0001145549-13-009516.txt : 20131230 0001145549-13-009516.hdr.sgml : 20131230 20131107144304 ACCESSION NUMBER: 0001145549-13-009516 CONFORMED SUBMISSION TYPE: N-MFP PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131031 FILED AS OF DATE: 20131107 DATE AS OF CHANGE: 20131107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS CENTRAL INDEX KEY: 0000857156 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-MFP SEC ACT: 1933 Act SEC FILE NUMBER: 811-05954 FILM NUMBER: 131200057 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 1-800-648-5300 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS DATE OF NAME CHANGE: 19920703 0000857156 S000036659 Schwab Treasury Obligations Money Fund C000112046 Value Advantage Shares SNOXX C000112047 Sweep Shares SNTXX N-MFP 1 primary_doc.xml N-MFP N-MFP LIVE N 2013-10-31 0000857156 S000036659 2 N N N N 033-31894 Charles Schwab Investment Management, Inc. 801-35905 PricewaterhouseCoopers LLP San Francisco CA Charles Schwab Investment Management, Inc. Boston Financial Data Services, Inc. 0000275143 84-00896 N N N Treasury 57 57 1368917742.92 1966100.69 52009.52 1370831834.09 0.0008 1.0001 2013-10-31 1.0001 2013-10-31 C000112046 25000.00 84605519.79 1.00 -7358463.81 2781691.22 10140155.03 0.0000 1.0001 2013-10-31 1.0001 2013-10-31 C000112047 1.00 1286226314.30 1.00 -40663703.78 386447980.83 427111684.61 0.0000 1.0001 2013-10-31 1.0001 2013-10-31 Barclays Capital, Inc Barclays Capital, Inc 0.050000% 07699U005_0.0500_M131107_2MN5 0000851376 Treasury Repurchase Agreement Y United States Treasury Department 2014-09-15 0.250000 Treasury Debt 1696900.00 1699030.76 United States Treasury Department 2015-02-15 0.250000 Treasury Debt 16041200.00 16059616.87 United States Treasury Department 2015-04-30 2.500000 Treasury Debt 5230700.00 5408052.11 United States Treasury Department 2015-05-15 4.125000 Treasury Debt 27770300.00 29949563.58 United States Treasury Department 2020-02-15 3.625000 Treasury Debt 2653500.00 2983754.39 First Tier Security N/A N/A 2013-11-07 2013-11-07 Y BARCLAYS CAPITAL INC N/A N/A N N 55000000.00 55000000.00 0.0401 N 55000000.00 55000000.00 Deutsche Bank Securities, Inc Deutsche Bank Securities, Inc 0.100000% 21599B009_0.1000_M131101_2MN5 0001074042 Treasury Repurchase Agreement Y United States Treasury Department 2020-01-31 1.375000 Treasury Debt 80636800.00 79256902.76 First Tier Security N/A N/A 2013-11-01 2013-11-01 N N N 77702792.00 77702792.00 0.0567 N 77702792.00 77702792.00 Deutsche Bank Securities, Inc Deutsche Bank Securities, Inc 0.040000% 99ETSZ007_0.0400_M131107_2MN5 0001074042 Treasury Repurchase Agreement Y United States Treasury Department 2014-08-31 2.375000 Treasury Debt 12677000.00 12962892.61 United States Treasury Department 2015-05-31 0.250000 Treasury Debt 1221900.00 1223367.60 United States Treasury Department 2015-07-31 1.750000 Treasury Debt 4316300.00 4445789.00 United States Treasury Department 2016-01-15 0.375000 Treasury Debt 1785400.00 1787643.43 United States Treasury Department 2016-01-15 2.000000 Treasury Debt 9312100.00 11794207.75 United States Treasury Department 2017-10-31 0.750000 Treasury Debt 16743500.00 16583917.70 United States Treasury Department 2023-01-15 0.125000 Treasury Debt 23520800.00 23366282.01 United States Treasury Department 2042-05-15 3.000000 Treasury Debt 33150000.00 29835900.82 First Tier Security N/A N/A 2013-11-07 2013-11-07 Y Deutsche Bank Securities Inc N/A N/A N N 100000000.00 100000000.00 0.0729 N 100000000.00 100000000.00 Fannie Mae Fannie Mae 0.060000% 313589RH8 Government Agency Debt N First Tier Security N/A N/A 2014-01-03 2014-01-03 N N N 10000000.00 9998950.00 0.0073 N 9999650.00 9999650.00 Fannie Mae Fannie Mae 0.085000% 313589RV7 Government Agency Debt N First Tier Security N/A N/A 2014-01-15 2014-01-15 N N N 4465000.00 4464209.32 0.0033 N 4464812.47 4464812.47 Federal Home Loan Bank Federal Home Loan Bank 0.140000% 313383BQ3 Government Agency Debt N First Tier Security N/A N/A 2014-05-20 2014-05-20 N N N 5000000.00 5000784.31 0.0036 N 5000800.00 5000800.00 Federal Home Loan Bank Federal Home Loan Bank 0.045000% 313385NS1 Government Agency Debt N First Tier Security N/A N/A 2013-11-01 2013-11-01 N N N 25000000.00 25000000.00 0.0182 N 25000000.00 25000000.00 Federal Home Loan Bank Federal Home Loan Bank 0.030000% 313385NZ5 Government Agency Debt N First Tier Security N/A N/A 2013-11-08 2013-11-08 N N N 5000000.00 4999970.83 0.0036 N 4999990.00 4999990.00 Federal Home Loan Bank Federal Home Loan Bank 0.050000% 313385NZ5 Government Agency Debt N First Tier Security N/A N/A 2013-11-08 2013-11-08 N N N 3200000.00 3199968.89 0.0023 N 3199993.60 3199993.60 Federal Home Loan Bank Federal Home Loan Bank 0.050000% 313385PP5 Government Agency Debt N First Tier Security N/A N/A 2013-11-22 2013-11-22 N N N 5000000.00 4999854.17 0.0036 N 4999970.00 4999970.00 Federal Home Loan Bank Federal Home Loan Bank 0.035000% 313385QB5 Government Agency Debt N First Tier Security N/A N/A 2013-12-04 2013-12-04 N N N 10000000.00 9999679.17 0.0073 N 9999820.00 9999820.00 Federal Home Loan Bank Federal Home Loan Bank 0.060000% 313385QD1 Government Agency Debt N First Tier Security N/A N/A 2013-12-06 2013-12-06 N N N 20000000.00 19998833.33 0.0146 N 19999620.00 19999620.00 Federal Home Loan Bank Federal Home Loan Bank 0.050000% 313385QD1 Government Agency Debt N First Tier Security N/A N/A 2013-12-06 2013-12-06 N N N 1000000.00 999951.39 0.0007 N 999981.00 999981.00 Federal Home Loan Bank Federal Home Loan Bank 0.140000% 313385QJ8 Government Agency Debt N First Tier Security N/A N/A 2013-12-11 2013-12-11 N N N 75000000.00 74988333.29 0.0547 N 74998350.00 74998350.00 Federal Home Loan Bank Federal Home Loan Bank 0.130000% 313385QL3 Government Agency Debt N First Tier Security N/A N/A 2013-12-13 2013-12-13 N N N 55000000.00 54991658.35 0.0401 N 54998735.00 54998735.00 Federal Home Loan Bank Federal Home Loan Bank 0.044000% 313385QL3 Government Agency Debt N First Tier Security N/A N/A 2013-12-13 2013-12-13 N N N 15000000.00 14999230.00 0.0109 N 14999655.00 14999655.00 Federal Home Loan Bank Federal Home Loan Bank 0.160000% 313385QT6 Government Agency Debt N First Tier Security N/A N/A 2013-12-20 2013-12-20 N N N 6000000.00 5998693.34 0.0044 N 5999838.00 5999838.00 Federal Home Loan Bank Federal Home Loan Bank 0.043000% 313385RA6 Government Agency Debt N First Tier Security N/A N/A 2013-12-27 2013-12-27 N N N 7200000.00 7199518.40 0.0053 N 7199776.80 7199776.80 Federal Home Loan Bank Federal Home Loan Bank 0.070000% 313385SC1 Government Agency Debt N First Tier Security N/A N/A 2014-01-22 2014-01-22 N N N 2070000.00 2069669.95 0.0015 N 2069904.78 2069904.78 Freddie Mac Freddie Mac 0.050000% 313397QL8 Government Agency Debt N First Tier Security N/A N/A 2013-12-13 2013-12-13 N N N 1000000.00 999941.67 0.0007 N 999977.00 999977.00 Freddie Mac Freddie Mac 0.040000% 313397RL7 Government Agency Debt N First Tier Security N/A N/A 2014-01-06 2014-01-06 N N N 10000000.00 9999266.67 0.0073 N 9999630.00 9999630.00 Freddie Mac Freddie Mac 0.055000% 313397TM3 Government Agency Debt N First Tier Security N/A N/A 2014-02-24 2014-02-24 N N N 2191000.00 2190615.05 0.0016 N 2190789.66 2190789.66 Merrill Lynch, Pierce, Fenner & Smith, Inc Merrill Lynch, Pierce, Fenner & Smith, Inc 0.060000% 06399V008_0.0600_M131107_2MN5 0000728612 Treasury Repurchase Agreement Y United States Treasury Department 2014-01-31 1.750000 Treasury Debt 45308700.00 45698082.97 United States Treasury Department 2015-10-15 0.250000 Treasury Debt 5308000.00 5301948.30 First Tier Security N/A N/A 2013-11-07 2013-11-07 Y Merrill Lynch Pierce Fenner & Smith Inc N/A N/A N N 50000000.00 50000000.00 0.0365 N 50000000.00 50000000.00 Merrill Lynch, Pierce, Fenner & Smith, Inc Merrill Lynch, Pierce, Fenner & Smith, Inc 0.090000% 992JYF009_0.0900_M131107_2MN5 0000728612 Treasury Repurchase Agreement Y United States Treasury Department 2022-05-15 1.750000 Treasury Debt 105803000.00 102000089.42 First Tier Security N/A N/A 2013-11-07 2013-11-07 N N N 100000000.00 100000000.00 0.0729 N 100000000.00 100000000.00 United States Treasury Department United States Treasury Department 0.050000% 912796BM0 Treasury Debt N First Tier Security N/A N/A 2013-11-29 2013-11-29 N N N 35000000.00 34998638.89 0.0255 N 34999160.00 34999160.00 United States Treasury Department United States Treasury Department 0.048000% 912796BM0 Treasury Debt N First Tier Security N/A N/A 2013-11-29 2013-11-29 N N N 15000000.00 14999440.00 0.0109 N 14999640.00 14999640.00 United States Treasury Department United States Treasury Department 0.115000% 912796BN8 Treasury Debt N First Tier Security N/A N/A 2013-12-05 2013-12-05 N N N 40000000.00 39995655.55 0.0292 N 39998800.00 39998800.00 United States Treasury Department United States Treasury Department 0.075000% 912796BQ1 Treasury Debt N First Tier Security N/A N/A 2013-12-19 2013-12-19 N N N 165000000.00 164983499.97 0.1204 N 164993070.00 164993070.00 United States Treasury Department United States Treasury Department 4.250000% 912828BR0 Treasury Debt N First Tier Security N/A N/A 2013-11-15 2013-11-15 N N N 10000000.00 10015890.56 0.0073 N 10015820.00 10015820.00 United States Treasury Department United States Treasury Department 4.000000% 912828CA6 Treasury Debt N First Tier Security N/A N/A 2014-02-15 2014-02-15 N N N 10000000.00 10110531.69 0.0074 N 10112890.00 10112890.00 United States Treasury Department United States Treasury Department 4.250000% 912828CT5 Treasury Debt N First Tier Security N/A N/A 2014-08-15 2014-08-15 N N N 10000000.00 10323827.46 0.0075 N 10324410.00 10324410.00 United States Treasury Department United States Treasury Department 2.000000% 912828JT8 Treasury Debt N First Tier Security N/A N/A 2013-11-30 2013-11-30 N N N 55000000.00 55084011.81 0.0402 N 55087010.00 55087010.00 United States Treasury Department United States Treasury Department 1.500000% 912828JW1 Treasury Debt N First Tier Security N/A N/A 2013-12-31 2013-12-31 N N N 45000000.00 45105593.44 0.0329 N 45105480.00 45105480.00 United States Treasury Department United States Treasury Department 1.750000% 912828JZ4 Treasury Debt N First Tier Security N/A N/A 2014-01-31 2014-01-31 N N N 10000000.00 10042211.91 0.0073 N 10042380.00 10042380.00 United States Treasury Department United States Treasury Department 1.750000% 912828KJ8 Treasury Debt N First Tier Security N/A N/A 2014-03-31 2014-03-31 N N N 35000000.00 35227247.74 0.0257 N 35237195.00 35237195.00 United States Treasury Department United States Treasury Department 2.250000% 912828KV1 Treasury Debt N First Tier Security N/A N/A 2014-05-31 2014-05-31 N N N 25000000.00 25312158.02 0.0185 N 25310050.00 25310050.00 United States Treasury Department United States Treasury Department 2.625000% 912828LC2 Treasury Debt N First Tier Security N/A N/A 2014-07-31 2014-07-31 N N N 27000000.00 27498844.68 0.0201 N 27504657.00 27504657.00 United States Treasury Department United States Treasury Department 2.375000% 912828LK4 Treasury Debt N First Tier Security N/A N/A 2014-08-31 2014-08-31 N N N 5000000.00 5091907.20 0.0037 N 5093065.00 5093065.00 United States Treasury Department United States Treasury Department 0.500000% 912828PU8 Treasury Debt N First Tier Security N/A N/A 2013-11-15 2013-11-15 N N N 25000000.00 25003277.58 0.0182 N 25003900.00 25003900.00 United States Treasury Department United States Treasury Department 1.250000% 912828PZ7 Treasury Debt N First Tier Security N/A N/A 2014-03-15 2014-03-15 N N N 10000000.00 10043619.79 0.0073 N 10042770.00 10042770.00 United States Treasury Department United States Treasury Department 1.250000% 912828QC7 Treasury Debt N First Tier Security N/A N/A 2014-04-15 2014-04-15 N N N 10000000.00 10051359.52 0.0073 N 10051760.00 10051760.00 United States Treasury Department United States Treasury Department 1.250000% 912828QH6 Treasury Debt N First Tier Security N/A N/A 2014-02-15 2014-02-15 N N N 40000000.00 40129765.48 0.0293 N 40135920.00 40135920.00 United States Treasury Department United States Treasury Department 1.000000% 912828QM5 Treasury Debt N First Tier Security N/A N/A 2014-05-15 2014-05-15 N N N 10000000.00 10046761.79 0.0073 N 10048240.00 10048240.00 United States Treasury Department United States Treasury Department 0.250000% 912828RS1 Treasury Debt N First Tier Security N/A N/A 2013-11-30 2013-11-30 N N N 45000000.00 45003534.53 0.0328 N 45007020.00 45007020.00 United States Treasury Department United States Treasury Department 0.125000% 912828RW2 Treasury Debt N First Tier Security N/A N/A 2013-12-31 2013-12-31 N N N 10000000.00 10001037.57 0.0073 N 10001170.00 10001170.00 United States Treasury Department United States Treasury Department 0.250000% 912828SB7 Treasury Debt N First Tier Security N/A N/A 2014-01-31 2014-01-31 N N N 35000000.00 35015681.19 0.0255 N 35019145.00 35019145.00 United States Treasury Department United States Treasury Department 0.250000% 912828SG6 Treasury Debt N First Tier Security N/A N/A 2014-02-28 2014-02-28 N N N 25000000.00 25006322.91 0.0182 N 25014150.00 25014150.00 United States Treasury Department United States Treasury Department 0.250000% 912828TA8 Treasury Debt N First Tier Security N/A N/A 2014-06-30 2014-06-30 N N N 25000000.00 25025003.51 0.0183 N 25023450.00 25023450.00