0001145549-13-008669.txt : 20131129 0001145549-13-008669.hdr.sgml : 20131128 20131007142222 ACCESSION NUMBER: 0001145549-13-008669 CONFORMED SUBMISSION TYPE: N-MFP PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131007 DATE AS OF CHANGE: 20131007 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS CENTRAL INDEX KEY: 0000857156 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-MFP SEC ACT: 1933 Act SEC FILE NUMBER: 811-05954 FILM NUMBER: 131138815 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 1-800-648-5300 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS DATE OF NAME CHANGE: 19920703 0000857156 S000004513 Schwab New York AMT Tax-Free Money Fund C000012394 Sweep Shares SWNXX C000012395 Value Advantage Shares SWYXX N-MFP 1 primary_doc.xml N-MFP N-MFP LIVE N 2013-09-30 0000857156 S000004513 2 N N N N 033-31894 Charles Schwab Investment Management, Inc. 801-35905 PricewaterhouseCoopers LLP San Francisco CA Charles Schwab Investment Management, Inc. Boston Financial Data Services, Inc. 0000275143 84-00896 N N N Single State Fund 51 52 1915951560.33 49591654.98 62214535.43 1903328679.88 0.0013 1.0010 2013-09-30 1.0010 2013-09-30 C000012394 1.00 1622718234.78 1.00 8230379.44 311944350.32 303713970.88 0.0001 1.0010 2013-09-30 1.0010 2013-09-30 C000012395 25000.00 280610445.10 1.00 -5846146.61 3113625.61 8959772.22 0.0001 1.0010 2013-09-30 1.0010 2013-09-30 Albany IDA Civic Facility RB (Albany Medical Center Hospital) Series 2006A 0.140000% 012440HE6 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y RBS Citizens NA N/A N/A Y RBS Citizens NA N/A N/A N 4410000.00 4410000.00 0.0023 N 4410000.00 4410000.00 Albany IDA Civic Facility RB (Albany College of Pharmacy) Series 2008A 0.070000% 012440LG6 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 6100000.00 6100000.00 0.0032 N 6100000.00 6100000.00 Amherst Development Corp Student Housing Facility Refunding RB Series 2010B 0.110000% 031358AX2 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y HSBC BANK USA N/A N/A Y HSBC Bank USA N/A N/A N 5780000.00 5780000.00 0.0030 N 5780000.00 5780000.00 Amherst IDA Civic Facility RB (Daemen College) Series 2006B 0.120000% 031362EJ1 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 3545000.00 3545000.00 0.0019 N 3545000.00 3545000.00 Ballston Spa CSD BAN Series 2013A 0.750000% 058705KX1 Other Municipal Debt N Unrated Security N/A N/A 2014-06-11 2014-06-11 N N N 14875000.00 14927377.93 0.0078 N 14930632.50 14930632.50 Beacon BAN Series 2013A 1.000000% 073653ML8 Other Municipal Debt N Unrated Security N/A N/A 2014-05-30 2014-05-30 N N N 9000000.00 9033693.78 0.0047 N 9035100.00 9035100.00 Chautauqua Cnty IDA Civic Facility RB (Jamestown Center City Development Corp) Series 2000A 0.110000% 162544AU4 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 11010000.00 11010000.00 0.0058 N 11010000.00 11010000.00 Colonie Local Development Corp RB (Shaker Point at Carondelet) Series 2011 0.070000% 196220AA5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 10000000.00 10000000.00 0.0053 N 10000000.00 10000000.00 Connetquot CSD TAN 2013-2014 0.750000% 208201KE2 Other Municipal Debt N Unrated Security N/A N/A 2014-06-26 2014-06-26 N N N 8000000.00 8031469.56 0.0042 N 8031440.00 8031440.00 East Islip UFSD GO TAN 2013 1.000000% 273173KE3 Other Municipal Debt N Unrated Security N/A N/A 2014-06-27 2014-06-27 N N N 5000000.00 5026492.42 0.0026 N 5026550.00 5026550.00 East Rochester Housing Auth Housing RB (Park Ridge Nursing Home) Series 2008 0.100000% 274722DX2 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 13765000.00 13765000.00 0.0072 N 13765000.00 13765000.00 Erie Cnty IDA School Facility RB (Buffalo City SD) Series 2004 5.750000% 29509PBL2 Other Municipal Debt N Unrated Security N/A N/A 2014-05-01 2014-05-01 N N Y Escrow Escrow N/A N/A 1900000.00 1960644.01 0.0010 N 1961199.00 1961199.00 Erie Cnty IDA School Facility RB (Buffalo City SD) Series 2004 5.750000% 29509PBU2 Other Municipal Debt N Unrated Security N/A N/A 2014-05-01 2014-05-01 N N Y Escrow Escrow N/A N/A 425000.00 438545.37 0.0002 N 438689.25 438689.25 Erie Cnty IDA School Facility RB (Buffalo City SD) Series 2004 5.750000% 29509PBV0 Other Municipal Debt N Unrated Security N/A N/A 2014-05-01 2014-05-01 N N Y Escrow Escrow N/A N/A 150000.00 154630.81 0.0001 N 154831.50 154831.50 Harborfields CSD TAN 2013-2014 0.500000% 411612FU3 Other Municipal Debt N Unrated Security N/A N/A 2014-06-27 2014-06-27 N N N 3000000.00 3006177.72 0.0016 N 3006210.00 3006210.00 Ithaca BAN Series 2013 1.000000% 465650UL1 Other Municipal Debt N Unrated Security N/A N/A 2014-08-01 2014-08-01 N N N 7000000.00 7040636.05 0.0037 N 7040110.00 7040110.00 Lancaster IDA Civic Facility RB (2000 GreenField Manor) 0.120000% 514502AA1 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 9535000.00 9535000.00 0.0050 N 9535000.00 9535000.00 Long Island Power Auth CP Notes Series CP3 0.090000% 54269VLX0 Other Commercial Paper N First Tier Security N/A N/A 2013-10-15 2013-10-15 N Y State Street Bank & Trust Company NA N/A N/A N 4784000.00 4784000.00 0.0025 N 4784000.00 4784000.00 Madison Cnty IDA Civic Facility RB (Colgate Univ) Series 2005A 0.090000% 46632PBD4 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y JPMorgan Chase Bank NA N/A N/A Y Berkshire Hathaway Assurance Corp N/A N/A N 6000000.00 6000000.00 0.0032 N 6000000.00 6000000.00 Metropolitan Transportation Auth Dedicated Tax Fund Bonds Series 2004B2 0.080000% 46636YNQ9 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y JPMorgan Chase Bank NA N/A N/A N N 8055000.00 8055000.00 0.0042 N 8055000.00 8055000.00 Metropolitan Transportation Auth Dedicated Tax Fund Refunding Bonds Series 2011A 4.000000% 59259ND26 Other Municipal Debt N First Tier Security N/A N/A 2013-11-15 2013-11-15 N N N 490000.00 492207.14 0.0003 N 492249.10 492249.10 Metropolitan Transportation Auth Dedicated Tax Fund Bonds Series 2002B1 0.060000% 59259NP49 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y State Street Bank & Trust Company NA N/A N/A Y State Street Bank & Trust Company NA N/A N/A N 11700000.00 11700000.00 0.0061 N 11700000.00 11700000.00 Metropolitan Transportation Auth Dedicated Tax Fund Bonds Series 2004C 5.000000% 59259NQD8 Other Municipal Debt N Unrated Security N/A N/A 2013-11-15 2013-11-15 N N N 100000.00 100560.12 0.0001 N 100579.00 100579.00 Metropolitan Transportation Auth Dedicated Tax Fund Bonds Series 2006A 5.000000% 59259NSC8 Other Municipal Debt N Unrated Security N/A N/A 2013-11-15 2013-11-15 N N N 220000.00 221239.28 0.0001 N 221256.20 221256.20 Metropolitan Transportation Auth Dedicated Tax Fund Refunding Bonds Series 2012A 0.080000% 59259NT37 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y Citibank NA N/A N/A N N 8000000.00 8000000.00 0.0042 N 8000000.00 8000000.00 Metropolitan Transportation Auth Dedicated Tax Fund Refunding Bonds Series 2012A 0.090000% 59259NT78 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y Credit Suisse AG N/A N/A N N 6665000.00 6665000.00 0.0035 N 6665000.00 6665000.00 Metropolitan Transportation Auth Dedicated Tax Fund Bonds Series 2006B 0.080000% 59259NUJ0 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y Citibank NA N/A N/A N N 13000000.00 13000000.00 0.0068 N 13000000.00 13000000.00 Metropolitan Transportation Auth Transportation RB Series 2005B 0.090000% 59259R6Y5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y JPMorgan Chase Bank NA N/A N/A Y Berkshire Hathaway Assurance Corp N/A N/A N 4995000.00 4995000.00 0.0026 N 4995000.00 4995000.00 Metropolitan Transportation Auth Transportation RB Series 2007A 0.080000% 59259RZ80 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y Citibank NA N/A N/A Y Berkshire Hathaway Assurance Corp N/A N/A N 26000000.00 26000000.00 0.0137 N 26000000.00 26000000.00 Metropolitan Transportation Auth Revenue BAN Series CP2B 0.110000% 59260MMA7 Other Commercial Paper N First Tier Security N/A N/A 2013-11-13 2013-11-13 N Y Barclays Bank Plc N/A N/A N 16190000.00 16190000.00 0.0085 N 16190161.90 16190161.90 Metropolitan Transportation Auth Revenue BAN Series CP2B 0.120000% 59260MMD1 Other Commercial Paper N First Tier Security N/A N/A 2013-11-13 2013-11-13 N Y Barclays Bank Plc N/A N/A N 12000000.00 12000000.00 0.0063 N 12000240.00 12000240.00 Middletown City SD BAN 2013 1.250000% 597103UD0 Other Municipal Debt N Unrated Security N/A N/A 2014-07-10 2014-07-10 N N N 10000000.00 10078114.98 0.0053 N 10078100.00 10078100.00 Monroe Cnty IDA Civic Facility RB Series 2004 0.170000% 610752CU9 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 1565000.00 1565000.00 0.0008 N 1565000.00 1565000.00 Monroe Cnty IDA Civic Facility RB (Cherry Ridge Apts) Series 2005 0.090000% 610752CZ8 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y HSBC BANK USA N/A N/A Y HSBC Bank USA N/A N/A N 2740000.00 2740000.00 0.0014 N 2740000.00 2740000.00 Monroe Cnty IDA RB (Univ of Rochester) Series 2011A&B 0.190000% 94985N5G2 Other Municipal Debt N First Tier Security N/A N/A 2013-10-09 2013-10-09 N Y Wells Fargo Bank NA N/A N/A Y Tender Option Wells Fargo Bank NA N/A N/A 7485000.00 7485000.00 0.0039 N 7485000.00 7485000.00 Nassau Cnty Interim Finance Auth Sales Tax Secured Bonds Series 2004H 5.250000% 631663GX3 Other Municipal Debt N Unrated Security N/A N/A 2013-11-15 2013-11-15 N N N 240000.00 241425.43 0.0001 N 241468.80 241468.80 Nassau Cnty Interim Finance Auth Sales Tax Secured Bonds Series 2005D 5.000000% 631663JR3 Other Municipal Debt N Unrated Security N/A N/A 2013-11-15 2013-11-15 N N N 125000.00 125686.17 0.0001 N 125727.50 125727.50 Nassau Cnty Interim Finance Auth Sales Tax Secured Bonds Series 2008A 0.090000% 631663KF7 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y JPMorgan Chase Bank NA N/A N/A N N 22520000.00 22520000.00 0.0118 N 22520000.00 22520000.00 Nassau Cnty Interim Finance Auth Sales Tax Secured Bonds Series 2008B 0.080000% 631663KG5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y Sumitomo Mitsui Banking Corp N/A N/A N N 36360000.00 36360000.00 0.0191 N 36360000.00 36360000.00 Nassau Cnty Interim Finance Auth Sales Tax Secured Bonds Series 2009A 5.000000% 631663LH2 Other Municipal Debt N Unrated Security N/A N/A 2013-11-15 2013-11-15 N N N 200000.00 201124.15 0.0001 N 201164.00 201164.00 Nassau Cnty Interim Finance Auth Sales Tax Secured Bonds Series 2008D1 0.060000% 631663MM0 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y Bank of New York Mellon N/A N/A N N 12000000.00 12000000.00 0.0063 N 12000000.00 12000000.00 Nassau Cnty Local Economic Assistance Corp RB Series 2011A 0.070000% 63166LAA9 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 5000000.00 5000000.00 0.0026 N 5000000.00 5000000.00 Nassau Health Care Corp Bonds Series 2009C2 0.150000% 63167NAW6 Other Municipal Debt N First Tier Security N/A N/A 2013-10-07 2013-10-07 N Y Wells Fargo Bank NA N/A N/A N 11100000.00 11100000.00 0.0058 N 11100000.00 11100000.00 New York City GO Bonds Fiscal 2008 Series E 0.070000% 18886PM51 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y State Street Bank & Trust Company NA N/A N/A N N 18695000.00 18695000.00 0.0098 N 18695000.00 18695000.00 New York City GO Bonds Fiscal 2005 Series J 0.080000% 46632PJP9 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y JPMorgan Chase Bank NA N/A N/A N Y Escrow Escrow N/A N/A 4895000.00 4895000.00 0.0026 N 4895000.00 4895000.00 New York City GO Bonds Fiscal 2005 Series G 0.130000% 46632PMQ3 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y JPMorgan Chase Bank NA N/A N/A N N 3990000.00 3990000.00 0.0021 N 3990000.00 3990000.00 New York City GO Bonds Fiscal 2004 Series J 0.080000% 46632PMS9 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y JPMorgan Chase Bank NA N/A N/A N N 7670000.00 7670000.00 0.0040 N 7670000.00 7670000.00 New York City GO Bonds Fiscal 2009 Series I1 0.080000% 46633VBC2 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y JPMorgan Chase Bank NA N/A N/A N N 14740000.00 14740000.00 0.0077 N 14740000.00 14740000.00 New York City GO Bonds Fiscal 2009 Series B1 0.080000% 46633VJG5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y JPMorgan Chase Bank NA N/A N/A N N 3500000.00 3500000.00 0.0018 N 3500000.00 3500000.00 New York City GO Bonds Fiscal 2012 Series G1 0.090000% 46636YN30 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y Deutsche Bank AG N/A N/A N N 3535000.00 3535000.00 0.0019 N 3535000.00 3535000.00 New York City GO Bonds Fiscal 2013 Series A1 0.080000% 46640KAC8 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y JPMorgan Chase Bank NA N/A N/A N N 3750000.00 3750000.00 0.0020 N 3750000.00 3750000.00 New York City GO Bonds Fiscal 1994 Series A6 0.080000% 649660NX1 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y Landesbank Hessen-Thuringen Girozentrale N/A N/A Y Landesbank Hessen-Thuringen Girozentrale N/A N/A N 3300000.00 3300000.00 0.0017 N 3300000.00 3300000.00 New York City GO Bonds Fiscal 1994 Series A7 0.070000% 649660NZ6 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-01 2013-10-01 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 4200000.00 4200000.00 0.0022 N 4200000.00 4200000.00 New York City GO Bonds Fiscal 1993 Series E2 0.070000% 649660PX9 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-01 2013-10-01 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 8500000.00 8500000.00 0.0045 N 8500000.00 8500000.00 New York City GO Bonds Fiscal 2004 Series G 5.000000% 64966CE80 Other Municipal Debt N Unrated Security N/A N/A 2014-08-01 2014-08-01 N N N 860000.00 893284.52 0.0005 N 894271.00 894271.00 New York City GO Bonds Fiscal 2004 Series I 5.000000% 64966CZ46 Other Municipal Debt N Unrated Security N/A N/A 2014-08-01 2014-08-01 N N N 535000.00 555414.89 0.0003 N 556319.75 556319.75 New York City GO Bonds Fiscal 2005 Series B 5.250000% 64966DDW6 Other Municipal Debt N Unrated Security N/A N/A 2014-08-01 2014-08-01 N N N 150000.00 155899.87 0.0001 N 156288.00 156288.00 New York City GO Bonds Fiscal 2005 Series H 5.000000% 64966DYD5 Other Municipal Debt N Unrated Security N/A N/A 2014-08-01 2014-08-01 N N N 285000.00 295798.93 0.0002 N 296357.25 296357.25 New York City GO Bonds Fiscal 2005 Series G 5.000000% 64966DZF9 Other Municipal Debt N Unrated Security N/A N/A 2013-12-01 2013-12-01 N N N 150000.00 151164.67 0.0001 N 151195.50 151195.50 New York City GO Bonds Fiscal 2005 Series O 5.000000% 64966ED87 Other Municipal Debt N Unrated Security N/A N/A 2014-06-01 2014-06-01 N N N 400000.00 412192.78 0.0002 N 412788.00 412788.00 New York City GO Bonds Fiscal 2007 Series C1 5.000000% 64966F7M0 Other Municipal Debt N Unrated Security N/A N/A 2014-01-01 2014-01-01 N N N 445000.00 450045.98 0.0002 N 450295.50 450295.50 New York City GO Bonds Fiscal 2006 Series I6 0.050000% 64966FB29 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-01 2013-10-01 Y Bank of New York Mellon N/A N/A Y Bank of New York Mellon N/A N/A N 7785000.00 7785000.00 0.0041 N 7785000.00 7785000.00 New York City GO Bonds Fiscal 2006 Series G 4.100000% 64966FSJ4 Other Municipal Debt N Unrated Security N/A N/A 2014-08-01 2014-08-01 N N N 100000.00 103071.24 0.0001 N 103241.00 103241.00 New York City GO Bonds Fiscal 2006 Series G 5.000000% 64966FSK1 Other Municipal Debt N Unrated Security N/A N/A 2014-08-01 2014-08-01 N N N 5120000.00 5324137.60 0.0028 N 5324032.00 5324032.00 New York City GO Bonds Fiscal 2007 Series A 4.250000% 64966FU36 Other Municipal Debt N Unrated Security N/A N/A 2014-08-01 2014-08-01 N N N 200000.00 206526.46 0.0001 N 206730.00 206730.00 New York City GO Bonds Fiscal 2008 Series J10 0.060000% 64966G2L5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y Bank of Tokyo Mitsubishi UFJ Ltd N/A N/A Y Bank of Tokyo Mitsubishi UFJ Ltd N/A N/A N 14900000.00 14900000.00 0.0078 N 14900000.00 14900000.00 New York City GO Bonds Fiscal 2008 Series L1 0.080000% 64966G6D9 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y JPMorgan Chase Bank NA N/A N/A N N 6660000.00 6660000.00 0.0035 N 6660000.00 6660000.00 New York City GO Bonds Fiscal 2008 Series G 4.000000% 64966GC83 Other Municipal Debt N Unrated Security N/A N/A 2014-08-01 2014-08-01 N N N 500000.00 515578.92 0.0003 N 515790.00 515790.00 New York City GO Bonds Fiscal 2008 Series G 5.000000% 64966GC91 Other Municipal Debt N Unrated Security N/A N/A 2014-08-01 2014-08-01 N N N 550000.00 571697.00 0.0003 N 571917.50 571917.50 New York City GO Bonds Fiscal 2008 Series A1 5.000000% 64966GLK6 Other Municipal Debt N Unrated Security N/A N/A 2014-08-01 2014-08-01 N N N 145000.00 150598.04 0.0001 N 150778.25 150778.25 New York City GO Bonds Fiscal 2008 Series I1 3.500000% 64966GQ96 Other Municipal Debt N Unrated Security N/A N/A 2014-02-01 2014-02-01 N N N 250000.00 252585.56 0.0001 N 252752.50 252752.50 New York City GO Bonds Fiscal 2008 Series E 5.000000% 64966GYX4 Other Municipal Debt N Unrated Security N/A N/A 2014-08-01 2014-08-01 N N N 125000.00 129820.00 0.0001 N 129981.25 129981.25 New York City GO Bonds Fiscal 2008 Series D4 0.100000% 64966GZR6 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y Credit Agricole Corporate and Investment Bank N/A N/A N N 5450000.00 5450000.00 0.0029 N 5450000.00 5450000.00 New York City GO Bonds Fiscal 2011 Series E 3.000000% 64966H2D1 Other Municipal Debt N Unrated Security N/A N/A 2014-08-01 2014-08-01 N N N 600000.00 613579.29 0.0003 N 613986.00 613986.00 New York City GO Bonds Fiscal 2003 Series C4 0.060000% 64966H7Z7 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y Bank of Tokyo Mitsubishi UFJ Ltd N/A N/A Y Bank of Tokyo Mitsubishi UFJ Ltd N/A N/A N 15645000.00 15645000.00 0.0082 N 15645000.00 15645000.00 New York City GO Bonds Fiscal 2009 Series B1 5.000000% 64966HAN0 Other Municipal Debt N Unrated Security N/A N/A 2014-09-01 2014-09-01 N N N 635000.00 662337.46 0.0003 N 662851.10 662851.10 New York City GO Bonds Fiscal 2009 Series C 5.000000% 64966HBM1 Other Municipal Debt N Unrated Security N/A N/A 2014-08-01 2014-08-01 N N N 150000.00 155863.28 0.0001 N 155977.50 155977.50 New York City GO Bonds Fiscal 2009 Series B3 0.060000% 64966HCH1 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 32600000.00 32600000.00 0.0171 N 32600000.00 32600000.00 New York City GO Bonds Fiscal 2011 Series B 5.000000% 64966HD72 Other Municipal Debt N Unrated Security N/A N/A 2014-08-01 2014-08-01 N N N 2000000.00 2079806.39 0.0011 N 2079700.00 2079700.00 New York City GO Bonds Fiscal 2005 Series O 0.070000% 64966HDM9 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y Citibank NA N/A N/A N N 2000000.00 2000000.00 0.0011 N 2000000.00 2000000.00 New York City GO Bonds Fiscal 2009 Series H1 3.250000% 64966HGG9 Other Municipal Debt N Unrated Security N/A N/A 2014-03-01 2014-03-01 N N N 100000.00 101155.77 0.0001 N 101273.00 101273.00 New York City GO Bonds Fiscal 2009 Series K 4.000000% 64966HLP3 Other Municipal Debt N Unrated Security N/A N/A 2014-08-01 2014-08-01 N N N 150000.00 154579.76 0.0001 N 154737.00 154737.00 New York City GO Bonds Fiscal 2009 Series J1 0.070000% 64966HMA5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y Citibank NA N/A N/A N N 23225000.00 23225000.00 0.0122 N 23225000.00 23225000.00 New York City GO Bonds Fiscal 2010 Series C 4.000000% 64966HPG9 Other Municipal Debt N Unrated Security N/A N/A 2014-08-01 2014-08-01 N N N 350000.00 360700.56 0.0002 N 361053.00 361053.00 New York City GO Bonds Fiscal 2010 Series C 5.000000% 64966HPH7 Other Municipal Debt N Unrated Security N/A N/A 2014-08-01 2014-08-01 N N N 100000.00 103859.93 0.0001 N 103985.00 103985.00 New York City GO Bonds Fiscal 2010 Series E 5.000000% 64966HRX0 Other Municipal Debt N Unrated Security N/A N/A 2014-08-01 2014-08-01 N N N 300000.00 311727.38 0.0002 N 311955.00 311955.00 New York City GO Bonds Fiscal 2006 Series F4A 0.080000% 64966HW30 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y Sumitomo Mitsui Banking Corp N/A N/A Y Sumitomo Mitsui Banking Corp N/A N/A N 2500000.00 2500000.00 0.0013 N 2500000.00 2500000.00 New York City GO Bonds Fiscal 2006 Series F4B 0.080000% 64966HW48 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y Union Bank NA N/A N/A Y Union Bank NA N/A N/A N 9500000.00 9500000.00 0.0050 N 9500000.00 9500000.00 New York City GO Bonds Fiscal 2013 Series A5 0.070000% 64966J5W2 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y Sumitomo Mitsui Banking Corp N/A N/A Y Sumitomo Mitsui Banking Corp N/A N/A N 6245000.00 6245000.00 0.0033 N 6245000.00 6245000.00 New York City GO Bonds Fiscal 2012 Series G3 0.070000% 64966JB47 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y Citibank NA N/A N/A Y Citibank NA N/A N/A N 29600000.00 29600000.00 0.0156 N 29600000.00 29600000.00 New York City GO Bonds Fiscal 2012 Series G1 5.000000% 64966JC79 Other Municipal Debt N Unrated Security N/A N/A 2014-04-01 2014-04-01 N N N 1000000.00 1023735.62 0.0005 N 1023960.00 1023960.00 New York City GO Bonds Fiscal 2012 Series I 5.000000% 64966JM45 Other Municipal Debt N Unrated Security N/A N/A 2014-08-01 2014-08-01 N N N 1150000.00 1195899.41 0.0006 N 1195827.50 1195827.50 New York City GO Bonds Fiscal 2013 Series E 4.000000% 64966KEE9 Other Municipal Debt N Unrated Security N/A N/A 2014-08-01 2014-08-01 N N N 305000.00 314358.03 0.0002 N 314631.90 314631.90 New York City GO Bonds Fiscal 2013 Series D&E 0.070000% 64966KNG4 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y Citibank NA N/A N/A N N 1000000.00 1000000.00 0.0005 N 1000000.00 1000000.00 New York City GO Bonds Fiscal 2013 Series H 2.500000% 64966KRK1 Other Municipal Debt N Unrated Security N/A N/A 2014-08-01 2014-08-01 N N N 3345000.00 3409098.32 0.0018 N 3409157.10 3409157.10 New York City GO Bonds Fiscal 2014 Series A1 0.070000% 64966KT60 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y Citibank NA N/A N/A N N 8000000.00 8000000.00 0.0042 N 8000000.00 8000000.00 New York City GO Bonds Fiscal 2013 Series F1 0.070000% 64966KWR0 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y Credit Suisse AG N/A N/A N N 7300000.00 7300000.00 0.0038 N 7300000.00 7300000.00 New York City Health & Hospitals Corp Health System Bonds Series 2008C 0.070000% 649674GS1 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 12400000.00 12400000.00 0.0065 N 12400000.00 12400000.00 New York City Housing Development Corp M/F Housing RB Series 2009C1 0.080000% 46632P8M8 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y JPMorgan Chase Bank NA N/A N/A N N 8000000.00 8000000.00 0.0042 N 8000000.00 8000000.00 New York City Housing Development Corp M/F Mortgage RB (Sons of Italy Apts) Series 2008A 0.070000% 64966TBX1 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y Mizuho Bank Ltd N/A N/A Y Mizuho Bank Ltd N/A N/A N 3785000.00 3785000.00 0.0020 N 3785000.00 3785000.00 New York City Housing Development Corp M/F Mortgage RB (Elliott Chelsea) Series 2010A 0.080000% 64966TCG7 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y Freddie Mac N/A N/A Y Freddie Mac N/A N/A N 2800000.00 2800000.00 0.0015 N 2800000.00 2800000.00 New York City Housing Development Corp M/F Mortgage RB (461 Dean St) Series 2012A 0.060000% 64966TDD3 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y Bank of New York Mellon N/A N/A Y Bank of New York Mellon N/A N/A N 7000000.00 7000000.00 0.0037 N 7000000.00 7000000.00 New York City Housing Development Corp M/F Mortgage RB (50th Ave) Series 2013B 0.080000% 64966TDR2 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 15000000.00 15000000.00 0.0079 N 15000000.00 15000000.00 New York City Housing Development Corp M/F Housing RB (James Tower) Series 2002A 0.080000% 64970HAV6 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y Fannie Mae N/A N/A Y Fannie Mae N/A N/A N 4890000.00 4890000.00 0.0026 N 4890000.00 4890000.00 New York City Housing Development Corp M/F Rental Housing RB (90 Washington St) Series 2005A 0.080000% 64970HBC7 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y Fannie Mae N/A N/A Y Fannie Mae N/A N/A N 23000000.00 23000000.00 0.0121 N 23000000.00 23000000.00 New York City Housing Development Corp M/F Rental Housing RB (Lexington Courts) Series 2009A 0.080000% 64970HDV3 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y Freddie Mac N/A N/A Y Freddie Mac N/A N/A N 9400000.00 9400000.00 0.0049 N 9400000.00 9400000.00 New York City Housing Development Corp M/F Rental Housing RB (1133 Manhattan Ave) Series 2012A 0.070000% 64970HDW1 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y Freddie Mac N/A N/A Y Freddie Mac N/A N/A N 9000000.00 9000000.00 0.0047 N 9000000.00 9000000.00 New York City Housing Development Corp M/F Housing RB Series 2012H 0.350000% 64972BZA6 Other Municipal Debt N Unrated Security N/A N/A 2013-11-01 2013-11-01 N N N 1875000.00 1875000.00 0.0010 N 1875318.75 1875318.75 New York City Housing Development Corp M/F Housing RB Series 2012D1A 0.240000% 94987KJG1 Other Municipal Debt N First Tier Security N/A N/A 2014-03-06 2014-03-06 N N Y Tender Option Wells Fargo Bank NA N/A N/A 19995000.00 19995000.00 0.0105 N 19995000.00 19995000.00 New York City IDA Civic Facility RB (Covenant of the Sacred Heart School of New York) Series 2002 0.100000% 649438HZ4 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y Federal Home Loan Bank N/A N/A Y Federal Home Loan Bank N/A N/A N 5730000.00 5730000.00 0.0030 N 5730000.00 5730000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2008 Series A 0.070000% 07330CKG3 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y Branch Banking & Trust Co N/A N/A N N 15445000.00 15445000.00 0.0081 N 15445000.00 15445000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2011 Series EE 0.080000% 25155D4P3 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y Deutsche Bank AG N/A N/A N N 9000000.00 9000000.00 0.0047 N 9000000.00 9000000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2006 Series A 0.070000% 27884FEJ5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y US Bank NA N/A N/A N N 9865000.00 9865000.00 0.0052 N 9865000.00 9865000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2009 Series GG2 0.080000% 46632P5H2 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y JPMorgan Chase Bank NA N/A N/A N N 7295000.00 7295000.00 0.0038 N 7295000.00 7295000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2005 Series D 0.080000% 46632PNF6 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y JPMorgan Chase Bank NA N/A N/A N N 2905000.00 2905000.00 0.0015 N 2905000.00 2905000.00 New York City Municipal Water Finance Auth Extendible CP Series 8 0.110000% 64972AGC5 Other Commercial Paper N First Tier Security N/A N/A 2013-10-03 2014-06-02 N N N 13750000.00 13750000.00 0.0072 N 13750000.00 13750000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2012 Series A1 0.050000% 64972F4V5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-01 2013-10-01 Y Mizuho Bank Ltd N/A N/A N N 3785000.00 3785000.00 0.0020 N 3785000.00 3785000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2011 Series HH 0.080000% 64972F6D3 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y Deutsche Bank AG N/A N/A N N 14700000.00 14700000.00 0.0077 N 14700000.00 14700000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2007 Series CC2 0.080000% 64972FHJ8 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-01 2013-10-01 Y Bank of Nova Scotia N/A N/A N N 6100000.00 6100000.00 0.0032 N 6100000.00 6100000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2005 Series D 0.080000% 64972FUV6 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y JPMorgan Chase Bank NA N/A N/A N N 10860000.00 10860000.00 0.0057 N 10860000.00 10860000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2009 Series DD 0.100000% 64972FYV2 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y Citibank NA N/A N/A N N 8125000.00 8125000.00 0.0043 N 8125000.00 8125000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2013 Series AA2 0.060000% 64972GAS3 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y Bank of Tokyo Mitsubishi UFJ Ltd N/A N/A N N 20000000.00 20000000.00 0.0105 N 20000000.00 20000000.00 New York City Municipal Water Finance Auth Water & Sewer System Second General Resolution RB Fiscal 2014 Series AA3 0.050000% 64972GCR3 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-01 2013-10-01 Y TD Bank NA N/A N/A N N 4255000.00 4255000.00 0.0022 N 4255000.00 4255000.00 New York City Municipal Water Finance Auth Water & Sewer System Second General Resolution RB Fiscal 2014 Series AA4 0.070000% 64972GCT9 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-01 2013-10-01 Y BANK OF MONTREAL N/A N/A N N 22000000.00 22000000.00 0.0116 N 22000000.00 22000000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2007 Series A 0.070000% 74703YTU4 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y Bank of America NA N/A N/A N N 12250000.00 12250000.00 0.0064 N 12250000.00 12250000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2012 Series BB 0.070000% 74926YVE8 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y Royal Bank of Canada N/A N/A N N 10515000.00 10515000.00 0.0055 N 10515000.00 10515000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2013 Series CC 0.080000% 76252PBK4 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y Barclays Bank Plc N/A N/A N N 8500000.00 8500000.00 0.0045 N 8500000.00 8500000.00 New York City Municipal Water Finance Auth Water & Sewer System Second General Resolution RB Fiscal 2012 Series BB 0.080000% 76252PCN7 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y Barclays Bank Plc N/A N/A N N 2000000.00 2000000.00 0.0011 N 2000000.00 2000000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2012 Series F1 0.070000% 27884FK33 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y US Bank NA N/A N/A N N 20225000.00 20225000.00 0.0106 N 20225000.00 20225000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2007 Series B 0.080000% 46632PSE4 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y JPMorgan Chase Bank NA N/A N/A N N 3495000.00 3495000.00 0.0018 N 3495000.00 3495000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2010 Series A1 0.080000% 46633VDB2 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y JPMorgan Chase Bank NA N/A N/A N N 11000000.00 11000000.00 0.0058 N 11000000.00 11000000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2011 Series D1 0.080000% 46633VQ36 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y JPMorgan Chase Bank NA N/A N/A N N 3750000.00 3750000.00 0.0020 N 3750000.00 3750000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2013 Series F1 0.080000% 46636Y7R5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y JPMorgan Chase Bank NA N/A N/A N N 3240000.00 3240000.00 0.0017 N 3240000.00 3240000.00 New York City Transitional Finance Auth Future Tax Sr Secured Refunding Bonds Fiscal 2006 Series A1 5.000000% 64971K3Q7 Other Municipal Debt N Unrated Security N/A N/A 2013-11-01 2013-11-01 N N N 550000.00 552133.23 0.0003 N 552189.00 552189.00 New York City Transitional Finance Auth Future Tax Secured Refunding Sr Bonds Fiscal 2005 Series A1 5.000000% 64971KM86 Other Municipal Debt N Unrated Security N/A N/A 2013-11-01 2013-11-01 N N N 435000.00 436698.65 0.0002 N 436731.30 436731.30 New York City Transitional Finance Auth Future Tax Secured Refunding Bonds Fiscal 2004 Series D2 5.000000% 64971KYX8 Other Municipal Debt N Unrated Security N/A N/A 2013-11-01 2013-11-01 N N N 150000.00 150582.27 0.0001 N 150595.50 150595.50 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2007 Series C1 0.070000% 64971MNB4 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y Credit Suisse AG N/A N/A N N 6000000.00 6000000.00 0.0032 N 6000000.00 6000000.00 New York City Transitional Finance Auth Recovery Bonds Fiscal 2003 Series 3B1 5.000000% 64971MYD8 Other Municipal Debt N Unrated Security N/A N/A 2013-11-01 2013-11-01 N N N 450000.00 451765.20 0.0002 N 451786.50 451786.50 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2010 Series I2 4.000000% 64971Q4J9 Other Municipal Debt N Unrated Security N/A N/A 2013-11-01 2013-11-01 N N Y Escrow Escrow N/A N/A 20000.00 20061.02 0.0000 N 20058.80 20058.80 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2010 Series I2 4.000000% 64971Q4K6 Other Municipal Debt N Unrated Security N/A N/A 2013-11-01 2013-11-01 N N N 370000.00 371131.31 0.0002 N 371169.20 371169.20 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2012 Series A 2.000000% 64971Q4L4 Other Municipal Debt N Unrated Security N/A N/A 2013-11-01 2013-11-01 N N Y Escrow Escrow N/A N/A 25000.00 25031.22 0.0000 N 25034.75 25034.75 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2012 Series A 4.000000% 64971Q4M2 Other Municipal Debt N Unrated Security N/A N/A 2013-11-01 2013-11-01 N N Y Escrow Escrow N/A N/A 100000.00 100305.77 0.0001 N 100293.99 100293.99 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2012 Series A 2.000000% 64971Q4P5 Other Municipal Debt N Unrated Security N/A N/A 2013-11-01 2013-11-01 N N N 175000.00 175218.55 0.0001 N 175267.75 175267.75 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2012 Series A 4.000000% 64971Q4Q3 Other Municipal Debt N Unrated Security N/A N/A 2013-11-01 2013-11-01 N N N 770000.00 772354.38 0.0004 N 772433.20 772433.20 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2012 Series F1 0.100000% 64971Q6S7 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y Morgan Stanley Bank NA N/A N/A N N 7500000.00 7500000.00 0.0039 N 7500000.00 7500000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2011 Series E 5.000000% 64971QCL5 Other Municipal Debt N Unrated Security N/A N/A 2013-11-01 2013-11-01 N N N 300000.00 301168.98 0.0002 N 301191.00 301191.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2010 Series D 5.000000% 64971QD67 Other Municipal Debt N Unrated Security N/A N/A 2013-11-01 2013-11-01 N N N 1825000.00 1832252.66 0.0010 N 1832245.25 1832245.25 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2012 Series B 5.000000% 64971QMV2 Other Municipal Debt N Unrated Security N/A N/A 2013-11-01 2013-11-01 N N N 500000.00 501986.45 0.0003 N 501985.00 501985.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2013 Series C5 0.070000% 64971QQ63 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y Sumitomo Mitsui Banking Corp N/A N/A N N 2600000.00 2600000.00 0.0014 N 2600000.00 2600000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2010 Series I2 5.000000% 64971QQP1 Other Municipal Debt N Unrated Security N/A N/A 2013-11-01 2013-11-01 N N N 185000.00 185719.94 0.0001 N 185734.45 185734.45 New York City Transitional Finance Auth Building Aid RB Fiscal 2007 Series S1 0.080000% 64972HCH3 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y Citibank NA N/A N/A N Y Obligor New York State N/A N/A 2960000.00 2960000.00 0.0016 N 2960000.00 2960000.00 New York City Transitional Finance Auth Building Aid RB Fiscal 2007 Series S2 5.000000% 64972HCU4 Other Municipal Debt N Unrated Security N/A N/A 2014-01-15 2014-01-15 N N Y Obligor New York State N/A N/A 3100000.00 3142651.90 0.0017 N 3142284.00 3142284.00 New York City Transitional Finance Auth Building Aid RB Fiscal 2007 Series S1 0.090000% 64972HFE7 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y Citibank NA N/A N/A N Y Obligor New York State N/A N/A 8850000.00 8850000.00 0.0046 N 8850000.00 8850000.00 New York City Transitional Finance Auth Building Aid RB Fiscal 2007 Series S2 0.080000% 64972HFU1 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State N/A N/A 12090000.00 12090000.00 0.0064 N 12090000.00 12090000.00 New York City Transitional Finance Auth Building Aid RB Fiscal 2009 Series S1 5.000000% 64972HJB9 Other Municipal Debt N Unrated Security N/A N/A 2014-07-15 2014-07-15 N N Y Obligor New York State N/A N/A 100000.00 103700.00 0.0001 N 103739.00 103739.00 New York City Transitional Finance Auth Building Aid RB Fiscal 2009 Series S3 3.000000% 64972HKU5 Other Municipal Debt N Unrated Security N/A N/A 2014-01-15 2014-01-15 N N Y Obligor New York State N/A N/A 150000.00 151114.22 0.0001 N 151197.00 151197.00 New York City Transitional Finance Auth Building Aid RB Fiscal 2009 Series S4 3.250000% 64972HMB5 Other Municipal Debt N Unrated Security N/A N/A 2014-01-15 2014-01-15 N N Y Obligor New York State N/A N/A 250000.00 252047.22 0.0001 N 252172.50 252172.50 New York City Transitional Finance Auth Building Aid RB Fiscal 2009 Series S5 4.000000% 64972HNU2 Other Municipal Debt N Unrated Security N/A N/A 2014-01-15 2014-01-15 N N Y Obligor New York State N/A N/A 100000.00 101053.32 0.0001 N 101081.00 101081.00 New York City Transitional Finance Auth Building Aid RB Fiscal 2008 Series S1 0.100000% 64972HRC8 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y Citibank NA N/A N/A N Y Obligor New York State N/A N/A 6000000.00 6000000.00 0.0032 N 6000000.00 6000000.00 New York City Transitional Finance Auth Building Aid RB Fiscal 2013 Series S1 3.000000% 64972HTC6 Other Municipal Debt N Unrated Security N/A N/A 2014-07-15 2014-07-15 N N Y Obligor New York State N/A N/A 750000.00 766363.39 0.0004 N 766305.00 766305.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2012 Series E1 0.070000% 74926YC82 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y Royal Bank of Canada N/A N/A N N 4835000.00 4835000.00 0.0025 N 4835000.00 4835000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2011 Series D1 0.080000% 94985NG88 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y Wells Fargo Bank NA N/A N/A N N 2800000.00 2800000.00 0.0015 N 2800000.00 2800000.00 New York City Transitional Finance Auth Building Aid RB Fiscal 2009 Series S4 0.240000% 94985NHA2 Other Municipal Debt N First Tier Security N/A N/A 2014-03-06 2014-03-06 N Y Wells Fargo & Co N/A N/A Y Tender Option Wells Fargo & Co N/A N/A 16435000.00 16435000.00 0.0086 N 16435000.00 16435000.00 New York City Transitional Finance Auth Building Aid RB Fiscal 2009 Series S5 0.240000% 94985NKM2 Other Municipal Debt N First Tier Security N/A N/A 2014-03-06 2014-03-06 N Y Wells Fargo & Co N/A N/A Y Tender Option Wells Fargo & Co N/A N/A 15645000.00 15645000.00 0.0082 N 15645000.00 15645000.00 New York City Trust for Cultural Resources Refunding RB (American Museum of Natural History) Series 2004A 0.080000% 46632P7T4 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor American Museum of Natural History N/A N/A 3745000.00 3745000.00 0.0020 N 3745000.00 3745000.00 New York Liberty Development Corp Liberty RB (1 World Trade Center) Series 2011 0.090000% 25155D3G4 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y Deutsche Bank AG N/A N/A N Y Obligor Port Auth of New York & New Jersey N/A N/A 13500000.00 13500000.00 0.0071 N 13500000.00 13500000.00 New York Liberty Development Corp Liberty RB (1 World Trade Center) Series 2011 0.090000% 46636YEJ5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor Port Auth of New York & New Jersey N/A N/A 6360000.00 6360000.00 0.0033 N 6360000.00 6360000.00 New York Liberty Development Corp RB (Goldman Sachs HQ) Series 2005 0.080000% 531127BQ0 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y Wells Fargo & Co N/A N/A Y Wells Fargo & Co N/A N/A N 1000000.00 1000000.00 0.0005 N 1000000.00 1000000.00 New York Liberty Development Corp Liberty Refunding RB (3 World Trade Center) Series 2011A 0.230000% 649519CS2 Other Municipal Debt N First Tier Security N/A N/A 2014-06-19 2014-06-19 N N Y Escrow Escrow N/A N/A 670000.00 670000.00 0.0004 N 670013.40 670013.40 New York State GO Bonds Series 2009A 5.000000% 6497877E2 Other Municipal Debt N Unrated Security N/A N/A 2014-02-18 2014-02-18 N N N 800000.00 814043.21 0.0004 N 814152.00 814152.00 New York State GO Refunding Bonds Series 2005C 5.000000% 649787N95 Other Municipal Debt N Unrated Security N/A N/A 2014-04-15 2014-04-15 N N N 195000.00 199929.60 0.0001 N 200007.60 200007.60 New York State GO Bonds Series 2013A 0.070000% 649791KB5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y Credit Suisse AG N/A N/A N N 1700000.00 1700000.00 0.0009 N 1700000.00 1700000.00 New York State Dormitory Auth RB (Columbia Univ) Series 2008A 0.070000% 07330CLA5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y Branch Banking & Trust Co N/A N/A N Y Obligor Columbia Univ N/A N/A 6000000.00 6000000.00 0.0032 N 6000000.00 6000000.00 New York State Dormitory Auth RB (NYU) Series 2007A 0.090000% 25155DFC0 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y Deutsche Bank AG N/A N/A N Y Obligor New York Univ N/A N/A 5600000.00 5600000.00 0.0029 N 5600000.00 5600000.00 New York State Dormitory Auth State Personal Income Tax RB Series 2005F 0.080000% 46632PND1 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 5130000.00 5130000.00 0.0027 N 5130000.00 5130000.00 New York State Dormitory Auth State Personal Income Tax RB Series 2007A 0.080000% 46633VR76 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 3000000.00 3000000.00 0.0016 N 3000000.00 3000000.00 New York State Dormitory Auth Personal Income Tax RB Series 2012B 0.080000% 46640KAL8 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y JP Morgan Chase & Co N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 5325000.00 5325000.00 0.0028 N 5325000.00 5325000.00 New York State Dormitory Auth State Personal Income Tax RB Series 2013A 0.080000% 46640KDH4 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 2000000.00 2000000.00 0.0011 N 2000000.00 2000000.00 New York State Dormitory Auth CP (Cornell Univ) 0.140000% 64983LSJ0 Other Commercial Paper N First Tier Security N/A N/A 2013-10-02 2013-10-02 N N Y Obligor Cornell University N/A N/A 11140000.00 11140000.00 0.0059 N 11140000.00 11140000.00 New York State Dormitory Auth Mental Health Services Facilities RB Series 2008F 5.000000% 64983M5M6 Other Municipal Debt N Unrated Security N/A N/A 2014-02-18 2014-02-18 N N Y Obligor New York State N/A N/A 125000.00 127132.96 0.0001 N 127192.50 127192.50 New York State Dormitory Auth Mental Health Services Facilities RB Series 2009A1 4.125000% 64983M6N3 Other Municipal Debt N Unrated Security N/A N/A 2014-02-18 2014-02-18 N N Y Obligor New York State N/A N/A 100000.00 101426.46 0.0001 N 101434.00 101434.00 New York State Dormitory Auth Mental Health Services Facilities RB Series 2009A1 5.000000% 64983M6P8 Other Municipal Debt N Unrated Security N/A N/A 2014-02-18 2014-02-18 N N Y Obligor New York State N/A N/A 710000.00 722346.40 0.0004 N 722453.40 722453.40 New York State Dormitory Auth Consolidated Service Contract Refunding RB Series 2009A 4.000000% 64983M7X0 Other Municipal Debt N Unrated Security N/A N/A 2014-07-01 2014-07-01 N N Y Obligor New York State N/A N/A 1475000.00 1515710.09 0.0008 N 1516226.25 1516226.25 New York State Dormitory Auth Mental Health Services Facilities RB Series 2007C 4.000000% 64983MGD4 Other Municipal Debt N Unrated Security N/A N/A 2014-02-18 2014-02-18 N N Y Obligor New York State N/A N/A 200000.00 202662.90 0.0001 N 202776.00 202776.00 New York State Dormitory Auth Mental Health Services Facilities RB Series 2007D 5.000000% 64983MHM3 Other Municipal Debt N Unrated Security N/A N/A 2014-02-18 2014-02-18 N N Y Obligor New York State N/A N/A 3600000.00 3664092.29 0.0019 N 3663144.00 3663144.00 New York State Dormitory Auth Mental Health Services Facilities RB Series 2007D 5.000000% 64983MHN1 Other Municipal Debt N Unrated Security N/A N/A 2014-08-15 2014-08-15 N N Y Obligor New York State N/A N/A 2520000.00 2623226.43 0.0014 N 2622438.00 2622438.00 New York State Dormitory Auth RB (Columbia Univ) Series 2006A 0.080000% 64983PGM7 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y Citibank NA N/A N/A N Y Obligor Columbia Univ N/A N/A 8535000.00 8535000.00 0.0045 N 8535000.00 8535000.00 New York State Dormitory Auth State Personal Income Tax RB Series 2006C 0.080000% 64983PJT9 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y Citibank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 18000000.00 18000000.00 0.0095 N 18000000.00 18000000.00 New York State Dormitory Auth RB (Catholic Health) Series 2006B 0.080000% 64983Q5S4 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y HSBC BANK USA N/A N/A Y HSBC Bank USA N/A N/A N 8265000.00 8265000.00 0.0043 N 8265000.00 8265000.00 New York State Dormitory Auth RB (Culinary Institute of America) Series 2006 0.070000% 64983QV30 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 3325000.00 3325000.00 0.0017 N 3325000.00 3325000.00 New York State Dormitory Auth Mental Health Services Facilities RB Series 2005E 4.500000% 64983R6V4 Other Municipal Debt N Unrated Security N/A N/A 2014-02-18 2014-02-18 N N Y Obligor New York State N/A N/A 250000.00 253804.86 0.0001 N 253927.50 253927.50 New York State Dormitory Auth Mental Health Services Facilities RB Series 2005B 5.000000% 64983RBF3 Other Municipal Debt N Unrated Security N/A N/A 2014-02-18 2014-02-18 N N Y Obligor New York State N/A N/A 585000.00 595050.38 0.0003 N 595260.90 595260.90 New York State Dormitory Auth Mental Health Services Facilities RB Series 2005D1 5.000000% 64983REG8 Other Municipal Debt N Unrated Security N/A N/A 2014-02-18 2014-02-18 N N Y Obligor New York State N/A N/A 725000.00 737489.76 0.0004 N 737716.50 737716.50 New York State Dormitory Auth RB (Culinary Institute of America) Series 2004D 0.070000% 64983TZS5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 5800000.00 5800000.00 0.0030 N 5800000.00 5800000.00 New York State Dormitory Auth RB (Culinary Institute of America) Series 2004C 0.070000% 64983U7T1 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 12800000.00 12800000.00 0.0067 N 12800000.00 12800000.00 New York State Dormitory Auth State Personal Income Tax RB Series 2010E 3.000000% 6499022J1 Other Municipal Debt N Unrated Security N/A N/A 2014-02-18 2014-02-18 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 200000.00 201964.33 0.0001 N 202066.00 202066.00 New York State Dormitory Auth State Personal Income Tax RB Series 2010F 5.000000% 6499022X0 Other Municipal Debt N Unrated Security N/A N/A 2014-02-18 2014-02-18 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 325000.00 330598.29 0.0002 N 330739.50 330739.50 New York State Dormitory Auth State Personal Income Tax RB Series 2011A 5.000000% 6499023K7 Other Municipal Debt N Unrated Security N/A N/A 2014-03-15 2014-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 660000.00 673711.81 0.0004 N 674269.20 674269.20 New York State Dormitory Auth State Personal Income Tax RB Series 2011C 4.000000% 6499024Y6 Other Municipal Debt N Unrated Security N/A N/A 2014-03-15 2014-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 315000.00 320153.78 0.0002 N 320395.95 320395.95 New York State Dormitory Auth State Personal Income Tax RB Series 2011E 5.000000% 6499026F5 Other Municipal Debt N Unrated Security N/A N/A 2014-08-15 2014-08-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 100000.00 104083.39 0.0001 N 104145.00 104145.00 New York State Dormitory Auth State Personal Income Tax RB Series 2005F 5.000000% 649902DK6 Other Municipal Debt N Unrated Security N/A N/A 2014-03-15 2014-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 1000000.00 1021617.88 0.0005 N 1021620.00 1021620.00 New York State Dormitory Auth State Personal Income Tax RB Series 2006C 5.000000% 649902GL1 Other Municipal Debt N Unrated Security N/A N/A 2013-12-15 2013-12-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 495000.00 499598.99 0.0003 N 499796.55 499796.55 New York State Dormitory Auth State Personal Income Tax RB Series 2010A 4.000000% 649902P98 Other Municipal Debt N Unrated Security N/A N/A 2014-02-18 2014-02-18 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 100000.00 101316.92 0.0001 N 101399.00 101399.00 New York State Dormitory Auth State Personal Income Tax RB Series 2008A 3.750000% 649902PC1 Other Municipal Debt N Unrated Security N/A N/A 2013-12-15 2013-12-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 100000.00 100683.14 0.0001 N 100719.00 100719.00 New York State Dormitory Auth State Personal Income Tax RB Series 2008A 5.000000% 649902PD9 Other Municipal Debt N Unrated Security N/A N/A 2013-12-15 2013-12-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 100000.00 100948.47 0.0001 N 100969.00 100969.00 New York State Dormitory Auth State Personal Income Tax RB Series 2008A 5.000000% 649902QQ9 Other Municipal Debt N Unrated Security N/A N/A 2014-03-15 2014-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 325000.00 331765.11 0.0002 N 332026.50 332026.50 New York State Dormitory Auth State Personal Income Tax RB Series 2008B 4.000000% 649902SB0 Other Municipal Debt N Unrated Security N/A N/A 2014-03-15 2014-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 250000.00 254170.83 0.0001 N 254282.50 254282.50 New York State Dormitory Auth State Personal Income Tax RB (Economic Development & Housing) Series 2009A 3.000000% 649902UT8 Other Municipal Debt N Unrated Security N/A N/A 2013-12-15 2013-12-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 500000.00 502646.84 0.0003 N 502840.00 502840.00 New York State Dormitory Auth State Personal Income Tax RB Series 2009A 5.000000% 649902VS9 Other Municipal Debt N Unrated Security N/A N/A 2014-02-18 2014-02-18 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 350000.00 356076.52 0.0002 N 356181.00 356181.00 New York State Dormitory Auth RB (Univ of Rochester) Series 2003C 0.070000% 6499032H3 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 10300000.00 10300000.00 0.0054 N 10300000.00 10300000.00 New York State Dormitory Auth RB (St. Lawrence Univ) Series 2008 5.000000% 649905GN0 Other Municipal Debt N Unrated Security N/A N/A 2014-07-01 2014-07-01 N N Y Escrow Escrow N/A N/A 150000.00 155209.61 0.0001 N 155364.00 155364.00 New York State Dormitory Auth Mental Health Services Facilities RB Series 2010A 4.250000% 64990HNW6 Other Municipal Debt N Unrated Security N/A N/A 2014-02-15 2014-02-15 N N Y Obligor New York State N/A N/A 100000.00 101449.52 0.0001 N 101480.00 101480.00 New York State Dormitory Auth RB (Cornell Univ) Series 2006A 0.100000% 74703YMF4 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y Bank of America NA N/A N/A N Y Obligor Cornell University N/A N/A 9865000.00 9865000.00 0.0052 N 9865000.00 9865000.00 New York State Dormitory Auth State Personal Income Tax RB Series 2010F 0.100000% 74703YXU9 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y Bank of America NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 5000000.00 5000000.00 0.0026 N 5000000.00 5000000.00 New York State Dormitory Auth RB (NYU) Series 2009A 0.080000% 94985NTL5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y Wells Fargo & Co N/A N/A N Y Obligor New York Univ N/A N/A 25120000.00 25120000.00 0.0132 N 25120000.00 25120000.00 New York State Energy Research & Development Auth Facilities RB (Consolidated Edison) Series 2005A3 0.060000% 64984EDH5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y Mizuho Bank Ltd N/A N/A Y Mizuho Bank Ltd N/A N/A N 3000000.00 3000000.00 0.0016 N 3000000.00 3000000.00 New York State Energy Research & Development Auth Facilities RB (Consolidated Edison) Series 2005A1 0.080000% 64984EDJ1 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y Mizuho Bank Ltd N/A N/A Y Mizuho Bank Ltd N/A N/A N 19100000.00 19100000.00 0.0100 N 19100000.00 19100000.00 New York State Environmental Facilities Corp State Revolving Funds RB Series 2010C 0.080000% 46633VY78 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y JPMorgan Chase Bank NA N/A N/A N N 6600000.00 6600000.00 0.0035 N 6600000.00 6600000.00 New York State Environmental Facilities Corp State Clean Water & Drinking Water Revolving Funds Sub RB Series 2013A 0.080000% 46640KBE3 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State Environmental Facilities Corp - NYCMWFA Program N/A N/A 2500000.00 2500000.00 0.0013 N 2500000.00 2500000.00 New York State Environmental Facilities Corp State Revolving Funds RB Series 2010C 3.000000% 64985HCH8 Other Municipal Debt N Unrated Security N/A N/A 2014-04-15 2014-04-15 N N N 350000.00 355023.95 0.0002 N 355316.50 355316.50 New York State Environmental Facilities Corp State Clean Water & Drinking Water Revolving Funds RB Series 2002K 5.500000% 64985WES9 Other Municipal Debt N Unrated Security N/A N/A 2014-06-15 2014-06-15 N N Y Obligor New York State Environmental Facilities Corp - NYCMWFA Program N/A N/A 300000.00 310845.59 0.0002 N 311202.00 311202.00 New York State Environmental Facilities Corp State Clean Water & Drinking Water Revolving Funds RB Series 2002L 5.000000% 64985WKM5 Other Municipal Debt N Unrated Security N/A N/A 2013-11-15 2013-11-15 N N N 500000.00 502907.80 0.0003 N 502915.00 502915.00 New York State Environmental Facilities Corp State Personal Income Tax RB Series 2004A 5.250000% 64985YAX8 Other Municipal Debt N Unrated Security N/A N/A 2013-12-15 2013-12-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 200000.00 202012.85 0.0001 N 202050.00 202050.00 New York State Environmental Facilities Corp State Personal Income Tax RB Series 2006A 5.000000% 64985YCE8 Other Municipal Debt N Unrated Security N/A N/A 2013-12-15 2013-12-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 525000.00 530002.56 0.0003 N 530124.00 530124.00 New York State Environmental Facilities Corp State Personal Income Tax RB Series 2009A 3.500000% 64985YFL9 Other Municipal Debt N Unrated Security N/A N/A 2013-12-15 2013-12-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 150000.00 150936.33 0.0001 N 151012.50 151012.50 New York State Environmental Facilities Corp State Clean Water & Drinking Water Revolving Funds Sub RB Series 2010A 2.000000% 64986AG88 Other Municipal Debt N Unrated Security N/A N/A 2014-06-15 2014-06-15 N N Y Obligor New York State Environmental Facilities Corp - NYCMWFA Program N/A N/A 100000.00 101155.83 0.0001 N 101287.00 101287.00 New York State Environmental Facilities Corp State Clean Water & Drinking Water Revolving Funds Sub RB Series 2006B 5.000000% 64986APD7 Other Municipal Debt N Unrated Security N/A N/A 2014-06-15 2014-06-15 N N Y Obligor New York State Environmental Facilities Corp - NYCMWFA Program N/A N/A 2055000.00 2123895.12 0.0011 N 2124561.75 2124561.75 New York State Environmental Facilities Corp State Clean Water & Drinking Water Revolving Funds RB Series 2007A 3.625000% 64986ASE2 Other Municipal Debt N Unrated Security N/A N/A 2014-06-15 2014-06-15 N N Y Obligor New York State Environmental Facilities Corp - NYCMWFA Program N/A N/A 100000.00 102316.36 0.0001 N 102423.00 102423.00 New York State Environmental Facilities Corp State Clean Water & Drinking Water Revolving Funds RB Series 2007C 4.000000% 64986AUV1 Other Municipal Debt N Unrated Security N/A N/A 2014-06-15 2014-06-15 N N Y Obligor New York State Environmental Facilities Corp - NYCMWFA Program N/A N/A 200000.00 205184.31 0.0001 N 205370.00 205370.00 New York State Environmental Facilities Corp State Clean Water & Drinking Water Revolving Funds RB Series 2008A 3.500000% 64986AXQ9 Other Municipal Debt N Unrated Security N/A N/A 2014-06-15 2014-06-15 N N Y Obligor New York State Environmental Facilities Corp - NYCMWFA Program N/A N/A 250000.00 255569.74 0.0001 N 255840.00 255840.00 New York State HFA Housing RB (10 Liberty St) Series 2003A 0.070000% 64986MC78 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y Freddie Mac N/A N/A Y Freddie Mac N/A N/A N 17785000.00 17785000.00 0.0093 N 17785000.00 17785000.00 New York State HFA Housing RB (North End Ave) Series 2004A 0.070000% 64986MJ55 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y Fannie Mae N/A N/A Y Fannie Mae N/A N/A N 2300000.00 2300000.00 0.0012 N 2300000.00 2300000.00 New York State HFA Housing RB (100 Maiden Lane) Series 2004A 0.080000% 64986MM28 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y Fannie Mae N/A N/A Y Fannie Mae N/A N/A N 66175000.00 66175000.00 0.0348 N 66175000.00 66175000.00 New York State HFA Housing RB (Shore Hill) Series 2008A 0.070000% 64986MV93 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y Freddie Mac N/A N/A Y Freddie Mac N/A N/A N 6250000.00 6250000.00 0.0033 N 6250000.00 6250000.00 New York State HFA Housing RB (College Arms Apts) Series 2008A 0.080000% 64986MX83 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y Freddie Mac N/A N/A Y Freddie Mac N/A N/A N 7590000.00 7590000.00 0.0040 N 7590000.00 7590000.00 New York State HFA Housing RB (388 Bridge St) Series 2012A 0.080000% 64986UMM6 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 41000000.00 41000000.00 0.0215 N 41000000.00 41000000.00 New York State Local Government Assistance Corp Refunding Bonds Sub Lien Series 2010A 5.000000% 649876T41 Other Municipal Debt N Unrated Security N/A N/A 2014-04-01 2014-04-01 N N N 300000.00 306892.32 0.0002 N 307143.00 307143.00 New York State Local Government Assistance Corp Refunding Bonds Sub Lien Series 2010B 5.000000% 649876V30 Other Municipal Debt N Unrated Security N/A N/A 2014-04-01 2014-04-01 N N N 200000.00 204611.90 0.0001 N 204792.00 204792.00 New York State Mortgage Agency Homeowner Mortgage RB Series 164 0.700000% 649883NU5 Other Municipal Debt N Unrated Security N/A N/A 2013-10-01 2013-10-01 N N N 995000.00 995000.00 0.0005 N 995000.00 995000.00 New York State Mortgage Agency Mortgage RB Series 47 1.500000% 64988REB4 Other Municipal Debt N Unrated Security N/A N/A 2014-04-01 2014-04-01 N N N 810000.00 814591.42 0.0004 N 813069.90 813069.90 New York State Power Auth CP Series 1 & 2 0.100000% 64985GF20 Other Commercial Paper N First Tier Security N/A N/A 2013-10-07 2013-10-07 N N N 20000000.00 20000000.00 0.0105 N 20000000.00 20000000.00 New York State Power Auth RB Series 2002A 5.000000% 64989KEA0 Other Municipal Debt N Unrated Security N/A N/A 2013-11-15 2013-11-15 N N N 425000.00 427403.43 0.0002 N 427465.00 427465.00 New York State Power Auth CP Series 1 & 2 0.120000% 64989Q2A0 Other Commercial Paper N First Tier Security N/A N/A 2013-11-06 2013-11-06 N N N 25000000.00 25000000.00 0.0131 N 25000500.00 25000500.00 New York State Power Auth CP Series 1 & 2 0.100000% 64989Q2E2 Other Commercial Paper N First Tier Security N/A N/A 2013-10-17 2013-10-17 N N N 4000000.00 4000000.00 0.0021 N 4000000.00 4000000.00 New York State Power Auth CP Series 1 & 2 0.110000% 64989Q2J1 Other Commercial Paper N First Tier Security N/A N/A 2013-10-17 2013-10-17 N N N 4000000.00 4000000.00 0.0021 N 4000000.00 4000000.00 New York State Power Auth CP Series 1 & 2 0.120000% 64989Q2W2 Other Commercial Paper N First Tier Security N/A N/A 2013-11-13 2013-11-13 N N N 3500000.00 3500000.00 0.0018 N 3500070.00 3500070.00 New York State Power Auth CP Series 1 & 2 0.110000% 64989Q2X0 Other Commercial Paper N First Tier Security N/A N/A 2013-12-10 2013-12-10 N N N 10000000.00 10000000.00 0.0053 N 10000000.00 10000000.00 New York State Power Auth CP Series 1 & 2 0.120000% 64989Q2Z5 Other Commercial Paper N First Tier Security N/A N/A 2013-12-17 2013-12-17 N N N 2400000.00 2400000.00 0.0013 N 2400000.00 2400000.00 New York State Power Auth CP Series 1 & 2 0.120000% 64989QZ71 Other Commercial Paper N First Tier Security N/A N/A 2013-11-05 2013-11-05 N N N 25000000.00 25000000.00 0.0131 N 25000500.00 25000500.00 New York State Thruway Auth State Personal Income Tax RB Series 2012A 0.080000% 25155DRK9 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y Deutsche Bank AG N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 9000000.00 9000000.00 0.0047 N 9000000.00 9000000.00 New York State Thruway Auth General RB Series H 0.300000% 27884FYT1 Other Municipal Debt N First Tier Security N/A N/A 2013-10-17 2013-10-17 N Y US Bank NA N/A N/A Y Tender Option US Bank NA N/A N/A 19385000.00 19385000.00 0.0102 N 19385000.00 19385000.00 New York State Thruway Auth Second General Highway & Bridge Trust Fund Bonds Series 2005B 5.000000% 650013R98 Other Municipal Debt N Unrated Security N/A N/A 2014-04-01 2014-04-01 N N N 12075000.00 12358099.39 0.0065 N 12360694.50 12360694.50 New York State Thruway Auth Second General Highway & Bridge Trust Fund Bonds Series 2006 4.000000% 650014HM8 Other Municipal Debt N Unrated Security N/A N/A 2014-04-01 2014-04-01 N N N 100000.00 101709.78 0.0001 N 101902.00 101902.00 New York State Thruway Auth Second General Highway & Bridge Trust Fund Bonds Series 2006A 5.000000% 650014HN6 Other Municipal Debt N Unrated Security N/A N/A 2014-04-01 2014-04-01 N N N 665000.00 680336.66 0.0004 N 680933.40 680933.40 New York State Thruway Auth Second General Highway & Bridge Trust Fund Bonds Series 2008A 5.000000% 650014MK6 Other Municipal Debt N Unrated Security N/A N/A 2014-04-01 2014-04-01 N N N 250000.00 255790.79 0.0001 N 255990.00 255990.00 New York State Thruway Auth Second General Highway & Bridge Trust Fund Bonds Series 2008B 4.000000% 650014NJ8 Other Municipal Debt N Unrated Security N/A N/A 2014-04-01 2014-04-01 N N N 1100000.00 1120306.65 0.0006 N 1120922.00 1120922.00 New York State Thruway Auth Second General Highway & Bridge Trust Fund Bonds Series 2008B 5.000000% 650014NK5 Other Municipal Debt N Unrated Security N/A N/A 2014-04-01 2014-04-01 N N N 100000.00 102257.23 0.0001 N 102396.00 102396.00 New York State Thruway Auth Second General Highway & Bridge Trust Fund Bonds Series 2009A1 4.000000% 650014PV9 Other Municipal Debt N Unrated Security N/A N/A 2014-04-01 2014-04-01 N N N 100000.00 101762.80 0.0001 N 101902.00 101902.00 New York State Thruway Auth Second General Highway & Bridge Trust Fund Bonds Series 2009B 5.000000% 650014RD7 Other Municipal Debt N Unrated Security N/A N/A 2014-04-01 2014-04-01 N N N 250000.00 255721.00 0.0001 N 255990.00 255990.00 New York State Thruway Auth Second General Highway & Bridge Trust Fund Bonds Series 2010A 5.000000% 650014SM6 Other Municipal Debt N Unrated Security N/A N/A 2014-04-01 2014-04-01 N N N 3635000.00 3721290.27 0.0020 N 3722094.60 3722094.60 New York State Thruway Auth Second General Highway and Bridge Trust Fund Bonds Series 2011A1 4.000000% 650014TS2 Other Municipal Debt N Unrated Security N/A N/A 2014-04-01 2014-04-01 N N N 100000.00 101841.32 0.0001 N 101902.00 101902.00 New York State Thruway Auth Second General Highway & Bridge Trust Fund Bonds Series 2012A 3.000000% 650014VL4 Other Municipal Debt N Unrated Security N/A N/A 2014-04-01 2014-04-01 N N N 330000.00 334288.33 0.0002 N 334646.40 334646.40 New York State Thruway Auth Second General Highway & Bridge Trust Fund Bonds Series 2012A 5.000000% 650014WF6 Other Municipal Debt N Unrated Security N/A N/A 2014-04-01 2014-04-01 N N N 14660000.00 15007565.51 0.0079 N 15011253.60 15011253.60 New York State Thruway Auth Local Highway & Bridge Service Contract Bonds Series 2007 5.000000% 650017VU7 Other Municipal Debt N Unrated Security N/A N/A 2014-04-01 2014-04-01 N N Y Obligor New York State N/A N/A 125000.00 127925.85 0.0001 N 127957.50 127957.50 New York State Thruway Auth Local Highway & Bridge Service Contract Bonds Series 2008 5.000000% 650017WR3 Other Municipal Debt N Unrated Security N/A N/A 2014-04-01 2014-04-01 N N Y Obligor New York State N/A N/A 750000.00 767296.76 0.0004 N 767745.00 767745.00 New York State Thruway Auth Local Highway & Bridge Service Contract Bonds Series 2009 5.000000% 650017WZ5 Other Municipal Debt N Unrated Security N/A N/A 2014-04-01 2014-04-01 N N Y Obligor New York State N/A N/A 200000.00 204631.75 0.0001 N 204732.00 204732.00 New York State Thruway Auth Local Highway & Bridge Service Contract Bonds Series 2012A 4.000000% 650017XT8 Other Municipal Debt N Unrated Security N/A N/A 2014-04-01 2014-04-01 N N Y Obligor New York State N/A N/A 1150000.00 1170907.49 0.0006 N 1171815.50 1171815.50 New York State Thruway Auth State Personal Income Tax RB Series 2005A 5.000000% 650028GD9 Other Municipal Debt N Unrated Security N/A N/A 2014-03-15 2014-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 180000.00 183734.82 0.0001 N 183933.00 183933.00 New York State Thruway Auth State Personal Income Tax RB Series 2006A 5.000000% 650028JC8 Other Municipal Debt N Unrated Security N/A N/A 2014-03-15 2014-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 150000.00 153080.00 0.0001 N 153292.50 153292.50 New York State Thruway Auth State Personal Income Tax RB Series 2008A 3.000000% 650028NM1 Other Municipal Debt N Unrated Security N/A N/A 2014-03-15 2014-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 100000.00 101150.54 0.0001 N 101286.00 101286.00 New York State Thruway Auth State Personal Income Tax RB Series 2008A 4.000000% 650028NN9 Other Municipal Debt N Unrated Security N/A N/A 2014-03-15 2014-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 100000.00 101625.59 0.0001 N 101736.00 101736.00 New York State Thruway Auth State Personal Income Tax RB Series 2010A 5.000000% 650028SD6 Other Municipal Debt N Unrated Security N/A N/A 2014-03-15 2014-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 700000.00 714789.26 0.0004 N 715295.00 715295.00 New York State Tobacco Settlement Financing Corp Asset-Backed RB Series 2011A 3.000000% 88880TMB9 Other Municipal Debt N Unrated Security N/A N/A 2014-06-01 2014-06-01 N N Y Obligor New York State N/A N/A 150000.00 152593.88 0.0001 N 152763.00 152763.00 New York State Tobacco Settlement Financing Corp Asset-Backed RB Series 2011A 5.000000% 88880TMH6 Other Municipal Debt N Unrated Security N/A N/A 2014-06-01 2014-06-01 N N Y Obligor New York State N/A N/A 3260000.00 3362126.71 0.0018 N 3363113.80 3363113.80 New York State Tobacco Settlement Financing Corp Asset-Backed RB Series 2011B 5.000000% 88880TMP8 Other Municipal Debt N Unrated Security N/A N/A 2014-06-01 2014-06-01 N N Y Obligor New York State N/A N/A 1250000.00 1289255.39 0.0007 N 1289537.50 1289537.50 New York State Urban Development Corp State Personal Income Tax RB Series 2007B 0.080000% 06740GAL0 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y Barclays Bank Plc N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 6500000.00 6500000.00 0.0034 N 6500000.00 6500000.00 New York State Urban Development Corp State Personal Income Tax RB Series 2009A1 0.080000% 46632PUA9 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 4995000.00 4995000.00 0.0026 N 4995000.00 4995000.00 New York State Urban Development Corp State Personal Income Tax RB Series 2013A1 0.080000% 46636Y4B3 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 4700000.00 4700000.00 0.0025 N 4700000.00 4700000.00 New York State Urban Development Corp Service Contract Refunding RB Series 2008B 0.080000% 46636YUE8 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State N/A N/A 7310000.00 7310000.00 0.0038 N 7310000.00 7310000.00 New York State Urban Development Corp State Personal Income Tax RB Series 2013A1 0.080000% 46640KAN4 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y JP Morgan Chase & Co N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 10685000.00 10685000.00 0.0056 N 10685000.00 10685000.00 New York State Urban Development Corp Correctional Capital Facilities Refunding RB Series 1993A 5.250000% 650033E74 Other Municipal Debt N Unrated Security N/A N/A 2014-01-01 2014-01-01 N N Y Obligor New York State N/A N/A 1070000.00 1083381.09 0.0006 N 1083278.70 1083278.70 New York State Urban Development Corp Service Contract Refunding RB Series 2005A 5.000000% 6500344J7 Other Municipal Debt N Unrated Security N/A N/A 2014-01-01 2014-01-01 N N Y Obligor New York State N/A N/A 2050000.00 2074332.86 0.0011 N 2074190.00 2074190.00 New York State Urban Development Corp State Personal Income Tax RB Series 2005B 4.000000% 6500347T2 Other Municipal Debt N Unrated Security N/A N/A 2014-03-15 2014-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 100000.00 101601.94 0.0001 N 101713.00 101713.00 New York State Urban Development Corp State Personal Income Tax RB Series 2004A1 5.000000% 650034U33 Other Municipal Debt N Unrated Security N/A N/A 2014-03-15 2014-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 250000.00 255199.45 0.0001 N 255405.00 255405.00 New York State Urban Development Corp Service Contract Refunding RB Series 2005B 5.000000% 650035AS7 Other Municipal Debt N Unrated Security N/A N/A 2014-01-01 2014-01-01 N N Y Obligor New York State N/A N/A 685000.00 693049.54 0.0004 N 693117.25 693117.25 New York State Urban Development Corp Service Contract Refunding RB Series 2007A 5.000000% 650035EJ3 Other Municipal Debt N Unrated Security N/A N/A 2014-01-01 2014-01-01 N N Y Obligor New York State N/A N/A 700000.00 708164.53 0.0004 N 708295.00 708295.00 New York State Urban Development Corp State Personal Income Tax RB Series 2008A1 5.000000% 650035HE1 Other Municipal Debt N Unrated Security N/A N/A 2013-12-15 2013-12-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 200000.00 201891.21 0.0001 N 201938.00 201938.00 New York State Urban Development Corp State Personal Income Tax RB Series 2004A3A 0.080000% 650035MG0 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 3675000.00 3675000.00 0.0019 N 3675000.00 3675000.00 New York State Urban Development Corp Service Contract Refunding RB Series 2008D 5.000000% 650035NV6 Other Municipal Debt N Unrated Security N/A N/A 2014-01-01 2014-01-01 N N Y Obligor New York State N/A N/A 920000.00 930874.43 0.0005 N 930902.00 930902.00 New York State Urban Development Corp State Personal Income Tax RB Series 2009A1 5.000000% 650035PT9 Other Municipal Debt N Unrated Security N/A N/A 2013-12-15 2013-12-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 800000.00 807625.51 0.0004 N 807752.00 807752.00 New York State Urban Development Corp State Personal Income Tax RB Series 2009B1 0.090000% 650035RU4 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y Deutsche Bank AG N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 5000000.00 5000000.00 0.0026 N 5000000.00 5000000.00 New York State Urban Development Corp State Personal Income Tax RB Series 2009C 3.000000% 650035SC3 Other Municipal Debt N Unrated Security N/A N/A 2013-12-15 2013-12-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 275000.00 276489.38 0.0001 N 276562.00 276562.00 New York State Urban Development Corp State Personal Income Tax RB Series 2009C 5.000000% 650035SD1 Other Municipal Debt N Unrated Security N/A N/A 2013-12-15 2013-12-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 1900000.00 1918511.85 0.0010 N 1918411.00 1918411.00 New York State Urban Development Corp Service Contract Refunding RB Series 2010A1 4.000000% 650035TH1 Other Municipal Debt N Unrated Security N/A N/A 2014-01-01 2014-01-01 N N Y Obligor New York State N/A N/A 100000.00 100886.97 0.0001 N 100940.00 100940.00 New York State Urban Development Corp Service Contract Refunding RB Series 2010B 5.000000% 650035UQ9 Other Municipal Debt N Unrated Security N/A N/A 2014-01-01 2014-01-01 N N Y Obligor New York State N/A N/A 700000.00 708126.28 0.0004 N 708295.00 708295.00 North Hempstead BAN Series 2013B 0.750000% 659666LD1 Other Municipal Debt N Unrated Security N/A N/A 2014-10-03 2014-10-03 N N N 15807384.00 15886104.77 0.0083 N 15886737.07 15886737.07 North Syracuse CSD BAN 2013 0.750000% 662735NJ4 Other Municipal Debt N Unrated Security N/A N/A 2014-08-15 2014-08-15 N N N 4900000.00 4916136.98 0.0026 N 4915729.00 4915729.00 North Tonawanda SD School Construction BAN 2013 1.000000% 662888KD7 Other Municipal Debt N First Tier Security N/A N/A 2014-09-18 2014-09-18 N N N 8750000.00 8801220.82 0.0046 N 8803812.50 8803812.50 Oceanside UFSD TAN 2013-2014 Taxes 0.750000% 675498HR3 Other Municipal Debt N Unrated Security N/A N/A 2014-06-20 2014-06-20 N N N 17450000.00 17516186.23 0.0092 N 17516310.00 17516310.00 Port Auth of New York & New Jersey Consolidated Bonds 140th Series 0.070000% 27884FBQ2 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y US Bank NA N/A N/A Y US Bank NA N/A N/A N 5215000.00 5215000.00 0.0027 N 5215000.00 5215000.00 Port Auth of New York & New Jersey Consolidated Bonds 148th Series 0.100000% 73358T4P3 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y Morgan Stanley Bank NA N/A N/A N N 13000000.00 13000000.00 0.0068 N 13000000.00 13000000.00 Port Auth of New York & New Jersey Consolidated Bonds 144th Series 0.080000% 73358TWC1 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y JPMorgan Chase Bank NA N/A N/A N N 750000.00 750000.00 0.0004 N 750000.00 750000.00 Port Auth of New York & New Jersey Consolidated Bonds 148th Series 0.080000% 73358TX89 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y Citibank NA N/A N/A N N 5540000.00 5540000.00 0.0029 N 5540000.00 5540000.00 Port Washington UFSD BAN 2013 0.500000% 735581MA5 Other Municipal Debt N Unrated Security N/A N/A 2014-08-08 2014-08-08 N N N 6975000.00 6993661.28 0.0037 N 6992786.25 6992786.25 Rockland Cnty IDA RB (Assisted Living At Northern Riverview) Series 1999 0.170000% 773561AD7 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 8165000.00 8165000.00 0.0043 N 8165000.00 8165000.00 Sachem CSD TAN 2013-2014 1.000000% 785721TT8 Other Municipal Debt N First Tier Security N/A N/A 2014-06-27 2014-06-27 N N N 19500000.00 19604543.19 0.0103 N 19609200.00 19609200.00 Sales Tax Asset Receivable Corp RB Fiscal 2005 Series A 0.080000% 794665BU2 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y JPMorgan Chase Bank NA N/A N/A N N 2415000.00 2415000.00 0.0013 N 2415000.00 2415000.00 Saratoga Cnty BAN 2013 0.750000% 803480LC4 Other Municipal Debt N Unrated Security N/A N/A 2014-06-06 2014-06-06 N N N 18500000.00 18560083.95 0.0098 N 18564010.00 18564010.00 Schenectady City SD GO BAN Series 2013A 0.750000% 806466PE2 Other Municipal Debt N Unrated Security N/A N/A 2014-05-23 2014-05-23 N N N 13070264.00 13088530.86 0.0069 N 13076799.13 13076799.13 Schenectady IDA RB (Sunnyview Hospital & Rehabilitation Center) Series 2003A 0.120000% 806419AE7 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 6250000.00 6250000.00 0.0033 N 6250000.00 6250000.00 Schenectady IDA RB (Sunnyview Hospital & Rehabilitation Center) Series 2003B 0.120000% 806419AF4 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 3825000.00 3825000.00 0.0020 N 3825000.00 3825000.00 Suffolk County IDA Civic Facility RB (Guide Dog Foundation for the Blind) Series 2001 0.090000% 864768FD3 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 4130000.00 4130000.00 0.0022 N 4130000.00 4130000.00 Sullivan Cnty GO TAN 2013 0.750000% 865270VY5 Other Municipal Debt N Unrated Security N/A N/A 2014-03-07 2014-03-07 N N N 9500000.00 9514619.24 0.0050 N 9511400.00 9511400.00 Syracuse IDA Civic Facility Refunding RB (Crouse Health) Series 2003A 0.080000% 871720BR8 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y HSBC BANK USA N/A N/A Y HSBC Bank USA N/A N/A N 8145000.00 8145000.00 0.0043 N 8145000.00 8145000.00 Tarrytown BAN Series 2012B 2.000000% 876468MB2 Other Municipal Debt N First Tier Security N/A N/A 2013-10-18 2013-10-18 N N N 11000000.00 11008888.90 0.0058 N 11009460.00 11009460.00 Tarrytowns UFSD GO BAN 2013 0.750000% 876487JP5 Other Municipal Debt N Unrated Security N/A N/A 2014-02-13 2014-02-13 N N N 20295000.00 20333914.55 0.0107 N 20338025.40 20338025.40 Triborough Bridge & Tunnel Auth General RB Series 2008C 0.120000% 05248RAE1 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y Bank of America NA N/A N/A N N 3000000.00 3000000.00 0.0016 N 3000000.00 3000000.00 Triborough Bridge & Tunnel Auth General Refunding RB Series 2012B 0.080000% 25155DRA1 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y Deutsche Bank AG N/A N/A N N 9750000.00 9750000.00 0.0051 N 9750000.00 9750000.00 Triborough Bridge & Tunnel Auth General RB Series 2008C 5.000000% 89602NPA6 Other Municipal Debt N Unrated Security N/A N/A 2013-11-15 2013-11-15 N N N 1825000.00 1835462.43 0.0010 N 1835548.50 1835548.50 Triborough Bridge & Tunnel Auth General RB Series 2009A2 0.070000% 89602NUR3 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y Credit Suisse AG N/A N/A N N 6500000.00 6500000.00 0.0034 N 6500000.00 6500000.00 Triborough Bridge & Tunnel Auth General Refunding RB Series 2011 4.000000% 89602NWG5 Other Municipal Debt N Unrated Security N/A N/A 2014-01-01 2014-01-01 N N N 375000.00 378397.64 0.0002 N 378498.75 378498.75 Triborough Bridge & Tunnel Auth General RB Series 2003B2 0.070000% 89602NWV2 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y California State Teachers Retirement System N/A N/A Y California State Teachers Retirement System N/A N/A N 3225000.00 3225000.00 0.0017 N 3225000.00 3225000.00 Triborough Bridge & Tunnel Auth General Refunding RB Series 2005B-2A 0.070000% 89602NXA7 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-01 2013-10-01 Y California Public Employees' Retirement System N/A N/A Y California Public Employees' Retirement System N/A N/A N 3005000.00 3005000.00 0.0016 N 3005000.00 3005000.00 Ulster Cnty GO BAN Series 2012A 1.000000% 903766ZS5 Other Municipal Debt N Unrated Security N/A N/A 2013-11-15 2013-11-15 N N N 3255000.00 3257596.42 0.0017 N 3258092.25 3258092.25 Ulster Cnty GO BAN Series 2012B 0.750000% 903766ZT3 Other Municipal Debt N Unrated Security N/A N/A 2013-11-29 2013-11-29 N N N 14225000.00 14235761.12 0.0075 N 14238656.00 14238656.00 Vestal BAN 2013 0.750000% 925428SL9 Other Municipal Debt N Unrated Security N/A N/A 2014-05-16 2014-05-16 N N N 9320000.00 9343069.17 0.0049 N 9344325.20 9344325.20 West Seneca CSD BAN 2012 1.000000% 955776HH5 Other Municipal Debt N Unrated Security N/A N/A 2013-11-27 2013-11-27 N N N 11610000.00 11619017.43 0.0061 N 11618939.70 11618939.70 Westchester Cnty IDA Civic Facility RB (Catharine Field Home) Series 2001 0.100000% 957368DV2 Variable Rate Demand Note N First Tier Security N/A N/A 2013-10-07 2013-10-07 Y RBS Citizens NA N/A N/A Y RBS Citizens NA N/A N/A N 6615000.00 6615000.00 0.0035 N 6615000.00 6615000.00