0001145549-13-007709.txt : 20131030
0001145549-13-007709.hdr.sgml : 20131030
20130909122000
ACCESSION NUMBER: 0001145549-13-007709
CONFORMED SUBMISSION TYPE: N-MFP
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130831
FILED AS OF DATE: 20130909
DATE AS OF CHANGE: 20130909
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS
CENTRAL INDEX KEY: 0000857156
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: N-MFP
SEC ACT: 1933 Act
SEC FILE NUMBER: 811-05954
FILM NUMBER: 131084893
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 1-800-648-5300
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS
DATE OF NAME CHANGE: 19920703
0000857156
S000019114
Schwab California AMT Tax-Free Money Fund
C000052863
Value Advantage Shares
SNKXX
N-MFP
1
primary_doc.xml
N-MFP
N-MFP
LIVE
N
2013-08-31
0000857156
S000019114
1
N
N
N
N
033-31894
Charles Schwab Investment Management, Inc.
801-35905
PricewaterhouseCoopers LLP
San Francisco
CA
Charles Schwab Investment Management, Inc.
Boston Financial Data Services, Inc.
0000275143
84-00896
N
N
N
Single State Fund
50
60
152960594.56
284151.28
595220.12
152649525.72
0.0013
1.0004
2013-08-31
1.0004
2013-08-31
C000052863
25000.00
152649525.72
1.00
-2334258.00
2905580.19
5239838.19
0.0001
1.0004
2013-08-31
1.0004
2013-08-31
Alameda Cnty IDA
RB (Dale Hardware) Series 2010 0.080000%
01110RAA3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-09-06
2013-09-06
Y
Comerica Bank
N/A
N/A
Y
Comerica Bank
N/A
N/A
N
2575000.00
2575000.00
0.0169
N
2575000.00
2575000.00
Anaheim Public Financing Auth
Electric System Second Lien RB Series 2004 0.090000%
03255MPM3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-09-06
2013-09-06
Y
Morgan Stanley Bank NA
N/A
N/A
Y
Berkshire Hathaway Assurance Corp
N/A
N/A
N
2700000.00
2700000.00
0.0177
N
2700000.00
2700000.00
Bay Area Toll Auth
Toll Bridge RB Series 2006F 0.070000%
46633VSC4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-09-06
2013-09-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
2085000.00
2085000.00
0.0137
N
2085000.00
2085000.00
Bay Area Toll Auth
Toll Bridge RB Series 2009F1 0.090000%
74703YMA5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-09-06
2013-09-06
Y
Bank of America NA
N/A
N/A
N
N
1305000.00
1305000.00
0.0085
N
1305000.00
1305000.00
Beverly Hills Public Finance Auth
Lease Refunding RB Series 2013A 3.000000%
088006HJ3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-06-01
2014-06-01
N
N
Y
Obligor
Beverly Hills
N/A
N/A
1200000.00
1224707.72
0.0080
N
1224888.00
1224888.00
California
GO Bonds 5.250000%
13062PA36
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-03-01
2014-03-01
N
N
N
175000.00
178963.18
0.0012
N
179350.50
179350.50
California
GO Refunding Bonds 5.000000%
13062PR95
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-03-01
2014-03-01
N
N
N
110000.00
112505.81
0.0007
N
112600.40
112600.40
California
GO Bonds 5.000000%
13062R5P9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-09-01
2013-09-01
N
N
N
250000.00
250000.00
0.0016
N
250000.00
250000.00
California
GO Bonds 5.000000%
13062RJ33
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-03-01
2014-03-01
N
N
N
100000.00
102302.63
0.0007
N
102364.00
102364.00
California
GO Bonds 5.000000%
13062RKV9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-06-01
2014-06-01
N
N
N
120000.00
124139.96
0.0008
N
124278.00
124278.00
California
GO Refunding Bonds 5.000000%
13062TF66
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-08-01
2014-08-01
N
N
N
425000.00
442940.82
0.0029
N
443525.75
443525.75
California
GO Bonds 4.000000%
13062TNX8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-09-01
2013-09-01
N
N
N
550000.00
550000.00
0.0036
N
550000.00
550000.00
California
GO Bonds 5.000000%
13062TRN6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-10-01
2013-10-01
N
N
N
500000.00
501790.25
0.0033
N
501815.00
501815.00
California
GO Bonds 3.700000%
13063A3Y8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-04-01
2014-04-01
N
N
N
260000.00
264917.94
0.0017
N
265262.40
265262.40
California
GO Bonds Series 2004A3 0.060000%
13063A5X8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-09-03
2013-09-03
Y
California State Teachers Retirement System
N/A
N/A
State Street Bank & Trust Company NA
N/A
N/A
Y
California State Teachers Retirement System
N/A
N/A
State Street Bank & Trust Company NA
N/A
N/A
N
185000.00
185000.00
0.0012
N
185000.00
185000.00
California
GO Bonds 4.125000%
13063ABE3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-06-01
2014-06-01
N
N
N
200000.00
205473.37
0.0013
N
205838.00
205838.00
California
Refunding GO Bonds 5.000000%
13063AJW5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-11-01
2013-11-01
N
N
N
955000.00
962109.89
0.0063
N
962324.85
962324.85
California
GO Bonds 5.000000%
13063ATZ7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-12-01
2013-12-01
N
N
N
100000.00
101128.56
0.0007
N
101165.00
101165.00
California
GO Bonds 3.000000%
13063BDY5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-03-01
2014-03-01
N
N
N
200000.00
202644.43
0.0013
N
202774.00
202774.00
California
GO Bonds 4.000000%
13063BJG8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-11-01
2013-11-01
N
N
N
125000.00
125717.18
0.0008
N
125762.50
125762.50
California
GO Refunding Bonds 5.000000%
13063BRL8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-02-01
2014-02-01
N
N
N
170000.00
173259.76
0.0011
N
173340.50
173340.50
California
RAN 2013-2014 Series A2 2.000000%
13063CEB2
Other Municipal Debt
N
First Tier Security
N/A
N/A
2014-06-23
2014-06-23
N
N
N
1850000.00
1876280.92
0.0123
N
1876325.50
1876325.50
California
CP Notes Series 2011A1 0.120000%
13066JAL6
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-09-16
2013-09-16
N
Y
California State Teachers Retirement System
N/A
N/A
Wells Fargo Bank NA
N/A
N/A
N
1500000.00
1500000.00
0.0098
N
1500000.00
1500000.00
California Educational Facilities Auth
RB (Univ of Southern California) Series 2009A 0.090000%
05248RDV0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-09-06
2013-09-06
Y
Deutsche Bank AG
N/A
N/A
N
Y
Obligor
Univ of Southern California
N/A
N/A
2220000.00
2220000.00
0.0145
N
2220000.00
2220000.00
California Health Facilities Financing Auth
RB (Kaiser Permanente) Series 2006C 0.040000%
13033FK74
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-09-06
2013-09-06
Y
Kaiser Permanente
N/A
N/A
N
Y
Obligor
Kaiser Permanente
N/A
N/A
2000000.00
2000000.00
0.0131
N
2000000.00
2000000.00
California Health Facilities Financing Auth
Health Facility RB (Catholic Healthcare West) 2004 Series K 0.060000%
13033FTN0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-09-06
2013-09-06
Y
Mizuho Bank Ltd
N/A
N/A
Y
Mizuho Bank Ltd
N/A
N/A
N
1000000.00
1000000.00
0.0066
N
1000000.00
1000000.00
California Health Facilities Financing Auth
RB (Sutter Health) Series 2011B 0.070000%
13033LMM6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-09-06
2013-09-06
Y
Citibank NA
N/A
N/A
N
Y
Obligor
Sutter Health
N/A
N/A
2100000.00
2100000.00
0.0138
N
2100000.00
2100000.00
California Infrastructure & Economic Development Bank
RB (Asian-American Drug Abuse Program) Series 2008 0.140000%
13033WP80
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-09-06
2013-09-06
Y
Comerica Bank
N/A
N/A
Y
Comerica Bank
N/A
N/A
N
3230000.00
3230000.00
0.0212
N
3230000.00
3230000.00
California Infrastructure & Economic Development Bank
RB (Casa Loma College) Series 2009 0.110000%
13033WX57
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-09-06
2013-09-06
Y
Comerica Bank
N/A
N/A
Y
Comerica Bank
N/A
N/A
N
1915000.00
1915000.00
0.0125
N
1915000.00
1915000.00
California Infrastructure & Economic Development Bank
Refunding RB (J. Paul Getty Trust) Series 2012B2 0.100000%
46640KDD3
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-09-06
2013-11-07
N
N
Y
Obligor
J. Paul Getty Trust
N/A
N/A
Tender Option
JP MORGAN CHASE & CO
N/A
N/A
595000.00
595000.00
0.0039
N
595000.00
595000.00
California Pollution Control Financing Auth
Solid Waste Disposal RB (BLT Enterprises of Fremont) Series 2010 0.080000%
130536PP4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-09-06
2013-09-06
Y
Union Bank NA
N/A
N/A
Y
Union Bank NA
N/A
N/A
N
2215000.00
2215000.00
0.0145
N
2215000.00
2215000.00
California School Cash Reserve Program Auth
Bonds 2013-2014 Series H 2.000000%
130583GG6
Other Municipal Debt
N
First Tier Security
N/A
N/A
2014-06-02
2014-06-02
N
N
Y
Obligor
Belmont-Redwoo Shores SD
N/A
N/A
Obligor
California School Cash Reserve Program Auth
N/A
N/A
Obligor
San Mateo Cnty CCD
N/A
N/A
950000.00
962070.57
0.0063
N
962739.50
962739.50
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2009C1 0.040000%
130795C70
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-09-06
2013-09-06
Y
Kaiser Permanente
N/A
N/A
N
Y
Obligor
Kaiser Permanente
N/A
N/A
3500000.00
3500000.00
0.0229
N
3500000.00
3500000.00
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2008B 0.220000%
13079JCS4
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-12-09
2013-12-09
N
N
Y
Obligor
Kaiser Permanente
N/A
N/A
1000000.00
1000000.00
0.0066
N
1000110.00
1000110.00
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2009B2 0.220000%
13079RAG4
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-10-10
2013-10-10
N
N
Y
Obligor
Kaiser Permanente
N/A
N/A
1000000.00
1000000.00
0.0066
N
1000070.00
1000070.00
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2012A 0.060000%
94987KDM4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-09-06
2013-09-06
Y
Wells Fargo Bank NA
N/A
N/A
Y
Wells Fargo Bank NA
N/A
N/A
N
690000.00
690000.00
0.0045
N
690000.00
690000.00
Carlsbad USD
GO Bonds Series 2009B 0.060000%
94985NKB6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-09-06
2013-09-06
Y
Wells Fargo & Co
N/A
N/A
N
N
160000.00
160000.00
0.0010
N
160000.00
160000.00
Chaffey CCD
GO Bonds Series 2005B 0.130000%
05248PG66
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-09-06
2013-09-06
Y
Bank of America NA
N/A
N/A
N
N
6600000.00
6600000.00
0.0432
N
6600000.00
6600000.00
Contra Costa Water District
Water Revenue Notes Series A 4.000000%
212218PK1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-10-01
2013-10-01
N
N
N
500000.00
501404.21
0.0033
N
501400.00
501400.00
Contra Costa Water District
Extendible CP 0.130000%
21221VAK6
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-10-09
2014-04-05
N
N
N
1555000.00
1555000.00
0.0102
N
1555031.10
1555031.10
East Bay Municipal Utility District
Water System Sub Refunding RB Series 2007B 5.000000%
271014PY2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-06-01
2014-06-01
N
N
N
150000.00
155150.48
0.0010
N
155335.50
155335.50
East Bay Municipal Utility District
Water System Refunding RB Series 2008A2 0.060000%
271014TW2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-09-06
2013-09-06
Y
US Bank NA
N/A
N/A
N
N
500000.00
500000.00
0.0033
N
500000.00
500000.00
East Bay Municipal Utility District
Water System Sub Refunding RB Series 2010A 0.060000%
271014UK6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-09-06
2013-09-06
Y
Citibank NA
N/A
N/A
N
N
240000.00
240000.00
0.0016
N
240000.00
240000.00
East Bay Municipal Utility District
Water System Refunding RB Series 2009A1 0.060000%
271014WF5
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-09-05
2013-12-03
N
N
N
1000000.00
1000000.00
0.0066
N
1000060.00
1000060.00
East Bay Municipal Utility District
Water System Extendible CP 0.100000%
27102BGD1
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-09-24
2014-05-02
N
N
N
1600000.00
1600000.00
0.0105
N
1600000.00
1600000.00
East Bay Municipal Utility District
Water System Extendible CP 0.140000%
27102EFE4
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-10-17
2014-05-18
N
N
N
1000000.00
1000000.00
0.0066
N
1000000.00
1000000.00
Elsinore Valley Municipal Water District
Refunding COP Series 2011A 0.080000%
290319ET5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-09-06
2013-09-06
Y
Union Bank NA
N/A
N/A
Y
Union Bank NA
N/A
N/A
N
1170000.00
1170000.00
0.0077
N
1170000.00
1170000.00
Foothill-DeAnza CCD
GO Bonds Series C 0.070000%
07330CFH7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-09-06
2013-09-06
Y
Branch Banking & Trust Co
N/A
N/A
N
N
1200000.00
1200000.00
0.0079
N
1200000.00
1200000.00
Foothill-DeAnza CCD
GO Bonds Series B 0.070000%
25154L2M5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-09-06
2013-09-06
Y
Deutsche Bank AG
N/A
N/A
N
N
355000.00
355000.00
0.0023
N
355000.00
355000.00
Foothill-DeAnza CCD
GO Bonds Series A 0.070000%
25154L5Z3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-09-06
2013-09-06
Y
Deutsche Bank AG
N/A
N/A
N
N
242000.00
242000.00
0.0016
N
242000.00
242000.00
Grossmont Healthcare District
GO Bonds Series 2011B 0.060000%
399223BW5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-09-06
2013-09-06
Y
Credit Suisse AG
N/A
N/A
N
N
1200000.00
1200000.00
0.0079
N
1200000.00
1200000.00
Hesperia Public Financing Authority
RB Series 2004 0.150000%
42805GAP8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-09-06
2013-09-06
Y
Bank of America NA
N/A
N/A
Y
Bank of America NA
N/A
N/A
N
2055000.00
2055000.00
0.0135
N
2055000.00
2055000.00
Kings Cnty Housing Auth
M/F Housing Refunding RB (Edgewater Isle Apts) Series 2001A 0.070000%
495795AF3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-09-06
2013-09-06
Y
Fannie Mae
N/A
N/A
Y
Fannie Mae
N/A
N/A
N
2210000.00
2210000.00
0.0145
N
2210000.00
2210000.00
Long Beach CCD
GO Bonds Series 2012B 0.070000%
46636Y7M6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-09-06
2013-09-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
2100000.00
2100000.00
0.0138
N
2100000.00
2100000.00
Los Angeles
GO Bonds Series 2002A 5.250000%
5443505H0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-09-01
2013-09-01
N
N
N
630000.00
630000.00
0.0041
N
630000.00
630000.00
Los Angeles
GO Bonds Series 2004A 4.000000%
544351AJ8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-09-01
2013-09-01
N
N
N
900000.00
900000.00
0.0059
N
900000.00
900000.00
Los Angeles
GO Bonds Series 2006A 4.000000%
544351DA4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-09-01
2014-09-01
N
N
N
200000.00
207240.00
0.0014
N
207444.00
207444.00
Los Angeles
Wastewater System Refunding RB Series 2009A 5.000000%
5446524B3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-06-01
2014-06-01
N
N
Y
Obligor
Los Angeles Wastewater System
N/A
N/A
275000.00
284452.28
0.0019
N
284740.50
284740.50
Los Angeles
Wastewater System Refunding RB Series 2005A 5.000000%
544652X70
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-06-01
2014-06-01
N
N
Y
Obligor
Los Angeles Wastewater System
N/A
N/A
285000.00
294475.53
0.0019
N
295094.70
295094.70
Los Angeles CCD
GO Bonds Series 2007A 0.090000%
54438CNM0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-09-06
2013-09-06
Y
Citibank NA
N/A
N/A
N
N
3000000.00
3000000.00
0.0197
N
3000000.00
3000000.00
Los Angeles Cnty
TRAN 2013-2014 2.000000%
544657HQ5
Other Municipal Debt
N
First Tier Security
N/A
N/A
2014-06-30
2014-06-30
N
N
N
3245000.00
3290863.13
0.0216
N
3293642.55
3293642.55
Los Angeles Cnty Metropolitan Transportation Auth
First Tier Sr Sales Tax RB Series 2005A 5.000000%
544712XE7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-07-01
2014-07-01
N
N
Y
Obligor
Los Angeles Cnty Metropolitan Transportation Auth-Prop A
N/A
N/A
160000.00
166053.86
0.0011
N
166292.80
166292.80
Los Angeles Cnty Metropolitan Transportation Auth
First Tier Sr Sales Tax Refunding RB Series 2008A3&A4 0.050000%
74926YSP7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-09-06
2013-09-06
Y
Royal Bank of Canada
N/A
N/A
Y
Royal Bank of Canada
N/A
N/A
N
1975000.00
1975000.00
0.0129
N
1975000.00
1975000.00
Los Angeles Dept of Airports
Airport Sr RB Series 2010A 0.060000%
74703YBS8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-09-06
2013-09-06
Y
Bank of America NA
N/A
N/A
N
N
2160000.00
2160000.00
0.0142
N
2160000.00
2160000.00
Los Angeles Dept of Water & Power
Power System RB Series 2007A1 0.070000%
46633VUF4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-09-06
2013-09-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
4600000.00
4600000.00
0.0301
N
4600000.00
4600000.00
Los Angeles Dept of Water & Power
Power System RB Series 2002A4 0.040000%
544495DW1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-09-06
2013-09-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
200000.00
200000.00
0.0013
N
200000.00
200000.00
Los Angeles Dept of Water & Power
Power System RB Series 2007A1 5.000000%
544495LR3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-07-01
2014-07-01
N
N
N
310000.00
321897.71
0.0021
N
322086.90
322086.90
Los Angeles Dept of Water & Power
Water System RB Series 2006A 0.070000%
544525QR2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-09-06
2013-09-06
Y
Citibank NA
N/A
N/A
N
N
750000.00
750000.00
0.0049
N
750000.00
750000.00
Los Angeles Harbor Dept
CP Notes Series A2,B2&C2 0.150000%
54455DAG3
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-09-09
2013-09-09
N
N
Y
Line of Credit
Wells Fargo Bank NA
N/A
N/A
2000000.00
2000000.00
0.0131
N
2000020.00
2000020.00
Los Angeles Municipal Improvement Corp
Lease Revenue CP Series A2 0.150000%
54485UP32
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-09-12
2013-09-12
N
Y
JPMorgan Chase Bank NA
N/A
N/A
N
3000000.00
3000000.00
0.0197
N
3000060.00
3000060.00
Los Angeles USD
GO Bonds Series 1997A 6.000000%
544644BG1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-07-01
2014-07-01
N
N
N
250000.00
261739.00
0.0017
N
261885.00
261885.00
Mt. Diablo USD
GO Bonds Series 2010A 0.220000%
94985NWD9
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-11-14
2013-11-14
N
Y
Wells Fargo Bank NA
N/A
N/A
Y
Tender Option
Wells Fargo Bank NA
N/A
N/A
930000.00
930000.00
0.0061
N
930000.00
930000.00
Newport-Mesa USD
GO Bonds Series 2007 0.120000%
25154C4F8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-09-06
2013-09-06
Y
Deutsche Bank AG
N/A
N/A
N
N
5240000.00
5240000.00
0.0343
N
5240000.00
5240000.00
Orange Cnty Sanitation District
Refunding Revenue Certificate Anticipation Notes Series 2012C 2.000000%
68428QAD5
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-10-30
2013-10-30
N
N
N
1000000.00
1002780.14
0.0066
N
1002960.00
1002960.00
Pasadena
Refunding COP Series 2008A 0.080000%
702204LN6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-09-06
2013-09-06
Y
Bank of America NA
N/A
N/A
Y
Bank of America NA
N/A
N/A
N
1200000.00
1200000.00
0.0079
N
1200000.00
1200000.00
Pittsburg Public Financing Auth
Water Refunding RB Series 2008 0.110000%
72456PAS1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-09-06
2013-09-06
Y
Bank of the West
N/A
N/A
Y
Bank of the West
N/A
N/A
N
970000.00
970000.00
0.0064
N
970000.00
970000.00
Pittsburg Redevelopment Agency
Sub Tax Allocation Bonds (Los Medanos) Series 2004A 0.050000%
724568KS8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-09-03
2013-09-03
Y
California State Teachers Retirement System
N/A
N/A
State Street Bank & Trust Company NA
N/A
N/A
Y
California State Teachers Retirement System
N/A
N/A
State Street Bank & Trust Company NA
N/A
N/A
N
85000.00
85000.00
0.0006
N
85000.00
85000.00
Puerto Rico Highway & Transportation Auth
Special RB 2013A BAN 0.160000%
74926YD24
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-09-06
2013-12-02
N
Y
Royal Bank of Canada
N/A
N/A
Y
Tender Option
Royal Bank of Canada
N/A
N/A
1000000.00
1000000.00
0.0066
N
1000000.00
1000000.00
Puerto Rico Sales Tax Financing Corp
Sales Tax RB Series 2007A 0.090000%
74529JGK5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-09-06
2013-09-06
Y
Credit Suisse AG
N/A
N/A
N
N
3600000.00
3600000.00
0.0236
N
3600000.00
3600000.00
Puerto Rico Sales Tax Financing Corp
Sr Sales Tax RB Series 2009C 0.090000%
74529JJM8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-09-06
2013-09-06
Y
Citibank NA
N/A
N/A
N
N
1755000.00
1755000.00
0.0115
N
1755000.00
1755000.00
Riverside Cnty
TRAN 2013-2014 Series A 2.000000%
769110CL9
Other Municipal Debt
N
First Tier Security
N/A
N/A
2014-03-31
2014-03-31
N
N
N
1000000.00
1010549.52
0.0066
N
1010630.00
1010630.00
Riverside Cnty Transportation Commission
Sales Tax RB Series 2013A 0.070000%
46640KBC7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-09-06
2013-09-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
1875000.00
1875000.00
0.0123
N
1875000.00
1875000.00
Sacramento Municipal Utility District
Electric Sub RB Series 2012M 0.040000%
786005SF6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-09-06
2013-09-06
Y
US Bank NA
N/A
N/A
Y
US Bank NA
N/A
N/A
N
2000000.00
2000000.00
0.0131
N
2000000.00
2000000.00
San Bernardino Cnty
TRAN 2013-2014 Series A 2.000000%
796813BH5
Other Municipal Debt
N
First Tier Security
N/A
N/A
2014-06-30
2014-06-30
N
N
N
1000000.00
1014925.82
0.0066
N
1014990.00
1014990.00
San Diego CCD
GO Bonds Series 2011 0.080000%
25155DAQ4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-09-06
2013-09-06
Y
Deutsche Bank AG
N/A
N/A
N
N
3500000.00
3500000.00
0.0229
N
3500000.00
3500000.00
San Diego CCD
GO Bonds Series 2009 0.080000%
797272HA2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-09-06
2013-09-06
Y
Citibank NA
N/A
N/A
N
N
3125000.00
3125000.00
0.0205
N
3125000.00
3125000.00
San Diego Cnty
COP (San Diego Jewish Academy) Series 2003 0.060000%
797260LE4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-09-06
2013-09-06
Y
Comerica Bank
N/A
N/A
Y
Comerica Bank
N/A
N/A
N
890000.00
890000.00
0.0058
N
890000.00
890000.00
San Diego Cnty & SDs Pool Program
TRAN Series 2013B1 2.000000%
797381BL3
Other Municipal Debt
N
First Tier Security
N/A
N/A
2014-01-31
2014-01-31
N
N
Y
Obligor
Encinitas Union SD
N/A
N/A
Obligor
La Mesa Spring Valley SD
N/A
N/A
Obligor
National SD
N/A
N/A
Obligor
San Diego Cnty & SDs Pool Program
N/A
N/A
1000000.00
1007429.91
0.0066
N
1007510.00
1007510.00
San Diego Cnty & SDs Pool Program
TRAN Series 2013B2 2.000000%
797381BM1
Other Municipal Debt
N
First Tier Security
N/A
N/A
2014-04-30
2014-04-30
N
N
Y
Obligor
Carlsbad USD
N/A
N/A
Obligor
Grossmont UHSD
N/A
N/A
Obligor
San Diego Cnty & SDs Pool Program
N/A
N/A
Obligor
San Dieguito Union SD
N/A
N/A
1000000.00
1011634.49
0.0066
N
1011760.00
1011760.00
San Diego Cnty Water Auth
Water Revenue COP Series 2008A 0.070000%
797415KF2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-09-06
2013-09-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
1000000.00
1000000.00
0.0066
N
1000000.00
1000000.00
San Diego Public Facilities Financing Auth
Sr Sewer RB Series 2009A 0.290000%
94985NJP7
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-12-12
2013-12-12
N
Y
Wells Fargo & Co
N/A
N/A
Y
Tender Option
Wells Fargo & Co
N/A
N/A
2000000.00
2000000.00
0.0131
N
2000000.00
2000000.00
San Francisco
GO Refunding Bonds Series 2008R1 5.000000%
797646JG2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-06-15
2014-06-15
N
N
N
1105000.00
1145738.89
0.0075
N
1146371.20
1146371.20
San Francisco
Refunding COP (Moscone Center North) Series 2011B 4.000000%
79765DZE3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-09-01
2014-09-01
N
N
N
900000.00
932968.55
0.0061
N
932400.00
932400.00
San Francisco
GO Bonds Series 2009A 0.060000%
94985NHF1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-09-06
2013-09-06
Y
Wells Fargo & Co
N/A
N/A
N
N
530000.00
530000.00
0.0035
N
530000.00
530000.00
San Francisco Redevelopment Agency
M/F Housing Refunding RB (Fillmore Center) Series 1992A1 0.070000%
79771MAS1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-09-06
2013-09-06
Y
Freddie Mac
N/A
N/A
Y
Freddie Mac
N/A
N/A
N
1800000.00
1800000.00
0.0118
N
1800000.00
1800000.00
San Francisco Public Utilities Commission
Water RB 2011 & 2012 Subseries A 0.070000%
18886EAT7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-09-06
2013-09-06
Y
State Street Bank & Trust Company NA
N/A
N/A
N
N
330000.00
330000.00
0.0022
N
330000.00
330000.00
San Jose Redevelopment Agency
Sub Tax Allocation RB (Merged Area Redevelopment) Series 2003B 0.170000%
79818DAA5
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-12-10
2013-12-10
N
Y
JPMorgan Chase Bank NA
N/A
N/A
N
1400000.00
1400000.00
0.0092
N
1400154.00
1400154.00
San Jose-Evergreen CCD
GO Bonds Series A 0.070000%
798189HB5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-09-06
2013-09-06
Y
Citibank NA
N/A
N/A
N
N
3980000.00
3980000.00
0.0261
N
3980000.00
3980000.00
San Mateo Cnty CCD
GO Bonds Series 2005B 0.180000%
76113PDD7
Other Municipal Debt
N
First Tier Security
N/A
N/A
2014-01-16
2014-01-16
N
N
Y
Tender Option
Wells Fargo & Co
N/A
N/A
215000.00
215000.00
0.0014
N
215000.00
215000.00
San Mateo Cnty CCD
GO Bonds Series 2005B&2006A 0.290000%
799038ER1
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-12-12
2013-12-12
N
N
Y
Tender Option
Wells Fargo & Co
N/A
N/A
380000.00
380000.00
0.0025
N
380000.00
380000.00
Santa Clara Valley Transportation Auth
Refunding Tax RB Series 2008C 0.050000%
80168NEG0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-09-06
2013-09-06
Y
Sumitomo Mitsui Banking Corp
N/A
N/A
N
N
2000000.00
2000000.00
0.0131
N
2000000.00
2000000.00
Southern California Metropolitan Water District
Waterworks GO Refunding Bonds Series 2010A 4.000000%
592659V94
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-03-01
2014-03-01
N
N
N
100000.00
101763.08
0.0007
N
101876.00
101876.00
Southern California Metropolitan Water District
Water Refunding RB Series 2003A 5.000000%
592663F45
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-07-01
2014-07-01
N
N
N
300000.00
311468.35
0.0020
N
311850.00
311850.00
Southern California Metropolitan Water District
Water Refunding RB Series 2013E 0.080000%
59266SAA1
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-09-06
2014-03-28
N
N
N
1500000.00
1500000.00
0.0098
N
1500000.00
1500000.00
Southern California Metropolitan Water District
Water Refunding RB Series 2009E 3.750000%
59266TCQ2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-07-01
2014-07-01
N
N
N
100000.00
102753.56
0.0007
N
102923.00
102923.00
Southern California Metropolitan Water District
Water Refunding RB Series 2009A2 0.060000%
59266TCX7
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-09-05
2014-03-24
N
N
N
500000.00
500000.00
0.0033
N
499420.00
499420.00
Southern California Metropolitan Water District
Water Refunding RB Series 2013D 0.050000%
59266TKD2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-09-06
2013-09-06
Y
Southern California Metropolitan Water District
N/A
N/A
N
N
2000000.00
2000000.00
0.0131
N
2000000.00
2000000.00
Southern California Public Power Auth
Refunding RB (Palo Verde) Series 2008B 0.040000%
842475D44
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-09-06
2013-09-06
Y
Barclays Bank Plc
N/A
N/A
Y
Barclays Bank Plc
N/A
N/A
N
400000.00
400000.00
0.0026
N
400000.00
400000.00
Sunnyvale
Refunding COP Series 2009A 0.060000%
867546CD3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-09-06
2013-09-06
Y
Union Bank NA
N/A
N/A
Y
Union Bank NA
N/A
N/A
N
2410000.00
2410000.00
0.0158
N
2410000.00
2410000.00
Turlock Irrigation District
Sub Revenue CP Series A 0.140000%
90021UAX7
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-11-08
2013-11-08
N
Y
Bank of America NA
N/A
N/A
N
2905000.00
2905000.00
0.0190
N
2905000.00
2905000.00
Univ of California
Medical Center Pooled RB Series 2008D 5.000000%
913366CH1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-05-15
2014-05-15
N
N
Y
Obligor
Univ of CA Medical Centers
N/A
N/A
725000.00
748864.34
0.0049
N
749236.75
749236.75
Univ of California
General RB Series 2009-O 5.000000%
91412F4W4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-05-15
2014-05-15
N
N
N
400000.00
412933.65
0.0027
N
413372.00
413372.00
Univ of California
General RB Series 2009Q 4.000000%
91412F7B7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-05-15
2014-05-15
N
N
N
1100000.00
1128744.34
0.0074
N
1129150.00
1129150.00
Univ of California
General RB Series 2005E 5.000000%
91412FRV1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-05-15
2014-05-15
N
N
N
100000.00
103204.71
0.0007
N
103343.00
103343.00
Univ of California
General RB Series 2007J 0.220000%
91412FW78
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-12-26
2013-12-26
N
N
Y
Tender Option
Wells Fargo & Co
N/A
N/A
1000000.00
1000000.00
0.0066
N
1000000.00
1000000.00
Univ of California
General RB Series 2007J 5.000000%
91412GMZ5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-05-15
2014-05-15
N
N
N
425000.00
438606.02
0.0029
N
439207.75
439207.75
William S. Hart UHSD
GO Bonds Series A 0.060000%
94985NKJ9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-09-06
2013-09-06
Y
Wells Fargo & Co
N/A
N/A
Y
Wells Fargo & Co
N/A
N/A
N
3905000.00
3905000.00
0.0256
N
3905000.00
3905000.00