0001145549-13-006005.txt : 20130829 0001145549-13-006005.hdr.sgml : 20130829 20130708133041 ACCESSION NUMBER: 0001145549-13-006005 CONFORMED SUBMISSION TYPE: N-MFP PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130630 FILED AS OF DATE: 20130708 DATE AS OF CHANGE: 20130708 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS CENTRAL INDEX KEY: 0000857156 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-MFP SEC ACT: 1933 Act SEC FILE NUMBER: 811-05954 FILM NUMBER: 13957001 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 1-800-648-5300 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS DATE OF NAME CHANGE: 19920703 0000857156 S000004513 Schwab New York AMT Tax-Free Money Fund C000012394 Sweep Shares SWNXX C000012395 Value Advantage Shares SWYXX N-MFP 1 primary_doc.xml N-MFP N-MFP LIVE N 2013-06-30 0000857156 S000004513 2 N N N N 033-31894 Charles Schwab Investment Management, Inc. 801-35905 PricewaterhouseCoopers LLP San Francisco CA Charles Schwab Investment Management, Inc. Boston Financial Data Services, Inc. 0000275143 84-00896 N N N Single State Fund 48 50 1983093742.37 3330774.23 25657691.64 1960766824.96 0.0013 1.0009 2013-06-30 1.0009 2013-06-30 C000012394 1.00 1668827042.78 1.00 14222092.32 410129410.28 395907317.96 0.0001 1.0009 2013-06-30 1.0009 2013-06-30 C000012395 25000.00 291939782.18 1.00 -7215532.17 1717174.31 8932706.48 0.0001 1.0009 2013-06-30 1.0009 2013-06-30 Albany IDA Civic Facility RB (Albany College of Pharmacy) Series 2008A 0.070000% 012440LG6 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 6100000.00 6100000.00 0.0031 N 6100000.00 6100000.00 Amherst Development Corp Student Housing Facility Refunding RB Series 2010B 0.110000% 031358AX2 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y HSBC BANK USA N/A N/A Y HSBC Bank USA N/A N/A N 5780000.00 5780000.00 0.0029 N 5780000.00 5780000.00 Amherst IDA Civic Facility RB (Daemen College) Series 2006B 0.110000% 031362EJ1 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 3545000.00 3545000.00 0.0018 N 3545000.00 3545000.00 Ballston Spa CSD BAN Series 2013A 0.750000% 058705KX1 Other Municipal Debt N Unrated Security N/A N/A 2014-06-11 2014-06-11 N N N 14875000.00 14946424.45 0.0076 N 14945061.25 14945061.25 Beacon BAN Series 2013A 1.000000% 073653ML8 Other Municipal Debt N Unrated Security N/A N/A 2014-05-30 2014-05-30 N N N 9000000.00 9046556.14 0.0046 N 9048330.00 9048330.00 Chautauqua Cnty IDA Civic Facility RB (Jamestown Center City Development Corp) Series 2000A 0.090000% 162544AU4 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 11010000.00 11010000.00 0.0056 N 11010000.00 11010000.00 Cheektowaga BAN 2012 1.000000% 162879F47 Other Municipal Debt N Unrated Security N/A N/A 2013-07-18 2013-07-18 N N N 12735000.00 12739134.17 0.0065 N 12739584.60 12739584.60 Colonie Local Development Corp RB (Shaker Point at Carondelet) Series 2011 0.060000% 196220AA5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 10000000.00 10000000.00 0.0051 N 10000000.00 10000000.00 East Rochester Housing Auth Housing RB (Park Ridge Nursing Home) Series 2008 0.090000% 274722DX2 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 13765000.00 13765000.00 0.0070 N 13765000.00 13765000.00 Erie Cnty IDA School Facility RB (Buffalo City SD) Series 2004 5.750000% 29509PBL2 Other Municipal Debt N Unrated Security N/A N/A 2014-05-01 2014-05-01 N N Y Escrow Escrow N/A N/A 1650000.00 1725690.88 0.0009 N 1725834.00 1725834.00 Erie Cnty IDA School Facility RB (Buffalo City SD) Series 2004 5.750000% 29509PBU2 Other Municipal Debt N Unrated Security N/A N/A 2014-05-01 2014-05-01 N N Y Escrow Escrow N/A N/A 425000.00 444423.55 0.0002 N 444533.00 444533.00 Ithaca BAN Series 2012 1.000000% 465650SA8 Other Municipal Debt N Unrated Security N/A N/A 2013-08-02 2013-08-02 N N N 12565512.00 12573189.39 0.0064 N 12572423.03 12572423.03 Lancaster IDA Civic Facility RB (2000 GreenField Manor) 0.120000% 514502AA1 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 9535000.00 9535000.00 0.0049 N 9535000.00 9535000.00 Long Island Power Auth CP Notes Series CP3 0.140000% 54269VLH5 Other Commercial Paper N First Tier Security N/A N/A 2013-08-06 2013-08-06 N Y State Street Bank & Trust Company NA N/A N/A N 4784000.00 4784000.00 0.0024 N 4784000.00 4784000.00 Madison Cnty IDA Civic Facility RB (Colgate Univ) Series 2005A 0.080000% 46632PBD4 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y JPMorgan Chase Bank NA N/A N/A Y Berkshire Hathaway Assurance Corp N/A N/A N 6000000.00 6000000.00 0.0031 N 6000000.00 6000000.00 Metropolitan Transportation Auth Dedicated Tax Fund Bonds Series 2004B2 0.070000% 46636YNQ9 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y JPMorgan Chase Bank NA N/A N/A N N 8055000.00 8055000.00 0.0041 N 8055000.00 8055000.00 Metropolitan Transportation Auth State Service Contract Bonds Series 2002B 5.500000% 5925973D8 Other Municipal Debt N Unrated Security N/A N/A 2013-07-01 2013-07-01 N N Y Obligor New York State N/A N/A 1180000.00 1180000.00 0.0006 N 1180000.00 1180000.00 Metropolitan Transportation Auth Dedicated Tax Fund Refunding Bonds Series 2011A 4.000000% 59259ND26 Other Municipal Debt N First Tier Security N/A N/A 2013-11-15 2013-11-15 N N N 490000.00 496719.52 0.0003 N 496781.60 496781.60 Metropolitan Transportation Auth Dedicated Tax Fund Bonds Series 2002B1 0.050000% 59259NP49 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y State Street Bank & Trust Company NA N/A N/A Y State Street Bank & Trust Company NA N/A N/A N 18890000.00 18890000.00 0.0096 N 18890000.00 18890000.00 Metropolitan Transportation Auth Dedicated Tax Fund Bonds Series 2004C 5.000000% 59259NQD8 Other Municipal Debt N Unrated Security N/A N/A 2013-11-15 2013-11-15 N N N 100000.00 101705.25 0.0001 N 101751.00 101751.00 Metropolitan Transportation Auth Dedicated Tax Fund Bonds Series 2006A 5.000000% 59259NSC8 Other Municipal Debt N Unrated Security N/A N/A 2013-11-15 2013-11-15 N N N 220000.00 223772.92 0.0001 N 223801.60 223801.60 Metropolitan Transportation Auth Dedicated Tax Fund Refunding Bonds Series 2012A 0.070000% 59259NT37 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Citibank NA N/A N/A N N 8000000.00 8000000.00 0.0041 N 8000000.00 8000000.00 Metropolitan Transportation Auth Dedicated Tax Fund Refunding Bonds Series 2012A 0.080000% 59259NT78 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Credit Suisse AG N/A N/A N N 6665000.00 6665000.00 0.0034 N 6665000.00 6665000.00 Metropolitan Transportation Auth Dedicated Tax Fund Bonds Series 2006B 0.070000% 59259NUJ0 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Citibank NA N/A N/A N N 13000000.00 13000000.00 0.0066 N 13000000.00 13000000.00 Metropolitan Transportation Auth Dedicated Tax Fund Refunding Bonds Series 2008B1 0.050000% 59259NWB5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Bank of Nova Scotia N/A N/A Y Bank of Nova Scotia N/A N/A N 3005000.00 3005000.00 0.0015 N 3005000.00 3005000.00 Metropolitan Transportation Auth Transportation RB Series 2005B 0.080000% 59259R6Y5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y JPMorgan Chase Bank NA N/A N/A Y Berkshire Hathaway Assurance Corp N/A N/A N 4995000.00 4995000.00 0.0025 N 4995000.00 4995000.00 Metropolitan Transportation Auth Transportation RB Series 2007A 0.080000% 59259RZ80 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Citibank NA N/A N/A Y Berkshire Hathaway Assurance Corp N/A N/A N 26000000.00 26000000.00 0.0133 N 26000000.00 26000000.00 Metropolitan Transportation Auth Revenue BAN Series CP2B 0.140000% 59260MLP5 Other Commercial Paper N First Tier Security N/A N/A 2013-09-12 2013-09-12 N Y Barclays Bank Plc N/A N/A N 12000000.00 12000000.00 0.0061 N 12000000.00 12000000.00 Metropolitan Transportation Auth Dedicated Tax Fund Refunding Bonds Series 2012A 0.070000% 76252PBN8 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Barclays Bank Plc N/A N/A N N 4000000.00 4000000.00 0.0020 N 4000000.00 4000000.00 Monroe Cnty IDA Civic Facility RB Series 2004 0.160000% 610752CU9 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 1565000.00 1565000.00 0.0008 N 1565000.00 1565000.00 Monroe Cnty IDA Civic Facility RB (Cherry Ridge Apts) Series 2005 0.080000% 610752CZ8 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y HSBC BANK USA N/A N/A Y HSBC Bank USA N/A N/A N 2740000.00 2740000.00 0.0014 N 2740000.00 2740000.00 Monroe Cnty IDA RB (Univ of Rochester) Series 2011A&B 0.190000% 94985N5G2 Other Municipal Debt N First Tier Security N/A N/A 2013-10-09 2013-10-09 N Y Wells Fargo Bank NA N/A N/A Y Tender Option Wells Fargo Bank NA N/A N/A 7495000.00 7495000.00 0.0038 N 7495000.00 7495000.00 Nassau Cnty Interim Finance Auth Sales Tax Secured Bonds Series 2004H 5.250000% 631663GX3 Other Municipal Debt N Unrated Security N/A N/A 2013-11-15 2013-11-15 N N N 100000.00 101820.98 0.0001 N 101854.00 101854.00 Nassau Cnty Interim Finance Auth Sales Tax Secured Bonds Series 2005D 5.000000% 631663JR3 Other Municipal Debt N Unrated Security N/A N/A 2013-11-15 2013-11-15 N N N 125000.00 127089.01 0.0001 N 127202.50 127202.50 Nassau Cnty Interim Finance Auth Sales Tax Secured Bonds Series 2008B 0.050000% 631663KG5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Sumitomo Mitsui Banking Corp N/A N/A N N 25025000.00 25025000.00 0.0128 N 25025000.00 25025000.00 Nassau Cnty Interim Finance Auth Sales Tax Secured Bonds Series 2009A 5.000000% 631663LH2 Other Municipal Debt N Unrated Security N/A N/A 2013-11-15 2013-11-15 N N N 100000.00 101744.92 0.0001 N 101762.00 101762.00 Nassau Cnty Interim Finance Auth Sales Tax Secured Bonds Series 2008D1 0.070000% 631663MM0 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Bank of New York Mellon N/A N/A N N 14000000.00 14000000.00 0.0071 N 14000000.00 14000000.00 Nassau Cnty Local Economic Assistance Corp RB Series 2011A 0.060000% 63166LAA9 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 5000000.00 5000000.00 0.0026 N 5000000.00 5000000.00 Nassau Health Care Corp Bonds Series 2009C2 0.170000% 63167NAW6 Other Municipal Debt N First Tier Security N/A N/A 2013-07-07 2013-07-07 N Y Wells Fargo Bank NA N/A N/A N 11100000.00 11100000.00 0.0057 N 11100000.00 11100000.00 New York City GO Bonds Fiscal 2008 Series E 0.060000% 18886PM51 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y State Street Bank & Trust Company NA N/A N/A N N 18695000.00 18695000.00 0.0095 N 18695000.00 18695000.00 New York City GO Bonds Fiscal 2005 Series J 0.070000% 46632PJP9 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y JPMorgan Chase Bank NA N/A N/A N N 4895000.00 4895000.00 0.0025 N 4895000.00 4895000.00 New York City GO Bonds Fiscal 2005 Series G 0.120000% 46632PMQ3 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y JPMorgan Chase Bank NA N/A N/A N N 3990000.00 3990000.00 0.0020 N 3990000.00 3990000.00 New York City GO Bonds Fiscal 2004 Series J 0.070000% 46632PMS9 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y JPMorgan Chase Bank NA N/A N/A N N 7670000.00 7670000.00 0.0039 N 7670000.00 7670000.00 New York City GO Bonds Fiscal 2009 Series I1 0.070000% 46633VBC2 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y JPMorgan Chase Bank NA N/A N/A N N 14740000.00 14740000.00 0.0075 N 14740000.00 14740000.00 New York City GO Bonds Fiscal 2009 Series B1 0.070000% 46633VJG5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y JPMorgan Chase Bank NA N/A N/A N N 3500000.00 3500000.00 0.0018 N 3500000.00 3500000.00 New York City GO Bonds Fiscal 2012 Series G1 0.080000% 46636YN30 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Deutsche Bank AG N/A N/A N N 3535000.00 3535000.00 0.0018 N 3535000.00 3535000.00 New York City GO Bonds Fiscal 1994 Series A6 0.070000% 649660NX1 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Landesbank Hessen-Thuringen Girozentrale N/A N/A Y Landesbank Hessen-Thuringen Girozentrale N/A N/A N 3300000.00 3300000.00 0.0017 N 3300000.00 3300000.00 New York City GO Bonds Fiscal 1994 Series A7 0.060000% 649660NZ6 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-01 2013-07-01 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 2900000.00 2900000.00 0.0015 N 2900000.00 2900000.00 New York City GO Bonds Fiscal 1993 Series E2 0.060000% 649660PX9 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-01 2013-07-01 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 3900000.00 3900000.00 0.0020 N 3900000.00 3900000.00 New York City GO Bonds Fiscal 1994 Series E4 0.040000% 649660QA8 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-01 2013-07-01 Y BNP Paribas N/A N/A Y BNP Paribas N/A N/A N 10200000.00 10200000.00 0.0052 N 10200000.00 10200000.00 New York City GO Bonds Fiscal 2004 Series G 5.000000% 64966CE56 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N N 3385000.00 3398381.00 0.0017 N 3398336.90 3398336.90 New York City GO Bonds Fiscal 2004 Series H1 0.040000% 64966CG54 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-01 2013-07-01 Y Bank of New York Mellon N/A N/A Y Bank of New York Mellon N/A N/A N 1880000.00 1880000.00 0.0010 N 1880000.00 1880000.00 New York City GO Bonds Fiscal 2004 Series I 5.000000% 64966CV81 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N N 1605000.00 1611389.71 0.0008 N 1611323.70 1611323.70 New York City GO Bonds Fiscal 2005 Series B 4.000000% 64966DFF1 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N N 100000.00 100307.40 0.0001 N 100313.00 100313.00 New York City GO Bonds Fiscal 2004 Series I 5.000000% 64966DVN6 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N N 200000.00 200770.77 0.0001 N 200788.00 200788.00 New York City GO Bonds Fiscal 2005 Series G 5.000000% 64966DZF9 Other Municipal Debt N Unrated Security N/A N/A 2013-12-01 2013-12-01 N N N 150000.00 152921.22 0.0001 N 152982.00 152982.00 New York City GO Bonds Fiscal 2006 Series A 5.000000% 64966E3Y1 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N N 350000.00 351411.78 0.0002 N 351379.00 351379.00 New York City GO Bonds Fiscal 2005 Series O 5.000000% 64966ED87 Other Municipal Debt N Unrated Security N/A N/A 2014-06-01 2014-06-01 N N N 200000.00 208257.40 0.0001 N 208564.00 208564.00 New York City GO Bonds Fiscal 2005 Series P 5.000000% 64966EN52 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N N 3765000.00 3780375.75 0.0019 N 3779834.10 3779834.10 New York City GO Bonds Fiscal 2007 Series C1 5.000000% 64966F7M0 Other Municipal Debt N Unrated Security N/A N/A 2014-01-01 2014-01-01 N N N 445000.00 455091.96 0.0002 N 455372.95 455372.95 New York City GO Bonds Fiscal 2006 Series G 5.000000% 64966FSH8 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N N 1590000.00 1596375.09 0.0008 N 1596264.60 1596264.60 New York City GO Bonds Fiscal 2007 Series A 4.500000% 64966FT87 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N N 300000.00 301064.11 0.0002 N 301062.00 301062.00 New York City GO Bonds Fiscal 2007 Series A 5.000000% 64966FT95 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N N 1200000.00 1204761.76 0.0006 N 1204728.00 1204728.00 New York City GO Bonds Fiscal 2008 Series L1 0.070000% 64966G6D9 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y JPMorgan Chase Bank NA N/A N/A N N 6660000.00 6660000.00 0.0034 N 6660000.00 6660000.00 New York City GO Bonds Fiscal 2009 Series A1 5.000000% 64966G6T4 Other Municipal Debt N Unrated Security N/A N/A 2013-08-15 2013-08-15 N N N 550000.00 553113.75 0.0003 N 553184.50 553184.50 New York City GO Bonds Fiscal 2008 Series H 4.000000% 64966GG22 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N N 100000.00 100298.98 0.0001 N 100313.00 100313.00 New York City GO Bonds Fiscal 2008 Series A1 4.000000% 64966GLE0 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N N 300000.00 300907.38 0.0002 N 300939.00 300939.00 New York City GO Bonds Fiscal 2008 Series A1 4.500000% 64966GLF7 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N N 615000.00 617115.65 0.0003 N 617177.10 617177.10 New York City GO Bonds Fiscal 2008 Series A1 5.000000% 64966GLG5 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N N 500000.00 501975.13 0.0003 N 501970.00 501970.00 New York City GO Bonds Fiscal 2008 Series I1 3.500000% 64966GQ96 Other Municipal Debt N Unrated Security N/A N/A 2014-02-01 2014-02-01 N N N 250000.00 254519.48 0.0001 N 254630.00 254630.00 New York City GO Bonds Fiscal 2008 Series K 4.000000% 64966GY97 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N N 100000.00 100305.33 0.0001 N 100313.00 100313.00 New York City GO Bonds Fiscal 2008 Series E 5.000000% 64966GYW6 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N N 900000.00 903627.53 0.0005 N 903546.00 903546.00 New York City GO Bonds Fiscal 2008 Series D4 0.100000% 64966GZR6 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Credit Agricole Corporate and Investment Bank N/A N/A N N 5450000.00 5450000.00 0.0028 N 5450000.00 5450000.00 New York City GO Bonds Fiscal 2011 Series E 5.000000% 64966H2V1 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N N 1955000.00 1962986.87 0.0010 N 1962702.70 1962702.70 New York City GO Bonds Fiscal 2003 Series C3A 0.050000% 64966H7V6 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Bank of Nova Scotia N/A N/A N N 52285000.00 52285000.00 0.0267 N 52285000.00 52285000.00 New York City GO Bonds Fiscal 2003 Series C4 0.060000% 64966H7Z7 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Bank of Tokyo Mitsubishi UFJ Ltd N/A N/A Y Bank of Tokyo Mitsubishi UFJ Ltd N/A N/A N 8000000.00 8000000.00 0.0041 N 8000000.00 8000000.00 New York City GO Bonds Fiscal 2009 Series B1 3.000000% 64966HAJ9 Other Municipal Debt N Unrated Security N/A N/A 2013-09-01 2013-09-01 N N N 400000.00 401750.23 0.0002 N 401852.00 401852.00 New York City GO Bonds Fiscal 2009 Series C 5.000000% 64966HBL3 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N N 1905000.00 1912447.87 0.0010 N 1912505.70 1912505.70 New York City GO Bonds Fiscal 2009 Series D 4.000000% 64966HBX7 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N N 500000.00 501535.91 0.0003 N 501565.00 501565.00 New York City GO Bonds Fiscal 2011 Series B 5.000000% 64966HD64 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N N 860000.00 863398.54 0.0004 N 863388.40 863388.40 New York City GO Bonds Fiscal 2005 Series O 0.060000% 64966HDM9 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Citibank NA N/A N/A N N 2000000.00 2000000.00 0.0010 N 2000000.00 2000000.00 New York City GO Bonds Fiscal 2009 Series H1 3.250000% 64966HGG9 Other Municipal Debt N Unrated Security N/A N/A 2014-03-01 2014-03-01 N N N 100000.00 101859.94 0.0001 N 101953.00 101953.00 New York City GO Bonds Fiscal 2009 Series K 5.000000% 64966HLN8 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N N 500000.00 502033.43 0.0003 N 501970.00 501970.00 New York City GO Bonds Fiscal 2009 Series J1 0.060000% 64966HMA5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Citibank NA N/A N/A N N 11900000.00 11900000.00 0.0061 N 11900000.00 11900000.00 New York City GO Bonds Fiscal 2010 Series E 5.000000% 64966HRV4 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N N 445000.00 446753.37 0.0002 N 446753.30 446753.30 New York City GO Bonds Fiscal 2006 Series F4A 0.050000% 64966HW30 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Sumitomo Mitsui Banking Corp N/A N/A Y Sumitomo Mitsui Banking Corp N/A N/A N 2500000.00 2500000.00 0.0013 N 2500000.00 2500000.00 New York City GO Bonds Fiscal 2006 Series F4B 0.060000% 64966HW48 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Union Bank NA N/A N/A Y Union Bank NA N/A N/A N 5000000.00 5000000.00 0.0026 N 5000000.00 5000000.00 New York City GO Bonds Fiscal 2013 Series A1 0.070000% 64966J5S1 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Citibank NA N/A N/A N N 6400000.00 6400000.00 0.0033 N 6400000.00 6400000.00 New York City GO Bonds Fiscal 2013 Series A5 0.070000% 64966J5W2 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Sumitomo Mitsui Banking Corp N/A N/A Y Sumitomo Mitsui Banking Corp N/A N/A N 4500000.00 4500000.00 0.0023 N 4500000.00 4500000.00 New York City GO Bonds Fiscal 2011 Series G 3.000000% 64966JBA3 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N N 375000.00 375815.99 0.0002 N 375866.25 375866.25 New York City GO Bonds Fiscal 2012 Series G1 5.000000% 64966JC79 Other Municipal Debt N Unrated Security N/A N/A 2014-04-01 2014-04-01 N N N 1000000.00 1035733.85 0.0005 N 1035000.00 1035000.00 New York City GO Bonds Fiscal 2012 Series B 2.500000% 64966JNJ1 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N N 1250000.00 1252373.97 0.0006 N 1252387.50 1252387.50 New York City GO Bonds Fiscal 2012 Series B 4.000000% 64966JPB6 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N N 200000.00 200618.59 0.0001 N 200626.00 200626.00 New York City GO Bonds Fiscal 2012 Series A5 0.040000% 64966JQH2 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-01 2013-07-01 Y Bank of Nova Scotia N/A N/A N N 8490000.00 8490000.00 0.0043 N 8490000.00 8490000.00 New York City GO Bonds Fiscal 2012 Series D3 0.040000% 64966JQR0 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-01 2013-07-01 Y Bank of New York Mellon N/A N/A Y Bank of New York Mellon N/A N/A N 11695000.00 11695000.00 0.0060 N 11695000.00 11695000.00 New York City GO Bonds Fiscal 2010 Series C 5.000000% 64966JW44 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N N 590000.00 592327.61 0.0003 N 592324.60 592324.60 New York City GO Bonds Fiscal 2006 Series E1 5.000000% 64966JZY5 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N N 840000.00 843297.46 0.0004 N 843309.60 843309.60 New York City GO Bonds Fiscal 2010 Series F 5.000000% 64966KCU5 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N Y Escrow Escrow N/A N/A 55000.00 55214.55 0.0000 N 55205.70 55205.70 New York City GO Bonds Fiscal 2010 Series F 5.000000% 64966KCV3 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N N 320000.00 321248.31 0.0002 N 321260.80 321260.80 New York City GO Bonds Fiscal 2006 Series C 3.625000% 64966KMM2 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N Y Escrow Escrow N/A N/A 125000.00 125344.10 0.0001 N 125328.75 125328.75 New York City GO Bonds Fiscal 2006 Series C 3.625000% 64966KMN0 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N N 260000.00 260715.74 0.0001 N 260735.80 260735.80 New York City GO Bonds Fiscal 2010 Series E 3.000000% 64966KND1 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N Y Escrow Escrow N/A N/A 475000.00 476118.83 0.0002 N 476035.50 476035.50 New York City GO Bonds Fiscal 2010 Series E 3.000000% 64966KNE9 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N N 315000.00 315678.19 0.0002 N 315727.65 315727.65 New York City GO Bonds Fiscal 2013 Series D&E 0.070000% 64966KNG4 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Citibank NA N/A N/A N N 1000000.00 1000000.00 0.0005 N 1000000.00 1000000.00 New York City GO Bonds Fiscal 2013 Series F1 0.060000% 64966KWR0 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Credit Suisse AG N/A N/A N N 7300000.00 7300000.00 0.0037 N 7300000.00 7300000.00 New York City Health & Hospitals Corp Health System Bonds Series 2008C 0.050000% 649674GS1 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 18300000.00 18300000.00 0.0093 N 18300000.00 18300000.00 New York City Housing Development Corp M/F Housing RB Series 2009C1 0.070000% 46632P8M8 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y JPMorgan Chase Bank NA N/A N/A N N 8000000.00 8000000.00 0.0041 N 8000000.00 8000000.00 New York City Housing Development Corp M/F Mortgage RB (Sons of Italy Apts) Series 2008A 0.070000% 64966TBX1 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Mizuho Bank Ltd N/A N/A Y Mizuho Bank Ltd N/A N/A N 3785000.00 3785000.00 0.0019 N 3785000.00 3785000.00 New York City Housing Development Corp M/F Mortgage RB (Elliott Chelsea) Series 2010A 0.080000% 64966TCG7 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Freddie Mac N/A N/A Y Freddie Mac N/A N/A N 2800000.00 2800000.00 0.0014 N 2800000.00 2800000.00 New York City Housing Development Corp M/F Mortgage RB (461 Dean St) Series 2012A 0.050000% 64966TDD3 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Bank of New York Mellon N/A N/A Y Bank of New York Mellon N/A N/A N 7000000.00 7000000.00 0.0036 N 7000000.00 7000000.00 New York City Housing Development Corp M/F Mortgage RB (50th Ave) Series 2013B 0.060000% 64966TDR2 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 15000000.00 15000000.00 0.0077 N 15000000.00 15000000.00 New York City Housing Development Corp M/F Rental Housing RB (90 Washington St) Series 2005A 0.060000% 64970HBC7 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Fannie Mae N/A N/A Y Fannie Mae N/A N/A N 23000000.00 23000000.00 0.0117 N 23000000.00 23000000.00 New York City Housing Development Corp M/F Rental Housing RB (Royal Charter-East) Series 2005A 0.050000% 64970HDM3 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Fannie Mae N/A N/A Y Fannie Mae N/A N/A N 11000000.00 11000000.00 0.0056 N 11000000.00 11000000.00 New York City Housing Development Corp M/F Rental Housing RB (Lexington Courts) Series 2009A 0.060000% 64970HDV3 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Freddie Mac N/A N/A Y Freddie Mac N/A N/A N 9400000.00 9400000.00 0.0048 N 9400000.00 9400000.00 New York City Housing Development Corp M/F Rental Housing RB (1133 Manhattan Ave) Series 2012A 0.070000% 64970HDW1 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Freddie Mac N/A N/A Y Freddie Mac N/A N/A N 9000000.00 9000000.00 0.0046 N 9000000.00 9000000.00 New York City Housing Development Corp M/F Housing RB Series 2010B 0.080000% 64970M7W7 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Citibank NA N/A N/A N N 3680000.00 3680000.00 0.0019 N 3680000.00 3680000.00 New York City Housing Development Corp M/F Housing RB Series 2012H 0.350000% 64972BZA6 Other Municipal Debt N Unrated Security N/A N/A 2013-11-01 2013-11-01 N N N 1875000.00 1875000.00 0.0010 N 1875862.50 1875862.50 New York City Housing Development Corp M/F Housing RB Series 2012D1A 0.240000% 94987KJG1 Other Municipal Debt N First Tier Security N/A N/A 2014-03-06 2014-03-06 N N Y Tender Option Wells Fargo Bank NA N/A N/A 19995000.00 19995000.00 0.0102 N 19995000.00 19995000.00 New York City IDA Civic Facility RB (Covenant of the Sacred Heart School of New York) Series 2002 0.130000% 649438HZ4 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Federal Home Loan Bank N/A N/A Y Federal Home Loan Bank N/A N/A N 5730000.00 5730000.00 0.0029 N 5730000.00 5730000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2008 Series A 0.060000% 07330CKG3 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Branch Banking & Trust Co N/A N/A N N 15445000.00 15445000.00 0.0079 N 15445000.00 15445000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2006 Series A 0.060000% 27884FEJ5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y US Bank NA N/A N/A N N 9865000.00 9865000.00 0.0050 N 9865000.00 9865000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2009 Series GG2 0.070000% 46632P5H2 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y JPMorgan Chase Bank NA N/A N/A N N 7295000.00 7295000.00 0.0037 N 7295000.00 7295000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2005 Series D 0.070000% 46632PNF6 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y JPMorgan Chase Bank NA N/A N/A N N 2905000.00 2905000.00 0.0015 N 2905000.00 2905000.00 New York City Municipal Water Finance Auth CP Series 1 0.140000% 64970LXQ3 Other Commercial Paper N First Tier Security N/A N/A 2013-09-05 2013-09-05 N N N 10000000.00 10000000.00 0.0051 N 10000000.00 10000000.00 New York City Municipal Water Finance Auth CP Series 6 0.100000% 64971TXR3 Other Commercial Paper N First Tier Security N/A N/A 2013-07-11 2013-07-11 N N N 14600000.00 14600000.00 0.0074 N 14600000.00 14600000.00 New York City Municipal Water Finance Auth Extendible CP Series 8 0.140000% 64972AGA9 Other Commercial Paper N First Tier Security N/A N/A 2013-09-05 2014-03-24 N N N 13750000.00 13750000.00 0.0070 N 13750000.00 13750000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2012 Series A1 0.040000% 64972F4V5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-01 2013-07-01 Y Mizuho Bank Ltd N/A N/A N N 10460000.00 10460000.00 0.0053 N 10460000.00 10460000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2011 Series HH 0.070000% 64972F6D3 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Deutsche Bank AG N/A N/A N N 14700000.00 14700000.00 0.0075 N 14700000.00 14700000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2005 Series D 0.070000% 64972FUV6 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y JPMorgan Chase Bank NA N/A N/A N N 10860000.00 10860000.00 0.0055 N 10860000.00 10860000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2011 Series DD1 0.030000% 64972FX27 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-01 2013-07-01 Y TD Bank NA N/A N/A N N 5825000.00 5825000.00 0.0030 N 5825000.00 5825000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2009 Series DD 0.090000% 64972FYV2 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Citibank NA N/A N/A N N 8125000.00 8125000.00 0.0041 N 8125000.00 8125000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2007 Series A 0.050000% 74703YTU4 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Bank of America NA N/A N/A N N 12250000.00 12250000.00 0.0062 N 12250000.00 12250000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2012 Series BB 0.060000% 74926YVE8 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Royal Bank of Canada N/A N/A N N 10515000.00 10515000.00 0.0054 N 10515000.00 10515000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2013 Series CC 0.070000% 76252PBK4 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Barclays Bank Plc N/A N/A N N 8500000.00 8500000.00 0.0043 N 8500000.00 8500000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2012 Series FF 0.060000% 94987KJB2 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Wells Fargo Bank NA N/A N/A N N 7210000.00 7210000.00 0.0037 N 7210000.00 7210000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2013 Series CC 0.060000% 94987KQV0 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Wells Fargo Bank NA N/A N/A N N 8705000.00 8705000.00 0.0044 N 8705000.00 8705000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2012 Series E1 0.070000% 25155DMF5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Deutsche Bank AG N/A N/A N N 11330000.00 11330000.00 0.0058 N 11330000.00 11330000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2012 Series F1 0.060000% 27884FK33 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y US Bank NA N/A N/A N N 20225000.00 20225000.00 0.0103 N 20225000.00 20225000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2007 Series B 0.070000% 46632PSE4 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y JPMorgan Chase Bank NA N/A N/A N N 3495000.00 3495000.00 0.0018 N 3495000.00 3495000.00 New York City Transitional Finance Auth Future Tax Secured Bonds Fiscal 2010 Series A1 0.070000% 46633VDB2 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y JPMorgan Chase Bank NA N/A N/A N N 11000000.00 11000000.00 0.0056 N 11000000.00 11000000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2011 Series D1 0.070000% 46633VQ36 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y JPMorgan Chase Bank NA N/A N/A N N 3750000.00 3750000.00 0.0019 N 3750000.00 3750000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2013 Series F 0.070000% 46636Y7R5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y JPMorgan Chase Bank NA N/A N/A N N 3240000.00 3240000.00 0.0017 N 3240000.00 3240000.00 New York City Transitional Finance Auth Future Tax Sr Secured Refunding Bonds Fiscal 2006 Series A1 5.000000% 64971K3Q7 Other Municipal Debt N Unrated Security N/A N/A 2013-11-01 2013-11-01 N N N 550000.00 558464.08 0.0003 N 558679.00 558679.00 New York City Transitional Finance Auth Future Tax Secured Refunding Sr Bonds Fiscal 2005 Series A1 5.000000% 64971KM86 Other Municipal Debt N Unrated Security N/A N/A 2013-11-01 2013-11-01 N N N 175000.00 177689.00 0.0001 N 177761.50 177761.50 New York City Transitional Finance Auth Future Tax Secured Refunding Bonds Fiscal 2004 Series D2 5.000000% 64971KYX8 Other Municipal Debt N Unrated Security N/A N/A 2013-11-01 2013-11-01 N N N 150000.00 152310.30 0.0001 N 152362.50 152362.50 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2007 Series C1 0.060000% 64971MNB4 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Credit Suisse AG N/A N/A N N 6000000.00 6000000.00 0.0031 N 6000000.00 6000000.00 New York City Transitional Finance Auth Recovery Bonds Fiscal 2003 Series 3B1 5.000000% 64971MYD8 Other Municipal Debt N Unrated Security N/A N/A 2013-11-01 2013-11-01 N N N 450000.00 457003.84 0.0002 N 457087.50 457087.50 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2010 Series I2 4.000000% 64971Q4J9 Other Municipal Debt N Unrated Security N/A N/A 2013-11-01 2013-11-01 N N Y Escrow Escrow N/A N/A 20000.00 20242.12 0.0000 N 20246.20 20246.20 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2010 Series I2 4.000000% 64971Q4K6 Other Municipal Debt N Unrated Security N/A N/A 2013-11-01 2013-11-01 N N N 370000.00 374488.74 0.0002 N 374617.60 374617.60 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2012 Series A 2.000000% 64971Q4L4 Other Municipal Debt N Unrated Security N/A N/A 2013-11-01 2013-11-01 N N Y Escrow Escrow N/A N/A 25000.00 25123.89 0.0000 N 25144.00 25144.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2012 Series A 4.000000% 64971Q4M2 Other Municipal Debt N Unrated Security N/A N/A 2013-11-01 2013-11-01 N N Y Escrow Escrow N/A N/A 100000.00 101213.21 0.0001 N 101231.01 101231.01 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2012 Series A 2.000000% 64971Q4P5 Other Municipal Debt N Unrated Security N/A N/A 2013-11-01 2013-11-01 N N N 175000.00 175867.15 0.0001 N 176037.75 176037.75 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2012 Series A 4.000000% 64971Q4Q3 Other Municipal Debt N Unrated Security N/A N/A 2013-11-01 2013-11-01 N N N 770000.00 779341.55 0.0004 N 779609.59 779609.59 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2011 Series E 5.000000% 64971QCL5 Other Municipal Debt N Unrated Security N/A N/A 2013-11-01 2013-11-01 N N N 300000.00 304638.21 0.0002 N 304725.00 304725.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2010 Series D 5.000000% 64971QD67 Other Municipal Debt N Unrated Security N/A N/A 2013-11-01 2013-11-01 N N N 625000.00 634714.11 0.0003 N 634843.75 634843.75 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2012 Series B 5.000000% 64971QMV2 Other Municipal Debt N Unrated Security N/A N/A 2013-11-01 2013-11-01 N N N 500000.00 507881.71 0.0003 N 507875.00 507875.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2013 Series C5 0.050000% 64971QQ63 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Sumitomo Mitsui Banking Corp N/A N/A N N 1735000.00 1735000.00 0.0009 N 1735000.00 1735000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2010 Series I2 5.000000% 64971QQP1 Other Municipal Debt N Unrated Security N/A N/A 2013-11-01 2013-11-01 N N N 185000.00 187856.53 0.0001 N 187913.75 187913.75 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2011 Series A3 4.000000% 64971QQR7 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N N 130000.00 130393.47 0.0001 N 130404.30 130404.30 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2013 Series C4 0.060000% 64971QV26 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-01 2013-07-01 Y JPMorgan Chase Bank NA N/A N/A N N 6980000.00 6980000.00 0.0036 N 6980000.00 6980000.00 New York City Transitional Finance Auth Building Aid RB Fiscal 2007 Series S1 5.000000% 64972HAK8 Other Municipal Debt N Unrated Security N/A N/A 2013-07-15 2013-07-15 N N Y Obligor New York State N/A N/A 625000.00 626106.40 0.0003 N 626131.25 626131.25 New York City Transitional Finance Auth Building Aid RB Fiscal 2007 Series S1 0.070000% 64972HCH3 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Citibank NA N/A N/A N Y Obligor New York State N/A N/A 2970000.00 2970000.00 0.0015 N 2970000.00 2970000.00 New York City Transitional Finance Auth Building Aid RB Fiscal 2007 Series S2 5.000000% 64972HCU4 Other Municipal Debt N Unrated Security N/A N/A 2014-01-15 2014-01-15 N N Y Obligor New York State N/A N/A 3100000.00 3179670.52 0.0016 N 3178771.00 3178771.00 New York City Transitional Finance Auth Building Aid RB Fiscal 2007 Series S1 0.080000% 64972HFE7 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Citibank NA N/A N/A N Y Obligor New York State N/A N/A 8850000.00 8850000.00 0.0045 N 8850000.00 8850000.00 New York City Transitional Finance Auth Building Aid RB Fiscal 2007 Series S2 0.070000% 64972HFU1 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State N/A N/A 12090000.00 12090000.00 0.0062 N 12090000.00 12090000.00 New York City Transitional Finance Auth Building Aid RB Fiscal 2009 Series S3 3.000000% 64972HKU5 Other Municipal Debt N Unrated Security N/A N/A 2014-01-15 2014-01-15 N N Y Obligor New York State N/A N/A 150000.00 152081.28 0.0001 N 152214.00 152214.00 New York City Transitional Finance Auth Building Aid RB Fiscal 2009 Series S4 3.250000% 64972HMB5 Other Municipal Debt N Unrated Security N/A N/A 2014-01-15 2014-01-15 N N Y Obligor New York State N/A N/A 150000.00 152260.26 0.0001 N 152413.50 152413.50 New York City Transitional Finance Auth Building Aid RB Fiscal 2008 Series S1 0.090000% 64972HRC8 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Citibank NA N/A N/A N Y Obligor New York State N/A N/A 6000000.00 6000000.00 0.0031 N 6000000.00 6000000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2012 Series E1 0.070000% 76252PAL3 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Barclays Bank Plc N/A N/A N N 21465000.00 21465000.00 0.0109 N 21465000.00 21465000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2011 Series D1 0.060000% 94985NG88 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Wells Fargo Bank NA N/A N/A N N 2800000.00 2800000.00 0.0014 N 2800000.00 2800000.00 New York City Transitional Finance Auth Building Aid RB Fiscal 2009 Series S4 0.240000% 94985NHA2 Other Municipal Debt N First Tier Security N/A N/A 2014-03-06 2014-03-06 N Y Wells Fargo & Co N/A N/A Y Tender Option Wells Fargo & Co N/A N/A 16435000.00 16435000.00 0.0084 N 16435000.00 16435000.00 New York City Transitional Finance Auth Building Aid RB Fiscal 2009 Series S5 0.240000% 94985NKM2 Other Municipal Debt N First Tier Security N/A N/A 2014-03-06 2014-03-06 N Y Wells Fargo & Co N/A N/A Y Tender Option Wells Fargo & Co N/A N/A 15645000.00 15645000.00 0.0080 N 15645000.00 15645000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2012 Series D1 0.060000% 94987KAG0 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Wells Fargo Bank NA N/A N/A N N 9325000.00 9325000.00 0.0048 N 9325000.00 9325000.00 New York City Trust for Cultural Resources Refunding RB (American Museum of Natural History) Series 2004A 0.070000% 46632P7T4 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor American Museum of Natural History N/A N/A 3745000.00 3745000.00 0.0019 N 3745000.00 3745000.00 New York City Trust for Cultural Resources Refunding RB (American Museum of Natural History) Series 2008B2 0.030000% 649717NU5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Wells Fargo Bank NA N/A N/A N Y Obligor American Museum of Natural History N/A N/A 12775000.00 12775000.00 0.0065 N 12775000.00 12775000.00 New York City Trust for Cultural Resources Refunding RB (Lincoln Center) Series 2008A1 0.050000% 649717NW1 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-01 2013-07-01 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 1680000.00 1680000.00 0.0009 N 1680000.00 1680000.00 New York Liberty Development Corp Liberty RB (1 World Trade Center) Series 2011 0.070000% 46636YEJ5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor Port Auth of New York & New Jersey N/A N/A 6360000.00 6360000.00 0.0032 N 6360000.00 6360000.00 New York Liberty Development Corp Liberty RB (3 World Trade) Series 2010A1 0.230000% 649518AM9 Other Municipal Debt N First Tier Security N/A N/A 2014-03-19 2014-03-19 N N Y Escrow Escrow N/A N/A 18000000.00 18000000.00 0.0092 N 17998740.00 17998740.00 New York Liberty Development Corp Liberty RB (1 World Trade Center) Series 2011 0.070000% 649519BY0 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Deutsche Bank AG N/A N/A N Y Obligor Port Auth of New York & New Jersey N/A N/A 21850000.00 21850000.00 0.0111 N 21850000.00 21850000.00 New York State GO Bonds Series 2009A 5.000000% 6497877E2 Other Municipal Debt N Unrated Security N/A N/A 2014-02-15 2014-02-15 N N N 800000.00 823473.69 0.0004 N 823552.00 823552.00 New York State GO Bonds Series 2011C 5.000000% 649791FA3 Other Municipal Debt N Unrated Security N/A N/A 2013-09-01 2013-09-01 N N N 100000.00 100775.24 0.0001 N 100780.00 100780.00 New York State GO Bonds Series 2013A 0.060000% 649791KB5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Credit Suisse AG N/A N/A N N 2000000.00 2000000.00 0.0010 N 2000000.00 2000000.00 New York State Dormitory Auth RB (Columbia Univ) Series 2008A 0.060000% 07330CLA5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Branch Banking & Trust Co N/A N/A N Y Obligor Columbia Univ N/A N/A 6000000.00 6000000.00 0.0031 N 6000000.00 6000000.00 New York State Dormitory Auth RB (NYU) Series 2007A 0.080000% 25155DFC0 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Deutsche Bank AG N/A N/A N Y Obligor New York Univ N/A N/A 5600000.00 5600000.00 0.0029 N 5600000.00 5600000.00 New York State Dormitory Auth State Personal Income Tax RB Series 2005F 0.070000% 46632PND1 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 5130000.00 5130000.00 0.0026 N 5130000.00 5130000.00 New York State Dormitory Auth State Personal Income Tax RB Series 2007A 0.070000% 46633VR76 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 3000000.00 3000000.00 0.0015 N 3000000.00 3000000.00 New York State Dormitory Auth CP (Cornell Univ) 0.140000% 64983LSJ0 Other Commercial Paper N First Tier Security N/A N/A 2013-10-02 2013-10-02 N N Y Obligor Cornell University N/A N/A 11140000.00 11140000.00 0.0057 N 11140000.00 11140000.00 New York State Dormitory Auth Mental Health Services Facilities RB Series 2008F 5.000000% 64983M5M6 Other Municipal Debt N Unrated Security N/A N/A 2014-02-15 2014-02-15 N N Y Obligor New York State N/A N/A 125000.00 128565.31 0.0001 N 128585.00 128585.00 New York State Dormitory Auth Mental Health Services Facilities RB Series 2009A1 5.000000% 64983M6P8 Other Municipal Debt N Unrated Security N/A N/A 2014-02-15 2014-02-15 N N Y Obligor New York State N/A N/A 150000.00 154291.53 0.0001 N 154302.00 154302.00 New York State Dormitory Auth Consolidated Service Contract Refunding RB Series 2009A 3.000000% 64983M7U6 Other Municipal Debt N Unrated Security N/A N/A 2013-07-01 2013-07-01 N N Y Obligor New York State N/A N/A 450000.00 450000.00 0.0002 N 450000.00 450000.00 New York State Dormitory Auth Consolidated Service Contract Refunding RB Series 2009A 4.000000% 64983M7V4 Other Municipal Debt N Unrated Security N/A N/A 2013-07-01 2013-07-01 N N Y Obligor New York State N/A N/A 2110000.00 2110000.00 0.0011 N 2110000.00 2110000.00 New York State Dormitory Auth Consolidated Service Contract Refunding RB Series 2009A 4.000000% 64983M7X0 Other Municipal Debt N Unrated Security N/A N/A 2014-07-01 2014-07-01 N N Y Obligor New York State N/A N/A 1250000.00 1296123.69 0.0007 N 1296275.00 1296275.00 New York State Dormitory Auth Mental Health Services Facilities RB Series 2007C 5.000000% 64983MGC6 Other Municipal Debt N Unrated Security N/A N/A 2013-08-15 2013-08-15 N N Y Obligor New York State N/A N/A 735000.00 739211.33 0.0004 N 739145.40 739145.40 New York State Dormitory Auth Mental Health Services Facilities Improvement RB Series 2007C 4.000000% 64983MGD4 Other Municipal Debt N Unrated Security N/A N/A 2014-02-15 2014-02-15 N N Y Obligor New York State N/A N/A 200000.00 204451.12 0.0001 N 204504.00 204504.00 New York State Dormitory Auth Mental Health Services Facilities RB Series 2008E 4.000000% 64983MS41 Other Municipal Debt N Unrated Security N/A N/A 2013-08-15 2013-08-15 N N Y Obligor New York State N/A N/A 565000.00 567547.34 0.0003 N 567508.60 567508.60 New York State Dormitory Auth RB (Columbia Univ) Series 2006A 0.100000% 64983PGM7 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Citibank NA N/A N/A N Y Obligor Columbia Univ N/A N/A 8535000.00 8535000.00 0.0044 N 8535000.00 8535000.00 New York State Dormitory Auth State Personal Income tax RB Series 2006C 0.070000% 64983PJT9 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Citibank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 18000000.00 18000000.00 0.0092 N 18000000.00 18000000.00 New York State Dormitory Auth RB (Catholic Health) Series 2006B 0.060000% 64983Q5S4 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y HSBC BANK USA N/A N/A Y HSBC Bank USA N/A N/A N 8865000.00 8865000.00 0.0045 N 8865000.00 8865000.00 New York State Dormitory Auth RB (Cornell Univ) Series 2006A 5.000000% 64983QJ91 Other Municipal Debt N Unrated Security N/A N/A 2013-07-01 2013-07-01 N N Y Obligor Cornell University N/A N/A 360000.00 360000.00 0.0002 N 360000.00 360000.00 New York State Dormitory Auth RB (Culinary Institute of America) Series 2006 0.070000% 64983QV30 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 3425000.00 3425000.00 0.0017 N 3425000.00 3425000.00 New York State Dormitory Auth Mental Health Services Facilities RB Series 2005E 4.500000% 64983R6V4 Other Municipal Debt N Unrated Security N/A N/A 2014-02-15 2014-02-15 N N Y Obligor New York State N/A N/A 250000.00 256359.95 0.0001 N 256400.00 256400.00 New York State Dormitory Auth Mental Health Services Facilities RB Series 2005B 5.000000% 64983RBF3 Other Municipal Debt N Unrated Security N/A N/A 2014-02-15 2014-02-15 N N Y Obligor New York State N/A N/A 235000.00 241644.29 0.0001 N 241739.80 241739.80 New York State Dormitory Auth Mental Health Services Facilities RB Series 2005D1 5.000000% 64983REF0 Other Municipal Debt N Unrated Security N/A N/A 2013-08-15 2013-08-15 N N Y Obligor New York State N/A N/A 2400000.00 2413847.96 0.0012 N 2413536.00 2413536.00 New York State Dormitory Auth Mental Health Services Facilities RB Series 2005D1 5.000000% 64983REG8 Other Municipal Debt N Unrated Security N/A N/A 2014-02-15 2014-02-15 N N Y Obligor New York State N/A N/A 725000.00 745877.03 0.0004 N 745793.00 745793.00 New York State Dormitory Auth RB (Culinary Institute of America) Series 2004D 0.070000% 64983TZS5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 5975000.00 5975000.00 0.0030 N 5975000.00 5975000.00 New York State Dormitory Auth RB (Culinary Institute of America) Series 2004C 0.070000% 64983U7T1 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 12800000.00 12800000.00 0.0065 N 12800000.00 12800000.00 New York State Dormitory Auth RB (Winthrop South Nassau Univ Health System) Series 2003A 6.000000% 64983UEE6 Other Municipal Debt N Unrated Security N/A N/A 2013-07-01 2013-07-01 N N Y Escrow Escrow N/A N/A 1095000.00 1095000.00 0.0006 N 1095000.00 1095000.00 New York State Dormitory Auth RB (Winthrop South Nassau Univ Health System) Series 2003A 6.000000% 64983UEF3 Other Municipal Debt N Unrated Security N/A N/A 2013-07-01 2013-07-01 N N Y Escrow Escrow N/A N/A 1160000.00 1160000.00 0.0006 N 1160000.00 1160000.00 New York State Dormitory Auth RB (Winthrop South Nassau Univ Health System) Series 2003A 6.000000% 64983UEG1 Other Municipal Debt N Unrated Security N/A N/A 2013-07-01 2013-07-01 N N Y Escrow Escrow N/A N/A 1230000.00 1230000.00 0.0006 N 1230000.00 1230000.00 New York State Dormitory Auth RB (Winthrop South Nassau Univ Health System) Series 2003B 5.500000% 64983USF8 Other Municipal Debt N Unrated Security N/A N/A 2013-07-01 2013-07-01 N N Y Escrow Escrow N/A N/A 6610000.00 6610000.00 0.0034 N 6610000.00 6610000.00 New York State Dormitory Auth State Personal Income Tax RB Series 2010F 5.000000% 6499022X0 Other Municipal Debt N Unrated Security N/A N/A 2014-02-15 2014-02-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 325000.00 334357.73 0.0002 N 334668.75 334668.75 New York State Dormitory Auth State Personal Income Tax RB Series 2011A 5.000000% 6499023K7 Other Municipal Debt N Unrated Security N/A N/A 2014-03-15 2014-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 475000.00 490294.73 0.0003 N 491040.75 491040.75 New York State Dormitory Auth State Personal Income Tax RB Series 2011C 4.000000% 6499024Y6 Other Municipal Debt N Unrated Security N/A N/A 2014-03-15 2014-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 315000.00 323027.40 0.0002 N 323435.70 323435.70 New York State Dormitory Auth State Personal Income Tax RB Series 2005F 5.000000% 649902DK6 Other Municipal Debt N Unrated Security N/A N/A 2014-03-15 2014-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 1000000.00 1033671.48 0.0005 N 1033770.00 1033770.00 New York State Dormitory Auth State Personal Income Tax RB Series 2006C 5.000000% 649902GL1 Other Municipal Debt N Unrated Security N/A N/A 2013-12-15 2013-12-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 495000.00 505240.42 0.0003 N 505751.40 505751.40 New York State Dormitory Auth State Personal Income Tax RB Series 2010A 4.000000% 649902P98 Other Municipal Debt N Unrated Security N/A N/A 2014-02-15 2014-02-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 100000.00 102201.27 0.0001 N 102359.00 102359.00 New York State Dormitory Auth State Personal Income Tax RB Series 2008A 3.750000% 649902PC1 Other Municipal Debt N Unrated Security N/A N/A 2013-12-15 2013-12-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 100000.00 101521.12 0.0001 N 101610.00 101610.00 New York State Dormitory Auth State Personal Income Tax RB Series 2008A 5.000000% 649902PD9 Other Municipal Debt N Unrated Security N/A N/A 2013-12-15 2013-12-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 100000.00 102111.92 0.0001 N 102172.00 102172.00 New York State Dormitory Auth State Personal Income Tax RB Series 2008A 5.000000% 649902QQ9 Other Municipal Debt N Unrated Security N/A N/A 2014-03-15 2014-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 325000.00 335512.10 0.0002 N 335975.25 335975.25 New York State Dormitory Auth State Personal Income Tax RB Series 2008B 4.000000% 649902SB0 Other Municipal Debt N Unrated Security N/A N/A 2014-03-15 2014-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 250000.00 256496.39 0.0001 N 256695.00 256695.00 New York State Dormitory Auth State Personal Income Tax RB (Economic Development & Housing) Series 2009A 3.000000% 649902UT8 Other Municipal Debt N Unrated Security N/A N/A 2013-12-15 2013-12-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 400000.00 404714.65 0.0002 N 405088.00 405088.00 New York State Dormitory Auth State Personal Income Tax RB Series 2009A 5.000000% 649902VS9 Other Municipal Debt N Unrated Security N/A N/A 2014-02-15 2014-02-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 350000.00 360157.10 0.0002 N 360412.50 360412.50 New York State Dormitory Auth RB (Cornell Univ) Series 1990B 4.000000% 649905YV2 Other Municipal Debt N Unrated Security N/A N/A 2013-07-01 2013-07-01 N N Y Obligor Cornell University N/A N/A 150000.00 150000.00 0.0001 N 150000.00 150000.00 New York State Dormitory Auth Consolidating Service Contract Refunding RB Series 2010 5.000000% 64990HGN4 Other Municipal Debt N Unrated Security N/A N/A 2013-07-01 2013-07-01 N N Y Obligor New York State N/A N/A 330000.00 330000.00 0.0002 N 330000.00 330000.00 New York State Dormitory Auth Refunding RB Series 2011A 5.000000% 64990HHZ6 Other Municipal Debt N Unrated Security N/A N/A 2013-07-01 2013-07-01 N N Y Obligor New York State N/A N/A 955000.00 955000.00 0.0005 N 955000.00 955000.00 New York State Dormitory Auth Refunding RB Series 2011A 5.000000% 64990HJK7 Other Municipal Debt N Unrated Security N/A N/A 2013-07-01 2013-07-01 N N Y Obligor New York State N/A N/A 1000000.00 1000000.00 0.0005 N 1000000.00 1000000.00 New York State Dormitory Auth Mental Health Services Facilities RB Series 2010A 3.500000% 64990HNV8 Other Municipal Debt N Unrated Security N/A N/A 2013-08-15 2013-08-15 N N Y Obligor New York State N/A N/A 100000.00 100382.72 0.0001 N 100384.00 100384.00 New York State Dormitory Auth RB (Cornell Univ) Series 2006A 0.080000% 74703YMF4 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Bank of America NA N/A N/A N Y Obligor Cornell University N/A N/A 9865000.00 9865000.00 0.0050 N 9865000.00 9865000.00 New York State Dormitory Auth State Personal Income Tax RB Series 2010F 0.080000% 74703YXU9 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Bank of America NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 5000000.00 5000000.00 0.0026 N 5000000.00 5000000.00 New York State Dormitory Auth RB (NYU) Series 2009A 0.060000% 94985NTL5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Wells Fargo & Co N/A N/A N Y Obligor New York Univ N/A N/A 25125000.00 25125000.00 0.0128 N 25125000.00 25125000.00 New York State Energy Research & Development Auth Facilities RB (Consolidated Edison) Series 2005A3 0.050000% 64984EDH5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Mizuho Bank Ltd N/A N/A Y Mizuho Bank Ltd N/A N/A N 3000000.00 3000000.00 0.0015 N 3000000.00 3000000.00 New York State Energy Research & Development Auth Facilities RB (Consolidated Edison) Series 2005A1 0.060000% 64984EDJ1 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Mizuho Bank Ltd N/A N/A Y Mizuho Bank Ltd N/A N/A N 3000000.00 3000000.00 0.0015 N 3000000.00 3000000.00 New York State Environmental Facilities Corp State Revolving Funds RB Series 2010C 0.070000% 46633VY78 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y JPMorgan Chase Bank NA N/A N/A N N 6600000.00 6600000.00 0.0034 N 6600000.00 6600000.00 New York State Environmental Facilities Corp State Revolving Funds RB Series 2010C 3.000000% 64985HCH8 Other Municipal Debt N Unrated Security N/A N/A 2014-04-15 2014-04-15 N N N 175000.00 178648.07 0.0001 N 178846.50 178846.50 New York State Environmental Facilities Corp State Clean Water & Drinking Water Revolving Funds RB Series 2002L 5.000000% 64985WKM5 Other Municipal Debt N Unrated Security N/A N/A 2013-11-15 2013-11-15 N N N 500000.00 508852.64 0.0003 N 508830.00 508830.00 New York State Environmental Facilities Corp State Personal Income Tax RB Series 2004A 5.250000% 64985YAX8 Other Municipal Debt N Unrated Security N/A N/A 2013-12-15 2013-12-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 200000.00 204481.96 0.0001 N 204540.00 204540.00 New York State Environmental Facilities Corp State Personal Income Tax RB Series 2006A 5.000000% 64985YCE8 Other Municipal Debt N Unrated Security N/A N/A 2013-12-15 2013-12-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 525000.00 536139.04 0.0003 N 536329.50 536329.50 New York State Environmental Facilities Corp State Personal Income Tax RB Series 2009A 3.500000% 64985YFL9 Other Municipal Debt N Unrated Security N/A N/A 2013-12-15 2013-12-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 150000.00 152084.90 0.0001 N 152226.00 152226.00 New York State Environmental Facilities Corp State Clean Water & Drinking Water Revolving Funds Sub RB Series 2010A 2.000000% 64986AG88 Other Municipal Debt N Unrated Security N/A N/A 2014-06-15 2014-06-15 N N Y Obligor New York State Environmental Facilities Corp - NYCMWFA Program N/A N/A 100000.00 101569.59 0.0001 N 101717.00 101717.00 New York State Environmental Facilities Corp State Clean Water & Drinking Water Revolving Funds RB Series 2007A 3.625000% 64986ASE2 Other Municipal Debt N Unrated Security N/A N/A 2014-06-15 2014-06-15 N N Y Obligor New York State Environmental Facilities Corp - NYCMWFA Program N/A N/A 100000.00 103145.56 0.0001 N 103259.00 103259.00 New York State HFA Consolidated Service Contract Refunding RB Series 2011A 2.000000% 64986BBP3 Other Municipal Debt N Unrated Security N/A N/A 2013-09-15 2013-09-15 N N Y Obligor New York State N/A N/A 1500000.00 1505265.00 0.0008 N 1505100.00 1505100.00 New York State HFA Consolidated Service Contract Refunding RB Series 2011A 5.000000% 64986BBX6 Other Municipal Debt N Unrated Security N/A N/A 2013-09-15 2013-09-15 N N Y Obligor New York State N/A N/A 2500000.00 2524272.19 0.0013 N 2523575.00 2523575.00 New York State HFA Housing RB (10 Liberty St) Series 2003A 0.050000% 64986MC78 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Freddie Mac N/A N/A Y Freddie Mac N/A N/A N 25365000.00 25365000.00 0.0129 N 25365000.00 25365000.00 New York State HFA Housing RB (North End Ave) Series 2004A 0.060000% 64986MJ55 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Fannie Mae N/A N/A Y Fannie Mae N/A N/A N 2300000.00 2300000.00 0.0012 N 2300000.00 2300000.00 New York State HFA Housing RB (100 Maiden Lane) Series 2004A 0.070000% 64986MM28 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Fannie Mae N/A N/A Y Fannie Mae N/A N/A N 66175000.00 66175000.00 0.0337 N 66175000.00 66175000.00 New York State HFA Housing RB (Shore Hill) Series 2008A 0.060000% 64986MV93 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Freddie Mac N/A N/A Y Freddie Mac N/A N/A N 6250000.00 6250000.00 0.0032 N 6250000.00 6250000.00 New York State HFA Housing RB (320 West 38th St) Series 2008A 0.050000% 64986MW27 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 13905000.00 13905000.00 0.0071 N 13905000.00 13905000.00 New York State HFA Housing RB (College Arms Apts) Series 2008A 0.060000% 64986MX83 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Freddie Mac N/A N/A Y Freddie Mac N/A N/A N 7590000.00 7590000.00 0.0039 N 7590000.00 7590000.00 New York State HFA Housing RB (388 Bridge St) Series 2012A 0.070000% 64986UMM6 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 41000000.00 41000000.00 0.0209 N 41000000.00 41000000.00 New York State HFA Housing RB (Related-42nd & 10th) Series 2010A 0.030000% 64986URC3 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Freddie Mac N/A N/A Y Freddie Mac N/A N/A N 10000000.00 10000000.00 0.0051 N 10000000.00 10000000.00 New York State HFA Housing RB (Related W30th St) Series 2013A 0.050000% 64986UUY1 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 12955000.00 12955000.00 0.0066 N 12955000.00 12955000.00 New York State Local Government Assistance Corp Refunding Bonds Sub Lien Series 2010A 5.000000% 649876T41 Other Municipal Debt N Unrated Security N/A N/A 2014-04-01 2014-04-01 N N N 300000.00 310376.34 0.0002 N 310659.00 310659.00 New York State Local Government Assistance Corp Refunding Bonds Sub Lien Series 2010B 5.000000% 649876V30 Other Municipal Debt N Unrated Security N/A N/A 2014-04-01 2014-04-01 N N N 100000.00 103426.35 0.0001 N 103576.00 103576.00 New York State Mortgage Agency Homeowner Mortgage RB Series 164 0.700000% 649883NU5 Other Municipal Debt N Unrated Security N/A N/A 2013-10-01 2013-10-01 N N N 995000.00 996088.58 0.0005 N 996263.65 996263.65 New York State Mortgage Agency Mortgage RB Series 47 1.500000% 64988REB4 Other Municipal Debt N Unrated Security N/A N/A 2014-04-01 2014-04-01 N N N 500000.00 504299.25 0.0003 N 502665.00 502665.00 New York State Power Auth CP Series 1 & 2 0.130000% 64985GD71 Other Commercial Paper N First Tier Security N/A N/A 2013-08-06 2013-08-06 N N N 24593000.00 24593000.00 0.0125 N 24593000.00 24593000.00 New York State Power Auth RB Series 2002A 5.000000% 64989KEA0 Other Municipal Debt N Unrated Security N/A N/A 2013-11-15 2013-11-15 N N N 300000.00 305188.51 0.0002 N 305262.00 305262.00 New York State Power Auth RB Series 2007A 0.100000% 64989KHL3 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Citibank NA N/A N/A N N 3210000.00 3210000.00 0.0016 N 3210000.00 3210000.00 New York State Power Auth CP Series 1 & 2 0.120000% 64989QW58 Other Commercial Paper N First Tier Security N/A N/A 2013-08-06 2013-08-06 N N N 24000000.00 24000000.00 0.0122 N 24000000.00 24000000.00 New York State Power Auth CP Series 1 & 2 0.120000% 64989QX24 Other Commercial Paper N First Tier Security N/A N/A 2013-08-07 2013-08-07 N N N 25000000.00 25000000.00 0.0128 N 25000000.00 25000000.00 New York State Power Auth CP Series 1 & 2 0.120000% 64989QX65 Other Commercial Paper N First Tier Security N/A N/A 2013-08-09 2013-08-09 N N N 6700000.00 6700000.00 0.0034 N 6700000.00 6700000.00 New York State Power Auth CP Series 1 & 2 0.140000% 64989QX73 Other Commercial Paper N First Tier Security N/A N/A 2013-09-12 2013-09-12 N N N 3700000.00 3700000.00 0.0019 N 3700000.00 3700000.00 New York State Power Auth CP Series 1 & 2 0.140000% 64989QY23 Other Commercial Paper N First Tier Security N/A N/A 2013-09-16 2013-09-16 N N N 10000000.00 10000000.00 0.0051 N 10000000.00 10000000.00 New York State Thruway Auth State Personal Income Tax RB Series 2012A 0.070000% 25155DRK9 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Deutsche Bank AG N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 9000000.00 9000000.00 0.0046 N 9000000.00 9000000.00 New York State Thruway Auth General RB Series H 0.300000% 27884FYT1 Other Municipal Debt N First Tier Security N/A N/A 2013-10-17 2013-10-17 N Y US Bank NA N/A N/A Y Tender Option US Bank NA N/A N/A 19420000.00 19420000.00 0.0099 N 19420000.00 19420000.00 New York State Thruway Auth Second General Highway & Bridge Trust Fund Bonds Series 2012A 0.070000% 46636YVA5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y JPMorgan Chase Bank NA N/A N/A N N 7500000.00 7500000.00 0.0038 N 7500000.00 7500000.00 New York State Thruway Auth Second General Highway & Bridge Trust Fund Bonds Series 2005B 5.000000% 650013R98 Other Municipal Debt N Unrated Security N/A N/A 2014-04-01 2014-04-01 N N N 11130000.00 11523313.64 0.0059 N 11522889.00 11522889.00 New York State Thruway Auth Second General Highway & Bridge Trust Fund Bonds Series 2006 4.000000% 650014HM8 Other Municipal Debt N Unrated Security N/A N/A 2014-04-01 2014-04-01 N N N 100000.00 102574.07 0.0001 N 102787.00 102787.00 New York State Thruway Auth Second General Highway & Bridge Trust Fund Bonds Series 2006A 5.000000% 650014HN6 Other Municipal Debt N Unrated Security N/A N/A 2014-04-01 2014-04-01 N N N 365000.00 377538.76 0.0002 N 377884.50 377884.50 New York State Thruway Auth Second General Highway & Bridge Trust Fund Bonds Series 2008A 5.000000% 650014MK6 Other Municipal Debt N Unrated Security N/A N/A 2014-04-01 2014-04-01 N N N 150000.00 155189.14 0.0001 N 155295.00 155295.00 New York State Thruway Auth Second General Highway & Bridge Trust Fund Bonds Series 2008B 4.000000% 650014NJ8 Other Municipal Debt N Unrated Security N/A N/A 2014-04-01 2014-04-01 N N N 300000.00 308062.03 0.0002 N 308361.00 308361.00 New York State Thruway Auth Second General Highway & Bridge Trust Fund Bonds Series 2009A1 4.000000% 650014PV9 Other Municipal Debt N Unrated Security N/A N/A 2014-04-01 2014-04-01 N N N 100000.00 102653.89 0.0001 N 102787.00 102787.00 New York State Thruway Auth Second General Highway & Bridge Trust Fund Bonds Series 2009B 5.000000% 650014RD7 Other Municipal Debt N Unrated Security N/A N/A 2014-04-01 2014-04-01 N N N 250000.00 258612.94 0.0001 N 258825.00 258825.00 New York State Thruway Auth Second General Highway & Bridge Trust Fund Bonds Series 2010A 5.000000% 650014SM6 Other Municipal Debt N Unrated Security N/A N/A 2014-04-01 2014-04-01 N N N 3535000.00 3661409.62 0.0019 N 3659785.50 3659785.50 New York State Thruway Auth Second General Highway & Bridge Trust Fund Bonds Series 2012A 3.000000% 650014VL4 Other Municipal Debt N Unrated Security N/A N/A 2014-04-01 2014-04-01 N N N 100000.00 101904.30 0.0001 N 102044.00 102044.00 New York State Thruway Auth Second General Highway & Bridge Trust Fund Bonds Series 2012A 5.000000% 650014WF6 Other Municipal Debt N Unrated Security N/A N/A 2014-04-01 2014-04-01 N N N 14360000.00 14872589.37 0.0076 N 14866908.00 14866908.00 New York State Thruway Auth Local Highway & Bridge Service Contract Bonds Series 2008 5.000000% 650017WR3 Other Municipal Debt N Unrated Security N/A N/A 2014-04-01 2014-04-01 N N Y Obligor New York State N/A N/A 350000.00 362004.27 0.0002 N 362355.00 362355.00 New York State Thruway Auth Local Highway & Bridge Service Contract Bonds Series 2012A 4.000000% 650017XT8 Other Municipal Debt N Unrated Security N/A N/A 2014-04-01 2014-04-01 N N Y Obligor New York State N/A N/A 500000.00 513589.32 0.0003 N 513935.00 513935.00 New York State Thruway Auth State Personal Income Tax RB Series 2005A 5.000000% 650028GD9 Other Municipal Debt N Unrated Security N/A N/A 2014-03-15 2014-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 180000.00 185817.27 0.0001 N 186078.60 186078.60 New York State Thruway Auth State Personal Income Tax RB Series 2006A 5.000000% 650028JC8 Other Municipal Debt N Unrated Security N/A N/A 2014-03-15 2014-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 150000.00 154797.33 0.0001 N 155065.50 155065.50 New York State Thruway Auth State Personal Income Tax RB Series 2008A 3.000000% 650028NM1 Other Municipal Debt N Unrated Security N/A N/A 2014-03-15 2014-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 100000.00 101792.05 0.0001 N 101979.00 101979.00 New York State Thruway Auth State Personal Income Tax RB Series 2008A 4.000000% 650028NN9 Other Municipal Debt N Unrated Security N/A N/A 2014-03-15 2014-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 100000.00 102531.98 0.0001 N 102678.00 102678.00 New York State Thruway Auth State Personal Income Tax RB Series 2010A 5.000000% 650028SD6 Other Municipal Debt N Unrated Security N/A N/A 2014-03-15 2014-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 700000.00 723035.39 0.0004 N 723639.00 723639.00 New York State Thruway Auth BAN Series 2013A 1.000000% 76252PBF5 Other Municipal Debt N First Tier Security N/A N/A 2013-07-31 2013-09-30 N Y Barclays Bank Plc N/A N/A N 20000000.00 20012793.10 0.0102 Y 20012800.00 20012800.00 New York State Tobacco Settlement Financing Corp Asset-Backed RB Series 2011A 5.000000% 88880TMH6 Other Municipal Debt N Unrated Security N/A N/A 2014-06-01 2014-06-01 N N Y Obligor New York State N/A N/A 460000.00 479249.42 0.0002 N 479655.80 479655.80 New York State Urban Development Corp State Personal Income Tax RB Series 2007B 0.070000% 06740GAL0 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Barclays Bank Plc N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 6500000.00 6500000.00 0.0033 N 6500000.00 6500000.00 New York State Urban Development Corp State Personal Income Tax RB Series 2009A1 0.070000% 46632PUA9 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 4995000.00 4995000.00 0.0025 N 4995000.00 4995000.00 New York State Urban Development Corp State Personal Income Tax RB Series 2013A1 0.070000% 46636Y4B3 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 4700000.00 4700000.00 0.0024 N 4700000.00 4700000.00 New York State Urban Development Corp Service Contract Refunding RB Series 2008B 0.070000% 46636YUE8 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State N/A N/A 7310000.00 7310000.00 0.0037 N 7310000.00 7310000.00 New York State Urban Development Corp Correctional Capital Facilities Refunding RB Series 1993A 5.250000% 650033E74 Other Municipal Debt N Unrated Security N/A N/A 2014-01-01 2014-01-01 N N Y Obligor New York State N/A N/A 1070000.00 1096762.17 0.0006 N 1096471.80 1096471.80 New York State Urban Development Corp Service Contract Refunding RB Series 2005A 5.000000% 6500344J7 Other Municipal Debt N Unrated Security N/A N/A 2014-01-01 2014-01-01 N N Y Obligor New York State N/A N/A 550000.00 562680.76 0.0003 N 562930.50 562930.50 New York State Urban Development Corp State Personal Income Tax RB Series 2005B 4.000000% 6500347T2 Other Municipal Debt N Unrated Security N/A N/A 2014-03-15 2014-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 100000.00 102495.14 0.0001 N 102678.00 102678.00 New York State Urban Development Corp State Personal Income Tax RB Series 2004A1 5.000000% 650034U33 Other Municipal Debt N Unrated Security N/A N/A 2014-03-15 2014-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 250000.00 258098.54 0.0001 N 258442.50 258442.50 New York State Urban Development Corp Service Contract Refunding RB Series 2005B 5.000000% 650035AS7 Other Municipal Debt N Unrated Security N/A N/A 2014-01-01 2014-01-01 N N Y Obligor New York State N/A N/A 350000.00 358054.74 0.0002 N 358263.50 358263.50 New York State Urban Development Corp Service Contract Refunding RB Series 2007A 5.000000% 650035EJ3 Other Municipal Debt N Unrated Security N/A N/A 2014-01-01 2014-01-01 N N Y Obligor New York State N/A N/A 600000.00 614031.04 0.0003 N 614166.00 614166.00 New York State Urban Development Corp State Personal Income Tax RB Series 2008A1 5.000000% 650035HE1 Other Municipal Debt N Unrated Security N/A N/A 2013-12-15 2013-12-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 100000.00 102060.13 0.0001 N 102185.00 102185.00 New York State Urban Development Corp State Personal Income Tax RB Series 2005B 0.070000% 650035KL1 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y JPMorgan Chase Bank NA N/A N/A N Y Escrow Escrow N/A N/A 9195000.00 9195000.00 0.0047 N 9195000.00 9195000.00 New York State Urban Development Corp Service Contract Refunding RB Series 2008D 5.000000% 650035NV6 Other Municipal Debt N Unrated Security N/A N/A 2014-01-01 2014-01-01 N N Y Obligor New York State N/A N/A 370000.00 378563.68 0.0002 N 378735.70 378735.70 New York State Urban Development Corp State Personal Income Tax RB Series 2009A1 5.000000% 650035PT9 Other Municipal Debt N Unrated Security N/A N/A 2013-12-15 2013-12-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 800000.00 816979.47 0.0004 N 817480.00 817480.00 New York State Urban Development Corp State Personal Income Tax RB Series 2009B1 0.080000% 650035RU4 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Deutsche Bank AG N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 5000000.00 5000000.00 0.0026 N 5000000.00 5000000.00 New York State Urban Development Corp State Personal Income Tax RB Series 2009C 3.000000% 650035SC3 Other Municipal Debt N Unrated Security N/A N/A 2013-12-15 2013-12-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 125000.00 126509.42 0.0001 N 126607.50 126607.50 New York State Urban Development Corp State Personal Income Tax RB Series 2009C 5.000000% 650035SD1 Other Municipal Debt N Unrated Security N/A N/A 2013-12-15 2013-12-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 1900000.00 1941219.71 0.0010 N 1941515.00 1941515.00 New York State Urban Development Corp Service Contract Refunding RB Series 2010A1 4.000000% 650035TH1 Other Municipal Debt N Unrated Security N/A N/A 2014-01-01 2014-01-01 N N Y Obligor New York State N/A N/A 100000.00 101773.93 0.0001 N 101867.00 101867.00 New York State Urban Development Corp Service Contract Refunding RB Series 2010B 5.000000% 650035UQ9 Other Municipal Debt N Unrated Security N/A N/A 2014-01-01 2014-01-01 N N Y Obligor New York State N/A N/A 600000.00 613979.21 0.0003 N 614166.00 614166.00 Onondaga Cnty Trust for Cultural Resources RB (Syracuse Univ) Series 2010A 0.030000% 68276FAL4 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 14400000.00 14400000.00 0.0073 N 14400000.00 14400000.00 Port Auth of New York & New Jersey Consolidated Bonds 140th Series 0.060000% 27884FBQ2 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y US Bank NA N/A N/A Y US Bank NA N/A N/A N 5215000.00 5215000.00 0.0027 N 5215000.00 5215000.00 Port Auth of New York & New Jersey Consolidated Bonds 148th Series 0.090000% 73358T4P3 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Morgan Stanley Bank NA N/A N/A N N 13000000.00 13000000.00 0.0066 N 13000000.00 13000000.00 Port Auth of New York & New Jersey Consolidated Bonds 144th Series 0.070000% 73358TWC1 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y JPMorgan Chase Bank NA N/A N/A N N 750000.00 750000.00 0.0004 N 750000.00 750000.00 Port Auth of New York & New Jersey Consolidated Bonds 148th Series 0.070000% 73358TX89 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Citibank NA N/A N/A N N 5540000.00 5540000.00 0.0028 N 5540000.00 5540000.00 Port Auth of New York & New Jersey CP Series B 0.160000% 73359BDN6 Other Commercial Paper N First Tier Security N/A N/A 2013-08-07 2013-08-07 N N N 5000000.00 5000000.00 0.0026 N 5000150.00 5000150.00 Puerto Rico Refunding Bonds Series 2003C5-2 0.060000% 74514LYU5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Barclays Bank Plc N/A N/A Y Barclays Bank Plc N/A N/A N 16000000.00 16000000.00 0.0082 N 16000000.00 16000000.00 Puerto Rico Highway & Transportation Auth Transportation RB Series A 0.050000% 745190Y77 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Bank of Nova Scotia N/A N/A Y Bank of Nova Scotia N/A N/A N 1950000.00 1950000.00 0.0010 N 1950000.00 1950000.00 Puerto Rico Sales Tax Financing Corp Sales Tax RB Series 2007A 0.110000% 25154LGB4 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Deutsche Bank AG N/A N/A N N 14365000.00 14365000.00 0.0073 N 14365000.00 14365000.00 Puerto Rico Sales Tax Financing Corp Sales Tax RB Sr Series 2009C 0.090000% 74529JJM8 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Citibank NA N/A N/A N N 6700000.00 6700000.00 0.0034 N 6700000.00 6700000.00 Rockland Cnty IDA RB (Assisted Living At Northern Riverview) Series 1999 0.160000% 773561AD7 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 8365000.00 8365000.00 0.0043 N 8365000.00 8365000.00 Sales Tax Asset Receivable Corp RB Fiscal 2005 Series A 0.080000% 25155DFM8 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Deutsche Bank AG N/A N/A N N 6665000.00 6665000.00 0.0034 N 6665000.00 6665000.00 Sales Tax Asset Receivable Corp RB Fiscal 2005 Series A 0.070000% 794665BU2 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y JPMorgan Chase Bank NA N/A N/A N N 2415000.00 2415000.00 0.0012 N 2415000.00 2415000.00 Saratoga Cnty BAN 2013 0.750000% 803480LC4 Other Municipal Debt N Unrated Security N/A N/A 2014-06-06 2014-06-06 N N N 18500000.00 18582373.15 0.0095 N 18585840.00 18585840.00 Schenectady City SD GO BAN Series 2013A 0.750000% 806466PE2 Other Municipal Debt N Unrated Security N/A N/A 2014-05-23 2014-05-23 N N N 13070264.00 13095712.70 0.0067 N 13079543.89 13079543.89 Schenectady IDA RB (Sunnyview Hospital & Rehabilitation Center) Series 2003A 0.110000% 806419AE7 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 6450000.00 6450000.00 0.0033 N 6450000.00 6450000.00 Schenectady IDA RB (Sunnyview Hospital & Rehabilitation Center) Series 2003B 0.110000% 806419AF4 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 3950000.00 3950000.00 0.0020 N 3950000.00 3950000.00 Scotia-Glenville CSD BAN 2012 1.000000% 809265EM9 Other Municipal Debt N Unrated Security N/A N/A 2013-06-29 2013-06-29 N N N 10610000.00 10610000.00 0.0054 N 10610000.00 10610000.00 Suffolk County IDA Civic Facility RB (Guide Dog Foundation for the Blind) Series 2001 0.090000% 864768FD3 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 4130000.00 4130000.00 0.0021 N 4130000.00 4130000.00 Sullivan Cnty GO TAN 2013 0.750000% 865270VY5 Other Municipal Debt N Unrated Security N/A N/A 2014-03-07 2014-03-07 N N N 9500000.00 9523185.92 0.0049 N 9517385.00 9517385.00 Syracuse IDA Civic Facility Refunding RB (Crouse Health) Series 2003A 0.060000% 871720BR8 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y HSBC BANK USA N/A N/A Y HSBC Bank USA N/A N/A N 8145000.00 8145000.00 0.0042 N 8145000.00 8145000.00 Syracuse IDA Civic Facility RB (Syracuse Univ) Series 2005B 0.050000% 871720CD8 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 3240000.00 3240000.00 0.0017 N 3240000.00 3240000.00 Tarrytown BAN Series 2012B 2.000000% 876468MB2 Other Municipal Debt N First Tier Security N/A N/A 2013-10-18 2013-10-18 N N N 11000000.00 11056993.56 0.0056 N 11058410.00 11058410.00 Tarrytowns UFSD GO BAN 2013 0.750000% 876487JP5 Other Municipal Debt N Unrated Security N/A N/A 2014-02-13 2014-02-13 N N N 20295000.00 20360434.09 0.0104 N 20365017.75 20365017.75 Triborough Bridge & Tunnel Auth General RB Series 2008C 0.080000% 05248RAE1 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Bank of America NA N/A N/A N N 3000000.00 3000000.00 0.0015 N 3000000.00 3000000.00 Triborough Bridge & Tunnel Auth General Refunding RB Series 2012B 0.070000% 25155DRA1 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Deutsche Bank AG N/A N/A N N 9750000.00 9750000.00 0.0050 N 9750000.00 9750000.00 Triborough Bridge & Tunnel Auth General RB Series 2008C 5.000000% 89602NPA6 Other Municipal Debt N Unrated Security N/A N/A 2013-11-15 2013-11-15 N N N 1825000.00 1856852.23 0.0009 N 1856882.75 1856882.75 Triborough Bridge & Tunnel Auth General RB Series 2009A2 0.060000% 89602NUR3 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y Credit Suisse AG N/A N/A N N 6500000.00 6500000.00 0.0033 N 6500000.00 6500000.00 Triborough Bridge & Tunnel Auth General Refunding RB Series 2011 4.000000% 89602NWG5 Other Municipal Debt N Unrated Security N/A N/A 2014-01-01 2014-01-01 N N N 375000.00 381795.28 0.0002 N 381982.50 381982.50 Triborough Bridge & Tunnel Auth General RB Series 2003B2 0.060000% 89602NWV2 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y California State Teachers Retirement System N/A N/A Y California State Teachers Retirement System N/A N/A N 3225000.00 3225000.00 0.0016 N 3225000.00 3225000.00 Ulster Cnty GO BAN Series 2012A 1.000000% 903766ZS5 Other Municipal Debt N Unrated Security N/A N/A 2013-11-15 2013-11-15 N N N 3255000.00 3262904.66 0.0017 N 3263951.25 3263951.25 Ulster Cnty GO BAN Series 2012B 0.750000% 903766ZT3 Other Municipal Debt N Unrated Security N/A N/A 2013-11-29 2013-11-29 N N N 14225000.00 14252541.16 0.0073 N 14257717.50 14257717.50 Vestal BAN 2013 0.750000% 925428SL9 Other Municipal Debt N Unrated Security N/A N/A 2014-05-16 2014-05-16 N N N 9320000.00 9352418.79 0.0048 N 9354111.20 9354111.20 Victor CSD BAN 2012 0.750000% 926009KM2 Other Municipal Debt N Unrated Security N/A N/A 2013-09-27 2013-09-27 N N N 9000000.00 9009834.73 0.0046 N 9010890.00 9010890.00 West Seneca BAN Series 2012 1.000000% 955771PX2 Other Municipal Debt N Unrated Security N/A N/A 2013-08-02 2013-08-02 N N N 15030000.00 15038920.82 0.0077 N 15039468.90 15039468.90 West Seneca CSD BAN 2012 1.000000% 955776HH5 Other Municipal Debt N Unrated Security N/A N/A 2013-11-27 2013-11-27 N N N 11610000.00 11633571.88 0.0059 N 11631478.50 11631478.50 Westchester Cnty IDA Civic Facility RB (Catharine Field Home) Series 2001 0.090000% 957368DV2 Variable Rate Demand Note N First Tier Security N/A N/A 2013-07-05 2013-07-05 Y RBS Citizens NA N/A N/A Y RBS Citizens NA N/A N/A N 6615000.00 6615000.00 0.0034 N 6615000.00 6615000.00