0001145549-13-001443.txt : 20130401
0001145549-13-001443.hdr.sgml : 20130401
20130207130123
ACCESSION NUMBER: 0001145549-13-001443
CONFORMED SUBMISSION TYPE: N-MFP
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130131
FILED AS OF DATE: 20130207
DATE AS OF CHANGE: 20130207
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS
CENTRAL INDEX KEY: 0000857156
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: N-MFP
SEC ACT: 1933 Act
SEC FILE NUMBER: 811-05954
FILM NUMBER: 13581213
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 1-800-648-5300
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS
DATE OF NAME CHANGE: 19920703
0000857156
S000019114
Schwab California AMT Tax-Free Money Fund
C000052863
Value Advantage Shares
SNKXX
N-MFP
1
primary_doc.xml
N-MFP
N-MFP
LIVE
N
2013-01-31
0000857156
S000019114
1
N
N
N
N
033-31894
Charles Schwab Investment Management, Inc.
801-35905
PricewaterhouseCoopers LLP
San Francisco
CA
Charles Schwab Investment Management, Inc.
Boston Financial Data Services, Inc.
0000275143
84-00896
N
N
N
Single State Fund
41
49
161513168.77
372765.11
25237.92
161860695.96
0.0018
1.0004
2013-01-31
1.0004
2013-01-31
C000052863
25000.00
161860695.96
1.00
2421816.71
6070012.63
3648195.92
0.0001
1.0004
2013-01-31
1.0004
2013-01-31
Alameda Cnty IDA
RB (Dale Hardware) Series 2010 0.120000%
01110RAA3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-02-07
2013-02-07
Y
Comerica Bank
N/A
N/A
Y
Comerica Bank
N/A
N/A
N
2575000.00
2575000.00
0.0159
N
2575000.00
2575000.00
Anaheim Public Financing Auth
Electric System Second Lien RB Series 2004 0.130000%
03255MPM3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-02-07
2013-02-07
Y
Morgan Stanley Bank NA
N/A
N/A
Y
Berkshire Hathaway Assurance Corp
N/A
N/A
N
2700000.00
2700000.00
0.0167
N
2700000.00
2700000.00
Anaheim Public Financing Auth
Refunding RB (Electric Distribution System) Series 2012A 0.110000%
18886EAG5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-02-07
2013-02-07
Y
State Street Bank & Trust Company NA
N/A
N/A
N
Y
Obligor
Anaheim Electric System
N/A
N/A
2000000.00
2000000.00
0.0124
N
2000000.00
2000000.00
Bay Area Toll Auth
Toll Bridge RB Series 2006F 0.110000%
46633VSC4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-02-07
2013-02-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
2085000.00
2085000.00
0.0129
N
2085000.00
2085000.00
Bay Area Toll Auth
Toll Bridge RB Series 2009F1 0.140000%
74703YMA5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-02-07
2013-02-07
Y
Bank of America NA
N/A
N/A
N
N
1305000.00
1305000.00
0.0081
N
1305000.00
1305000.00
California
RAN 2012-2013 Series A2 2.500000%
13063BB68
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-06-20
2013-06-20
N
N
N
1700000.00
1713414.32
0.0106
N
1714671.00
1714671.00
California
GO Bonds Series 2003B3 0.070000%
13063BCN0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-02-07
2013-02-07
Y
California Public Employees' Retirement System
N/A
N/A
California State Teachers Retirement System
N/A
N/A
JPMorgan Chase Bank NA
N/A
N/A
Y
California Public Employees' Retirement System
N/A
N/A
California State Teachers Retirement System
N/A
N/A
JPMorgan Chase Bank NA
N/A
N/A
N
4400000.00
4400000.00
0.0272
N
4400000.00
4400000.00
California
Economic Recovery Bonds Series 2004A 4.000000%
13067JBA8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-07-01
2013-07-01
N
N
Y
Obligor
California Economic Recovery
N/A
N/A
785000.00
796850.56
0.0049
N
797018.35
797018.35
California Dept of Water Resources
Power Supply RB Series 2010M 5.000000%
13066YRQ4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-05-01
2013-05-01
N
N
N
1000000.00
1011599.14
0.0062
N
1011580.00
1011580.00
California Educational Facilities Auth
RB (Univ of Southern California) Series 2009A 0.130000%
05248RDV0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-02-07
2013-02-07
Y
Deutsche Bank AG
N/A
N/A
N
Y
Obligor
Univ of Southern California
N/A
N/A
2220000.00
2220000.00
0.0137
N
2220000.00
2220000.00
California Health Facilities Financing Auth
RB (Kaiser Permanente) Series 2006C 0.090000%
13033FK74
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-02-07
2013-02-07
Y
Kaiser Permanente
N/A
N/A
N
Y
Obligor
Kaiser Permanente
N/A
N/A
1700000.00
1700000.00
0.0105
N
1700000.00
1700000.00
California Health Facilities Financing Auth
RB (Sutter Health) Series 2011B 0.110000%
13033LMM6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-02-07
2013-02-07
Y
Citibank NA
N/A
N/A
N
Y
Obligor
Sutter Health
N/A
N/A
2100000.00
2100000.00
0.0130
N
2100000.00
2100000.00
California Infrastructure & Economic Development Bank
RB (Asian-American Drug Abuse Program) Series 2008 0.180000%
13033WP80
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-02-07
2013-02-07
Y
Comerica Bank
N/A
N/A
Y
Comerica Bank
N/A
N/A
N
3230000.00
3230000.00
0.0200
N
3230000.00
3230000.00
California Infrastructure & Economic Development Bank
RB (Casa Loma College) Series 2009 0.150000%
13033WX57
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-02-07
2013-02-07
Y
Comerica Bank
N/A
N/A
Y
Comerica Bank
N/A
N/A
N
1915000.00
1915000.00
0.0118
N
1915000.00
1915000.00
California Infrastructure & Economic Development Bank
Refunding RB (J. Paul Getty Trust) Series 2007A1 2.500000%
13033WX81
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-04-01
2013-04-01
N
N
Y
Obligor
J. Paul Getty Trust
N/A
N/A
4020000.00
4033918.59
0.0249
N
4034552.40
4034552.40
California Pollution Control Financing Auth
Pollution Control Refunding RB (PG&E) Series 1996E 0.080000%
130534XX3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-02-01
2013-02-01
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
1400000.00
1400000.00
0.0086
N
1400000.00
1400000.00
California Pollution Control Financing Auth
Solid Waste Disposal RB (BLT Enterprises of Fremont) Series 2010 0.110000%
130536PP4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-02-07
2013-02-07
Y
Union Bank NA
N/A
N/A
Y
Union Bank NA
N/A
N/A
N
2270000.00
2270000.00
0.0140
N
2270000.00
2270000.00
California School Cash Reserve Program Auth
Sr Bonds 2012-2013 Series B 2.000000%
130583ET0
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-06-03
2013-06-03
N
N
Y
Obligor
California School Cash Reserve Program Auth
N/A
N/A
Obligor
Madera County Board of Education
N/A
N/A
Obligor
Morgan Hill Unified School District CA
N/A
N/A
Obligor
Pacific Grove USD
N/A
N/A
Obligor
Sonama Valley USD
N/A
N/A
810000.00
814693.95
0.0050
N
814689.90
814689.90
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2009A 5.000000%
130795D53
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-04-01
2013-04-01
N
N
Y
Obligor
Kaiser Permanente
N/A
N/A
3270000.00
3294680.55
0.0204
N
3294492.30
3294492.30
California Statewide Communities Development Auth
RB (Proposition 1A Receivables) Series 2009 4.000000%
130795R58
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-06-15
2013-06-15
N
N
Y
Obligor
California
N/A
N/A
185000.00
187474.16
0.0012
N
187543.75
187543.75
California Statewide Communities Development Auth
RB (Proposition 1A Receivables) Series 2009 5.000000%
130795R66
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-15
2013-06-15
N
N
Y
Obligor
California
N/A
N/A
3180000.00
3234367.68
0.0200
N
3235173.00
3235173.00
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2008B 0.220000%
13079JCJ4
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-03-14
2013-03-14
N
N
Y
Obligor
Kaiser Permanente
N/A
N/A
500000.00
500000.00
0.0031
N
500000.00
500000.00
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2009B2 0.260000%
13079RAF6
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-02-05
2013-02-05
N
N
Y
Obligor
Kaiser Permanente
N/A
N/A
2000000.00
2000000.00
0.0124
N
2000040.00
2000040.00
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2012A 0.100000%
94987KDM4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-02-07
2013-02-07
Y
Wells Fargo Bank NA
N/A
N/A
Y
Wells Fargo Bank NA
N/A
N/A
N
1995000.00
1995000.00
0.0123
N
1995000.00
1995000.00
Chaffey CCD
GO Bonds Series 2005B 0.170000%
05248PG66
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-02-07
2013-02-07
Y
Bank of America NA
N/A
N/A
N
N
6600000.00
6600000.00
0.0408
N
6600000.00
6600000.00
Coast CCD
GO Bonds Series 2006B 0.100000%
25154LM84
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-02-07
2013-02-07
Y
Deutsche Bank AG
N/A
N/A
N
N
1225000.00
1225000.00
0.0076
N
1225000.00
1225000.00
Contra Costa Water District
Extendible CP 0.180000%
21221VAD2
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-04-03
2013-10-06
N
N
N
1620000.00
1620000.00
0.0100
N
1619967.60
1619967.60
East Bay Municipal Utility District
Wastewater System Sub Refunding RB Series 2007B 5.000000%
271012BE5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-01
2013-06-01
N
N
N
400000.00
406117.27
0.0025
N
406192.00
406192.00
East Bay Municipal Utility District
Water System Refunding RB Series 2008A2 0.080000%
271014TW2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-02-07
2013-02-07
Y
US Bank NA
N/A
N/A
N
N
1700000.00
1700000.00
0.0105
N
1700000.00
1700000.00
East Bay Municipal Utility District
Water System Sub Refunding RB Series 2010A 0.100000%
271014UK6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-02-07
2013-02-07
Y
Citibank NA
N/A
N/A
N
N
240000.00
240000.00
0.0015
N
240000.00
240000.00
East Bay Municipal Utility District
Water System Refunding RB Series 2009A2 0.110000%
271014UT7
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-02-07
2013-03-01
N
N
N
260000.00
260000.00
0.0016
N
260018.20
260018.20
East Bay Municipal Utility District
Water System Refunding RB Series 2009A1 0.100000%
271014WF5
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-02-07
2013-12-03
N
N
N
1000000.00
1000000.00
0.0062
N
1000090.00
1000090.00
East Bay Municipal Utility District
Water System Extendible CP 0.170000%
27102BFE0
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-02-11
2013-09-01
N
N
N
1300000.00
1300000.00
0.0080
N
1300026.00
1300026.00
East Bay Municipal Utility District
Water System Extendible CP 0.230000%
27102EET2
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-02-19
2013-08-12
N
N
N
1000000.00
1000000.00
0.0062
N
1000030.00
1000030.00
Elsinore Valley Municipal Water District
Refunding COP Series 2011A 0.110000%
290319ET5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-02-07
2013-02-07
Y
Union Bank NA
N/A
N/A
Y
Union Bank NA
N/A
N/A
N
1215000.00
1215000.00
0.0075
N
1215000.00
1215000.00
Foothill-DeAnza CCD
GO Bonds Series C 0.100000%
07330CFH7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-02-07
2013-02-07
Y
Branch Banking & Trust Co
N/A
N/A
N
N
1200000.00
1200000.00
0.0074
N
1200000.00
1200000.00
Foothill-DeAnza CCD
GO Bonds Series B 0.100000%
25154L2M5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-02-07
2013-02-07
Y
Deutsche Bank AG
N/A
N/A
N
N
355000.00
355000.00
0.0022
N
355000.00
355000.00
Foothill-DeAnza CCD
GO Bonds Series A 0.100000%
25154L5Z3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-02-07
2013-02-07
Y
Deutsche Bank AG
N/A
N/A
N
N
242000.00
242000.00
0.0015
N
242000.00
242000.00
Golden State Tobacco Securitization Corp
Tobacco Settlement Asset-Backed Bonds Series 2003A2 7.900000%
38122NAA0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-01
2013-06-01
N
N
Y
Escrow
Escrow
N/A
N/A
1000000.00
1025129.61
0.0063
N
1024990.00
1024990.00
Golden State Tobacco Securitization Corp
Tobacco Settlement Asset-Backed Bonds Series 2003A1 6.250000%
38122NAP7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-01
2013-06-01
N
N
Y
Escrow
Escrow
N/A
N/A
290000.00
295609.39
0.0018
N
295704.30
295704.30
Golden State Tobacco Securitization Corp
Tobacco Settlement Asset-Backed Bonds Series 2003A1 6.750000%
38122NAQ5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-01
2013-06-01
N
N
Y
Escrow
Escrow
N/A
N/A
2865000.00
2925945.67
0.0181
N
2925967.20
2925967.20
Golden State Tobacco Securitization Corp
Tobacco Settlement Asset-Backed Bonds Series 2003A1 6.625000%
38122NAR3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-01
2013-06-01
N
N
Y
Escrow
Escrow
N/A
N/A
1185000.00
1209896.96
0.0075
N
1209742.80
1209742.80
Golden State Tobacco Securitization Corp
Enhanced Tobacco Settlement Asset-Backed Bonds Series 2003B 5.500000%
38122NBV3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-01
2013-06-01
N
N
Y
Escrow
Escrow
N/A
N/A
55000.00
55917.61
0.0003
N
55949.30
55949.30
Golden State Tobacco Securitization Corp
Enhanced Tobacco Settlement Asset-Backed Bonds Series 2003B 5.625000%
38122NBW1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-01
2013-06-01
N
N
Y
Escrow
Escrow
N/A
N/A
365000.00
371427.13
0.0023
N
371445.90
371445.90
Golden State Tobacco Securitization Corp
Enhanced Tobacco Settlement Asset-Backed Bonds Series 2003B 5.000000%
38122NBX9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-01
2013-06-01
N
N
Y
Escrow
Escrow
N/A
N/A
1180000.00
1198312.22
0.0074
N
1198467.00
1198467.00
Golden State Tobacco Securitization Corp
Enhanced Tobacco Settlement Asset-Backed Bonds Series 2003B 5.500000%
38122NBY7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-01
2013-06-01
N
N
Y
Escrow
Escrow
N/A
N/A
450000.00
457678.90
0.0028
N
457767.00
457767.00
Golden State Tobacco Securitization Corp
Enhanced Tobacco Settlement Asset-Backed Bonds Series 2003B 5.500000%
38122NDT6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-01
2013-06-01
N
N
Y
Escrow
Escrow
N/A
N/A
905000.00
920458.71
0.0057
N
920620.30
920620.30
Golden State Tobacco Securitization Corp
Enhanced Tobacco Settlement Asset-Backed Bonds Series 2003B 5.500000%
38122NDU3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-01
2013-06-01
N
N
Y
Escrow
Escrow
N/A
N/A
530000.00
539111.89
0.0033
N
539147.80
539147.80
Grossmont Healthcare District CA
GO Bonds Series 2011B 0.100000%
399223BW5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-02-07
2013-02-07
Y
Credit Suisse AG
N/A
N/A
N
N
1200000.00
1200000.00
0.0074
N
1200000.00
1200000.00
Hesperia Public Financing Authority
RB Series 2004 0.170000%
42805GAP8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-02-07
2013-02-07
Y
Bank of America NA
N/A
N/A
Y
Bank of America NA
N/A
N/A
N
2055000.00
2055000.00
0.0127
N
2055000.00
2055000.00
Kings Cnty Housing Auth
M/F Housing Refunding RB (Edgewater Isle Apts) Series 2001A 0.110000%
495795AF3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-02-07
2013-02-07
Y
Fannie Mae
N/A
N/A
Y
Fannie Mae
N/A
N/A
N
2300000.00
2300000.00
0.0142
N
2300000.00
2300000.00
Los Angeles
GO Bonds Series 2004A 4.000000%
544351AJ8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-09-01
2013-09-01
N
N
N
600000.00
612723.26
0.0038
N
612996.00
612996.00
Los Angeles
Wastewater System Refunding RB Series 2005A 0.110000%
5446522G4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-02-07
2013-02-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
Los Angeles Wastewater System
N/A
N/A
500000.00
500000.00
0.0031
N
500000.00
500000.00
Los Angeles CCD
GO Bonds Series 2007A 0.130000%
54438CNM0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-02-07
2013-02-07
Y
Citibank NA
N/A
N/A
N
N
3000000.00
3000000.00
0.0185
N
3000000.00
3000000.00
Los Angeles Cnty Metropolitan Transportation Auth
Sales Tax Refunding RB Second Sr Bonds Series 2009E 4.000000%
544712T69
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-07-01
2013-07-01
N
N
Y
Obligor
Los Angeles Cnty Metropolitan Transportation Auth-Prop C
N/A
N/A
500000.00
507653.58
0.0031
N
507635.00
507635.00
Los Angeles Cnty Metropolitan Transportation Auth
Sales Tax Refunding RB Second Sr Series 2003A 5.250000%
544712UR1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-07-01
2013-07-01
N
N
Y
Obligor
Los Angeles Cnty Metropolitan Transportation Auth-Prop C
N/A
N/A
150000.00
152961.92
0.0009
N
153051.00
153051.00
Los Angeles Cnty Metropolitan Transportation Auth
First Tier Sr Sales Tax Refunding RB Series 2008A3&A4 0.140000%
74926YSP7
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-02-07
2013-04-01
N
Y
Royal Bank of Canada
N/A
N/A
Y
Tender Option
Royal Bank of Canada
N/A
N/A
1990000.00
1990000.00
0.0123
N
1990000.00
1990000.00
Los Angeles Dept of Airports
Sub Revenue CP Notes Series D4 0.230000%
54455DAC2
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-02-21
2013-02-21
N
Y
Wells Fargo Bank NA
N/A
N/A
N
1000000.00
1000000.00
0.0062
N
1000030.00
1000030.00
Los Angeles Dept of Airports
Airport Sr RB Series 2010A 0.100000%
74703YBS8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-02-07
2013-02-07
Y
Bank of America NA
N/A
N/A
N
N
2160000.00
2160000.00
0.0133
N
2160000.00
2160000.00
Los Angeles Dept of Water & Power
Power System RB Series 2007A1 0.110000%
46633VUF4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-02-07
2013-02-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
4600000.00
4600000.00
0.0284
N
4600000.00
4600000.00
Los Angeles Dept of Water & Power
Power System RB Series 2001B3 0.090000%
544495DH4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-02-01
2013-02-01
Y
Wells Fargo Bank NA
N/A
N/A
N
N
1000000.00
1000000.00
0.0062
N
1000000.00
1000000.00
Los Angeles Dept of Water & Power
Power System RB Series 2003A1 5.000000%
544495FM1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-07-01
2013-07-01
N
N
N
500000.00
509396.83
0.0031
N
509680.00
509680.00
Los Angeles Dept of Water & Power
Power System RB Series 2011A 4.000000%
544495WS9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-07-01
2013-07-01
N
N
N
1350000.00
1370544.26
0.0085
N
1370668.50
1370668.50
Los Angeles Dept of Water & Power
Water System RB Series 2006A 0.110000%
544525QR2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-02-07
2013-02-07
Y
Citibank NA
N/A
N/A
N
N
750000.00
750000.00
0.0046
N
750000.00
750000.00
Los Angeles Harbor Dept
CP Notes Series A2,B2&C2 0.220000%
54455DAD0
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-03-06
2013-03-06
N
N
Y
Line of Credit
Wells Fargo Bank NA
N/A
N/A
2000000.00
2000000.00
0.0124
N
2000080.00
2000080.00
Los Angeles Municipal Improvement Corp
Lease Revenue CP Series A2 0.200000%
54485UN42
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-03-06
2013-03-06
N
Y
JPMorgan Chase Bank NA
N/A
N/A
N
3000000.00
3000000.00
0.0185
N
3000120.00
3000120.00
Los Angeles USD
GO Bonds Series 2003A 5.000000%
544644PL5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-07-01
2013-07-01
N
N
N
775000.00
789954.46
0.0049
N
790042.75
790042.75
Los Angeles USD
GO Bonds Series 2006F 5.000000%
544644S40
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-07-01
2013-07-01
N
N
N
100000.00
101850.00
0.0006
N
101941.00
101941.00
Los Angeles USD
GO Bonds Series 2009D&2009I 0.130000%
544646US9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-02-07
2013-02-07
Y
Citibank NA
N/A
N/A
N
N
400000.00
400000.00
0.0025
N
400000.00
400000.00
Mt. Diablo USD
GO Bonds Series 2010A 0.270000%
94985NWD9
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-03-21
2013-03-21
N
Y
Wells Fargo Bank NA
N/A
N/A
Y
Tender Option
Wells Fargo Bank NA
N/A
N/A
455000.00
455000.00
0.0028
N
455000.00
455000.00
Newport Beach
RB (Hoag Memorial Hospital Presbyterian) Series 2009D 5.000000%
651785BM8
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-02-07
2013-02-07
N
N
Y
Obligor
Hoag Memorial Hospital Presbyterian
N/A
N/A
1500000.00
1501151.24
0.0093
N
1500405.00
1500405.00
Newport-Mesa USD
GO Bonds Series 2007 0.160000%
25154C4F8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-02-07
2013-02-07
Y
Deutsche Bank AG
N/A
N/A
N
N
5240000.00
5240000.00
0.0324
N
5240000.00
5240000.00
Orange Cnty Sanitation District
Refunding Revenue Certificate Anticipation Notes Series 2012C 2.000000%
68428QAD5
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-10-30
2013-10-30
N
N
N
1000000.00
1013217.86
0.0063
N
1013650.00
1013650.00
Pittsburg Public Financing Auth
Water Refunding RB Series 2008 0.150000%
72456PAS1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-02-07
2013-02-07
Y
Bank of the West
N/A
N/A
Y
Bank of the West
N/A
N/A
N
1000000.00
1000000.00
0.0062
N
1000000.00
1000000.00
Puerto Rico Sales Tax Financing Corp
Sales Tax RB Series 2007A 0.100000%
74529JGK5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-02-07
2013-02-07
Y
Credit Suisse AG
N/A
N/A
N
N
3600000.00
3600000.00
0.0222
N
3600000.00
3600000.00
Puerto Rico Sales Tax Financing Corp
Sales Tax RB Sr Series 2009C 0.130000%
74529JJM8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-02-07
2013-02-07
Y
Citibank NA
N/A
N/A
N
N
1755000.00
1755000.00
0.0108
N
1755000.00
1755000.00
San Diego CCD
GO Bonds Series 2011 0.140000%
25155DAQ4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-02-07
2013-02-07
Y
Deutsche Bank AG
N/A
N/A
N
N
3500000.00
3500000.00
0.0216
N
3500000.00
3500000.00
San Diego CCD
GO Bonds Series 2009 0.120000%
797272HA2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-02-07
2013-02-07
Y
Citibank NA
N/A
N/A
N
N
3125000.00
3125000.00
0.0193
N
3125000.00
3125000.00
San Diego Cnty
COP (San Diego Jewish Academy) Series 2003 0.100000%
797260LE4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-02-07
2013-02-07
Y
Comerica Bank
N/A
N/A
Y
Comerica Bank
N/A
N/A
N
890000.00
890000.00
0.0055
N
890000.00
890000.00
San Diego Cnty Regional Transportation Commission
Limited Sales Tax RB Series 2008D 0.090000%
797400FJ2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-02-07
2013-02-07
Y
California State Teachers Retirement System
N/A
N/A
State Street Bank & Trust Company NA
N/A
N/A
N
N
1770000.00
1770000.00
0.0109
N
1770000.00
1770000.00
San Diego Cnty Water Auth
Water Revenue COP Series 2008A 0.110000%
797415KF2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-02-07
2013-02-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
1000000.00
1000000.00
0.0062
N
1000000.00
1000000.00
San Diego Cnty Water Auth
CP Series 4 0.220000%
79742CEC0
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-02-15
2013-02-15
N
N
Y
Revolving Credit Agreement
Barclays Bank Plc
N/A
N/A
1200000.00
1200000.00
0.0074
N
1200048.00
1200048.00
San Diego Public Facilities Financing Auth
Sr Sewer RB Series 2009A 0.290000%
94985NJP7
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-12-12
2013-12-12
N
Y
Wells Fargo & Co
N/A
N/A
Y
Tender Option
Wells Fargo & Co
N/A
N/A
2000000.00
2000000.00
0.0124
N
2000000.00
2000000.00
San Francisco
GO Bonds Series 2009A 0.300000%
94985NHF1
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-07-11
2013-07-11
N
N
Y
Tender Option
Wells Fargo & Co
N/A
N/A
530000.00
530000.00
0.0033
N
530000.00
530000.00
San Francisco Redevelopment Agency
M/F Housing Refunding RB (Fillmore Center) Series 1992A1 0.110000%
79771MAS1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-02-07
2013-02-07
Y
Freddie Mac
N/A
N/A
Y
Freddie Mac
N/A
N/A
N
1800000.00
1800000.00
0.0111
N
1800000.00
1800000.00
San Francisco Airport Commission
Second Series Refunding RB Series 37C 0.080000%
79766DBC2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-02-07
2013-02-07
Y
Union Bank NA
N/A
N/A
Y
Union Bank NA
N/A
N/A
N
1300000.00
1300000.00
0.0080
N
1300000.00
1300000.00
San Joaquin Cnty Transportation Auth
Sales Tax Revenue CP 0.220000%
79811UAY2
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-02-08
2013-02-08
N
Y
JPMorgan Chase Bank NA
N/A
N/A
N
2000000.00
2000000.00
0.0124
N
2000040.00
2000040.00
San Jose-Evergreen CCD
GO Bonds Series A 0.110000%
798189HB5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-02-07
2013-02-07
Y
Citibank NA
N/A
N/A
N
N
3980000.00
3980000.00
0.0246
N
3980000.00
3980000.00
San Mateo Cnty CCD
GO Bonds Series 2005B 0.300000%
76113PDD7
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-07-25
2013-07-25
N
N
Y
Tender Option
Wells Fargo & Co
N/A
N/A
215000.00
215000.00
0.0013
N
215000.00
215000.00
San Mateo Cnty CCD
GO Bonds Series 2005B&2006A 0.290000%
799038ER1
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-12-12
2013-12-12
N
N
Y
Tender Option
Wells Fargo & Co
N/A
N/A
380000.00
380000.00
0.0023
N
380000.00
380000.00
Santa Clara USD
TRAN 2012 2.000000%
801495D90
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-06-28
2013-06-28
N
N
N
500000.00
503534.52
0.0031
N
503665.00
503665.00
Southern California Metropolitan Water District
Water Refunding RB Series 2004B 5.000000%
592663L55
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-07-01
2013-07-01
N
N
N
460000.00
468842.35
0.0029
N
468983.80
468983.80
Southern California Metropolitan Water District
Water Refunding RB Series 2009A2 0.100000%
59266TCX7
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-02-07
2013-06-10
N
N
N
1000000.00
1000000.00
0.0062
N
1000000.00
1000000.00
Southern California Metropolitan Water District
Water Refunding RB Series 2011A2 0.250000%
59266TEL1
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-02-07
2013-06-01
N
N
N
600000.00
600000.00
0.0037
N
600126.00
600126.00
Southern California Public Power Auth
Refunding RB (Palo Verde) Series 2008B 0.090000%
842475D44
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-02-07
2013-02-07
Y
Barclays Bank Plc
N/A
N/A
Y
Barclays Bank Plc
N/A
N/A
N
400000.00
400000.00
0.0025
N
400000.00
400000.00
Sunnyvale
Refunding COP Series 2009A 0.110000%
867546CD3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-02-07
2013-02-07
Y
Union Bank NA
N/A
N/A
Y
Union Bank NA
N/A
N/A
N
2510000.00
2510000.00
0.0155
N
2510000.00
2510000.00
Turlock Irrigation District
Sub Revenue CP Series A 0.200000%
90021UAL3
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-02-07
2013-02-07
N
Y
Bank of America NA
N/A
N/A
N
2000000.00
2000000.00
0.0124
N
2000020.00
2000020.00
Univ of California
Medical Center Pooled RB Series 2007B2 0.100000%
913366BB5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-02-01
2013-02-01
Y
Wells Fargo Bank NA
N/A
N/A
N
Y
Obligor
Univ of CA Medical Centers
N/A
N/A
400000.00
400000.00
0.0025
N
400000.00
400000.00
Univ of California
Limited Project RB Series 2007D 0.110000%
91412F6T9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-02-01
2013-02-01
Y
Citibank NA
N/A
N/A
N
N
200000.00
200000.00
0.0012
N
200000.00
200000.00
Univ of California
General RB Series 2009Q 4.000000%
91412F7A9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-05-15
2013-05-15
N
N
N
150000.00
151554.83
0.0009
N
151581.00
151581.00
Univ of California
General RB Series 2007J 0.260000%
91412FW78
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-04-04
2013-04-04
N
N
Y
Tender Option
Wells Fargo & Co
N/A
N/A
3665000.00
3665000.00
0.0226
N
3665000.00
3665000.00
Univ of California
General RB Series 2003A 4.000000%
91412GJK2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-05-15
2013-05-15
N
N
Y
Escrow
Escrow
N/A
N/A
35000.00
35356.05
0.0002
N
35373.10
35373.10
Univ of California
General RB Series 2003A 4.000000%
91412GJT3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-05-15
2013-05-15
N
N
N
475000.00
479823.30
0.0030
N
480006.50
480006.50
William S. Hart UHSD
GO Bonds Series A 0.220000%
94985NKJ9
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-07-18
2013-07-18
N
Y
Wells Fargo & Co
N/A
N/A
Y
Tender Option
Wells Fargo & Co
N/A
N/A
4000000.00
4000000.00
0.0247
N
4000000.00
4000000.00