0001145549-13-006971.txt : 20131224 0001145549-13-006971.hdr.sgml : 20131224 20130807145701 ACCESSION NUMBER: 0001145549-13-006971 CONFORMED SUBMISSION TYPE: N-MFP PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130731 FILED AS OF DATE: 20130807 DATE AS OF CHANGE: 20130807 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS CENTRAL INDEX KEY: 0000857156 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-MFP SEC ACT: 1933 Act SEC FILE NUMBER: 811-05954 FILM NUMBER: 131017162 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 1-800-648-5300 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS DATE OF NAME CHANGE: 19920703 0000857156 S000004502 Schwab Pennsylvania Municipal Money Fund C000012376 Sweep Shares SWEXX N-MFP 1 primary_doc.xml N-MFP N-MFP LIVE N 2013-07-31 0000857156 S000004502 1 N N N N 033-31894 Charles Schwab Investment Management, Inc. 801-35905 PricewaterhouseCoopers LLP San Francisco CA Charles Schwab Investment Management, Inc. Boston Financial Data Services, Inc. 0000275143 84-00896 N N N Single State Fund 41 43 505429763.16 3608748.23 343745.84 508694765.55 0.0013 1.0005 2013-07-31 1.0005 2013-07-31 C000012376 1.00 508694765.55 1.00 4796669.34 114383510.87 109586841.53 0.0001 1.0005 2013-07-31 1.0005 2013-07-31 Adams Cnty IDA RB (Brethren Home Community) Series 2007 0.060000% 006116AL1 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y PNC Bank NA N/A N/A Y PNC Bank NA N/A N/A N 3655000.00 3655000.00 0.0072 N 3655000.00 3655000.00 Alaska Industrial Development & Export Auth RB (Providence Health) Series 2003H 5.250000% 011903BC4 Other Municipal Debt N Unrated Security N/A N/A 2013-10-01 2013-10-01 N N Y Obligor Providence Health & Services System N/A N/A 500000.00 504160.03 0.0010 N 504000.00 504000.00 Allegheny Cnty Hospital Development Auth RB (Univ of Pittsburgh Medical Center) Series 2008A 5.000000% 01728AM60 Other Municipal Debt N Unrated Security N/A N/A 2013-09-01 2013-09-01 N N Y Obligor Univ of Pittsburgh Medical Center N/A N/A 2195000.00 2203796.26 0.0043 N 2203604.40 2203604.40 Allegheny Cnty Hospital Development Auth RB (Univ of Pittsburgh Medical Center) Series 2008B 5.000000% 01728AQ74 Other Municipal Debt N Unrated Security N/A N/A 2014-06-15 2014-06-15 N N Y Obligor Univ of Pittsburgh Medical Center N/A N/A 1000000.00 1041215.46 0.0020 N 1040560.00 1040560.00 Allegheny Cnty Hospital Development Auth Health Center Refunding RB (Univ of Pittsburgh Medical Ctr) Series 1998B 5.250000% 01728AUM6 Other Municipal Debt N Unrated Security N/A N/A 2013-11-01 2013-11-01 N N Y Obligor Univ of Pittsburgh Medical Center N/A N/A 4440000.00 4495634.98 0.0088 N 4493191.20 4493191.20 Allegheny Cnty Hospital Development Auth RB (Univ of Pittsburg Medical Center) Series 2010D&F 0.110000% 46636Y6Y1 Other Municipal Debt N First Tier Security N/A N/A 2013-08-01 2013-10-24 N N Y Obligor Univ of Pittsburgh Medical Center N/A N/A Tender Option JPMorgan Chase Bank NA N/A N/A 12000000.00 12000000.00 0.0236 N 12000480.00 12000480.00 Allegheny Cnty Hospital Development Auth RB (Univ of Pittsburgh Medical Center) Series 2010B1&B2 0.060000% 74926YB83 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y Royal Bank of Canada N/A N/A Y Royal Bank of Canada N/A N/A N 4000000.00 4000000.00 0.0079 N 4000000.00 4000000.00 Allegheny Cnty IDA RB (St. Joseph HS) Series 2009 0.400000% 017292XA6 Other Municipal Debt N First Tier Security N/A N/A 2013-12-01 2013-12-01 N Y PNC Bank NA N/A N/A N 6000000.00 6000000.00 0.0118 N 6000000.00 6000000.00 Allegheny Cnty IDA RB (Oakland Catholic HS) Series 2012 0.070000% 017292XH1 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y PNC Bank NA N/A N/A Y PNC Bank NA N/A N/A N 1000000.00 1000000.00 0.0020 N 1000000.00 1000000.00 Allegheny Cnty IDA RB (Oakland Catholic HS) Series 2012 0.070000% 017292XJ7 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y PNC Bank NA N/A N/A Y PNC Bank NA N/A N/A N 7065000.00 7065000.00 0.0139 N 7065000.00 7065000.00 Atlanta Urban Residential Finance Auth M/F Housing RB (M St Apts) Series 2003 0.110000% 04785TGN3 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y Freddie Mac N/A N/A Y Freddie Mac N/A N/A N 6785000.00 6785000.00 0.0133 N 6785000.00 6785000.00 Austin Water & Wastewater System Refunding RB Series 2001C 5.375000% 052476EQ7 Other Municipal Debt N Unrated Security N/A N/A 2013-11-15 2013-11-15 N N Y Obligor Austin Water & Wastewater System N/A N/A 545000.00 552842.78 0.0011 N 552858.90 552858.90 Austin Water & Wastewater System Refunding RB Series 2009 4.000000% 052476SX7 Other Municipal Debt N Unrated Security N/A N/A 2013-11-15 2013-11-15 N N Y Obligor Austin Water & Wastewater System N/A N/A 400000.00 404257.85 0.0008 N 404240.00 404240.00 Beaver Cnty IDA Pollution Control Refunding RB (FirstEnergy Nuclear Generation) Series 2006B 0.060000% 074876GU1 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-01 2013-08-01 Y Citibank NA N/A N/A Y Citibank NA N/A N/A N 650000.00 650000.00 0.0013 N 650000.00 650000.00 Beaver Cnty IDA Pollution Control Refunding RB (PA Electric Co) Series 2005B 0.040000% 074876HB2 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-01 2013-08-01 Y UBS AG N/A N/A Y UBS AG N/A N/A N 1605000.00 1605000.00 0.0032 N 1605000.00 1605000.00 Berks Cnty Municipal Auth RB (Reading Hospital & Medical Center) Series 2012A 0.090000% 74703UCY2 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y Bank of America NA N/A N/A N Y Obligor Reading Hospital & Medical Center N/A N/A 2085000.00 2085000.00 0.0041 N 2085000.00 2085000.00 Broomfield Sales & Use Tax Refunding RB Series 2012A 0.060000% 94987KMU6 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 2600000.00 2600000.00 0.0051 N 2600000.00 2600000.00 Butler Cnty IDA RB (Butler Cnty Family YMCA) Series 2005 0.080000% 12359HAB0 Variable Rate Demand Note N Unrated Security N/A N/A 2013-08-07 2013-08-07 Y PNC Bank NA N/A N/A Y PNC Bank NA N/A N/A N 3895000.00 3895000.00 0.0077 N 3895000.00 3895000.00 California Statewide Communities Development Auth RB (Kaiser Permanente) Series 2004I 0.240000% 13080QAT5 Other Commercial Paper N First Tier Security N/A N/A 2013-09-09 2013-09-09 N N Y Obligor Kaiser Permanente N/A N/A 1000000.00 1000000.00 0.0020 N 1000070.00 1000070.00 Capital IDC Solid Waste Disposal RB (Texas Disposal Systems) Series 2001 0.110000% 140210AA3 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y Union Bank NA N/A N/A Y Union Bank NA N/A N/A N 1500000.00 1500000.00 0.0029 N 1500000.00 1500000.00 Chambersburg Municipal Auth RB (Wilson College) Series 2007 0.110000% 158042AA9 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y Bank of America NA N/A N/A Y Bank of America NA N/A N/A N 21180000.00 21180000.00 0.0416 N 21180000.00 21180000.00 Chester Cnty IDA RB (Collegium Charter School) Series 2004A 5.000000% 165588CC6 Other Municipal Debt N Unrated Security N/A N/A 2014-04-15 2014-04-15 N N Y Escrow Escrow N/A N/A 1050000.00 1095704.37 0.0022 N 1095286.50 1095286.50 Chester Cnty IDA Student Housing RB Series 2008A2 0.060000% 16559PAF2 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 1500000.00 1500000.00 0.0029 N 1500000.00 1500000.00 Colorado Health Facilities Auth RB (Catholic Health Initiatives) Series 2009B2 5.000000% 19648AH65 Other Municipal Debt N Unrated Security N/A N/A 2013-11-12 2013-11-12 N N Y Obligor Catholic Health Initiatives N/A N/A 900000.00 912038.07 0.0018 N 911799.00 911799.00 Colorado Health Facilities Auth RB (Catholic Health Initiatives) Series 2009B1 0.300000% 94987KNM3 Other Municipal Debt N First Tier Security N/A N/A 2013-08-08 2013-08-08 N Y Wells Fargo Bank NA N/A N/A Y Tender Option Wells Fargo Bank NA N/A N/A 2000000.00 2000000.00 0.0039 N 2000000.00 2000000.00 Commonwealth Financing Auth RB Series 2013B 0.070000% 46640KBM5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor Pennsylvania N/A N/A 900000.00 900000.00 0.0018 N 900000.00 900000.00 Cumberland Cnty Municipal Auth RB (Presbyterian Homes) Series 1993A 0.080000% 230614AA7 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 2000000.00 2000000.00 0.0039 N 2000000.00 2000000.00 Cypress-Fairbanks ISD Unlimited Tax GO Refunding Bonds Series 2008 4.000000% 232760M70 Other Municipal Debt N Unrated Security N/A N/A 2014-02-15 2014-02-15 N Y Texas Permanent School Fund N/A N/A N 110000.00 112127.81 0.0002 N 112209.90 112209.90 Delaware Cnty IDA Water Facilities RB (Aqua Pennsylvania) Series 2005A 0.110000% 246018FJ9 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y Citibank NA N/A N/A Y Berkshire Hathaway Assurance Corp N/A N/A N 315000.00 315000.00 0.0006 N 315000.00 315000.00 District of Columbia RB (American Geophysical Union) Series 1993 0.110000% 254839K77 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y Bank of America NA N/A N/A Y Bank of America NA N/A N/A N 1000000.00 1000000.00 0.0020 N 1000000.00 1000000.00 Emmaus General Auth Local Government RB (Saucon Valley SD) Series 1989G19 0.050000% 291380KB8 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y US Bank NA N/A N/A Y US Bank NA N/A N/A N 600000.00 600000.00 0.0012 N 600000.00 600000.00 Erie Cnty Hospital Auth RB (St. Vincent Health Center) Series 2010B 0.080000% 295200TS8 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 3500000.00 3500000.00 0.0069 N 3500000.00 3500000.00 Franklin Cnty IDA RB (Chambersburg Hospital) Series 2010 0.200000% 94985NTZ4 Other Municipal Debt N First Tier Security N/A N/A 2013-09-05 2013-09-05 N Y Wells Fargo Bank NA N/A N/A Y Tender Option Wells Fargo Bank NA N/A N/A 9880000.00 9880000.00 0.0194 N 9880000.00 9880000.00 Geisinger Auth Health System RB (Geisinger Health) Series 2011A1 0.200000% 94985NZ53 Other Municipal Debt N First Tier Security N/A N/A 2013-09-05 2013-09-05 N N Y Obligor Geisinger Health System N/A N/A Tender Option Wells Fargo Bank NA N/A N/A 4795000.00 4795000.00 0.0094 N 4795000.00 4795000.00 Greater Orlando Aviation Auth Airport Facilities Refunding RB Series 2003A 5.000000% 392274UL8 Other Municipal Debt N Unrated Security N/A N/A 2013-10-01 2013-10-01 N N N 200000.00 201482.20 0.0004 N 201528.00 201528.00 Habersham Cnty Development Auth IDRB (Steelcell of North America) Series 2009 0.250000% 404471AB0 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y Bank of America NA N/A N/A Y Bank of America NA N/A N/A N 5000000.00 5000000.00 0.0098 N 5000000.00 5000000.00 Illinois Finance Auth RB (Advocate Health Care Network) Series 2008D 4.500000% 45200FRU5 Other Municipal Debt N Unrated Security N/A N/A 2013-11-01 2013-11-01 N N Y Obligor Advocate Health Care Network N/A N/A 255000.00 257538.11 0.0005 N 257567.85 257567.85 Indiana Health Facility Financing Auth RB (Ascension Health) Series 2001A1 1.500000% 454798SD2 Other Municipal Debt N First Tier Security N/A N/A 2014-08-01 2014-08-01 N N Y Obligor Ascension Health Alliance N/A N/A 200000.00 201490.00 0.0004 N 202488.00 202488.00 Lancaster Cnty Hospital Auth RB (Landis Homes Retirement Community) Series 2002 0.110000% 514045WJ8 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 4195000.00 4195000.00 0.0082 N 4195000.00 4195000.00 Lancaster Cnty Hospital Auth Health Center RB (Masonic Homes) Series 2008D 0.040000% 514045ZG1 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-01 2013-08-01 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 2320000.00 2320000.00 0.0046 N 2320000.00 2320000.00 Lancaster Cnty Hospital Auth RB (Landis Homes Retirement Community) Series 2009 0.110000% 514045ZK2 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 11950000.00 11950000.00 0.0235 N 11950000.00 11950000.00 Lavaca-Navidad River Auth Water Contract RB (Formosa Plastics) Series 1990 0.120000% 519385AA6 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y Bank of America NA N/A N/A Y Bank of America NA N/A N/A N 3100000.00 3100000.00 0.0061 N 3100000.00 3100000.00 Lowndes Cnty GO Sales Tax Bonds Series 2008 3.750000% 548729AK8 Other Municipal Debt N Unrated Security N/A N/A 2014-04-01 2014-04-01 N N N 1140000.00 1166002.49 0.0023 N 1166493.60 1166493.60 Luzerne Cnty Converntion Center Auth Hotel Room Rental Tax RB Series 2012 0.060000% 550708AD3 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y PNC Bank NA N/A N/A Y PNC Bank NA N/A N/A N 4000000.00 4000000.00 0.0079 N 4000000.00 4000000.00 Luzerne Cnty IDA Water Facility Refunding RB (Pennsylvania-American Water) Series 2004A 0.120000% 55072QAN9 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y Citibank NA N/A N/A Y Berkshire Hathaway Assurance Corp N/A N/A N 5000000.00 5000000.00 0.0098 N 5000000.00 5000000.00 Luzerne Cnty IDA Water Facility Refunding RB (Pennsylvania-American Water) Series 2009 0.060000% 94985NTE1 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y Wells Fargo & Co N/A N/A Y Wells Fargo & Co N/A N/A N 5000000.00 5000000.00 0.0098 N 5000000.00 5000000.00 Montgomery Cnty TRAN Series 2013 1.250000% 613579ZK0 Other Municipal Debt N Unrated Security N/A N/A 2013-12-31 2013-12-31 N N N 2500000.00 2510823.60 0.0049 N 2511675.00 2511675.00 North Hampton Cnty RB (Binney & Smith) Series 1997A 0.200000% 663549KK8 Variable Rate Demand Note N Unrated Security N/A N/A 2013-08-07 2013-08-07 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 7500000.00 7500000.00 0.0147 N 7500000.00 7500000.00 Nuveen Pennsylvania Investment Quality Municipal Fund Variable Rate Demand Preferred Shares Series 2 0.160000% 670972603 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y Royal Bank of Canada N/A N/A Y Royal Bank of Canada N/A N/A N 11000000.00 11000000.00 0.0216 N 11000000.00 11000000.00 Nuveen Pennsylvania Premium Income Municipal Fund 2 Variable Rate Demand Preferred Shares Series 2 0.160000% 67061F408 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y Royal Bank of Canada N/A N/A Y Royal Bank of Canada N/A N/A N 10000000.00 10000000.00 0.0197 N 10000000.00 10000000.00 Owen J. Roberts SD GO Notes Series 2006 0.080000% 46632PR21 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y JPMorgan Chase Bank NA N/A N/A N N 3000000.00 3000000.00 0.0059 N 3000000.00 3000000.00 Pennsylvania GO Bonds Second Series 2007A 0.070000% 07330CHC6 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y Branch Banking & Trust Co N/A N/A N N 10500000.00 10500000.00 0.0206 N 10500000.00 10500000.00 Pennsylvania GO Bonds Third Refunding Series 2004 0.060000% 18886PXV2 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y State Street Bank & Trust Company NA N/A N/A N N 3000000.00 3000000.00 0.0059 N 3000000.00 3000000.00 Pennsylvania GO Bonds First Series 2006 5.000000% 7091414G7 Other Municipal Debt N Unrated Security N/A N/A 2013-10-01 2013-10-01 N N N 125000.00 125989.25 0.0002 N 125965.00 125965.00 Pennsylvania GO Bonds Third Series 2004 5.000000% 709141Q65 Other Municipal Debt N Unrated Security N/A N/A 2013-09-01 2013-09-01 N N N 2535000.00 2545105.33 0.0050 N 2544987.90 2544987.90 Pennsylvania GO Bonds First Refunding Series 2002 5.500000% 709141VE2 Other Municipal Debt N Unrated Security N/A N/A 2014-02-01 2014-02-01 N N N 175000.00 179425.23 0.0004 N 179565.75 179565.75 Pennsylvania GO Bonds First Series 2010A 5.000000% 70914PLS9 Other Municipal Debt N Unrated Security N/A N/A 2014-02-15 2014-02-15 N N N 4980000.00 5109056.06 0.0100 N 5107089.60 5107089.60 Pennsylvania GO Bonds Second Series 2010 5.000000% 70914PMN9 Other Municipal Debt N Unrated Security N/A N/A 2014-05-01 2014-05-01 N N N 155000.00 160286.24 0.0003 N 160525.75 160525.75 Pennsylvania GO Bonds Third Series 2010A 5.000000% 70914PNY4 Other Municipal Debt N Unrated Security N/A N/A 2014-07-15 2014-07-15 N N N 500000.00 522509.82 0.0010 N 522730.00 522730.00 Pennsylvania Economic Development Financing Auth Unemployment Compensation RB Series 2012C 0.040000% 70869VBD5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y PNC Bank NA N/A N/A Y PNC Bank NA N/A N/A N 800000.00 800000.00 0.0016 N 800000.00 800000.00 Pennsylvania HFA S/F Mortgage RB Series 2013-115A 0.120000% 46636Y4X5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y JPMorgan Chase Bank NA N/A N/A N N 2760000.00 2760000.00 0.0054 N 2760000.00 2760000.00 Pennsylvania HFA S/F Mortgage RB Series 2002-75A 0.060000% 708793PS7 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y Barclays Bank Plc N/A N/A N N 11470000.00 11470000.00 0.0225 N 11470000.00 11470000.00 Pennsylvania HFA S/F Mortgage RB Series 2003-79B 0.060000% 708793PU2 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y Barclays Bank Plc N/A N/A N N 5600000.00 5600000.00 0.0110 N 5600000.00 5600000.00 Pennsylvania HFA S/F Mortgage RB Series 2006-95B 3.900000% 708796BY2 Other Municipal Debt N Unrated Security N/A N/A 2014-04-01 2014-04-01 N N N 590000.00 604286.99 0.0012 N 604136.40 604136.40 Pennsylvania HFA S/F Mortgage RB Series 2004-83B 0.070000% 708796C21 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y Bank of Tokyo Mitsubishi UFJ Ltd N/A N/A N N 9695000.00 9695000.00 0.0191 N 9695000.00 9695000.00 Pennsylvania HFA S/F Mortgage RB Series 2005-91B 0.070000% 708796C70 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y Bank of Tokyo Mitsubishi UFJ Ltd N/A N/A N N 23900000.00 23900000.00 0.0470 N 23900000.00 23900000.00 Pennsylvania HFA S/F Mortgage RB Series 2013-115A 0.200000% 708796H67 Other Municipal Debt N Unrated Security N/A N/A 2014-04-01 2014-04-01 N N N 4745000.00 4745000.00 0.0093 N 4741583.60 4741583.60 Pennsylvania HFA S/F Mortgage RB Series 2006-99A, 2007-99A&100A 0.120000% 708796QT7 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y Citibank NA N/A N/A N N 1015000.00 1015000.00 0.0020 N 1015000.00 1015000.00 Pennsylvania HFA S/F Mortgage RB Series 2006-93,94&95A, 2007-97&98A 0.140000% 708796RE9 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y Morgan Stanley Bank NA N/A N/A N N 307870.00 307870.00 0.0006 N 307870.00 307870.00 Pennsylvania HFA S/F Mortgage RB Series 2009-106A 2.250000% 708796SS7 Other Municipal Debt N Unrated Security N/A N/A 2014-04-01 2014-04-01 N N N 500000.00 505787.75 0.0010 N 502925.00 502925.00 Pennsylvania HFA S/F Mortgage RB Series 2010-109 1.400000% 708796WW3 Other Municipal Debt N Unrated Security N/A N/A 2013-10-01 2013-10-01 N N N 995000.00 996605.49 0.0020 N 996203.95 996203.95 Pennsylvania HFA S/F Mortgage RB Series 2004-81C 0.060000% 708796YS0 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y Royal Bank of Canada N/A N/A N N 5690000.00 5690000.00 0.0112 N 5690000.00 5690000.00 Pennsylvania HFA S/F Mortgage RB Series 2005-88B 0.060000% 708796ZJ9 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y PNC Bank NA N/A N/A N N 4750000.00 4750000.00 0.0093 N 4750000.00 4750000.00 Pennsylvania HFA S/F Mortgage RB Series 2005-88C 0.060000% 708796ZK6 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y PNC Bank NA N/A N/A N N 935000.00 935000.00 0.0018 N 935000.00 935000.00 Pennsylvania HFA S/F Mortgage RB Series 2006-94B 0.060000% 708796ZL4 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y PNC Bank NA N/A N/A N N 2605000.00 2605000.00 0.0051 N 2605000.00 2605000.00 Pennsylvania Higher Educational Facilities Auth RB (Assoc of Indep Colleges & Univs of PA) Series 2001-I1 0.090000% 70917NLX0 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 5500000.00 5500000.00 0.0108 N 5500000.00 5500000.00 Pennsylvania Higher Educational Facilities Auth Philadelphia Univ RB Series 2004A 5.250000% 70917NM35 Other Municipal Debt N Unrated Security N/A N/A 2014-06-01 2014-06-01 N N Y Escrow Escrow N/A N/A 6000000.00 6249229.57 0.0123 N 6244680.00 6244680.00 Pennsylvania Higher Educational Facilities Auth RB (Drexel Univ) Series 2005C 0.190000% 94985NV73 Other Municipal Debt N First Tier Security N/A N/A 2013-11-21 2013-11-21 N Y Wells Fargo Bank NA N/A N/A Y Tender Option Wells Fargo Bank NA N/A N/A 2190000.00 2190000.00 0.0043 N 2190000.00 2190000.00 Pennsylvania State Turnpike Commission Registration Fee Refunding RB Series 2005A 0.060000% 709222CZ4 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y Citibank NA N/A N/A Y Berkshire Hathaway Assurance Corp N/A N/A N 6905000.00 6905000.00 0.0136 N 6905000.00 6905000.00 Pennsylvania State Turnpike Commission Turnpike RB Series 2011C1 0.060000% 74926YSL6 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y Royal Bank of Canada N/A N/A Y Royal Bank of Canada N/A N/A N 6955000.00 6955000.00 0.0137 N 6955000.00 6955000.00 Pennsylvania State Turnpike Commission Sub RB Series 2011B 0.190000% 94985N7W5 Other Municipal Debt N First Tier Security N/A N/A 2013-11-21 2013-11-21 N Y Wells Fargo Bank NA N/A N/A Y Tender Option Wells Fargo Bank NA N/A N/A 4020000.00 4020000.00 0.0079 N 4020000.00 4020000.00 Pennsylvania State Univ Bonds Series 2007A 0.110000% 27884FQU7 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y US Bank NA N/A N/A Y US Bank NA N/A N/A N 13990000.00 13990000.00 0.0275 N 13990000.00 13990000.00 Pennsylvania State Univ Refunding Bonds Series 2009B 0.220000% 709235TQ8 Other Municipal Debt N First Tier Security N/A N/A 2014-06-01 2014-06-01 N N N 9235000.00 9235000.00 0.0182 N 9237308.75 9237308.75 Philadelphia Airport Refunding RB Series 2005C2 0.060000% 717817RR3 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y Royal Bank of Canada N/A N/A Y Royal Bank of Canada N/A N/A N 7805000.00 7805000.00 0.0153 N 7805000.00 7805000.00 Philadelphia Water & Wastewater Refunding RB Series 2012 1.000000% 717893XP1 Other Municipal Debt N Unrated Security N/A N/A 2013-11-01 2013-11-01 N N N 2645000.00 2649720.13 0.0052 N 2649602.30 2649602.30 Philadelphia Water & Wastewater Refunding RB Series 2007B 0.190000% 94985NVX6 Other Municipal Debt N First Tier Security N/A N/A 2013-11-21 2013-11-21 N Y Wells Fargo Bank NA N/A N/A Y Tender Option Wells Fargo Bank NA N/A N/A 2875000.00 2875000.00 0.0057 N 2875000.00 2875000.00 Philadelphia IDA RB (Girard Estate Aramark Tower) Series 2002 0.100000% 717818H43 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 2400000.00 2400000.00 0.0047 N 2400000.00 2400000.00 Philadelphia Municipal Auth Lease RB Series 2009 0.060000% 94985NLW9 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y Wells Fargo & Co N/A N/A Y Wells Fargo & Co N/A N/A N 6505000.00 6505000.00 0.0128 N 6505000.00 6505000.00 Philadelphia SD GO Bonds Series 2004D 5.125000% 717883AN2 Other Municipal Debt N Unrated Security N/A N/A 2014-06-01 2014-06-01 N Y Escrowed Government Securities N/A N/A N 1100000.00 1144384.27 0.0022 N 1144198.00 1144198.00 Pittsburgh Water & Sewer Auth Sub Refunding RB Series 2008C1A 0.400000% 725304RH4 Other Municipal Debt N First Tier Security N/A N/A 2013-09-01 2013-09-01 N Y Federal Home Loan Bank N/A N/A N 2500000.00 2500000.00 0.0049 N 2500125.00 2500125.00 Pittsburgh Water & Sewer Auth Sub Refunding RB Series 2008C1B 0.400000% 725304RJ0 Other Municipal Debt N First Tier Security N/A N/A 2013-09-01 2013-09-01 N Y Federal Home Loan Bank N/A N/A N 4000000.00 4000000.00 0.0079 N 4000200.00 4000200.00 Posey Cnty Economic Development Refunding RB (Midwest Fertilizer Corp) Series 2013A 0.750000% 737347AA2 Other Municipal Debt N First Tier Security N/A N/A 2013-10-17 2013-10-17 N N Y Escrow Escrow N/A N/A 1000000.00 1000000.00 0.0020 N 1000060.00 1000060.00 Puerto Rico Industrial, Tourist, Educational, Medical & Environmental Control Facilities Fincg Auth Environmental Control Facilities RB (Bristol-Myers Squibb Co) Series 2000 0.160000% 74528GAA0 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y BRISTOL-MYERS SQUIBB CO N/A N/A N Y Obligor Bristol-Myers Squibb Co N/A N/A 8000000.00 8000000.00 0.0157 N 8000000.00 8000000.00 Puerto Rico Sales Tax Financing Corp Sales Tax RB Series 2007A 0.110000% 25154LGB4 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y Deutsche Bank AG N/A N/A N N 13000000.00 13000000.00 0.0256 N 13000000.00 13000000.00 Puerto Rico Sales Tax Financing Corp Sales Tax RB Series 2007A & Sr Series 2009C 0.070000% 25155DMH1 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y Deutsche Bank AG N/A N/A N N 1910000.00 1910000.00 0.0038 N 1910000.00 1910000.00 Puerto Rico Sales Tax Financing Corp Sr Sales Tax RB Series 2009C 0.090000% 74529JJM8 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y Citibank NA N/A N/A N N 1000000.00 1000000.00 0.0020 N 1000000.00 1000000.00 Puerto Rico Sales Tax Financing Corp Sr Sales Tax RB Series 2011C 0.070000% 74926YZF1 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y Royal Bank of Canada N/A N/A N N 1500000.00 1500000.00 0.0029 N 1500000.00 1500000.00 Sacramento Cnty Housing Auth M/F Housing RB (Sierra Sunrise Sr Apts) Series 2004D 0.110000% 786111JE5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y Citibank NA N/A N/A Y Citibank NA N/A N/A N 1500000.00 1500000.00 0.0029 N 1500000.00 1500000.00 South Carolina Public Service Auth Refunding Revenue Obligations Series 2010B 5.000000% 8371478G5 Other Municipal Debt N Unrated Security N/A N/A 2014-01-01 2014-01-01 N N N 100000.00 101908.64 0.0002 N 101945.00 101945.00 St. Mary Hospital Auth RB (Catholic Health Initiatives) Series 2004C 0.060000% 792222EW7 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y CATHOLIC HEALTH INITIATIVES N/A N/A N Y Obligor Catholic Health Initiatives N/A N/A 18900000.00 18900000.00 0.0372 N 18900000.00 18900000.00 St. Mary Hospital Auth Health System RB (Catholic Health East) Series 2012B 0.050000% 85230MCX0 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y Bank of New York Mellon N/A N/A Y Bank of New York Mellon N/A N/A N 10000000.00 10000000.00 0.0197 N 10000000.00 10000000.00 Texas Dept of Housing & Community Affairs S/F Mortgage RB Series 2007A 0.080000% 88275FMF3 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y Texas N/A N/A N N 7000000.00 7000000.00 0.0138 N 7000000.00 7000000.00 Univ of Houston Consolidated Refunding RB Series 2006 5.000000% 914301ZT6 Other Municipal Debt N Unrated Security N/A N/A 2014-02-15 2014-02-15 N N N 700000.00 717090.03 0.0014 N 717640.00 717640.00 Univ of Pittsburgh Capital Project & Refunding Bonds Series 2000A 5.000000% 91335VFG6 Other Municipal Debt N Unrated Security N/A N/A 2013-09-15 2013-09-15 N N N 865000.00 869899.67 0.0017 N 870025.65 870025.65 Univ of Pittsburgh Capital Project & Refunding Bonds Series 2002B 5.500000% 91335VFH4 Other Municipal Debt N Unrated Security N/A N/A 2013-09-15 2013-09-15 N N N 675000.00 679252.68 0.0013 N 678996.00 678996.00 Univ of Pittsburgh Capital Project Bonds Series 2005A 5.500000% 91335VFK7 Other Municipal Debt N Unrated Security N/A N/A 2013-09-15 2013-09-15 N N N 1650000.00 1660499.94 0.0033 N 1659768.00 1659768.00 Univ of Pittsburgh Capital Project Bonds Series 2005A 5.500000% 91335VFL5 Other Municipal Debt N Unrated Security N/A N/A 2013-09-15 2013-09-15 N N N 595000.00 598799.96 0.0012 N 598522.40 598522.40 Univ of Pittsburgh PITT Asset Notes Series 2013 2.000000% 91335VJL1 Other Municipal Debt N First Tier Security N/A N/A 2014-07-11 2014-07-11 N N N 4200000.00 4271942.10 0.0084 N 4271652.00 4271652.00 Univ of Pittsburgh Capital Project & Refunding Bonds Series 2005C 0.120000% 91480VBN8 Other Commercial Paper N First Tier Security N/A N/A 2013-10-01 2013-10-01 N N N 20000000.00 20000000.00 0.0393 N 20000000.00 20000000.00 Univ of Pittsburgh Capital Project & Refunding Bonds Series 2007B 0.160000% 91481AAS3 Other Commercial Paper N First Tier Security N/A N/A 2013-08-01 2013-08-01 N N N 4866000.00 4866000.00 0.0096 N 4866000.00 4866000.00 Uvalde Consolidated ISD Unlimited Tax Refunding Bonds Series 2005 5.000000% 918135HF4 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N Y Texas Permanent School Fund N/A N/A N 400000.00 400000.00 0.0008 N 400000.00 400000.00 Washington Cnty Auth Refunding RB (Univ of Pennsylvania) Series 2004 0.040000% 938591BF0 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y Univ of Pennsylvania N/A N/A N Y Obligor Univ of Pennsylvania N/A N/A 7140000.00 7140000.00 0.0140 N 7140000.00 7140000.00 Washington Cnty Hospital Auth Hospital RB (Washington Hospital) Series 2007A 0.500000% 938592HG0 Other Municipal Debt N First Tier Security N/A N/A 2014-07-01 2014-07-01 N Y PNC Bank NA N/A N/A N 6300000.00 6300000.00 0.0124 N 6300000.00 6300000.00 Washington Cnty Hospital Auth Hospital RB (Monongahela Valley) Series 2011A 0.060000% 938592HM7 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y PNC Bank NA N/A N/A Y PNC Bank NA N/A N/A N 2000000.00 2000000.00 0.0039 N 2000000.00 2000000.00 Washington State Housing Finance Commission M/F RB (Monticello Park) Series 2001A 0.090000% 93978RCS0 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y Fannie Mae N/A N/A Y Fannie Mae N/A N/A N 5200000.00 5200000.00 0.0102 N 5200000.00 5200000.00 Washington State Housing Finance Commission M/F RB (Bridgewood at Four Seasons) Series 2002A 0.090000% 93978RCU5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y Fannie Mae N/A N/A Y Fannie Mae N/A N/A N 1200000.00 1200000.00 0.0024 N 1200000.00 1200000.00 Waycross & Ware Cnty Development Auth IDRB (Rich Products Corp) Series 2007 0.110000% 944127AB5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y Bank of America NA N/A N/A Y Bank of America NA N/A N/A N 1000000.00 1000000.00 0.0020 N 1000000.00 1000000.00 Westchester Cnty IDA Commercial Facility RB (Panorama Flight Service) Series 2000 0.090000% 957369AA9 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 3700000.00 3700000.00 0.0073 N 3700000.00 3700000.00 Wilkinsburg Municipal Auth RB (Monroeville Christian/Judea Foundation) Series 2006 0.160000% 968542AA8 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y RBS Citizens NA N/A N/A Y RBS Citizens NA N/A N/A N 6635000.00 6635000.00 0.0130 N 6635000.00 6635000.00 Wyoming Community Development Auth Housing RB 2007 Series 4 0.080000% 98322P5N5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y Bank of New York Mellon N/A N/A N N 600000.00 600000.00 0.0012 N 600000.00 600000.00 Wyoming Community Development Auth Housing RB 2008 Series 2 0.080000% 98322P8X0 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y Bank of New York Mellon N/A N/A N N 1000000.00 1000000.00 0.0020 N 1000000.00 1000000.00