0001145549-13-006964.txt : 20131224 0001145549-13-006964.hdr.sgml : 20131224 20130807145645 ACCESSION NUMBER: 0001145549-13-006964 CONFORMED SUBMISSION TYPE: N-MFP PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130731 FILED AS OF DATE: 20130807 DATE AS OF CHANGE: 20130807 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS CENTRAL INDEX KEY: 0000857156 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-MFP SEC ACT: 1933 Act SEC FILE NUMBER: 811-05954 FILM NUMBER: 131017150 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 1-800-648-5300 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS DATE OF NAME CHANGE: 19920703 0000857156 S000004501 Schwab Massachusetts AMT Tax-Free Money Fund C000012375 Sweep Shares SWDXX N-MFP 1 primary_doc.xml N-MFP N-MFP LIVE N 2013-07-31 0000857156 S000004501 1 N N N N 033-31894 Charles Schwab Investment Management, Inc. 801-35905 PricewaterhouseCoopers LLP San Francisco CA Charles Schwab Investment Management, Inc. Boston Financial Data Services, Inc. 0000275143 84-00896 N N N Single State Fund 48 48 416497971.41 812378.83 15858.44 417294491.80 0.0013 1.0016 2013-07-31 1.0016 2013-07-31 C000012375 1.00 417294491.80 1.00 -75484.28 93591995.75 93667480.03 0.0001 1.0016 2013-07-31 1.0016 2013-07-31 Apache Cnty IDA IDRB (Tucson Electric Power) Series 1983A 0.050000% 037435AN4 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y US Bank NA N/A N/A Y US Bank NA N/A N/A N 1280000.00 1280000.00 0.0031 N 1280000.00 1280000.00 Ashburnham GO BAN 0.750000% 043753CJ9 Other Municipal Debt N First Tier Security N/A N/A 2014-01-24 2014-01-24 N N N 4215000.00 4224263.19 0.0101 N 4224694.50 4224694.50 Brockton GO BAN 1.500000% 111746CN1 Other Municipal Debt N First Tier Security N/A N/A 2014-06-13 2014-06-13 N N N 4000000.00 4042121.76 0.0097 N 4042160.00 4042160.00 Burke Cnty Development Auth Pollution Control RB (Georgia Power Plant Vogtle) First Series 2009 0.080000% 121342MW6 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-01 2013-08-01 Y Georgia Power N/A N/A N Y Obligor Georgia Power N/A N/A 3900000.00 3900000.00 0.0093 N 3900000.00 3900000.00 Gardner GO BAN 1.250000% 365604RB5 Other Municipal Debt N First Tier Security N/A N/A 2014-05-02 2014-05-02 N N N 4000000.00 4029327.03 0.0097 N 4030320.00 4030320.00 Hamilton-Wenham Regional SD GO BAN 0.750000% 408144DV2 Other Municipal Debt N Unrated Security N/A N/A 2013-10-23 2013-10-23 N N N 2075000.00 2077387.99 0.0050 N 2077448.50 2077448.50 Hanover GO BAN 1.250000% 411018QN7 Other Municipal Debt N First Tier Security N/A N/A 2013-09-13 2013-09-13 N N N 8500000.00 8510282.20 0.0204 N 8511050.00 8511050.00 Haverhill GO BAN 1.250000% 4195066F2 Other Municipal Debt N First Tier Security N/A N/A 2013-09-01 2013-09-01 N N N 4700000.00 4703296.36 0.0113 N 4703666.00 4703666.00 Haverhill GO BAN 1.250000% 4195066G0 Other Municipal Debt N First Tier Security N/A N/A 2013-12-01 2013-12-01 N N N 3500000.00 3510128.02 0.0084 N 3510920.00 3510920.00 Holyoke GO BAN 1.250000% 4367047Q7 Other Municipal Debt N First Tier Security N/A N/A 2013-11-14 2013-11-14 N N N 4900000.00 4913377.00 0.0118 N 4913573.00 4913573.00 Illinois Finance Auth RB (Resurrection Health Care) Series 2005B 0.060000% 45200BPJ1 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-01 2013-08-01 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 5400000.00 5400000.00 0.0129 N 5400000.00 5400000.00 Kalamazoo Hospital Finance Auth Hospital Refunding RB (Borgess Medical Center) Series 1994A 6.250000% 483233GR7 Other Municipal Debt N Unrated Security N/A N/A 2014-06-01 2014-06-01 N N Y Escrow Escrow N/A N/A 1500000.00 1574873.70 0.0038 N 1574130.00 1574130.00 Lynnfield GO BAN 1.250000% 551664KQ7 Other Municipal Debt N First Tier Security N/A N/A 2014-06-20 2014-06-20 N N N 1147037.00 1156645.39 0.0028 N 1156660.64 1156660.64 Macon Water Auth Water & Sewer RB Series 2012 0.060000% 555758GX3 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y Macon Water Auth N/A N/A N N 4000000.00 4000000.00 0.0096 N 4000000.00 4000000.00 Massachusetts GO Bonds Consolidated Loan Series 2001D 6.000000% 5758276K1 Other Municipal Debt N Unrated Security N/A N/A 2013-11-01 2013-11-01 N N N 975000.00 988835.45 0.0024 N 988591.50 988591.50 Massachusetts GO Bonds Consolidated Loan Series 2001D 5.500000% 5758276L9 Other Municipal Debt N Unrated Security N/A N/A 2013-11-01 2013-11-01 N N N 450000.00 455762.72 0.0011 N 455737.50 455737.50 Massachusetts GO Bonds Consolidated Loan Series 2006A 0.050000% 57582N4G7 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-01 2013-08-01 Y Wells Fargo Bank NA N/A N/A N N 600000.00 600000.00 0.0014 N 600000.00 600000.00 Massachusetts GO Bonds Consolidated Loan Series 2006C 5.000000% 57582N5R2 Other Municipal Debt N Unrated Security N/A N/A 2014-05-01 2014-05-01 N N N 600000.00 621194.19 0.0015 N 621342.00 621342.00 Massachusetts GO Bonds Consolidated Loan Series 2006D 4.250000% 57582N6T7 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N N 210000.00 210000.00 0.0005 N 210000.00 210000.00 Massachusetts GO Bonds Consolidated Loan Series 2006D 4.375000% 57582N6U4 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N N 375000.00 375000.00 0.0009 N 375000.00 375000.00 Massachusetts GO Bonds Consolidated Loan Series 2002C 4.125000% 57582NDK8 Other Municipal Debt N Unrated Security N/A N/A 2013-11-01 2013-11-01 N N N 135000.00 136262.52 0.0003 N 136277.10 136277.10 Massachusetts GO Bonds Series 2002C 5.500000% 57582NDL6 Other Municipal Debt N Unrated Security N/A N/A 2013-11-01 2013-11-01 N N N 1245000.00 1261095.46 0.0030 N 1260873.75 1260873.75 Massachusetts GO Refunding Bonds Series 2003B 5.000000% 57582NPB5 Other Municipal Debt N Unrated Security N/A N/A 2013-12-01 2013-12-01 N N N 125000.00 126879.95 0.0003 N 126947.50 126947.50 Massachusetts GO Bonds Consolidated Loan Series 2004C 5.000000% 57582NR49 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N N 100000.00 100000.00 0.0002 N 100000.00 100000.00 Massachusetts GO Refunding Bonds Series 2004A 5.250000% 57582NUL7 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N N 125000.00 125000.00 0.0003 N 125000.00 125000.00 Massachusetts GO Bonds Consolidated Loan Series 2005B 5.000000% 57582NY66 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N N 250000.00 250000.00 0.0006 N 250000.00 250000.00 Massachusetts GO Bonds Consolidated Loan Series 2011D 4.000000% 57582PA59 Other Municipal Debt N Unrated Security N/A N/A 2013-10-01 2013-10-01 N N N 200000.00 201180.33 0.0005 N 201224.00 201224.00 Massachusetts GO Refunding Bonds Series 2007A 4.000000% 57582PDD9 Other Municipal Debt N Unrated Security N/A N/A 2013-11-01 2013-11-01 N N N 100000.00 100900.29 0.0002 N 100917.00 100917.00 Massachusetts GO Bonds Consolidated Loan Series 2007C 4.000000% 57582PFB1 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N N 400000.00 400000.00 0.0010 N 400000.00 400000.00 Massachusetts GO Bonds Consolidated Loan Series 2007C 0.070000% 57582PGZ7 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y Citibank NA N/A N/A N N 4500000.00 4500000.00 0.0108 N 4500000.00 4500000.00 Massachusetts GO Bonds Consolidated Loan Series 2007C 0.070000% 57582PHZ6 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y JPMorgan Chase Bank NA N/A N/A N N 3900000.00 3900000.00 0.0093 N 3900000.00 3900000.00 Massachusetts GO Bonds Consolidated Loan Series 2007C 0.090000% 57582PJR2 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y Credit Suisse AG N/A N/A N N 4000000.00 4000000.00 0.0096 N 4000000.00 4000000.00 Massachusetts GO Bonds Consolidated Loan Series 2007A 0.100000% 57582PJX9 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y Societe Generale N/A N/A N N 4000000.00 4000000.00 0.0096 N 4000000.00 4000000.00 Massachusetts GO Bonds Consolidated Loan Series 2008A 4.000000% 57582PKT6 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N N 250000.00 250000.00 0.0006 N 250000.00 250000.00 Massachusetts GO Refunding Bonds Series 2008A 4.000000% 57582PND8 Other Municipal Debt N Unrated Security N/A N/A 2013-09-01 2013-09-01 N N N 120000.00 120365.20 0.0003 N 120374.40 120374.40 Massachusetts GO Bonds Consolidated Loan Series 2009B 5.000000% 57582PRN2 Other Municipal Debt N Unrated Security N/A N/A 2014-07-01 2014-07-01 N N N 150000.00 156082.41 0.0004 N 156525.00 156525.00 Massachusetts GO Bonds Consolidated Loan Series 2010C 4.000000% 57582PVZ0 Other Municipal Debt N Unrated Security N/A N/A 2014-01-01 2014-01-01 N N N 325000.00 329891.60 0.0008 N 330057.00 330057.00 Massachusetts GO Bonds Consolidated Loan Series 2011B 4.000000% 57582PZF0 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N N 305000.00 305000.00 0.0007 N 305000.00 305000.00 Massachusetts GO Bonds Consolidated Loan 2011 Series C 0.441700% 57582PZZ6 Other Municipal Debt N Unrated Security N/A N/A 2014-02-01 2014-02-01 N N N 250000.00 249437.60 0.0006 N 249487.50 249487.50 Massachusetts GO Refunding Bonds Series 2001B 0.060000% 74926YVU2 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y Royal Bank of Canada N/A N/A Y Royal Bank of Canada N/A N/A N 19800000.00 19800000.00 0.0474 N 19800000.00 19800000.00 Massachusetts Transportation Fund RB Series 2012A 0.190000% 94987KFC4 Other Municipal Debt N First Tier Security N/A N/A 2013-10-24 2013-10-24 N N Y Obligor Massachusetts Transportation Fund N/A N/A Tender Option Wells Fargo Bank NA N/A N/A 3355000.00 3355000.00 0.0080 N 3355000.00 3355000.00 Massachusetts Bay Transportation Auth Sr Sales Tax Bonds Series 2010A 0.150000% 575579VW4 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-26 2014-02-26 Y Massachusetts Bay Transportation Auth N/A N/A N N 5815000.00 5815000.00 0.0139 Y 5815000.00 5815000.00 Massachusetts Bay Transportation Auth Sales Tax CP Series A 0.080000% 57557XBN3 Other Commercial Paper N First Tier Security N/A N/A 2013-08-02 2013-08-02 N N Y Standby Purchase Agreement State Street Bank & Trust Company NA N/A N/A 7500000.00 7500000.00 0.0180 N 7500000.00 7500000.00 Massachusetts Bay Transportation Auth Sales Tax CP Series B 0.130000% 57557YHP0 Other Commercial Paper N First Tier Security N/A N/A 2013-08-05 2013-08-05 N N Y Standby Purchase Agreement Sumitomo Mitsui Banking Corp N/A N/A 4000000.00 4000000.00 0.0096 N 4000040.00 4000040.00 Massachusetts Bay Transportation Auth Sr Sales Tax Bonds Series 2007A1 0.070000% 74703TTB7 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y Wells Fargo & Co N/A N/A N N 3865000.00 3865000.00 0.0093 N 3865000.00 3865000.00 Massachusetts Development Finance Agency Education RB (Cushing Academy) Series 2004 0.070000% 57583F4G3 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 2630000.00 2630000.00 0.0063 N 2630000.00 2630000.00 Massachusetts Development Finance Agency Higher Education Refunding RB (Smith College) Series 2002 0.040000% 57583FYL9 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y Smith College N/A N/A N Y Obligor Smith College N/A N/A 6719000.00 6719000.00 0.0161 N 6719000.00 6719000.00 Massachusetts Development Finance Agency First Mortgage RB (Brookhaven at Lexington) Series 2005B 0.200000% 57583RAG0 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y Bank of America NA N/A N/A Y Bank of America NA N/A N/A N 3280000.00 3280000.00 0.0079 N 3280000.00 3280000.00 Massachusetts Development Finance Agency RB (Marine Biological Laboratory) Series 2006 0.070000% 57583RFL4 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 7690000.00 7690000.00 0.0184 N 7690000.00 7690000.00 Massachusetts Development Finance Agency RB (YMCA of Greater Worcester) Series 2006 0.050000% 57583RGP4 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 4020000.00 4020000.00 0.0096 N 4020000.00 4020000.00 Massachusetts Development Finance Agency RB (Tabor Academy) Series 2007B 0.050000% 57583RJN6 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y Federal Home Loan Bank N/A N/A Y Federal Home Loan Bank N/A N/A N 2725000.00 2725000.00 0.0065 N 2725000.00 2725000.00 Massachusetts Development Finance Agency RB (Eaglebrook School) Series 2007 0.130000% 57583RML6 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y Bank of America NA N/A N/A Y Bank of America NA N/A N/A N 970000.00 970000.00 0.0023 N 970000.00 970000.00 Massachusetts Development Finance Agency RB (Boston Univ) Series U5B 0.040000% 57583RP58 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y Federal Home Loan Bank N/A N/A Y Federal Home Loan Bank N/A N/A N 5000000.00 5000000.00 0.0120 N 5000000.00 5000000.00 Massachusetts Development Finance Agency RB (Masonic Nursing Home) Series 2002A 0.080000% 57583RP74 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 7200000.00 7200000.00 0.0173 N 7200000.00 7200000.00 Massachusetts Development Finance Agency Refunding RB (Wentworth Institute of Technology) Series 2007A 0.070000% 57583RTL9 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 10850000.00 10850000.00 0.0260 N 10850000.00 10850000.00 Massachusetts Development Finance Agency RB (Jewish Rehabilitation Centers for Living) Series 2011B 0.110000% 57583UBR8 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 4925000.00 4925000.00 0.0118 N 4925000.00 4925000.00 Massachusetts Development Finance Agency RB (CIL Realty of Mass) Series 2013 0.060000% 57583UXM5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 9200000.00 9200000.00 0.0220 N 9200000.00 9200000.00 Massachusetts Development Finance Agency RB (JHC Assisted Living Corp) Series 1998A 0.080000% 575925SS2 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 8460000.00 8460000.00 0.0203 N 8460000.00 8460000.00 Massachusetts Development Finance Agency RB (Worcester Polytechnic Institue) Series 2012 0.300000% 94987KNC5 Other Municipal Debt N First Tier Security N/A N/A 2013-08-08 2013-08-08 N Y Wells Fargo Bank NA N/A N/A Y Tender Option Wells Fargo Bank NA N/A N/A 5850000.00 5850000.00 0.0140 N 5850000.00 5850000.00 Massachusetts Health & Educational Facilities Auth RB (MIT) Series 2008N 0.070000% 06740GFC5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y Barclays Bank Plc N/A N/A N Y Obligor Massachusetts Institute of Technology N/A N/A 2565000.00 2565000.00 0.0061 N 2565000.00 2565000.00 Massachusetts Health & Educational Facilities Auth RB (UMass) Series 2007E&F 0.060000% 27884FQC7 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y US Bank NA N/A N/A N Y Obligor Univ of Massachusetts N/A N/A 16260000.00 16260000.00 0.0390 N 16260000.00 16260000.00 Massachusetts Health & Educational Facilities Auth RB (Partners HealthCare) Series 2010J1 0.070000% 46633VLK3 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor Partners Healthcare System N/A N/A 2100000.00 2100000.00 0.0050 N 2100000.00 2100000.00 Massachusetts Health & Educational Facilities Auth RB (MIT) Series 2008N 0.080000% 46636YQ37 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y Deutsche Bank AG N/A N/A N Y Obligor Massachusetts Institute of Technology N/A N/A 11485000.00 11485000.00 0.0275 N 11485000.00 11485000.00 Massachusetts Health & Educational Facilities Auth RB (Capital Asset Program) Series M2 0.090000% 57585KA57 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y Bank of America NA N/A N/A Y Bank of America NA N/A N/A N 2040000.00 2040000.00 0.0049 N 2040000.00 2040000.00 Massachusetts Health & Educational Facilities Auth RB (Capital Asset Program) Series 2004M4A 0.090000% 57586CDX0 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y Bank of America NA N/A N/A Y Bank of America NA N/A N/A N 13765000.00 13765000.00 0.0330 N 13765000.00 13765000.00 Massachusetts Health & Educational Facilities Auth RB (Amherst College) Series 2005I 0.040000% 57586CGZ2 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y AMHERST COLLEGE N/A N/A N Y Obligor Amherst College N/A N/A 7000000.00 7000000.00 0.0168 N 7000000.00 7000000.00 Massachusetts Health & Educational Facilities Auth RB (Harvard Univ) Series 2005C 0.050000% 57586EER8 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-01 2013-08-01 Y Citibank NA N/A N/A N Y Obligor Harvard Univ N/A N/A 1625000.00 1625000.00 0.0039 N 1625000.00 1625000.00 Massachusetts Health & Educational Facilities Auth RB (Partners HealthCare) Series 2010J1 3.000000% 57586ENF4 Other Municipal Debt N Unrated Security N/A N/A 2014-07-01 2014-07-01 N N Y Obligor Partners Healthcare System N/A N/A 300000.00 307106.17 0.0007 N 307044.00 307044.00 Massachusetts Health & Educational Facilities Auth RB (Partners HealthCare) Series 2010J2 5.000000% 57586ENP2 Other Municipal Debt N Unrated Security N/A N/A 2014-07-01 2014-07-01 N N Y Obligor Partners Healthcare System N/A N/A 910000.00 948151.54 0.0023 N 948220.00 948220.00 Massachusetts Health & Educational Facilities Auth RB (MIT) Series 2008N 0.060000% 57586EQX2 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y Citibank NA N/A N/A N Y Obligor Massachusetts Institute of Technology N/A N/A 2000000.00 2000000.00 0.0048 N 2000000.00 2000000.00 Massachusetts Industrial Finance Agency RB (Groton School) Series 1998B 0.080000% 575925NY4 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y US Bank NA N/A N/A N Y Obligor Groton School N/A N/A 6485000.00 6485000.00 0.0155 N 6485000.00 6485000.00 Massachusetts School Building Auth Sr Dedicated Sales Tax Bonds Series 2011B 0.070000% 06740GPS9 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y Barclays Bank Plc N/A N/A N N 12000000.00 12000000.00 0.0288 N 12000000.00 12000000.00 Massachusetts School Building Auth Dedicated Sales Tax Bonds Series 2007A 0.080000% 46633VRV3 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y JPMorgan Chase Bank NA N/A N/A N N 1315000.00 1315000.00 0.0032 N 1315000.00 1315000.00 Massachusetts School Building Auth Sr Dedicated Tax Refunding Bonds Series 2012B 0.070000% 46640KCJ1 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y JPMorgan Chase Bank NA N/A N/A N N 3750000.00 3750000.00 0.0090 N 3750000.00 3750000.00 Massachusetts School Building Auth Dedicated Sales Tax Bonds Series 2005A 5.000000% 576000AR4 Other Municipal Debt N Unrated Security N/A N/A 2013-08-15 2013-08-15 N N N 675000.00 676203.89 0.0016 N 676242.00 676242.00 Massachusetts School Building Auth Dedicated Sales Tax Bonds Series 2007A 0.060000% 576000GM9 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y Citibank NA N/A N/A N N 6670000.00 6670000.00 0.0160 N 6670000.00 6670000.00 Massachusetts School Building Auth Dedicated Sales Tax Bonds Series 2007A 0.060000% 576000GT4 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y Citibank NA N/A N/A N N 4000000.00 4000000.00 0.0096 N 4000000.00 4000000.00 Massachusetts School Building Auth Dedicated Sales Tax Bonds Series 2005A 0.070000% 576000JT1 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y JPMorgan Chase Bank NA N/A N/A N N 5850000.00 5850000.00 0.0140 N 5850000.00 5850000.00 Massachusetts School Building Auth Dedicated Sales Tax Bonds Series 2005A 0.080000% 576000KB8 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y Citibank NA N/A N/A N N 6200000.00 6200000.00 0.0149 N 6200000.00 6200000.00 Massachusetts State College Building Auth RB Series 2004A 5.000000% 575832MR8 Other Municipal Debt N Unrated Security N/A N/A 2014-05-01 2014-05-01 N N Y Escrow Escrow N/A N/A 2290000.00 2371622.07 0.0057 N 2370768.30 2370768.30 Massachusetts Water Pollution Abatement Trust State Revolving Fund Refunding Bonds Series 2009A 5.000000% 57604P2W3 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N N 400000.00 400000.00 0.0010 N 400000.00 400000.00 Massachusetts Water Pollution Abatement Trust State Revolving Fund Bonds Series 15A 5.000000% 57604P4C5 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N N 875000.00 875000.00 0.0021 N 875000.00 875000.00 Massachusetts Water Pollution Abatement Trust State Revolving Fund Bonds Series 15A 5.000000% 57604P4D3 Other Municipal Debt N Unrated Security N/A N/A 2014-08-01 2014-08-01 N N N 225000.00 235250.73 0.0006 N 235687.50 235687.50 Massachusetts Water Pollution Abatement Trust Pool Program Refunding Bonds, Series 2004A 5.250000% 57604PNS9 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N N 950000.00 950000.00 0.0023 N 950000.00 950000.00 Massachusetts Water Pollution Abatement Trust Pool Program Bonds Series 13 5.000000% 57604PP32 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N N 635000.00 635000.00 0.0015 N 635000.00 635000.00 Massachusetts Water Pollution Abatement Trust Pool Program Refunding Bonds Series 2006 0.060000% 57604PT61 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y Credit Suisse AG N/A N/A N N 8195000.00 8195000.00 0.0196 N 8195000.00 8195000.00 Massachusetts Water Pollution Abatement Trust State Revolving Fund Bonds Series 14 5.000000% 57604PV84 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N N 650000.00 650000.00 0.0016 N 650000.00 650000.00 Massachusetts Water Pollution Abatement Trust State Revolving Fund Bonds Series 14 0.090000% 57604PZ72 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y Morgan Stanley Bank NA N/A N/A N N 6665000.00 6665000.00 0.0160 N 6665000.00 6665000.00 Massachusetts Water Resources Auth General Refunding RB Series 2007B 0.070000% 07330CDM8 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y Branch Banking & Trust Co N/A N/A N N 8925000.00 8925000.00 0.0214 N 8925000.00 8925000.00 Melrose GO BAN 1.250000% 585565RA4 Other Municipal Debt N Unrated Security N/A N/A 2013-11-15 2013-11-15 N N N 3000000.00 3008773.32 0.0072 N 3009090.00 3009090.00 Melrose GO BAN 1.250000% 585565RB2 Other Municipal Debt N Unrated Security N/A N/A 2013-11-15 2013-11-15 N N N 3795000.00 3806263.56 0.0091 N 3806498.85 3806498.85 Metropolitan Boston Transit Parking Corp Sr Lien Parking RB Series 2011 0.060000% 94985N2T7 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 2500000.00 2500000.00 0.0060 N 2500000.00 2500000.00 New Mexico Educational Assistance Foundation Education Loan Bonds Series 2010-2A2 0.060000% 94985NZM6 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 5390000.00 5390000.00 0.0129 N 5390000.00 5390000.00 Puerto Rico Sales Tax Financing Corp Sr Sales Tax RB Series 2011C 0.070000% 46636YTU4 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y JPMorgan Chase Bank NA N/A N/A N N 1000000.00 1000000.00 0.0024 N 1000000.00 1000000.00 Puerto Rico Sales Tax Financing Corp Sr Sales Tax RB Series 2009C 0.090000% 74529JJM8 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y Citibank NA N/A N/A N N 12910000.00 12910000.00 0.0309 N 12910000.00 12910000.00 Quincy GO BAN 1.250000% 748508ED6 Other Municipal Debt N First Tier Security N/A N/A 2013-09-13 2013-09-13 N N N 4500000.00 4504911.93 0.0108 N 4505850.00 4505850.00 Revere GO BAN 0.750000% 761440YP5 Other Municipal Debt N First Tier Security N/A N/A 2014-07-18 2014-07-18 N N N 4000000.00 4017241.43 0.0096 N 4017360.00 4017360.00 Salem GO BAN 1.000000% 794199ZW2 Other Municipal Debt N First Tier Security N/A N/A 2013-12-20 2013-12-20 N N N 3790000.00 3801359.44 0.0091 N 3801711.10 3801711.10 Sharon GO BAN 1.500000% 819649YC2 Other Municipal Debt N Unrated Security N/A N/A 2013-08-30 2013-08-30 N N N 4810950.00 4815999.21 0.0115 N 4816193.94 4816193.94 Univ of Massachusetts Building Auth Refunding RB Sr Series 2011-2 0.150000% 914437QC5 Variable Rate Demand Note N First Tier Security N/A N/A 2014-02-26 2014-02-26 Y Massachusetts N/A N/A N Y Obligor Massachusetts N/A N/A 9005000.00 9005000.00 0.0216 Y 9005540.30 9005540.30 Uxbridge GO BAN 1.250000% 918186LK1 Other Municipal Debt N First Tier Security N/A N/A 2013-10-18 2013-10-18 N N N 4210000.00 4219059.69 0.0101 N 4219809.30 4219809.30 Walpole GO BAN 1.250000% 933033RA2 Other Municipal Debt N First Tier Security N/A N/A 2013-11-29 2013-11-29 N N N 3125000.00 3135037.67 0.0075 N 3136156.25 3136156.25 Washington Convention Center Auth Sr Lien Dedicated Tax Refunding RB Series 2007A 0.060000% 27884FRS1 Variable Rate Demand Note N First Tier Security N/A N/A 2013-08-07 2013-08-07 Y US Bank NA N/A N/A Y US Bank NA N/A N/A N 1520000.00 1520000.00 0.0036 N 1520000.00 1520000.00 Watertown GO BAN 1.250000% 942044QP6 Other Municipal Debt N Unrated Security N/A N/A 2014-06-26 2014-06-26 N N N 3725000.00 3756124.98 0.0090 N 3756178.25 3756178.25 West Tisbury Unlimited Tax GO BAN 1.500000% 956287DK9 Other Municipal Debt N First Tier Security N/A N/A 2014-06-05 2014-06-05 N N N 2495000.00 2521232.91 0.0060 N 2521896.10 2521896.10 Westfield GO BAN 1.500000% 960096L94 Other Municipal Debt N First Tier Security N/A N/A 2014-04-11 2014-04-11 N N N 4650000.00 4691466.63 0.0112 N 4692222.00 4692222.00 Worcester BAN 1.500000% 981306CY7 Other Municipal Debt N First Tier Security N/A N/A 2013-11-07 2013-11-07 N N N 4000000.00 4013575.88 0.0096 N 4014360.00 4014360.00