0001145549-13-006005.txt : 20130829
0001145549-13-006005.hdr.sgml : 20130829
20130708133041
ACCESSION NUMBER: 0001145549-13-006005
CONFORMED SUBMISSION TYPE: N-MFP
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130630
FILED AS OF DATE: 20130708
DATE AS OF CHANGE: 20130708
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS
CENTRAL INDEX KEY: 0000857156
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: N-MFP
SEC ACT: 1933 Act
SEC FILE NUMBER: 811-05954
FILM NUMBER: 13957001
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 1-800-648-5300
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS
DATE OF NAME CHANGE: 19920703
0000857156
S000004513
Schwab New York AMT Tax-Free Money Fund
C000012394
Sweep Shares
SWNXX
C000012395
Value Advantage Shares
SWYXX
N-MFP
1
primary_doc.xml
N-MFP
N-MFP
LIVE
N
2013-06-30
0000857156
S000004513
2
N
N
N
N
033-31894
Charles Schwab Investment Management, Inc.
801-35905
PricewaterhouseCoopers LLP
San Francisco
CA
Charles Schwab Investment Management, Inc.
Boston Financial Data Services, Inc.
0000275143
84-00896
N
N
N
Single State Fund
48
50
1983093742.37
3330774.23
25657691.64
1960766824.96
0.0013
1.0009
2013-06-30
1.0009
2013-06-30
C000012394
1.00
1668827042.78
1.00
14222092.32
410129410.28
395907317.96
0.0001
1.0009
2013-06-30
1.0009
2013-06-30
C000012395
25000.00
291939782.18
1.00
-7215532.17
1717174.31
8932706.48
0.0001
1.0009
2013-06-30
1.0009
2013-06-30
Albany IDA
Civic Facility RB (Albany College of Pharmacy) Series 2008A 0.070000%
012440LG6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
TD Bank NA
N/A
N/A
Y
TD Bank NA
N/A
N/A
N
6100000.00
6100000.00
0.0031
N
6100000.00
6100000.00
Amherst Development Corp
Student Housing Facility Refunding RB Series 2010B 0.110000%
031358AX2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
HSBC BANK USA
N/A
N/A
Y
HSBC Bank USA
N/A
N/A
N
5780000.00
5780000.00
0.0029
N
5780000.00
5780000.00
Amherst IDA
Civic Facility RB (Daemen College) Series 2006B 0.110000%
031362EJ1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
3545000.00
3545000.00
0.0018
N
3545000.00
3545000.00
Ballston Spa CSD
BAN Series 2013A 0.750000%
058705KX1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-06-11
2014-06-11
N
N
N
14875000.00
14946424.45
0.0076
N
14945061.25
14945061.25
Beacon
BAN Series 2013A 1.000000%
073653ML8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-05-30
2014-05-30
N
N
N
9000000.00
9046556.14
0.0046
N
9048330.00
9048330.00
Chautauqua Cnty IDA
Civic Facility RB (Jamestown Center City Development Corp) Series 2000A 0.090000%
162544AU4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
11010000.00
11010000.00
0.0056
N
11010000.00
11010000.00
Cheektowaga
BAN 2012 1.000000%
162879F47
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-07-18
2013-07-18
N
N
N
12735000.00
12739134.17
0.0065
N
12739584.60
12739584.60
Colonie Local Development Corp
RB (Shaker Point at Carondelet) Series 2011 0.060000%
196220AA5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
10000000.00
10000000.00
0.0051
N
10000000.00
10000000.00
East Rochester Housing Auth
Housing RB (Park Ridge Nursing Home) Series 2008 0.090000%
274722DX2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
13765000.00
13765000.00
0.0070
N
13765000.00
13765000.00
Erie Cnty IDA
School Facility RB (Buffalo City SD) Series 2004 5.750000%
29509PBL2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-05-01
2014-05-01
N
N
Y
Escrow
Escrow
N/A
N/A
1650000.00
1725690.88
0.0009
N
1725834.00
1725834.00
Erie Cnty IDA
School Facility RB (Buffalo City SD) Series 2004 5.750000%
29509PBU2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-05-01
2014-05-01
N
N
Y
Escrow
Escrow
N/A
N/A
425000.00
444423.55
0.0002
N
444533.00
444533.00
Ithaca
BAN Series 2012 1.000000%
465650SA8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-02
2013-08-02
N
N
N
12565512.00
12573189.39
0.0064
N
12572423.03
12572423.03
Lancaster IDA
Civic Facility RB (2000 GreenField Manor) 0.120000%
514502AA1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
9535000.00
9535000.00
0.0049
N
9535000.00
9535000.00
Long Island Power Auth
CP Notes Series CP3 0.140000%
54269VLH5
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-08-06
2013-08-06
N
Y
State Street Bank & Trust Company NA
N/A
N/A
N
4784000.00
4784000.00
0.0024
N
4784000.00
4784000.00
Madison Cnty IDA
Civic Facility RB (Colgate Univ) Series 2005A 0.080000%
46632PBD4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
Berkshire Hathaway Assurance Corp
N/A
N/A
N
6000000.00
6000000.00
0.0031
N
6000000.00
6000000.00
Metropolitan Transportation Auth
Dedicated Tax Fund Bonds Series 2004B2 0.070000%
46636YNQ9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
8055000.00
8055000.00
0.0041
N
8055000.00
8055000.00
Metropolitan Transportation Auth
State Service Contract Bonds Series 2002B 5.500000%
5925973D8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-07-01
2013-07-01
N
N
Y
Obligor
New York State
N/A
N/A
1180000.00
1180000.00
0.0006
N
1180000.00
1180000.00
Metropolitan Transportation Auth
Dedicated Tax Fund Refunding Bonds Series 2011A 4.000000%
59259ND26
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-11-15
2013-11-15
N
N
N
490000.00
496719.52
0.0003
N
496781.60
496781.60
Metropolitan Transportation Auth
Dedicated Tax Fund Bonds Series 2002B1 0.050000%
59259NP49
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
State Street Bank & Trust Company NA
N/A
N/A
Y
State Street Bank & Trust Company NA
N/A
N/A
N
18890000.00
18890000.00
0.0096
N
18890000.00
18890000.00
Metropolitan Transportation Auth
Dedicated Tax Fund Bonds Series 2004C 5.000000%
59259NQD8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-11-15
2013-11-15
N
N
N
100000.00
101705.25
0.0001
N
101751.00
101751.00
Metropolitan Transportation Auth
Dedicated Tax Fund Bonds Series 2006A 5.000000%
59259NSC8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-11-15
2013-11-15
N
N
N
220000.00
223772.92
0.0001
N
223801.60
223801.60
Metropolitan Transportation Auth
Dedicated Tax Fund Refunding Bonds Series 2012A 0.070000%
59259NT37
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Citibank NA
N/A
N/A
N
N
8000000.00
8000000.00
0.0041
N
8000000.00
8000000.00
Metropolitan Transportation Auth
Dedicated Tax Fund Refunding Bonds Series 2012A 0.080000%
59259NT78
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Credit Suisse AG
N/A
N/A
N
N
6665000.00
6665000.00
0.0034
N
6665000.00
6665000.00
Metropolitan Transportation Auth
Dedicated Tax Fund Bonds Series 2006B 0.070000%
59259NUJ0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Citibank NA
N/A
N/A
N
N
13000000.00
13000000.00
0.0066
N
13000000.00
13000000.00
Metropolitan Transportation Auth
Dedicated Tax Fund Refunding Bonds Series 2008B1 0.050000%
59259NWB5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Bank of Nova Scotia
N/A
N/A
Y
Bank of Nova Scotia
N/A
N/A
N
3005000.00
3005000.00
0.0015
N
3005000.00
3005000.00
Metropolitan Transportation Auth
Transportation RB Series 2005B 0.080000%
59259R6Y5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
Berkshire Hathaway Assurance Corp
N/A
N/A
N
4995000.00
4995000.00
0.0025
N
4995000.00
4995000.00
Metropolitan Transportation Auth
Transportation RB Series 2007A 0.080000%
59259RZ80
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Citibank NA
N/A
N/A
Y
Berkshire Hathaway Assurance Corp
N/A
N/A
N
26000000.00
26000000.00
0.0133
N
26000000.00
26000000.00
Metropolitan Transportation Auth
Revenue BAN Series CP2B 0.140000%
59260MLP5
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-09-12
2013-09-12
N
Y
Barclays Bank Plc
N/A
N/A
N
12000000.00
12000000.00
0.0061
N
12000000.00
12000000.00
Metropolitan Transportation Auth
Dedicated Tax Fund Refunding Bonds Series 2012A 0.070000%
76252PBN8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Barclays Bank Plc
N/A
N/A
N
N
4000000.00
4000000.00
0.0020
N
4000000.00
4000000.00
Monroe Cnty IDA
Civic Facility RB Series 2004 0.160000%
610752CU9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
1565000.00
1565000.00
0.0008
N
1565000.00
1565000.00
Monroe Cnty IDA
Civic Facility RB (Cherry Ridge Apts) Series 2005 0.080000%
610752CZ8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
HSBC BANK USA
N/A
N/A
Y
HSBC Bank USA
N/A
N/A
N
2740000.00
2740000.00
0.0014
N
2740000.00
2740000.00
Monroe Cnty IDA
RB (Univ of Rochester) Series 2011A&B 0.190000%
94985N5G2
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-10-09
2013-10-09
N
Y
Wells Fargo Bank NA
N/A
N/A
Y
Tender Option
Wells Fargo Bank NA
N/A
N/A
7495000.00
7495000.00
0.0038
N
7495000.00
7495000.00
Nassau Cnty Interim Finance Auth
Sales Tax Secured Bonds Series 2004H 5.250000%
631663GX3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-11-15
2013-11-15
N
N
N
100000.00
101820.98
0.0001
N
101854.00
101854.00
Nassau Cnty Interim Finance Auth
Sales Tax Secured Bonds Series 2005D 5.000000%
631663JR3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-11-15
2013-11-15
N
N
N
125000.00
127089.01
0.0001
N
127202.50
127202.50
Nassau Cnty Interim Finance Auth
Sales Tax Secured Bonds Series 2008B 0.050000%
631663KG5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Sumitomo Mitsui Banking Corp
N/A
N/A
N
N
25025000.00
25025000.00
0.0128
N
25025000.00
25025000.00
Nassau Cnty Interim Finance Auth
Sales Tax Secured Bonds Series 2009A 5.000000%
631663LH2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-11-15
2013-11-15
N
N
N
100000.00
101744.92
0.0001
N
101762.00
101762.00
Nassau Cnty Interim Finance Auth
Sales Tax Secured Bonds Series 2008D1 0.070000%
631663MM0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Bank of New York Mellon
N/A
N/A
N
N
14000000.00
14000000.00
0.0071
N
14000000.00
14000000.00
Nassau Cnty Local Economic Assistance Corp
RB Series 2011A 0.060000%
63166LAA9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
TD Bank NA
N/A
N/A
Y
TD Bank NA
N/A
N/A
N
5000000.00
5000000.00
0.0026
N
5000000.00
5000000.00
Nassau Health Care Corp
Bonds Series 2009C2 0.170000%
63167NAW6
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-07-07
2013-07-07
N
Y
Wells Fargo Bank NA
N/A
N/A
N
11100000.00
11100000.00
0.0057
N
11100000.00
11100000.00
New York City
GO Bonds Fiscal 2008 Series E 0.060000%
18886PM51
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
State Street Bank & Trust Company NA
N/A
N/A
N
N
18695000.00
18695000.00
0.0095
N
18695000.00
18695000.00
New York City
GO Bonds Fiscal 2005 Series J 0.070000%
46632PJP9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
4895000.00
4895000.00
0.0025
N
4895000.00
4895000.00
New York City
GO Bonds Fiscal 2005 Series G 0.120000%
46632PMQ3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
3990000.00
3990000.00
0.0020
N
3990000.00
3990000.00
New York City
GO Bonds Fiscal 2004 Series J 0.070000%
46632PMS9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
7670000.00
7670000.00
0.0039
N
7670000.00
7670000.00
New York City
GO Bonds Fiscal 2009 Series I1 0.070000%
46633VBC2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
14740000.00
14740000.00
0.0075
N
14740000.00
14740000.00
New York City
GO Bonds Fiscal 2009 Series B1 0.070000%
46633VJG5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
3500000.00
3500000.00
0.0018
N
3500000.00
3500000.00
New York City
GO Bonds Fiscal 2012 Series G1 0.080000%
46636YN30
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Deutsche Bank AG
N/A
N/A
N
N
3535000.00
3535000.00
0.0018
N
3535000.00
3535000.00
New York City
GO Bonds Fiscal 1994 Series A6 0.070000%
649660NX1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Landesbank Hessen-Thuringen Girozentrale
N/A
N/A
Y
Landesbank Hessen-Thuringen Girozentrale
N/A
N/A
N
3300000.00
3300000.00
0.0017
N
3300000.00
3300000.00
New York City
GO Bonds Fiscal 1994 Series A7 0.060000%
649660NZ6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-01
2013-07-01
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
2900000.00
2900000.00
0.0015
N
2900000.00
2900000.00
New York City
GO Bonds Fiscal 1993 Series E2 0.060000%
649660PX9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-01
2013-07-01
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
3900000.00
3900000.00
0.0020
N
3900000.00
3900000.00
New York City
GO Bonds Fiscal 1994 Series E4 0.040000%
649660QA8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-01
2013-07-01
Y
BNP Paribas
N/A
N/A
Y
BNP Paribas
N/A
N/A
N
10200000.00
10200000.00
0.0052
N
10200000.00
10200000.00
New York City
GO Bonds Fiscal 2004 Series G 5.000000%
64966CE56
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
3385000.00
3398381.00
0.0017
N
3398336.90
3398336.90
New York City
GO Bonds Fiscal 2004 Series H1 0.040000%
64966CG54
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-01
2013-07-01
Y
Bank of New York Mellon
N/A
N/A
Y
Bank of New York Mellon
N/A
N/A
N
1880000.00
1880000.00
0.0010
N
1880000.00
1880000.00
New York City
GO Bonds Fiscal 2004 Series I 5.000000%
64966CV81
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
1605000.00
1611389.71
0.0008
N
1611323.70
1611323.70
New York City
GO Bonds Fiscal 2005 Series B 4.000000%
64966DFF1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
100000.00
100307.40
0.0001
N
100313.00
100313.00
New York City
GO Bonds Fiscal 2004 Series I 5.000000%
64966DVN6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
200000.00
200770.77
0.0001
N
200788.00
200788.00
New York City
GO Bonds Fiscal 2005 Series G 5.000000%
64966DZF9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-12-01
2013-12-01
N
N
N
150000.00
152921.22
0.0001
N
152982.00
152982.00
New York City
GO Bonds Fiscal 2006 Series A 5.000000%
64966E3Y1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
350000.00
351411.78
0.0002
N
351379.00
351379.00
New York City
GO Bonds Fiscal 2005 Series O 5.000000%
64966ED87
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-06-01
2014-06-01
N
N
N
200000.00
208257.40
0.0001
N
208564.00
208564.00
New York City
GO Bonds Fiscal 2005 Series P 5.000000%
64966EN52
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
3765000.00
3780375.75
0.0019
N
3779834.10
3779834.10
New York City
GO Bonds Fiscal 2007 Series C1 5.000000%
64966F7M0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-01-01
2014-01-01
N
N
N
445000.00
455091.96
0.0002
N
455372.95
455372.95
New York City
GO Bonds Fiscal 2006 Series G 5.000000%
64966FSH8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
1590000.00
1596375.09
0.0008
N
1596264.60
1596264.60
New York City
GO Bonds Fiscal 2007 Series A 4.500000%
64966FT87
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
300000.00
301064.11
0.0002
N
301062.00
301062.00
New York City
GO Bonds Fiscal 2007 Series A 5.000000%
64966FT95
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
1200000.00
1204761.76
0.0006
N
1204728.00
1204728.00
New York City
GO Bonds Fiscal 2008 Series L1 0.070000%
64966G6D9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
6660000.00
6660000.00
0.0034
N
6660000.00
6660000.00
New York City
GO Bonds Fiscal 2009 Series A1 5.000000%
64966G6T4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-15
2013-08-15
N
N
N
550000.00
553113.75
0.0003
N
553184.50
553184.50
New York City
GO Bonds Fiscal 2008 Series H 4.000000%
64966GG22
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
100000.00
100298.98
0.0001
N
100313.00
100313.00
New York City
GO Bonds Fiscal 2008 Series A1 4.000000%
64966GLE0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
300000.00
300907.38
0.0002
N
300939.00
300939.00
New York City
GO Bonds Fiscal 2008 Series A1 4.500000%
64966GLF7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
615000.00
617115.65
0.0003
N
617177.10
617177.10
New York City
GO Bonds Fiscal 2008 Series A1 5.000000%
64966GLG5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
500000.00
501975.13
0.0003
N
501970.00
501970.00
New York City
GO Bonds Fiscal 2008 Series I1 3.500000%
64966GQ96
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-02-01
2014-02-01
N
N
N
250000.00
254519.48
0.0001
N
254630.00
254630.00
New York City
GO Bonds Fiscal 2008 Series K 4.000000%
64966GY97
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
100000.00
100305.33
0.0001
N
100313.00
100313.00
New York City
GO Bonds Fiscal 2008 Series E 5.000000%
64966GYW6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
900000.00
903627.53
0.0005
N
903546.00
903546.00
New York City
GO Bonds Fiscal 2008 Series D4 0.100000%
64966GZR6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Credit Agricole Corporate and Investment Bank
N/A
N/A
N
N
5450000.00
5450000.00
0.0028
N
5450000.00
5450000.00
New York City
GO Bonds Fiscal 2011 Series E 5.000000%
64966H2V1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
1955000.00
1962986.87
0.0010
N
1962702.70
1962702.70
New York City
GO Bonds Fiscal 2003 Series C3A 0.050000%
64966H7V6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Bank of Nova Scotia
N/A
N/A
N
N
52285000.00
52285000.00
0.0267
N
52285000.00
52285000.00
New York City
GO Bonds Fiscal 2003 Series C4 0.060000%
64966H7Z7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Bank of Tokyo Mitsubishi UFJ Ltd
N/A
N/A
Y
Bank of Tokyo Mitsubishi UFJ Ltd
N/A
N/A
N
8000000.00
8000000.00
0.0041
N
8000000.00
8000000.00
New York City
GO Bonds Fiscal 2009 Series B1 3.000000%
64966HAJ9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-09-01
2013-09-01
N
N
N
400000.00
401750.23
0.0002
N
401852.00
401852.00
New York City
GO Bonds Fiscal 2009 Series C 5.000000%
64966HBL3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
1905000.00
1912447.87
0.0010
N
1912505.70
1912505.70
New York City
GO Bonds Fiscal 2009 Series D 4.000000%
64966HBX7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
500000.00
501535.91
0.0003
N
501565.00
501565.00
New York City
GO Bonds Fiscal 2011 Series B 5.000000%
64966HD64
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
860000.00
863398.54
0.0004
N
863388.40
863388.40
New York City
GO Bonds Fiscal 2005 Series O 0.060000%
64966HDM9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Citibank NA
N/A
N/A
N
N
2000000.00
2000000.00
0.0010
N
2000000.00
2000000.00
New York City
GO Bonds Fiscal 2009 Series H1 3.250000%
64966HGG9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-03-01
2014-03-01
N
N
N
100000.00
101859.94
0.0001
N
101953.00
101953.00
New York City
GO Bonds Fiscal 2009 Series K 5.000000%
64966HLN8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
500000.00
502033.43
0.0003
N
501970.00
501970.00
New York City
GO Bonds Fiscal 2009 Series J1 0.060000%
64966HMA5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Citibank NA
N/A
N/A
N
N
11900000.00
11900000.00
0.0061
N
11900000.00
11900000.00
New York City
GO Bonds Fiscal 2010 Series E 5.000000%
64966HRV4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
445000.00
446753.37
0.0002
N
446753.30
446753.30
New York City
GO Bonds Fiscal 2006 Series F4A 0.050000%
64966HW30
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Sumitomo Mitsui Banking Corp
N/A
N/A
Y
Sumitomo Mitsui Banking Corp
N/A
N/A
N
2500000.00
2500000.00
0.0013
N
2500000.00
2500000.00
New York City
GO Bonds Fiscal 2006 Series F4B 0.060000%
64966HW48
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Union Bank NA
N/A
N/A
Y
Union Bank NA
N/A
N/A
N
5000000.00
5000000.00
0.0026
N
5000000.00
5000000.00
New York City
GO Bonds Fiscal 2013 Series A1 0.070000%
64966J5S1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Citibank NA
N/A
N/A
N
N
6400000.00
6400000.00
0.0033
N
6400000.00
6400000.00
New York City
GO Bonds Fiscal 2013 Series A5 0.070000%
64966J5W2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Sumitomo Mitsui Banking Corp
N/A
N/A
Y
Sumitomo Mitsui Banking Corp
N/A
N/A
N
4500000.00
4500000.00
0.0023
N
4500000.00
4500000.00
New York City
GO Bonds Fiscal 2011 Series G 3.000000%
64966JBA3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
375000.00
375815.99
0.0002
N
375866.25
375866.25
New York City
GO Bonds Fiscal 2012 Series G1 5.000000%
64966JC79
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-04-01
2014-04-01
N
N
N
1000000.00
1035733.85
0.0005
N
1035000.00
1035000.00
New York City
GO Bonds Fiscal 2012 Series B 2.500000%
64966JNJ1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
1250000.00
1252373.97
0.0006
N
1252387.50
1252387.50
New York City
GO Bonds Fiscal 2012 Series B 4.000000%
64966JPB6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
200000.00
200618.59
0.0001
N
200626.00
200626.00
New York City
GO Bonds Fiscal 2012 Series A5 0.040000%
64966JQH2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-01
2013-07-01
Y
Bank of Nova Scotia
N/A
N/A
N
N
8490000.00
8490000.00
0.0043
N
8490000.00
8490000.00
New York City
GO Bonds Fiscal 2012 Series D3 0.040000%
64966JQR0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-01
2013-07-01
Y
Bank of New York Mellon
N/A
N/A
Y
Bank of New York Mellon
N/A
N/A
N
11695000.00
11695000.00
0.0060
N
11695000.00
11695000.00
New York City
GO Bonds Fiscal 2010 Series C 5.000000%
64966JW44
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
590000.00
592327.61
0.0003
N
592324.60
592324.60
New York City
GO Bonds Fiscal 2006 Series E1 5.000000%
64966JZY5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
840000.00
843297.46
0.0004
N
843309.60
843309.60
New York City
GO Bonds Fiscal 2010 Series F 5.000000%
64966KCU5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
Y
Escrow
Escrow
N/A
N/A
55000.00
55214.55
0.0000
N
55205.70
55205.70
New York City
GO Bonds Fiscal 2010 Series F 5.000000%
64966KCV3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
320000.00
321248.31
0.0002
N
321260.80
321260.80
New York City
GO Bonds Fiscal 2006 Series C 3.625000%
64966KMM2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
Y
Escrow
Escrow
N/A
N/A
125000.00
125344.10
0.0001
N
125328.75
125328.75
New York City
GO Bonds Fiscal 2006 Series C 3.625000%
64966KMN0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
260000.00
260715.74
0.0001
N
260735.80
260735.80
New York City
GO Bonds Fiscal 2010 Series E 3.000000%
64966KND1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
Y
Escrow
Escrow
N/A
N/A
475000.00
476118.83
0.0002
N
476035.50
476035.50
New York City
GO Bonds Fiscal 2010 Series E 3.000000%
64966KNE9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
315000.00
315678.19
0.0002
N
315727.65
315727.65
New York City
GO Bonds Fiscal 2013 Series D&E 0.070000%
64966KNG4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Citibank NA
N/A
N/A
N
N
1000000.00
1000000.00
0.0005
N
1000000.00
1000000.00
New York City
GO Bonds Fiscal 2013 Series F1 0.060000%
64966KWR0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Credit Suisse AG
N/A
N/A
N
N
7300000.00
7300000.00
0.0037
N
7300000.00
7300000.00
New York City Health & Hospitals Corp
Health System Bonds Series 2008C 0.050000%
649674GS1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
TD Bank NA
N/A
N/A
Y
TD Bank NA
N/A
N/A
N
18300000.00
18300000.00
0.0093
N
18300000.00
18300000.00
New York City Housing Development Corp
M/F Housing RB Series 2009C1 0.070000%
46632P8M8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
8000000.00
8000000.00
0.0041
N
8000000.00
8000000.00
New York City Housing Development Corp
M/F Mortgage RB (Sons of Italy Apts) Series 2008A 0.070000%
64966TBX1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Mizuho Bank Ltd
N/A
N/A
Y
Mizuho Bank Ltd
N/A
N/A
N
3785000.00
3785000.00
0.0019
N
3785000.00
3785000.00
New York City Housing Development Corp
M/F Mortgage RB (Elliott Chelsea) Series 2010A 0.080000%
64966TCG7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Freddie Mac
N/A
N/A
Y
Freddie Mac
N/A
N/A
N
2800000.00
2800000.00
0.0014
N
2800000.00
2800000.00
New York City Housing Development Corp
M/F Mortgage RB (461 Dean St) Series 2012A 0.050000%
64966TDD3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Bank of New York Mellon
N/A
N/A
Y
Bank of New York Mellon
N/A
N/A
N
7000000.00
7000000.00
0.0036
N
7000000.00
7000000.00
New York City Housing Development Corp
M/F Mortgage RB (50th Ave) Series 2013B 0.060000%
64966TDR2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Wells Fargo Bank NA
N/A
N/A
Y
Wells Fargo Bank NA
N/A
N/A
N
15000000.00
15000000.00
0.0077
N
15000000.00
15000000.00
New York City Housing Development Corp
M/F Rental Housing RB (90 Washington St) Series 2005A 0.060000%
64970HBC7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Fannie Mae
N/A
N/A
Y
Fannie Mae
N/A
N/A
N
23000000.00
23000000.00
0.0117
N
23000000.00
23000000.00
New York City Housing Development Corp
M/F Rental Housing RB (Royal Charter-East) Series 2005A 0.050000%
64970HDM3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Fannie Mae
N/A
N/A
Y
Fannie Mae
N/A
N/A
N
11000000.00
11000000.00
0.0056
N
11000000.00
11000000.00
New York City Housing Development Corp
M/F Rental Housing RB (Lexington Courts) Series 2009A 0.060000%
64970HDV3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Freddie Mac
N/A
N/A
Y
Freddie Mac
N/A
N/A
N
9400000.00
9400000.00
0.0048
N
9400000.00
9400000.00
New York City Housing Development Corp
M/F Rental Housing RB (1133 Manhattan Ave) Series 2012A 0.070000%
64970HDW1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Freddie Mac
N/A
N/A
Y
Freddie Mac
N/A
N/A
N
9000000.00
9000000.00
0.0046
N
9000000.00
9000000.00
New York City Housing Development Corp
M/F Housing RB Series 2010B 0.080000%
64970M7W7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Citibank NA
N/A
N/A
N
N
3680000.00
3680000.00
0.0019
N
3680000.00
3680000.00
New York City Housing Development Corp
M/F Housing RB Series 2012H 0.350000%
64972BZA6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-11-01
2013-11-01
N
N
N
1875000.00
1875000.00
0.0010
N
1875862.50
1875862.50
New York City Housing Development Corp
M/F Housing RB Series 2012D1A 0.240000%
94987KJG1
Other Municipal Debt
N
First Tier Security
N/A
N/A
2014-03-06
2014-03-06
N
N
Y
Tender Option
Wells Fargo Bank NA
N/A
N/A
19995000.00
19995000.00
0.0102
N
19995000.00
19995000.00
New York City IDA
Civic Facility RB (Covenant of the Sacred Heart School of New York) Series 2002 0.130000%
649438HZ4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Federal Home Loan Bank
N/A
N/A
Y
Federal Home Loan Bank
N/A
N/A
N
5730000.00
5730000.00
0.0029
N
5730000.00
5730000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2008 Series A 0.060000%
07330CKG3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Branch Banking & Trust Co
N/A
N/A
N
N
15445000.00
15445000.00
0.0079
N
15445000.00
15445000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2006 Series A 0.060000%
27884FEJ5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
US Bank NA
N/A
N/A
N
N
9865000.00
9865000.00
0.0050
N
9865000.00
9865000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2009 Series GG2 0.070000%
46632P5H2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
7295000.00
7295000.00
0.0037
N
7295000.00
7295000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2005 Series D 0.070000%
46632PNF6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
2905000.00
2905000.00
0.0015
N
2905000.00
2905000.00
New York City Municipal Water Finance Auth
CP Series 1 0.140000%
64970LXQ3
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-09-05
2013-09-05
N
N
N
10000000.00
10000000.00
0.0051
N
10000000.00
10000000.00
New York City Municipal Water Finance Auth
CP Series 6 0.100000%
64971TXR3
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-07-11
2013-07-11
N
N
N
14600000.00
14600000.00
0.0074
N
14600000.00
14600000.00
New York City Municipal Water Finance Auth
Extendible CP Series 8 0.140000%
64972AGA9
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-09-05
2014-03-24
N
N
N
13750000.00
13750000.00
0.0070
N
13750000.00
13750000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2012 Series A1 0.040000%
64972F4V5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-01
2013-07-01
Y
Mizuho Bank Ltd
N/A
N/A
N
N
10460000.00
10460000.00
0.0053
N
10460000.00
10460000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2011 Series HH 0.070000%
64972F6D3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Deutsche Bank AG
N/A
N/A
N
N
14700000.00
14700000.00
0.0075
N
14700000.00
14700000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2005 Series D 0.070000%
64972FUV6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
10860000.00
10860000.00
0.0055
N
10860000.00
10860000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2011 Series DD1 0.030000%
64972FX27
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-01
2013-07-01
Y
TD Bank NA
N/A
N/A
N
N
5825000.00
5825000.00
0.0030
N
5825000.00
5825000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2009 Series DD 0.090000%
64972FYV2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Citibank NA
N/A
N/A
N
N
8125000.00
8125000.00
0.0041
N
8125000.00
8125000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2007 Series A 0.050000%
74703YTU4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Bank of America NA
N/A
N/A
N
N
12250000.00
12250000.00
0.0062
N
12250000.00
12250000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2012 Series BB 0.060000%
74926YVE8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Royal Bank of Canada
N/A
N/A
N
N
10515000.00
10515000.00
0.0054
N
10515000.00
10515000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2013 Series CC 0.070000%
76252PBK4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Barclays Bank Plc
N/A
N/A
N
N
8500000.00
8500000.00
0.0043
N
8500000.00
8500000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2012 Series FF 0.060000%
94987KJB2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Wells Fargo Bank NA
N/A
N/A
N
N
7210000.00
7210000.00
0.0037
N
7210000.00
7210000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2013 Series CC 0.060000%
94987KQV0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Wells Fargo Bank NA
N/A
N/A
N
N
8705000.00
8705000.00
0.0044
N
8705000.00
8705000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2012 Series E1 0.070000%
25155DMF5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Deutsche Bank AG
N/A
N/A
N
N
11330000.00
11330000.00
0.0058
N
11330000.00
11330000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2012 Series F1 0.060000%
27884FK33
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
US Bank NA
N/A
N/A
N
N
20225000.00
20225000.00
0.0103
N
20225000.00
20225000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2007 Series B 0.070000%
46632PSE4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
3495000.00
3495000.00
0.0018
N
3495000.00
3495000.00
New York City Transitional Finance Auth
Future Tax Secured Bonds Fiscal 2010 Series A1 0.070000%
46633VDB2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
11000000.00
11000000.00
0.0056
N
11000000.00
11000000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2011 Series D1 0.070000%
46633VQ36
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
3750000.00
3750000.00
0.0019
N
3750000.00
3750000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2013 Series F 0.070000%
46636Y7R5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
3240000.00
3240000.00
0.0017
N
3240000.00
3240000.00
New York City Transitional Finance Auth
Future Tax Sr Secured Refunding Bonds Fiscal 2006 Series A1 5.000000%
64971K3Q7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-11-01
2013-11-01
N
N
N
550000.00
558464.08
0.0003
N
558679.00
558679.00
New York City Transitional Finance Auth
Future Tax Secured Refunding Sr Bonds Fiscal 2005 Series A1 5.000000%
64971KM86
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-11-01
2013-11-01
N
N
N
175000.00
177689.00
0.0001
N
177761.50
177761.50
New York City Transitional Finance Auth
Future Tax Secured Refunding Bonds Fiscal 2004 Series D2 5.000000%
64971KYX8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-11-01
2013-11-01
N
N
N
150000.00
152310.30
0.0001
N
152362.50
152362.50
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2007 Series C1 0.060000%
64971MNB4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Credit Suisse AG
N/A
N/A
N
N
6000000.00
6000000.00
0.0031
N
6000000.00
6000000.00
New York City Transitional Finance Auth
Recovery Bonds Fiscal 2003 Series 3B1 5.000000%
64971MYD8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-11-01
2013-11-01
N
N
N
450000.00
457003.84
0.0002
N
457087.50
457087.50
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2010 Series I2 4.000000%
64971Q4J9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-11-01
2013-11-01
N
N
Y
Escrow
Escrow
N/A
N/A
20000.00
20242.12
0.0000
N
20246.20
20246.20
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2010 Series I2 4.000000%
64971Q4K6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-11-01
2013-11-01
N
N
N
370000.00
374488.74
0.0002
N
374617.60
374617.60
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2012 Series A 2.000000%
64971Q4L4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-11-01
2013-11-01
N
N
Y
Escrow
Escrow
N/A
N/A
25000.00
25123.89
0.0000
N
25144.00
25144.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2012 Series A 4.000000%
64971Q4M2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-11-01
2013-11-01
N
N
Y
Escrow
Escrow
N/A
N/A
100000.00
101213.21
0.0001
N
101231.01
101231.01
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2012 Series A 2.000000%
64971Q4P5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-11-01
2013-11-01
N
N
N
175000.00
175867.15
0.0001
N
176037.75
176037.75
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2012 Series A 4.000000%
64971Q4Q3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-11-01
2013-11-01
N
N
N
770000.00
779341.55
0.0004
N
779609.59
779609.59
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2011 Series E 5.000000%
64971QCL5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-11-01
2013-11-01
N
N
N
300000.00
304638.21
0.0002
N
304725.00
304725.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2010 Series D 5.000000%
64971QD67
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-11-01
2013-11-01
N
N
N
625000.00
634714.11
0.0003
N
634843.75
634843.75
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2012 Series B 5.000000%
64971QMV2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-11-01
2013-11-01
N
N
N
500000.00
507881.71
0.0003
N
507875.00
507875.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2013 Series C5 0.050000%
64971QQ63
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Sumitomo Mitsui Banking Corp
N/A
N/A
N
N
1735000.00
1735000.00
0.0009
N
1735000.00
1735000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2010 Series I2 5.000000%
64971QQP1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-11-01
2013-11-01
N
N
N
185000.00
187856.53
0.0001
N
187913.75
187913.75
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2011 Series A3 4.000000%
64971QQR7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
130000.00
130393.47
0.0001
N
130404.30
130404.30
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2013 Series C4 0.060000%
64971QV26
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-01
2013-07-01
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
6980000.00
6980000.00
0.0036
N
6980000.00
6980000.00
New York City Transitional Finance Auth
Building Aid RB Fiscal 2007 Series S1 5.000000%
64972HAK8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-07-15
2013-07-15
N
N
Y
Obligor
New York State
N/A
N/A
625000.00
626106.40
0.0003
N
626131.25
626131.25
New York City Transitional Finance Auth
Building Aid RB Fiscal 2007 Series S1 0.070000%
64972HCH3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Citibank NA
N/A
N/A
N
Y
Obligor
New York State
N/A
N/A
2970000.00
2970000.00
0.0015
N
2970000.00
2970000.00
New York City Transitional Finance Auth
Building Aid RB Fiscal 2007 Series S2 5.000000%
64972HCU4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-01-15
2014-01-15
N
N
Y
Obligor
New York State
N/A
N/A
3100000.00
3179670.52
0.0016
N
3178771.00
3178771.00
New York City Transitional Finance Auth
Building Aid RB Fiscal 2007 Series S1 0.080000%
64972HFE7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Citibank NA
N/A
N/A
N
Y
Obligor
New York State
N/A
N/A
8850000.00
8850000.00
0.0045
N
8850000.00
8850000.00
New York City Transitional Finance Auth
Building Aid RB Fiscal 2007 Series S2 0.070000%
64972HFU1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State
N/A
N/A
12090000.00
12090000.00
0.0062
N
12090000.00
12090000.00
New York City Transitional Finance Auth
Building Aid RB Fiscal 2009 Series S3 3.000000%
64972HKU5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-01-15
2014-01-15
N
N
Y
Obligor
New York State
N/A
N/A
150000.00
152081.28
0.0001
N
152214.00
152214.00
New York City Transitional Finance Auth
Building Aid RB Fiscal 2009 Series S4 3.250000%
64972HMB5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-01-15
2014-01-15
N
N
Y
Obligor
New York State
N/A
N/A
150000.00
152260.26
0.0001
N
152413.50
152413.50
New York City Transitional Finance Auth
Building Aid RB Fiscal 2008 Series S1 0.090000%
64972HRC8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Citibank NA
N/A
N/A
N
Y
Obligor
New York State
N/A
N/A
6000000.00
6000000.00
0.0031
N
6000000.00
6000000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2012 Series E1 0.070000%
76252PAL3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Barclays Bank Plc
N/A
N/A
N
N
21465000.00
21465000.00
0.0109
N
21465000.00
21465000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2011 Series D1 0.060000%
94985NG88
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Wells Fargo Bank NA
N/A
N/A
N
N
2800000.00
2800000.00
0.0014
N
2800000.00
2800000.00
New York City Transitional Finance Auth
Building Aid RB Fiscal 2009 Series S4 0.240000%
94985NHA2
Other Municipal Debt
N
First Tier Security
N/A
N/A
2014-03-06
2014-03-06
N
Y
Wells Fargo & Co
N/A
N/A
Y
Tender Option
Wells Fargo & Co
N/A
N/A
16435000.00
16435000.00
0.0084
N
16435000.00
16435000.00
New York City Transitional Finance Auth
Building Aid RB Fiscal 2009 Series S5 0.240000%
94985NKM2
Other Municipal Debt
N
First Tier Security
N/A
N/A
2014-03-06
2014-03-06
N
Y
Wells Fargo & Co
N/A
N/A
Y
Tender Option
Wells Fargo & Co
N/A
N/A
15645000.00
15645000.00
0.0080
N
15645000.00
15645000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2012 Series D1 0.060000%
94987KAG0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Wells Fargo Bank NA
N/A
N/A
N
N
9325000.00
9325000.00
0.0048
N
9325000.00
9325000.00
New York City Trust for Cultural Resources
Refunding RB (American Museum of Natural History) Series 2004A 0.070000%
46632P7T4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
American Museum of Natural History
N/A
N/A
3745000.00
3745000.00
0.0019
N
3745000.00
3745000.00
New York City Trust for Cultural Resources
Refunding RB (American Museum of Natural History) Series 2008B2 0.030000%
649717NU5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Wells Fargo Bank NA
N/A
N/A
N
Y
Obligor
American Museum of Natural History
N/A
N/A
12775000.00
12775000.00
0.0065
N
12775000.00
12775000.00
New York City Trust for Cultural Resources
Refunding RB (Lincoln Center) Series 2008A1 0.050000%
649717NW1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-01
2013-07-01
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
1680000.00
1680000.00
0.0009
N
1680000.00
1680000.00
New York Liberty Development Corp
Liberty RB (1 World Trade Center) Series 2011 0.070000%
46636YEJ5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
Port Auth of New York & New Jersey
N/A
N/A
6360000.00
6360000.00
0.0032
N
6360000.00
6360000.00
New York Liberty Development Corp
Liberty RB (3 World Trade) Series 2010A1 0.230000%
649518AM9
Other Municipal Debt
N
First Tier Security
N/A
N/A
2014-03-19
2014-03-19
N
N
Y
Escrow
Escrow
N/A
N/A
18000000.00
18000000.00
0.0092
N
17998740.00
17998740.00
New York Liberty Development Corp
Liberty RB (1 World Trade Center) Series 2011 0.070000%
649519BY0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Deutsche Bank AG
N/A
N/A
N
Y
Obligor
Port Auth of New York & New Jersey
N/A
N/A
21850000.00
21850000.00
0.0111
N
21850000.00
21850000.00
New York State
GO Bonds Series 2009A 5.000000%
6497877E2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-02-15
2014-02-15
N
N
N
800000.00
823473.69
0.0004
N
823552.00
823552.00
New York State
GO Bonds Series 2011C 5.000000%
649791FA3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-09-01
2013-09-01
N
N
N
100000.00
100775.24
0.0001
N
100780.00
100780.00
New York State
GO Bonds Series 2013A 0.060000%
649791KB5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Credit Suisse AG
N/A
N/A
N
N
2000000.00
2000000.00
0.0010
N
2000000.00
2000000.00
New York State Dormitory Auth
RB (Columbia Univ) Series 2008A 0.060000%
07330CLA5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Branch Banking & Trust Co
N/A
N/A
N
Y
Obligor
Columbia Univ
N/A
N/A
6000000.00
6000000.00
0.0031
N
6000000.00
6000000.00
New York State Dormitory Auth
RB (NYU) Series 2007A 0.080000%
25155DFC0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Deutsche Bank AG
N/A
N/A
N
Y
Obligor
New York Univ
N/A
N/A
5600000.00
5600000.00
0.0029
N
5600000.00
5600000.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2005F 0.070000%
46632PND1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
5130000.00
5130000.00
0.0026
N
5130000.00
5130000.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2007A 0.070000%
46633VR76
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
3000000.00
3000000.00
0.0015
N
3000000.00
3000000.00
New York State Dormitory Auth
CP (Cornell Univ) 0.140000%
64983LSJ0
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-10-02
2013-10-02
N
N
Y
Obligor
Cornell University
N/A
N/A
11140000.00
11140000.00
0.0057
N
11140000.00
11140000.00
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2008F 5.000000%
64983M5M6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-02-15
2014-02-15
N
N
Y
Obligor
New York State
N/A
N/A
125000.00
128565.31
0.0001
N
128585.00
128585.00
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2009A1 5.000000%
64983M6P8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-02-15
2014-02-15
N
N
Y
Obligor
New York State
N/A
N/A
150000.00
154291.53
0.0001
N
154302.00
154302.00
New York State Dormitory Auth
Consolidated Service Contract Refunding RB Series 2009A 3.000000%
64983M7U6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-07-01
2013-07-01
N
N
Y
Obligor
New York State
N/A
N/A
450000.00
450000.00
0.0002
N
450000.00
450000.00
New York State Dormitory Auth
Consolidated Service Contract Refunding RB Series 2009A 4.000000%
64983M7V4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-07-01
2013-07-01
N
N
Y
Obligor
New York State
N/A
N/A
2110000.00
2110000.00
0.0011
N
2110000.00
2110000.00
New York State Dormitory Auth
Consolidated Service Contract Refunding RB Series 2009A 4.000000%
64983M7X0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-07-01
2014-07-01
N
N
Y
Obligor
New York State
N/A
N/A
1250000.00
1296123.69
0.0007
N
1296275.00
1296275.00
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2007C 5.000000%
64983MGC6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-15
2013-08-15
N
N
Y
Obligor
New York State
N/A
N/A
735000.00
739211.33
0.0004
N
739145.40
739145.40
New York State Dormitory Auth
Mental Health Services Facilities Improvement RB Series 2007C 4.000000%
64983MGD4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-02-15
2014-02-15
N
N
Y
Obligor
New York State
N/A
N/A
200000.00
204451.12
0.0001
N
204504.00
204504.00
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2008E 4.000000%
64983MS41
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-15
2013-08-15
N
N
Y
Obligor
New York State
N/A
N/A
565000.00
567547.34
0.0003
N
567508.60
567508.60
New York State Dormitory Auth
RB (Columbia Univ) Series 2006A 0.100000%
64983PGM7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Citibank NA
N/A
N/A
N
Y
Obligor
Columbia Univ
N/A
N/A
8535000.00
8535000.00
0.0044
N
8535000.00
8535000.00
New York State Dormitory Auth
State Personal Income tax RB Series 2006C 0.070000%
64983PJT9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Citibank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
18000000.00
18000000.00
0.0092
N
18000000.00
18000000.00
New York State Dormitory Auth
RB (Catholic Health) Series 2006B 0.060000%
64983Q5S4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
HSBC BANK USA
N/A
N/A
Y
HSBC Bank USA
N/A
N/A
N
8865000.00
8865000.00
0.0045
N
8865000.00
8865000.00
New York State Dormitory Auth
RB (Cornell Univ) Series 2006A 5.000000%
64983QJ91
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-07-01
2013-07-01
N
N
Y
Obligor
Cornell University
N/A
N/A
360000.00
360000.00
0.0002
N
360000.00
360000.00
New York State Dormitory Auth
RB (Culinary Institute of America) Series 2006 0.070000%
64983QV30
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
TD Bank NA
N/A
N/A
Y
TD Bank NA
N/A
N/A
N
3425000.00
3425000.00
0.0017
N
3425000.00
3425000.00
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2005E 4.500000%
64983R6V4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-02-15
2014-02-15
N
N
Y
Obligor
New York State
N/A
N/A
250000.00
256359.95
0.0001
N
256400.00
256400.00
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2005B 5.000000%
64983RBF3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-02-15
2014-02-15
N
N
Y
Obligor
New York State
N/A
N/A
235000.00
241644.29
0.0001
N
241739.80
241739.80
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2005D1 5.000000%
64983REF0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-15
2013-08-15
N
N
Y
Obligor
New York State
N/A
N/A
2400000.00
2413847.96
0.0012
N
2413536.00
2413536.00
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2005D1 5.000000%
64983REG8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-02-15
2014-02-15
N
N
Y
Obligor
New York State
N/A
N/A
725000.00
745877.03
0.0004
N
745793.00
745793.00
New York State Dormitory Auth
RB (Culinary Institute of America) Series 2004D 0.070000%
64983TZS5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
TD Bank NA
N/A
N/A
Y
TD Bank NA
N/A
N/A
N
5975000.00
5975000.00
0.0030
N
5975000.00
5975000.00
New York State Dormitory Auth
RB (Culinary Institute of America) Series 2004C 0.070000%
64983U7T1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
TD Bank NA
N/A
N/A
Y
TD Bank NA
N/A
N/A
N
12800000.00
12800000.00
0.0065
N
12800000.00
12800000.00
New York State Dormitory Auth
RB (Winthrop South Nassau Univ Health System) Series 2003A 6.000000%
64983UEE6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-07-01
2013-07-01
N
N
Y
Escrow
Escrow
N/A
N/A
1095000.00
1095000.00
0.0006
N
1095000.00
1095000.00
New York State Dormitory Auth
RB (Winthrop South Nassau Univ Health System) Series 2003A 6.000000%
64983UEF3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-07-01
2013-07-01
N
N
Y
Escrow
Escrow
N/A
N/A
1160000.00
1160000.00
0.0006
N
1160000.00
1160000.00
New York State Dormitory Auth
RB (Winthrop South Nassau Univ Health System) Series 2003A 6.000000%
64983UEG1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-07-01
2013-07-01
N
N
Y
Escrow
Escrow
N/A
N/A
1230000.00
1230000.00
0.0006
N
1230000.00
1230000.00
New York State Dormitory Auth
RB (Winthrop South Nassau Univ Health System) Series 2003B 5.500000%
64983USF8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-07-01
2013-07-01
N
N
Y
Escrow
Escrow
N/A
N/A
6610000.00
6610000.00
0.0034
N
6610000.00
6610000.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2010F 5.000000%
6499022X0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-02-15
2014-02-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
325000.00
334357.73
0.0002
N
334668.75
334668.75
New York State Dormitory Auth
State Personal Income Tax RB Series 2011A 5.000000%
6499023K7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-03-15
2014-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
475000.00
490294.73
0.0003
N
491040.75
491040.75
New York State Dormitory Auth
State Personal Income Tax RB Series 2011C 4.000000%
6499024Y6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-03-15
2014-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
315000.00
323027.40
0.0002
N
323435.70
323435.70
New York State Dormitory Auth
State Personal Income Tax RB Series 2005F 5.000000%
649902DK6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-03-15
2014-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
1000000.00
1033671.48
0.0005
N
1033770.00
1033770.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2006C 5.000000%
649902GL1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-12-15
2013-12-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
495000.00
505240.42
0.0003
N
505751.40
505751.40
New York State Dormitory Auth
State Personal Income Tax RB Series 2010A 4.000000%
649902P98
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-02-15
2014-02-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
100000.00
102201.27
0.0001
N
102359.00
102359.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2008A 3.750000%
649902PC1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-12-15
2013-12-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
100000.00
101521.12
0.0001
N
101610.00
101610.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2008A 5.000000%
649902PD9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-12-15
2013-12-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
100000.00
102111.92
0.0001
N
102172.00
102172.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2008A 5.000000%
649902QQ9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-03-15
2014-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
325000.00
335512.10
0.0002
N
335975.25
335975.25
New York State Dormitory Auth
State Personal Income Tax RB Series 2008B 4.000000%
649902SB0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-03-15
2014-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
250000.00
256496.39
0.0001
N
256695.00
256695.00
New York State Dormitory Auth
State Personal Income Tax RB (Economic Development & Housing) Series 2009A 3.000000%
649902UT8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-12-15
2013-12-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
400000.00
404714.65
0.0002
N
405088.00
405088.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2009A 5.000000%
649902VS9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-02-15
2014-02-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
350000.00
360157.10
0.0002
N
360412.50
360412.50
New York State Dormitory Auth
RB (Cornell Univ) Series 1990B 4.000000%
649905YV2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-07-01
2013-07-01
N
N
Y
Obligor
Cornell University
N/A
N/A
150000.00
150000.00
0.0001
N
150000.00
150000.00
New York State Dormitory Auth
Consolidating Service Contract Refunding RB Series 2010 5.000000%
64990HGN4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-07-01
2013-07-01
N
N
Y
Obligor
New York State
N/A
N/A
330000.00
330000.00
0.0002
N
330000.00
330000.00
New York State Dormitory Auth
Refunding RB Series 2011A 5.000000%
64990HHZ6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-07-01
2013-07-01
N
N
Y
Obligor
New York State
N/A
N/A
955000.00
955000.00
0.0005
N
955000.00
955000.00
New York State Dormitory Auth
Refunding RB Series 2011A 5.000000%
64990HJK7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-07-01
2013-07-01
N
N
Y
Obligor
New York State
N/A
N/A
1000000.00
1000000.00
0.0005
N
1000000.00
1000000.00
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2010A 3.500000%
64990HNV8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-15
2013-08-15
N
N
Y
Obligor
New York State
N/A
N/A
100000.00
100382.72
0.0001
N
100384.00
100384.00
New York State Dormitory Auth
RB (Cornell Univ) Series 2006A 0.080000%
74703YMF4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Bank of America NA
N/A
N/A
N
Y
Obligor
Cornell University
N/A
N/A
9865000.00
9865000.00
0.0050
N
9865000.00
9865000.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2010F 0.080000%
74703YXU9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Bank of America NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
5000000.00
5000000.00
0.0026
N
5000000.00
5000000.00
New York State Dormitory Auth
RB (NYU) Series 2009A 0.060000%
94985NTL5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Wells Fargo & Co
N/A
N/A
N
Y
Obligor
New York Univ
N/A
N/A
25125000.00
25125000.00
0.0128
N
25125000.00
25125000.00
New York State Energy Research & Development Auth
Facilities RB (Consolidated Edison) Series 2005A3 0.050000%
64984EDH5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Mizuho Bank Ltd
N/A
N/A
Y
Mizuho Bank Ltd
N/A
N/A
N
3000000.00
3000000.00
0.0015
N
3000000.00
3000000.00
New York State Energy Research & Development Auth
Facilities RB (Consolidated Edison) Series 2005A1 0.060000%
64984EDJ1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Mizuho Bank Ltd
N/A
N/A
Y
Mizuho Bank Ltd
N/A
N/A
N
3000000.00
3000000.00
0.0015
N
3000000.00
3000000.00
New York State Environmental Facilities Corp
State Revolving Funds RB Series 2010C 0.070000%
46633VY78
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
6600000.00
6600000.00
0.0034
N
6600000.00
6600000.00
New York State Environmental Facilities Corp
State Revolving Funds RB Series 2010C 3.000000%
64985HCH8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-04-15
2014-04-15
N
N
N
175000.00
178648.07
0.0001
N
178846.50
178846.50
New York State Environmental Facilities Corp
State Clean Water & Drinking Water Revolving Funds RB Series 2002L 5.000000%
64985WKM5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-11-15
2013-11-15
N
N
N
500000.00
508852.64
0.0003
N
508830.00
508830.00
New York State Environmental Facilities Corp
State Personal Income Tax RB Series 2004A 5.250000%
64985YAX8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-12-15
2013-12-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
200000.00
204481.96
0.0001
N
204540.00
204540.00
New York State Environmental Facilities Corp
State Personal Income Tax RB Series 2006A 5.000000%
64985YCE8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-12-15
2013-12-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
525000.00
536139.04
0.0003
N
536329.50
536329.50
New York State Environmental Facilities Corp
State Personal Income Tax RB Series 2009A 3.500000%
64985YFL9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-12-15
2013-12-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
150000.00
152084.90
0.0001
N
152226.00
152226.00
New York State Environmental Facilities Corp
State Clean Water & Drinking Water Revolving Funds Sub RB Series 2010A 2.000000%
64986AG88
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-06-15
2014-06-15
N
N
Y
Obligor
New York State Environmental Facilities Corp - NYCMWFA Program
N/A
N/A
100000.00
101569.59
0.0001
N
101717.00
101717.00
New York State Environmental Facilities Corp
State Clean Water & Drinking Water Revolving Funds RB Series 2007A 3.625000%
64986ASE2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-06-15
2014-06-15
N
N
Y
Obligor
New York State Environmental Facilities Corp - NYCMWFA Program
N/A
N/A
100000.00
103145.56
0.0001
N
103259.00
103259.00
New York State HFA
Consolidated Service Contract Refunding RB Series 2011A 2.000000%
64986BBP3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-09-15
2013-09-15
N
N
Y
Obligor
New York State
N/A
N/A
1500000.00
1505265.00
0.0008
N
1505100.00
1505100.00
New York State HFA
Consolidated Service Contract Refunding RB Series 2011A 5.000000%
64986BBX6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-09-15
2013-09-15
N
N
Y
Obligor
New York State
N/A
N/A
2500000.00
2524272.19
0.0013
N
2523575.00
2523575.00
New York State HFA
Housing RB (10 Liberty St) Series 2003A 0.050000%
64986MC78
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Freddie Mac
N/A
N/A
Y
Freddie Mac
N/A
N/A
N
25365000.00
25365000.00
0.0129
N
25365000.00
25365000.00
New York State HFA
Housing RB (North End Ave) Series 2004A 0.060000%
64986MJ55
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Fannie Mae
N/A
N/A
Y
Fannie Mae
N/A
N/A
N
2300000.00
2300000.00
0.0012
N
2300000.00
2300000.00
New York State HFA
Housing RB (100 Maiden Lane) Series 2004A 0.070000%
64986MM28
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Fannie Mae
N/A
N/A
Y
Fannie Mae
N/A
N/A
N
66175000.00
66175000.00
0.0337
N
66175000.00
66175000.00
New York State HFA
Housing RB (Shore Hill) Series 2008A 0.060000%
64986MV93
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Freddie Mac
N/A
N/A
Y
Freddie Mac
N/A
N/A
N
6250000.00
6250000.00
0.0032
N
6250000.00
6250000.00
New York State HFA
Housing RB (320 West 38th St) Series 2008A 0.050000%
64986MW27
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Wells Fargo Bank NA
N/A
N/A
Y
Wells Fargo Bank NA
N/A
N/A
N
13905000.00
13905000.00
0.0071
N
13905000.00
13905000.00
New York State HFA
Housing RB (College Arms Apts) Series 2008A 0.060000%
64986MX83
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Freddie Mac
N/A
N/A
Y
Freddie Mac
N/A
N/A
N
7590000.00
7590000.00
0.0039
N
7590000.00
7590000.00
New York State HFA
Housing RB (388 Bridge St) Series 2012A 0.070000%
64986UMM6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
41000000.00
41000000.00
0.0209
N
41000000.00
41000000.00
New York State HFA
Housing RB (Related-42nd & 10th) Series 2010A 0.030000%
64986URC3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Freddie Mac
N/A
N/A
Y
Freddie Mac
N/A
N/A
N
10000000.00
10000000.00
0.0051
N
10000000.00
10000000.00
New York State HFA
Housing RB (Related W30th St) Series 2013A 0.050000%
64986UUY1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Wells Fargo Bank NA
N/A
N/A
Y
Wells Fargo Bank NA
N/A
N/A
N
12955000.00
12955000.00
0.0066
N
12955000.00
12955000.00
New York State Local Government Assistance Corp
Refunding Bonds Sub Lien Series 2010A 5.000000%
649876T41
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-04-01
2014-04-01
N
N
N
300000.00
310376.34
0.0002
N
310659.00
310659.00
New York State Local Government Assistance Corp
Refunding Bonds Sub Lien Series 2010B 5.000000%
649876V30
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-04-01
2014-04-01
N
N
N
100000.00
103426.35
0.0001
N
103576.00
103576.00
New York State Mortgage Agency
Homeowner Mortgage RB Series 164 0.700000%
649883NU5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-10-01
2013-10-01
N
N
N
995000.00
996088.58
0.0005
N
996263.65
996263.65
New York State Mortgage Agency
Mortgage RB Series 47 1.500000%
64988REB4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-04-01
2014-04-01
N
N
N
500000.00
504299.25
0.0003
N
502665.00
502665.00
New York State Power Auth
CP Series 1 & 2 0.130000%
64985GD71
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-08-06
2013-08-06
N
N
N
24593000.00
24593000.00
0.0125
N
24593000.00
24593000.00
New York State Power Auth
RB Series 2002A 5.000000%
64989KEA0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-11-15
2013-11-15
N
N
N
300000.00
305188.51
0.0002
N
305262.00
305262.00
New York State Power Auth
RB Series 2007A 0.100000%
64989KHL3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Citibank NA
N/A
N/A
N
N
3210000.00
3210000.00
0.0016
N
3210000.00
3210000.00
New York State Power Auth
CP Series 1 & 2 0.120000%
64989QW58
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-08-06
2013-08-06
N
N
N
24000000.00
24000000.00
0.0122
N
24000000.00
24000000.00
New York State Power Auth
CP Series 1 & 2 0.120000%
64989QX24
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
N
N
N
25000000.00
25000000.00
0.0128
N
25000000.00
25000000.00
New York State Power Auth
CP Series 1 & 2 0.120000%
64989QX65
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-08-09
2013-08-09
N
N
N
6700000.00
6700000.00
0.0034
N
6700000.00
6700000.00
New York State Power Auth
CP Series 1 & 2 0.140000%
64989QX73
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-09-12
2013-09-12
N
N
N
3700000.00
3700000.00
0.0019
N
3700000.00
3700000.00
New York State Power Auth
CP Series 1 & 2 0.140000%
64989QY23
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-09-16
2013-09-16
N
N
N
10000000.00
10000000.00
0.0051
N
10000000.00
10000000.00
New York State Thruway Auth
State Personal Income Tax RB Series 2012A 0.070000%
25155DRK9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Deutsche Bank AG
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
9000000.00
9000000.00
0.0046
N
9000000.00
9000000.00
New York State Thruway Auth
General RB Series H 0.300000%
27884FYT1
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-10-17
2013-10-17
N
Y
US Bank NA
N/A
N/A
Y
Tender Option
US Bank NA
N/A
N/A
19420000.00
19420000.00
0.0099
N
19420000.00
19420000.00
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2012A 0.070000%
46636YVA5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
7500000.00
7500000.00
0.0038
N
7500000.00
7500000.00
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2005B 5.000000%
650013R98
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-04-01
2014-04-01
N
N
N
11130000.00
11523313.64
0.0059
N
11522889.00
11522889.00
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2006 4.000000%
650014HM8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-04-01
2014-04-01
N
N
N
100000.00
102574.07
0.0001
N
102787.00
102787.00
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2006A 5.000000%
650014HN6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-04-01
2014-04-01
N
N
N
365000.00
377538.76
0.0002
N
377884.50
377884.50
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2008A 5.000000%
650014MK6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-04-01
2014-04-01
N
N
N
150000.00
155189.14
0.0001
N
155295.00
155295.00
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2008B 4.000000%
650014NJ8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-04-01
2014-04-01
N
N
N
300000.00
308062.03
0.0002
N
308361.00
308361.00
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2009A1 4.000000%
650014PV9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-04-01
2014-04-01
N
N
N
100000.00
102653.89
0.0001
N
102787.00
102787.00
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2009B 5.000000%
650014RD7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-04-01
2014-04-01
N
N
N
250000.00
258612.94
0.0001
N
258825.00
258825.00
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2010A 5.000000%
650014SM6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-04-01
2014-04-01
N
N
N
3535000.00
3661409.62
0.0019
N
3659785.50
3659785.50
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2012A 3.000000%
650014VL4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-04-01
2014-04-01
N
N
N
100000.00
101904.30
0.0001
N
102044.00
102044.00
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2012A 5.000000%
650014WF6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-04-01
2014-04-01
N
N
N
14360000.00
14872589.37
0.0076
N
14866908.00
14866908.00
New York State Thruway Auth
Local Highway & Bridge Service Contract Bonds Series 2008 5.000000%
650017WR3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-04-01
2014-04-01
N
N
Y
Obligor
New York State
N/A
N/A
350000.00
362004.27
0.0002
N
362355.00
362355.00
New York State Thruway Auth
Local Highway & Bridge Service Contract Bonds Series 2012A 4.000000%
650017XT8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-04-01
2014-04-01
N
N
Y
Obligor
New York State
N/A
N/A
500000.00
513589.32
0.0003
N
513935.00
513935.00
New York State Thruway Auth
State Personal Income Tax RB Series 2005A 5.000000%
650028GD9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-03-15
2014-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
180000.00
185817.27
0.0001
N
186078.60
186078.60
New York State Thruway Auth
State Personal Income Tax RB Series 2006A 5.000000%
650028JC8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-03-15
2014-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
150000.00
154797.33
0.0001
N
155065.50
155065.50
New York State Thruway Auth
State Personal Income Tax RB Series 2008A 3.000000%
650028NM1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-03-15
2014-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
100000.00
101792.05
0.0001
N
101979.00
101979.00
New York State Thruway Auth
State Personal Income Tax RB Series 2008A 4.000000%
650028NN9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-03-15
2014-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
100000.00
102531.98
0.0001
N
102678.00
102678.00
New York State Thruway Auth
State Personal Income Tax RB Series 2010A 5.000000%
650028SD6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-03-15
2014-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
700000.00
723035.39
0.0004
N
723639.00
723639.00
New York State Thruway Auth
BAN Series 2013A 1.000000%
76252PBF5
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-07-31
2013-09-30
N
Y
Barclays Bank Plc
N/A
N/A
N
20000000.00
20012793.10
0.0102
Y
20012800.00
20012800.00
New York State Tobacco Settlement Financing Corp
Asset-Backed RB Series 2011A 5.000000%
88880TMH6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-06-01
2014-06-01
N
N
Y
Obligor
New York State
N/A
N/A
460000.00
479249.42
0.0002
N
479655.80
479655.80
New York State Urban Development Corp
State Personal Income Tax RB Series 2007B 0.070000%
06740GAL0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Barclays Bank Plc
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
6500000.00
6500000.00
0.0033
N
6500000.00
6500000.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2009A1 0.070000%
46632PUA9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
4995000.00
4995000.00
0.0025
N
4995000.00
4995000.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2013A1 0.070000%
46636Y4B3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
4700000.00
4700000.00
0.0024
N
4700000.00
4700000.00
New York State Urban Development Corp
Service Contract Refunding RB Series 2008B 0.070000%
46636YUE8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State
N/A
N/A
7310000.00
7310000.00
0.0037
N
7310000.00
7310000.00
New York State Urban Development Corp
Correctional Capital Facilities Refunding RB Series 1993A 5.250000%
650033E74
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-01-01
2014-01-01
N
N
Y
Obligor
New York State
N/A
N/A
1070000.00
1096762.17
0.0006
N
1096471.80
1096471.80
New York State Urban Development Corp
Service Contract Refunding RB Series 2005A 5.000000%
6500344J7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-01-01
2014-01-01
N
N
Y
Obligor
New York State
N/A
N/A
550000.00
562680.76
0.0003
N
562930.50
562930.50
New York State Urban Development Corp
State Personal Income Tax RB Series 2005B 4.000000%
6500347T2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-03-15
2014-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
100000.00
102495.14
0.0001
N
102678.00
102678.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2004A1 5.000000%
650034U33
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-03-15
2014-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
250000.00
258098.54
0.0001
N
258442.50
258442.50
New York State Urban Development Corp
Service Contract Refunding RB Series 2005B 5.000000%
650035AS7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-01-01
2014-01-01
N
N
Y
Obligor
New York State
N/A
N/A
350000.00
358054.74
0.0002
N
358263.50
358263.50
New York State Urban Development Corp
Service Contract Refunding RB Series 2007A 5.000000%
650035EJ3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-01-01
2014-01-01
N
N
Y
Obligor
New York State
N/A
N/A
600000.00
614031.04
0.0003
N
614166.00
614166.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2008A1 5.000000%
650035HE1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-12-15
2013-12-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
100000.00
102060.13
0.0001
N
102185.00
102185.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2005B 0.070000%
650035KL1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Escrow
Escrow
N/A
N/A
9195000.00
9195000.00
0.0047
N
9195000.00
9195000.00
New York State Urban Development Corp
Service Contract Refunding RB Series 2008D 5.000000%
650035NV6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-01-01
2014-01-01
N
N
Y
Obligor
New York State
N/A
N/A
370000.00
378563.68
0.0002
N
378735.70
378735.70
New York State Urban Development Corp
State Personal Income Tax RB Series 2009A1 5.000000%
650035PT9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-12-15
2013-12-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
800000.00
816979.47
0.0004
N
817480.00
817480.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2009B1 0.080000%
650035RU4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Deutsche Bank AG
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
5000000.00
5000000.00
0.0026
N
5000000.00
5000000.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2009C 3.000000%
650035SC3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-12-15
2013-12-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
125000.00
126509.42
0.0001
N
126607.50
126607.50
New York State Urban Development Corp
State Personal Income Tax RB Series 2009C 5.000000%
650035SD1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-12-15
2013-12-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
1900000.00
1941219.71
0.0010
N
1941515.00
1941515.00
New York State Urban Development Corp
Service Contract Refunding RB Series 2010A1 4.000000%
650035TH1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-01-01
2014-01-01
N
N
Y
Obligor
New York State
N/A
N/A
100000.00
101773.93
0.0001
N
101867.00
101867.00
New York State Urban Development Corp
Service Contract Refunding RB Series 2010B 5.000000%
650035UQ9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-01-01
2014-01-01
N
N
Y
Obligor
New York State
N/A
N/A
600000.00
613979.21
0.0003
N
614166.00
614166.00
Onondaga Cnty Trust for Cultural Resources
RB (Syracuse Univ) Series 2010A 0.030000%
68276FAL4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Wells Fargo Bank NA
N/A
N/A
Y
Wells Fargo Bank NA
N/A
N/A
N
14400000.00
14400000.00
0.0073
N
14400000.00
14400000.00
Port Auth of New York & New Jersey
Consolidated Bonds 140th Series 0.060000%
27884FBQ2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
US Bank NA
N/A
N/A
Y
US Bank NA
N/A
N/A
N
5215000.00
5215000.00
0.0027
N
5215000.00
5215000.00
Port Auth of New York & New Jersey
Consolidated Bonds 148th Series 0.090000%
73358T4P3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
13000000.00
13000000.00
0.0066
N
13000000.00
13000000.00
Port Auth of New York & New Jersey
Consolidated Bonds 144th Series 0.070000%
73358TWC1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
750000.00
750000.00
0.0004
N
750000.00
750000.00
Port Auth of New York & New Jersey
Consolidated Bonds 148th Series 0.070000%
73358TX89
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Citibank NA
N/A
N/A
N
N
5540000.00
5540000.00
0.0028
N
5540000.00
5540000.00
Port Auth of New York & New Jersey
CP Series B 0.160000%
73359BDN6
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
N
N
N
5000000.00
5000000.00
0.0026
N
5000150.00
5000150.00
Puerto Rico
Refunding Bonds Series 2003C5-2 0.060000%
74514LYU5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Barclays Bank Plc
N/A
N/A
Y
Barclays Bank Plc
N/A
N/A
N
16000000.00
16000000.00
0.0082
N
16000000.00
16000000.00
Puerto Rico Highway & Transportation Auth
Transportation RB Series A 0.050000%
745190Y77
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Bank of Nova Scotia
N/A
N/A
Y
Bank of Nova Scotia
N/A
N/A
N
1950000.00
1950000.00
0.0010
N
1950000.00
1950000.00
Puerto Rico Sales Tax Financing Corp
Sales Tax RB Series 2007A 0.110000%
25154LGB4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Deutsche Bank AG
N/A
N/A
N
N
14365000.00
14365000.00
0.0073
N
14365000.00
14365000.00
Puerto Rico Sales Tax Financing Corp
Sales Tax RB Sr Series 2009C 0.090000%
74529JJM8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Citibank NA
N/A
N/A
N
N
6700000.00
6700000.00
0.0034
N
6700000.00
6700000.00
Rockland Cnty IDA
RB (Assisted Living At Northern Riverview) Series 1999 0.160000%
773561AD7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
8365000.00
8365000.00
0.0043
N
8365000.00
8365000.00
Sales Tax Asset Receivable Corp
RB Fiscal 2005 Series A 0.080000%
25155DFM8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Deutsche Bank AG
N/A
N/A
N
N
6665000.00
6665000.00
0.0034
N
6665000.00
6665000.00
Sales Tax Asset Receivable Corp
RB Fiscal 2005 Series A 0.070000%
794665BU2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
2415000.00
2415000.00
0.0012
N
2415000.00
2415000.00
Saratoga Cnty
BAN 2013 0.750000%
803480LC4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-06-06
2014-06-06
N
N
N
18500000.00
18582373.15
0.0095
N
18585840.00
18585840.00
Schenectady City SD
GO BAN Series 2013A 0.750000%
806466PE2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-05-23
2014-05-23
N
N
N
13070264.00
13095712.70
0.0067
N
13079543.89
13079543.89
Schenectady IDA
RB (Sunnyview Hospital & Rehabilitation Center) Series 2003A 0.110000%
806419AE7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
6450000.00
6450000.00
0.0033
N
6450000.00
6450000.00
Schenectady IDA
RB (Sunnyview Hospital & Rehabilitation Center) Series 2003B 0.110000%
806419AF4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
3950000.00
3950000.00
0.0020
N
3950000.00
3950000.00
Scotia-Glenville CSD
BAN 2012 1.000000%
809265EM9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-29
2013-06-29
N
N
N
10610000.00
10610000.00
0.0054
N
10610000.00
10610000.00
Suffolk County IDA
Civic Facility RB (Guide Dog Foundation for the Blind) Series 2001 0.090000%
864768FD3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
4130000.00
4130000.00
0.0021
N
4130000.00
4130000.00
Sullivan Cnty
GO TAN 2013 0.750000%
865270VY5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-03-07
2014-03-07
N
N
N
9500000.00
9523185.92
0.0049
N
9517385.00
9517385.00
Syracuse IDA
Civic Facility Refunding RB (Crouse Health) Series 2003A 0.060000%
871720BR8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
HSBC BANK USA
N/A
N/A
Y
HSBC Bank USA
N/A
N/A
N
8145000.00
8145000.00
0.0042
N
8145000.00
8145000.00
Syracuse IDA
Civic Facility RB (Syracuse Univ) Series 2005B 0.050000%
871720CD8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
3240000.00
3240000.00
0.0017
N
3240000.00
3240000.00
Tarrytown
BAN Series 2012B 2.000000%
876468MB2
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-10-18
2013-10-18
N
N
N
11000000.00
11056993.56
0.0056
N
11058410.00
11058410.00
Tarrytowns UFSD
GO BAN 2013 0.750000%
876487JP5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-02-13
2014-02-13
N
N
N
20295000.00
20360434.09
0.0104
N
20365017.75
20365017.75
Triborough Bridge & Tunnel Auth
General RB Series 2008C 0.080000%
05248RAE1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Bank of America NA
N/A
N/A
N
N
3000000.00
3000000.00
0.0015
N
3000000.00
3000000.00
Triborough Bridge & Tunnel Auth
General Refunding RB Series 2012B 0.070000%
25155DRA1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Deutsche Bank AG
N/A
N/A
N
N
9750000.00
9750000.00
0.0050
N
9750000.00
9750000.00
Triborough Bridge & Tunnel Auth
General RB Series 2008C 5.000000%
89602NPA6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-11-15
2013-11-15
N
N
N
1825000.00
1856852.23
0.0009
N
1856882.75
1856882.75
Triborough Bridge & Tunnel Auth
General RB Series 2009A2 0.060000%
89602NUR3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Credit Suisse AG
N/A
N/A
N
N
6500000.00
6500000.00
0.0033
N
6500000.00
6500000.00
Triborough Bridge & Tunnel Auth
General Refunding RB Series 2011 4.000000%
89602NWG5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-01-01
2014-01-01
N
N
N
375000.00
381795.28
0.0002
N
381982.50
381982.50
Triborough Bridge & Tunnel Auth
General RB Series 2003B2 0.060000%
89602NWV2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
California State Teachers Retirement System
N/A
N/A
Y
California State Teachers Retirement System
N/A
N/A
N
3225000.00
3225000.00
0.0016
N
3225000.00
3225000.00
Ulster Cnty
GO BAN Series 2012A 1.000000%
903766ZS5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-11-15
2013-11-15
N
N
N
3255000.00
3262904.66
0.0017
N
3263951.25
3263951.25
Ulster Cnty
GO BAN Series 2012B 0.750000%
903766ZT3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-11-29
2013-11-29
N
N
N
14225000.00
14252541.16
0.0073
N
14257717.50
14257717.50
Vestal
BAN 2013 0.750000%
925428SL9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2014-05-16
2014-05-16
N
N
N
9320000.00
9352418.79
0.0048
N
9354111.20
9354111.20
Victor CSD
BAN 2012 0.750000%
926009KM2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-09-27
2013-09-27
N
N
N
9000000.00
9009834.73
0.0046
N
9010890.00
9010890.00
West Seneca
BAN Series 2012 1.000000%
955771PX2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-02
2013-08-02
N
N
N
15030000.00
15038920.82
0.0077
N
15039468.90
15039468.90
West Seneca CSD
BAN 2012 1.000000%
955776HH5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-11-27
2013-11-27
N
N
N
11610000.00
11633571.88
0.0059
N
11631478.50
11631478.50
Westchester Cnty IDA
Civic Facility RB (Catharine Field Home) Series 2001 0.090000%
957368DV2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
RBS Citizens NA
N/A
N/A
Y
RBS Citizens NA
N/A
N/A
N
6615000.00
6615000.00
0.0034
N
6615000.00
6615000.00