0001145549-13-006964.txt : 20131224
0001145549-13-006964.hdr.sgml : 20131224
20130807145645
ACCESSION NUMBER: 0001145549-13-006964
CONFORMED SUBMISSION TYPE: N-MFP
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130731
FILED AS OF DATE: 20130807
DATE AS OF CHANGE: 20130807
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS
CENTRAL INDEX KEY: 0000857156
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: N-MFP
SEC ACT: 1933 Act
SEC FILE NUMBER: 811-05954
FILM NUMBER: 131017150
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 1-800-648-5300
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS
DATE OF NAME CHANGE: 19920703
0000857156
S000004501
Schwab Massachusetts AMT Tax-Free Money Fund
C000012375
Sweep Shares
SWDXX
N-MFP
1
primary_doc.xml
N-MFP
N-MFP
LIVE
N
2013-07-31
0000857156
S000004501
1
N
N
N
N
033-31894
Charles Schwab Investment Management, Inc.
801-35905
PricewaterhouseCoopers LLP
San Francisco
CA
Charles Schwab Investment Management, Inc.
Boston Financial Data Services, Inc.
0000275143
84-00896
N
N
N
Single State Fund
48
48
416497971.41
812378.83
15858.44
417294491.80
0.0013
1.0016
2013-07-31
1.0016
2013-07-31
C000012375
1.00
417294491.80
1.00
-75484.28
93591995.75
93667480.03
0.0001
1.0016
2013-07-31
1.0016
2013-07-31
Apache Cnty IDA
IDRB (Tucson Electric Power) Series 1983A 0.050000%
037435AN4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
US Bank NA
N/A
N/A
Y
US Bank NA
N/A
N/A
N
1280000.00
1280000.00
0.0031
N
1280000.00
1280000.00
Ashburnham
GO BAN 0.750000%
043753CJ9
Other Municipal Debt
N
First Tier Security
N/A
N/A
2014-01-24
2014-01-24
N
N
N
4215000.00
4224263.19
0.0101
N
4224694.50
4224694.50
Brockton
GO BAN 1.500000%
111746CN1
Other Municipal Debt
N
First Tier Security
N/A
N/A
2014-06-13
2014-06-13
N
N
N
4000000.00
4042121.76
0.0097
N
4042160.00
4042160.00
Burke Cnty Development Auth
Pollution Control RB (Georgia Power Plant Vogtle) First Series 2009 0.080000%
121342MW6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-01
2013-08-01
Y
Georgia Power
N/A
N/A
N
Y
Obligor
Georgia Power
N/A
N/A
3900000.00
3900000.00
0.0093
N
3900000.00
3900000.00
Gardner
GO BAN 1.250000%
365604RB5
Other Municipal Debt
N
First Tier Security
N/A
N/A
2014-05-02
2014-05-02
N
N
N
4000000.00
4029327.03
0.0097
N
4030320.00
4030320.00
Hamilton-Wenham Regional SD
GO BAN 0.750000%
408144DV2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-10-23
2013-10-23
N
N
N
2075000.00
2077387.99
0.0050
N
2077448.50
2077448.50
Hanover
GO BAN 1.250000%
411018QN7
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-09-13
2013-09-13
N
N
N
8500000.00
8510282.20
0.0204
N
8511050.00
8511050.00
Haverhill
GO BAN 1.250000%
4195066F2
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-09-01
2013-09-01
N
N
N
4700000.00
4703296.36
0.0113
N
4703666.00
4703666.00
Haverhill
GO BAN 1.250000%
4195066G0
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-12-01
2013-12-01
N
N
N
3500000.00
3510128.02
0.0084
N
3510920.00
3510920.00
Holyoke
GO BAN 1.250000%
4367047Q7
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-11-14
2013-11-14
N
N
N
4900000.00
4913377.00
0.0118
N
4913573.00
4913573.00
Illinois Finance Auth
RB (Resurrection Health Care) Series 2005B 0.060000%
45200BPJ1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-01
2013-08-01
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
5400000.00
5400000.00
0.0129
N
5400000.00
5400000.00
Kalamazoo Hospital Finance Auth
Hospital Refunding RB (Borgess Medical Center) Series 1994A 6.250000%
483233GR7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-06-01
2014-06-01
N
N
Y
Escrow
Escrow
N/A
N/A
1500000.00
1574873.70
0.0038
N
1574130.00
1574130.00
Lynnfield
GO BAN 1.250000%
551664KQ7
Other Municipal Debt
N
First Tier Security
N/A
N/A
2014-06-20
2014-06-20
N
N
N
1147037.00
1156645.39
0.0028
N
1156660.64
1156660.64
Macon Water Auth
Water & Sewer RB Series 2012 0.060000%
555758GX3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
Macon Water Auth
N/A
N/A
N
N
4000000.00
4000000.00
0.0096
N
4000000.00
4000000.00
Massachusetts
GO Bonds Consolidated Loan Series 2001D 6.000000%
5758276K1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-11-01
2013-11-01
N
N
N
975000.00
988835.45
0.0024
N
988591.50
988591.50
Massachusetts
GO Bonds Consolidated Loan Series 2001D 5.500000%
5758276L9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-11-01
2013-11-01
N
N
N
450000.00
455762.72
0.0011
N
455737.50
455737.50
Massachusetts
GO Bonds Consolidated Loan Series 2006A 0.050000%
57582N4G7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-01
2013-08-01
Y
Wells Fargo Bank NA
N/A
N/A
N
N
600000.00
600000.00
0.0014
N
600000.00
600000.00
Massachusetts
GO Bonds Consolidated Loan Series 2006C 5.000000%
57582N5R2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-05-01
2014-05-01
N
N
N
600000.00
621194.19
0.0015
N
621342.00
621342.00
Massachusetts
GO Bonds Consolidated Loan Series 2006D 4.250000%
57582N6T7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
210000.00
210000.00
0.0005
N
210000.00
210000.00
Massachusetts
GO Bonds Consolidated Loan Series 2006D 4.375000%
57582N6U4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
375000.00
375000.00
0.0009
N
375000.00
375000.00
Massachusetts
GO Bonds Consolidated Loan Series 2002C 4.125000%
57582NDK8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-11-01
2013-11-01
N
N
N
135000.00
136262.52
0.0003
N
136277.10
136277.10
Massachusetts
GO Bonds Series 2002C 5.500000%
57582NDL6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-11-01
2013-11-01
N
N
N
1245000.00
1261095.46
0.0030
N
1260873.75
1260873.75
Massachusetts
GO Refunding Bonds Series 2003B 5.000000%
57582NPB5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-12-01
2013-12-01
N
N
N
125000.00
126879.95
0.0003
N
126947.50
126947.50
Massachusetts
GO Bonds Consolidated Loan Series 2004C 5.000000%
57582NR49
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
100000.00
100000.00
0.0002
N
100000.00
100000.00
Massachusetts
GO Refunding Bonds Series 2004A 5.250000%
57582NUL7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
125000.00
125000.00
0.0003
N
125000.00
125000.00
Massachusetts
GO Bonds Consolidated Loan Series 2005B 5.000000%
57582NY66
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
250000.00
250000.00
0.0006
N
250000.00
250000.00
Massachusetts
GO Bonds Consolidated Loan Series 2011D 4.000000%
57582PA59
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-10-01
2013-10-01
N
N
N
200000.00
201180.33
0.0005
N
201224.00
201224.00
Massachusetts
GO Refunding Bonds Series 2007A 4.000000%
57582PDD9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-11-01
2013-11-01
N
N
N
100000.00
100900.29
0.0002
N
100917.00
100917.00
Massachusetts
GO Bonds Consolidated Loan Series 2007C 4.000000%
57582PFB1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
400000.00
400000.00
0.0010
N
400000.00
400000.00
Massachusetts
GO Bonds Consolidated Loan Series 2007C 0.070000%
57582PGZ7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
Citibank NA
N/A
N/A
N
N
4500000.00
4500000.00
0.0108
N
4500000.00
4500000.00
Massachusetts
GO Bonds Consolidated Loan Series 2007C 0.070000%
57582PHZ6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
3900000.00
3900000.00
0.0093
N
3900000.00
3900000.00
Massachusetts
GO Bonds Consolidated Loan Series 2007C 0.090000%
57582PJR2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
Credit Suisse AG
N/A
N/A
N
N
4000000.00
4000000.00
0.0096
N
4000000.00
4000000.00
Massachusetts
GO Bonds Consolidated Loan Series 2007A 0.100000%
57582PJX9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
Societe Generale
N/A
N/A
N
N
4000000.00
4000000.00
0.0096
N
4000000.00
4000000.00
Massachusetts
GO Bonds Consolidated Loan Series 2008A 4.000000%
57582PKT6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
250000.00
250000.00
0.0006
N
250000.00
250000.00
Massachusetts
GO Refunding Bonds Series 2008A 4.000000%
57582PND8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-09-01
2013-09-01
N
N
N
120000.00
120365.20
0.0003
N
120374.40
120374.40
Massachusetts
GO Bonds Consolidated Loan Series 2009B 5.000000%
57582PRN2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-07-01
2014-07-01
N
N
N
150000.00
156082.41
0.0004
N
156525.00
156525.00
Massachusetts
GO Bonds Consolidated Loan Series 2010C 4.000000%
57582PVZ0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-01-01
2014-01-01
N
N
N
325000.00
329891.60
0.0008
N
330057.00
330057.00
Massachusetts
GO Bonds Consolidated Loan Series 2011B 4.000000%
57582PZF0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
305000.00
305000.00
0.0007
N
305000.00
305000.00
Massachusetts
GO Bonds Consolidated Loan 2011 Series C 0.441700%
57582PZZ6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-02-01
2014-02-01
N
N
N
250000.00
249437.60
0.0006
N
249487.50
249487.50
Massachusetts
GO Refunding Bonds Series 2001B 0.060000%
74926YVU2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
Royal Bank of Canada
N/A
N/A
Y
Royal Bank of Canada
N/A
N/A
N
19800000.00
19800000.00
0.0474
N
19800000.00
19800000.00
Massachusetts
Transportation Fund RB Series 2012A 0.190000%
94987KFC4
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-10-24
2013-10-24
N
N
Y
Obligor
Massachusetts Transportation Fund
N/A
N/A
Tender Option
Wells Fargo Bank NA
N/A
N/A
3355000.00
3355000.00
0.0080
N
3355000.00
3355000.00
Massachusetts Bay Transportation Auth
Sr Sales Tax Bonds Series 2010A 0.150000%
575579VW4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-26
2014-02-26
Y
Massachusetts Bay Transportation Auth
N/A
N/A
N
N
5815000.00
5815000.00
0.0139
Y
5815000.00
5815000.00
Massachusetts Bay Transportation Auth
Sales Tax CP Series A 0.080000%
57557XBN3
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-08-02
2013-08-02
N
N
Y
Standby Purchase Agreement
State Street Bank & Trust Company NA
N/A
N/A
7500000.00
7500000.00
0.0180
N
7500000.00
7500000.00
Massachusetts Bay Transportation Auth
Sales Tax CP Series B 0.130000%
57557YHP0
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-08-05
2013-08-05
N
N
Y
Standby Purchase Agreement
Sumitomo Mitsui Banking Corp
N/A
N/A
4000000.00
4000000.00
0.0096
N
4000040.00
4000040.00
Massachusetts Bay Transportation Auth
Sr Sales Tax Bonds Series 2007A1 0.070000%
74703TTB7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
Wells Fargo & Co
N/A
N/A
N
N
3865000.00
3865000.00
0.0093
N
3865000.00
3865000.00
Massachusetts Development Finance Agency
Education RB (Cushing Academy) Series 2004 0.070000%
57583F4G3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
TD Bank NA
N/A
N/A
Y
TD Bank NA
N/A
N/A
N
2630000.00
2630000.00
0.0063
N
2630000.00
2630000.00
Massachusetts Development Finance Agency
Higher Education Refunding RB (Smith College) Series 2002 0.040000%
57583FYL9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
Smith College
N/A
N/A
N
Y
Obligor
Smith College
N/A
N/A
6719000.00
6719000.00
0.0161
N
6719000.00
6719000.00
Massachusetts Development Finance Agency
First Mortgage RB (Brookhaven at Lexington) Series 2005B 0.200000%
57583RAG0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
Bank of America NA
N/A
N/A
Y
Bank of America NA
N/A
N/A
N
3280000.00
3280000.00
0.0079
N
3280000.00
3280000.00
Massachusetts Development Finance Agency
RB (Marine Biological Laboratory) Series 2006 0.070000%
57583RFL4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
7690000.00
7690000.00
0.0184
N
7690000.00
7690000.00
Massachusetts Development Finance Agency
RB (YMCA of Greater Worcester) Series 2006 0.050000%
57583RGP4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
TD Bank NA
N/A
N/A
Y
TD Bank NA
N/A
N/A
N
4020000.00
4020000.00
0.0096
N
4020000.00
4020000.00
Massachusetts Development Finance Agency
RB (Tabor Academy) Series 2007B 0.050000%
57583RJN6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
Federal Home Loan Bank
N/A
N/A
Y
Federal Home Loan Bank
N/A
N/A
N
2725000.00
2725000.00
0.0065
N
2725000.00
2725000.00
Massachusetts Development Finance Agency
RB (Eaglebrook School) Series 2007 0.130000%
57583RML6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
Bank of America NA
N/A
N/A
Y
Bank of America NA
N/A
N/A
N
970000.00
970000.00
0.0023
N
970000.00
970000.00
Massachusetts Development Finance Agency
RB (Boston Univ) Series U5B 0.040000%
57583RP58
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
Federal Home Loan Bank
N/A
N/A
Y
Federal Home Loan Bank
N/A
N/A
N
5000000.00
5000000.00
0.0120
N
5000000.00
5000000.00
Massachusetts Development Finance Agency
RB (Masonic Nursing Home) Series 2002A 0.080000%
57583RP74
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
7200000.00
7200000.00
0.0173
N
7200000.00
7200000.00
Massachusetts Development Finance Agency
Refunding RB (Wentworth Institute of Technology) Series 2007A 0.070000%
57583RTL9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
10850000.00
10850000.00
0.0260
N
10850000.00
10850000.00
Massachusetts Development Finance Agency
RB (Jewish Rehabilitation Centers for Living) Series 2011B 0.110000%
57583UBR8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
4925000.00
4925000.00
0.0118
N
4925000.00
4925000.00
Massachusetts Development Finance Agency
RB (CIL Realty of Mass) Series 2013 0.060000%
57583UXM5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
9200000.00
9200000.00
0.0220
N
9200000.00
9200000.00
Massachusetts Development Finance Agency
RB (JHC Assisted Living Corp) Series 1998A 0.080000%
575925SS2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
TD Bank NA
N/A
N/A
Y
TD Bank NA
N/A
N/A
N
8460000.00
8460000.00
0.0203
N
8460000.00
8460000.00
Massachusetts Development Finance Agency
RB (Worcester Polytechnic Institue) Series 2012 0.300000%
94987KNC5
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-08-08
2013-08-08
N
Y
Wells Fargo Bank NA
N/A
N/A
Y
Tender Option
Wells Fargo Bank NA
N/A
N/A
5850000.00
5850000.00
0.0140
N
5850000.00
5850000.00
Massachusetts Health & Educational Facilities Auth
RB (MIT) Series 2008N 0.070000%
06740GFC5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
Barclays Bank Plc
N/A
N/A
N
Y
Obligor
Massachusetts Institute of Technology
N/A
N/A
2565000.00
2565000.00
0.0061
N
2565000.00
2565000.00
Massachusetts Health & Educational Facilities Auth
RB (UMass) Series 2007E&F 0.060000%
27884FQC7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
US Bank NA
N/A
N/A
N
Y
Obligor
Univ of Massachusetts
N/A
N/A
16260000.00
16260000.00
0.0390
N
16260000.00
16260000.00
Massachusetts Health & Educational Facilities Auth
RB (Partners HealthCare) Series 2010J1 0.070000%
46633VLK3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
Partners Healthcare System
N/A
N/A
2100000.00
2100000.00
0.0050
N
2100000.00
2100000.00
Massachusetts Health & Educational Facilities Auth
RB (MIT) Series 2008N 0.080000%
46636YQ37
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
Deutsche Bank AG
N/A
N/A
N
Y
Obligor
Massachusetts Institute of Technology
N/A
N/A
11485000.00
11485000.00
0.0275
N
11485000.00
11485000.00
Massachusetts Health & Educational Facilities Auth
RB (Capital Asset Program) Series M2 0.090000%
57585KA57
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
Bank of America NA
N/A
N/A
Y
Bank of America NA
N/A
N/A
N
2040000.00
2040000.00
0.0049
N
2040000.00
2040000.00
Massachusetts Health & Educational Facilities Auth
RB (Capital Asset Program) Series 2004M4A 0.090000%
57586CDX0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
Bank of America NA
N/A
N/A
Y
Bank of America NA
N/A
N/A
N
13765000.00
13765000.00
0.0330
N
13765000.00
13765000.00
Massachusetts Health & Educational Facilities Auth
RB (Amherst College) Series 2005I 0.040000%
57586CGZ2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
AMHERST COLLEGE
N/A
N/A
N
Y
Obligor
Amherst College
N/A
N/A
7000000.00
7000000.00
0.0168
N
7000000.00
7000000.00
Massachusetts Health & Educational Facilities Auth
RB (Harvard Univ) Series 2005C 0.050000%
57586EER8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-01
2013-08-01
Y
Citibank NA
N/A
N/A
N
Y
Obligor
Harvard Univ
N/A
N/A
1625000.00
1625000.00
0.0039
N
1625000.00
1625000.00
Massachusetts Health & Educational Facilities Auth
RB (Partners HealthCare) Series 2010J1 3.000000%
57586ENF4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-07-01
2014-07-01
N
N
Y
Obligor
Partners Healthcare System
N/A
N/A
300000.00
307106.17
0.0007
N
307044.00
307044.00
Massachusetts Health & Educational Facilities Auth
RB (Partners HealthCare) Series 2010J2 5.000000%
57586ENP2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-07-01
2014-07-01
N
N
Y
Obligor
Partners Healthcare System
N/A
N/A
910000.00
948151.54
0.0023
N
948220.00
948220.00
Massachusetts Health & Educational Facilities Auth
RB (MIT) Series 2008N 0.060000%
57586EQX2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
Citibank NA
N/A
N/A
N
Y
Obligor
Massachusetts Institute of Technology
N/A
N/A
2000000.00
2000000.00
0.0048
N
2000000.00
2000000.00
Massachusetts Industrial Finance Agency
RB (Groton School) Series 1998B 0.080000%
575925NY4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
US Bank NA
N/A
N/A
N
Y
Obligor
Groton School
N/A
N/A
6485000.00
6485000.00
0.0155
N
6485000.00
6485000.00
Massachusetts School Building Auth
Sr Dedicated Sales Tax Bonds Series 2011B 0.070000%
06740GPS9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
Barclays Bank Plc
N/A
N/A
N
N
12000000.00
12000000.00
0.0288
N
12000000.00
12000000.00
Massachusetts School Building Auth
Dedicated Sales Tax Bonds Series 2007A 0.080000%
46633VRV3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
1315000.00
1315000.00
0.0032
N
1315000.00
1315000.00
Massachusetts School Building Auth
Sr Dedicated Tax Refunding Bonds Series 2012B 0.070000%
46640KCJ1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
3750000.00
3750000.00
0.0090
N
3750000.00
3750000.00
Massachusetts School Building Auth
Dedicated Sales Tax Bonds Series 2005A 5.000000%
576000AR4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-15
2013-08-15
N
N
N
675000.00
676203.89
0.0016
N
676242.00
676242.00
Massachusetts School Building Auth
Dedicated Sales Tax Bonds Series 2007A 0.060000%
576000GM9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
Citibank NA
N/A
N/A
N
N
6670000.00
6670000.00
0.0160
N
6670000.00
6670000.00
Massachusetts School Building Auth
Dedicated Sales Tax Bonds Series 2007A 0.060000%
576000GT4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
Citibank NA
N/A
N/A
N
N
4000000.00
4000000.00
0.0096
N
4000000.00
4000000.00
Massachusetts School Building Auth
Dedicated Sales Tax Bonds Series 2005A 0.070000%
576000JT1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
5850000.00
5850000.00
0.0140
N
5850000.00
5850000.00
Massachusetts School Building Auth
Dedicated Sales Tax Bonds Series 2005A 0.080000%
576000KB8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
Citibank NA
N/A
N/A
N
N
6200000.00
6200000.00
0.0149
N
6200000.00
6200000.00
Massachusetts State College Building Auth
RB Series 2004A 5.000000%
575832MR8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-05-01
2014-05-01
N
N
Y
Escrow
Escrow
N/A
N/A
2290000.00
2371622.07
0.0057
N
2370768.30
2370768.30
Massachusetts Water Pollution Abatement Trust
State Revolving Fund Refunding Bonds Series 2009A 5.000000%
57604P2W3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
400000.00
400000.00
0.0010
N
400000.00
400000.00
Massachusetts Water Pollution Abatement Trust
State Revolving Fund Bonds Series 15A 5.000000%
57604P4C5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
875000.00
875000.00
0.0021
N
875000.00
875000.00
Massachusetts Water Pollution Abatement Trust
State Revolving Fund Bonds Series 15A 5.000000%
57604P4D3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-08-01
2014-08-01
N
N
N
225000.00
235250.73
0.0006
N
235687.50
235687.50
Massachusetts Water Pollution Abatement Trust
Pool Program Refunding Bonds, Series 2004A 5.250000%
57604PNS9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
950000.00
950000.00
0.0023
N
950000.00
950000.00
Massachusetts Water Pollution Abatement Trust
Pool Program Bonds Series 13 5.000000%
57604PP32
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
635000.00
635000.00
0.0015
N
635000.00
635000.00
Massachusetts Water Pollution Abatement Trust
Pool Program Refunding Bonds Series 2006 0.060000%
57604PT61
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
Credit Suisse AG
N/A
N/A
N
N
8195000.00
8195000.00
0.0196
N
8195000.00
8195000.00
Massachusetts Water Pollution Abatement Trust
State Revolving Fund Bonds Series 14 5.000000%
57604PV84
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
650000.00
650000.00
0.0016
N
650000.00
650000.00
Massachusetts Water Pollution Abatement Trust
State Revolving Fund Bonds Series 14 0.090000%
57604PZ72
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
6665000.00
6665000.00
0.0160
N
6665000.00
6665000.00
Massachusetts Water Resources Auth
General Refunding RB Series 2007B 0.070000%
07330CDM8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
Branch Banking & Trust Co
N/A
N/A
N
N
8925000.00
8925000.00
0.0214
N
8925000.00
8925000.00
Melrose
GO BAN 1.250000%
585565RA4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-11-15
2013-11-15
N
N
N
3000000.00
3008773.32
0.0072
N
3009090.00
3009090.00
Melrose
GO BAN 1.250000%
585565RB2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-11-15
2013-11-15
N
N
N
3795000.00
3806263.56
0.0091
N
3806498.85
3806498.85
Metropolitan Boston Transit Parking Corp
Sr Lien Parking RB Series 2011 0.060000%
94985N2T7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
Wells Fargo Bank NA
N/A
N/A
Y
Wells Fargo Bank NA
N/A
N/A
N
2500000.00
2500000.00
0.0060
N
2500000.00
2500000.00
New Mexico Educational Assistance Foundation
Education Loan Bonds Series 2010-2A2 0.060000%
94985NZM6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
Wells Fargo Bank NA
N/A
N/A
Y
Wells Fargo Bank NA
N/A
N/A
N
5390000.00
5390000.00
0.0129
N
5390000.00
5390000.00
Puerto Rico Sales Tax Financing Corp
Sr Sales Tax RB Series 2011C 0.070000%
46636YTU4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
1000000.00
1000000.00
0.0024
N
1000000.00
1000000.00
Puerto Rico Sales Tax Financing Corp
Sr Sales Tax RB Series 2009C 0.090000%
74529JJM8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
Citibank NA
N/A
N/A
N
N
12910000.00
12910000.00
0.0309
N
12910000.00
12910000.00
Quincy
GO BAN 1.250000%
748508ED6
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-09-13
2013-09-13
N
N
N
4500000.00
4504911.93
0.0108
N
4505850.00
4505850.00
Revere
GO BAN 0.750000%
761440YP5
Other Municipal Debt
N
First Tier Security
N/A
N/A
2014-07-18
2014-07-18
N
N
N
4000000.00
4017241.43
0.0096
N
4017360.00
4017360.00
Salem
GO BAN 1.000000%
794199ZW2
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-12-20
2013-12-20
N
N
N
3790000.00
3801359.44
0.0091
N
3801711.10
3801711.10
Sharon
GO BAN 1.500000%
819649YC2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-30
2013-08-30
N
N
N
4810950.00
4815999.21
0.0115
N
4816193.94
4816193.94
Univ of Massachusetts Building Auth
Refunding RB Sr Series 2011-2 0.150000%
914437QC5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-02-26
2014-02-26
Y
Massachusetts
N/A
N/A
N
Y
Obligor
Massachusetts
N/A
N/A
9005000.00
9005000.00
0.0216
Y
9005540.30
9005540.30
Uxbridge
GO BAN 1.250000%
918186LK1
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-10-18
2013-10-18
N
N
N
4210000.00
4219059.69
0.0101
N
4219809.30
4219809.30
Walpole
GO BAN 1.250000%
933033RA2
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-11-29
2013-11-29
N
N
N
3125000.00
3135037.67
0.0075
N
3136156.25
3136156.25
Washington Convention Center Auth
Sr Lien Dedicated Tax Refunding RB Series 2007A 0.060000%
27884FRS1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
US Bank NA
N/A
N/A
Y
US Bank NA
N/A
N/A
N
1520000.00
1520000.00
0.0036
N
1520000.00
1520000.00
Watertown
GO BAN 1.250000%
942044QP6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-06-26
2014-06-26
N
N
N
3725000.00
3756124.98
0.0090
N
3756178.25
3756178.25
West Tisbury
Unlimited Tax GO BAN 1.500000%
956287DK9
Other Municipal Debt
N
First Tier Security
N/A
N/A
2014-06-05
2014-06-05
N
N
N
2495000.00
2521232.91
0.0060
N
2521896.10
2521896.10
Westfield
GO BAN 1.500000%
960096L94
Other Municipal Debt
N
First Tier Security
N/A
N/A
2014-04-11
2014-04-11
N
N
N
4650000.00
4691466.63
0.0112
N
4692222.00
4692222.00
Worcester
BAN 1.500000%
981306CY7
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-11-07
2013-11-07
N
N
N
4000000.00
4013575.88
0.0096
N
4014360.00
4014360.00