0001145549-13-006000.txt : 20130829
0001145549-13-006000.hdr.sgml : 20130829
20130708133031
ACCESSION NUMBER: 0001145549-13-006000
CONFORMED SUBMISSION TYPE: N-MFP
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130630
FILED AS OF DATE: 20130708
DATE AS OF CHANGE: 20130708
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS
CENTRAL INDEX KEY: 0000857156
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: N-MFP
SEC ACT: 1933 Act
SEC FILE NUMBER: 811-05954
FILM NUMBER: 13956995
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 1-800-648-5300
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS
DATE OF NAME CHANGE: 19920703
0000857156
S000004510
Schwab Investor Money Fund
C000012387
Schwab Investor Money Fund
SWRXX
N-MFP
1
primary_doc.xml
N-MFP
N-MFP
LIVE
N
2013-06-30
0000857156
S000004510
1
N
N
N
N
033-31894
Charles Schwab Investment Management, Inc.
801-35905
PricewaterhouseCoopers LLP
San Francisco
CA
Charles Schwab Investment Management, Inc.
Boston Financial Data Services, Inc.
0000275143
84-00896
N
N
N
Prime
54
89
1158018733.69
401087.99
140121.65
1158279700.03
0.0025
1.0001
2013-06-30
1.0001
2013-06-30
C000012387
1.00
1158279700.03
1.00
17106052.82
57997540.18
40891487.36
0.0001
1.0001
2013-06-30
1.0001
2013-06-30
Abbey National North America, LLC
Abbey National North America, LLC 0.340000%
0027A0V16
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-08-01
2013-08-01
N
Y
Santander UK Plc
N/A
N/A
N
2600000.00
2599238.78
0.0022
N
2599506.00
2599506.00
Abbey National Treasury Services Plc
Abbey National Treasury Services Plc 0.320000%
00279HG91
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-08-12
2013-08-12
N
Y
Santander UK Plc
N/A
N/A
N
1000000.00
1000000.00
0.0009
N
1000110.00
1000110.00
Abbey National Treasury Services Plc
Abbey National Treasury Services Plc 0.300000%
00279HH58
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-08-28
2013-08-28
N
Y
Santander UK Plc
N/A
N/A
N
2000000.00
2000000.00
0.0017
N
2000240.00
2000240.00
Abbey National Treasury Services Plc
Abbey National Treasury Services Plc 0.200000%
00279HJ49
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-07-25
2013-07-25
N
Y
Santander UK Plc
N/A
N/A
N
5000000.00
5000000.00
0.0043
N
5000000.00
5000000.00
Bank of America, NA
Bank of America, NA 0.290000%
06052WXZ1
Other Note
N
First Tier Security
N/A
N/A
2013-08-08
2013-08-08
N
N
N
4000000.00
4000000.00
0.0035
N
4000240.00
4000240.00
Bank of America, NA
Bank of America, NA 0.290000%
06052WYF4
Other Note
N
First Tier Security
N/A
N/A
2013-08-15
2013-08-15
N
N
N
4000000.00
4000000.00
0.0035
N
4000280.00
4000280.00
Bank of Montreal
Bank of Montreal 0.120000%
06366AGW6
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-07-01
2013-07-01
N
N
N
7000000.00
7000000.00
0.0060
N
6999930.00
6999930.00
Bank of Montreal
Bank of Montreal 0.090000%
06366AHA3
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-07-02
2013-07-02
N
N
N
15000000.00
15000000.00
0.0130
N
14999850.00
14999850.00
Bank of Montreal
Bank of Montreal 0.080000%
06366AHH8
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
N
N
N
6000000.00
6000000.00
0.0052
N
5999880.00
5999880.00
Bank of Nova Scotia
Bank of Nova Scotia 0.240000%
06417FST8
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-10-21
2013-10-21
N
N
N
4000000.00
4000000.00
0.0035
N
4000520.00
4000520.00
Bank of Nova Scotia
Bank of Nova Scotia 0.200000%
06417FSZ4
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-08-19
2013-08-19
N
N
N
5000000.00
5000000.00
0.0043
N
5000350.00
5000350.00
Bank of Nova Scotia
Bank of Nova Scotia 0.170000%
06417FYS3
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-09-19
2013-09-19
N
N
N
4000000.00
4000000.00
0.0035
N
3999800.00
3999800.00
Bank of Nova Scotia
Bank of Nova Scotia 0.010000%
049999006
0001041839
Other Instrument
Security is a time deposit.
N
First Tier Security
N/A
N/A
2013-07-01
2013-07-01
N
N
N
20000000.00
20000000.00
0.0173
Security is a time deposit.
N
20000000.00
20000000.00
Bank of the West
Bank of the West 0.280000%
06426GBG1
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-08-15
2013-08-15
N
N
N
1000000.00
1000000.00
0.0009
N
1000210.00
1000210.00
Bank of the West
Bank of the West 0.280000%
06426GBL0
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-09-12
2013-09-12
N
N
N
1000000.00
1000000.00
0.0009
N
1000270.00
1000270.00
Bank of Tokyo Mitsubishi UFJ, Ltd
Bank of Tokyo Mitsubishi UFJ, Ltd 0.330000%
06538FHS6
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-07-09
2013-07-09
N
N
N
7000000.00
7000000.00
0.0060
N
7000350.00
7000350.00
Bank of Tokyo Mitsubishi UFJ, Ltd
Bank of Tokyo Mitsubishi UFJ, Ltd 0.400000%
06538FLW2
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-10-18
2013-10-18
N
N
N
12000000.00
12000000.00
0.0104
N
12006000.00
12006000.00
Bank of Tokyo Mitsubishi UFJ, Ltd
Bank of Tokyo Mitsubishi UFJ, Ltd 0.330000%
06538FXB5
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-01-02
2014-01-02
N
N
N
1000000.00
1000000.00
0.0009
N
1000260.00
1000260.00
Bank of Tokyo Mitsubishi UFJ, Ltd
Bank of Tokyo Mitsubishi UFJ, Ltd 0.330000%
06538FYF5
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-01-09
2014-01-09
N
N
N
1000000.00
1000000.00
0.0009
N
1000270.00
1000270.00
Barclays Bank Plc
Barclays Bank Plc 0.380000%
06741XNX2
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-09-23
2013-09-23
N
N
N
3000000.00
3000000.00
0.0026
N
3001290.00
3001290.00
Barclays Bank Plc
Barclays Bank Plc 0.380000%
06741XPB8
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-09-25
2013-09-25
N
N
N
2000000.00
2000000.00
0.0017
N
2000880.00
2000880.00
Barclays Bank Plc
Barclays Bank Plc 0.310000%
06741XRV2
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-12-23
2013-12-23
N
N
N
5000000.00
5000000.00
0.0043
N
5000500.00
5000500.00
Barclays Capital, Inc
Barclays Capital, Inc 0.050000%
00799J004_0.0500_M130701_2MN2
0000851376
Treasury Repurchase Agreement
Y
United States Treasury Department
2014-05-15
4.750000
Treasury Debt
48786800.00
51015349.21
First Tier Security
N/A
N/A
2013-07-01
2013-07-01
N
N
N
50000000.00
50000000.00
0.0432
N
50000000.00
50000000.00
Barclays US Funding Corp
Barclays US Funding Corp 0.210000%
06737HWQ8
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-09-24
2013-09-24
N
Y
Barclays Bank Plc
N/A
N/A
N
1000000.00
999504.17
0.0009
N
999400.00
999400.00
Barclays US Funding Corp
Barclays US Funding Corp 0.320000%
06737HYE3
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-11-14
2013-11-14
N
Y
Barclays Bank Plc
N/A
N/A
N
2000000.00
1997582.22
0.0017
N
1997640.00
1997640.00
Barclays US Funding Corp
Barclays US Funding Corp 0.310000%
06737HYS2
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-11-26
2013-11-26
N
Y
Barclays Bank Plc
N/A
N/A
N
6000000.00
5992353.33
0.0052
N
5991900.00
5991900.00
BNP Paribas
BNP Paribas 0.400000%
05567VD28
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-09-25
2013-09-25
N
N
N
2000000.00
2000475.94
0.0017
N
2000700.00
2000700.00
BNP Paribas
BNP Paribas 0.440000%
05572NLW4
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-08-27
2013-08-27
N
N
N
10000000.00
10000000.00
0.0086
N
10004000.00
10004000.00
BNP Paribas
BNP Paribas 0.410000%
05572NMU7
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-10-15
2013-10-15
N
N
N
1000000.00
1000000.00
0.0009
N
1000360.00
1000360.00
BNP Paribas
BNP Paribas 0.390000%
05572NNV4
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-12-10
2013-12-10
N
N
N
5000000.00
5000000.00
0.0043
N
5000450.00
5000450.00
BNP Paribas
BNP Paribas 0.390000%
05572NNY8
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-12-13
2013-12-13
N
N
N
2000000.00
2000000.00
0.0017
N
2000180.00
2000180.00
BNP Paribas Securities Corp
BNP Paribas Securities Corp 0.270000%
921AES008_0.2700_M130701_2MN2
0001197610
Other Repurchase Agreement
N
Abbott Laboratories
2040-05-27
5.300000
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
8250.00
9288.46
HANA BANK
2017-06-14
4.250000
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
6125.00
6368.73
IBM CORP
2020-05-15
1.625000
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
14828.00
13912.48
KFW KREDITANSTALT FUR
2013-10-15
4.000000
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
8513.00
8672.29
LOWE'S CO INC
2036-10-15
5.800000
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
3146.00
3547.06
MORGAN STANLEY DEAN WITTER
2017-12-28
5.950000
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
902663.00
1002353.10
SPAREBANK 1 BOLIGKREDIT
2013-10-25
1.250000
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
3688.00
3705.66
TURLOCK CORP
2022-11-02
2.750000
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
2295.00
2153.08
First Tier Security
N/A
N/A
2013-07-01
2013-07-01
Y
BNP PARIBAS SECURITIES CORP
N/A
N/A
N
N
1000000.00
1000000.00
0.0009
Repurchase agreement collateralized by common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
N
1000000.00
1000000.00
BNP Paribas Securities Corp
BNP Paribas Securities Corp 0.270000%
921AES008_0.2700_M130705_2MN2
0001197610
Other Repurchase Agreement
N
BANK OF NOVA SCOTIA CB
2015-03-20
1.050000
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
176132.00
177745.08
HANA BANK
2017-06-14
4.250000
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
118783.00
123509.71
KFW KREDITANSTALT FUR
2013-10-15
4.000000
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
55491.00
56529.30
KOREA GAS CORP
2042-01-21
6.250000
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
5209128.00
5962995.90
LOWE'S CO INC
2036-10-15
5.800000
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
72213.00
81418.79
SPAREBANK 1 BOLIGKREDIT
2013-10-25
1.250000
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
35743.00
35914.12
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
BNP PARIBAS SECURITIES CORP
N/A
N/A
N
N
6000000.00
6000000.00
0.0052
Repurchase agreement collateralized by common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
N
6000120.00
6000120.00
BNP Paribas Securities Corp
BNP Paribas Securities Corp 0.400000%
921AES008_0.4000_M130705_2MN2
0001197610
Other Repurchase Agreement
N
FELCOR LODGING LIMITED PARTNERSHIP UNITS
2019-06-01
6.750000
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
18633.00
19495.90
FORD MOTOR CREDIT COMPANY
2021-08-02
5.875000
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
3073532.00
3424040.00
VIRGIN MEDIA FINANCE
2019-10-15
8.375000
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
5870.00
6468.64
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
BNP PARIBAS SECURITIES CORP
N/A
N/A
N
N
3000000.00
3000000.00
0.0026
Repurchase agreement collateralized by common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
N
3000000.00
3000000.00
BNP Paribas Securities Corp
BNP Paribas Securities Corp 0.100000%
987WVU007_0.1000_M130701_2MN2
0001197610
Treasury Repurchase Agreement
Y
United States Treasury Department
2017-07-15
2.625000
Treasury Debt
6266500.00
8053001.24
United States Treasury Department
2018-07-15
1.375000
Treasury Debt
14732100.00
17447062.48
First Tier Security
N/A
N/A
2013-07-01
2013-07-01
N
N
N
25000000.00
25000000.00
0.0216
N
25000000.00
25000000.00
BNP Paribas Securities Corp
BNP Paribas Securities Corp 0.070000%
987YEA006_0.0700_M130701_2MN2
0001197610
Government Agency Repurchase Agreement
Y
Freddie Mac
2016-06-25
1.337000
Government Agency Debt
50000.00
47780.79
Freddie Mac
2017-06-25
2.776000
Government Agency Debt
250000.00
212319.58
Freddie Mac
2020-05-25
2.757000
Government Agency Debt
463369.00
439330.82
Freddie Mac
2020-07-25
3.320000
Government Agency Debt
500000.00
492756.93
Freddie Mac
2020-08-25
2.917000
Government Agency Debt
500000.00
459485.19
Freddie Mac
2021-01-25
2.966000
Government Agency Debt
500000.00
448327.15
First Tier Security
N/A
N/A
2013-07-01
2013-07-01
Y
BNP PARIBAS SECURITIES CORP
N/A
N/A
N
N
2000000.00
2000000.00
0.0017
N
2000000.00
2000000.00
Branch Banking & Trust Co
Branch Banking & Trust Co 0.190000%
10513DTU4
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-09-05
2013-09-05
N
N
N
2000000.00
2000000.00
0.0017
N
2000000.00
2000000.00
CAFCO, LLC
CAFCO, LLC 0.300000%
12476EV55
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-08-05
2013-08-05
N
N
Y
Letter of Credit
Citibank NA
N/A
N/A
1000000.00
999708.33
0.0009
N
999780.00
999780.00
CAFCO, LLC
CAFCO, LLC 0.460000%
12476EW47
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-09-04
2013-09-04
N
N
Y
Letter of Credit
Citibank NA
N/A
N/A
9000000.00
8992525.00
0.0078
N
8996220.00
8996220.00
Cancara Asset Securitisation, LLC
Cancara Asset Securitisation, LLC 0.220000%
13738JUW8
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-07-30
2013-07-30
N
N
Y
Credit / Liquidity
Lloyds TSB Bank Plc
N/A
N/A
4000000.00
3999291.11
0.0035
N
3999400.00
3999400.00
Cancara Asset Securitisation, LLC
Cancara Asset Securitisation, LLC 0.220000%
13738JV56
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-08-05
2013-08-05
N
N
Y
Credit / Liquidity
Lloyds TSB Bank Plc
N/A
N/A
4000000.00
3999144.44
0.0035
N
3999240.00
3999240.00
Cancara Asset Securitisation, LLC
Cancara Asset Securitisation, LLC 0.220000%
13738JV72
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
N
N
Y
Credit / Liquidity
Lloyds TSB Bank Plc
N/A
N/A
3000000.00
2999321.67
0.0026
N
2999400.00
2999400.00
Cancara Asset Securitisation, LLC
Cancara Asset Securitisation, LLC 0.210000%
13738JX13
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-10-01
2013-10-01
N
N
Y
Credit / Liquidity
Lloyds TSB Bank Plc
N/A
N/A
1000000.00
999463.33
0.0009
N
999380.00
999380.00
Cancara Asset Securitisation, LLC
Cancara Asset Securitisation, LLC 0.210000%
13738JXA3
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-10-10
2013-10-10
N
N
Y
Credit / Liquidity
Lloyds TSB Bank Plc
N/A
N/A
2000000.00
1998821.67
0.0017
N
1998600.00
1998600.00
Chariot Funding, LLC
Chariot Funding, LLC 0.300000%
15963TUB3
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-07-11
2013-07-11
N
N
Y
Letter of Credit
JPMorgan Chase Bank NA
N/A
N/A
5000000.00
4999583.33
0.0043
N
4999850.00
4999850.00
Chariot Funding, LLC
Chariot Funding, LLC 0.270000%
15963TVU0
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-08-28
2013-08-28
N
N
Y
Letter of Credit
JPMorgan Chase Bank NA
N/A
N/A
4000000.00
3998260.00
0.0035
N
3999520.00
3999520.00
Chariot Funding, LLC
Chariot Funding, LLC 0.250000%
15963TXW4
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-10-30
2013-10-30
N
N
Y
Letter of Credit
JPMorgan Chase Bank NA
N/A
N/A
1000000.00
999159.72
0.0009
N
999430.00
999430.00
Charta, LLC
Charta, LLC 0.420000%
16115UZK0
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-12-19
2013-12-19
N
N
Y
Letter of Credit
Citibank NA
N/A
N/A
7000000.00
6986035.00
0.0060
N
6985440.00
6985440.00
Chase Bank USA, NA
Chase Bank USA, NA 0.330000%
16144RTS2
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-02-12
2014-02-12
N
N
N
4000000.00
4000000.00
0.0035
N
4000520.00
4000520.00
Chase Bank USA, NA
Chase Bank USA, NA 0.330000%
16144RTT0
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-02-12
2014-02-12
N
N
N
5000000.00
5000000.00
0.0043
N
5000650.00
5000650.00
Chase Bank USA, NA
Chase Bank USA, NA 0.240000%
16144RTU7
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-12-03
2013-12-03
N
N
N
4000000.00
4000000.00
0.0035
N
3999640.00
3999640.00
Chase Bank USA, NA
Chase Bank USA, NA 0.320000%
16144RTV5
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-02-24
2014-02-24
N
N
N
1000000.00
1000000.00
0.0009
N
1000070.00
1000070.00
Ciesco, LLC
Ciesco, LLC 0.500000%
17178BV51
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-08-05
2013-08-05
N
N
Y
Letter of Credit
Citibank NA
N/A
N/A
2000000.00
1999027.78
0.0017
N
1999560.00
1999560.00
Ciesco, LLC
Ciesco, LLC 0.460000%
17178BW43
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-09-04
2013-09-04
N
N
Y
Letter of Credit
Citibank NA
N/A
N/A
3000000.00
2997508.33
0.0026
N
2998740.00
2998740.00
Citibank, NA
Citibank, NA 0.430000%
17304UCM0
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-09-13
2013-09-13
N
N
N
3000000.00
3000000.00
0.0026
N
3001800.00
3001800.00
Citibank, NA
Citibank, NA 0.400000%
17304UFJ4
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-12-05
2013-12-05
N
N
N
6000000.00
6000000.00
0.0052
N
6003180.00
6003180.00
Citibank, NA
Citibank, NA 0.400000%
17304UFW5
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-12-18
2013-12-18
N
N
N
4000000.00
4000000.00
0.0035
N
4002320.00
4002320.00
Citibank, NA
Citibank, NA 0.130000%
17299S003
0000036684
Other Instrument
Security is a time deposit.
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
N
N
N
5000000.00
5000000.00
0.0043
Security is a time deposit.
N
4999950.00
4999950.00
Citibank, NA
Citibank, NA 0.090000%
17299S003_M130702
0000036684
Other Instrument
Security is a time deposit.
N
First Tier Security
N/A
N/A
2013-07-02
2013-07-02
N
N
N
3000000.00
3000000.00
0.0026
Security is a time deposit.
N
3000000.00
3000000.00
Collateralized Commercial Paper II Co., LLC
Collateralized Commercial Paper II Co., LLC 0.320000%
19422CZ22
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-12-02
2013-12-02
N
N
N
8000000.00
7989048.92
0.0069
N
7988400.00
7988400.00
Collateralized Commercial Paper II Co., LLC
Collateralized Commercial Paper II Co., LLC 0.320000%
19422CZ30
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-12-03
2013-12-03
N
N
N
15000000.00
14979333.33
0.0129
N
14978100.00
14978100.00
Commonwealth Bank of Australia
Commonwealth Bank of Australia 0.233000%
20272AEL6
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-07-24
2014-02-24
N
N
N
12000000.00
12000000.00
0.0104
N
12001920.00
12001920.00
Commonwealth Bank of Australia
Commonwealth Bank of Australia 0.170000%
20272DWG1
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-09-16
2013-09-16
N
N
N
16000000.00
15994182.21
0.0138
N
15994880.00
15994880.00
CRC Funding, LLC
CRC Funding, LLC 0.500000%
12622UV52
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-08-05
2013-08-05
N
N
Y
Letter of Credit
Citibank NA
N/A
N/A
8000000.00
7996111.11
0.0069
N
7997920.00
7997920.00
Credit Agricole Corporate and Investment Bank
Credit Agricole Corporate and Investment Bank 0.300000%
22532UTK0
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-08-08
2013-08-08
N
N
N
4000000.00
4000000.00
0.0035
N
4000400.00
4000400.00
Credit Agricole Corporate and Investment Bank
Credit Agricole Corporate and Investment Bank 0.270000%
22532UWH3
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-09-27
2013-09-27
N
N
N
6000000.00
6000000.00
0.0052
N
6000000.00
6000000.00
Credit Suisse AG
Credit Suisse AG 0.280000%
22549TAJ7
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-11-13
2013-11-13
N
N
N
2000000.00
2000000.00
0.0017
N
1999540.00
1999540.00
Credit Suisse AG
Credit Suisse AG 0.290000%
22550D3Y3
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-10-01
2013-10-01
N
N
N
1000000.00
1000000.00
0.0009
N
1000180.00
1000180.00
Credit Suisse AG
Credit Suisse AG 0.290000%
22550D5B1
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-10-16
2013-10-16
N
N
N
7000000.00
7000000.00
0.0060
N
7001470.00
7001470.00
Credit Suisse AG
Credit Suisse AG 0.290000%
22550D5J4
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-10-23
2013-10-23
N
N
N
1000000.00
1000000.00
0.0009
N
1000230.00
1000230.00
Credit Suisse AG
Credit Suisse AG 0.290000%
22550D6U8
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-11-06
2013-11-06
N
N
N
1000000.00
1000000.00
0.0009
N
1000110.00
1000110.00
Credit Suisse AG
Credit Suisse AG 0.290000%
22550DS83
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-07-29
2013-07-29
N
N
N
13000000.00
13000000.00
0.0112
N
13001300.00
13001300.00
Credit Suisse Securities (USA), LLC
Credit Suisse Securities (USA), LLC 0.120000%
22799D001_0.1200_M130701_2MN2
0001230485
Government Agency Repurchase Agreement
Y
Freddie Mac
2034-04-15
2.580000
Government Agency Debt
238803.00
252452.47
Freddie Mac
2043-02-20
3.000000
Government Agency Debt
1685000.00
1606898.44
GNMA
2042-08-15
3.000000
Government Agency Debt
22820000.00
21410876.00
First Tier Security
N/A
N/A
2013-07-01
2013-07-01
N
N
N
22809795.00
22809795.00
0.0197
N
22809795.00
22809795.00
Credit Suisse Securities (USA), LLC
Credit Suisse Securities (USA), LLC 0.680000%
988WZL002_0.6800_M130826_2MN2
0001230485
Other Repurchase Agreement
N
144A BACM 2006-4 F
2046-07-10
5.833000
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
665000.00
129375.59
CWALT 2005-62 2A3
2035-12-25
1.827800
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
2885000.00
113150.99
FFML 2007-FF1 A2C
2038-01-25
0.333000
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
465000.00
257877.05
FINA 2004-2 M4
2034-08-25
1.293000
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
55000.00
4414.26
MSAC 2007-NC2 A2D
2037-02-25
0.523000
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
15881700.00
8695891.72
First Tier Security
N/A
N/A
2013-08-26
2013-08-26
N
N
N
8000000.00
8000000.00
0.0069
Repurchase agreement collateralized by common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
Y
8000000.00
8000000.00
Credit Suisse Securities (USA), LLC
Credit Suisse Securities (USA), LLC 0.710000%
988WZL002_0.7100_M130703_2MN2
0001230485
Other Repurchase Agreement
N
AFC 1998-1 1A2
2028-04-25
0.463000
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
6585000.00
23959.07
AMSI
2034-11-25
0.853000
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
75000.00
59669.78
CWALT 2005-62 2A3
2035-12-25
1.827800
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
800000.00
31376.36
CWL 2006-13 3AV3
2037-01-25
0.443000
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
1835000.00
968604.59
CWL 2007-3 2A2
2047-05-25
0.363000
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
4040000.00
3517095.59
First Tier Security
N/A
N/A
2013-07-03
2013-07-03
N
N
N
4000000.00
4000000.00
0.0035
Repurchase agreement collateralized by common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
N
4000120.00
4000120.00
Crown Point Capital Company, LLC
Crown Point Capital Company, LLC 0.280000%
2284K0UK9
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-07-19
2013-07-19
N
N
Y
Credit / Liquidity
BANK OF MONTREAL
N/A
N/A
Credit / Liquidity
Barclays Bank Plc
N/A
N/A
Credit / Liquidity
BNP Paribas
N/A
N/A
Credit / Liquidity
Credit Suisse AG
N/A
N/A
2000000.00
1999720.00
0.0017
N
1999800.00
1999800.00
Crown Point Capital Company, LLC
Crown Point Capital Company, LLC 0.180000%
2284K0US2
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-07-26
2013-07-26
N
N
Y
Credit / Liquidity
BANK OF MONTREAL
N/A
N/A
Credit / Liquidity
Barclays Bank Plc
N/A
N/A
Credit / Liquidity
BNP Paribas
N/A
N/A
Credit / Liquidity
Credit Suisse AG
N/A
N/A
6000000.00
5999250.00
0.0052
N
5999220.00
5999220.00
Deutsche Bank AG
Deutsche Bank AG 0.460000%
25155BHS7
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-07-09
2013-07-09
N
N
N
9000000.00
9000000.00
0.0078
N
9000900.00
9000900.00
Deutsche Bank AG
Deutsche Bank AG 0.730000%
25155BKL8
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-01-17
2014-01-17
N
N
N
4000000.00
4000000.00
0.0035
N
4007400.00
4007400.00
Deutsche Bank AG
Deutsche Bank AG 0.730000%
25155BKN4
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-01-17
2014-01-17
N
N
N
4000000.00
4000000.00
0.0035
N
4007400.00
4007400.00
Deutsche Bank AG
Deutsche Bank AG 0.730000%
25155BKR5
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-01-17
2014-01-17
N
N
N
2000000.00
2000000.00
0.0017
N
2003700.00
2003700.00
Deutsche Bank AG
Deutsche Bank AG 0.410000%
25155BPN9
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-08-21
2013-08-21
N
N
N
6000000.00
6000000.00
0.0052
N
6002040.00
6002040.00
Deutsche Bank Securities, Inc
Deutsche Bank Securities, Inc 0.230000%
988WSY002_0.2300_M130701_2MN2
0001074042
Other Repurchase Agreement
N
ABBOTT LABS COM
2013-06-28
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
349993.28
ALLSTATE CORP COM
2013-06-28
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
349981.80
ARBITRON INC COM
2013-06-28
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
349961.10
BALL CORP COM
2013-06-28
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
349972.70
BERRY PLASTICS GROUP INC COM
2013-06-28
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
349982.64
BLOCK H & R INC COM
2013-06-28
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
349975.59
BOSTON SCIENTIFIC CORP COM
2013-06-28
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
507.10
BROWN FORMAN CORP CL B
2013-06-28
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
349951.02
CENTERPOINT ENERGY INC COM
2013-06-28
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
349977.51
GENWORTH FINL INC COM CL A
2013-06-28
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
349991.92
HERSHEY CO COM
2013-06-28
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
349960.80
INGERSOLL-RAND PLC SHS
2013-06-28
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
349975.43
ISHARES INC MSCI MEX
2013-06-28
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
349943.31
LOEWS CORP COM
2013-06-28
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
349982.13
MCKESSON CORP COM
2013-06-28
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
349945.96
SPRINT NEXTEL CORP COM SER
2013-06-28
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
349998.14
TARGA RES CORP COM
2013-06-28
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
349994.04
TIME WARNER INC COM NEW
2013-06-28
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
349984.46
TOTAL SYS SVCS INC COM
2013-06-28
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
349989.12
TRAVELERS COMPANIES INC COM
2013-06-28
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
349961.04
VULCAN MATLS CO COM
2013-06-28
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
349991.25
WHIRLPOOL CORP COM
2013-06-28
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
349983.76
First Tier Security
N/A
N/A
2013-07-01
2013-07-01
N
N
N
7000000.00
7000000.00
0.0060
Repurchase agreement collateralized by common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
N
7000000.00
7000000.00
Deutsche Bank Securities, Inc
Deutsche Bank Securities, Inc 0.110000%
99ETSZ007_0.1100_M130705_2MN2
0001074042
Government Agency Repurchase Agreement
Y
Fannie Mae
2026-08-01
3.500000
Government Agency Debt
339058.00
268500.85
Fannie Mae
2036-07-01
2.998000
Government Agency Debt
83455083.00
33011499.24
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Deutsche Bank Securities Inc
N/A
N/A
N
N
32000000.00
32000000.00
0.0276
N
32000000.00
32000000.00
Deutsche Bank Securities, Inc
Deutsche Bank Securities, Inc 0.120000%
99ETSZ007_0.1200_M130705_2MN2
0001074042
Government Agency Repurchase Agreement
Y
Freddie Mac
2041-05-15
0.749000
Government Agency Debt
931890.00
400373.29
Freddie Mac
2042-08-15
0.699000
Government Agency Debt
26500000.00
25599626.97
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Deutsche Bank Securities Inc
N/A
N/A
N
N
25000000.00
25000000.00
0.0216
N
24999500.00
24999500.00
DNB Bank ASA
DNB Bank ASA 0.224400%
23330LXX9
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-07-29
2013-11-27
N
N
N
5000000.00
5000000.00
0.0043
N
5000700.00
5000700.00
DNB Bank ASA
DNB Bank ASA 0.060000%
23330LZM1
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
N
N
N
9000000.00
9000000.00
0.0078
N
9000000.00
9000000.00
DNB Bank ASA
DNB Bank ASA 0.245000%
921UCP002
0001498632
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-07-01
2013-07-01
N
N
N
3000000.00
3000000.00
0.0026
N
3000030.00
3000030.00
Eagle Cnty, CO
Housing Facilities RB (BC Housing) Series 1997B 0.210000%
269476AB3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Wells Fargo Bank NA
N/A
N/A
Y
Wells Fargo Bank NA
N/A
N/A
N
1500000.00
1500000.00
0.0013
N
1500000.00
1500000.00
Federal Home Loan Bank
Federal Home Loan Bank 0.075000%
313385HR0
Government Agency Debt
N
First Tier Security
N/A
N/A
2013-07-03
2013-07-03
N
N
N
7000000.00
6999970.83
0.0060
N
6999993.00
6999993.00
Federal Home Loan Bank
Federal Home Loan Bank 0.050000%
313385HR0
Government Agency Debt
N
First Tier Security
N/A
N/A
2013-07-03
2013-07-03
N
N
N
2000000.00
1999994.44
0.0017
N
1999998.00
1999998.00
Federal Home Loan Bank
Federal Home Loan Bank 0.050000%
313385HT6
Government Agency Debt
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
N
N
N
1000000.00
999994.44
0.0009
N
999999.00
999999.00
Freddie Mac
Freddie Mac 0.229400%
3133F3AA1
Government Agency Debt
N
First Tier Security
N/A
N/A
2013-07-10
2014-05-09
N
N
N
25000000.00
25000000.00
0.0216
N
25010875.00
25010875.00
General Electric Capital Corp
General Electric Capital Corp 0.240000%
36959HVT1
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-08-27
2013-08-27
N
N
N
4000000.00
3998480.00
0.0035
N
3999520.00
3999520.00
General Electric Capital Corp
General Electric Capital Corp 0.230000%
36959HX10
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-10-01
2013-10-01
N
N
N
16000000.00
15990595.55
0.0138
N
15994240.00
15994240.00
General Electric Capital Corp
General Electric Capital Corp 0.230000%
36959HXV4
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-10-29
2013-10-29
N
N
N
18000000.00
17986200.00
0.0155
N
17989920.00
17989920.00
General Electric Capital Corp
General Electric Capital Corp 0.230000%
36959HXW2
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-10-30
2013-10-30
N
N
N
2000000.00
1998453.89
0.0017
N
1998860.00
1998860.00
Goldman Sachs & Co
Goldman Sachs & Co 0.560000%
921AAP008_0.5600_M131011_2MN2
0000769993
Other Repurchase Agreement
N
AETNA INC NEW COM
2013-06-28
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
249972.29
BOEING CO COM
2013-06-28
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
249932.45
CAPITAL ONE FINL CORP COM
2013-06-28
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
249945.03
CBS CORP NEW CL B
2013-06-28
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
249953.60
CHEVRON CORP NEW COM
2013-06-28
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
249884.55
COCA COLA CO COM
2013-06-28
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
249974.34
DELPHI AUTOMOTIVE PLC SHS
2013-06-28
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
249951.00
DUKE ENERGY CORP NEW COM NEW
2013-06-28
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
249959.04
EOG RES INC COM
2013-06-28
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
249967.08
MASTERCARD INC CL A
2013-06-28
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
249957.84
MCDONALDS CORP COM
2013-06-28
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
249922.20
MCKESSON CORP COM
2013-06-28
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
249977.91
METLIFE INC COM
2013-06-28
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
249954.20
REALOGY HLDGS CORP COM
2013-06-28
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
249954.94
RENAISSANCERE HOLDINGS LTD COM
2013-06-28
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
249980.00
SCHLUMBERGER LTD COM
2013-06-28
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
1007.02
TEMPUR PEDIC INTL INC COM
2013-06-28
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
249958.80
TIME WARNER CABLE INC COM
2013-06-28
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
249988.20
VALSPAR CORP COM
2013-06-28
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
249972.28
VERIZON COMMUNICATIONS INC COM
2013-06-28
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
249951.00
VISA INC COM CL A
2013-06-28
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
249856.56
VISTEON CORP COM NEW
2013-06-28
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
249996.00
First Tier Security
N/A
N/A
2013-10-11
2013-10-11
N
N
N
5000000.00
5000000.00
0.0043
Repurchase agreement collateralized by common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
Y
5000000.00
5000000.00
Goldman Sachs & Co
Goldman Sachs & Co 0.600000%
921AAP008_0.6000_M130808_2MN2
0000769993
Other Repurchase Agreement
N
AETNA INC NEW COM
2013-06-28
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
49981.74
BOEING CO COM
2013-06-28
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
49924.60
CAPITAL ONE FINL CORP COM
2013-06-28
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
49963.93
CBS CORP NEW CL B
2013-06-28
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
49971.20
CHEVRON CORP NEW COM
2013-06-28
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
49976.91
COCA COLA CO COM
2013-06-28
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
49962.66
DELPHI AUTOMOTIVE PLC SHS
2013-06-28
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
49980.00
DUKE ENERGY CORP NEW COM NEW
2013-06-28
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
49964.80
EOG RES INC COM
2013-06-28
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
49914.81
MASTERCARD INC CL A
2013-06-28
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
49649.16
MCDONALDS CORP COM
2013-06-28
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
49924.65
MCKESSON CORP COM
2013-06-28
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
49926.24
METLIFE INC COM
2013-06-28
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
49972.40
REALOGY HLDGS CORP COM
2013-06-28
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
49961.57
RENAISSANCERE HOLDINGS LTD COM
2013-06-28
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
49996.00
SCHLUMBERGER LTD COM
2013-06-28
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
1150.88
TEMPUR PEDIC INTL INC COM
2013-06-28
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
49965.30
TIME WARNER CABLE INC COM
2013-06-28
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
49997.64
VALSPAR CORP COM
2013-06-28
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
49981.44
VERIZON COMMUNICATIONS INC COM
2013-06-28
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
49980.00
VISA INC COM CL A
2013-06-28
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
49934.46
VISTEON CORP COM NEW
2013-06-28
N/A
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
0.00
49949.00
First Tier Security
N/A
N/A
2013-08-08
2013-08-08
N
N
N
1000000.00
1000000.00
0.0009
Repurchase agreement collateralized by common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
Y
1000500.00
1000500.00
Goldman Sachs & Co
Goldman Sachs & Co 0.060000%
992JYE002_0.0600_M130705_2MN2
0000769993
Government Agency Repurchase Agreement
Y
Fannie Mae
2017-05-01
7.000000
Government Agency Debt
2945552.00
108352.27
Fannie Mae
2017-06-01
5.500000
Government Agency Debt
4000000.00
109952.76
Fannie Mae
2021-03-01
5.500000
Government Agency Debt
667164.00
110155.95
Fannie Mae
2021-04-01
5.000000
Government Agency Debt
512858.00
107863.85
Fannie Mae
2021-07-01
6.000000
Government Agency Debt
6031722.00
112715.76
Fannie Mae
2022-11-01
8.000000
Government Agency Debt
3825043.00
112254.27
Fannie Mae
2023-11-01
6.000000
Government Agency Debt
284815.00
111439.39
Fannie Mae
2024-10-01
6.500000
Government Agency Debt
800000.00
109877.88
Fannie Mae
2025-06-01
4.000000
Government Agency Debt
322064.00
109844.49
Fannie Mae
2025-09-01
4.000000
Government Agency Debt
227714.00
108272.06
Fannie Mae
2025-12-01
3.000000
Government Agency Debt
197469.00
108765.09
Fannie Mae
2025-12-01
4.000000
Government Agency Debt
204871.00
111312.19
Fannie Mae
2026-02-01
4.000000
Government Agency Debt
233090.00
108235.39
Fannie Mae
2026-02-01
5.000000
Government Agency Debt
126936.00
109805.86
Fannie Mae
2026-10-01
3.500000
Government Agency Debt
197658.00
111807.22
Fannie Mae
2026-11-01
3.500000
Government Agency Debt
142386.00
107379.10
Fannie Mae
2027-10-01
7.000000
Government Agency Debt
441203.00
113494.47
Fannie Mae
2028-01-01
2.500000
Government Agency Debt
115156.00
112195.01
Fannie Mae
2029-11-01
7.500000
Government Agency Debt
4400000.00
109374.68
Fannie Mae
2031-06-01
2.441000
Government Agency Debt
13293102.00
108717.97
Fannie Mae
2031-10-01
6.000000
Government Agency Debt
4000000.00
107318.40
Fannie Mae
2031-11-01
6.500000
Government Agency Debt
3290109.00
111313.39
Fannie Mae
2031-12-01
6.000000
Government Agency Debt
3318712.00
109049.16
Fannie Mae
2032-01-01
7.000000
Government Agency Debt
2011527.00
109171.96
Fannie Mae
2032-02-01
2.488000
Government Agency Debt
3000000.00
110800.75
Fannie Mae
2032-05-01
8.500000
Government Agency Debt
932835.00
30574.07
Fannie Mae
2032-09-01
6.500000
Government Agency Debt
880000.00
111139.58
Fannie Mae
2032-10-01
6.500000
Government Agency Debt
1499084.00
106951.15
Fannie Mae
2033-03-01
6.500000
Government Agency Debt
1794457.00
113467.66
Fannie Mae
2034-08-01
6.000000
Government Agency Debt
593251.00
110600.31
Fannie Mae
2034-08-01
6.500000
Government Agency Debt
949241.00
109986.16
Fannie Mae
2034-09-01
4.500000
Government Agency Debt
344194.00
111234.93
Fannie Mae
2034-11-01
6.000000
Government Agency Debt
2844304.00
110707.96
Fannie Mae
2034-12-01
6.500000
Government Agency Debt
1107906.00
112229.48
Fannie Mae
2035-01-01
6.000000
Government Agency Debt
1000000.00
108488.78
Fannie Mae
2035-02-01
6.500000
Government Agency Debt
917167.00
111423.91
Fannie Mae
2035-03-01
6.500000
Government Agency Debt
1250000.00
107506.66
Fannie Mae
2035-04-01
6.000000
Government Agency Debt
1001618.00
112107.96
Fannie Mae
2035-04-01
6.000000
Government Agency Debt
492285.00
111246.00
Fannie Mae
2035-08-01
6.000000
Government Agency Debt
537538.00
112769.26
Fannie Mae
2035-09-01
5.500000
Government Agency Debt
639244.00
107527.73
Fannie Mae
2035-12-01
5.500000
Government Agency Debt
600000.00
109573.19
Fannie Mae
2036-06-01
5.500000
Government Agency Debt
520000.00
108667.74
Fannie Mae
2036-07-01
7.500000
Government Agency Debt
500000.00
109960.78
Fannie Mae
2036-09-01
6.500000
Government Agency Debt
345000.00
106957.09
Fannie Mae
2036-11-01
6.000000
Government Agency Debt
1502926.00
111060.65
Fannie Mae
2036-11-01
6.000000
Government Agency Debt
517278.00
107229.01
Fannie Mae
2037-03-01
5.000000
Government Agency Debt
1722642.00
110278.68
Fannie Mae
2037-07-01
6.000000
Government Agency Debt
246000.00
109752.49
Fannie Mae
2037-08-01
6.500000
Government Agency Debt
500000.00
110449.65
Fannie Mae
2037-10-01
6.000000
Government Agency Debt
875000.00
109808.36
Fannie Mae
2037-10-01
6.500000
Government Agency Debt
1173724.00
111668.56
Fannie Mae
2038-03-01
5.500000
Government Agency Debt
750000.00
109712.04
Fannie Mae
2038-08-01
5.500000
Government Agency Debt
715334.00
108147.40
Fannie Mae
2038-09-01
6.000000
Government Agency Debt
511487.00
108038.76
Fannie Mae
2039-02-01
5.000000
Government Agency Debt
624096.00
109390.38
Fannie Mae
2039-09-01
5.500000
Government Agency Debt
331823.00
107424.88
Fannie Mae
2040-02-01
5.000000
Government Agency Debt
246303.00
110641.31
Fannie Mae
2040-03-01
5.500000
Government Agency Debt
162895.00
107258.88
Fannie Mae
2040-04-01
5.500000
Government Agency Debt
134189.00
108583.05
Fannie Mae
2040-05-01
5.500000
Government Agency Debt
170923.00
110112.53
Fannie Mae
2040-06-01
6.500000
Government Agency Debt
196170.00
112454.67
Fannie Mae
2040-11-01
4.000000
Government Agency Debt
164000.00
111669.31
Fannie Mae
2040-12-01
4.000000
Government Agency Debt
243280.00
109949.50
Fannie Mae
2041-01-01
4.000000
Government Agency Debt
204168.00
112636.70
Fannie Mae
2041-02-01
4.000000
Government Agency Debt
129247.00
113172.35
Fannie Mae
2042-01-01
4.000000
Government Agency Debt
130706.00
108411.00
Fannie Mae
2042-02-01
4.500000
Government Agency Debt
138470.00
108902.93
Fannie Mae
2042-09-01
3.500000
Government Agency Debt
113898.00
108131.95
Fannie Mae
2042-11-01
2.500000
Government Agency Debt
117597.00
106972.31
Fannie Mae
2043-05-01
3.000000
Government Agency Debt
111577.00
108949.26
Fannie Mae
2043-06-01
3.500000
Government Agency Debt
106777.00
108733.37
Freddie Mac
2016-03-01
5.500000
Government Agency Debt
18000000.00
107721.32
Freddie Mac
2017-08-01
5.500000
Government Agency Debt
1166273.00
112437.65
Freddie Mac
2017-09-01
6.000000
Government Agency Debt
4450000.00
108147.86
Freddie Mac
2017-10-01
5.500000
Government Agency Debt
972814.00
109428.24
Freddie Mac
2018-03-01
6.000000
Government Agency Debt
11451666.00
110579.55
Freddie Mac
2018-04-01
4.500000
Government Agency Debt
899492.00
113515.15
Freddie Mac
2018-04-01
4.500000
Government Agency Debt
1359563.00
112600.90
Freddie Mac
2018-08-01
4.000000
Government Agency Debt
786408.00
107863.49
Freddie Mac
2018-10-01
6.000000
Government Agency Debt
1800000.00
110253.82
Freddie Mac
2018-12-01
4.500000
Government Agency Debt
805969.00
113471.64
Freddie Mac
2019-05-01
4.000000
Government Agency Debt
500000.00
112599.81
Freddie Mac
2019-05-01
4.500000
Government Agency Debt
660076.00
111092.96
Freddie Mac
2021-01-01
6.000000
Government Agency Debt
864457.00
108675.92
Freddie Mac
2022-04-01
6.000000
Government Agency Debt
723228.00
111838.57
Freddie Mac
2022-10-01
6.000000
Government Agency Debt
435000.00
112080.99
Freddie Mac
2023-04-01
5.000000
Government Agency Debt
870965.00
111065.13
Freddie Mac
2024-12-01
6.500000
Government Agency Debt
469863.00
108056.36
Freddie Mac
2026-08-01
5.000000
Government Agency Debt
650000.00
108956.12
Freddie Mac
2026-09-01
8.000000
Government Agency Debt
19562679.00
107553.07
Freddie Mac
2027-06-01
3.000000
Government Agency Debt
121000.00
107313.91
Freddie Mac
2029-02-01
6.000000
Government Agency Debt
558365.00
109386.10
Freddie Mac
2029-06-01
7.000000
Government Agency Debt
10001000.00
111159.73
Freddie Mac
2030-06-01
10.000000
Government Agency Debt
1056594.00
110915.66
Freddie Mac
2030-09-01
8.000000
Government Agency Debt
19044766.00
111004.79
Freddie Mac
2030-11-01
8.500000
Government Agency Debt
14116103.00
107343.40
Freddie Mac
2032-03-01
6.000000
Government Agency Debt
1051248.00
30051.45
Freddie Mac
2032-03-01
7.000000
Government Agency Debt
3658930.00
108011.87
Freddie Mac
2032-05-01
6.000000
Government Agency Debt
2562000.00
107458.70
Freddie Mac
2032-08-01
7.000000
Government Agency Debt
1378097.00
110974.41
Freddie Mac
2033-03-01
6.000000
Government Agency Debt
900000.00
112697.32
Freddie Mac
2034-02-01
6.000000
Government Agency Debt
970241.00
111349.56
Freddie Mac
2034-08-01
4.500000
Government Agency Debt
602000.00
111629.91
Freddie Mac
2034-12-01
5.500000
Government Agency Debt
565000.00
108317.62
Freddie Mac
2035-02-01
5.000000
Government Agency Debt
960757.00
110043.18
Freddie Mac
2035-02-01
5.500000
Government Agency Debt
450000.00
113180.13
Freddie Mac
2036-04-01
6.000000
Government Agency Debt
1243336.00
108510.93
Freddie Mac
2036-06-01
6.000000
Government Agency Debt
355401.00
110675.27
Freddie Mac
2037-03-01
5.500000
Government Agency Debt
750000.00
113063.21
Freddie Mac
2037-06-01
5.000000
Government Agency Debt
465248.00
107194.61
Freddie Mac
2037-09-01
6.000000
Government Agency Debt
826000.00
109831.45
Freddie Mac
2038-01-01
6.000000
Government Agency Debt
806588.00
111072.04
Freddie Mac
2038-07-01
6.000000
Government Agency Debt
202270.00
111083.77
Freddie Mac
2038-08-01
6.000000
Government Agency Debt
516947.00
111652.13
Freddie Mac
2038-08-01
6.000000
Government Agency Debt
278346.00
109794.21
Freddie Mac
2039-05-01
4.500000
Government Agency Debt
210000.00
108634.86
Freddie Mac
2040-10-01
5.000000
Government Agency Debt
174133.00
112245.96
Freddie Mac
2041-06-01
5.000000
Government Agency Debt
184233.00
111779.39
Freddie Mac
2042-06-01
4.000000
Government Agency Debt
132000.00
106982.89
Freddie Mac
2042-08-01
3.500000
Government Agency Debt
112835.00
109109.08
Freddie Mac
2043-04-01
3.000000
Government Agency Debt
111000.00
107464.23
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
N
N
N
13000000.00
13000000.00
0.0112
N
12999870.00
12999870.00
Gotham Funding Corp
Gotham Funding Corp 0.190000%
38346LU95
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-07-09
2013-07-09
N
N
Y
Credit / Liquidity
Bank of Tokyo Mitsubishi UFJ Ltd
N/A
N/A
3000000.00
2999873.33
0.0026
N
2999850.00
2999850.00
Govco, LLC
Govco, LLC 0.400000%
38362VZC0
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-12-12
2013-12-12
N
N
Y
Credit / Liquidity
Citibank NA
N/A
N/A
9000000.00
8983600.02
0.0078
N
8984250.00
8984250.00
ING (U.S.) Funding LLC
ING (U.S.) Funding LLC 0.250000%
4497W0W53
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-09-05
2013-09-05
N
Y
ING Bank NV
N/A
N/A
N
1000000.00
999541.67
0.0009
N
999560.00
999560.00
ING Bank NV
ING Bank NV 0.465000%
921LCZ000
0000319432
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-07-17
2013-07-17
N
N
N
6000000.00
6000000.00
0.0052
N
6000900.00
6000900.00
ING Bank NV
ING Bank NV 0.400000%
921REG007
0000319432
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-08-05
2013-08-05
N
N
N
2000000.00
2000000.00
0.0017
N
2000420.00
2000420.00
ING Bank NV
ING Bank NV 0.280000%
922GHP007
0000319432
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-09-06
2013-09-06
N
N
N
13000000.00
13000000.00
0.0112
N
13000520.00
13000520.00
ING Bank NV
ING Bank NV 0.310000%
922LNB000
0000319432
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-11-14
2013-11-14
N
N
N
6000000.00
6000000.00
0.0052
N
6000900.00
6000900.00
JP Morgan Chase & Co
JP Morgan Chase & Co 0.240000%
4662J0Z39
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-12-03
2013-12-03
N
N
N
2000000.00
1997933.33
0.0017
N
1997980.00
1997980.00
JP Morgan Chase & Co
JP Morgan Chase & Co 0.310000%
4662J2X11
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-10-01
2013-10-01
N
N
N
7000000.00
6994454.45
0.0060
N
6996640.00
6996640.00
JP Morgan Chase & Co
JP Morgan Chase & Co 0.310000%
4662J2XA1
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-10-10
2013-10-10
N
N
N
2000000.00
1998260.55
0.0017
N
1998940.00
1998940.00
JP Morgan Chase & Co
JP Morgan Chase & Co 0.340000%
4662J3CA2
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2014-03-10
2014-03-10
N
N
N
1000000.00
997620.00
0.0009
N
997660.00
997660.00
JP Morgan Securities, LLC
JP Morgan Securities, LLC 0.650000%
921ABC006_0.6500_M130801_2MN2
0001168163
Other Repurchase Agreement
N
CSMC 2007-C1
2017-01-15
5.416000
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
3585.00
3490.59
DBUBS 2011 LC3 MTG TR
2044-08-10
5.571200
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
552.00
515.90
EXPORKLORE SA
2031-12-05
4.036200
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
10239.00
10224.25
JP MORGAN CHASE CMBS 2013-C10
2047-12-17
3.142500
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
9504.00
9012.85
JP MORGAN CHASE COMMERCIAL MORTGAGE
2043-06-15
3.853000
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
7537.00
7377.08
JPMORGAN CHASE COMML MTGE SEC
2019-07-15
0.653200
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
4696615.00
4579466.76
First Tier Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
4000000.00
4000000.00
0.0035
Repurchase agreement collateralized by common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
Y
4001840.00
4001840.00
JPMorgan Chase Bank, NA
JPMorgan Chase Bank, NA 0.391600%
48125LAA0
Other Note
N
First Tier Security
N/A
N/A
2013-07-22
2014-07-21
N
N
N
38000000.00
38000000.00
0.0328
N
38014934.00
38014934.00
JPMorgan Chase Bank, NA
JPMorgan Chase Bank, NA 0.250000%
48125PBW2
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-10-29
2013-10-29
N
N
N
1000000.00
1000000.00
0.0009
N
1000170.00
1000170.00
Labcon North America
Taxable Bonds Series 2010 0.510000%
50537AAA2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Bank of the West
N/A
N/A
Y
Bank of the West
N/A
N/A
N
1955000.00
1955000.00
0.0017
N
1955000.00
1955000.00
Lloyds TSB Bank Plc
Lloyds TSB Bank Plc 0.210000%
53943RV55
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-08-05
2013-08-05
N
N
N
1000000.00
999795.83
0.0009
N
999810.00
999810.00
Lloyds TSB Bank Plc
Lloyds TSB Bank Plc 0.495000%
53944LGK1
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-08-19
2013-08-19
N
N
N
3000000.00
3001201.80
0.0026
N
3001350.00
3001350.00
Lloyds TSB Bank Plc
Lloyds TSB Bank Plc 0.200000%
53944LMC2
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-07-25
2013-07-25
N
N
N
1000000.00
1000000.00
0.0009
N
1000030.00
1000030.00
Manhattan Asset Funding Capital Co, LLC
Manhattan Asset Funding Capital Co, LLC 0.220000%
56274LVD3
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-08-13
2013-08-13
N
N
Y
Credit / Liquidity
Sumitomo Mitsui Banking Corp
N/A
N/A
1000000.00
999737.22
0.0009
N
999760.00
999760.00
Market Street Funding Corp
Market Street Funding Corp 0.190000%
5705X4UC6
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-07-12
2013-07-12
N
N
Y
Credit / Liquidity
PNC Bank NA
N/A
N/A
1000000.00
999941.94
0.0009
N
999960.00
999960.00
Market Street Funding Corp
Market Street Funding Corp 0.190000%
5705X4UJ1
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-07-18
2013-07-18
N
N
Y
Credit / Liquidity
PNC Bank NA
N/A
N/A
4000000.00
3999641.11
0.0035
N
3999760.00
3999760.00
Market Street Funding Corp
Market Street Funding Corp 0.170000%
5705X4WD2
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-09-13
2013-09-13
N
N
Y
Credit / Liquidity
PNC Bank NA
N/A
N/A
6000000.00
5997903.33
0.0052
N
5998320.00
5998320.00
Merrill Lynch, Pierce, Fenner & Smith, Inc
Merrill Lynch, Pierce, Fenner & Smith, Inc 0.680000%
921AMD002_0.6800_M130820_2MN2
0000728612
Other Repurchase Agreement
N
AMERICAN TRANSMISSION SYSTEMS INCORP
2022-01-15
5.250000
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
5750797.00
6354808.00
BRINKER INTERNATIONAL
2023-05-15
3.875000
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
1070000.00
1008141.67
CEMEX ESPANA SA LUXEMBOURG BRANCH
2020-05-05
9.250000
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
516705.00
550832.65
COMPUTER SCIENCES CORPORATION
2022-09-15
4.450000
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
1061025.00
1060963.40
HCP, INC.
2020-02-01
2.625000
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
1590628.00
1489104.18
HOST HOTELS RESORTS LP
2021-10-01
6.000000
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
232254.00
255045.08
IASIS HEALTHCARE LLC
2019-05-15
8.375000
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
49710.00
50331.55
INTL LEASE FIN CORP
2014-09-01
6.500000
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
590000.00
626063.75
ISLE OF CAPRI CASINOS INC
2019-03-15
7.750000
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
109868.00
117248.23
METLIFE CAP TR X FRNT 9.
2068-04-08
9.250000
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
269000.00
360460.00
UNION PACIFIC CORPORATION
2042-06-15
4.300000
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
1160370.00
1086861.21
WEYERHAEUSER COMPANY
2019-10-01
7.375000
Other Instrument
common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
2542056.00
3016894.05
First Tier Security
N/A
N/A
2013-08-20
2013-08-20
N
N
N
15000000.00
15000000.00
0.0130
Repurchase agreement collateralized by common stocks, ETFs, corporate bonds, ABS, or non-agency collateralized mortgage obligations
Y
15011550.00
15011550.00
MetLife Short Term Funding LLC
MetLife Short Term Funding LLC 0.170000%
59157TWP4
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-09-23
2013-09-23
N
N
Y
Funding Agreement
MetLife Insurance Company of Connecticut
N/A
N/A
Funding Agreement
Metropolitan Life Insurance Co
N/A
N/A
3000000.00
2998810.00
0.0026
N
2998560.00
2998560.00
Mitsubishi UFJ Trust & Banking Corp
Mitsubishi UFJ Trust & Banking Corp 0.236600%
60682AFP6
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-07-19
2013-12-19
N
N
N
6000000.00
6000000.00
0.0052
N
6000540.00
6000540.00
Mizuho Bank Ltd
Mizuho Bank Ltd 0.240000%
60688RDK6
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-07-01
2013-07-01
N
N
N
3000000.00
3000000.00
0.0026
N
3000030.00
3000030.00
Mizuho Bank Ltd
Mizuho Bank Ltd 0.230000%
60688RDR1
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-07-02
2013-07-02
N
N
N
4000000.00
4000000.00
0.0035
N
4000040.00
4000040.00
Mizuho Bank Ltd
Mizuho Bank Ltd 0.240000%
60688RDU4
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-07-16
2013-07-16
N
N
N
4000000.00
4000000.00
0.0035
N
4000120.00
4000120.00
Mizuho Bank Ltd
Mizuho Bank Ltd 0.230000%
60688RJJ3
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-09-03
2013-09-03
N
N
N
5000000.00
5000000.00
0.0043
N
4999900.00
4999900.00
Mizuho Bank Ltd
Mizuho Bank Ltd 0.220000%
60688RKT9
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-09-16
2013-09-16
N
N
N
2000000.00
2000000.00
0.0017
N
1999920.00
1999920.00
Mizuho Bank Ltd
Mizuho Bank Ltd 0.220000%
60688RLR2
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-09-25
2013-09-25
N
N
N
4000000.00
4000000.00
0.0035
N
3999800.00
3999800.00
Morgan Stanley & Co. LLC
Morgan Stanley & Co. LLC 0.050000%
992JYJ001_0.0500_M130703_2MN2
0000068136
Government Agency Repurchase Agreement
Y
Fannie Mae
2027-11-01
3.000000
Government Agency Debt
6738591.00
5767695.76
Fannie Mae
2043-04-01
3.500000
Government Agency Debt
19850725.00
20005205.05
First Tier Security
N/A
N/A
2013-07-03
2013-07-03
N
N
N
25000000.00
25000000.00
0.0216
N
25000000.00
25000000.00
National Australia Bank Ltd
National Australia Bank Ltd 0.250000%
63253TUK2
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-02-28
2014-02-28
N
N
N
8000000.00
8000000.00
0.0069
N
7999440.00
7999440.00
National Australia Bank Ltd
National Australia Bank Ltd 0.213800%
922JZQ009
0000833029
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-07-03
2014-03-03
N
N
N
2000000.00
2000000.00
0.0017
N
2000000.00
2000000.00
National Australia Funding (Delaware) Inc
National Australia Funding (Delaware) Inc 0.180000%
63253JWB2
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-09-11
2013-09-11
N
Y
National Australia Bank Ltd
N/A
N/A
N
8000000.00
7997120.00
0.0069
N
7997520.00
7997520.00
Nationwide Building Society
Nationwide Building Society 0.260000%
6385E0X40
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-10-04
2013-10-04
N
N
N
2700000.00
2698147.50
0.0023
N
2697948.00
2697948.00
Nieuw Amsterdam Receivables Corp
Nieuw Amsterdam Receivables Corp 0.200000%
65409RW63
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-09-06
2013-09-06
N
N
Y
Credit / Liquidity
Rabobank Nederland
N/A
N/A
5000000.00
4998138.88
0.0043
N
4998100.00
4998100.00
NRW.BANK
NRW.BANK 0.110000%
62939LU15
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-07-01
2013-07-01
N
N
N
4000000.00
4000000.00
0.0035
N
3999960.00
3999960.00
NRW.BANK
NRW.BANK 0.105000%
62939LU31
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-07-03
2013-07-03
N
N
N
13000000.00
12999924.17
0.0112
N
12999740.00
12999740.00
Rabobank Nederland
Rabobank Nederland 0.273300%
21684BFY5
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-07-05
2014-03-04
N
N
N
9000000.00
9000000.00
0.0078
N
9000270.00
9000270.00
Reckitt Benckiser Treasury Services PLC
Reckitt Benckiser Treasury Services PLC 0.520000%
7562E0U20
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-07-02
2013-07-02
N
Y
Reckitt Benckiser Group Plc
N/A
N/A
N
2500000.00
2499963.89
0.0022
N
2499975.00
2499975.00
Ridgefield Funding Company, LLC
Ridgefield Funding Company, LLC 0.350000%
76582JUS1
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-07-26
2013-07-26
N
N
Y
Guaranty
BNP Paribas
N/A
N/A
4000000.00
3999027.78
0.0035
N
3999560.00
3999560.00
Ridgefield Funding Company, LLC
Ridgefield Funding Company, LLC 0.350000%
76582JV68
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-08-06
2013-08-06
N
N
Y
Guaranty
BNP Paribas
N/A
N/A
1000000.00
999650.00
0.0009
N
999840.00
999840.00
Royal Bank of Canada
Royal Bank of Canada 0.313000%
78009NNL6
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-07-24
2014-06-24
N
N
N
19000000.00
19000000.00
0.0164
N
19002850.00
19002850.00
Royal Park Investments Funding Corp (Kingdom of Belgium Govt Guarantee)
Royal Park Investments Funding Corp (Kingdom of Belgium Govt Guarantee) 0.250000%
78064TQY4
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-07-12
2013-07-12
N
Y
Kingdom of Belgium Govt
N/A
N/A
N
5000000.00
4999618.06
0.0043
N
4999750.00
4999750.00
Sheffield Receivables Corp
Sheffield Receivables Corp 0.210000%
82124LUJ9
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-07-18
2013-07-18
N
N
Y
Letter of Credit
Barclays Bank Plc
N/A
N/A
2000000.00
1999801.67
0.0017
N
1999840.00
1999840.00
Sheffield Receivables Corp
Sheffield Receivables Corp 0.200000%
82124LW57
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-09-05
2013-09-05
N
N
Y
Letter of Credit
Barclays Bank Plc
N/A
N/A
4000000.00
3998533.33
0.0035
N
3998480.00
3998480.00
Skandinaviska Enskilda Banken AB
Skandinaviska Enskilda Banken AB 0.270000%
83050TV16
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
1200000.00
1199721.00
0.0010
N
1199868.00
1199868.00
Skandinaviska Enskilda Banken AB
Skandinaviska Enskilda Banken AB 0.230000%
83050TWJ6
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-09-18
2013-09-18
N
N
N
4000000.00
3997981.11
0.0035
N
3998240.00
3998240.00
Skandinaviska Enskilda Banken AB
Skandinaviska Enskilda Banken AB 0.280000%
83051HJG2
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-10-08
2013-10-08
N
N
N
1000000.00
1000000.00
0.0009
N
1000110.00
1000110.00
Skandinaviska Enskilda Banken AB
Skandinaviska Enskilda Banken AB 0.290000%
83051HKY1
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-12-13
2013-12-13
N
N
N
4000000.00
4000000.00
0.0035
N
3999800.00
3999800.00
Societe Generale
Societe Generale 0.330000%
83368NDU2
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
5000000.00
5000000.00
0.0043
N
5000500.00
5000500.00
Societe Generale
Societe Generale 0.680000%
83369TJZ1
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-07-01
2013-07-01
N
N
N
6000000.00
6000000.00
0.0052
N
6000240.00
6000240.00
Societe Generale North America, Inc
Societe Generale North America, Inc 0.290000%
83365RWH4
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-09-17
2013-09-17
N
Y
Societe Generale
N/A
N/A
N
1000000.00
999371.67
0.0009
N
999400.00
999400.00
Sumitomo Mitsui Banking Corp
Sumitomo Mitsui Banking Corp 0.330000%
86562CEF5
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-01-17
2014-01-17
N
N
N
7000000.00
7000000.00
0.0060
N
7001540.00
7001540.00
Sumitomo Mitsui Banking Corp
Sumitomo Mitsui Banking Corp 0.230000%
86562CHE5
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
6000000.00
6000000.00
0.0052
N
6000120.00
6000120.00
Sumitomo Mitsui Banking Corp
Sumitomo Mitsui Banking Corp 0.230000%
86562CJH6
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-08-06
2013-08-06
N
N
N
3000000.00
3000000.00
0.0026
N
3000060.00
3000060.00
Sumitomo Mitsui Banking Corp
Sumitomo Mitsui Banking Corp 0.230000%
86562CMJ8
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-08-19
2013-08-19
N
N
N
4000000.00
4000000.00
0.0035
N
4000120.00
4000120.00
Sumitomo Mitsui Banking Corp
Sumitomo Mitsui Banking Corp 0.230000%
86562CNF5
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-08-22
2013-08-22
N
N
N
1000000.00
1000000.00
0.0009
N
1000030.00
1000030.00
Sumitomo Mitsui Banking Corp
Sumitomo Mitsui Banking Corp 0.230000%
86562CPZ9
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-09-04
2013-09-04
N
N
N
1000000.00
1000000.00
0.0009
N
999960.00
999960.00
Sumitomo Mitsui Banking Corp
Sumitomo Mitsui Banking Corp 0.230000%
86562CQG0
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-09-09
2013-09-09
N
N
N
1000000.00
1000000.00
0.0009
N
999960.00
999960.00
Sumitomo Mitsui Banking Corp
Sumitomo Mitsui Banking Corp 0.230000%
86562CQS4
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-09-10
2013-09-10
N
N
N
1000000.00
1000000.00
0.0009
N
999960.00
999960.00
Sumitomo Mitsui Banking Corp
Sumitomo Mitsui Banking Corp 0.230000%
86562CQX3
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-09-10
2013-09-10
N
N
N
1000000.00
1000000.00
0.0009
N
999960.00
999960.00
Sumitomo Mitsui Banking Corp
Sumitomo Mitsui Banking Corp 0.360000%
86562D2U3
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-10-22
2013-10-22
N
N
N
9000000.00
9000000.00
0.0078
N
9002880.00
9002880.00
Sumitomo Mitsui Banking Corp
Sumitomo Mitsui Banking Corp 0.310000%
86562DW55
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-07-08
2013-07-08
N
N
N
5000000.00
5000000.00
0.0043
N
5000150.00
5000150.00
Sumitomo Mitsui Trust Bank Ltd
Sumitomo Mitsui Trust Bank Ltd 0.230000%
86562W5F1
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-07-02
2013-07-02
N
N
N
5000000.00
5000000.00
0.0043
N
5000000.00
5000000.00
Sumitomo Mitsui Trust Bank Ltd
Sumitomo Mitsui Trust Bank Ltd 0.240000%
86562W5Q7
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-07-23
2013-07-23
N
N
N
8000000.00
8000000.00
0.0069
N
8000240.00
8000240.00
Sumitomo Mitsui Trust Bank Ltd
Sumitomo Mitsui Trust Bank Ltd 0.240000%
86562W6D5
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-08-05
2013-08-05
N
N
N
3000000.00
3000000.00
0.0026
N
3000090.00
3000090.00
Sumitomo Mitsui Trust Bank Ltd
Sumitomo Mitsui Trust Bank Ltd 0.230000%
86562W7L6
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-09-06
2013-09-06
N
N
N
2000000.00
2000000.00
0.0017
N
1999920.00
1999920.00
Svenska Handelsbanken AB
Svenska Handelsbanken AB 0.180000%
86958CYR9
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-09-03
2013-09-03
N
N
N
8000000.00
8000000.00
0.0069
N
7999680.00
7999680.00
Swedbank AB
Swedbank AB 0.271600%
87019QT81
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-07-22
2013-12-20
N
N
N
3000000.00
3000000.00
0.0026
N
2999910.00
2999910.00
Swedbank AB
Swedbank AB 0.210000%
87019RV60
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-08-06
2013-08-06
N
N
N
1000000.00
999790.00
0.0009
N
999820.00
999820.00
Texas
Veterans Housing Assistance Taxable Refunding Bonds Series 1994A2 0.190000%
8827162D4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Texas
N/A
N/A
N
N
1000000.00
1000000.00
0.0009
N
1000000.00
1000000.00
Texas
Veterans Land Taxable Refunding Bonds Series 2006A 0.190000%
882721JT1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
Y
Texas
N/A
N/A
N
N
1805000.00
1805000.00
0.0016
N
1805000.00
1805000.00
Thunder Bay Funding, LLC
Thunder Bay Funding, LLC 0.200000%
88602TVT7
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-08-27
2013-08-27
N
N
Y
Standby Purchase Agreement
Royal Bank of Canada
N/A
N/A
8000000.00
7997466.67
0.0069
N
7997360.00
7997360.00
Toronto-Dominion Bank
Toronto-Dominion Bank 0.170000%
89112W4E4
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-09-17
2013-09-17
N
N
N
7000000.00
7000000.00
0.0060
N
7000630.00
7000630.00
Toronto-Dominion Bank
Toronto-Dominion Bank 0.140000%
89112W5H6
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-07-16
2013-07-16
N
N
N
4000000.00
4000000.00
0.0035
N
4000040.00
4000040.00
Toronto-Dominion Bank
Toronto-Dominion Bank 0.200000%
89112W7F8
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-10-25
2013-10-25
N
N
N
11000000.00
11000000.00
0.0095
N
11000770.00
11000770.00
Toronto-Dominion Bank
Toronto-Dominion Bank 0.230000%
89112WU54
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-11-06
2013-11-06
N
N
N
21000000.00
21000000.00
0.0181
N
21001470.00
21001470.00
Toronto-Dominion Bank
Toronto-Dominion Bank 0.400000%
89112X2J3
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-08-27
2013-08-27
N
N
N
6000000.00
6000000.00
0.0052
N
6002700.00
6002700.00
Toyota Motor Credit Corp
Toyota Motor Credit Corp 0.231600%
89233AAC3
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-07-22
2014-02-14
N
N
Y
Support Agreement
Toyota Motor Corp
N/A
N/A
2000000.00
2000000.00
0.0017
N
2000060.00
2000060.00
Toyota Motor Credit Corp
Toyota Motor Credit Corp 0.200000%
89233GUH7
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-07-17
2013-07-17
N
N
Y
Support Agreement
Toyota Motor Corp
N/A
N/A
3000000.00
2999733.33
0.0026
N
2999880.00
2999880.00
Toyota Motor Credit Corp
Toyota Motor Credit Corp 0.180000%
89233GWQ5
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-09-24
2013-09-24
N
N
Y
Support Agreement
Toyota Motor Corp
N/A
N/A
3000000.00
2998725.00
0.0026
N
2998920.00
2998920.00
Toyota Motor Credit Corp
Toyota Motor Credit Corp 0.250000%
89233HBL7
Other Commercial Paper
N
First Tier Security
N/A
N/A
2014-02-20
2014-02-20
N
N
Y
Support Agreement
Toyota Motor Corp
N/A
N/A
8000000.00
7987000.00
0.0069
N
7987360.00
7987360.00
Victory Receivables Corp
Victory Receivables Corp 0.200000%
92646KUK6
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-07-19
2013-07-19
N
N
Y
Credit / Liquidity
Bank of Tokyo Mitsubishi UFJ Ltd
N/A
N/A
5000000.00
4999500.00
0.0043
N
4999500.00
4999500.00
Wells Fargo Bank, NA
Wells Fargo Bank, NA 0.180000%
9497P6B98
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-08-14
2013-08-14
N
N
N
16000000.00
16000000.00
0.0138
N
16001280.00
16001280.00
Wells Fargo Bank, NA
Wells Fargo Bank, NA 0.241600%
9497P6F45
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-07-22
2014-05-20
N
N
N
10000000.00
10000000.00
0.0086
N
9998700.00
9998700.00
Wells Fargo Bank, NA
Wells Fargo Bank, NA 0.130000%
9497P6ZC5
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-07-01
2013-09-06
N
N
N
17000000.00
17000000.00
0.0147
N
17001530.00
17001530.00
Westpac Banking Corp
Westpac Banking Corp 0.442400%
96121TPP7
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-07-11
2013-07-11
N
N
N
4000000.00
4000000.00
0.0035
N
4000320.00
4000320.00
Westpac Banking Corp
Westpac Banking Corp 0.432500%
96121TPS1
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-07-18
2013-07-18
N
N
N
12000000.00
12000000.00
0.0104
N
12001800.00
12001800.00
Westpac Banking Corp
Westpac Banking Corp 0.290000%
96121TSN9
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-07-01
2014-04-25
N
N
N
3000000.00
3000000.00
0.0026
N
3002190.00
3002190.00
Whistlejacket Capital, LLC
Whistlejacket Capital, LLC
96335WFX6
Other Note
N
No Longer an Eligible Security
N/A
N/A
2015-04-29
2015-04-29
N
N
N
49258.47
49258.47
0.0000
All Whistlejacket notes were sold at auction on 4/29/09. The remaining investment represents an interest in a small residual fund that is being held to cover any remaining expenses and liabilities associated with receivership.
Y
44140.51
44140.51
Whistlejacket Capital, LLC
Whistlejacket Capital, LLC
96335WGE7
Other Note
N
No Longer an Eligible Security
N/A
N/A
2015-04-29
2015-04-29
N
N
N
24610.09
24610.09
0.0000
All Whistlejacket notes were sold at auction on 4/29/09. The remaining investment represents an interest in a small residual fund that is being held to cover any remaining expenses and liabilities associated with receivership.
Y
22053.10
22053.10
Whistlejacket Capital, LLC
Whistlejacket Capital, LLC
96432XKB8
Other Note
N
No Longer an Eligible Security
N/A
N/A
2015-04-29
2015-04-29
N
N
N
24602.17
24602.17
0.0000
All Whistlejacket notes were sold at auction on 4/29/09. The remaining investment represents an interest in a small residual fund that is being held to cover any remaining expenses and liabilities associated with receivership.
Y
22046.01
22046.01
Whistlejacket Capital, LLC
Whistlejacket Capital, LLC
96432XKM4
Other Note
N
No Longer an Eligible Security
N/A
N/A
2015-04-29
2015-04-29
N
N
N
24600.45
24600.45
0.0000
All Whistlejacket notes were sold at auction on 4/29/09. The remaining investment represents an interest in a small residual fund that is being held to cover any remaining expenses and liabilities associated with receivership.
Y
22044.47
22044.47