0001145549-13-001443.txt : 20130401 0001145549-13-001443.hdr.sgml : 20130401 20130207130123 ACCESSION NUMBER: 0001145549-13-001443 CONFORMED SUBMISSION TYPE: N-MFP PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130131 FILED AS OF DATE: 20130207 DATE AS OF CHANGE: 20130207 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS CENTRAL INDEX KEY: 0000857156 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-MFP SEC ACT: 1933 Act SEC FILE NUMBER: 811-05954 FILM NUMBER: 13581213 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 1-800-648-5300 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS DATE OF NAME CHANGE: 19920703 0000857156 S000019114 Schwab California AMT Tax-Free Money Fund C000052863 Value Advantage Shares SNKXX N-MFP 1 primary_doc.xml N-MFP N-MFP LIVE N 2013-01-31 0000857156 S000019114 1 N N N N 033-31894 Charles Schwab Investment Management, Inc. 801-35905 PricewaterhouseCoopers LLP San Francisco CA Charles Schwab Investment Management, Inc. Boston Financial Data Services, Inc. 0000275143 84-00896 N N N Single State Fund 41 49 161513168.77 372765.11 25237.92 161860695.96 0.0018 1.0004 2013-01-31 1.0004 2013-01-31 C000052863 25000.00 161860695.96 1.00 2421816.71 6070012.63 3648195.92 0.0001 1.0004 2013-01-31 1.0004 2013-01-31 Alameda Cnty IDA RB (Dale Hardware) Series 2010 0.120000% 01110RAA3 Variable Rate Demand Note N First Tier Security N/A N/A 2013-02-07 2013-02-07 Y Comerica Bank N/A N/A Y Comerica Bank N/A N/A N 2575000.00 2575000.00 0.0159 N 2575000.00 2575000.00 Anaheim Public Financing Auth Electric System Second Lien RB Series 2004 0.130000% 03255MPM3 Variable Rate Demand Note N First Tier Security N/A N/A 2013-02-07 2013-02-07 Y Morgan Stanley Bank NA N/A N/A Y Berkshire Hathaway Assurance Corp N/A N/A N 2700000.00 2700000.00 0.0167 N 2700000.00 2700000.00 Anaheim Public Financing Auth Refunding RB (Electric Distribution System) Series 2012A 0.110000% 18886EAG5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-02-07 2013-02-07 Y State Street Bank & Trust Company NA N/A N/A N Y Obligor Anaheim Electric System N/A N/A 2000000.00 2000000.00 0.0124 N 2000000.00 2000000.00 Bay Area Toll Auth Toll Bridge RB Series 2006F 0.110000% 46633VSC4 Variable Rate Demand Note N First Tier Security N/A N/A 2013-02-07 2013-02-07 Y JPMorgan Chase Bank NA N/A N/A N N 2085000.00 2085000.00 0.0129 N 2085000.00 2085000.00 Bay Area Toll Auth Toll Bridge RB Series 2009F1 0.140000% 74703YMA5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-02-07 2013-02-07 Y Bank of America NA N/A N/A N N 1305000.00 1305000.00 0.0081 N 1305000.00 1305000.00 California RAN 2012-2013 Series A2 2.500000% 13063BB68 Other Municipal Debt N First Tier Security N/A N/A 2013-06-20 2013-06-20 N N N 1700000.00 1713414.32 0.0106 N 1714671.00 1714671.00 California GO Bonds Series 2003B3 0.070000% 13063BCN0 Variable Rate Demand Note N First Tier Security N/A N/A 2013-02-07 2013-02-07 Y California Public Employees' Retirement System N/A N/A California State Teachers Retirement System N/A N/A JPMorgan Chase Bank NA N/A N/A Y California Public Employees' Retirement System N/A N/A California State Teachers Retirement System N/A N/A JPMorgan Chase Bank NA N/A N/A N 4400000.00 4400000.00 0.0272 N 4400000.00 4400000.00 California Economic Recovery Bonds Series 2004A 4.000000% 13067JBA8 Other Municipal Debt N Unrated Security N/A N/A 2013-07-01 2013-07-01 N N Y Obligor California Economic Recovery N/A N/A 785000.00 796850.56 0.0049 N 797018.35 797018.35 California Dept of Water Resources Power Supply RB Series 2010M 5.000000% 13066YRQ4 Other Municipal Debt N Unrated Security N/A N/A 2013-05-01 2013-05-01 N N N 1000000.00 1011599.14 0.0062 N 1011580.00 1011580.00 California Educational Facilities Auth RB (Univ of Southern California) Series 2009A 0.130000% 05248RDV0 Variable Rate Demand Note N First Tier Security N/A N/A 2013-02-07 2013-02-07 Y Deutsche Bank AG N/A N/A N Y Obligor Univ of Southern California N/A N/A 2220000.00 2220000.00 0.0137 N 2220000.00 2220000.00 California Health Facilities Financing Auth RB (Kaiser Permanente) Series 2006C 0.090000% 13033FK74 Variable Rate Demand Note N First Tier Security N/A N/A 2013-02-07 2013-02-07 Y Kaiser Permanente N/A N/A N Y Obligor Kaiser Permanente N/A N/A 1700000.00 1700000.00 0.0105 N 1700000.00 1700000.00 California Health Facilities Financing Auth RB (Sutter Health) Series 2011B 0.110000% 13033LMM6 Variable Rate Demand Note N First Tier Security N/A N/A 2013-02-07 2013-02-07 Y Citibank NA N/A N/A N Y Obligor Sutter Health N/A N/A 2100000.00 2100000.00 0.0130 N 2100000.00 2100000.00 California Infrastructure & Economic Development Bank RB (Asian-American Drug Abuse Program) Series 2008 0.180000% 13033WP80 Variable Rate Demand Note N First Tier Security N/A N/A 2013-02-07 2013-02-07 Y Comerica Bank N/A N/A Y Comerica Bank N/A N/A N 3230000.00 3230000.00 0.0200 N 3230000.00 3230000.00 California Infrastructure & Economic Development Bank RB (Casa Loma College) Series 2009 0.150000% 13033WX57 Variable Rate Demand Note N First Tier Security N/A N/A 2013-02-07 2013-02-07 Y Comerica Bank N/A N/A Y Comerica Bank N/A N/A N 1915000.00 1915000.00 0.0118 N 1915000.00 1915000.00 California Infrastructure & Economic Development Bank Refunding RB (J. Paul Getty Trust) Series 2007A1 2.500000% 13033WX81 Other Municipal Debt N First Tier Security N/A N/A 2013-04-01 2013-04-01 N N Y Obligor J. Paul Getty Trust N/A N/A 4020000.00 4033918.59 0.0249 N 4034552.40 4034552.40 California Pollution Control Financing Auth Pollution Control Refunding RB (PG&E) Series 1996E 0.080000% 130534XX3 Variable Rate Demand Note N First Tier Security N/A N/A 2013-02-01 2013-02-01 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 1400000.00 1400000.00 0.0086 N 1400000.00 1400000.00 California Pollution Control Financing Auth Solid Waste Disposal RB (BLT Enterprises of Fremont) Series 2010 0.110000% 130536PP4 Variable Rate Demand Note N First Tier Security N/A N/A 2013-02-07 2013-02-07 Y Union Bank NA N/A N/A Y Union Bank NA N/A N/A N 2270000.00 2270000.00 0.0140 N 2270000.00 2270000.00 California School Cash Reserve Program Auth Sr Bonds 2012-2013 Series B 2.000000% 130583ET0 Other Municipal Debt N First Tier Security N/A N/A 2013-06-03 2013-06-03 N N Y Obligor California School Cash Reserve Program Auth N/A N/A Obligor Madera County Board of Education N/A N/A Obligor Morgan Hill Unified School District CA N/A N/A Obligor Pacific Grove USD N/A N/A Obligor Sonama Valley USD N/A N/A 810000.00 814693.95 0.0050 N 814689.90 814689.90 California Statewide Communities Development Auth RB (Kaiser Permanente) Series 2009A 5.000000% 130795D53 Other Municipal Debt N Unrated Security N/A N/A 2013-04-01 2013-04-01 N N Y Obligor Kaiser Permanente N/A N/A 3270000.00 3294680.55 0.0204 N 3294492.30 3294492.30 California Statewide Communities Development Auth RB (Proposition 1A Receivables) Series 2009 4.000000% 130795R58 Other Municipal Debt N First Tier Security N/A N/A 2013-06-15 2013-06-15 N N Y Obligor California N/A N/A 185000.00 187474.16 0.0012 N 187543.75 187543.75 California Statewide Communities Development Auth RB (Proposition 1A Receivables) Series 2009 5.000000% 130795R66 Other Municipal Debt N Unrated Security N/A N/A 2013-06-15 2013-06-15 N N Y Obligor California N/A N/A 3180000.00 3234367.68 0.0200 N 3235173.00 3235173.00 California Statewide Communities Development Auth RB (Kaiser Permanente) Series 2008B 0.220000% 13079JCJ4 Other Commercial Paper N First Tier Security N/A N/A 2013-03-14 2013-03-14 N N Y Obligor Kaiser Permanente N/A N/A 500000.00 500000.00 0.0031 N 500000.00 500000.00 California Statewide Communities Development Auth RB (Kaiser Permanente) Series 2009B2 0.260000% 13079RAF6 Other Commercial Paper N First Tier Security N/A N/A 2013-02-05 2013-02-05 N N Y Obligor Kaiser Permanente N/A N/A 2000000.00 2000000.00 0.0124 N 2000040.00 2000040.00 California Statewide Communities Development Auth RB (Kaiser Permanente) Series 2012A 0.100000% 94987KDM4 Variable Rate Demand Note N First Tier Security N/A N/A 2013-02-07 2013-02-07 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 1995000.00 1995000.00 0.0123 N 1995000.00 1995000.00 Chaffey CCD GO Bonds Series 2005B 0.170000% 05248PG66 Variable Rate Demand Note N First Tier Security N/A N/A 2013-02-07 2013-02-07 Y Bank of America NA N/A N/A N N 6600000.00 6600000.00 0.0408 N 6600000.00 6600000.00 Coast CCD GO Bonds Series 2006B 0.100000% 25154LM84 Variable Rate Demand Note N First Tier Security N/A N/A 2013-02-07 2013-02-07 Y Deutsche Bank AG N/A N/A N N 1225000.00 1225000.00 0.0076 N 1225000.00 1225000.00 Contra Costa Water District Extendible CP 0.180000% 21221VAD2 Other Commercial Paper N First Tier Security N/A N/A 2013-04-03 2013-10-06 N N N 1620000.00 1620000.00 0.0100 N 1619967.60 1619967.60 East Bay Municipal Utility District Wastewater System Sub Refunding RB Series 2007B 5.000000% 271012BE5 Other Municipal Debt N Unrated Security N/A N/A 2013-06-01 2013-06-01 N N N 400000.00 406117.27 0.0025 N 406192.00 406192.00 East Bay Municipal Utility District Water System Refunding RB Series 2008A2 0.080000% 271014TW2 Variable Rate Demand Note N First Tier Security N/A N/A 2013-02-07 2013-02-07 Y US Bank NA N/A N/A N N 1700000.00 1700000.00 0.0105 N 1700000.00 1700000.00 East Bay Municipal Utility District Water System Sub Refunding RB Series 2010A 0.100000% 271014UK6 Variable Rate Demand Note N First Tier Security N/A N/A 2013-02-07 2013-02-07 Y Citibank NA N/A N/A N N 240000.00 240000.00 0.0015 N 240000.00 240000.00 East Bay Municipal Utility District Water System Refunding RB Series 2009A2 0.110000% 271014UT7 Other Municipal Debt N First Tier Security N/A N/A 2013-02-07 2013-03-01 N N N 260000.00 260000.00 0.0016 N 260018.20 260018.20 East Bay Municipal Utility District Water System Refunding RB Series 2009A1 0.100000% 271014WF5 Other Municipal Debt N First Tier Security N/A N/A 2013-02-07 2013-12-03 N N N 1000000.00 1000000.00 0.0062 N 1000090.00 1000090.00 East Bay Municipal Utility District Water System Extendible CP 0.170000% 27102BFE0 Other Commercial Paper N First Tier Security N/A N/A 2013-02-11 2013-09-01 N N N 1300000.00 1300000.00 0.0080 N 1300026.00 1300026.00 East Bay Municipal Utility District Water System Extendible CP 0.230000% 27102EET2 Other Commercial Paper N First Tier Security N/A N/A 2013-02-19 2013-08-12 N N N 1000000.00 1000000.00 0.0062 N 1000030.00 1000030.00 Elsinore Valley Municipal Water District Refunding COP Series 2011A 0.110000% 290319ET5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-02-07 2013-02-07 Y Union Bank NA N/A N/A Y Union Bank NA N/A N/A N 1215000.00 1215000.00 0.0075 N 1215000.00 1215000.00 Foothill-DeAnza CCD GO Bonds Series C 0.100000% 07330CFH7 Variable Rate Demand Note N First Tier Security N/A N/A 2013-02-07 2013-02-07 Y Branch Banking & Trust Co N/A N/A N N 1200000.00 1200000.00 0.0074 N 1200000.00 1200000.00 Foothill-DeAnza CCD GO Bonds Series B 0.100000% 25154L2M5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-02-07 2013-02-07 Y Deutsche Bank AG N/A N/A N N 355000.00 355000.00 0.0022 N 355000.00 355000.00 Foothill-DeAnza CCD GO Bonds Series A 0.100000% 25154L5Z3 Variable Rate Demand Note N First Tier Security N/A N/A 2013-02-07 2013-02-07 Y Deutsche Bank AG N/A N/A N N 242000.00 242000.00 0.0015 N 242000.00 242000.00 Golden State Tobacco Securitization Corp Tobacco Settlement Asset-Backed Bonds Series 2003A2 7.900000% 38122NAA0 Other Municipal Debt N Unrated Security N/A N/A 2013-06-01 2013-06-01 N N Y Escrow Escrow N/A N/A 1000000.00 1025129.61 0.0063 N 1024990.00 1024990.00 Golden State Tobacco Securitization Corp Tobacco Settlement Asset-Backed Bonds Series 2003A1 6.250000% 38122NAP7 Other Municipal Debt N Unrated Security N/A N/A 2013-06-01 2013-06-01 N N Y Escrow Escrow N/A N/A 290000.00 295609.39 0.0018 N 295704.30 295704.30 Golden State Tobacco Securitization Corp Tobacco Settlement Asset-Backed Bonds Series 2003A1 6.750000% 38122NAQ5 Other Municipal Debt N Unrated Security N/A N/A 2013-06-01 2013-06-01 N N Y Escrow Escrow N/A N/A 2865000.00 2925945.67 0.0181 N 2925967.20 2925967.20 Golden State Tobacco Securitization Corp Tobacco Settlement Asset-Backed Bonds Series 2003A1 6.625000% 38122NAR3 Other Municipal Debt N Unrated Security N/A N/A 2013-06-01 2013-06-01 N N Y Escrow Escrow N/A N/A 1185000.00 1209896.96 0.0075 N 1209742.80 1209742.80 Golden State Tobacco Securitization Corp Enhanced Tobacco Settlement Asset-Backed Bonds Series 2003B 5.500000% 38122NBV3 Other Municipal Debt N Unrated Security N/A N/A 2013-06-01 2013-06-01 N N Y Escrow Escrow N/A N/A 55000.00 55917.61 0.0003 N 55949.30 55949.30 Golden State Tobacco Securitization Corp Enhanced Tobacco Settlement Asset-Backed Bonds Series 2003B 5.625000% 38122NBW1 Other Municipal Debt N Unrated Security N/A N/A 2013-06-01 2013-06-01 N N Y Escrow Escrow N/A N/A 365000.00 371427.13 0.0023 N 371445.90 371445.90 Golden State Tobacco Securitization Corp Enhanced Tobacco Settlement Asset-Backed Bonds Series 2003B 5.000000% 38122NBX9 Other Municipal Debt N Unrated Security N/A N/A 2013-06-01 2013-06-01 N N Y Escrow Escrow N/A N/A 1180000.00 1198312.22 0.0074 N 1198467.00 1198467.00 Golden State Tobacco Securitization Corp Enhanced Tobacco Settlement Asset-Backed Bonds Series 2003B 5.500000% 38122NBY7 Other Municipal Debt N Unrated Security N/A N/A 2013-06-01 2013-06-01 N N Y Escrow Escrow N/A N/A 450000.00 457678.90 0.0028 N 457767.00 457767.00 Golden State Tobacco Securitization Corp Enhanced Tobacco Settlement Asset-Backed Bonds Series 2003B 5.500000% 38122NDT6 Other Municipal Debt N Unrated Security N/A N/A 2013-06-01 2013-06-01 N N Y Escrow Escrow N/A N/A 905000.00 920458.71 0.0057 N 920620.30 920620.30 Golden State Tobacco Securitization Corp Enhanced Tobacco Settlement Asset-Backed Bonds Series 2003B 5.500000% 38122NDU3 Other Municipal Debt N Unrated Security N/A N/A 2013-06-01 2013-06-01 N N Y Escrow Escrow N/A N/A 530000.00 539111.89 0.0033 N 539147.80 539147.80 Grossmont Healthcare District CA GO Bonds Series 2011B 0.100000% 399223BW5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-02-07 2013-02-07 Y Credit Suisse AG N/A N/A N N 1200000.00 1200000.00 0.0074 N 1200000.00 1200000.00 Hesperia Public Financing Authority RB Series 2004 0.170000% 42805GAP8 Variable Rate Demand Note N First Tier Security N/A N/A 2013-02-07 2013-02-07 Y Bank of America NA N/A N/A Y Bank of America NA N/A N/A N 2055000.00 2055000.00 0.0127 N 2055000.00 2055000.00 Kings Cnty Housing Auth M/F Housing Refunding RB (Edgewater Isle Apts) Series 2001A 0.110000% 495795AF3 Variable Rate Demand Note N First Tier Security N/A N/A 2013-02-07 2013-02-07 Y Fannie Mae N/A N/A Y Fannie Mae N/A N/A N 2300000.00 2300000.00 0.0142 N 2300000.00 2300000.00 Los Angeles GO Bonds Series 2004A 4.000000% 544351AJ8 Other Municipal Debt N Unrated Security N/A N/A 2013-09-01 2013-09-01 N N N 600000.00 612723.26 0.0038 N 612996.00 612996.00 Los Angeles Wastewater System Refunding RB Series 2005A 0.110000% 5446522G4 Variable Rate Demand Note N First Tier Security N/A N/A 2013-02-07 2013-02-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor Los Angeles Wastewater System N/A N/A 500000.00 500000.00 0.0031 N 500000.00 500000.00 Los Angeles CCD GO Bonds Series 2007A 0.130000% 54438CNM0 Variable Rate Demand Note N First Tier Security N/A N/A 2013-02-07 2013-02-07 Y Citibank NA N/A N/A N N 3000000.00 3000000.00 0.0185 N 3000000.00 3000000.00 Los Angeles Cnty Metropolitan Transportation Auth Sales Tax Refunding RB Second Sr Bonds Series 2009E 4.000000% 544712T69 Other Municipal Debt N Unrated Security N/A N/A 2013-07-01 2013-07-01 N N Y Obligor Los Angeles Cnty Metropolitan Transportation Auth-Prop C N/A N/A 500000.00 507653.58 0.0031 N 507635.00 507635.00 Los Angeles Cnty Metropolitan Transportation Auth Sales Tax Refunding RB Second Sr Series 2003A 5.250000% 544712UR1 Other Municipal Debt N Unrated Security N/A N/A 2013-07-01 2013-07-01 N N Y Obligor Los Angeles Cnty Metropolitan Transportation Auth-Prop C N/A N/A 150000.00 152961.92 0.0009 N 153051.00 153051.00 Los Angeles Cnty Metropolitan Transportation Auth First Tier Sr Sales Tax Refunding RB Series 2008A3&A4 0.140000% 74926YSP7 Other Municipal Debt N First Tier Security N/A N/A 2013-02-07 2013-04-01 N Y Royal Bank of Canada N/A N/A Y Tender Option Royal Bank of Canada N/A N/A 1990000.00 1990000.00 0.0123 N 1990000.00 1990000.00 Los Angeles Dept of Airports Sub Revenue CP Notes Series D4 0.230000% 54455DAC2 Other Commercial Paper N First Tier Security N/A N/A 2013-02-21 2013-02-21 N Y Wells Fargo Bank NA N/A N/A N 1000000.00 1000000.00 0.0062 N 1000030.00 1000030.00 Los Angeles Dept of Airports Airport Sr RB Series 2010A 0.100000% 74703YBS8 Variable Rate Demand Note N First Tier Security N/A N/A 2013-02-07 2013-02-07 Y Bank of America NA N/A N/A N N 2160000.00 2160000.00 0.0133 N 2160000.00 2160000.00 Los Angeles Dept of Water & Power Power System RB Series 2007A1 0.110000% 46633VUF4 Variable Rate Demand Note N First Tier Security N/A N/A 2013-02-07 2013-02-07 Y JPMorgan Chase Bank NA N/A N/A N N 4600000.00 4600000.00 0.0284 N 4600000.00 4600000.00 Los Angeles Dept of Water & Power Power System RB Series 2001B3 0.090000% 544495DH4 Variable Rate Demand Note N First Tier Security N/A N/A 2013-02-01 2013-02-01 Y Wells Fargo Bank NA N/A N/A N N 1000000.00 1000000.00 0.0062 N 1000000.00 1000000.00 Los Angeles Dept of Water & Power Power System RB Series 2003A1 5.000000% 544495FM1 Other Municipal Debt N Unrated Security N/A N/A 2013-07-01 2013-07-01 N N N 500000.00 509396.83 0.0031 N 509680.00 509680.00 Los Angeles Dept of Water & Power Power System RB Series 2011A 4.000000% 544495WS9 Other Municipal Debt N Unrated Security N/A N/A 2013-07-01 2013-07-01 N N N 1350000.00 1370544.26 0.0085 N 1370668.50 1370668.50 Los Angeles Dept of Water & Power Water System RB Series 2006A 0.110000% 544525QR2 Variable Rate Demand Note N First Tier Security N/A N/A 2013-02-07 2013-02-07 Y Citibank NA N/A N/A N N 750000.00 750000.00 0.0046 N 750000.00 750000.00 Los Angeles Harbor Dept CP Notes Series A2,B2&C2 0.220000% 54455DAD0 Other Commercial Paper N First Tier Security N/A N/A 2013-03-06 2013-03-06 N N Y Line of Credit Wells Fargo Bank NA N/A N/A 2000000.00 2000000.00 0.0124 N 2000080.00 2000080.00 Los Angeles Municipal Improvement Corp Lease Revenue CP Series A2 0.200000% 54485UN42 Other Commercial Paper N First Tier Security N/A N/A 2013-03-06 2013-03-06 N Y JPMorgan Chase Bank NA N/A N/A N 3000000.00 3000000.00 0.0185 N 3000120.00 3000120.00 Los Angeles USD GO Bonds Series 2003A 5.000000% 544644PL5 Other Municipal Debt N Unrated Security N/A N/A 2013-07-01 2013-07-01 N N N 775000.00 789954.46 0.0049 N 790042.75 790042.75 Los Angeles USD GO Bonds Series 2006F 5.000000% 544644S40 Other Municipal Debt N Unrated Security N/A N/A 2013-07-01 2013-07-01 N N N 100000.00 101850.00 0.0006 N 101941.00 101941.00 Los Angeles USD GO Bonds Series 2009D&2009I 0.130000% 544646US9 Variable Rate Demand Note N First Tier Security N/A N/A 2013-02-07 2013-02-07 Y Citibank NA N/A N/A N N 400000.00 400000.00 0.0025 N 400000.00 400000.00 Mt. Diablo USD GO Bonds Series 2010A 0.270000% 94985NWD9 Other Municipal Debt N First Tier Security N/A N/A 2013-03-21 2013-03-21 N Y Wells Fargo Bank NA N/A N/A Y Tender Option Wells Fargo Bank NA N/A N/A 455000.00 455000.00 0.0028 N 455000.00 455000.00 Newport Beach RB (Hoag Memorial Hospital Presbyterian) Series 2009D 5.000000% 651785BM8 Other Municipal Debt N First Tier Security N/A N/A 2013-02-07 2013-02-07 N N Y Obligor Hoag Memorial Hospital Presbyterian N/A N/A 1500000.00 1501151.24 0.0093 N 1500405.00 1500405.00 Newport-Mesa USD GO Bonds Series 2007 0.160000% 25154C4F8 Variable Rate Demand Note N First Tier Security N/A N/A 2013-02-07 2013-02-07 Y Deutsche Bank AG N/A N/A N N 5240000.00 5240000.00 0.0324 N 5240000.00 5240000.00 Orange Cnty Sanitation District Refunding Revenue Certificate Anticipation Notes Series 2012C 2.000000% 68428QAD5 Other Municipal Debt N First Tier Security N/A N/A 2013-10-30 2013-10-30 N N N 1000000.00 1013217.86 0.0063 N 1013650.00 1013650.00 Pittsburg Public Financing Auth Water Refunding RB Series 2008 0.150000% 72456PAS1 Variable Rate Demand Note N First Tier Security N/A N/A 2013-02-07 2013-02-07 Y Bank of the West N/A N/A Y Bank of the West N/A N/A N 1000000.00 1000000.00 0.0062 N 1000000.00 1000000.00 Puerto Rico Sales Tax Financing Corp Sales Tax RB Series 2007A 0.100000% 74529JGK5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-02-07 2013-02-07 Y Credit Suisse AG N/A N/A N N 3600000.00 3600000.00 0.0222 N 3600000.00 3600000.00 Puerto Rico Sales Tax Financing Corp Sales Tax RB Sr Series 2009C 0.130000% 74529JJM8 Variable Rate Demand Note N First Tier Security N/A N/A 2013-02-07 2013-02-07 Y Citibank NA N/A N/A N N 1755000.00 1755000.00 0.0108 N 1755000.00 1755000.00 San Diego CCD GO Bonds Series 2011 0.140000% 25155DAQ4 Variable Rate Demand Note N First Tier Security N/A N/A 2013-02-07 2013-02-07 Y Deutsche Bank AG N/A N/A N N 3500000.00 3500000.00 0.0216 N 3500000.00 3500000.00 San Diego CCD GO Bonds Series 2009 0.120000% 797272HA2 Variable Rate Demand Note N First Tier Security N/A N/A 2013-02-07 2013-02-07 Y Citibank NA N/A N/A N N 3125000.00 3125000.00 0.0193 N 3125000.00 3125000.00 San Diego Cnty COP (San Diego Jewish Academy) Series 2003 0.100000% 797260LE4 Variable Rate Demand Note N First Tier Security N/A N/A 2013-02-07 2013-02-07 Y Comerica Bank N/A N/A Y Comerica Bank N/A N/A N 890000.00 890000.00 0.0055 N 890000.00 890000.00 San Diego Cnty Regional Transportation Commission Limited Sales Tax RB Series 2008D 0.090000% 797400FJ2 Variable Rate Demand Note N First Tier Security N/A N/A 2013-02-07 2013-02-07 Y California State Teachers Retirement System N/A N/A State Street Bank & Trust Company NA N/A N/A N N 1770000.00 1770000.00 0.0109 N 1770000.00 1770000.00 San Diego Cnty Water Auth Water Revenue COP Series 2008A 0.110000% 797415KF2 Variable Rate Demand Note N First Tier Security N/A N/A 2013-02-07 2013-02-07 Y JPMorgan Chase Bank NA N/A N/A N N 1000000.00 1000000.00 0.0062 N 1000000.00 1000000.00 San Diego Cnty Water Auth CP Series 4 0.220000% 79742CEC0 Other Commercial Paper N First Tier Security N/A N/A 2013-02-15 2013-02-15 N N Y Revolving Credit Agreement Barclays Bank Plc N/A N/A 1200000.00 1200000.00 0.0074 N 1200048.00 1200048.00 San Diego Public Facilities Financing Auth Sr Sewer RB Series 2009A 0.290000% 94985NJP7 Other Municipal Debt N First Tier Security N/A N/A 2013-12-12 2013-12-12 N Y Wells Fargo & Co N/A N/A Y Tender Option Wells Fargo & Co N/A N/A 2000000.00 2000000.00 0.0124 N 2000000.00 2000000.00 San Francisco GO Bonds Series 2009A 0.300000% 94985NHF1 Other Municipal Debt N First Tier Security N/A N/A 2013-07-11 2013-07-11 N N Y Tender Option Wells Fargo & Co N/A N/A 530000.00 530000.00 0.0033 N 530000.00 530000.00 San Francisco Redevelopment Agency M/F Housing Refunding RB (Fillmore Center) Series 1992A1 0.110000% 79771MAS1 Variable Rate Demand Note N First Tier Security N/A N/A 2013-02-07 2013-02-07 Y Freddie Mac N/A N/A Y Freddie Mac N/A N/A N 1800000.00 1800000.00 0.0111 N 1800000.00 1800000.00 San Francisco Airport Commission Second Series Refunding RB Series 37C 0.080000% 79766DBC2 Variable Rate Demand Note N First Tier Security N/A N/A 2013-02-07 2013-02-07 Y Union Bank NA N/A N/A Y Union Bank NA N/A N/A N 1300000.00 1300000.00 0.0080 N 1300000.00 1300000.00 San Joaquin Cnty Transportation Auth Sales Tax Revenue CP 0.220000% 79811UAY2 Other Commercial Paper N First Tier Security N/A N/A 2013-02-08 2013-02-08 N Y JPMorgan Chase Bank NA N/A N/A N 2000000.00 2000000.00 0.0124 N 2000040.00 2000040.00 San Jose-Evergreen CCD GO Bonds Series A 0.110000% 798189HB5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-02-07 2013-02-07 Y Citibank NA N/A N/A N N 3980000.00 3980000.00 0.0246 N 3980000.00 3980000.00 San Mateo Cnty CCD GO Bonds Series 2005B 0.300000% 76113PDD7 Other Municipal Debt N First Tier Security N/A N/A 2013-07-25 2013-07-25 N N Y Tender Option Wells Fargo & Co N/A N/A 215000.00 215000.00 0.0013 N 215000.00 215000.00 San Mateo Cnty CCD GO Bonds Series 2005B&2006A 0.290000% 799038ER1 Other Municipal Debt N First Tier Security N/A N/A 2013-12-12 2013-12-12 N N Y Tender Option Wells Fargo & Co N/A N/A 380000.00 380000.00 0.0023 N 380000.00 380000.00 Santa Clara USD TRAN 2012 2.000000% 801495D90 Other Municipal Debt N First Tier Security N/A N/A 2013-06-28 2013-06-28 N N N 500000.00 503534.52 0.0031 N 503665.00 503665.00 Southern California Metropolitan Water District Water Refunding RB Series 2004B 5.000000% 592663L55 Other Municipal Debt N Unrated Security N/A N/A 2013-07-01 2013-07-01 N N N 460000.00 468842.35 0.0029 N 468983.80 468983.80 Southern California Metropolitan Water District Water Refunding RB Series 2009A2 0.100000% 59266TCX7 Other Municipal Debt N First Tier Security N/A N/A 2013-02-07 2013-06-10 N N N 1000000.00 1000000.00 0.0062 N 1000000.00 1000000.00 Southern California Metropolitan Water District Water Refunding RB Series 2011A2 0.250000% 59266TEL1 Other Municipal Debt N First Tier Security N/A N/A 2013-02-07 2013-06-01 N N N 600000.00 600000.00 0.0037 N 600126.00 600126.00 Southern California Public Power Auth Refunding RB (Palo Verde) Series 2008B 0.090000% 842475D44 Variable Rate Demand Note N First Tier Security N/A N/A 2013-02-07 2013-02-07 Y Barclays Bank Plc N/A N/A Y Barclays Bank Plc N/A N/A N 400000.00 400000.00 0.0025 N 400000.00 400000.00 Sunnyvale Refunding COP Series 2009A 0.110000% 867546CD3 Variable Rate Demand Note N First Tier Security N/A N/A 2013-02-07 2013-02-07 Y Union Bank NA N/A N/A Y Union Bank NA N/A N/A N 2510000.00 2510000.00 0.0155 N 2510000.00 2510000.00 Turlock Irrigation District Sub Revenue CP Series A 0.200000% 90021UAL3 Other Commercial Paper N First Tier Security N/A N/A 2013-02-07 2013-02-07 N Y Bank of America NA N/A N/A N 2000000.00 2000000.00 0.0124 N 2000020.00 2000020.00 Univ of California Medical Center Pooled RB Series 2007B2 0.100000% 913366BB5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-02-01 2013-02-01 Y Wells Fargo Bank NA N/A N/A N Y Obligor Univ of CA Medical Centers N/A N/A 400000.00 400000.00 0.0025 N 400000.00 400000.00 Univ of California Limited Project RB Series 2007D 0.110000% 91412F6T9 Variable Rate Demand Note N First Tier Security N/A N/A 2013-02-01 2013-02-01 Y Citibank NA N/A N/A N N 200000.00 200000.00 0.0012 N 200000.00 200000.00 Univ of California General RB Series 2009Q 4.000000% 91412F7A9 Other Municipal Debt N Unrated Security N/A N/A 2013-05-15 2013-05-15 N N N 150000.00 151554.83 0.0009 N 151581.00 151581.00 Univ of California General RB Series 2007J 0.260000% 91412FW78 Other Municipal Debt N First Tier Security N/A N/A 2013-04-04 2013-04-04 N N Y Tender Option Wells Fargo & Co N/A N/A 3665000.00 3665000.00 0.0226 N 3665000.00 3665000.00 Univ of California General RB Series 2003A 4.000000% 91412GJK2 Other Municipal Debt N Unrated Security N/A N/A 2013-05-15 2013-05-15 N N Y Escrow Escrow N/A N/A 35000.00 35356.05 0.0002 N 35373.10 35373.10 Univ of California General RB Series 2003A 4.000000% 91412GJT3 Other Municipal Debt N Unrated Security N/A N/A 2013-05-15 2013-05-15 N N N 475000.00 479823.30 0.0030 N 480006.50 480006.50 William S. Hart UHSD GO Bonds Series A 0.220000% 94985NKJ9 Other Municipal Debt N First Tier Security N/A N/A 2013-07-18 2013-07-18 N Y Wells Fargo & Co N/A N/A Y Tender Option Wells Fargo & Co N/A N/A 4000000.00 4000000.00 0.0247 N 4000000.00 4000000.00