0001145549-13-008669.txt : 20131129
0001145549-13-008669.hdr.sgml : 20131128
20131007142222
ACCESSION NUMBER: 0001145549-13-008669
CONFORMED SUBMISSION TYPE: N-MFP
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130930
FILED AS OF DATE: 20131007
DATE AS OF CHANGE: 20131007
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS
CENTRAL INDEX KEY: 0000857156
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: N-MFP
SEC ACT: 1933 Act
SEC FILE NUMBER: 811-05954
FILM NUMBER: 131138815
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 1-800-648-5300
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS
DATE OF NAME CHANGE: 19920703
0000857156
S000004513
Schwab New York AMT Tax-Free Money Fund
C000012394
Sweep Shares
SWNXX
C000012395
Value Advantage Shares
SWYXX
N-MFP
1
primary_doc.xml
N-MFP
N-MFP
LIVE
N
2013-09-30
0000857156
S000004513
2
N
N
N
N
033-31894
Charles Schwab Investment Management, Inc.
801-35905
PricewaterhouseCoopers LLP
San Francisco
CA
Charles Schwab Investment Management, Inc.
Boston Financial Data Services, Inc.
0000275143
84-00896
N
N
N
Single State Fund
51
52
1915951560.33
49591654.98
62214535.43
1903328679.88
0.0013
1.0010
2013-09-30
1.0010
2013-09-30
C000012394
1.00
1622718234.78
1.00
8230379.44
311944350.32
303713970.88
0.0001
1.0010
2013-09-30
1.0010
2013-09-30
C000012395
25000.00
280610445.10
1.00
-5846146.61
3113625.61
8959772.22
0.0001
1.0010
2013-09-30
1.0010
2013-09-30
Albany IDA
Civic Facility RB (Albany Medical Center Hospital) Series 2006A 0.140000%
012440HE6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
RBS Citizens NA
N/A
N/A
Y
RBS Citizens NA
N/A
N/A
N
4410000.00
4410000.00
0.0023
N
4410000.00
4410000.00
Albany IDA
Civic Facility RB (Albany College of Pharmacy) Series 2008A 0.070000%
012440LG6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
TD Bank NA
N/A
N/A
Y
TD Bank NA
N/A
N/A
N
6100000.00
6100000.00
0.0032
N
6100000.00
6100000.00
Amherst Development Corp
Student Housing Facility Refunding RB Series 2010B 0.110000%
031358AX2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
HSBC BANK USA
N/A
N/A
Y
HSBC Bank USA
N/A
N/A
N
5780000.00
5780000.00
0.0030
N
5780000.00
5780000.00
Amherst IDA
Civic Facility RB (Daemen College) Series 2006B 0.120000%
031362EJ1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
3545000.00
3545000.00
0.0019
N
3545000.00
3545000.00
Ballston Spa CSD
BAN Series 2013A 0.750000%
058705KX1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-06-11
2014-06-11
N
N
N
14875000.00
14927377.93
0.0078
N
14930632.50
14930632.50
Beacon
BAN Series 2013A 1.000000%
073653ML8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-05-30
2014-05-30
N
N
N
9000000.00
9033693.78
0.0047
N
9035100.00
9035100.00
Chautauqua Cnty IDA
Civic Facility RB (Jamestown Center City Development Corp) Series 2000A 0.110000%
162544AU4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
11010000.00
11010000.00
0.0058
N
11010000.00
11010000.00
Colonie Local Development Corp
RB (Shaker Point at Carondelet) Series 2011 0.070000%
196220AA5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
10000000.00
10000000.00
0.0053
N
10000000.00
10000000.00
Connetquot CSD
TAN 2013-2014 0.750000%
208201KE2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-06-26
2014-06-26
N
N
N
8000000.00
8031469.56
0.0042
N
8031440.00
8031440.00
East Islip UFSD
GO TAN 2013 1.000000%
273173KE3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-06-27
2014-06-27
N
N
N
5000000.00
5026492.42
0.0026
N
5026550.00
5026550.00
East Rochester Housing Auth
Housing RB (Park Ridge Nursing Home) Series 2008 0.100000%
274722DX2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
13765000.00
13765000.00
0.0072
N
13765000.00
13765000.00
Erie Cnty IDA
School Facility RB (Buffalo City SD) Series 2004 5.750000%
29509PBL2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-05-01
2014-05-01
N
N
Y
Escrow
Escrow
N/A
N/A
1900000.00
1960644.01
0.0010
N
1961199.00
1961199.00
Erie Cnty IDA
School Facility RB (Buffalo City SD) Series 2004 5.750000%
29509PBU2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-05-01
2014-05-01
N
N
Y
Escrow
Escrow
N/A
N/A
425000.00
438545.37
0.0002
N
438689.25
438689.25
Erie Cnty IDA
School Facility RB (Buffalo City SD) Series 2004 5.750000%
29509PBV0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-05-01
2014-05-01
N
N
Y
Escrow
Escrow
N/A
N/A
150000.00
154630.81
0.0001
N
154831.50
154831.50
Harborfields CSD
TAN 2013-2014 0.500000%
411612FU3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-06-27
2014-06-27
N
N
N
3000000.00
3006177.72
0.0016
N
3006210.00
3006210.00
Ithaca
BAN Series 2013 1.000000%
465650UL1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-08-01
2014-08-01
N
N
N
7000000.00
7040636.05
0.0037
N
7040110.00
7040110.00
Lancaster IDA
Civic Facility RB (2000 GreenField Manor) 0.120000%
514502AA1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
9535000.00
9535000.00
0.0050
N
9535000.00
9535000.00
Long Island Power Auth
CP Notes Series CP3 0.090000%
54269VLX0
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-10-15
2013-10-15
N
Y
State Street Bank & Trust Company NA
N/A
N/A
N
4784000.00
4784000.00
0.0025
N
4784000.00
4784000.00
Madison Cnty IDA
Civic Facility RB (Colgate Univ) Series 2005A 0.090000%
46632PBD4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
Berkshire Hathaway Assurance Corp
N/A
N/A
N
6000000.00
6000000.00
0.0032
N
6000000.00
6000000.00
Metropolitan Transportation Auth
Dedicated Tax Fund Bonds Series 2004B2 0.080000%
46636YNQ9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
8055000.00
8055000.00
0.0042
N
8055000.00
8055000.00
Metropolitan Transportation Auth
Dedicated Tax Fund Refunding Bonds Series 2011A 4.000000%
59259ND26
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-11-15
2013-11-15
N
N
N
490000.00
492207.14
0.0003
N
492249.10
492249.10
Metropolitan Transportation Auth
Dedicated Tax Fund Bonds Series 2002B1 0.060000%
59259NP49
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
State Street Bank & Trust Company NA
N/A
N/A
Y
State Street Bank & Trust Company NA
N/A
N/A
N
11700000.00
11700000.00
0.0061
N
11700000.00
11700000.00
Metropolitan Transportation Auth
Dedicated Tax Fund Bonds Series 2004C 5.000000%
59259NQD8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-11-15
2013-11-15
N
N
N
100000.00
100560.12
0.0001
N
100579.00
100579.00
Metropolitan Transportation Auth
Dedicated Tax Fund Bonds Series 2006A 5.000000%
59259NSC8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-11-15
2013-11-15
N
N
N
220000.00
221239.28
0.0001
N
221256.20
221256.20
Metropolitan Transportation Auth
Dedicated Tax Fund Refunding Bonds Series 2012A 0.080000%
59259NT37
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
Citibank NA
N/A
N/A
N
N
8000000.00
8000000.00
0.0042
N
8000000.00
8000000.00
Metropolitan Transportation Auth
Dedicated Tax Fund Refunding Bonds Series 2012A 0.090000%
59259NT78
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
Credit Suisse AG
N/A
N/A
N
N
6665000.00
6665000.00
0.0035
N
6665000.00
6665000.00
Metropolitan Transportation Auth
Dedicated Tax Fund Bonds Series 2006B 0.080000%
59259NUJ0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
Citibank NA
N/A
N/A
N
N
13000000.00
13000000.00
0.0068
N
13000000.00
13000000.00
Metropolitan Transportation Auth
Transportation RB Series 2005B 0.090000%
59259R6Y5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
Berkshire Hathaway Assurance Corp
N/A
N/A
N
4995000.00
4995000.00
0.0026
N
4995000.00
4995000.00
Metropolitan Transportation Auth
Transportation RB Series 2007A 0.080000%
59259RZ80
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
Citibank NA
N/A
N/A
Y
Berkshire Hathaway Assurance Corp
N/A
N/A
N
26000000.00
26000000.00
0.0137
N
26000000.00
26000000.00
Metropolitan Transportation Auth
Revenue BAN Series CP2B 0.110000%
59260MMA7
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-11-13
2013-11-13
N
Y
Barclays Bank Plc
N/A
N/A
N
16190000.00
16190000.00
0.0085
N
16190161.90
16190161.90
Metropolitan Transportation Auth
Revenue BAN Series CP2B 0.120000%
59260MMD1
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-11-13
2013-11-13
N
Y
Barclays Bank Plc
N/A
N/A
N
12000000.00
12000000.00
0.0063
N
12000240.00
12000240.00
Middletown City SD
BAN 2013 1.250000%
597103UD0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-07-10
2014-07-10
N
N
N
10000000.00
10078114.98
0.0053
N
10078100.00
10078100.00
Monroe Cnty IDA
Civic Facility RB Series 2004 0.170000%
610752CU9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
1565000.00
1565000.00
0.0008
N
1565000.00
1565000.00
Monroe Cnty IDA
Civic Facility RB (Cherry Ridge Apts) Series 2005 0.090000%
610752CZ8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
HSBC BANK USA
N/A
N/A
Y
HSBC Bank USA
N/A
N/A
N
2740000.00
2740000.00
0.0014
N
2740000.00
2740000.00
Monroe Cnty IDA
RB (Univ of Rochester) Series 2011A&B 0.190000%
94985N5G2
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-10-09
2013-10-09
N
Y
Wells Fargo Bank NA
N/A
N/A
Y
Tender Option
Wells Fargo Bank NA
N/A
N/A
7485000.00
7485000.00
0.0039
N
7485000.00
7485000.00
Nassau Cnty Interim Finance Auth
Sales Tax Secured Bonds Series 2004H 5.250000%
631663GX3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-11-15
2013-11-15
N
N
N
240000.00
241425.43
0.0001
N
241468.80
241468.80
Nassau Cnty Interim Finance Auth
Sales Tax Secured Bonds Series 2005D 5.000000%
631663JR3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-11-15
2013-11-15
N
N
N
125000.00
125686.17
0.0001
N
125727.50
125727.50
Nassau Cnty Interim Finance Auth
Sales Tax Secured Bonds Series 2008A 0.090000%
631663KF7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
22520000.00
22520000.00
0.0118
N
22520000.00
22520000.00
Nassau Cnty Interim Finance Auth
Sales Tax Secured Bonds Series 2008B 0.080000%
631663KG5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
Sumitomo Mitsui Banking Corp
N/A
N/A
N
N
36360000.00
36360000.00
0.0191
N
36360000.00
36360000.00
Nassau Cnty Interim Finance Auth
Sales Tax Secured Bonds Series 2009A 5.000000%
631663LH2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-11-15
2013-11-15
N
N
N
200000.00
201124.15
0.0001
N
201164.00
201164.00
Nassau Cnty Interim Finance Auth
Sales Tax Secured Bonds Series 2008D1 0.060000%
631663MM0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
Bank of New York Mellon
N/A
N/A
N
N
12000000.00
12000000.00
0.0063
N
12000000.00
12000000.00
Nassau Cnty Local Economic Assistance Corp
RB Series 2011A 0.070000%
63166LAA9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
TD Bank NA
N/A
N/A
Y
TD Bank NA
N/A
N/A
N
5000000.00
5000000.00
0.0026
N
5000000.00
5000000.00
Nassau Health Care Corp
Bonds Series 2009C2 0.150000%
63167NAW6
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
N
Y
Wells Fargo Bank NA
N/A
N/A
N
11100000.00
11100000.00
0.0058
N
11100000.00
11100000.00
New York City
GO Bonds Fiscal 2008 Series E 0.070000%
18886PM51
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
State Street Bank & Trust Company NA
N/A
N/A
N
N
18695000.00
18695000.00
0.0098
N
18695000.00
18695000.00
New York City
GO Bonds Fiscal 2005 Series J 0.080000%
46632PJP9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Escrow
Escrow
N/A
N/A
4895000.00
4895000.00
0.0026
N
4895000.00
4895000.00
New York City
GO Bonds Fiscal 2005 Series G 0.130000%
46632PMQ3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
3990000.00
3990000.00
0.0021
N
3990000.00
3990000.00
New York City
GO Bonds Fiscal 2004 Series J 0.080000%
46632PMS9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
7670000.00
7670000.00
0.0040
N
7670000.00
7670000.00
New York City
GO Bonds Fiscal 2009 Series I1 0.080000%
46633VBC2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
14740000.00
14740000.00
0.0077
N
14740000.00
14740000.00
New York City
GO Bonds Fiscal 2009 Series B1 0.080000%
46633VJG5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
3500000.00
3500000.00
0.0018
N
3500000.00
3500000.00
New York City
GO Bonds Fiscal 2012 Series G1 0.090000%
46636YN30
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
Deutsche Bank AG
N/A
N/A
N
N
3535000.00
3535000.00
0.0019
N
3535000.00
3535000.00
New York City
GO Bonds Fiscal 2013 Series A1 0.080000%
46640KAC8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
3750000.00
3750000.00
0.0020
N
3750000.00
3750000.00
New York City
GO Bonds Fiscal 1994 Series A6 0.080000%
649660NX1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
Landesbank Hessen-Thuringen Girozentrale
N/A
N/A
Y
Landesbank Hessen-Thuringen Girozentrale
N/A
N/A
N
3300000.00
3300000.00
0.0017
N
3300000.00
3300000.00
New York City
GO Bonds Fiscal 1994 Series A7 0.070000%
649660NZ6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-01
2013-10-01
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
4200000.00
4200000.00
0.0022
N
4200000.00
4200000.00
New York City
GO Bonds Fiscal 1993 Series E2 0.070000%
649660PX9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-01
2013-10-01
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
8500000.00
8500000.00
0.0045
N
8500000.00
8500000.00
New York City
GO Bonds Fiscal 2004 Series G 5.000000%
64966CE80
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-08-01
2014-08-01
N
N
N
860000.00
893284.52
0.0005
N
894271.00
894271.00
New York City
GO Bonds Fiscal 2004 Series I 5.000000%
64966CZ46
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-08-01
2014-08-01
N
N
N
535000.00
555414.89
0.0003
N
556319.75
556319.75
New York City
GO Bonds Fiscal 2005 Series B 5.250000%
64966DDW6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-08-01
2014-08-01
N
N
N
150000.00
155899.87
0.0001
N
156288.00
156288.00
New York City
GO Bonds Fiscal 2005 Series H 5.000000%
64966DYD5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-08-01
2014-08-01
N
N
N
285000.00
295798.93
0.0002
N
296357.25
296357.25
New York City
GO Bonds Fiscal 2005 Series G 5.000000%
64966DZF9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-12-01
2013-12-01
N
N
N
150000.00
151164.67
0.0001
N
151195.50
151195.50
New York City
GO Bonds Fiscal 2005 Series O 5.000000%
64966ED87
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-06-01
2014-06-01
N
N
N
400000.00
412192.78
0.0002
N
412788.00
412788.00
New York City
GO Bonds Fiscal 2007 Series C1 5.000000%
64966F7M0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-01-01
2014-01-01
N
N
N
445000.00
450045.98
0.0002
N
450295.50
450295.50
New York City
GO Bonds Fiscal 2006 Series I6 0.050000%
64966FB29
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-01
2013-10-01
Y
Bank of New York Mellon
N/A
N/A
Y
Bank of New York Mellon
N/A
N/A
N
7785000.00
7785000.00
0.0041
N
7785000.00
7785000.00
New York City
GO Bonds Fiscal 2006 Series G 4.100000%
64966FSJ4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-08-01
2014-08-01
N
N
N
100000.00
103071.24
0.0001
N
103241.00
103241.00
New York City
GO Bonds Fiscal 2006 Series G 5.000000%
64966FSK1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-08-01
2014-08-01
N
N
N
5120000.00
5324137.60
0.0028
N
5324032.00
5324032.00
New York City
GO Bonds Fiscal 2007 Series A 4.250000%
64966FU36
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-08-01
2014-08-01
N
N
N
200000.00
206526.46
0.0001
N
206730.00
206730.00
New York City
GO Bonds Fiscal 2008 Series J10 0.060000%
64966G2L5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
Bank of Tokyo Mitsubishi UFJ Ltd
N/A
N/A
Y
Bank of Tokyo Mitsubishi UFJ Ltd
N/A
N/A
N
14900000.00
14900000.00
0.0078
N
14900000.00
14900000.00
New York City
GO Bonds Fiscal 2008 Series L1 0.080000%
64966G6D9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
6660000.00
6660000.00
0.0035
N
6660000.00
6660000.00
New York City
GO Bonds Fiscal 2008 Series G 4.000000%
64966GC83
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-08-01
2014-08-01
N
N
N
500000.00
515578.92
0.0003
N
515790.00
515790.00
New York City
GO Bonds Fiscal 2008 Series G 5.000000%
64966GC91
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-08-01
2014-08-01
N
N
N
550000.00
571697.00
0.0003
N
571917.50
571917.50
New York City
GO Bonds Fiscal 2008 Series A1 5.000000%
64966GLK6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-08-01
2014-08-01
N
N
N
145000.00
150598.04
0.0001
N
150778.25
150778.25
New York City
GO Bonds Fiscal 2008 Series I1 3.500000%
64966GQ96
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-02-01
2014-02-01
N
N
N
250000.00
252585.56
0.0001
N
252752.50
252752.50
New York City
GO Bonds Fiscal 2008 Series E 5.000000%
64966GYX4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-08-01
2014-08-01
N
N
N
125000.00
129820.00
0.0001
N
129981.25
129981.25
New York City
GO Bonds Fiscal 2008 Series D4 0.100000%
64966GZR6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
Credit Agricole Corporate and Investment Bank
N/A
N/A
N
N
5450000.00
5450000.00
0.0029
N
5450000.00
5450000.00
New York City
GO Bonds Fiscal 2011 Series E 3.000000%
64966H2D1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-08-01
2014-08-01
N
N
N
600000.00
613579.29
0.0003
N
613986.00
613986.00
New York City
GO Bonds Fiscal 2003 Series C4 0.060000%
64966H7Z7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
Bank of Tokyo Mitsubishi UFJ Ltd
N/A
N/A
Y
Bank of Tokyo Mitsubishi UFJ Ltd
N/A
N/A
N
15645000.00
15645000.00
0.0082
N
15645000.00
15645000.00
New York City
GO Bonds Fiscal 2009 Series B1 5.000000%
64966HAN0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-09-01
2014-09-01
N
N
N
635000.00
662337.46
0.0003
N
662851.10
662851.10
New York City
GO Bonds Fiscal 2009 Series C 5.000000%
64966HBM1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-08-01
2014-08-01
N
N
N
150000.00
155863.28
0.0001
N
155977.50
155977.50
New York City
GO Bonds Fiscal 2009 Series B3 0.060000%
64966HCH1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
TD Bank NA
N/A
N/A
Y
TD Bank NA
N/A
N/A
N
32600000.00
32600000.00
0.0171
N
32600000.00
32600000.00
New York City
GO Bonds Fiscal 2011 Series B 5.000000%
64966HD72
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-08-01
2014-08-01
N
N
N
2000000.00
2079806.39
0.0011
N
2079700.00
2079700.00
New York City
GO Bonds Fiscal 2005 Series O 0.070000%
64966HDM9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
Citibank NA
N/A
N/A
N
N
2000000.00
2000000.00
0.0011
N
2000000.00
2000000.00
New York City
GO Bonds Fiscal 2009 Series H1 3.250000%
64966HGG9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-03-01
2014-03-01
N
N
N
100000.00
101155.77
0.0001
N
101273.00
101273.00
New York City
GO Bonds Fiscal 2009 Series K 4.000000%
64966HLP3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-08-01
2014-08-01
N
N
N
150000.00
154579.76
0.0001
N
154737.00
154737.00
New York City
GO Bonds Fiscal 2009 Series J1 0.070000%
64966HMA5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
Citibank NA
N/A
N/A
N
N
23225000.00
23225000.00
0.0122
N
23225000.00
23225000.00
New York City
GO Bonds Fiscal 2010 Series C 4.000000%
64966HPG9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-08-01
2014-08-01
N
N
N
350000.00
360700.56
0.0002
N
361053.00
361053.00
New York City
GO Bonds Fiscal 2010 Series C 5.000000%
64966HPH7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-08-01
2014-08-01
N
N
N
100000.00
103859.93
0.0001
N
103985.00
103985.00
New York City
GO Bonds Fiscal 2010 Series E 5.000000%
64966HRX0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-08-01
2014-08-01
N
N
N
300000.00
311727.38
0.0002
N
311955.00
311955.00
New York City
GO Bonds Fiscal 2006 Series F4A 0.080000%
64966HW30
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
Sumitomo Mitsui Banking Corp
N/A
N/A
Y
Sumitomo Mitsui Banking Corp
N/A
N/A
N
2500000.00
2500000.00
0.0013
N
2500000.00
2500000.00
New York City
GO Bonds Fiscal 2006 Series F4B 0.080000%
64966HW48
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
Union Bank NA
N/A
N/A
Y
Union Bank NA
N/A
N/A
N
9500000.00
9500000.00
0.0050
N
9500000.00
9500000.00
New York City
GO Bonds Fiscal 2013 Series A5 0.070000%
64966J5W2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
Sumitomo Mitsui Banking Corp
N/A
N/A
Y
Sumitomo Mitsui Banking Corp
N/A
N/A
N
6245000.00
6245000.00
0.0033
N
6245000.00
6245000.00
New York City
GO Bonds Fiscal 2012 Series G3 0.070000%
64966JB47
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
Citibank NA
N/A
N/A
Y
Citibank NA
N/A
N/A
N
29600000.00
29600000.00
0.0156
N
29600000.00
29600000.00
New York City
GO Bonds Fiscal 2012 Series G1 5.000000%
64966JC79
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-04-01
2014-04-01
N
N
N
1000000.00
1023735.62
0.0005
N
1023960.00
1023960.00
New York City
GO Bonds Fiscal 2012 Series I 5.000000%
64966JM45
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-08-01
2014-08-01
N
N
N
1150000.00
1195899.41
0.0006
N
1195827.50
1195827.50
New York City
GO Bonds Fiscal 2013 Series E 4.000000%
64966KEE9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-08-01
2014-08-01
N
N
N
305000.00
314358.03
0.0002
N
314631.90
314631.90
New York City
GO Bonds Fiscal 2013 Series D&E 0.070000%
64966KNG4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
Citibank NA
N/A
N/A
N
N
1000000.00
1000000.00
0.0005
N
1000000.00
1000000.00
New York City
GO Bonds Fiscal 2013 Series H 2.500000%
64966KRK1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-08-01
2014-08-01
N
N
N
3345000.00
3409098.32
0.0018
N
3409157.10
3409157.10
New York City
GO Bonds Fiscal 2014 Series A1 0.070000%
64966KT60
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
Citibank NA
N/A
N/A
N
N
8000000.00
8000000.00
0.0042
N
8000000.00
8000000.00
New York City
GO Bonds Fiscal 2013 Series F1 0.070000%
64966KWR0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
Credit Suisse AG
N/A
N/A
N
N
7300000.00
7300000.00
0.0038
N
7300000.00
7300000.00
New York City Health & Hospitals Corp
Health System Bonds Series 2008C 0.070000%
649674GS1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
TD Bank NA
N/A
N/A
Y
TD Bank NA
N/A
N/A
N
12400000.00
12400000.00
0.0065
N
12400000.00
12400000.00
New York City Housing Development Corp
M/F Housing RB Series 2009C1 0.080000%
46632P8M8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
8000000.00
8000000.00
0.0042
N
8000000.00
8000000.00
New York City Housing Development Corp
M/F Mortgage RB (Sons of Italy Apts) Series 2008A 0.070000%
64966TBX1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
Mizuho Bank Ltd
N/A
N/A
Y
Mizuho Bank Ltd
N/A
N/A
N
3785000.00
3785000.00
0.0020
N
3785000.00
3785000.00
New York City Housing Development Corp
M/F Mortgage RB (Elliott Chelsea) Series 2010A 0.080000%
64966TCG7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
Freddie Mac
N/A
N/A
Y
Freddie Mac
N/A
N/A
N
2800000.00
2800000.00
0.0015
N
2800000.00
2800000.00
New York City Housing Development Corp
M/F Mortgage RB (461 Dean St) Series 2012A 0.060000%
64966TDD3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
Bank of New York Mellon
N/A
N/A
Y
Bank of New York Mellon
N/A
N/A
N
7000000.00
7000000.00
0.0037
N
7000000.00
7000000.00
New York City Housing Development Corp
M/F Mortgage RB (50th Ave) Series 2013B 0.080000%
64966TDR2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
Wells Fargo Bank NA
N/A
N/A
Y
Wells Fargo Bank NA
N/A
N/A
N
15000000.00
15000000.00
0.0079
N
15000000.00
15000000.00
New York City Housing Development Corp
M/F Housing RB (James Tower) Series 2002A 0.080000%
64970HAV6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
Fannie Mae
N/A
N/A
Y
Fannie Mae
N/A
N/A
N
4890000.00
4890000.00
0.0026
N
4890000.00
4890000.00
New York City Housing Development Corp
M/F Rental Housing RB (90 Washington St) Series 2005A 0.080000%
64970HBC7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
Fannie Mae
N/A
N/A
Y
Fannie Mae
N/A
N/A
N
23000000.00
23000000.00
0.0121
N
23000000.00
23000000.00
New York City Housing Development Corp
M/F Rental Housing RB (Lexington Courts) Series 2009A 0.080000%
64970HDV3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
Freddie Mac
N/A
N/A
Y
Freddie Mac
N/A
N/A
N
9400000.00
9400000.00
0.0049
N
9400000.00
9400000.00
New York City Housing Development Corp
M/F Rental Housing RB (1133 Manhattan Ave) Series 2012A 0.070000%
64970HDW1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
Freddie Mac
N/A
N/A
Y
Freddie Mac
N/A
N/A
N
9000000.00
9000000.00
0.0047
N
9000000.00
9000000.00
New York City Housing Development Corp
M/F Housing RB Series 2012H 0.350000%
64972BZA6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-11-01
2013-11-01
N
N
N
1875000.00
1875000.00
0.0010
N
1875318.75
1875318.75
New York City Housing Development Corp
M/F Housing RB Series 2012D1A 0.240000%
94987KJG1
Other Municipal Debt
N
First Tier Security
N/A
N/A
2014-03-06
2014-03-06
N
N
Y
Tender Option
Wells Fargo Bank NA
N/A
N/A
19995000.00
19995000.00
0.0105
N
19995000.00
19995000.00
New York City IDA
Civic Facility RB (Covenant of the Sacred Heart School of New York) Series 2002 0.100000%
649438HZ4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
Federal Home Loan Bank
N/A
N/A
Y
Federal Home Loan Bank
N/A
N/A
N
5730000.00
5730000.00
0.0030
N
5730000.00
5730000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2008 Series A 0.070000%
07330CKG3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
Branch Banking & Trust Co
N/A
N/A
N
N
15445000.00
15445000.00
0.0081
N
15445000.00
15445000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2011 Series EE 0.080000%
25155D4P3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
Deutsche Bank AG
N/A
N/A
N
N
9000000.00
9000000.00
0.0047
N
9000000.00
9000000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2006 Series A 0.070000%
27884FEJ5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
US Bank NA
N/A
N/A
N
N
9865000.00
9865000.00
0.0052
N
9865000.00
9865000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2009 Series GG2 0.080000%
46632P5H2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
7295000.00
7295000.00
0.0038
N
7295000.00
7295000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2005 Series D 0.080000%
46632PNF6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
2905000.00
2905000.00
0.0015
N
2905000.00
2905000.00
New York City Municipal Water Finance Auth
Extendible CP Series 8 0.110000%
64972AGC5
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-10-03
2014-06-02
N
N
N
13750000.00
13750000.00
0.0072
N
13750000.00
13750000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2012 Series A1 0.050000%
64972F4V5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-01
2013-10-01
Y
Mizuho Bank Ltd
N/A
N/A
N
N
3785000.00
3785000.00
0.0020
N
3785000.00
3785000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2011 Series HH 0.080000%
64972F6D3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
Deutsche Bank AG
N/A
N/A
N
N
14700000.00
14700000.00
0.0077
N
14700000.00
14700000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2007 Series CC2 0.080000%
64972FHJ8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-01
2013-10-01
Y
Bank of Nova Scotia
N/A
N/A
N
N
6100000.00
6100000.00
0.0032
N
6100000.00
6100000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2005 Series D 0.080000%
64972FUV6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
10860000.00
10860000.00
0.0057
N
10860000.00
10860000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2009 Series DD 0.100000%
64972FYV2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
Citibank NA
N/A
N/A
N
N
8125000.00
8125000.00
0.0043
N
8125000.00
8125000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2013 Series AA2 0.060000%
64972GAS3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
Bank of Tokyo Mitsubishi UFJ Ltd
N/A
N/A
N
N
20000000.00
20000000.00
0.0105
N
20000000.00
20000000.00
New York City Municipal Water Finance Auth
Water & Sewer System Second General Resolution RB Fiscal 2014 Series AA3 0.050000%
64972GCR3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-01
2013-10-01
Y
TD Bank NA
N/A
N/A
N
N
4255000.00
4255000.00
0.0022
N
4255000.00
4255000.00
New York City Municipal Water Finance Auth
Water & Sewer System Second General Resolution RB Fiscal 2014 Series AA4 0.070000%
64972GCT9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-01
2013-10-01
Y
BANK OF MONTREAL
N/A
N/A
N
N
22000000.00
22000000.00
0.0116
N
22000000.00
22000000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2007 Series A 0.070000%
74703YTU4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
Bank of America NA
N/A
N/A
N
N
12250000.00
12250000.00
0.0064
N
12250000.00
12250000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2012 Series BB 0.070000%
74926YVE8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
Royal Bank of Canada
N/A
N/A
N
N
10515000.00
10515000.00
0.0055
N
10515000.00
10515000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2013 Series CC 0.080000%
76252PBK4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
Barclays Bank Plc
N/A
N/A
N
N
8500000.00
8500000.00
0.0045
N
8500000.00
8500000.00
New York City Municipal Water Finance Auth
Water & Sewer System Second General Resolution RB Fiscal 2012 Series BB 0.080000%
76252PCN7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
Barclays Bank Plc
N/A
N/A
N
N
2000000.00
2000000.00
0.0011
N
2000000.00
2000000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2012 Series F1 0.070000%
27884FK33
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
US Bank NA
N/A
N/A
N
N
20225000.00
20225000.00
0.0106
N
20225000.00
20225000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2007 Series B 0.080000%
46632PSE4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
3495000.00
3495000.00
0.0018
N
3495000.00
3495000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2010 Series A1 0.080000%
46633VDB2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
11000000.00
11000000.00
0.0058
N
11000000.00
11000000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2011 Series D1 0.080000%
46633VQ36
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
3750000.00
3750000.00
0.0020
N
3750000.00
3750000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2013 Series F1 0.080000%
46636Y7R5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
3240000.00
3240000.00
0.0017
N
3240000.00
3240000.00
New York City Transitional Finance Auth
Future Tax Sr Secured Refunding Bonds Fiscal 2006 Series A1 5.000000%
64971K3Q7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-11-01
2013-11-01
N
N
N
550000.00
552133.23
0.0003
N
552189.00
552189.00
New York City Transitional Finance Auth
Future Tax Secured Refunding Sr Bonds Fiscal 2005 Series A1 5.000000%
64971KM86
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-11-01
2013-11-01
N
N
N
435000.00
436698.65
0.0002
N
436731.30
436731.30
New York City Transitional Finance Auth
Future Tax Secured Refunding Bonds Fiscal 2004 Series D2 5.000000%
64971KYX8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-11-01
2013-11-01
N
N
N
150000.00
150582.27
0.0001
N
150595.50
150595.50
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2007 Series C1 0.070000%
64971MNB4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
Credit Suisse AG
N/A
N/A
N
N
6000000.00
6000000.00
0.0032
N
6000000.00
6000000.00
New York City Transitional Finance Auth
Recovery Bonds Fiscal 2003 Series 3B1 5.000000%
64971MYD8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-11-01
2013-11-01
N
N
N
450000.00
451765.20
0.0002
N
451786.50
451786.50
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2010 Series I2 4.000000%
64971Q4J9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-11-01
2013-11-01
N
N
Y
Escrow
Escrow
N/A
N/A
20000.00
20061.02
0.0000
N
20058.80
20058.80
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2010 Series I2 4.000000%
64971Q4K6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-11-01
2013-11-01
N
N
N
370000.00
371131.31
0.0002
N
371169.20
371169.20
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2012 Series A 2.000000%
64971Q4L4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-11-01
2013-11-01
N
N
Y
Escrow
Escrow
N/A
N/A
25000.00
25031.22
0.0000
N
25034.75
25034.75
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2012 Series A 4.000000%
64971Q4M2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-11-01
2013-11-01
N
N
Y
Escrow
Escrow
N/A
N/A
100000.00
100305.77
0.0001
N
100293.99
100293.99
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2012 Series A 2.000000%
64971Q4P5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-11-01
2013-11-01
N
N
N
175000.00
175218.55
0.0001
N
175267.75
175267.75
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2012 Series A 4.000000%
64971Q4Q3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-11-01
2013-11-01
N
N
N
770000.00
772354.38
0.0004
N
772433.20
772433.20
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2012 Series F1 0.100000%
64971Q6S7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
7500000.00
7500000.00
0.0039
N
7500000.00
7500000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2011 Series E 5.000000%
64971QCL5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-11-01
2013-11-01
N
N
N
300000.00
301168.98
0.0002
N
301191.00
301191.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2010 Series D 5.000000%
64971QD67
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-11-01
2013-11-01
N
N
N
1825000.00
1832252.66
0.0010
N
1832245.25
1832245.25
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2012 Series B 5.000000%
64971QMV2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-11-01
2013-11-01
N
N
N
500000.00
501986.45
0.0003
N
501985.00
501985.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2013 Series C5 0.070000%
64971QQ63
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
Sumitomo Mitsui Banking Corp
N/A
N/A
N
N
2600000.00
2600000.00
0.0014
N
2600000.00
2600000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2010 Series I2 5.000000%
64971QQP1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-11-01
2013-11-01
N
N
N
185000.00
185719.94
0.0001
N
185734.45
185734.45
New York City Transitional Finance Auth
Building Aid RB Fiscal 2007 Series S1 0.080000%
64972HCH3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
Citibank NA
N/A
N/A
N
Y
Obligor
New York State
N/A
N/A
2960000.00
2960000.00
0.0016
N
2960000.00
2960000.00
New York City Transitional Finance Auth
Building Aid RB Fiscal 2007 Series S2 5.000000%
64972HCU4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-01-15
2014-01-15
N
N
Y
Obligor
New York State
N/A
N/A
3100000.00
3142651.90
0.0017
N
3142284.00
3142284.00
New York City Transitional Finance Auth
Building Aid RB Fiscal 2007 Series S1 0.090000%
64972HFE7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
Citibank NA
N/A
N/A
N
Y
Obligor
New York State
N/A
N/A
8850000.00
8850000.00
0.0046
N
8850000.00
8850000.00
New York City Transitional Finance Auth
Building Aid RB Fiscal 2007 Series S2 0.080000%
64972HFU1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State
N/A
N/A
12090000.00
12090000.00
0.0064
N
12090000.00
12090000.00
New York City Transitional Finance Auth
Building Aid RB Fiscal 2009 Series S1 5.000000%
64972HJB9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-07-15
2014-07-15
N
N
Y
Obligor
New York State
N/A
N/A
100000.00
103700.00
0.0001
N
103739.00
103739.00
New York City Transitional Finance Auth
Building Aid RB Fiscal 2009 Series S3 3.000000%
64972HKU5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-01-15
2014-01-15
N
N
Y
Obligor
New York State
N/A
N/A
150000.00
151114.22
0.0001
N
151197.00
151197.00
New York City Transitional Finance Auth
Building Aid RB Fiscal 2009 Series S4 3.250000%
64972HMB5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-01-15
2014-01-15
N
N
Y
Obligor
New York State
N/A
N/A
250000.00
252047.22
0.0001
N
252172.50
252172.50
New York City Transitional Finance Auth
Building Aid RB Fiscal 2009 Series S5 4.000000%
64972HNU2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-01-15
2014-01-15
N
N
Y
Obligor
New York State
N/A
N/A
100000.00
101053.32
0.0001
N
101081.00
101081.00
New York City Transitional Finance Auth
Building Aid RB Fiscal 2008 Series S1 0.100000%
64972HRC8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
Citibank NA
N/A
N/A
N
Y
Obligor
New York State
N/A
N/A
6000000.00
6000000.00
0.0032
N
6000000.00
6000000.00
New York City Transitional Finance Auth
Building Aid RB Fiscal 2013 Series S1 3.000000%
64972HTC6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-07-15
2014-07-15
N
N
Y
Obligor
New York State
N/A
N/A
750000.00
766363.39
0.0004
N
766305.00
766305.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2012 Series E1 0.070000%
74926YC82
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
Royal Bank of Canada
N/A
N/A
N
N
4835000.00
4835000.00
0.0025
N
4835000.00
4835000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2011 Series D1 0.080000%
94985NG88
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
Wells Fargo Bank NA
N/A
N/A
N
N
2800000.00
2800000.00
0.0015
N
2800000.00
2800000.00
New York City Transitional Finance Auth
Building Aid RB Fiscal 2009 Series S4 0.240000%
94985NHA2
Other Municipal Debt
N
First Tier Security
N/A
N/A
2014-03-06
2014-03-06
N
Y
Wells Fargo & Co
N/A
N/A
Y
Tender Option
Wells Fargo & Co
N/A
N/A
16435000.00
16435000.00
0.0086
N
16435000.00
16435000.00
New York City Transitional Finance Auth
Building Aid RB Fiscal 2009 Series S5 0.240000%
94985NKM2
Other Municipal Debt
N
First Tier Security
N/A
N/A
2014-03-06
2014-03-06
N
Y
Wells Fargo & Co
N/A
N/A
Y
Tender Option
Wells Fargo & Co
N/A
N/A
15645000.00
15645000.00
0.0082
N
15645000.00
15645000.00
New York City Trust for Cultural Resources
Refunding RB (American Museum of Natural History) Series 2004A 0.080000%
46632P7T4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
American Museum of Natural History
N/A
N/A
3745000.00
3745000.00
0.0020
N
3745000.00
3745000.00
New York Liberty Development Corp
Liberty RB (1 World Trade Center) Series 2011 0.090000%
25155D3G4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
Deutsche Bank AG
N/A
N/A
N
Y
Obligor
Port Auth of New York & New Jersey
N/A
N/A
13500000.00
13500000.00
0.0071
N
13500000.00
13500000.00
New York Liberty Development Corp
Liberty RB (1 World Trade Center) Series 2011 0.090000%
46636YEJ5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
Port Auth of New York & New Jersey
N/A
N/A
6360000.00
6360000.00
0.0033
N
6360000.00
6360000.00
New York Liberty Development Corp
RB (Goldman Sachs HQ) Series 2005 0.080000%
531127BQ0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
Wells Fargo & Co
N/A
N/A
Y
Wells Fargo & Co
N/A
N/A
N
1000000.00
1000000.00
0.0005
N
1000000.00
1000000.00
New York Liberty Development Corp
Liberty Refunding RB (3 World Trade Center) Series 2011A 0.230000%
649519CS2
Other Municipal Debt
N
First Tier Security
N/A
N/A
2014-06-19
2014-06-19
N
N
Y
Escrow
Escrow
N/A
N/A
670000.00
670000.00
0.0004
N
670013.40
670013.40
New York State
GO Bonds Series 2009A 5.000000%
6497877E2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-02-18
2014-02-18
N
N
N
800000.00
814043.21
0.0004
N
814152.00
814152.00
New York State
GO Refunding Bonds Series 2005C 5.000000%
649787N95
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-04-15
2014-04-15
N
N
N
195000.00
199929.60
0.0001
N
200007.60
200007.60
New York State
GO Bonds Series 2013A 0.070000%
649791KB5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
Credit Suisse AG
N/A
N/A
N
N
1700000.00
1700000.00
0.0009
N
1700000.00
1700000.00
New York State Dormitory Auth
RB (Columbia Univ) Series 2008A 0.070000%
07330CLA5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
Branch Banking & Trust Co
N/A
N/A
N
Y
Obligor
Columbia Univ
N/A
N/A
6000000.00
6000000.00
0.0032
N
6000000.00
6000000.00
New York State Dormitory Auth
RB (NYU) Series 2007A 0.090000%
25155DFC0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
Deutsche Bank AG
N/A
N/A
N
Y
Obligor
New York Univ
N/A
N/A
5600000.00
5600000.00
0.0029
N
5600000.00
5600000.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2005F 0.080000%
46632PND1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
5130000.00
5130000.00
0.0027
N
5130000.00
5130000.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2007A 0.080000%
46633VR76
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
3000000.00
3000000.00
0.0016
N
3000000.00
3000000.00
New York State Dormitory Auth
Personal Income Tax RB Series 2012B 0.080000%
46640KAL8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
JP Morgan Chase & Co
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
5325000.00
5325000.00
0.0028
N
5325000.00
5325000.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2013A 0.080000%
46640KDH4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
2000000.00
2000000.00
0.0011
N
2000000.00
2000000.00
New York State Dormitory Auth
CP (Cornell Univ) 0.140000%
64983LSJ0
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-10-02
2013-10-02
N
N
Y
Obligor
Cornell University
N/A
N/A
11140000.00
11140000.00
0.0059
N
11140000.00
11140000.00
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2008F 5.000000%
64983M5M6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-02-18
2014-02-18
N
N
Y
Obligor
New York State
N/A
N/A
125000.00
127132.96
0.0001
N
127192.50
127192.50
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2009A1 4.125000%
64983M6N3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-02-18
2014-02-18
N
N
Y
Obligor
New York State
N/A
N/A
100000.00
101426.46
0.0001
N
101434.00
101434.00
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2009A1 5.000000%
64983M6P8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-02-18
2014-02-18
N
N
Y
Obligor
New York State
N/A
N/A
710000.00
722346.40
0.0004
N
722453.40
722453.40
New York State Dormitory Auth
Consolidated Service Contract Refunding RB Series 2009A 4.000000%
64983M7X0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-07-01
2014-07-01
N
N
Y
Obligor
New York State
N/A
N/A
1475000.00
1515710.09
0.0008
N
1516226.25
1516226.25
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2007C 4.000000%
64983MGD4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-02-18
2014-02-18
N
N
Y
Obligor
New York State
N/A
N/A
200000.00
202662.90
0.0001
N
202776.00
202776.00
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2007D 5.000000%
64983MHM3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-02-18
2014-02-18
N
N
Y
Obligor
New York State
N/A
N/A
3600000.00
3664092.29
0.0019
N
3663144.00
3663144.00
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2007D 5.000000%
64983MHN1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-08-15
2014-08-15
N
N
Y
Obligor
New York State
N/A
N/A
2520000.00
2623226.43
0.0014
N
2622438.00
2622438.00
New York State Dormitory Auth
RB (Columbia Univ) Series 2006A 0.080000%
64983PGM7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
Citibank NA
N/A
N/A
N
Y
Obligor
Columbia Univ
N/A
N/A
8535000.00
8535000.00
0.0045
N
8535000.00
8535000.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2006C 0.080000%
64983PJT9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
Citibank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
18000000.00
18000000.00
0.0095
N
18000000.00
18000000.00
New York State Dormitory Auth
RB (Catholic Health) Series 2006B 0.080000%
64983Q5S4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
HSBC BANK USA
N/A
N/A
Y
HSBC Bank USA
N/A
N/A
N
8265000.00
8265000.00
0.0043
N
8265000.00
8265000.00
New York State Dormitory Auth
RB (Culinary Institute of America) Series 2006 0.070000%
64983QV30
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
TD Bank NA
N/A
N/A
Y
TD Bank NA
N/A
N/A
N
3325000.00
3325000.00
0.0017
N
3325000.00
3325000.00
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2005E 4.500000%
64983R6V4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-02-18
2014-02-18
N
N
Y
Obligor
New York State
N/A
N/A
250000.00
253804.86
0.0001
N
253927.50
253927.50
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2005B 5.000000%
64983RBF3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-02-18
2014-02-18
N
N
Y
Obligor
New York State
N/A
N/A
585000.00
595050.38
0.0003
N
595260.90
595260.90
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2005D1 5.000000%
64983REG8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-02-18
2014-02-18
N
N
Y
Obligor
New York State
N/A
N/A
725000.00
737489.76
0.0004
N
737716.50
737716.50
New York State Dormitory Auth
RB (Culinary Institute of America) Series 2004D 0.070000%
64983TZS5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
TD Bank NA
N/A
N/A
Y
TD Bank NA
N/A
N/A
N
5800000.00
5800000.00
0.0030
N
5800000.00
5800000.00
New York State Dormitory Auth
RB (Culinary Institute of America) Series 2004C 0.070000%
64983U7T1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
TD Bank NA
N/A
N/A
Y
TD Bank NA
N/A
N/A
N
12800000.00
12800000.00
0.0067
N
12800000.00
12800000.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2010E 3.000000%
6499022J1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-02-18
2014-02-18
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
200000.00
201964.33
0.0001
N
202066.00
202066.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2010F 5.000000%
6499022X0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-02-18
2014-02-18
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
325000.00
330598.29
0.0002
N
330739.50
330739.50
New York State Dormitory Auth
State Personal Income Tax RB Series 2011A 5.000000%
6499023K7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-03-15
2014-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
660000.00
673711.81
0.0004
N
674269.20
674269.20
New York State Dormitory Auth
State Personal Income Tax RB Series 2011C 4.000000%
6499024Y6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-03-15
2014-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
315000.00
320153.78
0.0002
N
320395.95
320395.95
New York State Dormitory Auth
State Personal Income Tax RB Series 2011E 5.000000%
6499026F5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-08-15
2014-08-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
100000.00
104083.39
0.0001
N
104145.00
104145.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2005F 5.000000%
649902DK6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-03-15
2014-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
1000000.00
1021617.88
0.0005
N
1021620.00
1021620.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2006C 5.000000%
649902GL1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-12-15
2013-12-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
495000.00
499598.99
0.0003
N
499796.55
499796.55
New York State Dormitory Auth
State Personal Income Tax RB Series 2010A 4.000000%
649902P98
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-02-18
2014-02-18
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
100000.00
101316.92
0.0001
N
101399.00
101399.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2008A 3.750000%
649902PC1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-12-15
2013-12-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
100000.00
100683.14
0.0001
N
100719.00
100719.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2008A 5.000000%
649902PD9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-12-15
2013-12-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
100000.00
100948.47
0.0001
N
100969.00
100969.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2008A 5.000000%
649902QQ9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-03-15
2014-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
325000.00
331765.11
0.0002
N
332026.50
332026.50
New York State Dormitory Auth
State Personal Income Tax RB Series 2008B 4.000000%
649902SB0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-03-15
2014-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
250000.00
254170.83
0.0001
N
254282.50
254282.50
New York State Dormitory Auth
State Personal Income Tax RB (Economic Development & Housing) Series 2009A 3.000000%
649902UT8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-12-15
2013-12-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
500000.00
502646.84
0.0003
N
502840.00
502840.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2009A 5.000000%
649902VS9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-02-18
2014-02-18
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
350000.00
356076.52
0.0002
N
356181.00
356181.00
New York State Dormitory Auth
RB (Univ of Rochester) Series 2003C 0.070000%
6499032H3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
10300000.00
10300000.00
0.0054
N
10300000.00
10300000.00
New York State Dormitory Auth
RB (St. Lawrence Univ) Series 2008 5.000000%
649905GN0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-07-01
2014-07-01
N
N
Y
Escrow
Escrow
N/A
N/A
150000.00
155209.61
0.0001
N
155364.00
155364.00
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2010A 4.250000%
64990HNW6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-02-15
2014-02-15
N
N
Y
Obligor
New York State
N/A
N/A
100000.00
101449.52
0.0001
N
101480.00
101480.00
New York State Dormitory Auth
RB (Cornell Univ) Series 2006A 0.100000%
74703YMF4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
Bank of America NA
N/A
N/A
N
Y
Obligor
Cornell University
N/A
N/A
9865000.00
9865000.00
0.0052
N
9865000.00
9865000.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2010F 0.100000%
74703YXU9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
Bank of America NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
5000000.00
5000000.00
0.0026
N
5000000.00
5000000.00
New York State Dormitory Auth
RB (NYU) Series 2009A 0.080000%
94985NTL5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
Wells Fargo & Co
N/A
N/A
N
Y
Obligor
New York Univ
N/A
N/A
25120000.00
25120000.00
0.0132
N
25120000.00
25120000.00
New York State Energy Research & Development Auth
Facilities RB (Consolidated Edison) Series 2005A3 0.060000%
64984EDH5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
Mizuho Bank Ltd
N/A
N/A
Y
Mizuho Bank Ltd
N/A
N/A
N
3000000.00
3000000.00
0.0016
N
3000000.00
3000000.00
New York State Energy Research & Development Auth
Facilities RB (Consolidated Edison) Series 2005A1 0.080000%
64984EDJ1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
Mizuho Bank Ltd
N/A
N/A
Y
Mizuho Bank Ltd
N/A
N/A
N
19100000.00
19100000.00
0.0100
N
19100000.00
19100000.00
New York State Environmental Facilities Corp
State Revolving Funds RB Series 2010C 0.080000%
46633VY78
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
6600000.00
6600000.00
0.0035
N
6600000.00
6600000.00
New York State Environmental Facilities Corp
State Clean Water & Drinking Water Revolving Funds Sub RB Series 2013A 0.080000%
46640KBE3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Environmental Facilities Corp - NYCMWFA Program
N/A
N/A
2500000.00
2500000.00
0.0013
N
2500000.00
2500000.00
New York State Environmental Facilities Corp
State Revolving Funds RB Series 2010C 3.000000%
64985HCH8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-04-15
2014-04-15
N
N
N
350000.00
355023.95
0.0002
N
355316.50
355316.50
New York State Environmental Facilities Corp
State Clean Water & Drinking Water Revolving Funds RB Series 2002K 5.500000%
64985WES9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-06-15
2014-06-15
N
N
Y
Obligor
New York State Environmental Facilities Corp - NYCMWFA Program
N/A
N/A
300000.00
310845.59
0.0002
N
311202.00
311202.00
New York State Environmental Facilities Corp
State Clean Water & Drinking Water Revolving Funds RB Series 2002L 5.000000%
64985WKM5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-11-15
2013-11-15
N
N
N
500000.00
502907.80
0.0003
N
502915.00
502915.00
New York State Environmental Facilities Corp
State Personal Income Tax RB Series 2004A 5.250000%
64985YAX8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-12-15
2013-12-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
200000.00
202012.85
0.0001
N
202050.00
202050.00
New York State Environmental Facilities Corp
State Personal Income Tax RB Series 2006A 5.000000%
64985YCE8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-12-15
2013-12-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
525000.00
530002.56
0.0003
N
530124.00
530124.00
New York State Environmental Facilities Corp
State Personal Income Tax RB Series 2009A 3.500000%
64985YFL9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-12-15
2013-12-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
150000.00
150936.33
0.0001
N
151012.50
151012.50
New York State Environmental Facilities Corp
State Clean Water & Drinking Water Revolving Funds Sub RB Series 2010A 2.000000%
64986AG88
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-06-15
2014-06-15
N
N
Y
Obligor
New York State Environmental Facilities Corp - NYCMWFA Program
N/A
N/A
100000.00
101155.83
0.0001
N
101287.00
101287.00
New York State Environmental Facilities Corp
State Clean Water & Drinking Water Revolving Funds Sub RB Series 2006B 5.000000%
64986APD7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-06-15
2014-06-15
N
N
Y
Obligor
New York State Environmental Facilities Corp - NYCMWFA Program
N/A
N/A
2055000.00
2123895.12
0.0011
N
2124561.75
2124561.75
New York State Environmental Facilities Corp
State Clean Water & Drinking Water Revolving Funds RB Series 2007A 3.625000%
64986ASE2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-06-15
2014-06-15
N
N
Y
Obligor
New York State Environmental Facilities Corp - NYCMWFA Program
N/A
N/A
100000.00
102316.36
0.0001
N
102423.00
102423.00
New York State Environmental Facilities Corp
State Clean Water & Drinking Water Revolving Funds RB Series 2007C 4.000000%
64986AUV1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-06-15
2014-06-15
N
N
Y
Obligor
New York State Environmental Facilities Corp - NYCMWFA Program
N/A
N/A
200000.00
205184.31
0.0001
N
205370.00
205370.00
New York State Environmental Facilities Corp
State Clean Water & Drinking Water Revolving Funds RB Series 2008A 3.500000%
64986AXQ9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-06-15
2014-06-15
N
N
Y
Obligor
New York State Environmental Facilities Corp - NYCMWFA Program
N/A
N/A
250000.00
255569.74
0.0001
N
255840.00
255840.00
New York State HFA
Housing RB (10 Liberty St) Series 2003A 0.070000%
64986MC78
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
Freddie Mac
N/A
N/A
Y
Freddie Mac
N/A
N/A
N
17785000.00
17785000.00
0.0093
N
17785000.00
17785000.00
New York State HFA
Housing RB (North End Ave) Series 2004A 0.070000%
64986MJ55
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
Fannie Mae
N/A
N/A
Y
Fannie Mae
N/A
N/A
N
2300000.00
2300000.00
0.0012
N
2300000.00
2300000.00
New York State HFA
Housing RB (100 Maiden Lane) Series 2004A 0.080000%
64986MM28
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
Fannie Mae
N/A
N/A
Y
Fannie Mae
N/A
N/A
N
66175000.00
66175000.00
0.0348
N
66175000.00
66175000.00
New York State HFA
Housing RB (Shore Hill) Series 2008A 0.070000%
64986MV93
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
Freddie Mac
N/A
N/A
Y
Freddie Mac
N/A
N/A
N
6250000.00
6250000.00
0.0033
N
6250000.00
6250000.00
New York State HFA
Housing RB (College Arms Apts) Series 2008A 0.080000%
64986MX83
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
Freddie Mac
N/A
N/A
Y
Freddie Mac
N/A
N/A
N
7590000.00
7590000.00
0.0040
N
7590000.00
7590000.00
New York State HFA
Housing RB (388 Bridge St) Series 2012A 0.080000%
64986UMM6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
41000000.00
41000000.00
0.0215
N
41000000.00
41000000.00
New York State Local Government Assistance Corp
Refunding Bonds Sub Lien Series 2010A 5.000000%
649876T41
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-04-01
2014-04-01
N
N
N
300000.00
306892.32
0.0002
N
307143.00
307143.00
New York State Local Government Assistance Corp
Refunding Bonds Sub Lien Series 2010B 5.000000%
649876V30
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-04-01
2014-04-01
N
N
N
200000.00
204611.90
0.0001
N
204792.00
204792.00
New York State Mortgage Agency
Homeowner Mortgage RB Series 164 0.700000%
649883NU5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-10-01
2013-10-01
N
N
N
995000.00
995000.00
0.0005
N
995000.00
995000.00
New York State Mortgage Agency
Mortgage RB Series 47 1.500000%
64988REB4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-04-01
2014-04-01
N
N
N
810000.00
814591.42
0.0004
N
813069.90
813069.90
New York State Power Auth
CP Series 1 & 2 0.100000%
64985GF20
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
N
N
N
20000000.00
20000000.00
0.0105
N
20000000.00
20000000.00
New York State Power Auth
RB Series 2002A 5.000000%
64989KEA0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-11-15
2013-11-15
N
N
N
425000.00
427403.43
0.0002
N
427465.00
427465.00
New York State Power Auth
CP Series 1 & 2 0.120000%
64989Q2A0
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-11-06
2013-11-06
N
N
N
25000000.00
25000000.00
0.0131
N
25000500.00
25000500.00
New York State Power Auth
CP Series 1 & 2 0.100000%
64989Q2E2
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-10-17
2013-10-17
N
N
N
4000000.00
4000000.00
0.0021
N
4000000.00
4000000.00
New York State Power Auth
CP Series 1 & 2 0.110000%
64989Q2J1
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-10-17
2013-10-17
N
N
N
4000000.00
4000000.00
0.0021
N
4000000.00
4000000.00
New York State Power Auth
CP Series 1 & 2 0.120000%
64989Q2W2
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-11-13
2013-11-13
N
N
N
3500000.00
3500000.00
0.0018
N
3500070.00
3500070.00
New York State Power Auth
CP Series 1 & 2 0.110000%
64989Q2X0
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-12-10
2013-12-10
N
N
N
10000000.00
10000000.00
0.0053
N
10000000.00
10000000.00
New York State Power Auth
CP Series 1 & 2 0.120000%
64989Q2Z5
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-12-17
2013-12-17
N
N
N
2400000.00
2400000.00
0.0013
N
2400000.00
2400000.00
New York State Power Auth
CP Series 1 & 2 0.120000%
64989QZ71
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-11-05
2013-11-05
N
N
N
25000000.00
25000000.00
0.0131
N
25000500.00
25000500.00
New York State Thruway Auth
State Personal Income Tax RB Series 2012A 0.080000%
25155DRK9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
Deutsche Bank AG
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
9000000.00
9000000.00
0.0047
N
9000000.00
9000000.00
New York State Thruway Auth
General RB Series H 0.300000%
27884FYT1
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-10-17
2013-10-17
N
Y
US Bank NA
N/A
N/A
Y
Tender Option
US Bank NA
N/A
N/A
19385000.00
19385000.00
0.0102
N
19385000.00
19385000.00
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2005B 5.000000%
650013R98
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-04-01
2014-04-01
N
N
N
12075000.00
12358099.39
0.0065
N
12360694.50
12360694.50
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2006 4.000000%
650014HM8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-04-01
2014-04-01
N
N
N
100000.00
101709.78
0.0001
N
101902.00
101902.00
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2006A 5.000000%
650014HN6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-04-01
2014-04-01
N
N
N
665000.00
680336.66
0.0004
N
680933.40
680933.40
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2008A 5.000000%
650014MK6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-04-01
2014-04-01
N
N
N
250000.00
255790.79
0.0001
N
255990.00
255990.00
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2008B 4.000000%
650014NJ8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-04-01
2014-04-01
N
N
N
1100000.00
1120306.65
0.0006
N
1120922.00
1120922.00
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2008B 5.000000%
650014NK5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-04-01
2014-04-01
N
N
N
100000.00
102257.23
0.0001
N
102396.00
102396.00
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2009A1 4.000000%
650014PV9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-04-01
2014-04-01
N
N
N
100000.00
101762.80
0.0001
N
101902.00
101902.00
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2009B 5.000000%
650014RD7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-04-01
2014-04-01
N
N
N
250000.00
255721.00
0.0001
N
255990.00
255990.00
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2010A 5.000000%
650014SM6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-04-01
2014-04-01
N
N
N
3635000.00
3721290.27
0.0020
N
3722094.60
3722094.60
New York State Thruway Auth
Second General Highway and Bridge Trust Fund Bonds Series 2011A1 4.000000%
650014TS2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-04-01
2014-04-01
N
N
N
100000.00
101841.32
0.0001
N
101902.00
101902.00
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2012A 3.000000%
650014VL4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-04-01
2014-04-01
N
N
N
330000.00
334288.33
0.0002
N
334646.40
334646.40
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2012A 5.000000%
650014WF6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-04-01
2014-04-01
N
N
N
14660000.00
15007565.51
0.0079
N
15011253.60
15011253.60
New York State Thruway Auth
Local Highway & Bridge Service Contract Bonds Series 2007 5.000000%
650017VU7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-04-01
2014-04-01
N
N
Y
Obligor
New York State
N/A
N/A
125000.00
127925.85
0.0001
N
127957.50
127957.50
New York State Thruway Auth
Local Highway & Bridge Service Contract Bonds Series 2008 5.000000%
650017WR3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-04-01
2014-04-01
N
N
Y
Obligor
New York State
N/A
N/A
750000.00
767296.76
0.0004
N
767745.00
767745.00
New York State Thruway Auth
Local Highway & Bridge Service Contract Bonds Series 2009 5.000000%
650017WZ5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-04-01
2014-04-01
N
N
Y
Obligor
New York State
N/A
N/A
200000.00
204631.75
0.0001
N
204732.00
204732.00
New York State Thruway Auth
Local Highway & Bridge Service Contract Bonds Series 2012A 4.000000%
650017XT8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-04-01
2014-04-01
N
N
Y
Obligor
New York State
N/A
N/A
1150000.00
1170907.49
0.0006
N
1171815.50
1171815.50
New York State Thruway Auth
State Personal Income Tax RB Series 2005A 5.000000%
650028GD9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-03-15
2014-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
180000.00
183734.82
0.0001
N
183933.00
183933.00
New York State Thruway Auth
State Personal Income Tax RB Series 2006A 5.000000%
650028JC8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-03-15
2014-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
150000.00
153080.00
0.0001
N
153292.50
153292.50
New York State Thruway Auth
State Personal Income Tax RB Series 2008A 3.000000%
650028NM1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-03-15
2014-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
100000.00
101150.54
0.0001
N
101286.00
101286.00
New York State Thruway Auth
State Personal Income Tax RB Series 2008A 4.000000%
650028NN9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-03-15
2014-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
100000.00
101625.59
0.0001
N
101736.00
101736.00
New York State Thruway Auth
State Personal Income Tax RB Series 2010A 5.000000%
650028SD6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-03-15
2014-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
700000.00
714789.26
0.0004
N
715295.00
715295.00
New York State Tobacco Settlement Financing Corp
Asset-Backed RB Series 2011A 3.000000%
88880TMB9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-06-01
2014-06-01
N
N
Y
Obligor
New York State
N/A
N/A
150000.00
152593.88
0.0001
N
152763.00
152763.00
New York State Tobacco Settlement Financing Corp
Asset-Backed RB Series 2011A 5.000000%
88880TMH6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-06-01
2014-06-01
N
N
Y
Obligor
New York State
N/A
N/A
3260000.00
3362126.71
0.0018
N
3363113.80
3363113.80
New York State Tobacco Settlement Financing Corp
Asset-Backed RB Series 2011B 5.000000%
88880TMP8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-06-01
2014-06-01
N
N
Y
Obligor
New York State
N/A
N/A
1250000.00
1289255.39
0.0007
N
1289537.50
1289537.50
New York State Urban Development Corp
State Personal Income Tax RB Series 2007B 0.080000%
06740GAL0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
Barclays Bank Plc
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
6500000.00
6500000.00
0.0034
N
6500000.00
6500000.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2009A1 0.080000%
46632PUA9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
4995000.00
4995000.00
0.0026
N
4995000.00
4995000.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2013A1 0.080000%
46636Y4B3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
4700000.00
4700000.00
0.0025
N
4700000.00
4700000.00
New York State Urban Development Corp
Service Contract Refunding RB Series 2008B 0.080000%
46636YUE8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State
N/A
N/A
7310000.00
7310000.00
0.0038
N
7310000.00
7310000.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2013A1 0.080000%
46640KAN4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
JP Morgan Chase & Co
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
10685000.00
10685000.00
0.0056
N
10685000.00
10685000.00
New York State Urban Development Corp
Correctional Capital Facilities Refunding RB Series 1993A 5.250000%
650033E74
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-01-01
2014-01-01
N
N
Y
Obligor
New York State
N/A
N/A
1070000.00
1083381.09
0.0006
N
1083278.70
1083278.70
New York State Urban Development Corp
Service Contract Refunding RB Series 2005A 5.000000%
6500344J7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-01-01
2014-01-01
N
N
Y
Obligor
New York State
N/A
N/A
2050000.00
2074332.86
0.0011
N
2074190.00
2074190.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2005B 4.000000%
6500347T2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-03-15
2014-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
100000.00
101601.94
0.0001
N
101713.00
101713.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2004A1 5.000000%
650034U33
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-03-15
2014-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
250000.00
255199.45
0.0001
N
255405.00
255405.00
New York State Urban Development Corp
Service Contract Refunding RB Series 2005B 5.000000%
650035AS7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-01-01
2014-01-01
N
N
Y
Obligor
New York State
N/A
N/A
685000.00
693049.54
0.0004
N
693117.25
693117.25
New York State Urban Development Corp
Service Contract Refunding RB Series 2007A 5.000000%
650035EJ3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-01-01
2014-01-01
N
N
Y
Obligor
New York State
N/A
N/A
700000.00
708164.53
0.0004
N
708295.00
708295.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2008A1 5.000000%
650035HE1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-12-15
2013-12-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
200000.00
201891.21
0.0001
N
201938.00
201938.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2004A3A 0.080000%
650035MG0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
3675000.00
3675000.00
0.0019
N
3675000.00
3675000.00
New York State Urban Development Corp
Service Contract Refunding RB Series 2008D 5.000000%
650035NV6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-01-01
2014-01-01
N
N
Y
Obligor
New York State
N/A
N/A
920000.00
930874.43
0.0005
N
930902.00
930902.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2009A1 5.000000%
650035PT9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-12-15
2013-12-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
800000.00
807625.51
0.0004
N
807752.00
807752.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2009B1 0.090000%
650035RU4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
Deutsche Bank AG
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
5000000.00
5000000.00
0.0026
N
5000000.00
5000000.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2009C 3.000000%
650035SC3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-12-15
2013-12-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
275000.00
276489.38
0.0001
N
276562.00
276562.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2009C 5.000000%
650035SD1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-12-15
2013-12-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
1900000.00
1918511.85
0.0010
N
1918411.00
1918411.00
New York State Urban Development Corp
Service Contract Refunding RB Series 2010A1 4.000000%
650035TH1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-01-01
2014-01-01
N
N
Y
Obligor
New York State
N/A
N/A
100000.00
100886.97
0.0001
N
100940.00
100940.00
New York State Urban Development Corp
Service Contract Refunding RB Series 2010B 5.000000%
650035UQ9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-01-01
2014-01-01
N
N
Y
Obligor
New York State
N/A
N/A
700000.00
708126.28
0.0004
N
708295.00
708295.00
North Hempstead
BAN Series 2013B 0.750000%
659666LD1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-10-03
2014-10-03
N
N
N
15807384.00
15886104.77
0.0083
N
15886737.07
15886737.07
North Syracuse CSD
BAN 2013 0.750000%
662735NJ4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-08-15
2014-08-15
N
N
N
4900000.00
4916136.98
0.0026
N
4915729.00
4915729.00
North Tonawanda SD
School Construction BAN 2013 1.000000%
662888KD7
Other Municipal Debt
N
First Tier Security
N/A
N/A
2014-09-18
2014-09-18
N
N
N
8750000.00
8801220.82
0.0046
N
8803812.50
8803812.50
Oceanside UFSD
TAN 2013-2014 Taxes 0.750000%
675498HR3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-06-20
2014-06-20
N
N
N
17450000.00
17516186.23
0.0092
N
17516310.00
17516310.00
Port Auth of New York & New Jersey
Consolidated Bonds 140th Series 0.070000%
27884FBQ2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
US Bank NA
N/A
N/A
Y
US Bank NA
N/A
N/A
N
5215000.00
5215000.00
0.0027
N
5215000.00
5215000.00
Port Auth of New York & New Jersey
Consolidated Bonds 148th Series 0.100000%
73358T4P3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
13000000.00
13000000.00
0.0068
N
13000000.00
13000000.00
Port Auth of New York & New Jersey
Consolidated Bonds 144th Series 0.080000%
73358TWC1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
750000.00
750000.00
0.0004
N
750000.00
750000.00
Port Auth of New York & New Jersey
Consolidated Bonds 148th Series 0.080000%
73358TX89
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
Citibank NA
N/A
N/A
N
N
5540000.00
5540000.00
0.0029
N
5540000.00
5540000.00
Port Washington UFSD
BAN 2013 0.500000%
735581MA5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-08-08
2014-08-08
N
N
N
6975000.00
6993661.28
0.0037
N
6992786.25
6992786.25
Rockland Cnty IDA
RB (Assisted Living At Northern Riverview) Series 1999 0.170000%
773561AD7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
8165000.00
8165000.00
0.0043
N
8165000.00
8165000.00
Sachem CSD
TAN 2013-2014 1.000000%
785721TT8
Other Municipal Debt
N
First Tier Security
N/A
N/A
2014-06-27
2014-06-27
N
N
N
19500000.00
19604543.19
0.0103
N
19609200.00
19609200.00
Sales Tax Asset Receivable Corp
RB Fiscal 2005 Series A 0.080000%
794665BU2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
2415000.00
2415000.00
0.0013
N
2415000.00
2415000.00
Saratoga Cnty
BAN 2013 0.750000%
803480LC4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-06-06
2014-06-06
N
N
N
18500000.00
18560083.95
0.0098
N
18564010.00
18564010.00
Schenectady City SD
GO BAN Series 2013A 0.750000%
806466PE2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-05-23
2014-05-23
N
N
N
13070264.00
13088530.86
0.0069
N
13076799.13
13076799.13
Schenectady IDA
RB (Sunnyview Hospital & Rehabilitation Center) Series 2003A 0.120000%
806419AE7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
6250000.00
6250000.00
0.0033
N
6250000.00
6250000.00
Schenectady IDA
RB (Sunnyview Hospital & Rehabilitation Center) Series 2003B 0.120000%
806419AF4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
3825000.00
3825000.00
0.0020
N
3825000.00
3825000.00
Suffolk County IDA
Civic Facility RB (Guide Dog Foundation for the Blind) Series 2001 0.090000%
864768FD3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
4130000.00
4130000.00
0.0022
N
4130000.00
4130000.00
Sullivan Cnty
GO TAN 2013 0.750000%
865270VY5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-03-07
2014-03-07
N
N
N
9500000.00
9514619.24
0.0050
N
9511400.00
9511400.00
Syracuse IDA
Civic Facility Refunding RB (Crouse Health) Series 2003A 0.080000%
871720BR8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
HSBC BANK USA
N/A
N/A
Y
HSBC Bank USA
N/A
N/A
N
8145000.00
8145000.00
0.0043
N
8145000.00
8145000.00
Tarrytown
BAN Series 2012B 2.000000%
876468MB2
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-10-18
2013-10-18
N
N
N
11000000.00
11008888.90
0.0058
N
11009460.00
11009460.00
Tarrytowns UFSD
GO BAN 2013 0.750000%
876487JP5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-02-13
2014-02-13
N
N
N
20295000.00
20333914.55
0.0107
N
20338025.40
20338025.40
Triborough Bridge & Tunnel Auth
General RB Series 2008C 0.120000%
05248RAE1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
Bank of America NA
N/A
N/A
N
N
3000000.00
3000000.00
0.0016
N
3000000.00
3000000.00
Triborough Bridge & Tunnel Auth
General Refunding RB Series 2012B 0.080000%
25155DRA1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
Deutsche Bank AG
N/A
N/A
N
N
9750000.00
9750000.00
0.0051
N
9750000.00
9750000.00
Triborough Bridge & Tunnel Auth
General RB Series 2008C 5.000000%
89602NPA6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-11-15
2013-11-15
N
N
N
1825000.00
1835462.43
0.0010
N
1835548.50
1835548.50
Triborough Bridge & Tunnel Auth
General RB Series 2009A2 0.070000%
89602NUR3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
Credit Suisse AG
N/A
N/A
N
N
6500000.00
6500000.00
0.0034
N
6500000.00
6500000.00
Triborough Bridge & Tunnel Auth
General Refunding RB Series 2011 4.000000%
89602NWG5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-01-01
2014-01-01
N
N
N
375000.00
378397.64
0.0002
N
378498.75
378498.75
Triborough Bridge & Tunnel Auth
General RB Series 2003B2 0.070000%
89602NWV2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
California State Teachers Retirement System
N/A
N/A
Y
California State Teachers Retirement System
N/A
N/A
N
3225000.00
3225000.00
0.0017
N
3225000.00
3225000.00
Triborough Bridge & Tunnel Auth
General Refunding RB Series 2005B-2A 0.070000%
89602NXA7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-01
2013-10-01
Y
California Public Employees' Retirement System
N/A
N/A
Y
California Public Employees' Retirement System
N/A
N/A
N
3005000.00
3005000.00
0.0016
N
3005000.00
3005000.00
Ulster Cnty
GO BAN Series 2012A 1.000000%
903766ZS5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-11-15
2013-11-15
N
N
N
3255000.00
3257596.42
0.0017
N
3258092.25
3258092.25
Ulster Cnty
GO BAN Series 2012B 0.750000%
903766ZT3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-11-29
2013-11-29
N
N
N
14225000.00
14235761.12
0.0075
N
14238656.00
14238656.00
Vestal
BAN 2013 0.750000%
925428SL9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-05-16
2014-05-16
N
N
N
9320000.00
9343069.17
0.0049
N
9344325.20
9344325.20
West Seneca CSD
BAN 2012 1.000000%
955776HH5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-11-27
2013-11-27
N
N
N
11610000.00
11619017.43
0.0061
N
11618939.70
11618939.70
Westchester Cnty IDA
Civic Facility RB (Catharine Field Home) Series 2001 0.100000%
957368DV2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-10-07
2013-10-07
Y
RBS Citizens NA
N/A
N/A
Y
RBS Citizens NA
N/A
N/A
N
6615000.00
6615000.00
0.0035
N
6615000.00
6615000.00