0001145549-13-007723.txt : 20131030 0001145549-13-007723.hdr.sgml : 20131030 20130909122028 ACCESSION NUMBER: 0001145549-13-007723 CONFORMED SUBMISSION TYPE: N-MFP PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130831 FILED AS OF DATE: 20130909 DATE AS OF CHANGE: 20130909 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS CENTRAL INDEX KEY: 0000857156 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-MFP SEC ACT: 1933 Act SEC FILE NUMBER: 811-05954 FILM NUMBER: 131084907 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 1-800-648-5300 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS DATE OF NAME CHANGE: 19920703 0000857156 S000036659 Schwab Treasury Obligations Money Fund C000112046 Value Advantage Shares SNOXX C000112047 Sweep Shares SNTXX N-MFP 1 primary_doc.xml N-MFP N-MFP LIVE N 2013-08-31 0000857156 S000036659 2 N N N N 033-31894 Charles Schwab Investment Management, Inc. 801-35905 PricewaterhouseCoopers LLP San Francisco CA Charles Schwab Investment Management, Inc. Boston Financial Data Services, Inc. 0000275143 84-00896 N N N Treasury 55 55 1371073950.97 2399062.52 21811.42 1373451202.07 0.0007 1.0001 2013-08-31 1.0001 2013-08-31 C000112046 25000.00 89575530.96 1.00 -14766857.17 6263981.47 21030838.64 0.0001 1.0001 2013-08-31 1.0001 2013-08-31 C000112047 1.00 1283875671.11 1.00 13012412.48 418257476.54 405245064.06 0.0001 1.0001 2013-08-31 1.0001 2013-08-31 Deutsche Bank Securities, Inc Deutsche Bank Securities, Inc 0.050000% 21599B009_0.0500_M130903_2MN5 0001074042 Treasury Repurchase Agreement Y United States Treasury Department 2015-08-31 1.250000 Treasury Debt 25462700.00 26046687.85 First Tier Security N/A N/A 2013-09-03 2013-09-03 N N N 25535945.00 25535945.00 0.0186 N 25535945.00 25535945.00 Deutsche Bank Securities, Inc Deutsche Bank Securities, Inc 0.070000% 99ETSZ007_0.0700_M130903_2MN5 0001074042 Treasury Repurchase Agreement Y United States Treasury Department 2014-01-31 0.250000 Treasury Debt 25000.00 25024.60 United States Treasury Department 2015-06-30 1.875000 Treasury Debt 11720200.00 12078932.07 United States Treasury Department 2015-07-31 0.250000 Treasury Debt 237800.00 237253.96 United States Treasury Department 2016-02-15 4.500000 Treasury Debt 19948200.00 21900215.93 United States Treasury Department 2017-08-31 1.875000 Treasury Debt 27332900.00 28271075.80 United States Treasury Department 2017-11-30 0.625000 Treasury Debt 14708400.00 14298093.91 United States Treasury Department 2020-08-15 8.750000 Treasury Debt 11184400.00 16058075.85 United States Treasury Department 2037-05-15 5.000000 Treasury Debt 7329800.00 9131377.20 First Tier Security N/A N/A 2013-09-03 2013-09-03 Y Deutsche Bank Securities Inc N/A N/A N N 100000000.00 100000000.00 0.0728 N 100000000.00 100000000.00 Fannie Mae Fannie Mae 0.060000% 313589RH8 Government Agency Debt N First Tier Security N/A N/A 2014-01-03 2014-01-03 N N N 10000000.00 9997966.66 0.0073 N 9999320.00 9999320.00 Fannie Mae Fannie Mae 0.085000% 313589RV7 Government Agency Debt N First Tier Security N/A N/A 2014-01-15 2014-01-15 N N N 4465000.00 4463587.32 0.0032 N 4464665.13 4464665.13 Federal Home Loan Bank Federal Home Loan Bank 0.035000% 313385MD5 Government Agency Debt N First Tier Security N/A N/A 2013-09-25 2013-09-25 N N N 17000000.00 16999636.39 0.0124 N 16999898.00 16999898.00 Federal Home Loan Bank Federal Home Loan Bank 0.035000% 313385NJ1 Government Agency Debt N First Tier Security N/A N/A 2013-10-24 2013-10-24 N N N 10000000.00 9999504.17 0.0073 N 9999860.00 9999860.00 Federal Home Loan Bank Federal Home Loan Bank 0.050000% 313385PP5 Government Agency Debt N First Tier Security N/A N/A 2013-11-22 2013-11-22 N N N 5000000.00 4999444.45 0.0036 N 4999885.00 4999885.00 Goldman Sachs & Co Goldman Sachs & Co 0.010000% 992JYE002_0.0100_M130903_2MN5 0000769993 Treasury Repurchase Agreement Y United States Treasury Department 2015-07-15 0.250000 Treasury Debt 105925300.00 105706299.44 United States Treasury Department 2016-03-15 0.375000 Treasury Debt 98664500.00 98293714.52 First Tier Security N/A N/A 2013-09-03 2013-09-03 N N N 200000000.00 200000000.00 0.1456 N 200000000.00 200000000.00 JP Morgan Securities, LLC JP Morgan Securities, LLC 0.020000% 992JYG007_0.0200_M130904_2MN5 0001168163 Treasury Repurchase Agreement Y United States Treasury Department 2014-11-15 4.250000 Treasury Debt 40000000.00 42444293.48 United States Treasury Department 2016-05-15 5.125000 Treasury Debt 7000000.00 7943750.46 United States Treasury Department 2016-11-15 4.625000 Treasury Debt 547062.00 618868.09 First Tier Security N/A N/A 2013-09-04 2013-09-04 N N N 50000000.00 50000000.00 0.0364 N 50000000.00 50000000.00 Merrill Lynch, Pierce, Fenner & Smith, Inc Merrill Lynch, Pierce, Fenner & Smith, Inc 0.060000% 06399V008_0.0600_M130903_2MN5 0000728612 Treasury Repurchase Agreement Y United States Treasury Department 2014-01-02 0.00 Treasury Debt 103286000.00 103271539.96 United States Treasury Department 2039-08-15 4.500000 Treasury Debt 38735100.00 44628538.52 First Tier Security N/A N/A 2013-09-03 2013-09-03 Y Merrill Lynch Pierce Fenner & Smith Inc N/A N/A N N 145000000.00 145000000.00 0.1056 N 145000000.00 145000000.00 Merrill Lynch, Pierce, Fenner & Smith, Inc Merrill Lynch, Pierce, Fenner & Smith, Inc 0.030000% 992JYF009_0.0300_M130905_2MN5 0000728612 Treasury Repurchase Agreement Y United States Treasury Department 2023-01-15 0.125000 Treasury Debt 26416200.00 25500032.35 First Tier Security N/A N/A 2013-09-05 2013-09-05 N N N 25000000.00 25000000.00 0.0182 N 25000000.00 25000000.00 Merrill Lynch, Pierce, Fenner & Smith, Inc Merrill Lynch, Pierce, Fenner & Smith, Inc 0.030000% 992JYF009_0.0300_M130906_2MN5 0000728612 Treasury Repurchase Agreement Y United States Treasury Department 2023-01-15 0.125000 Treasury Debt 26416200.00 25500032.35 First Tier Security N/A N/A 2013-09-06 2013-09-06 N N N 25000000.00 25000000.00 0.0182 N 25000000.00 25000000.00 United States Treasury Department United States Treasury Department 0.025000% 9127957K1 Treasury Debt N First Tier Security N/A N/A 2013-09-19 2013-09-19 N N N 25000000.00 24999722.22 0.0182 N 24999825.00 24999825.00 United States Treasury Department United States Treasury Department 0.040000% 912796BB4 Treasury Debt N First Tier Security N/A N/A 2013-09-12 2013-09-12 N N N 50000000.00 49999500.00 0.0364 N 49999900.00 49999900.00 United States Treasury Department United States Treasury Department 0.030000% 912796BB4 Treasury Debt N First Tier Security N/A N/A 2013-09-12 2013-09-12 N N N 10000000.00 9999925.00 0.0073 N 9999980.00 9999980.00 United States Treasury Department United States Treasury Department 4.250000% 912828BR0 Treasury Debt N First Tier Security N/A N/A 2013-11-15 2013-11-15 N N N 10000000.00 10082857.88 0.0073 N 10083400.00 10083400.00 United States Treasury Department United States Treasury Department 4.000000% 912828CA6 Treasury Debt N First Tier Security N/A N/A 2014-02-15 2014-02-15 N N N 10000000.00 10172054.04 0.0074 N 10176560.00 10176560.00 United States Treasury Department United States Treasury Department 3.125000% 912828JK7 Treasury Debt N First Tier Security N/A N/A 2013-08-31 2013-08-31 N N N 25000000.00 25000000.00 0.0182 N 25000000.00 25000000.00 United States Treasury Department United States Treasury Department 3.125000% 912828JM3 Treasury Debt N First Tier Security N/A N/A 2013-09-30 2013-09-30 N N N 40000000.00 40089127.37 0.0292 N 40092200.00 40092200.00 United States Treasury Department United States Treasury Department 2.750000% 912828JQ4 Treasury Debt N First Tier Security N/A N/A 2013-10-31 2013-10-31 N N N 5000000.00 5020601.60 0.0037 N 5021290.00 5021290.00 United States Treasury Department United States Treasury Department 2.000000% 912828JT8 Treasury Debt N First Tier Security N/A N/A 2013-11-30 2013-11-30 N N N 30000000.00 30136768.32 0.0219 N 30141810.00 30141810.00 United States Treasury Department United States Treasury Department 1.500000% 912828JW1 Treasury Debt N First Tier Security N/A N/A 2013-12-31 2013-12-31 N N N 10000000.00 10043344.00 0.0073 N 10046880.00 10046880.00 United States Treasury Department United States Treasury Department 1.875000% 912828KF6 Treasury Debt N First Tier Security N/A N/A 2014-02-28 2014-02-28 N N N 15000000.00 15130656.87 0.0110 N 15133305.00 15133305.00 United States Treasury Department United States Treasury Department 1.750000% 912828KJ8 Treasury Debt N First Tier Security N/A N/A 2014-03-31 2014-03-31 N N N 35000000.00 35316631.85 0.0257 N 35332920.00 35332920.00 United States Treasury Department United States Treasury Department 1.875000% 912828KN9 Treasury Debt N First Tier Security N/A N/A 2014-04-30 2014-04-30 N N N 10000000.00 10114504.24 0.0074 N 10116600.00 10116600.00 United States Treasury Department United States Treasury Department 2.625000% 912828LC2 Treasury Debt N First Tier Security N/A N/A 2014-07-31 2014-07-31 N N N 17000000.00 17380683.78 0.0127 N 17381837.00 17381837.00 United States Treasury Department United States Treasury Department 0.500000% 912828PB0 Treasury Debt N First Tier Security N/A N/A 2013-10-15 2013-10-15 N N N 25000000.00 25009697.27 0.0182 N 25013675.00 25013675.00 United States Treasury Department United States Treasury Department 0.750000% 912828PL8 Treasury Debt N First Tier Security N/A N/A 2013-12-15 2013-12-15 N N N 20000000.00 20038744.09 0.0146 N 20039060.00 20039060.00 United States Treasury Department United States Treasury Department 0.500000% 912828PU8 Treasury Debt N First Tier Security N/A N/A 2013-11-15 2013-11-15 N N N 25000000.00 25017090.24 0.0182 N 25022450.00 25022450.00 United States Treasury Department United States Treasury Department 1.250000% 912828QC7 Treasury Debt N First Tier Security N/A N/A 2014-04-15 2014-04-15 N N N 30000000.00 30201843.71 0.0220 N 30213870.00 30213870.00 United States Treasury Department United States Treasury Department 1.250000% 912828QH6 Treasury Debt N First Tier Security N/A N/A 2014-02-15 2014-02-15 N N N 40000000.00 40201993.44 0.0293 N 40214080.00 40214080.00 United States Treasury Department United States Treasury Department 1.000000% 912828QM5 Treasury Debt N First Tier Security N/A N/A 2014-05-15 2014-05-15 N N N 10000000.00 10060910.22 0.0073 N 10062300.00 10062300.00 United States Treasury Department United States Treasury Department 0.125000% 912828RD4 Treasury Debt N First Tier Security N/A N/A 2013-08-31 2013-08-31 N N N 125000000.00 125000000.00 0.0910 N 125000000.00 125000000.00 United States Treasury Department United States Treasury Department 0.125000% 912828RK8 Treasury Debt N First Tier Security N/A N/A 2013-09-30 2013-09-30 N N N 5000000.00 5000160.95 0.0036 N 5000390.00 5000390.00 United States Treasury Department United States Treasury Department 0.250000% 912828RN2 Treasury Debt N First Tier Security N/A N/A 2013-10-31 2013-10-31 N N N 65000000.00 65008573.78 0.0473 N 65022880.00 65022880.00 United States Treasury Department United States Treasury Department 0.250000% 912828RS1 Treasury Debt N First Tier Security N/A N/A 2013-11-30 2013-11-30 N N N 45000000.00 45010725.48 0.0328 N 45021960.00 45021960.00 United States Treasury Department United States Treasury Department 0.250000% 912828SB7 Treasury Debt N First Tier Security N/A N/A 2014-01-31 2014-01-31 N N N 35000000.00 35025848.11 0.0255 N 35028035.00 35028035.00 United States Treasury Department United States Treasury Department 0.250000% 912828SG6 Treasury Debt N First Tier Security N/A N/A 2014-02-28 2014-02-28 N N N 25000000.00 25009457.80 0.0182 N 25023925.00 25023925.00 United States Treasury Department United States Treasury Department 0.250000% 912828SR2 Treasury Debt N First Tier Security N/A N/A 2014-04-30 2014-04-30 N N N 10000000.00 10006444.72 0.0073 N 10009960.00 10009960.00