
0.0011
N
164440.00
164440.00
Los Angeles Cnty Metropolitan Transportation Auth
First Tier Sr Sales Tax Refunding RB Series 2008A3&A4 0.040000%
74926YSP7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-12-06
2013-12-06
Y
Royal Bank of Canada
N/A
N/A
Y
Royal Bank of Canada
N/A
N/A
N
1975000.00
1975000.00
0.0136
N
1975000.00
1975000.00
Los Angeles Dept of Airports
Airport Sr RB Series 2010A 0.050000%
74703YBS8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-12-06
2013-12-06
Y
Bank of America NA
N/A
N/A
N
N
1295000.00
1295000.00
0.0089
N
1295000.00
1295000.00
Los Angeles Dept of Water & Power
Power System RB Series 2007A1 0.060000%
46633VUF4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-12-06
2013-12-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
4600000.00
4600000.00
0.0317
N
4600000.00
4600000.00
Los Angeles Dept of Water & Power
Power System RB Series 2001B3 0.040000%
544495DH4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-12-02
2013-12-02
Y
Wells Fargo Bank NA
N/A
N/A
N
N
700000.00
700000.00
0.0048
N
700000.00
700000.00
Los Angeles Dept of Water & Power
Power System RB Series 2002A4 0.040000%
544495DW1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-12-06
2013-12-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
200000.00
200000.00
0.0014
N
200000.00
200000.00
Los Angeles Dept of Water & Power
Power System RB Series 2007A1 5.000000%
544495LR3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-07-01
2014-07-01
N
N
N
310000.00
318340.25
0.0022
N
318509.50
318509.50
Los Angeles Dept of Water & Power
Power System RB Series 2011A 5.000000%
544495WT7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-07-01
2014-07-01
N
N
N
250000.00
256843.69
0.0018
N
256862.50
256862.50
Los Angeles Dept of Water & Power
Water System RB Series 2006A 0.060000%
544525QR2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-12-06
2013-12-06
Y
Citibank NA
N/A
N/A
N
N
750000.00
750000.00
0.0052
N
750000.00
750000.00
Los Angeles Harbor Dept
CP Notes Series A2,B2&C2 0.120000%
54455DAL2
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-12-05
2013-12-05
N
N
Y
Line of Credit
Wells Fargo Bank NA
N/A
N/A
2000000.00
2000000.00
0.0138
N
2000000.00
2000000.00
Los Angeles Municipal Improvement Corp
Lease Revenue CP Series A2 0.130000%
54485UP65
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-12-03
2013-12-03
N
Y
JPMorgan Chase Bank NA
N/A
N/A
N
1500000.00
1500000.00
0.0103
N
1500015.00
1500015.00
Los Angeles USD
GO Bonds Series 1997A 6.000000%
544644BG1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-07-01
2014-07-01
N
N
N
300000.00
309848.50
0.0021
N
310047.00
310047.00
Los Angeles USD
GO Refunding Bonds Series 2002 5.750000%
544644MY0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-07-01
2014-07-01
N
N
N
600000.00
619139.98
0.0043
N
619230.00
619230.00
Los Angeles USD
GO Bonds Series 2007B 5.000000%
544646EZ1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-07-01
2014-07-01
N
N
N
155000.00
159242.20
0.0011
N
159301.25
159301.25
Monterey Peninsula Water Management District
COP (Wastewater Reclamation) Series 1992 0.090000%
612588AA1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-12-06
2013-12-06
Y
Wells Fargo Bank NA
N/A
N/A
Y
Wells Fargo Bank NA
N/A
N/A
N
1550000.00
1550000.00
0.0107
N
1550000.00
1550000.00
Mt. Diablo USD
GO Bonds Series 2010A 0.060000%
94985NWD9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-12-06
2013-12-06
Y
Wells Fargo Bank NA
N/A
N/A
Y
Wells Fargo Bank NA
N/A
N/A
N
930000.00
930000.00
0.0064
N
930000.00
930000.00
Newport-Mesa USD
GO Bonds Series 2007 0.110000%
25154C4F8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-12-06
2013-12-06
Y
Deutsche Bank AG
N/A
N/A
N
N
5240000.00
5240000.00
0.0361
N
5240000.00
5240000.00
Pasadena
Refunding COP Series 2008A 0.050000%
702204LN6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-12-06
2013-12-06
Y
Bank of America NA
N/A
N/A
Y
Bank of America NA
N/A
N/A
N
1200000.00
1200000.00
0.0083
N
1200000.00
1200000.00
Pittsburg Public Financing Auth
Water Refunding RB Series 2008 0.100000%
72456PAS1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-12-06
2013-12-06
Y
Bank of the West
N/A
N/A
Y
Bank of the West
N/A
N/A
N
970000.00
970000.00
0.0067
N
970000.00
970000.00
Riverside Cnty
TRAN 2013-2014 Series A 2.000000%
769110CL9
Other Municipal Debt
N
First Tier Security
N/A
N/A
2014-03-31
2014-03-31
N
N
N
1000000.00
1006006.67
0.0069
N
1006160.00
1006160.00
Riverside Cnty Transportation Commission
Sales Tax RB Series 2013A 0.060000%
46640KBC7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-12-06
2013-12-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
1875000.00
1875000.00
0.0129
N
1875000.00
1875000.00
Sacramento Cnty Sanitation District Financing Auth
Sub Lien Refunding RB Series 2013A 0.040000%
74926YB34
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-12-06
2013-12-06
Y
Royal Bank of Canada
N/A
N/A
Y
Royal Bank of Canada
N/A
N/A
N
4950000.00
4950000.00
0.0341
N
4950000.00
4950000.00
Sacramento Transportation Auth
Limited Sales Tax RB Series 2009A 0.030000%
786074AM6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-12-06
2013-12-06
Y
Wells Fargo Bank NA
N/A
N/A
N
N
800000.00
800000.00
0.0055
N
800000.00
800000.00
San Bernardino Cnty
TRAN 2013-2014 Series A 2.000000%
796813BH5
Other Municipal Debt
N
First Tier Security
N/A
N/A
2014-06-30
2014-06-30
N
N
N
1000000.00
1010448.08
0.0070
N
1010610.00
1010610.00
San Diego CCD
GO Bonds Series 2011 0.070000%
25155DAQ4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-12-06
2013-12-06
Y
Deutsche Bank AG
N/A
N/A
N
N
3500000.00
3500000.00
0.0241
N
3500000.00
3500000.00
San Diego CCD
GO Bonds Series 2009 0.070000%
797272HA2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-12-06
2013-12-06
Y
Citibank NA
N/A
N/A
N
N
3125000.00
3125000.00
0.0215
N
3125000.00
3125000.00
San Diego Cnty
COP (San Diego Jewish Academy) Series 2003 0.050000%
797260LE4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-12-06
2013-12-06
Y
Comerica Bank
N/A
N/A
Y
Comerica Bank
N/A
N/A
N
890000.00
890000.00
0.0061
N
890000.00
890000.00
San Diego Cnty & SDs Pool Program
TRAN Series 2013B1 2.000000%
797381BL3
Other Municipal Debt
N
First Tier Security
N/A
N/A
2014-01-31
2014-01-31
N
N
Y
Obligor
Encinitas Union SD
N/A
N/A
Obligor
La Mesa Spring Valley SD
N/A
N/A
Obligor
National SD
N/A
N/A
Obligor
San Diego Cnty & SDs Pool Program
N/A
N/A
1000000.00
1002971.96
0.0069
N
1003010.00
1003010.00
San Diego Cnty & SDs Pool Program
TRAN Series 2013B2 2.000000%
797381BM1
Other Municipal Debt
N
First Tier Security
N/A
N/A
2014-04-30
2014-04-30
N
N
Y
Obligor
Carlsbad USD
N/A
N/A
Obligor
Grossmont UHSD
N/A
N/A
Obligor
San Diego Cnty & SDs Pool Program
N/A
N/A
Obligor
San Dieguito Union SD
N/A
N/A
1000000.00
1007253.30
0.0069
N
1007470.00
1007470.00
San Diego Cnty Regional Transportation Commission
Limited Sales Tax RB Series 2008B 0.060000%
797400FG8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-12-06
2013-12-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
1445000.00
1445000.00
0.0100
N
1445000.00
1445000.00
San Diego Cnty Water Auth
Water Revenue COP Series 2008A 0.060000%
797415KF2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-12-06
2013-12-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
1000000.00
1000000.00
0.0069
N
1000000.00
1000000.00
San Diego Public Facilities Financing Auth
Sr Sewer RB Series 2009A 0.290000%
94985NJP7
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-12-12
2013-12-12
N
Y
Wells Fargo & Co
N/A
N/A
Y
Tender Option
Wells Fargo & Co
N/A
N/A
2000000.00
2000000.00
0.0138
N
2000000.00
2000000.00
San Francisco
GO Refunding Bonds Series 2008R1 5.000000%
797646JG2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-06-15
2014-06-15
N
N
N
1205000.00
1235357.63
0.0085
N
1235920.30
1235920.30
San Francisco
Refunding COP (Moscone Center North) Series 2011B 4.000000%
79765DZE3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-09-01
2014-09-01
N
N
N
900000.00
924794.53
0.0064
N
924579.00
924579.00
San Francisco
GO Bonds Series 2009A 0.060000%
94985NHF1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-12-06
2013-12-06
Y
Wells Fargo & Co
N/A
N/A
N
N
530000.00
530000.00
0.0037
N
530000.00
530000.00
San Francisco Redevelopment Agency
M/F Housing Refunding RB (Fillmore Center) Series 1992A1 0.070000%
79771MAS1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-12-06
2013-12-06
Y
Freddie Mac
N/A
N/A
Y
Freddie Mac
N/A
N/A
N
1800000.00
1800000.00
0.0124
N
1800000.00
1800000.00
San Francisco Public Utilities Commission
Water RB 2011 & 2012 Subseries A 0.060000%
18886EAT7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-12-06
2013-12-06
Y
State Street Bank & Trust Company NA
N/A
N/A
N
N
330000.00
330000.00
0.0023
N
330000.00
330000.00
San Francisco Public Utilities Commission
Water RB Series 2010A 5.000000%
79765RA25
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-11-01
2014-11-01
N
N
N
410000.00
427779.25
0.0029
N
427773.50
427773.50
San Jose Redevelopment Agency
Sub Tax Allocation RB Series 2003B 0.150000%
79818DAB3
Other Commercial Paper
N
First Tier Security
N/A
N/A
2014-05-16
2014-05-16
N
Y
JPMorgan Chase Bank NA
N/A
N/A
N
1400000.00
1400000.00
0.0096
N
1400000.00
1400000.00
San Jose-Evergreen CCD
GO Bonds Series A 0.060000%
798189HB5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-12-06
2013-12-06
Y
Citibank NA
N/A
N/A
N
N
3480000.00
3480000.00
0.0240
N
3480000.00
3480000.00
San Mateo Cnty CCD
GO Bonds Series 2005B 0.180000%
76113PDD7
Other Municipal Debt
N
First Tier Security
N/A
N/A
2014-01-16
2014-01-16
N
N
Y
Tender Option
Wells Fargo & Co
N/A
N/A
215000.00
215000.00
0.0015
N
215000.00
215000.00
San Mateo Cnty CCD
GO Bonds Series 2005B&2006A 0.290000%
799038ER1
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-12-12
2013-12-12
N
N
Y
Tender Option
Wells Fargo & Co
N/A
N/A
800000.00
800000.00
0.0055
N
800000.00
800000.00
Santa Clara Valley Transportation Auth
SalesTax Refunding RB Series 2008C 0.030000%
80168NEG0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-12-06
2013-12-06
Y
Sumitomo Mitsui Banking Corp
N/A
N/A
N
N
2000000.00
2000000.00
0.0138
N
2000000.00
2000000.00
Santa Cruz Cnty
TRAN 2013-2014 2.000000%
801818DP7
Other Municipal Debt
N
First Tier Security
N/A
N/A
2014-07-02
2014-07-02
N
N
N
145000.00
146423.90
0.0010
N
146554.40
146554.40
Southern California Metropolitan Water District
Waterworks GO Refunding Bonds Series 2010A 4.000000%
592659V94
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-03-01
2014-03-01
N
N
N
100000.00
100876.61
0.0007
N
100937.00
100937.00
Southern California Metropolitan Water District
Water Refunding RB Series 2003A 5.000000%
592663F45
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-07-01
2014-07-01
N
N
N
300000.00
308039.28
0.0021
N
308340.00
308340.00
Southern California Metropolitan Water District
Water Refunding RB Series 2013E 0.070000%
59266SAA1
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-12-06
2014-03-28
N
N
N
1500000.00
1500000.00
0.0103
N
1500000.00
1500000.00
Southern California Metropolitan Water District
Water Refunding RB Series 2009E 3.750000%
59266TCQ2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-07-01
2014-07-01
N
N
N
100000.00
101930.24
0.0007
N
102062.00
102062.00
Southern California Metropolitan Water District
Water Refunding RB Series 2009A2 0.050000%
59266TCX7
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-12-06
2014-03-24
N
N
N
500000.00
500000.00
0.0034
N
500000.00
500000.00
Southern California Metropolitan Water District
Water Refunding RB Series 2011A1 0.050000%
59266TEK3
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-12-06
2014-02-11
N
N
N
75000.00
74814.32
0.0005
N
74976.00
74976.00
Southern California Metropolitan Water District
Water Refunding RB Series 2013D 0.040000%
59266TKD2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-12-06
2013-12-06
Y
Southern California Metropolitan Water District
N/A
N/A
N
N
2000000.00
2000000.00
0.0138
N
2000000.00
2000000.00
Southern California Public Power Auth
Refunding RB (Palo Verde) Series 2008B 0.040000%
842475D44
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-12-06
2013-12-06
Y
Barclays Bank Plc
N/A
N/A
Y
Barclays Bank Plc
N/A
N/A
N
400000.00
400000.00
0.0028
N
400000.00
400000.00
Sunnyvale
Refunding COP Series 2009A 0.050000%
867546CD3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-12-06
2013-12-06
Y
Union Bank NA
N/A
N/A
Y
Union Bank NA
N/A
N/A
N
2410000.00
2410000.00
0.0166
N
2410000.00
2410000.00
Turlock Irrigation District
Sub Revenue CP Series A 0.140000%
90021UAZ2
Other Commercial Paper
N
First Tier Security
N/A
N/A
2014-02-13
2014-02-13
N
Y
Bank of America NA
N/A
N/A
N
2905000.00
2905000.00
0.0200
N
2905058.10
2905058.10
Univ of California
Medical Center Pooled RB Series 2008D 5.000000%
913366CH1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-05-15
2014-05-15
N
N
Y
Obligor
Univ of CA Medical Centers
N/A
N/A
725000.00
740408.47
0.0051
N
740645.50
740645.50
Univ of California
General RB Series 2009O 5.000000%
91412F4W4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-05-15
2014-05-15
N
N
N
625000.00
638128.78
0.0044
N
638543.75
638543.75
Univ of California
General RB Series 2009Q 4.000000%
91412F7B7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-05-15
2014-05-15
N
N
N
1100000.00
1118559.33
0.0077
N
1118931.00
1118931.00
Univ of California
General RB Series 2005E 5.000000%
91412FRV1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-05-15
2014-05-15
N
N
N
200000.00
204194.94
0.0014
N
204334.00
204334.00
Univ of California
General RB Series 2007J 0.220000%
91412FW78
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-12-26
2013-12-26
N
N
Y
Tender Option
Wells Fargo & Co
N/A
N/A
1000000.00
1000000.00
0.0069
N
1000000.00
1000000.00
Univ of California
General RB Series 2007J 5.000000%
91412GMZ5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-05-15
2014-05-15
N
N
N
425000.00
433784.99
0.0030
N
434209.75
434209.75
William S. Hart UHSD
GO Bonds Series A 0.080000%
94985NKJ9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-12-06
2013-12-06
Y
Wells Fargo & Co
N/A
N/A
Y
Wells Fargo & Co
N/A
N/A
N
1950000.00
1950000.00
0.0134
N
1950000.00
1950000.00
William S. Hart UHSD
GO Bonds Series B 0.060000%
94987KGY5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-12-06
2013-12-06
Y
Wells Fargo Bank NA
N/A
N/A
Y
Wells Fargo Bank NA
N/A
N/A
N
350000.00
350000.00
0.0024
N
350000.00
350000.00