0001145549-13-007709.txt : 20131030 0001145549-13-007709.hdr.sgml : 20131030 20130909122000 ACCESSION NUMBER: 0001145549-13-007709 CONFORMED SUBMISSION TYPE: N-MFP PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130831 FILED AS OF DATE: 20130909 DATE AS OF CHANGE: 20130909 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS CENTRAL INDEX KEY: 0000857156 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-MFP SEC ACT: 1933 Act SEC FILE NUMBER: 811-05954 FILM NUMBER: 131084893 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 1-800-648-5300 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS DATE OF NAME CHANGE: 19920703 0000857156 S000019114 Schwab California AMT Tax-Free Money Fund C000052863 Value Advantage Shares SNKXX N-MFP 1 primary_doc.xml N-MFP N-MFP LIVE N 2013-08-31 0000857156 S000019114 1 N N N N 033-31894 Charles Schwab Investment Management, Inc. 801-35905 PricewaterhouseCoopers LLP San Francisco CA Charles Schwab Investment Management, Inc. Boston Financial Data Services, Inc. 0000275143 84-00896 N N N Single State Fund 50 60 152960594.56 284151.28 595220.12 152649525.72 0.0013 1.0004 2013-08-31 1.0004 2013-08-31 C000052863 25000.00 152649525.72 1.00 -2334258.00 2905580.19 5239838.19 0.0001 1.0004 2013-08-31 1.0004 2013-08-31 Alameda Cnty IDA RB (Dale Hardware) Series 2010 0.080000% 01110RAA3 Variable Rate Demand Note N First Tier Security N/A N/A 2013-09-06 2013-09-06 Y Comerica Bank N/A N/A Y Comerica Bank N/A N/A N 2575000.00 2575000.00 0.0169 N 2575000.00 2575000.00 Anaheim Public Financing Auth Electric System Second Lien RB Series 2004 0.090000% 03255MPM3 Variable Rate Demand Note N First Tier Security N/A N/A 2013-09-06 2013-09-06 Y Morgan Stanley Bank NA N/A N/A Y Berkshire Hathaway Assurance Corp N/A N/A N 2700000.00 2700000.00 0.0177 N 2700000.00 2700000.00 Bay Area Toll Auth Toll Bridge RB Series 2006F 0.070000% 46633VSC4 Variable Rate Demand Note N First Tier Security N/A N/A 2013-09-06 2013-09-06 Y JPMorgan Chase Bank NA N/A N/A N N 2085000.00 2085000.00 0.0137 N 2085000.00 2085000.00 Bay Area Toll Auth Toll Bridge RB Series 2009F1 0.090000% 74703YMA5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-09-06 2013-09-06 Y Bank of America NA N/A N/A N N 1305000.00 1305000.00 0.0085 N 1305000.00 1305000.00 Beverly Hills Public Finance Auth Lease Refunding RB Series 2013A 3.000000% 088006HJ3 Other Municipal Debt N Unrated Security N/A N/A 2014-06-01 2014-06-01 N N Y Obligor Beverly Hills N/A N/A 1200000.00 1224707.72 0.0080 N 1224888.00 1224888.00 California GO Bonds 5.250000% 13062PA36 Other Municipal Debt N Unrated Security N/A N/A 2014-03-01 2014-03-01 N N N 175000.00 178963.18 0.0012 N 179350.50 179350.50 California GO Refunding Bonds 5.000000% 13062PR95 Other Municipal Debt N Unrated Security N/A N/A 2014-03-01 2014-03-01 N N N 110000.00 112505.81 0.0007 N 112600.40 112600.40 California GO Bonds 5.000000% 13062R5P9 Other Municipal Debt N Unrated Security N/A N/A 2013-09-01 2013-09-01 N N N 250000.00 250000.00 0.0016 N 250000.00 250000.00 California GO Bonds 5.000000% 13062RJ33 Other Municipal Debt N Unrated Security N/A N/A 2014-03-01 2014-03-01 N N N 100000.00 102302.63 0.0007 N 102364.00 102364.00 California GO Bonds 5.000000% 13062RKV9 Other Municipal Debt N Unrated Security N/A N/A 2014-06-01 2014-06-01 N N N 120000.00 124139.96 0.0008 N 124278.00 124278.00 California GO Refunding Bonds 5.000000% 13062TF66 Other Municipal Debt N Unrated Security N/A N/A 2014-08-01 2014-08-01 N N N 425000.00 442940.82 0.0029 N 443525.75 443525.75 California GO Bonds 4.000000% 13062TNX8 Other Municipal Debt N Unrated Security N/A N/A 2013-09-01 2013-09-01 N N N 550000.00 550000.00 0.0036 N 550000.00 550000.00 California GO Bonds 5.000000% 13062TRN6 Other Municipal Debt N Unrated Security N/A N/A 2013-10-01 2013-10-01 N N N 500000.00 501790.25 0.0033 N 501815.00 501815.00 California GO Bonds 3.700000% 13063A3Y8 Other Municipal Debt N Unrated Security N/A N/A 2014-04-01 2014-04-01 N N N 260000.00 264917.94 0.0017 N 265262.40 265262.40 California GO Bonds Series 2004A3 0.060000% 13063A5X8 Variable Rate Demand Note N First Tier Security N/A N/A 2013-09-03 2013-09-03 Y California State Teachers Retirement System N/A N/A State Street Bank & Trust Company NA N/A N/A Y California State Teachers Retirement System N/A N/A State Street Bank & Trust Company NA N/A N/A N 185000.00 185000.00 0.0012 N 185000.00 185000.00 California GO Bonds 4.125000% 13063ABE3 Other Municipal Debt N Unrated Security N/A N/A 2014-06-01 2014-06-01 N N N 200000.00 205473.37 0.0013 N 205838.00 205838.00 California Refunding GO Bonds 5.000000% 13063AJW5 Other Municipal Debt N Unrated Security N/A N/A 2013-11-01 2013-11-01 N N N 955000.00 962109.89 0.0063 N 962324.85 962324.85 California GO Bonds 5.000000% 13063ATZ7 Other Municipal Debt N Unrated Security N/A N/A 2013-12-01 2013-12-01 N N N 100000.00 101128.56 0.0007 N 101165.00 101165.00 California GO Bonds 3.000000% 13063BDY5 Other Municipal Debt N Unrated Security N/A N/A 2014-03-01 2014-03-01 N N N 200000.00 202644.43 0.0013 N 202774.00 202774.00 California GO Bonds 4.000000% 13063BJG8 Other Municipal Debt N Unrated Security N/A N/A 2013-11-01 2013-11-01 N N N 125000.00 125717.18 0.0008 N 125762.50 125762.50 California GO Refunding Bonds 5.000000% 13063BRL8 Other Municipal Debt N Unrated Security N/A N/A 2014-02-01 2014-02-01 N N N 170000.00 173259.76 0.0011 N 173340.50 173340.50 California RAN 2013-2014 Series A2 2.000000% 13063CEB2 Other Municipal Debt N First Tier Security N/A N/A 2014-06-23 2014-06-23 N N N 1850000.00 1876280.92 0.0123 N 1876325.50 1876325.50 California CP Notes Series 2011A1 0.120000% 13066JAL6 Other Commercial Paper N First Tier Security N/A N/A 2013-09-16 2013-09-16 N Y California State Teachers Retirement System N/A N/A Wells Fargo Bank NA N/A N/A N 1500000.00 1500000.00 0.0098 N 1500000.00 1500000.00 California Educational Facilities Auth RB (Univ of Southern California) Series 2009A 0.090000% 05248RDV0 Variable Rate Demand Note N First Tier Security N/A N/A 2013-09-06 2013-09-06 Y Deutsche Bank AG N/A N/A N Y Obligor Univ of Southern California N/A N/A 2220000.00 2220000.00 0.0145 N 2220000.00 2220000.00 California Health Facilities Financing Auth RB (Kaiser Permanente) Series 2006C 0.040000% 13033FK74 Variable Rate Demand Note N First Tier Security N/A N/A 2013-09-06 2013-09-06 Y Kaiser Permanente N/A N/A N Y Obligor Kaiser Permanente N/A N/A 2000000.00 2000000.00 0.0131 N 2000000.00 2000000.00 California Health Facilities Financing Auth Health Facility RB (Catholic Healthcare West) 2004 Series K 0.060000% 13033FTN0 Variable Rate Demand Note N First Tier Security N/A N/A 2013-09-06 2013-09-06 Y Mizuho Bank Ltd N/A N/A Y Mizuho Bank Ltd N/A N/A N 1000000.00 1000000.00 0.0066 N 1000000.00 1000000.00 California Health Facilities Financing Auth RB (Sutter Health) Series 2011B 0.070000% 13033LMM6 Variable Rate Demand Note N First Tier Security N/A N/A 2013-09-06 2013-09-06 Y Citibank NA N/A N/A N Y Obligor Sutter Health N/A N/A 2100000.00 2100000.00 0.0138 N 2100000.00 2100000.00 California Infrastructure & Economic Development Bank RB (Asian-American Drug Abuse Program) Series 2008 0.140000% 13033WP80 Variable Rate Demand Note N First Tier Security N/A N/A 2013-09-06 2013-09-06 Y Comerica Bank N/A N/A Y Comerica Bank N/A N/A N 3230000.00 3230000.00 0.0212 N 3230000.00 3230000.00 California Infrastructure & Economic Development Bank RB (Casa Loma College) Series 2009 0.110000% 13033WX57 Variable Rate Demand Note N First Tier Security N/A N/A 2013-09-06 2013-09-06 Y Comerica Bank N/A N/A Y Comerica Bank N/A N/A N 1915000.00 1915000.00 0.0125 N 1915000.00 1915000.00 California Infrastructure & Economic Development Bank Refunding RB (J. Paul Getty Trust) Series 2012B2 0.100000% 46640KDD3 Other Municipal Debt N First Tier Security N/A N/A 2013-09-06 2013-11-07 N N Y Obligor J. Paul Getty Trust N/A N/A Tender Option JP MORGAN CHASE & CO N/A N/A 595000.00 595000.00 0.0039 N 595000.00 595000.00 California Pollution Control Financing Auth Solid Waste Disposal RB (BLT Enterprises of Fremont) Series 2010 0.080000% 130536PP4 Variable Rate Demand Note N First Tier Security N/A N/A 2013-09-06 2013-09-06 Y Union Bank NA N/A N/A Y Union Bank NA N/A N/A N 2215000.00 2215000.00 0.0145 N 2215000.00 2215000.00 California School Cash Reserve Program Auth Bonds 2013-2014 Series H 2.000000% 130583GG6 Other Municipal Debt N First Tier Security N/A N/A 2014-06-02 2014-06-02 N N Y Obligor Belmont-Redwoo Shores SD N/A N/A Obligor California School Cash Reserve Program Auth N/A N/A Obligor San Mateo Cnty CCD N/A N/A 950000.00 962070.57 0.0063 N 962739.50 962739.50 California Statewide Communities Development Auth RB (Kaiser Permanente) Series 2009C1 0.040000% 130795C70 Variable Rate Demand Note N First Tier Security N/A N/A 2013-09-06 2013-09-06 Y Kaiser Permanente N/A N/A N Y Obligor Kaiser Permanente N/A N/A 3500000.00 3500000.00 0.0229 N 3500000.00 3500000.00 California Statewide Communities Development Auth RB (Kaiser Permanente) Series 2008B 0.220000% 13079JCS4 Other Commercial Paper N First Tier Security N/A N/A 2013-12-09 2013-12-09 N N Y Obligor Kaiser Permanente N/A N/A 1000000.00 1000000.00 0.0066 N 1000110.00 1000110.00 California Statewide Communities Development Auth RB (Kaiser Permanente) Series 2009B2 0.220000% 13079RAG4 Other Commercial Paper N First Tier Security N/A N/A 2013-10-10 2013-10-10 N N Y Obligor Kaiser Permanente N/A N/A 1000000.00 1000000.00 0.0066 N 1000070.00 1000070.00 California Statewide Communities Development Auth RB (Kaiser Permanente) Series 2012A 0.060000% 94987KDM4 Variable Rate Demand Note N First Tier Security N/A N/A 2013-09-06 2013-09-06 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 690000.00 690000.00 0.0045 N 690000.00 690000.00 Carlsbad USD GO Bonds Series 2009B 0.060000% 94985NKB6 Variable Rate Demand Note N First Tier Security N/A N/A 2013-09-06 2013-09-06 Y Wells Fargo & Co N/A N/A N N 160000.00 160000.00 0.0010 N 160000.00 160000.00 Chaffey CCD GO Bonds Series 2005B 0.130000% 05248PG66 Variable Rate Demand Note N First Tier Security N/A N/A 2013-09-06 2013-09-06 Y Bank of America NA N/A N/A N N 6600000.00 6600000.00 0.0432 N 6600000.00 6600000.00 Contra Costa Water District Water Revenue Notes Series A 4.000000% 212218PK1 Other Municipal Debt N Unrated Security N/A N/A 2013-10-01 2013-10-01 N N N 500000.00 501404.21 0.0033 N 501400.00 501400.00 Contra Costa Water District Extendible CP 0.130000% 21221VAK6 Other Commercial Paper N First Tier Security N/A N/A 2013-10-09 2014-04-05 N N N 1555000.00 1555000.00 0.0102 N 1555031.10 1555031.10 East Bay Municipal Utility District Water System Sub Refunding RB Series 2007B 5.000000% 271014PY2 Other Municipal Debt N Unrated Security N/A N/A 2014-06-01 2014-06-01 N N N 150000.00 155150.48 0.0010 N 155335.50 155335.50 East Bay Municipal Utility District Water System Refunding RB Series 2008A2 0.060000% 271014TW2 Variable Rate Demand Note N First Tier Security N/A N/A 2013-09-06 2013-09-06 Y US Bank NA N/A N/A N N 500000.00 500000.00 0.0033 N 500000.00 500000.00 East Bay Municipal Utility District Water System Sub Refunding RB Series 2010A 0.060000% 271014UK6 Variable Rate Demand Note N First Tier Security N/A N/A 2013-09-06 2013-09-06 Y Citibank NA N/A N/A N N 240000.00 240000.00 0.0016 N 240000.00 240000.00 East Bay Municipal Utility District Water System Refunding RB Series 2009A1 0.060000% 271014WF5 Other Municipal Debt N First Tier Security N/A N/A 2013-09-05 2013-12-03 N N N 1000000.00 1000000.00 0.0066 N 1000060.00 1000060.00 East Bay Municipal Utility District Water System Extendible CP 0.100000% 27102BGD1 Other Commercial Paper N First Tier Security N/A N/A 2013-09-24 2014-05-02 N N N 1600000.00 1600000.00 0.0105 N 1600000.00 1600000.00 East Bay Municipal Utility District Water System Extendible CP 0.140000% 27102EFE4 Other Commercial Paper N First Tier Security N/A N/A 2013-10-17 2014-05-18 N N N 1000000.00 1000000.00 0.0066 N 1000000.00 1000000.00 Elsinore Valley Municipal Water District Refunding COP Series 2011A 0.080000% 290319ET5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-09-06 2013-09-06 Y Union Bank NA N/A N/A Y Union Bank NA N/A N/A N 1170000.00 1170000.00 0.0077 N 1170000.00 1170000.00 Foothill-DeAnza CCD GO Bonds Series C 0.070000% 07330CFH7 Variable Rate Demand Note N First Tier Security N/A N/A 2013-09-06 2013-09-06 Y Branch Banking & Trust Co N/A N/A N N 1200000.00 1200000.00 0.0079 N 1200000.00 1200000.00 Foothill-DeAnza CCD GO Bonds Series B 0.070000% 25154L2M5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-09-06 2013-09-06 Y Deutsche Bank AG N/A N/A N N 355000.00 355000.00 0.0023 N 355000.00 355000.00 Foothill-DeAnza CCD GO Bonds Series A 0.070000% 25154L5Z3 Variable Rate Demand Note N First Tier Security N/A N/A 2013-09-06 2013-09-06 Y Deutsche Bank AG N/A N/A N N 242000.00 242000.00 0.0016 N 242000.00 242000.00 Grossmont Healthcare District GO Bonds Series 2011B 0.060000% 399223BW5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-09-06 2013-09-06 Y Credit Suisse AG N/A N/A N N 1200000.00 1200000.00 0.0079 N 1200000.00 1200000.00 Hesperia Public Financing Authority RB Series 2004 0.150000% 42805GAP8 Variable Rate Demand Note N First Tier Security N/A N/A 2013-09-06 2013-09-06 Y Bank of America NA N/A N/A Y Bank of America NA N/A N/A N 2055000.00 2055000.00 0.0135 N 2055000.00 2055000.00 Kings Cnty Housing Auth M/F Housing Refunding RB (Edgewater Isle Apts) Series 2001A 0.070000% 495795AF3 Variable Rate Demand Note N First Tier Security N/A N/A 2013-09-06 2013-09-06 Y Fannie Mae N/A N/A Y Fannie Mae N/A N/A N 2210000.00 2210000.00 0.0145 N 2210000.00 2210000.00 Long Beach CCD GO Bonds Series 2012B 0.070000% 46636Y7M6 Variable Rate Demand Note N First Tier Security N/A N/A 2013-09-06 2013-09-06 Y JPMorgan Chase Bank NA N/A N/A N N 2100000.00 2100000.00 0.0138 N 2100000.00 2100000.00 Los Angeles GO Bonds Series 2002A 5.250000% 5443505H0 Other Municipal Debt N Unrated Security N/A N/A 2013-09-01 2013-09-01 N N N 630000.00 630000.00 0.0041 N 630000.00 630000.00 Los Angeles GO Bonds Series 2004A 4.000000% 544351AJ8 Other Municipal Debt N Unrated Security N/A N/A 2013-09-01 2013-09-01 N N N 900000.00 900000.00 0.0059 N 900000.00 900000.00 Los Angeles GO Bonds Series 2006A 4.000000% 544351DA4 Other Municipal Debt N Unrated Security N/A N/A 2014-09-01 2014-09-01 N N N 200000.00 207240.00 0.0014 N 207444.00 207444.00 Los Angeles Wastewater System Refunding RB Series 2009A 5.000000% 5446524B3 Other Municipal Debt N Unrated Security N/A N/A 2014-06-01 2014-06-01 N N Y Obligor Los Angeles Wastewater System N/A N/A 275000.00 284452.28 0.0019 N 284740.50 284740.50 Los Angeles Wastewater System Refunding RB Series 2005A 5.000000% 544652X70 Other Municipal Debt N Unrated Security N/A N/A 2014-06-01 2014-06-01 N N Y Obligor Los Angeles Wastewater System N/A N/A 285000.00 294475.53 0.0019 N 295094.70 295094.70 Los Angeles CCD GO Bonds Series 2007A 0.090000% 54438CNM0 Variable Rate Demand Note N First Tier Security N/A N/A 2013-09-06 2013-09-06 Y Citibank NA N/A N/A N N 3000000.00 3000000.00 0.0197 N 3000000.00 3000000.00 Los Angeles Cnty TRAN 2013-2014 2.000000% 544657HQ5 Other Municipal Debt N First Tier Security N/A N/A 2014-06-30 2014-06-30 N N N 3245000.00 3290863.13 0.0216 N 3293642.55 3293642.55 Los Angeles Cnty Metropolitan Transportation Auth First Tier Sr Sales Tax RB Series 2005A 5.000000% 544712XE7 Other Municipal Debt N Unrated Security N/A N/A 2014-07-01 2014-07-01 N N Y Obligor Los Angeles Cnty Metropolitan Transportation Auth-Prop A N/A N/A 160000.00 166053.86 0.0011 N 166292.80 166292.80 Los Angeles Cnty Metropolitan Transportation Auth First Tier Sr Sales Tax Refunding RB Series 2008A3&A4 0.050000% 74926YSP7 Variable Rate Demand Note N First Tier Security N/A N/A 2013-09-06 2013-09-06 Y Royal Bank of Canada N/A N/A Y Royal Bank of Canada N/A N/A N 1975000.00 1975000.00 0.0129 N 1975000.00 1975000.00 Los Angeles Dept of Airports Airport Sr RB Series 2010A 0.060000% 74703YBS8 Variable Rate Demand Note N First Tier Security N/A N/A 2013-09-06 2013-09-06 Y Bank of America NA N/A N/A N N 2160000.00 2160000.00 0.0142 N 2160000.00 2160000.00 Los Angeles Dept of Water & Power Power System RB Series 2007A1 0.070000% 46633VUF4 Variable Rate Demand Note N First Tier Security N/A N/A 2013-09-06 2013-09-06 Y JPMorgan Chase Bank NA N/A N/A N N 4600000.00 4600000.00 0.0301 N 4600000.00 4600000.00 Los Angeles Dept of Water & Power Power System RB Series 2002A4 0.040000% 544495DW1 Variable Rate Demand Note N First Tier Security N/A N/A 2013-09-06 2013-09-06 Y JPMorgan Chase Bank NA N/A N/A N N 200000.00 200000.00 0.0013 N 200000.00 200000.00 Los Angeles Dept of Water & Power Power System RB Series 2007A1 5.000000% 544495LR3 Other Municipal Debt N Unrated Security N/A N/A 2014-07-01 2014-07-01 N N N 310000.00 321897.71 0.0021 N 322086.90 322086.90 Los Angeles Dept of Water & Power Water System RB Series 2006A 0.070000% 544525QR2 Variable Rate Demand Note N First Tier Security N/A N/A 2013-09-06 2013-09-06 Y Citibank NA N/A N/A N N 750000.00 750000.00 0.0049 N 750000.00 750000.00 Los Angeles Harbor Dept CP Notes Series A2,B2&C2 0.150000% 54455DAG3 Other Commercial Paper N First Tier Security N/A N/A 2013-09-09 2013-09-09 N N Y Line of Credit Wells Fargo Bank NA N/A N/A 2000000.00 2000000.00 0.0131 N 2000020.00 2000020.00 Los Angeles Municipal Improvement Corp Lease Revenue CP Series A2 0.150000% 54485UP32 Other Commercial Paper N First Tier Security N/A N/A 2013-09-12 2013-09-12 N Y JPMorgan Chase Bank NA N/A N/A N 3000000.00 3000000.00 0.0197 N 3000060.00 3000060.00 Los Angeles USD GO Bonds Series 1997A 6.000000% 544644BG1 Other Municipal Debt N Unrated Security N/A N/A 2014-07-01 2014-07-01 N N N 250000.00 261739.00 0.0017 N 261885.00 261885.00 Mt. Diablo USD GO Bonds Series 2010A 0.220000% 94985NWD9 Other Municipal Debt N First Tier Security N/A N/A 2013-11-14 2013-11-14 N Y Wells Fargo Bank NA N/A N/A Y Tender Option Wells Fargo Bank NA N/A N/A 930000.00 930000.00 0.0061 N 930000.00 930000.00 Newport-Mesa USD GO Bonds Series 2007 0.120000% 25154C4F8 Variable Rate Demand Note N First Tier Security N/A N/A 2013-09-06 2013-09-06 Y Deutsche Bank AG N/A N/A N N 5240000.00 5240000.00 0.0343 N 5240000.00 5240000.00 Orange Cnty Sanitation District Refunding Revenue Certificate Anticipation Notes Series 2012C 2.000000% 68428QAD5 Other Municipal Debt N First Tier Security N/A N/A 2013-10-30 2013-10-30 N N N 1000000.00 1002780.14 0.0066 N 1002960.00 1002960.00 Pasadena Refunding COP Series 2008A 0.080000% 702204LN6 Variable Rate Demand Note N First Tier Security N/A N/A 2013-09-06 2013-09-06 Y Bank of America NA N/A N/A Y Bank of America NA N/A N/A N 1200000.00 1200000.00 0.0079 N 1200000.00 1200000.00 Pittsburg Public Financing Auth Water Refunding RB Series 2008 0.110000% 72456PAS1 Variable Rate Demand Note N First Tier Security N/A N/A 2013-09-06 2013-09-06 Y Bank of the West N/A N/A Y Bank of the West N/A N/A N 970000.00 970000.00 0.0064 N 970000.00 970000.00 Pittsburg Redevelopment Agency Sub Tax Allocation Bonds (Los Medanos) Series 2004A 0.050000% 724568KS8 Variable Rate Demand Note N First Tier Security N/A N/A 2013-09-03 2013-09-03 Y California State Teachers Retirement System N/A N/A State Street Bank & Trust Company NA N/A N/A Y California State Teachers Retirement System N/A N/A State Street Bank & Trust Company NA N/A N/A N 85000.00 85000.00 0.0006 N 85000.00 85000.00 Puerto Rico Highway & Transportation Auth Special RB 2013A BAN 0.160000% 74926YD24 Other Municipal Debt N First Tier Security N/A N/A 2013-09-06 2013-12-02 N Y Royal Bank of Canada N/A N/A Y Tender Option Royal Bank of Canada N/A N/A 1000000.00 1000000.00 0.0066 N 1000000.00 1000000.00 Puerto Rico Sales Tax Financing Corp Sales Tax RB Series 2007A 0.090000% 74529JGK5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-09-06 2013-09-06 Y Credit Suisse AG N/A N/A N N 3600000.00 3600000.00 0.0236 N 3600000.00 3600000.00 Puerto Rico Sales Tax Financing Corp Sr Sales Tax RB Series 2009C 0.090000% 74529JJM8 Variable Rate Demand Note N First Tier Security N/A N/A 2013-09-06 2013-09-06 Y Citibank NA N/A N/A N N 1755000.00 1755000.00 0.0115 N 1755000.00 1755000.00 Riverside Cnty TRAN 2013-2014 Series A 2.000000% 769110CL9 Other Municipal Debt N First Tier Security N/A N/A 2014-03-31 2014-03-31 N N N 1000000.00 1010549.52 0.0066 N 1010630.00 1010630.00 Riverside Cnty Transportation Commission Sales Tax RB Series 2013A 0.070000% 46640KBC7 Variable Rate Demand Note N First Tier Security N/A N/A 2013-09-06 2013-09-06 Y JPMorgan Chase Bank NA N/A N/A N N 1875000.00 1875000.00 0.0123 N 1875000.00 1875000.00 Sacramento Municipal Utility District Electric Sub RB Series 2012M 0.040000% 786005SF6 Variable Rate Demand Note N First Tier Security N/A N/A 2013-09-06 2013-09-06 Y US Bank NA N/A N/A Y US Bank NA N/A N/A N 2000000.00 2000000.00 0.0131 N 2000000.00 2000000.00 San Bernardino Cnty TRAN 2013-2014 Series A 2.000000% 796813BH5 Other Municipal Debt N First Tier Security N/A N/A 2014-06-30 2014-06-30 N N N 1000000.00 1014925.82 0.0066 N 1014990.00 1014990.00 San Diego CCD GO Bonds Series 2011 0.080000% 25155DAQ4 Variable Rate Demand Note N First Tier Security N/A N/A 2013-09-06 2013-09-06 Y Deutsche Bank AG N/A N/A N N 3500000.00 3500000.00 0.0229 N 3500000.00 3500000.00 San Diego CCD GO Bonds Series 2009 0.080000% 797272HA2 Variable Rate Demand Note N First Tier Security N/A N/A 2013-09-06 2013-09-06 Y Citibank NA N/A N/A N N 3125000.00 3125000.00 0.0205 N 3125000.00 3125000.00 San Diego Cnty COP (San Diego Jewish Academy) Series 2003 0.060000% 797260LE4 Variable Rate Demand Note N First Tier Security N/A N/A 2013-09-06 2013-09-06 Y Comerica Bank N/A N/A Y Comerica Bank N/A N/A N 890000.00 890000.00 0.0058 N 890000.00 890000.00 San Diego Cnty & SDs Pool Program TRAN Series 2013B1 2.000000% 797381BL3 Other Municipal Debt N First Tier Security N/A N/A 2014-01-31 2014-01-31 N N Y Obligor Encinitas Union SD N/A N/A Obligor La Mesa Spring Valley SD N/A N/A Obligor National SD N/A N/A Obligor San Diego Cnty & SDs Pool Program N/A N/A 1000000.00 1007429.91 0.0066 N 1007510.00 1007510.00 San Diego Cnty & SDs Pool Program TRAN Series 2013B2 2.000000% 797381BM1 Other Municipal Debt N First Tier Security N/A N/A 2014-04-30 2014-04-30 N N Y Obligor Carlsbad USD N/A N/A Obligor Grossmont UHSD N/A N/A Obligor San Diego Cnty & SDs Pool Program N/A N/A Obligor San Dieguito Union SD N/A N/A 1000000.00 1011634.49 0.0066 N 1011760.00 1011760.00 San Diego Cnty Water Auth Water Revenue COP Series 2008A 0.070000% 797415KF2 Variable Rate Demand Note N First Tier Security N/A N/A 2013-09-06 2013-09-06 Y JPMorgan Chase Bank NA N/A N/A N N 1000000.00 1000000.00 0.0066 N 1000000.00 1000000.00 San Diego Public Facilities Financing Auth Sr Sewer RB Series 2009A 0.290000% 94985NJP7 Other Municipal Debt N First Tier Security N/A N/A 2013-12-12 2013-12-12 N Y Wells Fargo & Co N/A N/A Y Tender Option Wells Fargo & Co N/A N/A 2000000.00 2000000.00 0.0131 N 2000000.00 2000000.00 San Francisco GO Refunding Bonds Series 2008R1 5.000000% 797646JG2 Other Municipal Debt N Unrated Security N/A N/A 2014-06-15 2014-06-15 N N N 1105000.00 1145738.89 0.0075 N 1146371.20 1146371.20 San Francisco Refunding COP (Moscone Center North) Series 2011B 4.000000% 79765DZE3 Other Municipal Debt N Unrated Security N/A N/A 2014-09-01 2014-09-01 N N N 900000.00 932968.55 0.0061 N 932400.00 932400.00 San Francisco GO Bonds Series 2009A 0.060000% 94985NHF1 Variable Rate Demand Note N First Tier Security N/A N/A 2013-09-06 2013-09-06 Y Wells Fargo & Co N/A N/A N N 530000.00 530000.00 0.0035 N 530000.00 530000.00 San Francisco Redevelopment Agency M/F Housing Refunding RB (Fillmore Center) Series 1992A1 0.070000% 79771MAS1 Variable Rate Demand Note N First Tier Security N/A N/A 2013-09-06 2013-09-06 Y Freddie Mac N/A N/A Y Freddie Mac N/A N/A N 1800000.00 1800000.00 0.0118 N 1800000.00 1800000.00 San Francisco Public Utilities Commission Water RB 2011 & 2012 Subseries A 0.070000% 18886EAT7 Variable Rate Demand Note N First Tier Security N/A N/A 2013-09-06 2013-09-06 Y State Street Bank & Trust Company NA N/A N/A N N 330000.00 330000.00 0.0022 N 330000.00 330000.00 San Jose Redevelopment Agency Sub Tax Allocation RB (Merged Area Redevelopment) Series 2003B 0.170000% 79818DAA5 Other Commercial Paper N First Tier Security N/A N/A 2013-12-10 2013-12-10 N Y JPMorgan Chase Bank NA N/A N/A N 1400000.00 1400000.00 0.0092 N 1400154.00 1400154.00 San Jose-Evergreen CCD GO Bonds Series A 0.070000% 798189HB5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-09-06 2013-09-06 Y Citibank NA N/A N/A N N 3980000.00 3980000.00 0.0261 N 3980000.00 3980000.00 San Mateo Cnty CCD GO Bonds Series 2005B 0.180000% 76113PDD7 Other Municipal Debt N First Tier Security N/A N/A 2014-01-16 2014-01-16 N N Y Tender Option Wells Fargo & Co N/A N/A 215000.00 215000.00 0.0014 N 215000.00 215000.00 San Mateo Cnty CCD GO Bonds Series 2005B&2006A 0.290000% 799038ER1 Other Municipal Debt N First Tier Security N/A N/A 2013-12-12 2013-12-12 N N Y Tender Option Wells Fargo & Co N/A N/A 380000.00 380000.00 0.0025 N 380000.00 380000.00 Santa Clara Valley Transportation Auth Refunding Tax RB Series 2008C 0.050000% 80168NEG0 Variable Rate Demand Note N First Tier Security N/A N/A 2013-09-06 2013-09-06 Y Sumitomo Mitsui Banking Corp N/A N/A N N 2000000.00 2000000.00 0.0131 N 2000000.00 2000000.00 Southern California Metropolitan Water District Waterworks GO Refunding Bonds Series 2010A 4.000000% 592659V94 Other Municipal Debt N Unrated Security N/A N/A 2014-03-01 2014-03-01 N N N 100000.00 101763.08 0.0007 N 101876.00 101876.00 Southern California Metropolitan Water District Water Refunding RB Series 2003A 5.000000% 592663F45 Other Municipal Debt N Unrated Security N/A N/A 2014-07-01 2014-07-01 N N N 300000.00 311468.35 0.0020 N 311850.00 311850.00 Southern California Metropolitan Water District Water Refunding RB Series 2013E 0.080000% 59266SAA1 Other Municipal Debt N First Tier Security N/A N/A 2013-09-06 2014-03-28 N N N 1500000.00 1500000.00 0.0098 N 1500000.00 1500000.00 Southern California Metropolitan Water District Water Refunding RB Series 2009E 3.750000% 59266TCQ2 Other Municipal Debt N Unrated Security N/A N/A 2014-07-01 2014-07-01 N N N 100000.00 102753.56 0.0007 N 102923.00 102923.00 Southern California Metropolitan Water District Water Refunding RB Series 2009A2 0.060000% 59266TCX7 Other Municipal Debt N First Tier Security N/A N/A 2013-09-05 2014-03-24 N N N 500000.00 500000.00 0.0033 N 499420.00 499420.00 Southern California Metropolitan Water District Water Refunding RB Series 2013D 0.050000% 59266TKD2 Variable Rate Demand Note N First Tier Security N/A N/A 2013-09-06 2013-09-06 Y Southern California Metropolitan Water District N/A N/A N N 2000000.00 2000000.00 0.0131 N 2000000.00 2000000.00 Southern California Public Power Auth Refunding RB (Palo Verde) Series 2008B 0.040000% 842475D44 Variable Rate Demand Note N First Tier Security N/A N/A 2013-09-06 2013-09-06 Y Barclays Bank Plc N/A N/A Y Barclays Bank Plc N/A N/A N 400000.00 400000.00 0.0026 N 400000.00 400000.00 Sunnyvale Refunding COP Series 2009A 0.060000% 867546CD3 Variable Rate Demand Note N First Tier Security N/A N/A 2013-09-06 2013-09-06 Y Union Bank NA N/A N/A Y Union Bank NA N/A N/A N 2410000.00 2410000.00 0.0158 N 2410000.00 2410000.00 Turlock Irrigation District Sub Revenue CP Series A 0.140000% 90021UAX7 Other Commercial Paper N First Tier Security N/A N/A 2013-11-08 2013-11-08 N Y Bank of America NA N/A N/A N 2905000.00 2905000.00 0.0190 N 2905000.00 2905000.00 Univ of California Medical Center Pooled RB Series 2008D 5.000000% 913366CH1 Other Municipal Debt N Unrated Security N/A N/A 2014-05-15 2014-05-15 N N Y Obligor Univ of CA Medical Centers N/A N/A 725000.00 748864.34 0.0049 N 749236.75 749236.75 Univ of California General RB Series 2009-O 5.000000% 91412F4W4 Other Municipal Debt N Unrated Security N/A N/A 2014-05-15 2014-05-15 N N N 400000.00 412933.65 0.0027 N 413372.00 413372.00 Univ of California General RB Series 2009Q 4.000000% 91412F7B7 Other Municipal Debt N Unrated Security N/A N/A 2014-05-15 2014-05-15 N N N 1100000.00 1128744.34 0.0074 N 1129150.00 1129150.00 Univ of California General RB Series 2005E 5.000000% 91412FRV1 Other Municipal Debt N Unrated Security N/A N/A 2014-05-15 2014-05-15 N N N 100000.00 103204.71 0.0007 N 103343.00 103343.00 Univ of California General RB Series 2007J 0.220000% 91412FW78 Other Municipal Debt N First Tier Security N/A N/A 2013-12-26 2013-12-26 N N Y Tender Option Wells Fargo & Co N/A N/A 1000000.00 1000000.00 0.0066 N 1000000.00 1000000.00 Univ of California General RB Series 2007J 5.000000% 91412GMZ5 Other Municipal Debt N Unrated Security N/A N/A 2014-05-15 2014-05-15 N N N 425000.00 438606.02 0.0029 N 439207.75 439207.75 William S. Hart UHSD GO Bonds Series A 0.060000% 94985NKJ9 Variable Rate Demand Note N First Tier Security N/A N/A 2013-09-06 2013-09-06 Y Wells Fargo & Co N/A N/A Y Wells Fargo & Co N/A N/A N 3905000.00 3905000.00 0.0256 N 3905000.00 3905000.00