0001145549-13-000670.txt : 20130301 0001145549-13-000670.hdr.sgml : 20130301 20130108131924 ACCESSION NUMBER: 0001145549-13-000670 CONFORMED SUBMISSION TYPE: N-MFP PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130108 DATE AS OF CHANGE: 20130108 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS CENTRAL INDEX KEY: 0000857156 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-MFP SEC ACT: 1933 Act SEC FILE NUMBER: 811-05954 FILM NUMBER: 13517476 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 1-800-648-5300 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS DATE OF NAME CHANGE: 19920703 0000857156 S000004513 Schwab New York AMT Tax-Free Money Fund C000012394 Sweep Shares SWNXX C000012395 Value Advantage Shares SWYXX N-MFP 1 primary_doc.xml N-MFP N-MFP LIVE N 2012-12-31 0000857156 S000004513 2 N N N N 033-31894 Charles Schwab Investment Management, Inc. 801-35905 PricewaterhouseCoopers LLP San Francisco CA Charles Schwab Investment Management, Inc. Boston Financial Data Services, Inc. 0000275143 84-00896 N N N Single State Fund 40 40 2138306874.27 16953258.71 43585038.43 2111675094.55 0.0018 1.0007 2012-12-31 1.0007 2012-12-31 C000012394 1.00 1793128576.72 1.00 152175869.35 758186921.16 606011051.81 0.0001 1.0007 2012-12-31 1.0007 2012-12-31 C000012395 25000.00 318546517.83 1.00 -33897820.30 7761869.58 41659689.88 0.0001 1.0008 2012-12-31 1.0008 2012-12-31 Amherst Development Corp Student Housing Facility Refunding RB Series 2010B 0.120000% 031358AX2 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y HSBC BANK USA N/A N/A Y HSBC Bank USA N/A N/A N 5780000.00 5780000.00 0.0027 N 5780000.00 5780000.00 Amherst IDA Civic Facility RB (Daemen College) Series 2006B 0.180000% 031362EJ1 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 3545000.00 3545000.00 0.0017 N 3545000.00 3545000.00 Amityville UFSD TAN 2012-2013 0.750000% 031645GK4 Other Municipal Debt N Unrated Security N/A N/A 2013-06-21 2013-06-21 N N N 12000000.00 12026359.68 0.0057 N 12027840.00 12027840.00 Chautauqua Cnty IDA Civic Facility RB (Jamestown Center City Development Corp) Series 2000A 0.150000% 162544AU4 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 11010000.00 11010000.00 0.0052 N 11010000.00 11010000.00 Cheektowaga BAN 2012 1.000000% 162879F47 Other Municipal Debt N Unrated Security N/A N/A 2013-07-18 2013-07-18 N N N 12735000.00 12783150.86 0.0061 N 12783902.40 12783902.40 Colonie Local Development Corp RB (Shaker Point at Carondelet) Series 2011 0.130000% 196220AA5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 10000000.00 10000000.00 0.0047 N 10000000.00 10000000.00 East Rochester Housing Auth Housing RB (Park Ridge Nursing Home) Series 2008 0.210000% 274722DX2 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 13965000.00 13965000.00 0.0066 N 13965000.00 13965000.00 Eastport South Manor CSD TAN 2012-2013 1.250000% 27779TFB9 Other Municipal Debt N Unrated Security N/A N/A 2013-06-21 2013-06-21 N N N 11250000.00 11298895.31 0.0054 N 11300625.00 11300625.00 Greene Cnty BAN 2012 1.000000% 394604LN0 Other Municipal Debt N First Tier Security N/A N/A 2013-03-29 2013-03-29 N N N 10000000.00 10014938.19 0.0047 N 10018000.00 10018000.00 Ithaca BAN Series 2012 1.000000% 465650SA8 Other Municipal Debt N Unrated Security N/A N/A 2013-08-02 2013-08-02 N N N 12565512.00 12616614.63 0.0060 N 12619418.05 12619418.05 Lancaster IDA Civic Facility RB (2000 GreenField Manor) 0.180000% 514502AA1 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 9535000.00 9535000.00 0.0045 N 9535000.00 9535000.00 Madison Cnty IDA Civic Facility RB (Colgate Univ) Series 2005A 0.140000% 46632PBD4 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y JPMorgan Chase Bank NA N/A N/A Y Berkshire Hathaway Assurance Corp N/A N/A N 11845000.00 11845000.00 0.0056 N 11845000.00 11845000.00 Manhasset UFSD TAN Series 2012-2013 1.000000% 562745JB6 Other Municipal Debt N Unrated Security N/A N/A 2013-06-20 2013-06-20 N N N 12000000.00 12043263.16 0.0057 N 12044160.00 12044160.00 Metropolitan Transportation Auth Dedicated Tax Fund Bonds Series 2004B2 0.140000% 46636YNQ9 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y JPMorgan Chase Bank NA N/A N/A N N 8055000.00 8055000.00 0.0038 N 8055000.00 8055000.00 Metropolitan Transportation Auth State Service Contract Bonds Series 2002B 5.500000% 5925973C0 Other Municipal Debt N Unrated Security N/A N/A 2013-01-01 2013-01-01 N N Y Obligor New York State N/A N/A 840000.00 840000.00 0.0004 N 840000.00 840000.00 Metropolitan Transportation Auth State Service Contract Bonds Series 2002B 5.500000% 5925973D8 Other Municipal Debt N Unrated Security N/A N/A 2013-07-01 2013-07-01 N N Y Obligor New York State N/A N/A 100000.00 102536.25 0.0000 N 102588.00 102588.00 Metropolitan Transportation Auth Dedicated Tax Fund Refunding Bonds Series 2008A1 0.120000% 59259NH97 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Morgan Stanley Bank NA N/A N/A Y Morgan Stanley Bank NA N/A N/A N 8500000.00 8500000.00 0.0040 N 8500000.00 8500000.00 Metropolitan Transportation Auth Dedicated Tax Fund Bonds Series 2002B1 0.110000% 59259NP49 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y State Street Bank & Trust Company NA N/A N/A Y State Street Bank & Trust Company NA N/A N/A N 8400000.00 8400000.00 0.0040 N 8400000.00 8400000.00 Metropolitan Transportation Auth Dedicated Tax Fund Refunding Bonds Series 2012A 0.140000% 59259NT37 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Citibank NA N/A N/A N N 8000000.00 8000000.00 0.0038 N 8000000.00 8000000.00 Metropolitan Transportation Auth Dedicated Tax Fund Refunding Bonds Series 2012A 0.150000% 59259NT78 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Credit Suisse AG N/A N/A N N 6665000.00 6665000.00 0.0032 N 6665000.00 6665000.00 Metropolitan Transportation Auth Dedicated Tax Fund Bonds Series 2006B 0.150000% 59259NUJ0 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Citibank NA N/A N/A N N 13000000.00 13000000.00 0.0062 N 13000000.00 13000000.00 Metropolitan Transportation Auth Dedicated Tax Fund Refunding Bonds Series 2008B1 0.110000% 59259NWB5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Bank of Nova Scotia N/A N/A Y Bank of Nova Scotia N/A N/A N 5415000.00 5415000.00 0.0026 N 5415000.00 5415000.00 Metropolitan Transportation Auth Transportation RB Series 2005B 0.140000% 59259R6Y5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y JPMorgan Chase Bank NA N/A N/A Y Berkshire Hathaway Assurance Corp N/A N/A N 4995000.00 4995000.00 0.0024 N 4995000.00 4995000.00 Metropolitan Transportation Auth Transportation Refunding RB Series 2002G1 0.100000% 59259R7S7 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Bank of Nova Scotia N/A N/A Y Bank of Nova Scotia N/A N/A N 60500000.00 60500000.00 0.0287 N 60500000.00 60500000.00 Metropolitan Transportation Auth Transportation RB Series 2007A 0.160000% 59259RZ80 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Citibank NA N/A N/A Y Berkshire Hathaway Assurance Corp N/A N/A N 26000000.00 26000000.00 0.0123 N 26000000.00 26000000.00 Metropolitan Transportation Auth Transportation Revenue BAN Series CP2B 0.210000% 59260MJT0 Other Commercial Paper N First Tier Security N/A N/A 2013-02-08 2013-02-08 N Y Barclays Bank Plc N/A N/A N 16190000.00 16190000.00 0.0077 N 16190323.80 16190323.80 Metropolitan Transportation Auth Transportation Revenue BAN Series CP2B 0.210000% 59260MJV5 Other Commercial Paper N First Tier Security N/A N/A 2013-02-15 2013-02-15 N Y Barclays Bank Plc N/A N/A N 7745000.00 7745000.00 0.0037 N 7745232.35 7745232.35 Metropolitan Transportation Auth Transportation Revenue BAN Series CP2D 0.170000% 59260QDY6 Other Commercial Paper N First Tier Security N/A N/A 2013-02-07 2013-02-07 N Y Citibank NA N/A N/A N 14000000.00 14000000.00 0.0066 N 14000140.00 14000140.00 Metropolitan Transportation Auth Transportation Revenue BAN Series CP2C 0.180000% 59260UEE0 Other Commercial Paper N First Tier Security N/A N/A 2013-01-14 2013-01-14 N Y Royal Bank of Canada N/A N/A N 20000000.00 20000000.00 0.0095 N 20000000.00 20000000.00 Metropolitan Transportation Auth Transportation Revenue BAN Series CP2C 0.180000% 59260UEH3 Other Commercial Paper N First Tier Security N/A N/A 2013-03-05 2013-03-05 N Y Royal Bank of Canada N/A N/A N 28500000.00 28500000.00 0.0135 N 28500570.00 28500570.00 Miller Place UFSD TAN 2012-2013 1.000000% 600582KF6 Other Municipal Debt N Unrated Security N/A N/A 2013-06-27 2013-06-27 N N N 10200000.00 10236555.16 0.0048 N 10237536.00 10237536.00 Monroe Cnty IDA Civic Facility RB Series 2004 0.230000% 610752CU9 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 1565000.00 1565000.00 0.0007 N 1565000.00 1565000.00 Monroe Cnty IDA Civic Facility RB (Cherry Ridge Apts) Series 2005 0.150000% 610752CZ8 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y HSBC BANK USA N/A N/A Y HSBC Bank USA N/A N/A N 2800000.00 2800000.00 0.0013 N 2800000.00 2800000.00 Monroe Cnty IDA RB (Univ of Rochester) Series 2011A&B 0.160000% 94985N5G2 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 7505000.00 7505000.00 0.0036 N 7505000.00 7505000.00 Nassau Cnty Interim Finance Auth Sales Tax Secured Bonds Series 2008B 0.110000% 631663KG5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Sumitomo Mitsui Banking Corp N/A N/A N N 44690000.00 44690000.00 0.0212 N 44690000.00 44690000.00 Nassau Cnty Interim Finance Auth Sales Tax Secured Bonds Series 2008D1 0.120000% 631663MM0 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Bank of New York Mellon N/A N/A N N 36000000.00 36000000.00 0.0170 N 36000000.00 36000000.00 Nassau Cnty Local Economic Assistance Corp RB Series 2011A 0.130000% 63166LAA9 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 5000000.00 5000000.00 0.0024 N 5000000.00 5000000.00 New York City GO Bonds Fiscal 2008 Series E 0.140000% 18886PM51 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y State Street Bank & Trust Company NA N/A N/A N N 18695000.00 18695000.00 0.0089 N 18695000.00 18695000.00 New York City GO Bonds Fiscal 2005 Series J 0.140000% 46632PJP9 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y JPMorgan Chase Bank NA N/A N/A N N 7015000.00 7015000.00 0.0033 N 7015000.00 7015000.00 New York City GO Bonds Fiscal 2005 Series G 0.140000% 46632PMQ3 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y JPMorgan Chase Bank NA N/A N/A N N 7555000.00 7555000.00 0.0036 N 7555000.00 7555000.00 New York City GO Bonds Fiscal 2004 Series J 0.140000% 46632PMS9 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y JPMorgan Chase Bank NA N/A N/A N N 7670000.00 7670000.00 0.0036 N 7670000.00 7670000.00 New York City GO Bonds Fiscal 2009 Series I1 0.140000% 46633VBC2 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y JPMorgan Chase Bank NA N/A N/A N N 14740000.00 14740000.00 0.0070 N 14740000.00 14740000.00 New York City GO Bonds Fiscal 2009 Series B1 0.140000% 46633VJG5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y JPMorgan Chase Bank NA N/A N/A N N 3500000.00 3500000.00 0.0017 N 3500000.00 3500000.00 New York City GO Bonds Fiscal 2012 Series G1 0.170000% 46636YN30 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Deutsche Bank AG N/A N/A N N 3555000.00 3555000.00 0.0017 N 3555000.00 3555000.00 New York City GO Bonds Fiscal 1994 Series A6 0.140000% 649660NX1 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Landesbank Hessen-Thuringen Girozentrale N/A N/A Y Landesbank Hessen-Thuringen Girozentrale N/A N/A N 3300000.00 3300000.00 0.0016 N 3300000.00 3300000.00 New York City GO Bonds Fiscal 1994 Series A7 0.120000% 649660NZ6 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-02 2013-01-02 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 1400000.00 1400000.00 0.0007 N 1400000.00 1400000.00 New York City GO Bonds Fiscal 1993 Series E2 0.120000% 649660PX9 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-02 2013-01-02 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 2400000.00 2400000.00 0.0011 N 2400000.00 2400000.00 New York City GO Bonds Fiscal 2004 Series G 5.000000% 64966CE56 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N N 250000.00 256673.84 0.0001 N 256907.50 256907.50 New York City GO Bonds Fiscal 2004 Series I 5.000000% 64966CV81 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N N 805000.00 826778.50 0.0004 N 827242.15 827242.15 New York City GO Bonds Fiscal 2004 Series I 5.000000% 64966DVN6 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N N 200000.00 205271.09 0.0001 N 205526.00 205526.00 New York City GO Bonds Fiscal 2006 Series C 3.625000% 64966E5J2 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N N 385000.00 392247.90 0.0002 N 392596.05 392596.05 New York City GO Bonds Fiscal 2005 Series J 5.000000% 64966EBV8 Other Municipal Debt N Unrated Security N/A N/A 2013-03-01 2013-03-01 N N N 100000.00 100732.78 0.0000 N 100766.00 100766.00 New York City GO Bonds Fiscal 2005 Series P 5.000000% 64966EN52 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N N 135000.00 138595.82 0.0001 N 138730.05 138730.05 New York City GO Bonds Fiscal 2007 Series C1 5.000000% 64966F7K4 Other Municipal Debt N Unrated Security N/A N/A 2013-01-01 2013-01-01 N N N 2125000.00 2125000.00 0.0010 N 2125000.00 2125000.00 New York City GO Bonds Fiscal 2006 Series I3 0.150000% 64966FA79 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-02 2013-01-02 Y Bank of America NA N/A N/A Y Bank of America NA N/A N/A N 11255000.00 11255000.00 0.0053 N 11255000.00 11255000.00 New York City GO Bonds Fiscal 2006 Series I4 0.110000% 64966FA87 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Bank of New York Mellon N/A N/A Y Bank of New York Mellon N/A N/A N 775000.00 775000.00 0.0004 N 775000.00 775000.00 New York City GO Bonds Fiscal 2006 Series I6 0.100000% 64966FB29 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-02 2013-01-02 Y California State Teachers Retirement Systems N/A N/A Y California State Teachers Retirement Systems N/A N/A N 1120000.00 1120000.00 0.0005 N 1120000.00 1120000.00 New York City GO Bonds Fiscal 2006 Series G 5.000000% 64966FSH8 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N N 1590000.00 1633597.37 0.0008 N 1633931.70 1633931.70 New York City GO Bonds Fiscal 2007 Series A 5.000000% 64966FT95 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N N 500000.00 513671.84 0.0002 N 513815.00 513815.00 New York City GO Bonds Fiscal 2008 Series L1 0.140000% 64966G6D9 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y JPMorgan Chase Bank NA N/A N/A N N 6660000.00 6660000.00 0.0032 N 6660000.00 6660000.00 New York City GO Bonds Fiscal 2009 Series A1 5.000000% 64966G6T4 Other Municipal Debt N Unrated Security N/A N/A 2013-08-15 2013-08-15 N N N 250000.00 257112.21 0.0001 N 257372.50 257372.50 New York City GO Bonds Fiscal 2008 Series H 4.000000% 64966GG22 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N N 100000.00 102044.62 0.0000 N 102188.00 102188.00 New York City GO Bonds Fiscal 2008 Series A1 4.000000% 64966GLE0 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N N 200000.00 204172.16 0.0001 N 204376.00 204376.00 New York City GO Bonds Fiscal 2008 Series A1 4.500000% 64966GLF7 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N N 125000.00 127860.44 0.0001 N 128095.00 128095.00 New York City GO Bonds Fiscal 2008 Series I1 4.000000% 64966GQ88 Other Municipal Debt N Unrated Security N/A N/A 2013-02-01 2013-02-01 N N N 200000.00 200605.16 0.0001 N 200576.00 200576.00 New York City GO Bonds Fiscal 2008 Series K 4.000000% 64966GY97 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N N 100000.00 102088.07 0.0000 N 102188.00 102188.00 New York City GO Bonds Fiscal 2008 Series E 5.000000% 64966GYW6 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N N 200000.00 205370.67 0.0001 N 205526.00 205526.00 New York City GO Bonds Fiscal 2003 Series C3A 0.110000% 64966H7V6 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Bank of Nova Scotia N/A N/A N N 700000.00 700000.00 0.0003 N 700000.00 700000.00 New York City GO Bonds Fiscal 2003 Series C4 0.120000% 64966H7Z7 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Bank of Tokyo Mitsubishi UFJ Ltd N/A N/A Y Bank of Tokyo Mitsubishi UFJ Ltd N/A N/A N 6200000.00 6200000.00 0.0029 N 6200000.00 6200000.00 New York City GO Bonds Fiscal 2009 Series B1 3.000000% 64966HAJ9 Other Municipal Debt N Unrated Security N/A N/A 2013-09-01 2013-09-01 N N N 150000.00 152543.63 0.0001 N 152761.50 152761.50 New York City GO Bonds Fiscal 2009 Series C 5.000000% 64966HBL3 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N N 1455000.00 1493968.12 0.0007 N 1495201.65 1495201.65 New York City GO Bonds Fiscal 2009 Series D 4.000000% 64966HBX7 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N N 500000.00 510503.64 0.0002 N 510940.00 510940.00 New York City GO Bonds Fiscal 2009 Series B3 0.110000% 64966HCH1 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 600000.00 600000.00 0.0003 N 600000.00 600000.00 New York City GO Bonds Fiscal 2011 Series B 5.000000% 64966HD64 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N N 760000.00 780624.93 0.0004 N 780998.80 780998.80 New York City GO Bonds Fiscal 2005 Series O 0.150000% 64966HDM9 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Citibank NA N/A N/A N N 7000000.00 7000000.00 0.0033 N 7000000.00 7000000.00 New York City GO Bonds Fiscal 2009 Series H1 4.000000% 64966HGD6 Other Municipal Debt N Unrated Security N/A N/A 2013-03-01 2013-03-01 N N N 100000.00 100573.61 0.0000 N 100607.00 100607.00 New York City GO Bonds Fiscal 2009 Series J1 0.150000% 64966HMA5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Citibank NA N/A N/A N N 11900000.00 11900000.00 0.0056 N 11900000.00 11900000.00 New York City GO Bonds Fiscal 2010 Series E 3.000000% 64966HRU6 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N N 100000.00 101519.90 0.0000 N 101614.00 101614.00 New York City GO Bonds Fiscal 2010 Series E 5.000000% 64966HRV4 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N N 200000.00 205328.62 0.0001 N 205526.00 205526.00 New York City GO Bonds Fiscal 2006 Series F4A 0.100000% 64966HW30 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Sumitomo Mitsui Banking Corp N/A N/A Y Sumitomo Mitsui Banking Corp N/A N/A N 2500000.00 2500000.00 0.0012 N 2500000.00 2500000.00 New York City GO Bonds Fiscal 2006 Series F4B 0.110000% 64966HW48 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Union Bank NA N/A N/A Y Union Bank NA N/A N/A N 5300000.00 5300000.00 0.0025 N 5300000.00 5300000.00 New York City GO Bonds Fiscal 2013 Series A1 0.140000% 64966J5S1 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Citibank NA N/A N/A N N 6400000.00 6400000.00 0.0030 N 6400000.00 6400000.00 New York City GO Bonds Fiscal 2013 Series A5 0.110000% 64966J5W2 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Sumitomo Mitsui Banking Corp N/A N/A Y Sumitomo Mitsui Banking Corp N/A N/A N 4500000.00 4500000.00 0.0021 N 4500000.00 4500000.00 New York City GO Bonds Fiscal 2012 Series G3 0.130000% 64966JB47 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Citibank NA N/A N/A Y Citibank NA N/A N/A N 36000000.00 36000000.00 0.0170 N 36000000.00 36000000.00 New York City GO Bonds Fiscal 2012 Series G4 0.090000% 64966JB54 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-02 2013-01-02 Y PNC Bank NA N/A N/A Y PNC Bank NA N/A N/A N 600000.00 600000.00 0.0003 N 600000.00 600000.00 New York City GO Bonds Fiscal 2011 Series G 3.000000% 64966JBA3 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N N 200000.00 202871.03 0.0001 N 203228.00 203228.00 New York City GO Bonds Fiscal 2012 Series B 2.500000% 64966JNJ1 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N N 1000000.00 1013036.87 0.0005 N 1013270.00 1013270.00 New York City GO Bonds Fiscal 2010 Series C 5.000000% 64966JW44 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N N 590000.00 605917.86 0.0003 N 606301.70 606301.70 New York City GO Bonds Fiscal 2010 Series F 5.000000% 64966KCV3 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N N 375000.00 385004.06 0.0002 N 385361.25 385361.25 New York City GO Bonds Fiscal 2013 Series A2 0.120000% 64966KCW1 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-02 2013-01-02 Y Mizuho Corporate Bank Ltd N/A N/A Y Mizuho Corporate Bank Ltd N/A N/A N 1200000.00 1200000.00 0.0006 N 1200000.00 1200000.00 New York City Health & Hospitals Corp Health System Bonds Series 2008C 0.120000% 649674GS1 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 16400000.00 16400000.00 0.0078 N 16400000.00 16400000.00 New York City Housing Development Corp M/F Housing RB Series 2009C1 0.140000% 46632P8M8 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y JPMorgan Chase Bank NA N/A N/A N N 9000000.00 9000000.00 0.0043 N 9000000.00 9000000.00 New York City Housing Development Corp M/F Mortgage RB (101 Ave D Apts) Series 2010A 0.140000% 64966TCF9 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Bank of America NA N/A N/A Y Bank of America NA N/A N/A N 15000000.00 15000000.00 0.0071 N 15000000.00 15000000.00 New York City Housing Development Corp M/F Mortgage RB (461 Dean St) Series 2012A 0.120000% 64966TDD3 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Bank of New York Mellon N/A N/A Y Bank of New York Mellon N/A N/A N 10000000.00 10000000.00 0.0047 N 10000000.00 10000000.00 New York City Housing Development Corp M/F Rental RB (Related-Monterey) Series 1997A 0.100000% 64970HAC8 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Fannie Mae N/A N/A Y Fannie Mae N/A N/A N 7500000.00 7500000.00 0.0036 N 7500000.00 7500000.00 New York City Housing Development Corp M/F Housing RB (James Tower) Series 2002A 0.110000% 64970HAV6 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Fannie Mae N/A N/A Y Fannie Mae N/A N/A N 2950000.00 2950000.00 0.0014 N 2950000.00 2950000.00 New York City Housing Development Corp M/F Rental Housing RB (90 Washington St) Series 2005A 0.110000% 64970HBC7 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Fannie Mae N/A N/A Y Fannie Mae N/A N/A N 30700000.00 30700000.00 0.0145 N 30700000.00 30700000.00 New York City Housing Development Corp M/F Rental Housing RB (Lexington Courts) Series 2009A 0.110000% 64970HDV3 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Freddie Mac N/A N/A Y Freddie Mac N/A N/A N 10500000.00 10500000.00 0.0050 N 10500000.00 10500000.00 New York City Housing Development Corp M/F Rental Housing RB (1133 Manhattan Ave) Series 2012A 0.160000% 64970HDW1 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Freddie Mac N/A N/A Y Freddie Mac N/A N/A N 9000000.00 9000000.00 0.0043 N 9000000.00 9000000.00 New York City Housing Development Corp M/F Housing RB Series 2010B 0.150000% 64970M7W7 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Citibank NA N/A N/A N N 27920000.00 27920000.00 0.0132 N 27920000.00 27920000.00 New York City Housing Development Corp M/F Housing RB Series 2010D1A 2.050000% 64972BAH8 Other Municipal Debt N Unrated Security N/A N/A 2013-05-01 2013-05-01 N N N 100000.00 100510.39 0.0000 N 100502.00 100502.00 New York City Housing Development Corp M/F Housing RB Series 2012C 0.270000% 64972BSC0 Other Municipal Debt N First Tier Security N/A N/A 2013-02-01 2013-02-01 N N N 645000.00 645000.00 0.0003 N 645000.00 645000.00 New York City Housing Development Corp M/F Housing RB Series 2009H2 0.250000% 64972BTJ4 Other Municipal Debt N First Tier Security N/A N/A 2013-06-28 2013-06-28 N N N 6640000.00 6640000.00 0.0031 N 6640066.40 6640066.40 New York City Housing Development Corp M/F Housing RB Series 2012H 0.350000% 64972BZA6 Other Municipal Debt N Unrated Security N/A N/A 2013-11-01 2013-11-01 N N N 1875000.00 1875000.00 0.0009 N 1874512.50 1874512.50 New York City Housing Development Corp M/F Housing RB Series 2012H 0.250000% 64972BZM0 Other Municipal Debt N Unrated Security N/A N/A 2013-05-01 2013-05-01 N N N 1455000.00 1455000.00 0.0007 N 1454709.00 1454709.00 New York City Housing Development Corp M/F Housing RB Series 2012M 0.200000% 64972BZS7 Other Municipal Debt N First Tier Security N/A N/A 2013-10-01 2013-10-01 N N N 8630000.00 8630000.00 0.0041 N 8630000.00 8630000.00 New York City Housing Development Corp M/F Housing RB Series 2012M 0.200000% 64972BZT5 Other Municipal Debt N First Tier Security N/A N/A 2013-10-01 2013-10-01 N N N 6570000.00 6570000.00 0.0031 N 6570000.00 6570000.00 New York City Housing Development Corp M/F Housing RB Series 2012D1A 0.260000% 94987KJG1 Other Municipal Debt N First Tier Security N/A N/A 2013-05-09 2013-05-09 N N Y Tender Option Wells Fargo Bank NA N/A N/A 19995000.00 19995000.00 0.0095 N 19995000.00 19995000.00 New York City IDA Civic Facility RB (Covenant of the Sacred Heart School of New York) Series 2002 0.140000% 649438HZ4 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Federal Home Loan Bank N/A N/A Y Federal Home Loan Bank N/A N/A N 14515000.00 14515000.00 0.0069 N 14515000.00 14515000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2008 Series A 0.130000% 07330CKG3 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Branch Banking & Trust Co N/A N/A N N 15470000.00 15470000.00 0.0073 N 15470000.00 15470000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2006 Series A 0.130000% 27884FEJ5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y US Bank NA N/A N/A Y US Bank NA N/A N/A N 9865000.00 9865000.00 0.0047 N 9865000.00 9865000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2005 Series D 0.140000% 46632PNF6 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y JPMorgan Chase Bank NA N/A N/A N N 3475000.00 3475000.00 0.0016 N 3475000.00 3475000.00 New York City Municipal Water Finance Auth CP Series 1 0.150000% 64970LXC4 Other Commercial Paper N First Tier Security N/A N/A 2013-02-08 2013-02-08 N N N 25000000.00 25000000.00 0.0118 N 25000000.00 25000000.00 New York City Municipal Water Finance Auth CP Series 6 0.240000% 64971TXF9 Other Commercial Paper N First Tier Security N/A N/A 2013-02-06 2013-02-06 N N N 15300000.00 15300000.00 0.0072 N 15300459.00 15300459.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2012 Series A1 0.090000% 64972F4V5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-02 2013-01-02 Y Mizuho Corporate Bank Ltd N/A N/A N N 9040000.00 9040000.00 0.0043 N 9040000.00 9040000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2011 Series HH 0.150000% 64972F6D3 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Deutsche Bank AG N/A N/A N N 14700000.00 14700000.00 0.0070 N 14700000.00 14700000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2006 Series A 0.140000% 64972FBS4 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y JPMorgan Chase Bank NA N/A N/A N N 22805000.00 22805000.00 0.0108 N 22805000.00 22805000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2007 Series CC1 0.110000% 64972FHH2 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-02 2013-01-02 Y Bank of Nova Scotia N/A N/A N N 4750000.00 4750000.00 0.0022 N 4750000.00 4750000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2007 Series CC2 0.170000% 64972FHJ8 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-02 2013-01-02 Y Bank of Nova Scotia N/A N/A N N 6050000.00 6050000.00 0.0029 N 6050000.00 6050000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2010 Series BB 3.000000% 64972FJ56 Other Municipal Debt N Unrated Security N/A N/A 2013-06-15 2013-06-15 N N N 100000.00 101175.17 0.0000 N 101251.00 101251.00 New York City Municipal Water Finance Auth Water & Sewer System 2nd General Resolution RB Series 2010BB 5.000000% 64972FJ64 Other Municipal Debt N Unrated Security N/A N/A 2013-06-15 2013-06-15 N N N 300000.00 306170.81 0.0001 N 306435.00 306435.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2010 Series CC 0.110000% 64972FK62 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Barclays Bank Plc N/A N/A N N 600000.00 600000.00 0.0003 N 600000.00 600000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2003 Series E 0.140000% 64972FSK3 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y JPMorgan Chase Bank NA N/A N/A N N 4995000.00 4995000.00 0.0024 N 4995000.00 4995000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2008 Series C 3.000000% 64972FSY3 Other Municipal Debt N Unrated Security N/A N/A 2013-06-15 2013-06-15 N N N 100000.00 101152.25 0.0000 N 101260.00 101260.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2008 Series C 5.000000% 64972FSZ0 Other Municipal Debt N Unrated Security N/A N/A 2013-06-15 2013-06-15 N N N 355000.00 362453.27 0.0002 N 362646.70 362646.70 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2005 Series D 0.140000% 64972FUV6 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y JPMorgan Chase Bank NA N/A N/A N N 10860000.00 10860000.00 0.0051 N 10860000.00 10860000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2009 Series DD 0.160000% 64972FYV2 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Citibank NA N/A N/A N N 8125000.00 8125000.00 0.0038 N 8125000.00 8125000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2013 Series AA2 0.110000% 64972GAS3 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Bank of Tokyo Mitsubishi UFJ Ltd N/A N/A N N 1000000.00 1000000.00 0.0005 N 1000000.00 1000000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2006 Series AA1A 0.100000% 64972GAV6 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-02 2013-01-02 Y State Street Bank & Trust Company NA N/A N/A N N 3000000.00 3000000.00 0.0014 N 3000000.00 3000000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2006 Series AA1B 0.100000% 64972GAW4 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-02 2013-01-02 Y California State Teachers Retirement Systems N/A N/A N N 3150000.00 3150000.00 0.0015 N 3150000.00 3150000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2007 Series A 0.150000% 74703YTU4 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Bank of America NA N/A N/A N N 12250000.00 12250000.00 0.0058 N 12250000.00 12250000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2012 Series BB 0.120000% 74926YVE8 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Royal Bank of Canada N/A N/A N N 10515000.00 10515000.00 0.0050 N 10515000.00 10515000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2012 Series FF 0.160000% 94987KJB2 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Wells Fargo Bank NA N/A N/A N N 7210000.00 7210000.00 0.0034 N 7210000.00 7210000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2012 Series E1 0.150000% 25155DMF5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Deutsche Bank AG N/A N/A N N 11330000.00 11330000.00 0.0054 N 11330000.00 11330000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2007 Series B 0.140000% 46632PSE4 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y JPMorgan Chase Bank NA N/A N/A N N 3495000.00 3495000.00 0.0017 N 3495000.00 3495000.00 New York City Transitional Finance Auth Future Tax Secured Bonds Fiscal 2010 Series A1 0.140000% 46633VDB2 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y JPMorgan Chase Bank NA N/A N/A N N 11000000.00 11000000.00 0.0052 N 11000000.00 11000000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2011 Series D1 0.140000% 46633VQ36 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y JPMorgan Chase Bank NA N/A N/A N N 3750000.00 3750000.00 0.0018 N 3750000.00 3750000.00 New York City Transitional Finance Auth Future Tax Sr Secured Refunding Bonds Fiscal 2006 Series A1 5.000000% 64971K3Q7 Other Municipal Debt N Unrated Security N/A N/A 2013-11-01 2013-11-01 N N N 250000.00 259314.81 0.0001 N 259885.00 259885.00 New York City Transitional Finance Auth Recovery Bonds Fiscal 2003 Series 2D 0.120000% 64971KFE1 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Lloyds TSB Bank Plc N/A N/A N N 2300000.00 2300000.00 0.0011 N 2300000.00 2300000.00 New York City Transitional Finance Auth Recovery Bonds Fiscal 2003 Series 3G 0.110000% 64971KGG5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Bank of New York Mellon N/A N/A N N 10940000.00 10940000.00 0.0052 N 10940000.00 10940000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2007 Series C1 0.130000% 64971MNB4 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Credit Suisse AG N/A N/A N N 6000000.00 6000000.00 0.0028 N 6000000.00 6000000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2010I2 4.000000% 64971MV33 Other Municipal Debt N Unrated Security N/A N/A 2013-11-01 2013-11-01 N N N 250000.00 257480.00 0.0001 N 257805.00 257805.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2011 Series D1 4.000000% 64971QAV5 Other Municipal Debt N Unrated Security N/A N/A 2013-02-01 2013-02-01 N N N 400000.00 401199.57 0.0002 N 401152.00 401152.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2011 Series E 5.000000% 64971QCL5 Other Municipal Debt N Unrated Security N/A N/A 2013-11-01 2013-11-01 N N N 300000.00 311463.53 0.0001 N 311838.00 311838.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2012 Series A 2.000000% 64971QHD8 Other Municipal Debt N Unrated Security N/A N/A 2013-11-01 2013-11-01 N N N 200000.00 202449.37 0.0001 N 202950.00 202950.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2012 Series A 4.000000% 64971QHU0 Other Municipal Debt N Unrated Security N/A N/A 2013-11-01 2013-11-01 N N N 120000.00 123599.67 0.0001 N 123746.40 123746.40 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2012 Series E1 0.140000% 64971QWB5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Citibank NA N/A N/A N N 2815000.00 2815000.00 0.0013 N 2815000.00 2815000.00 New York City Transitional Finance Auth Building Aid RB Fiscal 2007 Series S1 0.150000% 64972HFE7 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Citibank NA N/A N/A N Y Obligor New York State N/A N/A 8850000.00 8850000.00 0.0042 N 8850000.00 8850000.00 New York City Transitional Finance Auth Building Aid RB Fiscal 2007 Series S2 0.140000% 64972HFU1 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State N/A N/A 12090000.00 12090000.00 0.0057 N 12090000.00 12090000.00 New York City Transitional Finance Auth Building Aid RB Fiscal 2008 Series S1 0.160000% 64972HRC8 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Citibank NA N/A N/A N Y Obligor New York State N/A N/A 6000000.00 6000000.00 0.0028 N 6000000.00 6000000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2012 Series F1 0.150000% 74703UGE2 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Bank of America NA N/A N/A N N 3545000.00 3545000.00 0.0017 N 3545000.00 3545000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2012 Series E1 0.130000% 76252PAL3 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Barclays Bank Plc N/A N/A N N 21465000.00 21465000.00 0.0102 N 21465000.00 21465000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2011 Series D1 0.160000% 94985NG88 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Wells Fargo Bank NA N/A N/A N N 2800000.00 2800000.00 0.0013 N 2800000.00 2800000.00 New York City Transitional Finance Auth Building Aid RB Fiscal 2009 Series S4 0.270000% 94985NHA2 Other Municipal Debt N First Tier Security N/A N/A 2013-05-09 2013-05-09 N Y Wells Fargo & Co N/A N/A Y Tender Option Wells Fargo & Co N/A N/A 12535000.00 12535000.00 0.0059 N 12535000.00 12535000.00 New York City Transitional Finance Auth Building Aid RB Fiscal 2009 Series S5 0.260000% 94985NKM2 Other Municipal Debt N First Tier Security N/A N/A 2013-05-09 2013-05-09 N Y Wells Fargo & Co N/A N/A Y Tender Option Wells Fargo & Co N/A N/A 15645000.00 15645000.00 0.0074 N 15645000.00 15645000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2012 Series D1 0.160000% 94987KAG0 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Wells Fargo Bank NA N/A N/A N N 9325000.00 9325000.00 0.0044 N 9325000.00 9325000.00 New York City Trust for Cultural Resources Refunding RB (American Museum of Natural History) Series 2004A 0.140000% 46632P7T4 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor American Museum of Natural History N/A N/A 3745000.00 3745000.00 0.0018 N 3745000.00 3745000.00 New York City Trust for Cultural Resources Refunding RB (Lincoln Center for the Performing Arts) Series 2008A2 0.110000% 649717NX9 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-02 2013-01-02 Y Bank of New York Mellon N/A N/A Y Bank of New York Mellon N/A N/A N 600000.00 600000.00 0.0003 N 600000.00 600000.00 New York City Trust for Cultural Resources RB (Lincoln Center for the Performing Arts) Series 2008B1 0.110000% 649717PP4 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y US Bank NA N/A N/A Y US Bank NA N/A N/A N 20000000.00 20000000.00 0.0095 N 20000000.00 20000000.00 New York Liberty Development Corp Liberty RB (1 World Trade Center) Series 2011 0.140000% 46636YEJ5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor Port Auth of New York & New Jersey N/A N/A 6360000.00 6360000.00 0.0030 N 6360000.00 6360000.00 New York Liberty Development Corp Liberty RB (1 World Trade Center) Series 2011 0.150000% 649519BY0 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Deutsche Bank AG N/A N/A N Y Obligor Port Auth of New York & New Jersey N/A N/A 21850000.00 21850000.00 0.0103 N 21850000.00 21850000.00 New York State GO Bonds Series 2009A 5.000000% 6497877C6 Other Municipal Debt N Unrated Security N/A N/A 2013-02-15 2013-02-15 N N N 925000.00 930261.07 0.0004 N 930069.00 930069.00 New York State GO Refunding Bonds Series 2005C 5.000000% 649787N87 Other Municipal Debt N Unrated Security N/A N/A 2013-04-15 2013-04-15 N N N 375000.00 379892.07 0.0002 N 380066.25 380066.25 New York State GO Refunding Bonds Series 2006C 3.625000% 649787Y36 Other Municipal Debt N Unrated Security N/A N/A 2013-04-15 2013-04-15 N N N 100000.00 100929.16 0.0000 N 100966.00 100966.00 New York State Dormitory Auth RB (Columbia Univ) Series 2008A 0.130000% 07330CLA5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Branch Banking & Trust Co N/A N/A N Y Obligor Columbia Univ N/A N/A 6000000.00 6000000.00 0.0028 N 6000000.00 6000000.00 New York State Dormitory Auth RB (NYU) Series 2007A 0.170000% 25155DFC0 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Deutsche Bank AG N/A N/A N Y Obligor New York Univ N/A N/A 5600000.00 5600000.00 0.0027 N 5600000.00 5600000.00 New York State Dormitory Auth State Personal Income Tax RB Series 2005F 0.140000% 46632PND1 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 5130000.00 5130000.00 0.0024 N 5130000.00 5130000.00 New York State Dormitory Auth State Personal Income Tax RB Series 2007A 0.140000% 46633VR76 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 3000000.00 3000000.00 0.0014 N 3000000.00 3000000.00 New York State Dormitory Auth State Personal Income Tax RB Series 2005F 0.140000% 46633VSG5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 6800000.00 6800000.00 0.0032 N 6800000.00 6800000.00 New York State Dormitory Auth CP (Cornell Univ) 0.190000% 64983LRU6 Other Commercial Paper N First Tier Security N/A N/A 2013-02-05 2013-02-05 N N Y Obligor Cornell University N/A N/A 12750000.00 12750000.00 0.0060 N 12750255.00 12750255.00 New York State Dormitory Auth RB (City Univ) Series 2008C 0.120000% 64983M4P0 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Bank of America NA N/A N/A Y Bank of America NA N/A N/A N 3000000.00 3000000.00 0.0014 N 3000000.00 3000000.00 New York State Dormitory Auth Mental Health Services Facilities RB Series 2009A1 5.000000% 64983M6M5 Other Municipal Debt N Unrated Security N/A N/A 2013-02-15 2013-02-15 N N Y Obligor New York State N/A N/A 12200000.00 12270643.13 0.0058 N 12266612.00 12266612.00 New York State Dormitory Auth Consolidated Service Contract Refunding RB Series 2009A 3.000000% 64983M7U6 Other Municipal Debt N Unrated Security N/A N/A 2013-07-01 2013-07-01 N N Y Obligor New York State N/A N/A 450000.00 455739.50 0.0002 N 455967.00 455967.00 New York State Dormitory Auth Consolidated Service Contract Refunding RB Series 2009A 4.000000% 64983M7V4 Other Municipal Debt N Unrated Security N/A N/A 2013-07-01 2013-07-01 N N Y Obligor New York State N/A N/A 2010000.00 2046671.11 0.0010 N 2046501.60 2046501.60 New York State Dormitory Auth Mental Health Services Facilities RB Series 2007A 3.750000% 64983MEA2 Other Municipal Debt N Unrated Security N/A N/A 2013-02-15 2013-02-15 N N Y Obligor New York State N/A N/A 100000.00 100403.27 0.0000 N 100392.00 100392.00 New York State Dormitory Auth Mental Health Services Facilities RB Series 2008A 5.000000% 64983MG36 Other Municipal Debt N Unrated Security N/A N/A 2013-02-15 2013-02-15 N N Y Obligor New York State N/A N/A 1310000.00 1317566.97 0.0006 N 1317152.60 1317152.60 New York State Dormitory Auth Mental Health Services Facilities RB Series 2007C 5.000000% 64983MGC6 Other Municipal Debt N Unrated Security N/A N/A 2013-08-15 2013-08-15 N N Y Obligor New York State N/A N/A 500000.00 514510.85 0.0002 N 514400.00 514400.00 New York State Dormitory Auth Mental Health Services Facilities RB Series 2007D 5.000000% 64983MHK7 Other Municipal Debt N Unrated Security N/A N/A 2013-02-15 2013-02-15 N N Y Obligor New York State N/A N/A 250000.00 251403.51 0.0001 N 251365.00 251365.00 New York State Dormitory Auth Mental Health Services RB Series 2008B 5.000000% 64983MK49 Other Municipal Debt N Unrated Security N/A N/A 2013-02-15 2013-02-15 N N Y Obligor New York State N/A N/A 1250000.00 1257171.39 0.0006 N 1256825.00 1256825.00 New York State Dormitory Auth Mental Health Services Facilities Improvement RB Series 2008D 5.000000% 64983MP69 Other Municipal Debt N Unrated Security N/A N/A 2013-02-15 2013-02-15 N N Y Obligor New York State N/A N/A 100000.00 100554.87 0.0000 N 100546.00 100546.00 New York State Dormitory Auth Hospital Refunding RB (Interfaith Medical Center) Series 2007 5.000000% 64983MUU0 Other Municipal Debt N Unrated Security N/A N/A 2013-02-15 2013-02-15 N N Y Obligor New York State N/A N/A 650000.00 653590.99 0.0003 N 653243.50 653243.50 New York State Dormitory Auth RB (Columbia Univ) Series 2006A 0.170000% 64983PGM7 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Citibank NA N/A N/A N Y Obligor Columbia Univ N/A N/A 8535000.00 8535000.00 0.0040 N 8535000.00 8535000.00 New York State Dormitory Auth State Personal Income tax RB Series 2006C 0.150000% 64983PJT9 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Citibank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 18000000.00 18000000.00 0.0085 N 18000000.00 18000000.00 New York State Dormitory Auth RB (Catholic Health) Series 2006B 0.130000% 64983Q5S4 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y HSBC BANK USA N/A N/A Y HSBC Bank USA N/A N/A N 8865000.00 8865000.00 0.0042 N 8865000.00 8865000.00 New York State Dormitory Auth Cornell Univ RB Series 2006A 5.000000% 64983QJ91 Other Municipal Debt N Unrated Security N/A N/A 2013-07-01 2013-07-01 N N Y Obligor Cornell University N/A N/A 360000.00 368095.42 0.0002 N 368506.80 368506.80 New York State Dormitory Auth Mental Health Services Facilities RB Series 2005E 4.500000% 64983R6U6 Other Municipal Debt N Unrated Security N/A N/A 2013-02-15 2013-02-15 N N Y Obligor New York State N/A N/A 125000.00 125616.64 0.0001 N 125611.25 125611.25 New York State Dormitory Auth Mental Health Services Facilities RB Series 2005A 4.250000% 64983RAH0 Other Municipal Debt N Unrated Security N/A N/A 2013-02-15 2013-02-15 N N Y Obligor New York State N/A N/A 250000.00 251178.68 0.0001 N 251152.50 251152.50 New York State Dormitory Auth Mental Health Services Facilities RB Series 2005B 5.000000% 64983RBE6 Other Municipal Debt N Unrated Security N/A N/A 2013-02-15 2013-02-15 N N Y Obligor New York State N/A N/A 430000.00 432451.00 0.0002 N 432347.80 432347.80 New York State Dormitory Auth Mental Health Services Facilities RB Series 2005D1 5.000000% 64983REF0 Other Municipal Debt N Unrated Security N/A N/A 2013-08-15 2013-08-15 N N Y Obligor New York State N/A N/A 1000000.00 1028993.62 0.0005 N 1028800.00 1028800.00 New York State Dormitory Auth Mental Health Services RB Series 2003B 5.250000% 64983U3W8 Other Municipal Debt N Unrated Security N/A N/A 2013-02-15 2013-02-15 N N Y Obligor New York State N/A N/A 125000.00 125729.79 0.0001 N 125663.75 125663.75 New York State Dormitory Auth RB (Culinary Institute of America) Series 2004C 0.120000% 64983U7T1 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 12800000.00 12800000.00 0.0061 N 12800000.00 12800000.00 New York State Dormitory Auth State Personal Income Tax RB Series 2011A 4.000000% 6499023J0 Other Municipal Debt N Unrated Security N/A N/A 2013-03-15 2013-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 435000.00 438160.05 0.0002 N 438301.65 438301.65 New York State Dormitory Auth State Personal Income Tax RB Series 2005F 5.000000% 649902DH3 Other Municipal Debt N Unrated Security N/A N/A 2013-03-15 2013-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 750000.00 757007.25 0.0004 N 757095.00 757095.00 New York State Dormitory Auth State Personal Income Tax RB Series 2006C 5.000000% 649902GL1 Other Municipal Debt N Unrated Security N/A N/A 2013-12-15 2013-12-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 370000.00 385809.27 0.0002 N 386653.70 386653.70 New York State Dormitory Auth State Personal Income Tax RB Series 2006D 5.000000% 649902HZ9 Other Municipal Debt N Unrated Security N/A N/A 2013-03-15 2013-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 355000.00 358326.23 0.0002 N 358393.80 358393.80 New York State Dormitory Auth State Personal Income Tax RB Series 2010A 3.000000% 649902L50 Other Municipal Debt N Unrated Security N/A N/A 2013-02-15 2013-02-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 100000.00 100315.00 0.0000 N 100324.00 100324.00 New York State Dormitory Auth State Personal Income Tax RB Series 2007A 4.250000% 649902LA9 Other Municipal Debt N Unrated Security N/A N/A 2013-03-15 2013-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 100000.00 100761.14 0.0000 N 100802.00 100802.00 New York State Dormitory Auth State Personal Income Tax RB Series 2007C 5.000000% 649902MS9 Other Municipal Debt N Unrated Security N/A N/A 2013-03-15 2013-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 895000.00 903422.98 0.0004 N 903556.20 903556.20 New York State Dormitory Auth State Personal Income Tax RB Series 2008A 5.000000% 649902QN6 Other Municipal Debt N Unrated Security N/A N/A 2013-03-15 2013-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 100000.00 100916.90 0.0000 N 100956.00 100956.00 New York State Dormitory Auth State Personal Income Tax RB Series 2008A 4.000000% 649902QP1 Other Municipal Debt N Unrated Security N/A N/A 2013-03-15 2013-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 745000.00 750487.06 0.0004 N 750654.55 750654.55 New York State Dormitory Auth State Personal Income Tax Refunding RB Series 2008B 5.000000% 649902SA2 Other Municipal Debt N Unrated Security N/A N/A 2013-03-15 2013-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 450000.00 454174.99 0.0002 N 454302.00 454302.00 New York State Dormitory Auth State Personal Income Tax RB (Economic Development & Housing) Series 2009A 3.000000% 649902UT8 Other Municipal Debt N Unrated Security N/A N/A 2013-12-15 2013-12-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 150000.00 153662.65 0.0001 N 153915.00 153915.00 New York State Dormitory Auth State Personal Income Tax RB Series 2009D 3.000000% 649902YD9 Other Municipal Debt N Unrated Security N/A N/A 2013-06-15 2013-06-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 250000.00 253057.58 0.0001 N 253162.50 253162.50 New York State Dormitory Auth RB (Univ of Rochester) Series 2003C 0.130000% 6499032H3 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 24575000.00 24575000.00 0.0116 N 24575000.00 24575000.00 New York State Dormitory Auth Mental Health Facilities Lease RB Series 2010-1 5.000000% 649905U20 Other Municipal Debt N Unrated Security N/A N/A 2013-01-15 2013-01-15 N N Y Obligor New York City N/A N/A 6075000.00 6085968.51 0.0029 N 6083808.75 6083808.75 New York State Dormitory Auth State Personal Income Tax RB Series 2010A 4.000000% 64990EBP1 Other Municipal Debt N Unrated Security N/A N/A 2013-02-15 2013-02-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 2235000.00 2245180.26 0.0011 N 2244789.30 2244789.30 New York State Dormitory Auth Consolidating Service Contract Refunding RB Series 2010 5.000000% 64990HGN4 Other Municipal Debt N Unrated Security N/A N/A 2013-07-01 2013-07-01 N N Y Obligor New York State N/A N/A 200000.00 204592.56 0.0001 N 204706.00 204706.00 New York State Dormitory Auth State Personal Income Tax RB Series 2006C 0.190000% 74703Y6G0 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Bank of America NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 3175000.00 3175000.00 0.0015 N 3175000.00 3175000.00 New York State Dormitory Auth RB (Cornell Univ) Series 2006A 0.190000% 74703YMF4 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Bank of America NA N/A N/A N Y Obligor Cornell University N/A N/A 9865000.00 9865000.00 0.0047 N 9865000.00 9865000.00 New York State Dormitory Auth State Personal Income Tax RB Series 2010F 0.190000% 74703YXU9 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Bank of America NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 5000000.00 5000000.00 0.0024 N 5000000.00 5000000.00 New York State Dormitory Auth RB (NYU) Series 2009A 0.160000% 94985NTL5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Wells Fargo & Co N/A N/A N Y Obligor New York Univ N/A N/A 25135000.00 25135000.00 0.0119 N 25135000.00 25135000.00 New York State Energy Research & Development Auth Facilities RB (Consolidated Edison) Series 2005A3 0.110000% 64984EDH5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Mizuho Corporate Bank Ltd N/A N/A Y Mizuho Corporate Bank Ltd N/A N/A N 10000000.00 10000000.00 0.0047 N 10000000.00 10000000.00 New York State Energy Research & Development Auth Facilities RB (Consolidated Edison) Series 2005A1 0.110000% 64984EDJ1 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Mizuho Corporate Bank Ltd N/A N/A Y Mizuho Corporate Bank Ltd N/A N/A N 21900000.00 21900000.00 0.0104 N 21900000.00 21900000.00 New York State Environmental Facilities Corp State Revolving Funds RB Series 2010C 0.140000% 46633VY78 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y JPMorgan Chase Bank NA N/A N/A N N 6600000.00 6600000.00 0.0031 N 6600000.00 6600000.00 New York State Environmental Facilities Corp Environmental Infrastructure RB Series 2003A 5.000000% 649849BE5 Other Municipal Debt N Unrated Security N/A N/A 2013-03-15 2013-03-15 N N Y Obligor New York State N/A N/A 900000.00 908443.58 0.0004 N 908460.00 908460.00 New York State Environmental Facilities Corp State Clean Water & Drinking Water Revolving Funds RB Series 2002K 5.500000% 64985WER1 Other Municipal Debt N Unrated Security N/A N/A 2013-06-15 2013-06-15 N N Y Obligor New York State Environmental Facilities Corp - NYCMWFA Program N/A N/A 650000.00 665005.83 0.0003 N 665483.00 665483.00 New York State Environmental Facilities Corp State Clean Water & Drinking Water Revolving RB Series 2003E 3.700000% 64985WK60 Other Municipal Debt N Unrated Security N/A N/A 2013-06-15 2013-06-15 N N Y Obligor New York State Environmental Facilities Corp - NYCMWFA Program N/A N/A 255000.00 258740.09 0.0001 N 259021.35 259021.35 New York State Environmental Facilities Corp State Personal Income Tax RB Series 2004A 5.250000% 64985YAX8 Other Municipal Debt N Unrated Security N/A N/A 2013-12-15 2013-12-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 100000.00 104660.62 0.0000 N 104757.00 104757.00 New York State Environmental Facilities Corp State Personal Income Tax RB Series 2009A 3.500000% 64985YFL9 Other Municipal Debt N Unrated Security N/A N/A 2013-12-15 2013-12-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 150000.00 154344.58 0.0001 N 154653.00 154653.00 New York State Environmental Facilities Corp State Clean Water & Drinking Water Revolving Funds RB Series 2005B 3.250000% 64986AHM6 Other Municipal Debt N Unrated Security N/A N/A 2013-04-15 2013-04-15 N N N 200000.00 201527.85 0.0001 N 201738.00 201738.00 New York State Environmental Facilities Corp State Clean Water & Drinking Water Revolving Funds Sub RB Series 2006B 5.000000% 64986APB1 Other Municipal Debt N Unrated Security N/A N/A 2013-06-15 2013-06-15 N N Y Obligor New York State Environmental Facilities Corp - NYCMWFA Program N/A N/A 250000.00 255122.46 0.0001 N 255395.00 255395.00 New York State Environmental Facilities Corp State Clean Water & Drinking Water Revolving Funds Sub RB Series 2007C 4.000000% 64986AUU3 Other Municipal Debt N Unrated Security N/A N/A 2013-06-15 2013-06-15 N N Y Obligor New York State Environmental Facilities Corp - NYCMWFA Program N/A N/A 710000.00 721265.93 0.0003 N 722148.10 722148.10 New York State Environmental Facilities Corp State Clean Water & Drinking Water Revolving Funds RB Series 2008A 5.000000% 64986AXP1 Other Municipal Debt N Unrated Security N/A N/A 2013-06-15 2013-06-15 N N Y Obligor New York State Environmental Facilities Corp - NYCMWFA Program N/A N/A 250000.00 255252.21 0.0001 N 255395.00 255395.00 New York State HFA Housing RB (North End Ave) Series 2004A 0.150000% 64986MJ55 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Fannie Mae N/A N/A Y Fannie Mae N/A N/A N 2300000.00 2300000.00 0.0011 N 2300000.00 2300000.00 New York State HFA Housing RB (100 Maiden Lane) Series 2004A 0.150000% 64986MM28 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Fannie Mae N/A N/A Y Fannie Mae N/A N/A N 25390000.00 25390000.00 0.0120 N 25390000.00 25390000.00 New York State HFA Housing RB (Shore Hill) Series 2008A 0.150000% 64986MV93 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Freddie Mac N/A N/A Y Freddie Mac N/A N/A N 6250000.00 6250000.00 0.0030 N 6250000.00 6250000.00 New York State HFA Housing RB (320 West 38th St) Series 2008A 0.110000% 64986MW27 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 9000000.00 9000000.00 0.0043 N 9000000.00 9000000.00 New York State HFA Housing RB (College Arms Apts) Series 2008A 0.120000% 64986MX83 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Freddie Mac N/A N/A Y Freddie Mac N/A N/A N 7690000.00 7690000.00 0.0036 N 7690000.00 7690000.00 New York State HFA Housing RB (Gotham West) Series 2011A2 0.120000% 64986UFK8 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 12990000.00 12990000.00 0.0062 N 12990000.00 12990000.00 New York State HFA Housing RB (West 30th St) Series 2012A1 0.110000% 64986UMA2 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 15000000.00 15000000.00 0.0071 N 15000000.00 15000000.00 New York State HFA Housing RB (388 Bridge St) Series 2012A 0.130000% 64986UMM6 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 30000000.00 30000000.00 0.0142 N 30000000.00 30000000.00 New York State HFA Housing RB (Related-42nd & 10th) Series 2010A 0.130000% 64986URC3 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Freddie Mac N/A N/A Y Freddie Mac N/A N/A N 10000000.00 10000000.00 0.0047 N 10000000.00 10000000.00 New York State Local Government Assistance Corp Refunding Bonds Series 1993E 0.190000% 74703YDQ0 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Bank of America NA N/A N/A N N 1860000.00 1860000.00 0.0009 N 1860000.00 1860000.00 New York State Mortgage Agency Homeowner Mortgage RB Series 164 0.600000% 649883NT8 Other Municipal Debt N Unrated Security N/A N/A 2013-04-01 2013-04-01 N N N 400000.00 400236.67 0.0002 N 400252.00 400252.00 New York State Mortgage Agency Homeowner Mortgage RB Series 173B 0.230000% 649883SL0 Other Municipal Debt N First Tier Security N/A N/A 2013-05-01 2013-05-01 N N N 4000000.00 4000000.00 0.0019 N 4000240.00 4000240.00 New York State Mortgage Agency Homeowner Mortgage RB Series 174B 0.230000% 649883SN6 Other Municipal Debt N First Tier Security N/A N/A 2013-05-01 2013-05-01 N N N 6000000.00 6000000.00 0.0028 N 6000360.00 6000360.00 New York State Power Auth CP Series 1 & 2 0.160000% 64985GZX0 Other Commercial Paper N First Tier Security N/A N/A 2013-01-17 2013-01-17 N N N 10000000.00 10000000.00 0.0047 N 10000000.00 10000000.00 New York State Power Auth RB Series 2007A 0.170000% 64989KHL3 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Citibank NA N/A N/A N N 3210000.00 3210000.00 0.0015 N 3210000.00 3210000.00 New York State Power Auth CP Series 1 & 2 0.150000% 64989QM26 Other Commercial Paper N First Tier Security N/A N/A 2013-01-10 2013-01-10 N N N 20625000.00 20625000.00 0.0098 N 20624587.50 20624587.50 New York State Power Auth CP Series 1 & 2 0.160000% 64989QM34 Other Commercial Paper N First Tier Security N/A N/A 2013-01-10 2013-01-10 N N N 25635000.00 25635000.00 0.0121 N 25634743.65 25634743.65 New York State Power Auth CP Series 1 & 2 0.160000% 64989QM42 Other Commercial Paper N First Tier Security N/A N/A 2013-01-09 2013-01-09 N N N 10000000.00 10000000.00 0.0047 N 10000000.00 10000000.00 New York State Power Auth CP Series 1 & 2 0.140000% 64989QM75 Other Commercial Paper N First Tier Security N/A N/A 2013-01-15 2013-01-15 N N N 6700000.00 6700000.00 0.0032 N 6699866.00 6699866.00 New York State Power Auth CP Series 1 0.240000% 64989VRM6 Other Commercial Paper N First Tier Security N/A N/A 2013-02-13 2013-08-12 N N N 4000000.00 4000000.00 0.0019 N 4000080.00 4000080.00 New York State Thruway Auth State Personal Income Tax RB Series 2012A 0.150000% 25155DRK9 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Deutsche Bank AG N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 9000000.00 9000000.00 0.0043 N 9000000.00 9000000.00 New York State Thruway Auth General RB Series H 0.380000% 27884FYT1 Other Municipal Debt N First Tier Security N/A N/A 2013-01-17 2013-01-17 N Y US Bank NA N/A N/A Y Tender Option US Bank NA N/A N/A 19460000.00 19460000.00 0.0092 N 19460000.00 19460000.00 New York State Thruway Auth Highway & Bridge Trust Fund Bonds Series 2012A 0.140000% 46636YVA5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y JPMorgan Chase Bank NA N/A N/A N N 7500000.00 7500000.00 0.0036 N 7500000.00 7500000.00 New York State Thruway Auth Highway & Bridge Trust Fund Bonds Series 2005B 5.000000% 650013R72 Other Municipal Debt N Unrated Security N/A N/A 2013-04-01 2013-04-01 N N N 1790000.00 1810666.65 0.0009 N 1810746.10 1810746.10 New York State Thruway Auth Second General Highway & Bridge Trust Fund Bonds Series 2004B 5.250000% 650014EM1 Other Municipal Debt N Unrated Security N/A N/A 2013-04-01 2013-04-01 N N N 705000.00 713591.64 0.0003 N 713593.95 713593.95 New York State Thruway Auth Second General Highway & Bridge Trust Fund Bonds Series 2007A 4.000000% 650014KA0 Other Municipal Debt N Unrated Security N/A N/A 2013-04-01 2013-04-01 N N N 450000.00 453999.63 0.0002 N 454126.50 454126.50 New York State Thruway Auth Second General Highway & Bridge Trust Fund Bonds Series 2007A 5.000000% 650014KB8 Other Municipal Debt N Unrated Security N/A N/A 2013-04-01 2013-04-01 N N N 100000.00 101130.32 0.0000 N 101159.00 101159.00 New York State Thruway Auth Second General Highway & Bridge Trust Fund Bonds Series 2008A 5.000000% 650014MJ9 Other Municipal Debt N Unrated Security N/A N/A 2013-04-01 2013-04-01 N N N 350000.00 353954.63 0.0002 N 354056.50 354056.50 New York State Thruway Auth Highway & Bridge Trust Fund Bonds Series 2009A1 3.000000% 650014PT4 Other Municipal Debt N Unrated Security N/A N/A 2013-04-01 2013-04-01 N N N 250000.00 251612.50 0.0001 N 251690.00 251690.00 New York State Thruway Auth Second General Highway & Bridge Trust Fund Bonds Series 2010A 4.000000% 650014SK0 Other Municipal Debt N Unrated Security N/A N/A 2013-04-01 2013-04-01 N N N 250000.00 252221.58 0.0001 N 252292.50 252292.50 New York State Thruway Auth Second General Highway & Bridge Trust Fund Refunding Bonds Series 2011A2 4.000000% 650014UZ4 Other Municipal Debt N Unrated Security N/A N/A 2013-04-01 2013-04-01 N N N 850000.00 857708.75 0.0004 N 857794.50 857794.50 New York State Thruway Auth Local Highway & Bridge Service Contract Bonds Series 2007 5.000000% 650017VS2 Other Municipal Debt N Unrated Security N/A N/A 2013-04-01 2013-04-01 N N Y Obligor New York State N/A N/A 500000.00 505766.99 0.0002 N 505795.00 505795.00 New York State Thruway Auth Local Highway & Bridge Service Contract Bonds Series 2008 3.000000% 650017WN2 Other Municipal Debt N Unrated Security N/A N/A 2013-04-01 2013-04-01 N N Y Obligor New York State N/A N/A 100000.00 100643.05 0.0000 N 100669.00 100669.00 New York State Thruway Auth Local Highway & Bridge Service Contract Bonds Series 2008 5.000000% 650017WP7 Other Municipal Debt N Unrated Security N/A N/A 2013-04-01 2013-04-01 N N Y Obligor New York State N/A N/A 270000.00 273101.76 0.0001 N 273107.70 273107.70 New York State Thruway Auth Local Highway & Bridge Service Contract Bonds Series 2009 3.000000% 650017WW2 Other Municipal Debt N Unrated Security N/A N/A 2013-04-01 2013-04-01 N N Y Obligor New York State N/A N/A 100000.00 100626.03 0.0000 N 100669.00 100669.00 New York State Thruway Auth State Personal Income Tax RB Series 2003A 3.500000% 650028CK7 Other Municipal Debt N Unrated Security N/A N/A 2013-03-15 2013-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 600000.00 603828.45 0.0003 N 603864.00 603864.00 New York State Thruway Auth State Personal Income Tax RB Series 2008A 3.000000% 650028NJ8 Other Municipal Debt N Unrated Security N/A N/A 2013-03-15 2013-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 350000.00 351824.33 0.0002 N 351911.00 351911.00 New York State Thruway Auth State Personal Income Tax RB Series 2009A 4.000000% 650028QV8 Other Municipal Debt N Unrated Security N/A N/A 2013-03-15 2013-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 250000.00 251782.25 0.0001 N 251857.50 251857.50 New York State Thruway Auth State Personal Income Tax RB Series 2010A 5.000000% 650028SC8 Other Municipal Debt N Unrated Security N/A N/A 2013-03-15 2013-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 1200000.00 1211521.16 0.0006 N 1211280.00 1211280.00 New York State Thruway Auth Second General Highway & Bridge Trust Fund Bonds Series 2012A 0.150000% 74703UFB9 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Bank of America NA N/A N/A N N 6000000.00 6000000.00 0.0028 N 6000000.00 6000000.00 New York State Tobacco Settlement Financing Corp Asset-Backed RB Series 2011B 4.000000% 88880TMN3 Other Municipal Debt N Unrated Security N/A N/A 2013-06-01 2013-06-01 N N Y Obligor New York State N/A N/A 3815000.00 3872671.50 0.0018 N 3872568.35 3872568.35 New York State Urban Development Corp State Personal Income Tax RB Series 2009A1 0.140000% 46632PUA9 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 4995000.00 4995000.00 0.0024 N 4995000.00 4995000.00 New York State Urban Development Corp Service Contract Refunding RB Series 2008B 0.140000% 46636YUE8 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State N/A N/A 7310000.00 7310000.00 0.0035 N 7310000.00 7310000.00 New York State Urban Development Corp Service Contract Refunding RB Series 2005A 5.000000% 6500344G3 Other Municipal Debt N Unrated Security N/A N/A 2013-01-01 2013-01-01 N N Y Obligor New York State N/A N/A 1600000.00 1600000.00 0.0008 N 1600000.00 1600000.00 New York State Urban Development Corp State Personal Income Tax RB Series 2004A1 5.000000% 650034T92 Other Municipal Debt N Unrated Security N/A N/A 2013-03-15 2013-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 350000.00 353193.35 0.0002 N 353318.00 353318.00 New York State Urban Development Corp State Personal Income Tax RB Series 2002C1 4.250000% 650034XC0 Other Municipal Debt N Unrated Security N/A N/A 2013-03-15 2013-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 100000.00 100758.00 0.0000 N 100802.00 100802.00 New York State Urban Development Corp Service Contract Refunding RB Series 2005B 5.000000% 650035AQ1 Other Municipal Debt N Unrated Security N/A N/A 2013-01-01 2013-01-01 N N Y Obligor New York State N/A N/A 500000.00 500000.00 0.0002 N 500000.00 500000.00 New York State Urban Development Corp Service Contract Refunding RB Series 2007A 5.000000% 650035EG9 Other Municipal Debt N Unrated Security N/A N/A 2013-01-01 2013-01-01 N N Y Obligor New York State N/A N/A 2825000.00 2825000.00 0.0013 N 2825000.00 2825000.00 New York State Urban Development Corp State Personal Income Tax RB Series 2007C 4.500000% 650035FS2 Other Municipal Debt N Unrated Security N/A N/A 2013-03-15 2013-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 475000.00 478935.02 0.0002 N 479032.75 479032.75 New York State Urban Development Corp State Personal Income Tax RB Series 2008A1 5.000000% 650035HE1 Other Municipal Debt N Unrated Security N/A N/A 2013-12-15 2013-12-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 100000.00 104292.97 0.0000 N 104511.00 104511.00 New York State Urban Development Corp State Personal Income Tax RB Series 2005B 0.140000% 650035KL1 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 9195000.00 9195000.00 0.0044 N 9195000.00 9195000.00 New York State Urban Development Corp State Personal Income Tax RB Series 2004A3A 0.110000% 650035MG0 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 7110000.00 7110000.00 0.0034 N 7110000.00 7110000.00 New York State Urban Development Corp State Personal Income Tax RB Series 2004A3D 0.110000% 650035MK1 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 2925000.00 2925000.00 0.0014 N 2925000.00 2925000.00 New York State Urban Development Corp Service Contract Refunding RB Series 2008D 4.000000% 650035NS3 Other Municipal Debt N Unrated Security N/A N/A 2013-01-01 2013-01-01 N N Y Obligor New York State N/A N/A 1255000.00 1255000.00 0.0006 N 1255000.00 1255000.00 New York State Urban Development Corp State Personal Income Tax RB Series 2009B1 3.000000% 650035QR2 Other Municipal Debt N Unrated Security N/A N/A 2013-03-15 2013-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 250000.00 251314.78 0.0001 N 251385.00 251385.00 New York State Urban Development Corp State Personal Income Tax RB Series 2009B1 0.150000% 650035RU4 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Deutsche Bank AG N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 5000000.00 5000000.00 0.0024 N 5000000.00 5000000.00 New York State Urban Development Corp Service Contract Refunding RB Series 2010B 5.000000% 650035UP1 Other Municipal Debt N Unrated Security N/A N/A 2013-01-01 2013-01-01 N N Y Obligor New York State N/A N/A 11015000.00 11015000.00 0.0052 N 11015000.00 11015000.00 New York State Urban Development Corp State Personal Income Tax RB Series 2011A 5.000000% 650035WG9 Other Municipal Debt N Unrated Security N/A N/A 2013-03-15 2013-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 445000.00 449172.66 0.0002 N 449236.40 449236.40 North Hempstead BAN 2012A 1.000000% 659666KF7 Other Municipal Debt N Unrated Security N/A N/A 2013-04-10 2013-04-10 N N N 12701000.00 12725355.65 0.0060 N 12729577.25 12729577.25 Orange Cnty Funding Corp Assisted Living Residence RB (Hamlet at Wallkill) Series 2012 0.250000% 684593AA4 Other Municipal Debt N Unrated Security N/A N/A 2013-03-05 2013-03-05 N N Y Escrow Escrow N/A N/A 10000000.00 10000000.00 0.0047 N 10000000.00 10000000.00 Port Auth of New York & New Jersey Consolidated Bonds 140th Series 0.130000% 27884FBQ2 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y US Bank NA N/A N/A Y US Bank NA N/A N/A N 5215000.00 5215000.00 0.0025 N 5215000.00 5215000.00 Port Auth of New York & New Jersey Consolidated Bonds 148th Series 0.180000% 73358T4P3 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Morgan Stanley Bank NA N/A N/A N N 13000000.00 13000000.00 0.0062 N 13000000.00 13000000.00 Port Auth of New York & New Jersey Consolidated Bonds 144th Series 0.140000% 73358TWC1 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y JPMorgan Chase Bank NA N/A N/A N N 750000.00 750000.00 0.0004 N 750000.00 750000.00 Port Auth of New York & New Jersey Consolidated Bonds 148th Series 0.140000% 73358TX89 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Citibank NA N/A N/A N N 5540000.00 5540000.00 0.0026 N 5540000.00 5540000.00 Port Auth of New York & New Jersey CP Series B 0.170000% 73359BDC0 Other Commercial Paper N First Tier Security N/A N/A 2013-04-02 2013-04-02 N N N 4175000.00 4175000.00 0.0020 N 4175000.00 4175000.00 Puerto Rico Refunding Bonds Series 2003C5-2 0.130000% 74514LYU5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Barclays Bank Plc N/A N/A Y Barclays Bank Plc N/A N/A N 16000000.00 16000000.00 0.0076 N 16000000.00 16000000.00 Puerto Rico Highway & Transportation Auth Transportation RB Series A 0.110000% 745190Y77 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Bank of Nova Scotia N/A N/A Y Bank of Nova Scotia N/A N/A N 1950000.00 1950000.00 0.0009 N 1950000.00 1950000.00 Puerto Rico Sales Tax Financing Corp Sales Tax RB Series 2007A 0.200000% 25154LGB4 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Deutsche Bank AG N/A N/A N N 14365000.00 14365000.00 0.0068 N 14365000.00 14365000.00 Puerto Rico Sales Tax Financing Corp Sales Tax RB Sr Series 2009C 0.160000% 74529JJM8 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Citibank NA N/A N/A N N 6700000.00 6700000.00 0.0032 N 6700000.00 6700000.00 Rockland Cnty IDA RB (Assisted Living At Northern Riverview) Series 1999 0.230000% 773561AD7 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 8365000.00 8365000.00 0.0040 N 8365000.00 8365000.00 Rockville Centre UFSD TAN 2012 0.750000% 774149HV3 Other Municipal Debt N Unrated Security N/A N/A 2013-06-21 2013-06-21 N N N 5000000.00 5010301.56 0.0024 N 5010650.00 5010650.00 Sachem CSD at Holbrook TAN 2012-2013 1.000000% 785721TS0 Other Municipal Debt N First Tier Security N/A N/A 2013-06-20 2013-06-20 N N N 10000000.00 10033425.68 0.0048 N 10033900.00 10033900.00 Sales Tax Asset Receivable Corp RB Fiscal 2005 Series A 0.170000% 25155DFM8 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Deutsche Bank AG N/A N/A N N 6665000.00 6665000.00 0.0032 N 6665000.00 6665000.00 Sales Tax Asset Receivable Corp RB Fiscal 2005 Series A 0.140000% 794665BU2 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y JPMorgan Chase Bank NA N/A N/A N N 2415000.00 2415000.00 0.0011 N 2415000.00 2415000.00 Schenectady IDA RB (Sunnyview Hospital & Rehabilitation Center) Series 2003A 0.180000% 806419AE7 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 6450000.00 6450000.00 0.0031 N 6450000.00 6450000.00 Schenectady IDA RB (Sunnyview Hospital & Rehabilitation Center) Series 2003B 0.180000% 806419AF4 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 3950000.00 3950000.00 0.0019 N 3950000.00 3950000.00 Scotia-Glenville CSD BAN 2012 1.000000% 809265EM9 Other Municipal Debt N Unrated Security N/A N/A 2013-06-29 2013-06-29 N N N 10610000.00 10643221.13 0.0050 N 10644164.20 10644164.20 South Country Central SD TAN 2012-2013 0.750000% 837489KE2 Other Municipal Debt N Unrated Security N/A N/A 2013-06-27 2013-06-27 N N N 21800000.00 21833675.06 0.0103 N 21835316.00 21835316.00 Syracuse IDA Civic Facility Refunding RB (Crouse Health) Series 2003A 0.130000% 871720BR8 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y HSBC BANK USA N/A N/A Y HSBC Bank USA N/A N/A N 8760000.00 8760000.00 0.0041 N 8760000.00 8760000.00 Syracuse IDA Civic Facility RB (Syracuse Univ) Series 2005B 0.120000% 871720CD8 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 4490000.00 4490000.00 0.0021 N 4490000.00 4490000.00 Tarrytown BAN Series 2012B 2.000000% 876468MB2 Other Municipal Debt N First Tier Security N/A N/A 2013-10-18 2013-10-18 N N N 11000000.00 11151634.25 0.0053 N 11154550.00 11154550.00 Tarrytowns UFSD BAN 2012 1.000000% 876487JL4 Other Municipal Debt N Unrated Security N/A N/A 2013-02-15 2013-02-15 N N N 10400000.00 10409039.45 0.0049 N 10410192.00 10410192.00 Triborough Bridge & Tunnel Auth General RB (MTA Bridges & Tunnels) Series 2008C 0.190000% 05248RAE1 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Bank of America NA N/A N/A N N 3000000.00 3000000.00 0.0014 N 3000000.00 3000000.00 Triborough Bridge & Tunnel Auth General Refunding RB Series 2012B 0.150000% 25155DRA1 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Deutsche Bank AG N/A N/A N N 9750000.00 9750000.00 0.0046 N 9750000.00 9750000.00 Triborough Bridge & Tunnel Auth General RB Series 2008C 5.000000% 89602NPA6 Other Municipal Debt N Unrated Security N/A N/A 2013-11-15 2013-11-15 N N N 1375000.00 1430716.65 0.0007 N 1431320.00 1431320.00 Triborough Bridge & Tunnel Auth General RB (MTA Bridges and Tunnels) Series 2009A2 0.130000% 89602NUR3 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y Credit Suisse AG N/A N/A N N 6500000.00 6500000.00 0.0031 N 6500000.00 6500000.00 Triborough Bridge & Tunnel Auth General RB (MTA Bridges & Tunnels) Series 2003B1 0.110000% 89602NWU4 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y California Public Employees' Retirement System N/A N/A Y California Public Employees' Retirement System N/A N/A N 29445000.00 29445000.00 0.0139 N 29445000.00 29445000.00 Triborough Bridge & Tunnel Auth General RB (MTA Bridges & Tunnels) Series 2003B2 0.110000% 89602NWV2 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-07 2013-01-07 Y California State Teachers Retirement Systems N/A N/A Y California State Teachers Retirement Systems N/A N/A N 3330000.00 3330000.00 0.0016 N 3330000.00 3330000.00 Triborough Bridge & Tunnel Auth General Refunding RB (MTA Bridges & Tunnels) Series 2005B2b 0.120000% 89602NXB5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-01-02 2013-01-02 Y California State Teachers Retirement Systems N/A N/A Y California State Teachers Retirement Systems N/A N/A N 1000000.00 1000000.00 0.0005 N 1000000.00 1000000.00 Ulster Cnty GO BAN Series 2012A 1.000000% 903766ZS5 Other Municipal Debt N Unrated Security N/A N/A 2013-11-15 2013-11-15 N N N 3255000.00 3273348.03 0.0016 N 3274302.15 3274302.15 Ulster Cnty GO BAN Series 2012B 0.750000% 903766ZT3 Other Municipal Debt N Unrated Security N/A N/A 2013-11-29 2013-11-29 N N N 14225000.00 14285554.07 0.0068 N 14289866.00 14289866.00 Victor CSD BAN 2012 0.750000% 926009KM2 Other Municipal Debt N Unrated Security N/A N/A 2013-09-27 2013-09-27 N N N 9000000.00 9030062.97 0.0043 N 9031950.00 9031950.00 West Islip UFSD TAN 2012-2013 0.750000% 953429HR1 Other Municipal Debt N Unrated Security N/A N/A 2013-06-28 2013-06-28 N N N 10000000.00 10017507.24 0.0047 N 10017700.00 10017700.00 West Seneca BAN Series 2012 1.000000% 955771PX2 Other Municipal Debt N Unrated Security N/A N/A 2013-08-02 2013-08-02 N N N 15030000.00 15089379.21 0.0071 N 15092675.10 15092675.10 West Seneca CSD BAN 2012 1.000000% 955776HH5 Other Municipal Debt N Unrated Security N/A N/A 2013-11-27 2013-11-27 N N N 11610000.00 11662206.17 0.0055 N 11665611.90 11665611.90 William Floyd UFSD TAN 2012-2013 0.750000% 969254QW4 Other Municipal Debt N Unrated Security N/A N/A 2013-06-27 2013-06-27 N N N 10000000.00 10021287.04 0.0047 N 10022100.00 10022100.00