0001145549-13-000670.txt : 20130301
0001145549-13-000670.hdr.sgml : 20130301
20130108131924
ACCESSION NUMBER: 0001145549-13-000670
CONFORMED SUBMISSION TYPE: N-MFP
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130108
DATE AS OF CHANGE: 20130108
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS
CENTRAL INDEX KEY: 0000857156
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: N-MFP
SEC ACT: 1933 Act
SEC FILE NUMBER: 811-05954
FILM NUMBER: 13517476
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 1-800-648-5300
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS
DATE OF NAME CHANGE: 19920703
0000857156
S000004513
Schwab New York AMT Tax-Free Money Fund
C000012394
Sweep Shares
SWNXX
C000012395
Value Advantage Shares
SWYXX
N-MFP
1
primary_doc.xml
N-MFP
N-MFP
LIVE
N
2012-12-31
0000857156
S000004513
2
N
N
N
N
033-31894
Charles Schwab Investment Management, Inc.
801-35905
PricewaterhouseCoopers LLP
San Francisco
CA
Charles Schwab Investment Management, Inc.
Boston Financial Data Services, Inc.
0000275143
84-00896
N
N
N
Single State Fund
40
40
2138306874.27
16953258.71
43585038.43
2111675094.55
0.0018
1.0007
2012-12-31
1.0007
2012-12-31
C000012394
1.00
1793128576.72
1.00
152175869.35
758186921.16
606011051.81
0.0001
1.0007
2012-12-31
1.0007
2012-12-31
C000012395
25000.00
318546517.83
1.00
-33897820.30
7761869.58
41659689.88
0.0001
1.0008
2012-12-31
1.0008
2012-12-31
Amherst Development Corp
Student Housing Facility Refunding RB Series 2010B 0.120000%
031358AX2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
HSBC BANK USA
N/A
N/A
Y
HSBC Bank USA
N/A
N/A
N
5780000.00
5780000.00
0.0027
N
5780000.00
5780000.00
Amherst IDA
Civic Facility RB (Daemen College) Series 2006B 0.180000%
031362EJ1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
3545000.00
3545000.00
0.0017
N
3545000.00
3545000.00
Amityville UFSD
TAN 2012-2013 0.750000%
031645GK4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-21
2013-06-21
N
N
N
12000000.00
12026359.68
0.0057
N
12027840.00
12027840.00
Chautauqua Cnty IDA
Civic Facility RB (Jamestown Center City Development Corp) Series 2000A 0.150000%
162544AU4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
11010000.00
11010000.00
0.0052
N
11010000.00
11010000.00
Cheektowaga
BAN 2012 1.000000%
162879F47
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-07-18
2013-07-18
N
N
N
12735000.00
12783150.86
0.0061
N
12783902.40
12783902.40
Colonie Local Development Corp
RB (Shaker Point at Carondelet) Series 2011 0.130000%
196220AA5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
10000000.00
10000000.00
0.0047
N
10000000.00
10000000.00
East Rochester Housing Auth
Housing RB (Park Ridge Nursing Home) Series 2008 0.210000%
274722DX2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
13965000.00
13965000.00
0.0066
N
13965000.00
13965000.00
Eastport South Manor CSD
TAN 2012-2013 1.250000%
27779TFB9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-21
2013-06-21
N
N
N
11250000.00
11298895.31
0.0054
N
11300625.00
11300625.00
Greene Cnty
BAN 2012 1.000000%
394604LN0
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-03-29
2013-03-29
N
N
N
10000000.00
10014938.19
0.0047
N
10018000.00
10018000.00
Ithaca
BAN Series 2012 1.000000%
465650SA8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-02
2013-08-02
N
N
N
12565512.00
12616614.63
0.0060
N
12619418.05
12619418.05
Lancaster IDA
Civic Facility RB (2000 GreenField Manor) 0.180000%
514502AA1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
9535000.00
9535000.00
0.0045
N
9535000.00
9535000.00
Madison Cnty IDA
Civic Facility RB (Colgate Univ) Series 2005A 0.140000%
46632PBD4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
Berkshire Hathaway Assurance Corp
N/A
N/A
N
11845000.00
11845000.00
0.0056
N
11845000.00
11845000.00
Manhasset UFSD
TAN Series 2012-2013 1.000000%
562745JB6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-20
2013-06-20
N
N
N
12000000.00
12043263.16
0.0057
N
12044160.00
12044160.00
Metropolitan Transportation Auth
Dedicated Tax Fund Bonds Series 2004B2 0.140000%
46636YNQ9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
8055000.00
8055000.00
0.0038
N
8055000.00
8055000.00
Metropolitan Transportation Auth
State Service Contract Bonds Series 2002B 5.500000%
5925973C0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-01-01
2013-01-01
N
N
Y
Obligor
New York State
N/A
N/A
840000.00
840000.00
0.0004
N
840000.00
840000.00
Metropolitan Transportation Auth
State Service Contract Bonds Series 2002B 5.500000%
5925973D8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-07-01
2013-07-01
N
N
Y
Obligor
New York State
N/A
N/A
100000.00
102536.25
0.0000
N
102588.00
102588.00
Metropolitan Transportation Auth
Dedicated Tax Fund Refunding Bonds Series 2008A1 0.120000%
59259NH97
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Morgan Stanley Bank NA
N/A
N/A
Y
Morgan Stanley Bank NA
N/A
N/A
N
8500000.00
8500000.00
0.0040
N
8500000.00
8500000.00
Metropolitan Transportation Auth
Dedicated Tax Fund Bonds Series 2002B1 0.110000%
59259NP49
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
State Street Bank & Trust Company NA
N/A
N/A
Y
State Street Bank & Trust Company NA
N/A
N/A
N
8400000.00
8400000.00
0.0040
N
8400000.00
8400000.00
Metropolitan Transportation Auth
Dedicated Tax Fund Refunding Bonds Series 2012A 0.140000%
59259NT37
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Citibank NA
N/A
N/A
N
N
8000000.00
8000000.00
0.0038
N
8000000.00
8000000.00
Metropolitan Transportation Auth
Dedicated Tax Fund Refunding Bonds Series 2012A 0.150000%
59259NT78
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Credit Suisse AG
N/A
N/A
N
N
6665000.00
6665000.00
0.0032
N
6665000.00
6665000.00
Metropolitan Transportation Auth
Dedicated Tax Fund Bonds Series 2006B 0.150000%
59259NUJ0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Citibank NA
N/A
N/A
N
N
13000000.00
13000000.00
0.0062
N
13000000.00
13000000.00
Metropolitan Transportation Auth
Dedicated Tax Fund Refunding Bonds Series 2008B1 0.110000%
59259NWB5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Bank of Nova Scotia
N/A
N/A
Y
Bank of Nova Scotia
N/A
N/A
N
5415000.00
5415000.00
0.0026
N
5415000.00
5415000.00
Metropolitan Transportation Auth
Transportation RB Series 2005B 0.140000%
59259R6Y5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
Berkshire Hathaway Assurance Corp
N/A
N/A
N
4995000.00
4995000.00
0.0024
N
4995000.00
4995000.00
Metropolitan Transportation Auth
Transportation Refunding RB Series 2002G1 0.100000%
59259R7S7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Bank of Nova Scotia
N/A
N/A
Y
Bank of Nova Scotia
N/A
N/A
N
60500000.00
60500000.00
0.0287
N
60500000.00
60500000.00
Metropolitan Transportation Auth
Transportation RB Series 2007A 0.160000%
59259RZ80
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Citibank NA
N/A
N/A
Y
Berkshire Hathaway Assurance Corp
N/A
N/A
N
26000000.00
26000000.00
0.0123
N
26000000.00
26000000.00
Metropolitan Transportation Auth
Transportation Revenue BAN Series CP2B 0.210000%
59260MJT0
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-02-08
2013-02-08
N
Y
Barclays Bank Plc
N/A
N/A
N
16190000.00
16190000.00
0.0077
N
16190323.80
16190323.80
Metropolitan Transportation Auth
Transportation Revenue BAN Series CP2B 0.210000%
59260MJV5
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-02-15
2013-02-15
N
Y
Barclays Bank Plc
N/A
N/A
N
7745000.00
7745000.00
0.0037
N
7745232.35
7745232.35
Metropolitan Transportation Auth
Transportation Revenue BAN Series CP2D 0.170000%
59260QDY6
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-02-07
2013-02-07
N
Y
Citibank NA
N/A
N/A
N
14000000.00
14000000.00
0.0066
N
14000140.00
14000140.00
Metropolitan Transportation Auth
Transportation Revenue BAN Series CP2C 0.180000%
59260UEE0
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-01-14
2013-01-14
N
Y
Royal Bank of Canada
N/A
N/A
N
20000000.00
20000000.00
0.0095
N
20000000.00
20000000.00
Metropolitan Transportation Auth
Transportation Revenue BAN Series CP2C 0.180000%
59260UEH3
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-03-05
2013-03-05
N
Y
Royal Bank of Canada
N/A
N/A
N
28500000.00
28500000.00
0.0135
N
28500570.00
28500570.00
Miller Place UFSD
TAN 2012-2013 1.000000%
600582KF6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-27
2013-06-27
N
N
N
10200000.00
10236555.16
0.0048
N
10237536.00
10237536.00
Monroe Cnty IDA
Civic Facility RB Series 2004 0.230000%
610752CU9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
1565000.00
1565000.00
0.0007
N
1565000.00
1565000.00
Monroe Cnty IDA
Civic Facility RB (Cherry Ridge Apts) Series 2005 0.150000%
610752CZ8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
HSBC BANK USA
N/A
N/A
Y
HSBC Bank USA
N/A
N/A
N
2800000.00
2800000.00
0.0013
N
2800000.00
2800000.00
Monroe Cnty IDA
RB (Univ of Rochester) Series 2011A&B 0.160000%
94985N5G2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Wells Fargo Bank NA
N/A
N/A
Y
Wells Fargo Bank NA
N/A
N/A
N
7505000.00
7505000.00
0.0036
N
7505000.00
7505000.00
Nassau Cnty Interim Finance Auth
Sales Tax Secured Bonds Series 2008B 0.110000%
631663KG5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Sumitomo Mitsui Banking Corp
N/A
N/A
N
N
44690000.00
44690000.00
0.0212
N
44690000.00
44690000.00
Nassau Cnty Interim Finance Auth
Sales Tax Secured Bonds Series 2008D1 0.120000%
631663MM0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Bank of New York Mellon
N/A
N/A
N
N
36000000.00
36000000.00
0.0170
N
36000000.00
36000000.00
Nassau Cnty Local Economic Assistance Corp
RB Series 2011A 0.130000%
63166LAA9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
TD Bank NA
N/A
N/A
Y
TD Bank NA
N/A
N/A
N
5000000.00
5000000.00
0.0024
N
5000000.00
5000000.00
New York City
GO Bonds Fiscal 2008 Series E 0.140000%
18886PM51
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
State Street Bank & Trust Company NA
N/A
N/A
N
N
18695000.00
18695000.00
0.0089
N
18695000.00
18695000.00
New York City
GO Bonds Fiscal 2005 Series J 0.140000%
46632PJP9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
7015000.00
7015000.00
0.0033
N
7015000.00
7015000.00
New York City
GO Bonds Fiscal 2005 Series G 0.140000%
46632PMQ3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
7555000.00
7555000.00
0.0036
N
7555000.00
7555000.00
New York City
GO Bonds Fiscal 2004 Series J 0.140000%
46632PMS9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
7670000.00
7670000.00
0.0036
N
7670000.00
7670000.00
New York City
GO Bonds Fiscal 2009 Series I1 0.140000%
46633VBC2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
14740000.00
14740000.00
0.0070
N
14740000.00
14740000.00
New York City
GO Bonds Fiscal 2009 Series B1 0.140000%
46633VJG5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
3500000.00
3500000.00
0.0017
N
3500000.00
3500000.00
New York City
GO Bonds Fiscal 2012 Series G1 0.170000%
46636YN30
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Deutsche Bank AG
N/A
N/A
N
N
3555000.00
3555000.00
0.0017
N
3555000.00
3555000.00
New York City
GO Bonds Fiscal 1994 Series A6 0.140000%
649660NX1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Landesbank Hessen-Thuringen Girozentrale
N/A
N/A
Y
Landesbank Hessen-Thuringen Girozentrale
N/A
N/A
N
3300000.00
3300000.00
0.0016
N
3300000.00
3300000.00
New York City
GO Bonds Fiscal 1994 Series A7 0.120000%
649660NZ6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-02
2013-01-02
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
1400000.00
1400000.00
0.0007
N
1400000.00
1400000.00
New York City
GO Bonds Fiscal 1993 Series E2 0.120000%
649660PX9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-02
2013-01-02
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
2400000.00
2400000.00
0.0011
N
2400000.00
2400000.00
New York City
GO Bonds Fiscal 2004 Series G 5.000000%
64966CE56
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
250000.00
256673.84
0.0001
N
256907.50
256907.50
New York City
GO Bonds Fiscal 2004 Series I 5.000000%
64966CV81
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
805000.00
826778.50
0.0004
N
827242.15
827242.15
New York City
GO Bonds Fiscal 2004 Series I 5.000000%
64966DVN6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
200000.00
205271.09
0.0001
N
205526.00
205526.00
New York City
GO Bonds Fiscal 2006 Series C 3.625000%
64966E5J2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
385000.00
392247.90
0.0002
N
392596.05
392596.05
New York City
GO Bonds Fiscal 2005 Series J 5.000000%
64966EBV8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-03-01
2013-03-01
N
N
N
100000.00
100732.78
0.0000
N
100766.00
100766.00
New York City
GO Bonds Fiscal 2005 Series P 5.000000%
64966EN52
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
135000.00
138595.82
0.0001
N
138730.05
138730.05
New York City
GO Bonds Fiscal 2007 Series C1 5.000000%
64966F7K4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-01-01
2013-01-01
N
N
N
2125000.00
2125000.00
0.0010
N
2125000.00
2125000.00
New York City
GO Bonds Fiscal 2006 Series I3 0.150000%
64966FA79
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-02
2013-01-02
Y
Bank of America NA
N/A
N/A
Y
Bank of America NA
N/A
N/A
N
11255000.00
11255000.00
0.0053
N
11255000.00
11255000.00
New York City
GO Bonds Fiscal 2006 Series I4 0.110000%
64966FA87
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Bank of New York Mellon
N/A
N/A
Y
Bank of New York Mellon
N/A
N/A
N
775000.00
775000.00
0.0004
N
775000.00
775000.00
New York City
GO Bonds Fiscal 2006 Series I6 0.100000%
64966FB29
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-02
2013-01-02
Y
California State Teachers Retirement Systems
N/A
N/A
Y
California State Teachers Retirement Systems
N/A
N/A
N
1120000.00
1120000.00
0.0005
N
1120000.00
1120000.00
New York City
GO Bonds Fiscal 2006 Series G 5.000000%
64966FSH8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
1590000.00
1633597.37
0.0008
N
1633931.70
1633931.70
New York City
GO Bonds Fiscal 2007 Series A 5.000000%
64966FT95
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
500000.00
513671.84
0.0002
N
513815.00
513815.00
New York City
GO Bonds Fiscal 2008 Series L1 0.140000%
64966G6D9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
6660000.00
6660000.00
0.0032
N
6660000.00
6660000.00
New York City
GO Bonds Fiscal 2009 Series A1 5.000000%
64966G6T4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-15
2013-08-15
N
N
N
250000.00
257112.21
0.0001
N
257372.50
257372.50
New York City
GO Bonds Fiscal 2008 Series H 4.000000%
64966GG22
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
100000.00
102044.62
0.0000
N
102188.00
102188.00
New York City
GO Bonds Fiscal 2008 Series A1 4.000000%
64966GLE0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
200000.00
204172.16
0.0001
N
204376.00
204376.00
New York City
GO Bonds Fiscal 2008 Series A1 4.500000%
64966GLF7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
125000.00
127860.44
0.0001
N
128095.00
128095.00
New York City
GO Bonds Fiscal 2008 Series I1 4.000000%
64966GQ88
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-02-01
2013-02-01
N
N
N
200000.00
200605.16
0.0001
N
200576.00
200576.00
New York City
GO Bonds Fiscal 2008 Series K 4.000000%
64966GY97
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
100000.00
102088.07
0.0000
N
102188.00
102188.00
New York City
GO Bonds Fiscal 2008 Series E 5.000000%
64966GYW6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
200000.00
205370.67
0.0001
N
205526.00
205526.00
New York City
GO Bonds Fiscal 2003 Series C3A 0.110000%
64966H7V6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Bank of Nova Scotia
N/A
N/A
N
N
700000.00
700000.00
0.0003
N
700000.00
700000.00
New York City
GO Bonds Fiscal 2003 Series C4 0.120000%
64966H7Z7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Bank of Tokyo Mitsubishi UFJ Ltd
N/A
N/A
Y
Bank of Tokyo Mitsubishi UFJ Ltd
N/A
N/A
N
6200000.00
6200000.00
0.0029
N
6200000.00
6200000.00
New York City
GO Bonds Fiscal 2009 Series B1 3.000000%
64966HAJ9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-09-01
2013-09-01
N
N
N
150000.00
152543.63
0.0001
N
152761.50
152761.50
New York City
GO Bonds Fiscal 2009 Series C 5.000000%
64966HBL3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
1455000.00
1493968.12
0.0007
N
1495201.65
1495201.65
New York City
GO Bonds Fiscal 2009 Series D 4.000000%
64966HBX7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
500000.00
510503.64
0.0002
N
510940.00
510940.00
New York City
GO Bonds Fiscal 2009 Series B3 0.110000%
64966HCH1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
TD Bank NA
N/A
N/A
Y
TD Bank NA
N/A
N/A
N
600000.00
600000.00
0.0003
N
600000.00
600000.00
New York City
GO Bonds Fiscal 2011 Series B 5.000000%
64966HD64
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
760000.00
780624.93
0.0004
N
780998.80
780998.80
New York City
GO Bonds Fiscal 2005 Series O 0.150000%
64966HDM9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Citibank NA
N/A
N/A
N
N
7000000.00
7000000.00
0.0033
N
7000000.00
7000000.00
New York City
GO Bonds Fiscal 2009 Series H1 4.000000%
64966HGD6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-03-01
2013-03-01
N
N
N
100000.00
100573.61
0.0000
N
100607.00
100607.00
New York City
GO Bonds Fiscal 2009 Series J1 0.150000%
64966HMA5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Citibank NA
N/A
N/A
N
N
11900000.00
11900000.00
0.0056
N
11900000.00
11900000.00
New York City
GO Bonds Fiscal 2010 Series E 3.000000%
64966HRU6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
100000.00
101519.90
0.0000
N
101614.00
101614.00
New York City
GO Bonds Fiscal 2010 Series E 5.000000%
64966HRV4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
200000.00
205328.62
0.0001
N
205526.00
205526.00
New York City
GO Bonds Fiscal 2006 Series F4A 0.100000%
64966HW30
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Sumitomo Mitsui Banking Corp
N/A
N/A
Y
Sumitomo Mitsui Banking Corp
N/A
N/A
N
2500000.00
2500000.00
0.0012
N
2500000.00
2500000.00
New York City
GO Bonds Fiscal 2006 Series F4B 0.110000%
64966HW48
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Union Bank NA
N/A
N/A
Y
Union Bank NA
N/A
N/A
N
5300000.00
5300000.00
0.0025
N
5300000.00
5300000.00
New York City
GO Bonds Fiscal 2013 Series A1 0.140000%
64966J5S1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Citibank NA
N/A
N/A
N
N
6400000.00
6400000.00
0.0030
N
6400000.00
6400000.00
New York City
GO Bonds Fiscal 2013 Series A5 0.110000%
64966J5W2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Sumitomo Mitsui Banking Corp
N/A
N/A
Y
Sumitomo Mitsui Banking Corp
N/A
N/A
N
4500000.00
4500000.00
0.0021
N
4500000.00
4500000.00
New York City
GO Bonds Fiscal 2012 Series G3 0.130000%
64966JB47
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Citibank NA
N/A
N/A
Y
Citibank NA
N/A
N/A
N
36000000.00
36000000.00
0.0170
N
36000000.00
36000000.00
New York City
GO Bonds Fiscal 2012 Series G4 0.090000%
64966JB54
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-02
2013-01-02
Y
PNC Bank NA
N/A
N/A
Y
PNC Bank NA
N/A
N/A
N
600000.00
600000.00
0.0003
N
600000.00
600000.00
New York City
GO Bonds Fiscal 2011 Series G 3.000000%
64966JBA3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
200000.00
202871.03
0.0001
N
203228.00
203228.00
New York City
GO Bonds Fiscal 2012 Series B 2.500000%
64966JNJ1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
1000000.00
1013036.87
0.0005
N
1013270.00
1013270.00
New York City
GO Bonds Fiscal 2010 Series C 5.000000%
64966JW44
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
590000.00
605917.86
0.0003
N
606301.70
606301.70
New York City
GO Bonds Fiscal 2010 Series F 5.000000%
64966KCV3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
375000.00
385004.06
0.0002
N
385361.25
385361.25
New York City
GO Bonds Fiscal 2013 Series A2 0.120000%
64966KCW1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-02
2013-01-02
Y
Mizuho Corporate Bank Ltd
N/A
N/A
Y
Mizuho Corporate Bank Ltd
N/A
N/A
N
1200000.00
1200000.00
0.0006
N
1200000.00
1200000.00
New York City Health & Hospitals Corp
Health System Bonds Series 2008C 0.120000%
649674GS1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
TD Bank NA
N/A
N/A
Y
TD Bank NA
N/A
N/A
N
16400000.00
16400000.00
0.0078
N
16400000.00
16400000.00
New York City Housing Development Corp
M/F Housing RB Series 2009C1 0.140000%
46632P8M8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
9000000.00
9000000.00
0.0043
N
9000000.00
9000000.00
New York City Housing Development Corp
M/F Mortgage RB (101 Ave D Apts) Series 2010A 0.140000%
64966TCF9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Bank of America NA
N/A
N/A
Y
Bank of America NA
N/A
N/A
N
15000000.00
15000000.00
0.0071
N
15000000.00
15000000.00
New York City Housing Development Corp
M/F Mortgage RB (461 Dean St) Series 2012A 0.120000%
64966TDD3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Bank of New York Mellon
N/A
N/A
Y
Bank of New York Mellon
N/A
N/A
N
10000000.00
10000000.00
0.0047
N
10000000.00
10000000.00
New York City Housing Development Corp
M/F Rental RB (Related-Monterey) Series 1997A 0.100000%
64970HAC8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Fannie Mae
N/A
N/A
Y
Fannie Mae
N/A
N/A
N
7500000.00
7500000.00
0.0036
N
7500000.00
7500000.00
New York City Housing Development Corp
M/F Housing RB (James Tower) Series 2002A 0.110000%
64970HAV6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Fannie Mae
N/A
N/A
Y
Fannie Mae
N/A
N/A
N
2950000.00
2950000.00
0.0014
N
2950000.00
2950000.00
New York City Housing Development Corp
M/F Rental Housing RB (90 Washington St) Series 2005A 0.110000%
64970HBC7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Fannie Mae
N/A
N/A
Y
Fannie Mae
N/A
N/A
N
30700000.00
30700000.00
0.0145
N
30700000.00
30700000.00
New York City Housing Development Corp
M/F Rental Housing RB (Lexington Courts) Series 2009A 0.110000%
64970HDV3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Freddie Mac
N/A
N/A
Y
Freddie Mac
N/A
N/A
N
10500000.00
10500000.00
0.0050
N
10500000.00
10500000.00
New York City Housing Development Corp
M/F Rental Housing RB (1133 Manhattan Ave) Series 2012A 0.160000%
64970HDW1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Freddie Mac
N/A
N/A
Y
Freddie Mac
N/A
N/A
N
9000000.00
9000000.00
0.0043
N
9000000.00
9000000.00
New York City Housing Development Corp
M/F Housing RB Series 2010B 0.150000%
64970M7W7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Citibank NA
N/A
N/A
N
N
27920000.00
27920000.00
0.0132
N
27920000.00
27920000.00
New York City Housing Development Corp
M/F Housing RB Series 2010D1A 2.050000%
64972BAH8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-05-01
2013-05-01
N
N
N
100000.00
100510.39
0.0000
N
100502.00
100502.00
New York City Housing Development Corp
M/F Housing RB Series 2012C 0.270000%
64972BSC0
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-02-01
2013-02-01
N
N
N
645000.00
645000.00
0.0003
N
645000.00
645000.00
New York City Housing Development Corp
M/F Housing RB Series 2009H2 0.250000%
64972BTJ4
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-06-28
2013-06-28
N
N
N
6640000.00
6640000.00
0.0031
N
6640066.40
6640066.40
New York City Housing Development Corp
M/F Housing RB Series 2012H 0.350000%
64972BZA6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-11-01
2013-11-01
N
N
N
1875000.00
1875000.00
0.0009
N
1874512.50
1874512.50
New York City Housing Development Corp
M/F Housing RB Series 2012H 0.250000%
64972BZM0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-05-01
2013-05-01
N
N
N
1455000.00
1455000.00
0.0007
N
1454709.00
1454709.00
New York City Housing Development Corp
M/F Housing RB Series 2012M 0.200000%
64972BZS7
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-10-01
2013-10-01
N
N
N
8630000.00
8630000.00
0.0041
N
8630000.00
8630000.00
New York City Housing Development Corp
M/F Housing RB Series 2012M 0.200000%
64972BZT5
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-10-01
2013-10-01
N
N
N
6570000.00
6570000.00
0.0031
N
6570000.00
6570000.00
New York City Housing Development Corp
M/F Housing RB Series 2012D1A 0.260000%
94987KJG1
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-05-09
2013-05-09
N
N
Y
Tender Option
Wells Fargo Bank NA
N/A
N/A
19995000.00
19995000.00
0.0095
N
19995000.00
19995000.00
New York City IDA
Civic Facility RB (Covenant of the Sacred Heart School of New York) Series 2002 0.140000%
649438HZ4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Federal Home Loan Bank
N/A
N/A
Y
Federal Home Loan Bank
N/A
N/A
N
14515000.00
14515000.00
0.0069
N
14515000.00
14515000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2008 Series A 0.130000%
07330CKG3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Branch Banking & Trust Co
N/A
N/A
N
N
15470000.00
15470000.00
0.0073
N
15470000.00
15470000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2006 Series A 0.130000%
27884FEJ5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
US Bank NA
N/A
N/A
Y
US Bank NA
N/A
N/A
N
9865000.00
9865000.00
0.0047
N
9865000.00
9865000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2005 Series D 0.140000%
46632PNF6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
3475000.00
3475000.00
0.0016
N
3475000.00
3475000.00
New York City Municipal Water Finance Auth
CP Series 1 0.150000%
64970LXC4
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-02-08
2013-02-08
N
N
N
25000000.00
25000000.00
0.0118
N
25000000.00
25000000.00
New York City Municipal Water Finance Auth
CP Series 6 0.240000%
64971TXF9
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-02-06
2013-02-06
N
N
N
15300000.00
15300000.00
0.0072
N
15300459.00
15300459.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2012 Series A1 0.090000%
64972F4V5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-02
2013-01-02
Y
Mizuho Corporate Bank Ltd
N/A
N/A
N
N
9040000.00
9040000.00
0.0043
N
9040000.00
9040000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2011 Series HH 0.150000%
64972F6D3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Deutsche Bank AG
N/A
N/A
N
N
14700000.00
14700000.00
0.0070
N
14700000.00
14700000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2006 Series A 0.140000%
64972FBS4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
22805000.00
22805000.00
0.0108
N
22805000.00
22805000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2007 Series CC1 0.110000%
64972FHH2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-02
2013-01-02
Y
Bank of Nova Scotia
N/A
N/A
N
N
4750000.00
4750000.00
0.0022
N
4750000.00
4750000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2007 Series CC2 0.170000%
64972FHJ8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-02
2013-01-02
Y
Bank of Nova Scotia
N/A
N/A
N
N
6050000.00
6050000.00
0.0029
N
6050000.00
6050000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2010 Series BB 3.000000%
64972FJ56
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-15
2013-06-15
N
N
N
100000.00
101175.17
0.0000
N
101251.00
101251.00
New York City Municipal Water Finance Auth
Water & Sewer System 2nd General Resolution RB Series 2010BB 5.000000%
64972FJ64
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-15
2013-06-15
N
N
N
300000.00
306170.81
0.0001
N
306435.00
306435.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2010 Series CC 0.110000%
64972FK62
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Barclays Bank Plc
N/A
N/A
N
N
600000.00
600000.00
0.0003
N
600000.00
600000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2003 Series E 0.140000%
64972FSK3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
4995000.00
4995000.00
0.0024
N
4995000.00
4995000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2008 Series C 3.000000%
64972FSY3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-15
2013-06-15
N
N
N
100000.00
101152.25
0.0000
N
101260.00
101260.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2008 Series C 5.000000%
64972FSZ0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-15
2013-06-15
N
N
N
355000.00
362453.27
0.0002
N
362646.70
362646.70
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2005 Series D 0.140000%
64972FUV6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
10860000.00
10860000.00
0.0051
N
10860000.00
10860000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2009 Series DD 0.160000%
64972FYV2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Citibank NA
N/A
N/A
N
N
8125000.00
8125000.00
0.0038
N
8125000.00
8125000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2013 Series AA2 0.110000%
64972GAS3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Bank of Tokyo Mitsubishi UFJ Ltd
N/A
N/A
N
N
1000000.00
1000000.00
0.0005
N
1000000.00
1000000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2006 Series AA1A 0.100000%
64972GAV6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-02
2013-01-02
Y
State Street Bank & Trust Company NA
N/A
N/A
N
N
3000000.00
3000000.00
0.0014
N
3000000.00
3000000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2006 Series AA1B 0.100000%
64972GAW4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-02
2013-01-02
Y
California State Teachers Retirement Systems
N/A
N/A
N
N
3150000.00
3150000.00
0.0015
N
3150000.00
3150000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2007 Series A 0.150000%
74703YTU4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Bank of America NA
N/A
N/A
N
N
12250000.00
12250000.00
0.0058
N
12250000.00
12250000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2012 Series BB 0.120000%
74926YVE8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Royal Bank of Canada
N/A
N/A
N
N
10515000.00
10515000.00
0.0050
N
10515000.00
10515000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2012 Series FF 0.160000%
94987KJB2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Wells Fargo Bank NA
N/A
N/A
N
N
7210000.00
7210000.00
0.0034
N
7210000.00
7210000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2012 Series E1 0.150000%
25155DMF5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Deutsche Bank AG
N/A
N/A
N
N
11330000.00
11330000.00
0.0054
N
11330000.00
11330000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2007 Series B 0.140000%
46632PSE4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
3495000.00
3495000.00
0.0017
N
3495000.00
3495000.00
New York City Transitional Finance Auth
Future Tax Secured Bonds Fiscal 2010 Series A1 0.140000%
46633VDB2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
11000000.00
11000000.00
0.0052
N
11000000.00
11000000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2011 Series D1 0.140000%
46633VQ36
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
3750000.00
3750000.00
0.0018
N
3750000.00
3750000.00
New York City Transitional Finance Auth
Future Tax Sr Secured Refunding Bonds Fiscal 2006 Series A1 5.000000%
64971K3Q7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-11-01
2013-11-01
N
N
N
250000.00
259314.81
0.0001
N
259885.00
259885.00
New York City Transitional Finance Auth
Recovery Bonds Fiscal 2003 Series 2D 0.120000%
64971KFE1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Lloyds TSB Bank Plc
N/A
N/A
N
N
2300000.00
2300000.00
0.0011
N
2300000.00
2300000.00
New York City Transitional Finance Auth
Recovery Bonds Fiscal 2003 Series 3G 0.110000%
64971KGG5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Bank of New York Mellon
N/A
N/A
N
N
10940000.00
10940000.00
0.0052
N
10940000.00
10940000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2007 Series C1 0.130000%
64971MNB4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Credit Suisse AG
N/A
N/A
N
N
6000000.00
6000000.00
0.0028
N
6000000.00
6000000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2010I2 4.000000%
64971MV33
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-11-01
2013-11-01
N
N
N
250000.00
257480.00
0.0001
N
257805.00
257805.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2011 Series D1 4.000000%
64971QAV5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-02-01
2013-02-01
N
N
N
400000.00
401199.57
0.0002
N
401152.00
401152.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2011 Series E 5.000000%
64971QCL5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-11-01
2013-11-01
N
N
N
300000.00
311463.53
0.0001
N
311838.00
311838.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2012 Series A 2.000000%
64971QHD8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-11-01
2013-11-01
N
N
N
200000.00
202449.37
0.0001
N
202950.00
202950.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2012 Series A 4.000000%
64971QHU0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-11-01
2013-11-01
N
N
N
120000.00
123599.67
0.0001
N
123746.40
123746.40
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2012 Series E1 0.140000%
64971QWB5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Citibank NA
N/A
N/A
N
N
2815000.00
2815000.00
0.0013
N
2815000.00
2815000.00
New York City Transitional Finance Auth
Building Aid RB Fiscal 2007 Series S1 0.150000%
64972HFE7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Citibank NA
N/A
N/A
N
Y
Obligor
New York State
N/A
N/A
8850000.00
8850000.00
0.0042
N
8850000.00
8850000.00
New York City Transitional Finance Auth
Building Aid RB Fiscal 2007 Series S2 0.140000%
64972HFU1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State
N/A
N/A
12090000.00
12090000.00
0.0057
N
12090000.00
12090000.00
New York City Transitional Finance Auth
Building Aid RB Fiscal 2008 Series S1 0.160000%
64972HRC8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Citibank NA
N/A
N/A
N
Y
Obligor
New York State
N/A
N/A
6000000.00
6000000.00
0.0028
N
6000000.00
6000000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2012 Series F1 0.150000%
74703UGE2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Bank of America NA
N/A
N/A
N
N
3545000.00
3545000.00
0.0017
N
3545000.00
3545000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2012 Series E1 0.130000%
76252PAL3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Barclays Bank Plc
N/A
N/A
N
N
21465000.00
21465000.00
0.0102
N
21465000.00
21465000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2011 Series D1 0.160000%
94985NG88
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Wells Fargo Bank NA
N/A
N/A
N
N
2800000.00
2800000.00
0.0013
N
2800000.00
2800000.00
New York City Transitional Finance Auth
Building Aid RB Fiscal 2009 Series S4 0.270000%
94985NHA2
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-05-09
2013-05-09
N
Y
Wells Fargo & Co
N/A
N/A
Y
Tender Option
Wells Fargo & Co
N/A
N/A
12535000.00
12535000.00
0.0059
N
12535000.00
12535000.00
New York City Transitional Finance Auth
Building Aid RB Fiscal 2009 Series S5 0.260000%
94985NKM2
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-05-09
2013-05-09
N
Y
Wells Fargo & Co
N/A
N/A
Y
Tender Option
Wells Fargo & Co
N/A
N/A
15645000.00
15645000.00
0.0074
N
15645000.00
15645000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2012 Series D1 0.160000%
94987KAG0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Wells Fargo Bank NA
N/A
N/A
N
N
9325000.00
9325000.00
0.0044
N
9325000.00
9325000.00
New York City Trust for Cultural Resources
Refunding RB (American Museum of Natural History) Series 2004A 0.140000%
46632P7T4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
American Museum of Natural History
N/A
N/A
3745000.00
3745000.00
0.0018
N
3745000.00
3745000.00
New York City Trust for Cultural Resources
Refunding RB (Lincoln Center for the Performing Arts) Series 2008A2 0.110000%
649717NX9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-02
2013-01-02
Y
Bank of New York Mellon
N/A
N/A
Y
Bank of New York Mellon
N/A
N/A
N
600000.00
600000.00
0.0003
N
600000.00
600000.00
New York City Trust for Cultural Resources
RB (Lincoln Center for the Performing Arts) Series 2008B1 0.110000%
649717PP4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
US Bank NA
N/A
N/A
Y
US Bank NA
N/A
N/A
N
20000000.00
20000000.00
0.0095
N
20000000.00
20000000.00
New York Liberty Development Corp
Liberty RB (1 World Trade Center) Series 2011 0.140000%
46636YEJ5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
Port Auth of New York & New Jersey
N/A
N/A
6360000.00
6360000.00
0.0030
N
6360000.00
6360000.00
New York Liberty Development Corp
Liberty RB (1 World Trade Center) Series 2011 0.150000%
649519BY0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Deutsche Bank AG
N/A
N/A
N
Y
Obligor
Port Auth of New York & New Jersey
N/A
N/A
21850000.00
21850000.00
0.0103
N
21850000.00
21850000.00
New York State
GO Bonds Series 2009A 5.000000%
6497877C6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-02-15
2013-02-15
N
N
N
925000.00
930261.07
0.0004
N
930069.00
930069.00
New York State
GO Refunding Bonds Series 2005C 5.000000%
649787N87
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-04-15
2013-04-15
N
N
N
375000.00
379892.07
0.0002
N
380066.25
380066.25
New York State
GO Refunding Bonds Series 2006C 3.625000%
649787Y36
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-04-15
2013-04-15
N
N
N
100000.00
100929.16
0.0000
N
100966.00
100966.00
New York State Dormitory Auth
RB (Columbia Univ) Series 2008A 0.130000%
07330CLA5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Branch Banking & Trust Co
N/A
N/A
N
Y
Obligor
Columbia Univ
N/A
N/A
6000000.00
6000000.00
0.0028
N
6000000.00
6000000.00
New York State Dormitory Auth
RB (NYU) Series 2007A 0.170000%
25155DFC0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Deutsche Bank AG
N/A
N/A
N
Y
Obligor
New York Univ
N/A
N/A
5600000.00
5600000.00
0.0027
N
5600000.00
5600000.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2005F 0.140000%
46632PND1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
5130000.00
5130000.00
0.0024
N
5130000.00
5130000.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2007A 0.140000%
46633VR76
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
3000000.00
3000000.00
0.0014
N
3000000.00
3000000.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2005F 0.140000%
46633VSG5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
6800000.00
6800000.00
0.0032
N
6800000.00
6800000.00
New York State Dormitory Auth
CP (Cornell Univ) 0.190000%
64983LRU6
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-02-05
2013-02-05
N
N
Y
Obligor
Cornell University
N/A
N/A
12750000.00
12750000.00
0.0060
N
12750255.00
12750255.00
New York State Dormitory Auth
RB (City Univ) Series 2008C 0.120000%
64983M4P0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Bank of America NA
N/A
N/A
Y
Bank of America NA
N/A
N/A
N
3000000.00
3000000.00
0.0014
N
3000000.00
3000000.00
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2009A1 5.000000%
64983M6M5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-02-15
2013-02-15
N
N
Y
Obligor
New York State
N/A
N/A
12200000.00
12270643.13
0.0058
N
12266612.00
12266612.00
New York State Dormitory Auth
Consolidated Service Contract Refunding RB Series 2009A 3.000000%
64983M7U6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-07-01
2013-07-01
N
N
Y
Obligor
New York State
N/A
N/A
450000.00
455739.50
0.0002
N
455967.00
455967.00
New York State Dormitory Auth
Consolidated Service Contract Refunding RB Series 2009A 4.000000%
64983M7V4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-07-01
2013-07-01
N
N
Y
Obligor
New York State
N/A
N/A
2010000.00
2046671.11
0.0010
N
2046501.60
2046501.60
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2007A 3.750000%
64983MEA2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-02-15
2013-02-15
N
N
Y
Obligor
New York State
N/A
N/A
100000.00
100403.27
0.0000
N
100392.00
100392.00
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2008A 5.000000%
64983MG36
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-02-15
2013-02-15
N
N
Y
Obligor
New York State
N/A
N/A
1310000.00
1317566.97
0.0006
N
1317152.60
1317152.60
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2007C 5.000000%
64983MGC6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-15
2013-08-15
N
N
Y
Obligor
New York State
N/A
N/A
500000.00
514510.85
0.0002
N
514400.00
514400.00
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2007D 5.000000%
64983MHK7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-02-15
2013-02-15
N
N
Y
Obligor
New York State
N/A
N/A
250000.00
251403.51
0.0001
N
251365.00
251365.00
New York State Dormitory Auth
Mental Health Services RB Series 2008B 5.000000%
64983MK49
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-02-15
2013-02-15
N
N
Y
Obligor
New York State
N/A
N/A
1250000.00
1257171.39
0.0006
N
1256825.00
1256825.00
New York State Dormitory Auth
Mental Health Services Facilities Improvement RB Series 2008D 5.000000%
64983MP69
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-02-15
2013-02-15
N
N
Y
Obligor
New York State
N/A
N/A
100000.00
100554.87
0.0000
N
100546.00
100546.00
New York State Dormitory Auth
Hospital Refunding RB (Interfaith Medical Center) Series 2007 5.000000%
64983MUU0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-02-15
2013-02-15
N
N
Y
Obligor
New York State
N/A
N/A
650000.00
653590.99
0.0003
N
653243.50
653243.50
New York State Dormitory Auth
RB (Columbia Univ) Series 2006A 0.170000%
64983PGM7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Citibank NA
N/A
N/A
N
Y
Obligor
Columbia Univ
N/A
N/A
8535000.00
8535000.00
0.0040
N
8535000.00
8535000.00
New York State Dormitory Auth
State Personal Income tax RB Series 2006C 0.150000%
64983PJT9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Citibank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
18000000.00
18000000.00
0.0085
N
18000000.00
18000000.00
New York State Dormitory Auth
RB (Catholic Health) Series 2006B 0.130000%
64983Q5S4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
HSBC BANK USA
N/A
N/A
Y
HSBC Bank USA
N/A
N/A
N
8865000.00
8865000.00
0.0042
N
8865000.00
8865000.00
New York State Dormitory Auth
Cornell Univ RB Series 2006A 5.000000%
64983QJ91
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-07-01
2013-07-01
N
N
Y
Obligor
Cornell University
N/A
N/A
360000.00
368095.42
0.0002
N
368506.80
368506.80
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2005E 4.500000%
64983R6U6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-02-15
2013-02-15
N
N
Y
Obligor
New York State
N/A
N/A
125000.00
125616.64
0.0001
N
125611.25
125611.25
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2005A 4.250000%
64983RAH0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-02-15
2013-02-15
N
N
Y
Obligor
New York State
N/A
N/A
250000.00
251178.68
0.0001
N
251152.50
251152.50
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2005B 5.000000%
64983RBE6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-02-15
2013-02-15
N
N
Y
Obligor
New York State
N/A
N/A
430000.00
432451.00
0.0002
N
432347.80
432347.80
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2005D1 5.000000%
64983REF0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-15
2013-08-15
N
N
Y
Obligor
New York State
N/A
N/A
1000000.00
1028993.62
0.0005
N
1028800.00
1028800.00
New York State Dormitory Auth
Mental Health Services RB Series 2003B 5.250000%
64983U3W8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-02-15
2013-02-15
N
N
Y
Obligor
New York State
N/A
N/A
125000.00
125729.79
0.0001
N
125663.75
125663.75
New York State Dormitory Auth
RB (Culinary Institute of America) Series 2004C 0.120000%
64983U7T1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
TD Bank NA
N/A
N/A
Y
TD Bank NA
N/A
N/A
N
12800000.00
12800000.00
0.0061
N
12800000.00
12800000.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2011A 4.000000%
6499023J0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-03-15
2013-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
435000.00
438160.05
0.0002
N
438301.65
438301.65
New York State Dormitory Auth
State Personal Income Tax RB Series 2005F 5.000000%
649902DH3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-03-15
2013-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
750000.00
757007.25
0.0004
N
757095.00
757095.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2006C 5.000000%
649902GL1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-12-15
2013-12-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
370000.00
385809.27
0.0002
N
386653.70
386653.70
New York State Dormitory Auth
State Personal Income Tax RB Series 2006D 5.000000%
649902HZ9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-03-15
2013-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
355000.00
358326.23
0.0002
N
358393.80
358393.80
New York State Dormitory Auth
State Personal Income Tax RB Series 2010A 3.000000%
649902L50
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-02-15
2013-02-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
100000.00
100315.00
0.0000
N
100324.00
100324.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2007A 4.250000%
649902LA9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-03-15
2013-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
100000.00
100761.14
0.0000
N
100802.00
100802.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2007C 5.000000%
649902MS9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-03-15
2013-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
895000.00
903422.98
0.0004
N
903556.20
903556.20
New York State Dormitory Auth
State Personal Income Tax RB Series 2008A 5.000000%
649902QN6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-03-15
2013-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
100000.00
100916.90
0.0000
N
100956.00
100956.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2008A 4.000000%
649902QP1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-03-15
2013-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
745000.00
750487.06
0.0004
N
750654.55
750654.55
New York State Dormitory Auth
State Personal Income Tax Refunding RB Series 2008B 5.000000%
649902SA2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-03-15
2013-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
450000.00
454174.99
0.0002
N
454302.00
454302.00
New York State Dormitory Auth
State Personal Income Tax RB (Economic Development & Housing) Series 2009A 3.000000%
649902UT8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-12-15
2013-12-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
150000.00
153662.65
0.0001
N
153915.00
153915.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2009D 3.000000%
649902YD9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-15
2013-06-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
250000.00
253057.58
0.0001
N
253162.50
253162.50
New York State Dormitory Auth
RB (Univ of Rochester) Series 2003C 0.130000%
6499032H3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
24575000.00
24575000.00
0.0116
N
24575000.00
24575000.00
New York State Dormitory Auth
Mental Health Facilities Lease RB Series 2010-1 5.000000%
649905U20
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-01-15
2013-01-15
N
N
Y
Obligor
New York City
N/A
N/A
6075000.00
6085968.51
0.0029
N
6083808.75
6083808.75
New York State Dormitory Auth
State Personal Income Tax RB Series 2010A 4.000000%
64990EBP1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-02-15
2013-02-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
2235000.00
2245180.26
0.0011
N
2244789.30
2244789.30
New York State Dormitory Auth
Consolidating Service Contract Refunding RB Series 2010 5.000000%
64990HGN4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-07-01
2013-07-01
N
N
Y
Obligor
New York State
N/A
N/A
200000.00
204592.56
0.0001
N
204706.00
204706.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2006C 0.190000%
74703Y6G0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Bank of America NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
3175000.00
3175000.00
0.0015
N
3175000.00
3175000.00
New York State Dormitory Auth
RB (Cornell Univ) Series 2006A 0.190000%
74703YMF4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Bank of America NA
N/A
N/A
N
Y
Obligor
Cornell University
N/A
N/A
9865000.00
9865000.00
0.0047
N
9865000.00
9865000.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2010F 0.190000%
74703YXU9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Bank of America NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
5000000.00
5000000.00
0.0024
N
5000000.00
5000000.00
New York State Dormitory Auth
RB (NYU) Series 2009A 0.160000%
94985NTL5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Wells Fargo & Co
N/A
N/A
N
Y
Obligor
New York Univ
N/A
N/A
25135000.00
25135000.00
0.0119
N
25135000.00
25135000.00
New York State Energy Research & Development Auth
Facilities RB (Consolidated Edison) Series 2005A3 0.110000%
64984EDH5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Mizuho Corporate Bank Ltd
N/A
N/A
Y
Mizuho Corporate Bank Ltd
N/A
N/A
N
10000000.00
10000000.00
0.0047
N
10000000.00
10000000.00
New York State Energy Research & Development Auth
Facilities RB (Consolidated Edison) Series 2005A1 0.110000%
64984EDJ1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Mizuho Corporate Bank Ltd
N/A
N/A
Y
Mizuho Corporate Bank Ltd
N/A
N/A
N
21900000.00
21900000.00
0.0104
N
21900000.00
21900000.00
New York State Environmental Facilities Corp
State Revolving Funds RB Series 2010C 0.140000%
46633VY78
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
6600000.00
6600000.00
0.0031
N
6600000.00
6600000.00
New York State Environmental Facilities Corp
Environmental Infrastructure RB Series 2003A 5.000000%
649849BE5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-03-15
2013-03-15
N
N
Y
Obligor
New York State
N/A
N/A
900000.00
908443.58
0.0004
N
908460.00
908460.00
New York State Environmental Facilities Corp
State Clean Water & Drinking Water Revolving Funds RB Series 2002K 5.500000%
64985WER1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-15
2013-06-15
N
N
Y
Obligor
New York State Environmental Facilities Corp - NYCMWFA Program
N/A
N/A
650000.00
665005.83
0.0003
N
665483.00
665483.00
New York State Environmental Facilities Corp
State Clean Water & Drinking Water Revolving RB Series 2003E 3.700000%
64985WK60
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-15
2013-06-15
N
N
Y
Obligor
New York State Environmental Facilities Corp - NYCMWFA Program
N/A
N/A
255000.00
258740.09
0.0001
N
259021.35
259021.35
New York State Environmental Facilities Corp
State Personal Income Tax RB Series 2004A 5.250000%
64985YAX8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-12-15
2013-12-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
100000.00
104660.62
0.0000
N
104757.00
104757.00
New York State Environmental Facilities Corp
State Personal Income Tax RB Series 2009A 3.500000%
64985YFL9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-12-15
2013-12-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
150000.00
154344.58
0.0001
N
154653.00
154653.00
New York State Environmental Facilities Corp
State Clean Water & Drinking Water Revolving Funds RB Series 2005B 3.250000%
64986AHM6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-04-15
2013-04-15
N
N
N
200000.00
201527.85
0.0001
N
201738.00
201738.00
New York State Environmental Facilities Corp
State Clean Water & Drinking Water Revolving Funds Sub RB Series 2006B 5.000000%
64986APB1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-15
2013-06-15
N
N
Y
Obligor
New York State Environmental Facilities Corp - NYCMWFA Program
N/A
N/A
250000.00
255122.46
0.0001
N
255395.00
255395.00
New York State Environmental Facilities Corp
State Clean Water & Drinking Water Revolving Funds Sub RB Series 2007C 4.000000%
64986AUU3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-15
2013-06-15
N
N
Y
Obligor
New York State Environmental Facilities Corp - NYCMWFA Program
N/A
N/A
710000.00
721265.93
0.0003
N
722148.10
722148.10
New York State Environmental Facilities Corp
State Clean Water & Drinking Water Revolving Funds RB Series 2008A 5.000000%
64986AXP1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-15
2013-06-15
N
N
Y
Obligor
New York State Environmental Facilities Corp - NYCMWFA Program
N/A
N/A
250000.00
255252.21
0.0001
N
255395.00
255395.00
New York State HFA
Housing RB (North End Ave) Series 2004A 0.150000%
64986MJ55
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Fannie Mae
N/A
N/A
Y
Fannie Mae
N/A
N/A
N
2300000.00
2300000.00
0.0011
N
2300000.00
2300000.00
New York State HFA
Housing RB (100 Maiden Lane) Series 2004A 0.150000%
64986MM28
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Fannie Mae
N/A
N/A
Y
Fannie Mae
N/A
N/A
N
25390000.00
25390000.00
0.0120
N
25390000.00
25390000.00
New York State HFA
Housing RB (Shore Hill)
Series 2008A 0.150000%
64986MV93
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Freddie Mac
N/A
N/A
Y
Freddie Mac
N/A
N/A
N
6250000.00
6250000.00
0.0030
N
6250000.00
6250000.00
New York State HFA
Housing RB (320 West 38th St) Series 2008A 0.110000%
64986MW27
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Wells Fargo Bank NA
N/A
N/A
Y
Wells Fargo Bank NA
N/A
N/A
N
9000000.00
9000000.00
0.0043
N
9000000.00
9000000.00
New York State HFA
Housing RB (College Arms Apts) Series 2008A 0.120000%
64986MX83
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Freddie Mac
N/A
N/A
Y
Freddie Mac
N/A
N/A
N
7690000.00
7690000.00
0.0036
N
7690000.00
7690000.00
New York State HFA
Housing RB (Gotham West) Series 2011A2 0.120000%
64986UFK8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Wells Fargo Bank NA
N/A
N/A
Y
Wells Fargo Bank NA
N/A
N/A
N
12990000.00
12990000.00
0.0062
N
12990000.00
12990000.00
New York State HFA
Housing RB (West 30th St) Series 2012A1 0.110000%
64986UMA2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Wells Fargo Bank NA
N/A
N/A
Y
Wells Fargo Bank NA
N/A
N/A
N
15000000.00
15000000.00
0.0071
N
15000000.00
15000000.00
New York State HFA
Housing RB (388 Bridge St) Series 2012A 0.130000%
64986UMM6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
30000000.00
30000000.00
0.0142
N
30000000.00
30000000.00
New York State HFA
Housing RB (Related-42nd & 10th) Series 2010A 0.130000%
64986URC3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Freddie Mac
N/A
N/A
Y
Freddie Mac
N/A
N/A
N
10000000.00
10000000.00
0.0047
N
10000000.00
10000000.00
New York State Local Government Assistance Corp
Refunding Bonds Series 1993E 0.190000%
74703YDQ0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Bank of America NA
N/A
N/A
N
N
1860000.00
1860000.00
0.0009
N
1860000.00
1860000.00
New York State Mortgage Agency
Homeowner Mortgage RB Series 164 0.600000%
649883NT8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-04-01
2013-04-01
N
N
N
400000.00
400236.67
0.0002
N
400252.00
400252.00
New York State Mortgage Agency
Homeowner Mortgage RB Series 173B 0.230000%
649883SL0
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-05-01
2013-05-01
N
N
N
4000000.00
4000000.00
0.0019
N
4000240.00
4000240.00
New York State Mortgage Agency
Homeowner Mortgage RB Series 174B 0.230000%
649883SN6
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-05-01
2013-05-01
N
N
N
6000000.00
6000000.00
0.0028
N
6000360.00
6000360.00
New York State Power Auth
CP Series 1 & 2 0.160000%
64985GZX0
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-01-17
2013-01-17
N
N
N
10000000.00
10000000.00
0.0047
N
10000000.00
10000000.00
New York State Power Auth
RB Series 2007A 0.170000%
64989KHL3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Citibank NA
N/A
N/A
N
N
3210000.00
3210000.00
0.0015
N
3210000.00
3210000.00
New York State Power Auth
CP Series 1 & 2 0.150000%
64989QM26
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-01-10
2013-01-10
N
N
N
20625000.00
20625000.00
0.0098
N
20624587.50
20624587.50
New York State Power Auth
CP Series 1 & 2 0.160000%
64989QM34
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-01-10
2013-01-10
N
N
N
25635000.00
25635000.00
0.0121
N
25634743.65
25634743.65
New York State Power Auth
CP Series 1 & 2 0.160000%
64989QM42
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-01-09
2013-01-09
N
N
N
10000000.00
10000000.00
0.0047
N
10000000.00
10000000.00
New York State Power Auth
CP Series 1 & 2 0.140000%
64989QM75
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-01-15
2013-01-15
N
N
N
6700000.00
6700000.00
0.0032
N
6699866.00
6699866.00
New York State Power Auth
CP Series 1 0.240000%
64989VRM6
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-02-13
2013-08-12
N
N
N
4000000.00
4000000.00
0.0019
N
4000080.00
4000080.00
New York State Thruway Auth
State Personal Income Tax RB Series 2012A 0.150000%
25155DRK9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Deutsche Bank AG
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
9000000.00
9000000.00
0.0043
N
9000000.00
9000000.00
New York State Thruway Auth
General RB Series H 0.380000%
27884FYT1
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-01-17
2013-01-17
N
Y
US Bank NA
N/A
N/A
Y
Tender Option
US Bank NA
N/A
N/A
19460000.00
19460000.00
0.0092
N
19460000.00
19460000.00
New York State Thruway Auth
Highway & Bridge Trust Fund Bonds Series 2012A 0.140000%
46636YVA5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
7500000.00
7500000.00
0.0036
N
7500000.00
7500000.00
New York State Thruway Auth
Highway & Bridge Trust Fund Bonds Series 2005B 5.000000%
650013R72
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-04-01
2013-04-01
N
N
N
1790000.00
1810666.65
0.0009
N
1810746.10
1810746.10
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2004B 5.250000%
650014EM1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-04-01
2013-04-01
N
N
N
705000.00
713591.64
0.0003
N
713593.95
713593.95
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2007A 4.000000%
650014KA0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-04-01
2013-04-01
N
N
N
450000.00
453999.63
0.0002
N
454126.50
454126.50
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2007A 5.000000%
650014KB8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-04-01
2013-04-01
N
N
N
100000.00
101130.32
0.0000
N
101159.00
101159.00
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2008A 5.000000%
650014MJ9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-04-01
2013-04-01
N
N
N
350000.00
353954.63
0.0002
N
354056.50
354056.50
New York State Thruway Auth
Highway & Bridge Trust Fund Bonds Series 2009A1 3.000000%
650014PT4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-04-01
2013-04-01
N
N
N
250000.00
251612.50
0.0001
N
251690.00
251690.00
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2010A 4.000000%
650014SK0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-04-01
2013-04-01
N
N
N
250000.00
252221.58
0.0001
N
252292.50
252292.50
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Refunding Bonds Series 2011A2 4.000000%
650014UZ4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-04-01
2013-04-01
N
N
N
850000.00
857708.75
0.0004
N
857794.50
857794.50
New York State Thruway Auth
Local Highway & Bridge Service Contract Bonds Series 2007 5.000000%
650017VS2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-04-01
2013-04-01
N
N
Y
Obligor
New York State
N/A
N/A
500000.00
505766.99
0.0002
N
505795.00
505795.00
New York State Thruway Auth
Local Highway & Bridge Service Contract Bonds Series 2008 3.000000%
650017WN2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-04-01
2013-04-01
N
N
Y
Obligor
New York State
N/A
N/A
100000.00
100643.05
0.0000
N
100669.00
100669.00
New York State Thruway Auth
Local Highway & Bridge Service Contract Bonds Series 2008 5.000000%
650017WP7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-04-01
2013-04-01
N
N
Y
Obligor
New York State
N/A
N/A
270000.00
273101.76
0.0001
N
273107.70
273107.70
New York State Thruway Auth
Local Highway & Bridge Service Contract Bonds Series 2009 3.000000%
650017WW2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-04-01
2013-04-01
N
N
Y
Obligor
New York State
N/A
N/A
100000.00
100626.03
0.0000
N
100669.00
100669.00
New York State Thruway Auth
State Personal Income Tax RB Series 2003A 3.500000%
650028CK7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-03-15
2013-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
600000.00
603828.45
0.0003
N
603864.00
603864.00
New York State Thruway Auth
State Personal Income Tax RB Series 2008A 3.000000%
650028NJ8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-03-15
2013-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
350000.00
351824.33
0.0002
N
351911.00
351911.00
New York State Thruway Auth
State Personal Income Tax RB Series 2009A 4.000000%
650028QV8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-03-15
2013-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
250000.00
251782.25
0.0001
N
251857.50
251857.50
New York State Thruway Auth
State Personal Income Tax RB Series 2010A 5.000000%
650028SC8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-03-15
2013-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
1200000.00
1211521.16
0.0006
N
1211280.00
1211280.00
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2012A 0.150000%
74703UFB9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Bank of America NA
N/A
N/A
N
N
6000000.00
6000000.00
0.0028
N
6000000.00
6000000.00
New York State Tobacco Settlement Financing Corp
Asset-Backed RB Series 2011B 4.000000%
88880TMN3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-01
2013-06-01
N
N
Y
Obligor
New York State
N/A
N/A
3815000.00
3872671.50
0.0018
N
3872568.35
3872568.35
New York State Urban Development Corp
State Personal Income Tax RB Series 2009A1 0.140000%
46632PUA9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
4995000.00
4995000.00
0.0024
N
4995000.00
4995000.00
New York State Urban Development Corp
Service Contract Refunding RB Series 2008B 0.140000%
46636YUE8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State
N/A
N/A
7310000.00
7310000.00
0.0035
N
7310000.00
7310000.00
New York State Urban Development Corp
Service Contract Refunding RB Series 2005A 5.000000%
6500344G3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-01-01
2013-01-01
N
N
Y
Obligor
New York State
N/A
N/A
1600000.00
1600000.00
0.0008
N
1600000.00
1600000.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2004A1 5.000000%
650034T92
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-03-15
2013-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
350000.00
353193.35
0.0002
N
353318.00
353318.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2002C1 4.250000%
650034XC0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-03-15
2013-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
100000.00
100758.00
0.0000
N
100802.00
100802.00
New York State Urban Development Corp
Service Contract Refunding RB Series 2005B 5.000000%
650035AQ1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-01-01
2013-01-01
N
N
Y
Obligor
New York State
N/A
N/A
500000.00
500000.00
0.0002
N
500000.00
500000.00
New York State Urban Development Corp
Service Contract Refunding RB Series 2007A 5.000000%
650035EG9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-01-01
2013-01-01
N
N
Y
Obligor
New York State
N/A
N/A
2825000.00
2825000.00
0.0013
N
2825000.00
2825000.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2007C 4.500000%
650035FS2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-03-15
2013-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
475000.00
478935.02
0.0002
N
479032.75
479032.75
New York State Urban Development Corp
State Personal Income Tax RB Series 2008A1 5.000000%
650035HE1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-12-15
2013-12-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
100000.00
104292.97
0.0000
N
104511.00
104511.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2005B 0.140000%
650035KL1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
9195000.00
9195000.00
0.0044
N
9195000.00
9195000.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2004A3A 0.110000%
650035MG0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
7110000.00
7110000.00
0.0034
N
7110000.00
7110000.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2004A3D 0.110000%
650035MK1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
2925000.00
2925000.00
0.0014
N
2925000.00
2925000.00
New York State Urban Development Corp
Service Contract Refunding RB Series 2008D 4.000000%
650035NS3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-01-01
2013-01-01
N
N
Y
Obligor
New York State
N/A
N/A
1255000.00
1255000.00
0.0006
N
1255000.00
1255000.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2009B1 3.000000%
650035QR2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-03-15
2013-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
250000.00
251314.78
0.0001
N
251385.00
251385.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2009B1 0.150000%
650035RU4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Deutsche Bank AG
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
5000000.00
5000000.00
0.0024
N
5000000.00
5000000.00
New York State Urban Development Corp
Service Contract Refunding RB Series 2010B 5.000000%
650035UP1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-01-01
2013-01-01
N
N
Y
Obligor
New York State
N/A
N/A
11015000.00
11015000.00
0.0052
N
11015000.00
11015000.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2011A 5.000000%
650035WG9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-03-15
2013-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
445000.00
449172.66
0.0002
N
449236.40
449236.40
North Hempstead
BAN 2012A 1.000000%
659666KF7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-04-10
2013-04-10
N
N
N
12701000.00
12725355.65
0.0060
N
12729577.25
12729577.25
Orange Cnty Funding Corp
Assisted Living Residence RB (Hamlet at Wallkill) Series 2012 0.250000%
684593AA4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-03-05
2013-03-05
N
N
Y
Escrow
Escrow
N/A
N/A
10000000.00
10000000.00
0.0047
N
10000000.00
10000000.00
Port Auth of New York & New Jersey
Consolidated Bonds 140th Series 0.130000%
27884FBQ2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
US Bank NA
N/A
N/A
Y
US Bank NA
N/A
N/A
N
5215000.00
5215000.00
0.0025
N
5215000.00
5215000.00
Port Auth of New York & New Jersey
Consolidated Bonds 148th Series 0.180000%
73358T4P3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
13000000.00
13000000.00
0.0062
N
13000000.00
13000000.00
Port Auth of New York & New Jersey
Consolidated Bonds 144th Series 0.140000%
73358TWC1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
750000.00
750000.00
0.0004
N
750000.00
750000.00
Port Auth of New York & New Jersey
Consolidated Bonds 148th Series 0.140000%
73358TX89
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Citibank NA
N/A
N/A
N
N
5540000.00
5540000.00
0.0026
N
5540000.00
5540000.00
Port Auth of New York & New Jersey
CP Series B 0.170000%
73359BDC0
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-04-02
2013-04-02
N
N
N
4175000.00
4175000.00
0.0020
N
4175000.00
4175000.00
Puerto Rico
Refunding Bonds Series 2003C5-2 0.130000%
74514LYU5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Barclays Bank Plc
N/A
N/A
Y
Barclays Bank Plc
N/A
N/A
N
16000000.00
16000000.00
0.0076
N
16000000.00
16000000.00
Puerto Rico Highway & Transportation Auth
Transportation RB Series A 0.110000%
745190Y77
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Bank of Nova Scotia
N/A
N/A
Y
Bank of Nova Scotia
N/A
N/A
N
1950000.00
1950000.00
0.0009
N
1950000.00
1950000.00
Puerto Rico Sales Tax Financing Corp
Sales Tax RB Series 2007A 0.200000%
25154LGB4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Deutsche Bank AG
N/A
N/A
N
N
14365000.00
14365000.00
0.0068
N
14365000.00
14365000.00
Puerto Rico Sales Tax Financing Corp
Sales Tax RB Sr Series 2009C 0.160000%
74529JJM8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Citibank NA
N/A
N/A
N
N
6700000.00
6700000.00
0.0032
N
6700000.00
6700000.00
Rockland Cnty IDA
RB (Assisted Living At Northern Riverview) Series 1999 0.230000%
773561AD7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
8365000.00
8365000.00
0.0040
N
8365000.00
8365000.00
Rockville Centre UFSD
TAN 2012 0.750000%
774149HV3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-21
2013-06-21
N
N
N
5000000.00
5010301.56
0.0024
N
5010650.00
5010650.00
Sachem CSD at Holbrook
TAN 2012-2013 1.000000%
785721TS0
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-06-20
2013-06-20
N
N
N
10000000.00
10033425.68
0.0048
N
10033900.00
10033900.00
Sales Tax Asset Receivable Corp
RB Fiscal 2005 Series A 0.170000%
25155DFM8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Deutsche Bank AG
N/A
N/A
N
N
6665000.00
6665000.00
0.0032
N
6665000.00
6665000.00
Sales Tax Asset Receivable Corp
RB Fiscal 2005 Series A 0.140000%
794665BU2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
2415000.00
2415000.00
0.0011
N
2415000.00
2415000.00
Schenectady IDA
RB (Sunnyview Hospital & Rehabilitation Center) Series 2003A 0.180000%
806419AE7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
6450000.00
6450000.00
0.0031
N
6450000.00
6450000.00
Schenectady IDA
RB (Sunnyview Hospital & Rehabilitation Center) Series 2003B 0.180000%
806419AF4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
3950000.00
3950000.00
0.0019
N
3950000.00
3950000.00
Scotia-Glenville CSD
BAN 2012 1.000000%
809265EM9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-29
2013-06-29
N
N
N
10610000.00
10643221.13
0.0050
N
10644164.20
10644164.20
South Country Central SD
TAN 2012-2013 0.750000%
837489KE2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-27
2013-06-27
N
N
N
21800000.00
21833675.06
0.0103
N
21835316.00
21835316.00
Syracuse IDA
Civic Facility Refunding RB (Crouse Health) Series 2003A 0.130000%
871720BR8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
HSBC BANK USA
N/A
N/A
Y
HSBC Bank USA
N/A
N/A
N
8760000.00
8760000.00
0.0041
N
8760000.00
8760000.00
Syracuse IDA
Civic Facility RB (Syracuse Univ) Series 2005B 0.120000%
871720CD8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
4490000.00
4490000.00
0.0021
N
4490000.00
4490000.00
Tarrytown
BAN Series 2012B 2.000000%
876468MB2
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-10-18
2013-10-18
N
N
N
11000000.00
11151634.25
0.0053
N
11154550.00
11154550.00
Tarrytowns UFSD
BAN 2012 1.000000%
876487JL4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-02-15
2013-02-15
N
N
N
10400000.00
10409039.45
0.0049
N
10410192.00
10410192.00
Triborough Bridge & Tunnel Auth
General RB (MTA Bridges & Tunnels) Series 2008C 0.190000%
05248RAE1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Bank of America NA
N/A
N/A
N
N
3000000.00
3000000.00
0.0014
N
3000000.00
3000000.00
Triborough Bridge & Tunnel Auth
General Refunding RB Series 2012B 0.150000%
25155DRA1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Deutsche Bank AG
N/A
N/A
N
N
9750000.00
9750000.00
0.0046
N
9750000.00
9750000.00
Triborough Bridge & Tunnel Auth
General RB Series 2008C 5.000000%
89602NPA6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-11-15
2013-11-15
N
N
N
1375000.00
1430716.65
0.0007
N
1431320.00
1431320.00
Triborough Bridge & Tunnel Auth
General RB (MTA Bridges and Tunnels) Series 2009A2 0.130000%
89602NUR3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
Credit Suisse AG
N/A
N/A
N
N
6500000.00
6500000.00
0.0031
N
6500000.00
6500000.00
Triborough Bridge & Tunnel Auth
General RB (MTA Bridges & Tunnels) Series 2003B1 0.110000%
89602NWU4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
California Public Employees' Retirement System
N/A
N/A
Y
California Public Employees' Retirement System
N/A
N/A
N
29445000.00
29445000.00
0.0139
N
29445000.00
29445000.00
Triborough Bridge & Tunnel Auth
General RB (MTA Bridges & Tunnels) Series 2003B2 0.110000%
89602NWV2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
Y
California State Teachers Retirement Systems
N/A
N/A
Y
California State Teachers Retirement Systems
N/A
N/A
N
3330000.00
3330000.00
0.0016
N
3330000.00
3330000.00
Triborough Bridge & Tunnel Auth
General Refunding RB (MTA Bridges & Tunnels) Series 2005B2b 0.120000%
89602NXB5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-01-02
2013-01-02
Y
California State Teachers Retirement Systems
N/A
N/A
Y
California State Teachers Retirement Systems
N/A
N/A
N
1000000.00
1000000.00
0.0005
N
1000000.00
1000000.00
Ulster Cnty
GO BAN Series 2012A 1.000000%
903766ZS5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-11-15
2013-11-15
N
N
N
3255000.00
3273348.03
0.0016
N
3274302.15
3274302.15
Ulster Cnty
GO BAN Series 2012B 0.750000%
903766ZT3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-11-29
2013-11-29
N
N
N
14225000.00
14285554.07
0.0068
N
14289866.00
14289866.00
Victor CSD
BAN 2012 0.750000%
926009KM2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-09-27
2013-09-27
N
N
N
9000000.00
9030062.97
0.0043
N
9031950.00
9031950.00
West Islip UFSD
TAN 2012-2013 0.750000%
953429HR1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-28
2013-06-28
N
N
N
10000000.00
10017507.24
0.0047
N
10017700.00
10017700.00
West Seneca
BAN Series 2012 1.000000%
955771PX2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-02
2013-08-02
N
N
N
15030000.00
15089379.21
0.0071
N
15092675.10
15092675.10
West Seneca CSD
BAN 2012 1.000000%
955776HH5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-11-27
2013-11-27
N
N
N
11610000.00
11662206.17
0.0055
N
11665611.90
11665611.90
William Floyd UFSD
TAN 2012-2013 0.750000%
969254QW4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-27
2013-06-27
N
N
N
10000000.00
10021287.04
0.0047
N
10022100.00
10022100.00