0001145549-13-006971.txt : 20131224
0001145549-13-006971.hdr.sgml : 20131224
20130807145701
ACCESSION NUMBER: 0001145549-13-006971
CONFORMED SUBMISSION TYPE: N-MFP
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130731
FILED AS OF DATE: 20130807
DATE AS OF CHANGE: 20130807
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS
CENTRAL INDEX KEY: 0000857156
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: N-MFP
SEC ACT: 1933 Act
SEC FILE NUMBER: 811-05954
FILM NUMBER: 131017162
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 1-800-648-5300
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS
DATE OF NAME CHANGE: 19920703
0000857156
S000004502
Schwab Pennsylvania Municipal Money Fund
C000012376
Sweep Shares
SWEXX
N-MFP
1
primary_doc.xml
N-MFP
N-MFP
LIVE
N
2013-07-31
0000857156
S000004502
1
N
N
N
N
033-31894
Charles Schwab Investment Management, Inc.
801-35905
PricewaterhouseCoopers LLP
San Francisco
CA
Charles Schwab Investment Management, Inc.
Boston Financial Data Services, Inc.
0000275143
84-00896
N
N
N
Single State Fund
41
43
505429763.16
3608748.23
343745.84
508694765.55
0.0013
1.0005
2013-07-31
1.0005
2013-07-31
C000012376
1.00
508694765.55
1.00
4796669.34
114383510.87
109586841.53
0.0001
1.0005
2013-07-31
1.0005
2013-07-31
Adams Cnty IDA
RB (Brethren Home Community) Series 2007 0.060000%
006116AL1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
PNC Bank NA
N/A
N/A
Y
PNC Bank NA
N/A
N/A
N
3655000.00
3655000.00
0.0072
N
3655000.00
3655000.00
Alaska Industrial Development & Export Auth
RB (Providence Health) Series 2003H 5.250000%
011903BC4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-10-01
2013-10-01
N
N
Y
Obligor
Providence Health & Services System
N/A
N/A
500000.00
504160.03
0.0010
N
504000.00
504000.00
Allegheny Cnty Hospital Development Auth
RB (Univ of Pittsburgh Medical Center) Series 2008A 5.000000%
01728AM60
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-09-01
2013-09-01
N
N
Y
Obligor
Univ of Pittsburgh Medical Center
N/A
N/A
2195000.00
2203796.26
0.0043
N
2203604.40
2203604.40
Allegheny Cnty Hospital Development Auth
RB (Univ of Pittsburgh Medical Center) Series 2008B 5.000000%
01728AQ74
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-06-15
2014-06-15
N
N
Y
Obligor
Univ of Pittsburgh Medical Center
N/A
N/A
1000000.00
1041215.46
0.0020
N
1040560.00
1040560.00
Allegheny Cnty Hospital Development Auth
Health Center Refunding RB (Univ of Pittsburgh Medical Ctr) Series 1998B 5.250000%
01728AUM6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-11-01
2013-11-01
N
N
Y
Obligor
Univ of Pittsburgh Medical Center
N/A
N/A
4440000.00
4495634.98
0.0088
N
4493191.20
4493191.20
Allegheny Cnty Hospital Development Auth
RB (Univ of Pittsburg Medical Center) Series 2010D&F 0.110000%
46636Y6Y1
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-08-01
2013-10-24
N
N
Y
Obligor
Univ of Pittsburgh Medical Center
N/A
N/A
Tender Option
JPMorgan Chase Bank NA
N/A
N/A
12000000.00
12000000.00
0.0236
N
12000480.00
12000480.00
Allegheny Cnty Hospital Development Auth
RB (Univ of Pittsburgh Medical Center) Series 2010B1&B2 0.060000%
74926YB83
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
Royal Bank of Canada
N/A
N/A
Y
Royal Bank of Canada
N/A
N/A
N
4000000.00
4000000.00
0.0079
N
4000000.00
4000000.00
Allegheny Cnty IDA
RB (St. Joseph HS) Series 2009 0.400000%
017292XA6
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-12-01
2013-12-01
N
Y
PNC Bank NA
N/A
N/A
N
6000000.00
6000000.00
0.0118
N
6000000.00
6000000.00
Allegheny Cnty IDA
RB (Oakland Catholic HS) Series 2012 0.070000%
017292XH1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
PNC Bank NA
N/A
N/A
Y
PNC Bank NA
N/A
N/A
N
1000000.00
1000000.00
0.0020
N
1000000.00
1000000.00
Allegheny Cnty IDA
RB (Oakland Catholic HS) Series 2012 0.070000%
017292XJ7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
PNC Bank NA
N/A
N/A
Y
PNC Bank NA
N/A
N/A
N
7065000.00
7065000.00
0.0139
N
7065000.00
7065000.00
Atlanta Urban Residential Finance Auth
M/F Housing RB (M St Apts) Series 2003 0.110000%
04785TGN3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
Freddie Mac
N/A
N/A
Y
Freddie Mac
N/A
N/A
N
6785000.00
6785000.00
0.0133
N
6785000.00
6785000.00
Austin
Water & Wastewater System Refunding RB Series 2001C 5.375000%
052476EQ7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-11-15
2013-11-15
N
N
Y
Obligor
Austin Water & Wastewater System
N/A
N/A
545000.00
552842.78
0.0011
N
552858.90
552858.90
Austin
Water & Wastewater System Refunding RB Series 2009 4.000000%
052476SX7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-11-15
2013-11-15
N
N
Y
Obligor
Austin Water & Wastewater System
N/A
N/A
400000.00
404257.85
0.0008
N
404240.00
404240.00
Beaver Cnty IDA
Pollution Control Refunding RB (FirstEnergy Nuclear Generation) Series 2006B 0.060000%
074876GU1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-01
2013-08-01
Y
Citibank NA
N/A
N/A
Y
Citibank NA
N/A
N/A
N
650000.00
650000.00
0.0013
N
650000.00
650000.00
Beaver Cnty IDA
Pollution Control Refunding RB (PA Electric Co) Series 2005B 0.040000%
074876HB2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-01
2013-08-01
Y
UBS AG
N/A
N/A
Y
UBS AG
N/A
N/A
N
1605000.00
1605000.00
0.0032
N
1605000.00
1605000.00
Berks Cnty Municipal Auth
RB (Reading Hospital & Medical Center) Series 2012A 0.090000%
74703UCY2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
Bank of America NA
N/A
N/A
N
Y
Obligor
Reading Hospital & Medical Center
N/A
N/A
2085000.00
2085000.00
0.0041
N
2085000.00
2085000.00
Broomfield
Sales & Use Tax Refunding RB Series 2012A 0.060000%
94987KMU6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
Wells Fargo Bank NA
N/A
N/A
Y
Wells Fargo Bank NA
N/A
N/A
N
2600000.00
2600000.00
0.0051
N
2600000.00
2600000.00
Butler Cnty IDA
RB (Butler Cnty Family YMCA) Series 2005 0.080000%
12359HAB0
Variable Rate Demand Note
N
Unrated Security
N/A
N/A
2013-08-07
2013-08-07
Y
PNC Bank NA
N/A
N/A
Y
PNC Bank NA
N/A
N/A
N
3895000.00
3895000.00
0.0077
N
3895000.00
3895000.00
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2004I 0.240000%
13080QAT5
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-09-09
2013-09-09
N
N
Y
Obligor
Kaiser Permanente
N/A
N/A
1000000.00
1000000.00
0.0020
N
1000070.00
1000070.00
Capital IDC
Solid Waste Disposal RB (Texas Disposal Systems) Series 2001 0.110000%
140210AA3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
Union Bank NA
N/A
N/A
Y
Union Bank NA
N/A
N/A
N
1500000.00
1500000.00
0.0029
N
1500000.00
1500000.00
Chambersburg Municipal Auth
RB (Wilson College) Series 2007 0.110000%
158042AA9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
Bank of America NA
N/A
N/A
Y
Bank of America NA
N/A
N/A
N
21180000.00
21180000.00
0.0416
N
21180000.00
21180000.00
Chester Cnty IDA
RB (Collegium Charter School) Series 2004A 5.000000%
165588CC6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-04-15
2014-04-15
N
N
Y
Escrow
Escrow
N/A
N/A
1050000.00
1095704.37
0.0022
N
1095286.50
1095286.50
Chester Cnty IDA
Student Housing RB Series 2008A2 0.060000%
16559PAF2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
TD Bank NA
N/A
N/A
Y
TD Bank NA
N/A
N/A
N
1500000.00
1500000.00
0.0029
N
1500000.00
1500000.00
Colorado Health Facilities Auth
RB (Catholic Health Initiatives) Series 2009B2 5.000000%
19648AH65
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-11-12
2013-11-12
N
N
Y
Obligor
Catholic Health Initiatives
N/A
N/A
900000.00
912038.07
0.0018
N
911799.00
911799.00
Colorado Health Facilities Auth
RB (Catholic Health Initiatives) Series 2009B1 0.300000%
94987KNM3
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-08-08
2013-08-08
N
Y
Wells Fargo Bank NA
N/A
N/A
Y
Tender Option
Wells Fargo Bank NA
N/A
N/A
2000000.00
2000000.00
0.0039
N
2000000.00
2000000.00
Commonwealth Financing Auth
RB Series 2013B 0.070000%
46640KBM5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
Pennsylvania
N/A
N/A
900000.00
900000.00
0.0018
N
900000.00
900000.00
Cumberland Cnty Municipal Auth
RB (Presbyterian Homes) Series 1993A 0.080000%
230614AA7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
2000000.00
2000000.00
0.0039
N
2000000.00
2000000.00
Cypress-Fairbanks ISD
Unlimited Tax GO Refunding Bonds Series 2008 4.000000%
232760M70
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-02-15
2014-02-15
N
Y
Texas Permanent School Fund
N/A
N/A
N
110000.00
112127.81
0.0002
N
112209.90
112209.90
Delaware Cnty IDA
Water Facilities RB (Aqua Pennsylvania) Series 2005A 0.110000%
246018FJ9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
Citibank NA
N/A
N/A
Y
Berkshire Hathaway Assurance Corp
N/A
N/A
N
315000.00
315000.00
0.0006
N
315000.00
315000.00
District of Columbia
RB (American Geophysical Union) Series 1993 0.110000%
254839K77
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
Bank of America NA
N/A
N/A
Y
Bank of America NA
N/A
N/A
N
1000000.00
1000000.00
0.0020
N
1000000.00
1000000.00
Emmaus General Auth
Local Government RB (Saucon Valley SD) Series 1989G19 0.050000%
291380KB8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
US Bank NA
N/A
N/A
Y
US Bank NA
N/A
N/A
N
600000.00
600000.00
0.0012
N
600000.00
600000.00
Erie Cnty Hospital Auth
RB (St. Vincent Health Center) Series 2010B 0.080000%
295200TS8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
3500000.00
3500000.00
0.0069
N
3500000.00
3500000.00
Franklin Cnty IDA
RB (Chambersburg Hospital) Series 2010 0.200000%
94985NTZ4
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-09-05
2013-09-05
N
Y
Wells Fargo Bank NA
N/A
N/A
Y
Tender Option
Wells Fargo Bank NA
N/A
N/A
9880000.00
9880000.00
0.0194
N
9880000.00
9880000.00
Geisinger Auth
Health System RB (Geisinger Health) Series 2011A1 0.200000%
94985NZ53
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-09-05
2013-09-05
N
N
Y
Obligor
Geisinger Health System
N/A
N/A
Tender Option
Wells Fargo Bank NA
N/A
N/A
4795000.00
4795000.00
0.0094
N
4795000.00
4795000.00
Greater Orlando Aviation Auth
Airport Facilities Refunding RB Series 2003A 5.000000%
392274UL8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-10-01
2013-10-01
N
N
N
200000.00
201482.20
0.0004
N
201528.00
201528.00
Habersham Cnty Development Auth
IDRB (Steelcell of North America) Series 2009 0.250000%
404471AB0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
Bank of America NA
N/A
N/A
Y
Bank of America NA
N/A
N/A
N
5000000.00
5000000.00
0.0098
N
5000000.00
5000000.00
Illinois Finance Auth
RB (Advocate Health Care Network) Series 2008D 4.500000%
45200FRU5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-11-01
2013-11-01
N
N
Y
Obligor
Advocate Health Care Network
N/A
N/A
255000.00
257538.11
0.0005
N
257567.85
257567.85
Indiana Health Facility Financing Auth
RB (Ascension Health) Series 2001A1 1.500000%
454798SD2
Other Municipal Debt
N
First Tier Security
N/A
N/A
2014-08-01
2014-08-01
N
N
Y
Obligor
Ascension Health Alliance
N/A
N/A
200000.00
201490.00
0.0004
N
202488.00
202488.00
Lancaster Cnty Hospital Auth
RB (Landis Homes Retirement Community) Series 2002 0.110000%
514045WJ8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
4195000.00
4195000.00
0.0082
N
4195000.00
4195000.00
Lancaster Cnty Hospital Auth
Health Center RB (Masonic Homes) Series 2008D 0.040000%
514045ZG1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-01
2013-08-01
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
2320000.00
2320000.00
0.0046
N
2320000.00
2320000.00
Lancaster Cnty Hospital Auth
RB (Landis Homes Retirement Community) Series 2009 0.110000%
514045ZK2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
11950000.00
11950000.00
0.0235
N
11950000.00
11950000.00
Lavaca-Navidad River Auth
Water Contract RB (Formosa Plastics) Series 1990 0.120000%
519385AA6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
Bank of America NA
N/A
N/A
Y
Bank of America NA
N/A
N/A
N
3100000.00
3100000.00
0.0061
N
3100000.00
3100000.00
Lowndes Cnty
GO Sales Tax Bonds Series 2008 3.750000%
548729AK8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-04-01
2014-04-01
N
N
N
1140000.00
1166002.49
0.0023
N
1166493.60
1166493.60
Luzerne Cnty Converntion Center Auth
Hotel Room Rental Tax RB Series 2012 0.060000%
550708AD3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
PNC Bank NA
N/A
N/A
Y
PNC Bank NA
N/A
N/A
N
4000000.00
4000000.00
0.0079
N
4000000.00
4000000.00
Luzerne Cnty IDA
Water Facility Refunding RB (Pennsylvania-American Water) Series 2004A 0.120000%
55072QAN9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
Citibank NA
N/A
N/A
Y
Berkshire Hathaway Assurance Corp
N/A
N/A
N
5000000.00
5000000.00
0.0098
N
5000000.00
5000000.00
Luzerne Cnty IDA
Water Facility Refunding RB (Pennsylvania-American Water) Series 2009 0.060000%
94985NTE1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
Wells Fargo & Co
N/A
N/A
Y
Wells Fargo & Co
N/A
N/A
N
5000000.00
5000000.00
0.0098
N
5000000.00
5000000.00
Montgomery Cnty
TRAN Series 2013 1.250000%
613579ZK0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-12-31
2013-12-31
N
N
N
2500000.00
2510823.60
0.0049
N
2511675.00
2511675.00
North Hampton Cnty
RB (Binney & Smith) Series 1997A 0.200000%
663549KK8
Variable Rate Demand Note
N
Unrated Security
N/A
N/A
2013-08-07
2013-08-07
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
7500000.00
7500000.00
0.0147
N
7500000.00
7500000.00
Nuveen Pennsylvania Investment Quality Municipal Fund
Variable Rate Demand Preferred Shares Series 2 0.160000%
670972603
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
Royal Bank of Canada
N/A
N/A
Y
Royal Bank of Canada
N/A
N/A
N
11000000.00
11000000.00
0.0216
N
11000000.00
11000000.00
Nuveen Pennsylvania Premium Income Municipal Fund 2
Variable Rate Demand Preferred Shares Series 2 0.160000%
67061F408
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
Royal Bank of Canada
N/A
N/A
Y
Royal Bank of Canada
N/A
N/A
N
10000000.00
10000000.00
0.0197
N
10000000.00
10000000.00
Owen J. Roberts SD
GO Notes Series 2006 0.080000%
46632PR21
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
3000000.00
3000000.00
0.0059
N
3000000.00
3000000.00
Pennsylvania
GO Bonds Second Series 2007A 0.070000%
07330CHC6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
Branch Banking & Trust Co
N/A
N/A
N
N
10500000.00
10500000.00
0.0206
N
10500000.00
10500000.00
Pennsylvania
GO Bonds Third Refunding Series 2004 0.060000%
18886PXV2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
State Street Bank & Trust Company NA
N/A
N/A
N
N
3000000.00
3000000.00
0.0059
N
3000000.00
3000000.00
Pennsylvania
GO Bonds First Series 2006 5.000000%
7091414G7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-10-01
2013-10-01
N
N
N
125000.00
125989.25
0.0002
N
125965.00
125965.00
Pennsylvania
GO Bonds Third Series 2004 5.000000%
709141Q65
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-09-01
2013-09-01
N
N
N
2535000.00
2545105.33
0.0050
N
2544987.90
2544987.90
Pennsylvania
GO Bonds First Refunding Series 2002 5.500000%
709141VE2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-02-01
2014-02-01
N
N
N
175000.00
179425.23
0.0004
N
179565.75
179565.75
Pennsylvania
GO Bonds First Series 2010A 5.000000%
70914PLS9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-02-15
2014-02-15
N
N
N
4980000.00
5109056.06
0.0100
N
5107089.60
5107089.60
Pennsylvania
GO Bonds Second Series 2010 5.000000%
70914PMN9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-05-01
2014-05-01
N
N
N
155000.00
160286.24
0.0003
N
160525.75
160525.75
Pennsylvania
GO Bonds Third Series 2010A 5.000000%
70914PNY4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-07-15
2014-07-15
N
N
N
500000.00
522509.82
0.0010
N
522730.00
522730.00
Pennsylvania Economic Development Financing Auth
Unemployment Compensation RB Series 2012C 0.040000%
70869VBD5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
PNC Bank NA
N/A
N/A
Y
PNC Bank NA
N/A
N/A
N
800000.00
800000.00
0.0016
N
800000.00
800000.00
Pennsylvania HFA
S/F Mortgage RB Series 2013-115A 0.120000%
46636Y4X5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
2760000.00
2760000.00
0.0054
N
2760000.00
2760000.00
Pennsylvania HFA
S/F Mortgage RB Series 2002-75A 0.060000%
708793PS7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
Barclays Bank Plc
N/A
N/A
N
N
11470000.00
11470000.00
0.0225
N
11470000.00
11470000.00
Pennsylvania HFA
S/F Mortgage RB Series 2003-79B 0.060000%
708793PU2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
Barclays Bank Plc
N/A
N/A
N
N
5600000.00
5600000.00
0.0110
N
5600000.00
5600000.00
Pennsylvania HFA
S/F Mortgage RB Series 2006-95B 3.900000%
708796BY2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-04-01
2014-04-01
N
N
N
590000.00
604286.99
0.0012
N
604136.40
604136.40
Pennsylvania HFA
S/F Mortgage RB Series 2004-83B 0.070000%
708796C21
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
Bank of Tokyo Mitsubishi UFJ Ltd
N/A
N/A
N
N
9695000.00
9695000.00
0.0191
N
9695000.00
9695000.00
Pennsylvania HFA
S/F Mortgage RB Series 2005-91B 0.070000%
708796C70
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
Bank of Tokyo Mitsubishi UFJ Ltd
N/A
N/A
N
N
23900000.00
23900000.00
0.0470
N
23900000.00
23900000.00
Pennsylvania HFA
S/F Mortgage RB Series 2013-115A 0.200000%
708796H67
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-04-01
2014-04-01
N
N
N
4745000.00
4745000.00
0.0093
N
4741583.60
4741583.60
Pennsylvania HFA
S/F Mortgage RB Series 2006-99A, 2007-99A&100A 0.120000%
708796QT7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
Citibank NA
N/A
N/A
N
N
1015000.00
1015000.00
0.0020
N
1015000.00
1015000.00
Pennsylvania HFA
S/F Mortgage RB Series 2006-93,94&95A, 2007-97&98A 0.140000%
708796RE9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
307870.00
307870.00
0.0006
N
307870.00
307870.00
Pennsylvania HFA
S/F Mortgage RB Series 2009-106A 2.250000%
708796SS7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-04-01
2014-04-01
N
N
N
500000.00
505787.75
0.0010
N
502925.00
502925.00
Pennsylvania HFA
S/F Mortgage RB Series 2010-109 1.400000%
708796WW3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-10-01
2013-10-01
N
N
N
995000.00
996605.49
0.0020
N
996203.95
996203.95
Pennsylvania HFA
S/F Mortgage RB Series 2004-81C 0.060000%
708796YS0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
Royal Bank of Canada
N/A
N/A
N
N
5690000.00
5690000.00
0.0112
N
5690000.00
5690000.00
Pennsylvania HFA
S/F Mortgage RB Series 2005-88B 0.060000%
708796ZJ9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
PNC Bank NA
N/A
N/A
N
N
4750000.00
4750000.00
0.0093
N
4750000.00
4750000.00
Pennsylvania HFA
S/F Mortgage RB Series 2005-88C 0.060000%
708796ZK6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
PNC Bank NA
N/A
N/A
N
N
935000.00
935000.00
0.0018
N
935000.00
935000.00
Pennsylvania HFA
S/F Mortgage RB Series 2006-94B 0.060000%
708796ZL4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
PNC Bank NA
N/A
N/A
N
N
2605000.00
2605000.00
0.0051
N
2605000.00
2605000.00
Pennsylvania Higher Educational Facilities Auth
RB (Assoc of Indep Colleges & Univs of PA) Series 2001-I1 0.090000%
70917NLX0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
5500000.00
5500000.00
0.0108
N
5500000.00
5500000.00
Pennsylvania Higher Educational Facilities Auth
Philadelphia Univ RB Series 2004A 5.250000%
70917NM35
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-06-01
2014-06-01
N
N
Y
Escrow
Escrow
N/A
N/A
6000000.00
6249229.57
0.0123
N
6244680.00
6244680.00
Pennsylvania Higher Educational Facilities Auth
RB (Drexel Univ) Series 2005C 0.190000%
94985NV73
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-11-21
2013-11-21
N
Y
Wells Fargo Bank NA
N/A
N/A
Y
Tender Option
Wells Fargo Bank NA
N/A
N/A
2190000.00
2190000.00
0.0043
N
2190000.00
2190000.00
Pennsylvania State Turnpike Commission
Registration Fee Refunding RB Series 2005A 0.060000%
709222CZ4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
Citibank NA
N/A
N/A
Y
Berkshire Hathaway Assurance Corp
N/A
N/A
N
6905000.00
6905000.00
0.0136
N
6905000.00
6905000.00
Pennsylvania State Turnpike Commission
Turnpike RB Series 2011C1 0.060000%
74926YSL6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
Royal Bank of Canada
N/A
N/A
Y
Royal Bank of Canada
N/A
N/A
N
6955000.00
6955000.00
0.0137
N
6955000.00
6955000.00
Pennsylvania State Turnpike Commission
Sub RB Series 2011B 0.190000%
94985N7W5
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-11-21
2013-11-21
N
Y
Wells Fargo Bank NA
N/A
N/A
Y
Tender Option
Wells Fargo Bank NA
N/A
N/A
4020000.00
4020000.00
0.0079
N
4020000.00
4020000.00
Pennsylvania State Univ
Bonds Series 2007A 0.110000%
27884FQU7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
US Bank NA
N/A
N/A
Y
US Bank NA
N/A
N/A
N
13990000.00
13990000.00
0.0275
N
13990000.00
13990000.00
Pennsylvania State Univ
Refunding Bonds Series 2009B 0.220000%
709235TQ8
Other Municipal Debt
N
First Tier Security
N/A
N/A
2014-06-01
2014-06-01
N
N
N
9235000.00
9235000.00
0.0182
N
9237308.75
9237308.75
Philadelphia
Airport Refunding RB Series 2005C2 0.060000%
717817RR3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
Royal Bank of Canada
N/A
N/A
Y
Royal Bank of Canada
N/A
N/A
N
7805000.00
7805000.00
0.0153
N
7805000.00
7805000.00
Philadelphia
Water & Wastewater Refunding RB Series 2012 1.000000%
717893XP1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-11-01
2013-11-01
N
N
N
2645000.00
2649720.13
0.0052
N
2649602.30
2649602.30
Philadelphia
Water & Wastewater Refunding RB Series 2007B 0.190000%
94985NVX6
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-11-21
2013-11-21
N
Y
Wells Fargo Bank NA
N/A
N/A
Y
Tender Option
Wells Fargo Bank NA
N/A
N/A
2875000.00
2875000.00
0.0057
N
2875000.00
2875000.00
Philadelphia IDA
RB (Girard Estate Aramark Tower) Series 2002 0.100000%
717818H43
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
2400000.00
2400000.00
0.0047
N
2400000.00
2400000.00
Philadelphia Municipal Auth
Lease RB Series 2009 0.060000%
94985NLW9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
Wells Fargo & Co
N/A
N/A
Y
Wells Fargo & Co
N/A
N/A
N
6505000.00
6505000.00
0.0128
N
6505000.00
6505000.00
Philadelphia SD
GO Bonds Series 2004D 5.125000%
717883AN2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-06-01
2014-06-01
N
Y
Escrowed Government Securities
N/A
N/A
N
1100000.00
1144384.27
0.0022
N
1144198.00
1144198.00
Pittsburgh Water & Sewer Auth
Sub Refunding RB Series 2008C1A 0.400000%
725304RH4
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-09-01
2013-09-01
N
Y
Federal Home Loan Bank
N/A
N/A
N
2500000.00
2500000.00
0.0049
N
2500125.00
2500125.00
Pittsburgh Water & Sewer Auth
Sub Refunding RB Series 2008C1B 0.400000%
725304RJ0
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-09-01
2013-09-01
N
Y
Federal Home Loan Bank
N/A
N/A
N
4000000.00
4000000.00
0.0079
N
4000200.00
4000200.00
Posey Cnty
Economic Development Refunding RB (Midwest Fertilizer Corp) Series 2013A 0.750000%
737347AA2
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-10-17
2013-10-17
N
N
Y
Escrow
Escrow
N/A
N/A
1000000.00
1000000.00
0.0020
N
1000060.00
1000060.00
Puerto Rico Industrial, Tourist, Educational, Medical & Environmental Control Facilities Fincg Auth
Environmental Control Facilities RB (Bristol-Myers Squibb Co) Series 2000 0.160000%
74528GAA0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
BRISTOL-MYERS SQUIBB CO
N/A
N/A
N
Y
Obligor
Bristol-Myers Squibb Co
N/A
N/A
8000000.00
8000000.00
0.0157
N
8000000.00
8000000.00
Puerto Rico Sales Tax Financing Corp
Sales Tax RB Series 2007A 0.110000%
25154LGB4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
Deutsche Bank AG
N/A
N/A
N
N
13000000.00
13000000.00
0.0256
N
13000000.00
13000000.00
Puerto Rico Sales Tax Financing Corp
Sales Tax RB Series 2007A & Sr Series 2009C 0.070000%
25155DMH1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
Deutsche Bank AG
N/A
N/A
N
N
1910000.00
1910000.00
0.0038
N
1910000.00
1910000.00
Puerto Rico Sales Tax Financing Corp
Sr Sales Tax RB Series 2009C 0.090000%
74529JJM8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
Citibank NA
N/A
N/A
N
N
1000000.00
1000000.00
0.0020
N
1000000.00
1000000.00
Puerto Rico Sales Tax Financing Corp
Sr Sales Tax RB Series 2011C 0.070000%
74926YZF1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
Royal Bank of Canada
N/A
N/A
N
N
1500000.00
1500000.00
0.0029
N
1500000.00
1500000.00
Sacramento Cnty Housing Auth
M/F Housing RB (Sierra Sunrise Sr Apts) Series 2004D 0.110000%
786111JE5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
Citibank NA
N/A
N/A
Y
Citibank NA
N/A
N/A
N
1500000.00
1500000.00
0.0029
N
1500000.00
1500000.00
South Carolina Public Service Auth
Refunding Revenue Obligations Series 2010B 5.000000%
8371478G5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-01-01
2014-01-01
N
N
N
100000.00
101908.64
0.0002
N
101945.00
101945.00
St. Mary Hospital Auth
RB (Catholic Health Initiatives) Series 2004C 0.060000%
792222EW7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
CATHOLIC HEALTH INITIATIVES
N/A
N/A
N
Y
Obligor
Catholic Health Initiatives
N/A
N/A
18900000.00
18900000.00
0.0372
N
18900000.00
18900000.00
St. Mary Hospital Auth
Health System RB (Catholic Health East) Series 2012B 0.050000%
85230MCX0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
Bank of New York Mellon
N/A
N/A
Y
Bank of New York Mellon
N/A
N/A
N
10000000.00
10000000.00
0.0197
N
10000000.00
10000000.00
Texas Dept of Housing & Community Affairs
S/F Mortgage RB Series 2007A 0.080000%
88275FMF3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
Texas
N/A
N/A
N
N
7000000.00
7000000.00
0.0138
N
7000000.00
7000000.00
Univ of Houston
Consolidated Refunding RB Series 2006 5.000000%
914301ZT6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-02-15
2014-02-15
N
N
N
700000.00
717090.03
0.0014
N
717640.00
717640.00
Univ of Pittsburgh
Capital Project & Refunding Bonds Series 2000A 5.000000%
91335VFG6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-09-15
2013-09-15
N
N
N
865000.00
869899.67
0.0017
N
870025.65
870025.65
Univ of Pittsburgh
Capital Project & Refunding Bonds Series 2002B 5.500000%
91335VFH4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-09-15
2013-09-15
N
N
N
675000.00
679252.68
0.0013
N
678996.00
678996.00
Univ of Pittsburgh
Capital Project Bonds Series 2005A 5.500000%
91335VFK7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-09-15
2013-09-15
N
N
N
1650000.00
1660499.94
0.0033
N
1659768.00
1659768.00
Univ of Pittsburgh
Capital Project Bonds Series 2005A 5.500000%
91335VFL5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-09-15
2013-09-15
N
N
N
595000.00
598799.96
0.0012
N
598522.40
598522.40
Univ of Pittsburgh
PITT Asset Notes Series 2013 2.000000%
91335VJL1
Other Municipal Debt
N
First Tier Security
N/A
N/A
2014-07-11
2014-07-11
N
N
N
4200000.00
4271942.10
0.0084
N
4271652.00
4271652.00
Univ of Pittsburgh
Capital Project & Refunding Bonds Series 2005C 0.120000%
91480VBN8
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-10-01
2013-10-01
N
N
N
20000000.00
20000000.00
0.0393
N
20000000.00
20000000.00
Univ of Pittsburgh
Capital Project & Refunding Bonds Series 2007B 0.160000%
91481AAS3
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
4866000.00
4866000.00
0.0096
N
4866000.00
4866000.00
Uvalde Consolidated ISD
Unlimited Tax Refunding Bonds Series 2005 5.000000%
918135HF4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
Y
Texas Permanent School Fund
N/A
N/A
N
400000.00
400000.00
0.0008
N
400000.00
400000.00
Washington Cnty Auth
Refunding RB (Univ of Pennsylvania) Series 2004 0.040000%
938591BF0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
Univ of Pennsylvania
N/A
N/A
N
Y
Obligor
Univ of Pennsylvania
N/A
N/A
7140000.00
7140000.00
0.0140
N
7140000.00
7140000.00
Washington Cnty Hospital Auth
Hospital RB (Washington Hospital) Series 2007A 0.500000%
938592HG0
Other Municipal Debt
N
First Tier Security
N/A
N/A
2014-07-01
2014-07-01
N
Y
PNC Bank NA
N/A
N/A
N
6300000.00
6300000.00
0.0124
N
6300000.00
6300000.00
Washington Cnty Hospital Auth
Hospital RB (Monongahela Valley) Series 2011A 0.060000%
938592HM7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
PNC Bank NA
N/A
N/A
Y
PNC Bank NA
N/A
N/A
N
2000000.00
2000000.00
0.0039
N
2000000.00
2000000.00
Washington State Housing Finance Commission
M/F RB (Monticello Park) Series 2001A 0.090000%
93978RCS0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
Fannie Mae
N/A
N/A
Y
Fannie Mae
N/A
N/A
N
5200000.00
5200000.00
0.0102
N
5200000.00
5200000.00
Washington State Housing Finance Commission
M/F RB (Bridgewood at Four Seasons) Series 2002A 0.090000%
93978RCU5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
Fannie Mae
N/A
N/A
Y
Fannie Mae
N/A
N/A
N
1200000.00
1200000.00
0.0024
N
1200000.00
1200000.00
Waycross & Ware Cnty Development Auth
IDRB (Rich Products Corp) Series 2007 0.110000%
944127AB5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
Bank of America NA
N/A
N/A
Y
Bank of America NA
N/A
N/A
N
1000000.00
1000000.00
0.0020
N
1000000.00
1000000.00
Westchester Cnty IDA
Commercial Facility RB (Panorama Flight Service) Series 2000 0.090000%
957369AA9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
3700000.00
3700000.00
0.0073
N
3700000.00
3700000.00
Wilkinsburg Municipal Auth
RB (Monroeville Christian/Judea Foundation) Series 2006 0.160000%
968542AA8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
RBS Citizens NA
N/A
N/A
Y
RBS Citizens NA
N/A
N/A
N
6635000.00
6635000.00
0.0130
N
6635000.00
6635000.00
Wyoming Community Development Auth
Housing RB 2007 Series 4 0.080000%
98322P5N5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
Bank of New York Mellon
N/A
N/A
N
N
600000.00
600000.00
0.0012
N
600000.00
600000.00
Wyoming Community Development Auth
Housing RB 2008 Series 2 0.080000%
98322P8X0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
Bank of New York Mellon
N/A
N/A
N
N
1000000.00
1000000.00
0.0020
N
1000000.00
1000000.00