0001145549-12-010900.txt : 20130129 0001145549-12-010900.hdr.sgml : 20130129 20121207142556 ACCESSION NUMBER: 0001145549-12-010900 CONFORMED SUBMISSION TYPE: N-MFP PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121130 FILED AS OF DATE: 20121207 DATE AS OF CHANGE: 20121207 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS CENTRAL INDEX KEY: 0000857156 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-MFP SEC ACT: 1933 Act SEC FILE NUMBER: 811-05954 FILM NUMBER: 121249499 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 1-800-648-5300 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS DATE OF NAME CHANGE: 19920703 0000857156 S000004513 Schwab New York AMT Tax-Free Money Fund C000012394 Sweep Shares SWNXX C000012395 Value Advantage Shares SWYXX N-MFP 1 primary_doc.xml N-MFP N-MFP LIVE N 2012-11-30 0000857156 S000004513 2 N N N N 033-31894 Charles Schwab Investment Management, Inc. 801-35905 PricewaterhouseCoopers LLP San Francisco CA Charles Schwab Investment Management, Inc. Boston Financial Data Services, Inc. 0000275143 84-00896 N N N Single State Fund 44 48 1935303274.84 98321187.51 40058603.47 1993565858.88 0.0021 1.0009 2012-11-30 1.0009 2012-11-30 C000012394 1.00 1641082656.44 1.00 64521914.79 433310544.57 368788629.78 0.0001 1.0009 2012-11-30 1.0009 2012-11-30 C000012395 25000.00 352483202.44 1.00 -5965862.91 6287487.89 12253350.80 0.0001 1.0008 2012-11-30 1.0008 2012-11-30 Amherst Development Corp Student Housing Facility Refunding RB Series 2010B 0.170000% 031358AX2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y HSBC BANK USA N/A N/A Y HSBC Bank USA N/A N/A N 5780000.00 5780000.00 0.0029 N 5780000.00 5780000.00 Amherst IDA Civic Facility RB (Daemen College) Series 2006B 0.210000% 031362EJ1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 3545000.00 3545000.00 0.0018 N 3545000.00 3545000.00 Amityville UFSD TAN 2012-2013 0.750000% 031645GK4 Other Municipal Debt N Unrated Security N/A N/A 2013-06-21 2013-06-21 N N N 12000000.00 12030830.04 0.0060 N 12031440.00 12031440.00 Brookhaven IDA Civic Facility RB (Methodist Retirement Community Development Corp) Series 2001 0.170000% 113156CP6 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y US Bank NA N/A N/A Y US Bank NA N/A N/A N 3715000.00 3715000.00 0.0019 N 3715000.00 3715000.00 Chautauqua Cnty IDA Civic Facility RB (Jamestown Center City Development Corp) Series 2000A 0.200000% 162544AU4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 11010000.00 11010000.00 0.0055 N 11010000.00 11010000.00 Cheektowaga BAN 2012 1.000000% 162879F47 Other Municipal Debt N Unrated Security N/A N/A 2013-07-18 2013-07-18 N N N 12735000.00 12790203.26 0.0064 N 12790397.25 12790397.25 Colonie Local Development Corp RB (Shaker Point at Carondelet) Series 2011 0.160000% 196220AA5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 10000000.00 10000000.00 0.0050 N 10000000.00 10000000.00 East Rochester Housing Auth Housing RB (Park Ridge Nursing Home) Series 2008 0.210000% 274722DX2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 13965000.00 13965000.00 0.0070 N 13965000.00 13965000.00 Eastport South Manor CSD TAN 2012-2013 1.250000% 27779TFB9 Other Municipal Debt N Unrated Security N/A N/A 2013-06-21 2013-06-21 N N N 11250000.00 11307187.50 0.0057 N 11308275.00 11308275.00 Greene Cnty BAN 2012 1.000000% 394604LN0 Other Municipal Debt N First Tier Security N/A N/A 2013-03-29 2013-03-29 N N N 10000000.00 10019917.58 0.0050 N 10023400.00 10023400.00 Ithaca BAN Series 2012 1.000000% 465650SA8 Other Municipal Debt N Unrated Security N/A N/A 2013-08-02 2013-08-02 N N N 12565512.00 12623572.26 0.0063 N 12625323.84 12625323.84 Lancaster IDA Civic Facility RB (2000 GreenField Manor) 0.230000% 514502AA1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 9535000.00 9535000.00 0.0048 N 9535000.00 9535000.00 Madison Cnty IDA Civic Facility RB (Colgate Univ) Series 2005A 0.170000% 46632PBD4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y JPMorgan Chase Bank NA N/A N/A Y Berkshire Hathaway Assurance Corp N/A N/A N 11845000.00 11845000.00 0.0059 N 11845000.00 11845000.00 Manhasset UFSD TAN Series 2012-2013 1.000000% 562745JB6 Other Municipal Debt N Unrated Security N/A N/A 2013-06-20 2013-06-20 N N N 12000000.00 12050643.34 0.0060 N 12050880.00 12050880.00 Metropolitan Transportation Auth Dedicated Tax Fund Bonds Series 2004B2 0.170000% 46636YNQ9 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y JPMorgan Chase Bank NA N/A N/A N N 8055000.00 8055000.00 0.0040 N 8055000.00 8055000.00 Metropolitan Transportation Auth State Service Contract Bonds Series 2002B 5.500000% 5925973C0 Other Municipal Debt N Unrated Security N/A N/A 2013-01-01 2013-01-01 N N Y Obligor New York State N/A N/A 840000.00 843408.56 0.0004 N 843208.80 843208.80 Metropolitan Transportation Auth State Service Contract Bonds Series 2002B 5.500000% 5925973D8 Other Municipal Debt N Unrated Security N/A N/A 2013-07-01 2013-07-01 N N Y Obligor New York State N/A N/A 100000.00 102942.61 0.0001 N 103012.00 103012.00 Metropolitan Transportation Auth Dedicated Tax Fund Bonds Series 2002B1 0.150000% 59259NP49 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y State Street Bank & Trust Company NA N/A N/A Y State Street Bank & Trust Company NA N/A N/A N 8400000.00 8400000.00 0.0042 N 8400000.00 8400000.00 Metropolitan Transportation Auth Dedicated Tax Fund Refunding Bonds Series 2012A 0.170000% 59259NT37 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Citibank NA N/A N/A N N 8000000.00 8000000.00 0.0040 N 8000000.00 8000000.00 Metropolitan Transportation Auth Dedicated Tax Fund Refunding Bonds Series 2012A 0.180000% 59259NT78 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Credit Suisse AG N/A N/A N N 6665000.00 6665000.00 0.0033 N 6665000.00 6665000.00 Metropolitan Transportation Auth Dedicated Tax Fund Bonds Series 2006B 0.180000% 59259NUJ0 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Citibank NA N/A N/A N N 13000000.00 13000000.00 0.0065 N 13000000.00 13000000.00 Metropolitan Transportation Auth Dedicated Tax Fund Refunding Bonds Series 2008B1 0.150000% 59259NWB5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Bank of Nova Scotia N/A N/A Y Bank of Nova Scotia N/A N/A N 5415000.00 5415000.00 0.0027 N 5415000.00 5415000.00 Metropolitan Transportation Auth Transportation RB Series 2005B 0.170000% 59259R6Y5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y JPMorgan Chase Bank NA N/A N/A Y Berkshire Hathaway Assurance Corp N/A N/A N 4995000.00 4995000.00 0.0025 N 4995000.00 4995000.00 Metropolitan Transportation Auth Transportation Refunding RB Series 2002G1 0.150000% 59259R7S7 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Bank of Nova Scotia N/A N/A Y Bank of Nova Scotia N/A N/A N 60500000.00 60500000.00 0.0303 N 60500000.00 60500000.00 Metropolitan Transportation Auth Transportation RB Series 2007A 0.190000% 59259RZ80 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Citibank NA N/A N/A Y Berkshire Hathaway Assurance Corp N/A N/A N 26000000.00 26000000.00 0.0130 N 26000000.00 26000000.00 Metropolitan Transportation Auth Transportation Revenue BAN Series CP2B 0.210000% 59260MJT0 Other Commercial Paper N First Tier Security N/A N/A 2013-02-08 2013-02-08 N Y Barclays Bank Plc N/A N/A N 16190000.00 16190000.00 0.0081 N 16189676.20 16189676.20 Metropolitan Transportation Auth Transportation Revenue BAN Series CP2B 0.210000% 59260MJV5 Other Commercial Paper N First Tier Security N/A N/A 2013-02-15 2013-02-15 N Y Barclays Bank Plc N/A N/A N 7745000.00 7745000.00 0.0039 N 7744845.10 7744845.10 Metropolitan Transportation Auth Transportation Revenue BAN Series CP2D 0.190000% 59260QDW0 Other Commercial Paper N First Tier Security N/A N/A 2012-12-10 2012-12-10 N Y Citibank NA N/A N/A N 14000000.00 14000000.00 0.0070 N 14000000.00 14000000.00 Metropolitan Transportation Auth Transportation Revenue BAN Series CP2C 0.170000% 59260UEA8 Other Commercial Paper N First Tier Security N/A N/A 2012-12-04 2012-12-04 N Y Royal Bank of Canada N/A N/A N 28500000.00 28500000.00 0.0143 N 28500000.00 28500000.00 Metropolitan Transportation Auth Transportation Revenue BAN Series CP2C 0.180000% 59260UEE0 Other Commercial Paper N First Tier Security N/A N/A 2013-01-14 2013-01-14 N Y Royal Bank of Canada N/A N/A N 20000000.00 20000000.00 0.0100 N 19999800.00 19999800.00 Miller Place UFSD TAN 2012-2013 1.000000% 600582KF6 Other Municipal Debt N Unrated Security N/A N/A 2013-06-27 2013-06-27 N N N 10200000.00 10242544.42 0.0051 N 10242738.00 10242738.00 Monroe Cnty IDA Civic Facility RB Series 2004 0.260000% 610752CU9 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 1565000.00 1565000.00 0.0008 N 1565000.00 1565000.00 Monroe Cnty IDA Civic Facility RB (Cherry Ridge Apts) Series 2005 0.180000% 610752CZ8 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y HSBC BANK USA N/A N/A Y HSBC Bank USA N/A N/A N 2800000.00 2800000.00 0.0014 N 2800000.00 2800000.00 Monroe Cnty IDA RB (Univ of Rochester) Series 2011A&B 0.190000% 94985N5G2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 7505000.00 7505000.00 0.0038 N 7505000.00 7505000.00 Nassau Cnty Interim Finance Auth Sales Tax Secured Bonds Series 2008B 0.150000% 631663KG5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Sumitomo Mitsui Banking Corp N/A N/A N N 44690000.00 44690000.00 0.0224 N 44690000.00 44690000.00 Nassau Cnty Interim Finance Auth Sales Tax Secured Bonds Series 2008D1 0.170000% 631663MM0 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Bank of New York Mellon N/A N/A N N 36000000.00 36000000.00 0.0181 N 36000000.00 36000000.00 Nassau Cnty Local Economic Assistance Corp RB Series 2011A 0.160000% 63166LAA9 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 5000000.00 5000000.00 0.0025 N 5000000.00 5000000.00 New York City GO Bonds Fiscal 2008 Series E 0.170000% 18886PM51 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y State Street Bank & Trust Company NA N/A N/A N N 18695000.00 18695000.00 0.0094 N 18695000.00 18695000.00 New York City GO Bonds Fiscal 2005 Series J 0.170000% 46632PJP9 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y JPMorgan Chase Bank NA N/A N/A N N 7015000.00 7015000.00 0.0035 N 7015000.00 7015000.00 New York City GO Bonds Fiscal 2005 Series G 0.170000% 46632PMQ3 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y JPMorgan Chase Bank NA N/A N/A N N 7555000.00 7555000.00 0.0038 N 7555000.00 7555000.00 New York City GO Bonds Fiscal 2004 Series J 0.170000% 46632PMS9 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y JPMorgan Chase Bank NA N/A N/A N N 7670000.00 7670000.00 0.0038 N 7670000.00 7670000.00 New York City GO Bonds Fiscal 2009 Series I1 0.170000% 46633VBC2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y JPMorgan Chase Bank NA N/A N/A N N 14740000.00 14740000.00 0.0074 N 14740000.00 14740000.00 New York City GO Bonds Fiscal 2012 Series G1 0.200000% 46636YN30 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Deutsche Bank AG N/A N/A N N 3555000.00 3555000.00 0.0018 N 3555000.00 3555000.00 New York City GO Bonds Fiscal 1994 Series A6 0.170000% 649660NX1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Landesbank Hessen-Thuringen Girozentrale N/A N/A Y Landesbank Hessen-Thuringen Girozentrale N/A N/A N 3300000.00 3300000.00 0.0017 N 3300000.00 3300000.00 New York City GO Bonds Fiscal 2004 Series G 5.000000% 64966CE56 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N N 250000.00 257586.77 0.0001 N 257772.50 257772.50 New York City GO Bonds Fiscal 2004 Series I 5.000000% 64966CV81 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N N 655000.00 675199.33 0.0003 N 675363.95 675363.95 New York City GO Bonds Fiscal 2006 Series C 3.625000% 64966E5J2 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N N 385000.00 393197.89 0.0002 N 393504.65 393504.65 New York City GO Bonds Fiscal 2005 Series J 5.000000% 64966EBV8 Other Municipal Debt N Unrated Security N/A N/A 2013-03-01 2013-03-01 N N N 100000.00 101092.96 0.0001 N 101141.00 101141.00 New York City GO Bonds Fiscal 2005 Series P 5.000000% 64966EN52 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N N 135000.00 139087.70 0.0001 N 139197.15 139197.15 New York City GO Bonds Fiscal 2007 Series C1 5.000000% 64966F7K4 Other Municipal Debt N Unrated Security N/A N/A 2013-01-01 2013-01-01 N N N 525000.00 526948.90 0.0003 N 526811.25 526811.25 New York City GO Bonds Fiscal 2006 Series I4 0.160000% 64966FA87 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Bank of New York Mellon N/A N/A Y Bank of New York Mellon N/A N/A N 775000.00 775000.00 0.0004 N 775000.00 775000.00 New York City GO Bonds Fiscal 2006 Series G 5.000000% 64966FSH8 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N N 1490000.00 1536632.00 0.0008 N 1536324.10 1536324.10 New York City GO Bonds Fiscal 2007 Series A 5.000000% 64966FT95 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N N 500000.00 515542.04 0.0003 N 515545.00 515545.00 New York City GO Bonds Fiscal 2008 Series L1 0.170000% 64966G6D9 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y JPMorgan Chase Bank NA N/A N/A N N 6660000.00 6660000.00 0.0033 N 6660000.00 6660000.00 New York City GO Bonds Fiscal 2009 Series A1 5.000000% 64966G6T4 Other Municipal Debt N Unrated Security N/A N/A 2013-08-15 2013-08-15 N N N 250000.00 258024.83 0.0001 N 258232.50 258232.50 New York City GO Bonds Fiscal 2008 Series I1 4.000000% 64966GQ88 Other Municipal Debt N Unrated Security N/A N/A 2013-02-01 2013-02-01 N N N 200000.00 201171.28 0.0001 N 201174.00 201174.00 New York City GO Bonds Fiscal 2008 Series K 4.000000% 64966GY97 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N N 100000.00 102354.00 0.0001 N 102354.00 102354.00 New York City GO Bonds Fiscal 2008 Series D 5.000000% 64966GYA4 Other Municipal Debt N Unrated Security N/A N/A 2012-12-01 2012-12-01 N N N 415000.00 415000.00 0.0002 N 415000.00 415000.00 New York City GO Bonds Fiscal 2008 Series E 5.000000% 64966GYW6 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N N 200000.00 206105.33 0.0001 N 206218.00 206218.00 New York City GO Bonds Fiscal 2009 Series B1 3.000000% 64966HAJ9 Other Municipal Debt N Unrated Security N/A N/A 2013-09-01 2013-09-01 N N N 150000.00 152847.19 0.0001 N 153031.50 153031.50 New York City GO Bonds Fiscal 2009 Series C 5.000000% 64966HBL3 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N N 905000.00 932912.13 0.0005 N 933136.45 933136.45 New York City GO Bonds Fiscal 2009 Series D 4.000000% 64966HBX7 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N N 500000.00 511940.45 0.0003 N 512275.00 512275.00 New York City GO Bonds Fiscal 2011 Series B 5.000000% 64966HD64 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N N 560000.00 577483.50 0.0003 N 577410.40 577410.40 New York City GO Bonds Fiscal 2005 Series O 0.180000% 64966HDM9 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Citibank NA N/A N/A N N 7000000.00 7000000.00 0.0035 N 7000000.00 7000000.00 New York City GO Bonds Fiscal 2009 Series H1 4.000000% 64966HGD6 Other Municipal Debt N Unrated Security N/A N/A 2013-03-01 2013-03-01 N N N 100000.00 100855.56 0.0001 N 100902.00 100902.00 New York City GO Bonds Fiscal 2009 Series J1 0.180000% 64966HMA5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Citibank NA N/A N/A N N 11900000.00 11900000.00 0.0060 N 11900000.00 11900000.00 New York City GO Bonds Fiscal 2010 Series E 3.000000% 64966HRU6 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N N 100000.00 101727.81 0.0001 N 101800.00 101800.00 New York City GO Bonds Fiscal 2010 Series E 5.000000% 64966HRV4 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N N 200000.00 206057.54 0.0001 N 206218.00 206218.00 New York City GO Bonds Fiscal 2006 Series F4A 0.150000% 64966HW30 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Sumitomo Mitsui Banking Corp N/A N/A Y Sumitomo Mitsui Banking Corp N/A N/A N 2500000.00 2500000.00 0.0013 N 2500000.00 2500000.00 New York City GO Bonds Fiscal 2006 Series F4B 0.160000% 64966HW48 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Union Bank NA N/A N/A Y Union Bank NA N/A N/A N 5300000.00 5300000.00 0.0027 N 5300000.00 5300000.00 New York City GO Bonds Fiscal 2013 Series A1 0.170000% 64966J5S1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Citibank NA N/A N/A N N 6400000.00 6400000.00 0.0032 N 6400000.00 6400000.00 New York City GO Bonds Fiscal 2013 Series A5 0.160000% 64966J5W2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Sumitomo Mitsui Banking Corp N/A N/A Y Sumitomo Mitsui Banking Corp N/A N/A N 4500000.00 4500000.00 0.0023 N 4500000.00 4500000.00 New York City GO Bonds Fiscal 2012 Series G3 0.160000% 64966JB47 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Citibank NA N/A N/A Y Citibank NA N/A N/A N 36000000.00 36000000.00 0.0181 N 36000000.00 36000000.00 New York City GO Bonds Fiscal 2012 Series B 2.500000% 64966JNJ1 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N N 1000000.00 1014820.21 0.0005 N 1014730.00 1014730.00 New York City GO Bonds Fiscal 2012 Series A5 0.170000% 64966JQH2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-03 2012-12-03 Y Bank of Nova Scotia N/A N/A N N 5550000.00 5550000.00 0.0028 N 5550000.00 5550000.00 New York City GO Bonds Fiscal 2010 Series C 5.000000% 64966JW44 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N N 590000.00 608095.30 0.0003 N 608343.10 608343.10 New York City GO Bonds Fiscal 2010 Series F 5.000000% 64966KCV3 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N N 240000.00 247271.71 0.0001 N 247461.60 247461.60 New York City Health & Hospitals Corp Health System Bonds Series 2008C 0.140000% 649674GS1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 7600000.00 7600000.00 0.0038 N 7600000.00 7600000.00 New York City Housing Development Corp M/F Housing RB Series 2009C1 0.170000% 46632P8M8 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y JPMorgan Chase Bank NA N/A N/A N N 9000000.00 9000000.00 0.0045 N 9000000.00 9000000.00 New York City Housing Development Corp M/F Mortgage RB (101 Ave D Apts) Series 2010A 0.170000% 64966TCF9 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Bank of America NA N/A N/A Y Bank of America NA N/A N/A N 15000000.00 15000000.00 0.0075 N 15000000.00 15000000.00 New York City Housing Development Corp M/F Rental RB (Related-Monterey) Series 1997A 0.140000% 64970HAC8 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Fannie Mae N/A N/A Y Fannie Mae N/A N/A N 6000000.00 6000000.00 0.0030 N 6000000.00 6000000.00 New York City Housing Development Corp M/F Rental Housing RB (90 Washington St) Series 2005A 0.160000% 64970HBC7 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Fannie Mae N/A N/A Y Fannie Mae N/A N/A N 30700000.00 30700000.00 0.0154 N 30700000.00 30700000.00 New York City Housing Development Corp M/F Rental Housing RB (Lexington Courts) Series 2009A 0.160000% 64970HDV3 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Freddie Mac N/A N/A Y Freddie Mac N/A N/A N 10500000.00 10500000.00 0.0053 N 10500000.00 10500000.00 New York City Housing Development Corp M/F Housing RB Series 2010B 0.180000% 64970M7W7 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Citibank NA N/A N/A N N 27920000.00 27920000.00 0.0140 N 27920000.00 27920000.00 New York City Housing Development Corp M/F Housing RB Series 2010D1A 2.050000% 64972BAH8 Other Municipal Debt N Unrated Security N/A N/A 2013-05-01 2013-05-01 N N N 100000.00 100633.73 0.0001 N 100631.00 100631.00 New York City Housing Development Corp M/F Housing RB Series 2012C 0.270000% 64972BSC0 Other Municipal Debt N First Tier Security N/A N/A 2013-02-01 2013-02-01 N N N 3710000.00 3710000.00 0.0019 N 3710000.00 3710000.00 New York City Housing Development Corp M/F Housing RB Series 2009H2 0.250000% 64972BTJ4 Other Municipal Debt N First Tier Security N/A N/A 2013-06-28 2013-06-28 N N N 6640000.00 6640000.00 0.0033 N 6640730.40 6640730.40 New York City Housing Development Corp M/F Housing RB Series 2012H 0.350000% 64972BZA6 Other Municipal Debt N Unrated Security N/A N/A 2013-11-01 2013-11-01 N N N 1875000.00 1875000.00 0.0009 N 1875506.25 1875506.25 New York City Housing Development Corp M/F Housing RB Series 2012H 0.250000% 64972BZM0 Other Municipal Debt N Unrated Security N/A N/A 2013-05-01 2013-05-01 N N N 1455000.00 1455000.00 0.0007 N 1455058.20 1455058.20 New York City Housing Development Corp M/F Housing RB Series 2012D1A 0.260000% 94987KJG1 Other Municipal Debt N First Tier Security N/A N/A 2013-05-09 2013-05-09 N N Y Tender Option Wells Fargo Bank NA N/A N/A 19995000.00 19995000.00 0.0100 N 19995000.00 19995000.00 New York City IDA Civic Facility RB (Covenant of the Sacred Heart School of New York) Series 2002 0.180000% 649438HZ4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Federal Home Loan Bank N/A N/A Y Federal Home Loan Bank N/A N/A N 14515000.00 14515000.00 0.0073 N 14515000.00 14515000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2008 Series A 0.160000% 07330CKG3 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Branch Banking & Trust Co N/A N/A N N 15495000.00 15495000.00 0.0078 N 15495000.00 15495000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2006 Series A 0.160000% 27884FEJ5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y US Bank NA N/A N/A Y US Bank NA N/A N/A N 9935000.00 9935000.00 0.0050 N 9935000.00 9935000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2005 Series D 0.170000% 46632PNF6 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y JPMorgan Chase Bank NA N/A N/A N N 3475000.00 3475000.00 0.0017 N 3475000.00 3475000.00 New York City Municipal Water Finance Auth CP Series 1 0.210000% 64970LWY7 Other Commercial Paper N First Tier Security N/A N/A 2012-12-13 2012-12-13 N N N 35000000.00 35000000.00 0.0176 N 34999650.00 34999650.00 New York City Municipal Water Finance Auth CP Series 6 0.240000% 64971TXF9 Other Commercial Paper N First Tier Security N/A N/A 2013-02-06 2013-02-06 N N N 15300000.00 15300000.00 0.0077 N 15300000.00 15300000.00 New York City Municipal Water Finance Auth Extendible CP Series 8 0.230000% 64972AFK8 Other Commercial Paper N First Tier Security N/A N/A 2012-12-13 2013-08-16 N N N 25850000.00 25850000.00 0.0130 N 25849741.50 25849741.50 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2011 Series HH 0.190000% 64972F6D3 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Deutsche Bank AG N/A N/A N N 14700000.00 14700000.00 0.0074 N 14700000.00 14700000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2006 Series A 0.170000% 64972FBS4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y JPMorgan Chase Bank NA N/A N/A N N 22865000.00 22865000.00 0.0115 N 22865000.00 22865000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2003 Series E 0.170000% 64972FSK3 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y JPMorgan Chase Bank NA N/A N/A N N 4995000.00 4995000.00 0.0025 N 4995000.00 4995000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2005 Series D 0.170000% 64972FUV6 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y JPMorgan Chase Bank NA N/A N/A N N 10860000.00 10860000.00 0.0054 N 10860000.00 10860000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2009 Series DD 0.190000% 64972FYV2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Citibank NA N/A N/A N N 8125000.00 8125000.00 0.0041 N 8125000.00 8125000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2013 Series AA2 0.150000% 64972GAS3 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Bank of Tokyo Mitsubishi UFJ Ltd N/A N/A N N 1000000.00 1000000.00 0.0005 N 1000000.00 1000000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2007 Series A 0.190000% 74703YTU4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Bank of America NA N/A N/A N N 12250000.00 12250000.00 0.0061 N 12250000.00 12250000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2012 Series BB 0.150000% 74926YVE8 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Royal Bank of Canada N/A N/A N N 10515000.00 10515000.00 0.0053 N 10515000.00 10515000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2012 Series FF 0.190000% 94987KJB2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Wells Fargo Bank NA N/A N/A N N 7210000.00 7210000.00 0.0036 N 7210000.00 7210000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2012 Series E1 0.190000% 25155DMF5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Deutsche Bank AG N/A N/A N N 11330000.00 11330000.00 0.0057 N 11330000.00 11330000.00 New York City Transitional Finance Auth Future Tax Secured Bonds Fiscal 2010 Series A1 0.170000% 46633VDB2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y JPMorgan Chase Bank NA N/A N/A N N 11000000.00 11000000.00 0.0055 N 11000000.00 11000000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2011 Series D1 0.170000% 46633VQ36 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y JPMorgan Chase Bank NA N/A N/A N N 3750000.00 3750000.00 0.0019 N 3750000.00 3750000.00 New York City Transitional Finance Auth Recovery Bonds Fiscal 2003 Series 2D 0.150000% 64971KFE1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Lloyds TSB Bank Plc N/A N/A N N 2300000.00 2300000.00 0.0012 N 2300000.00 2300000.00 New York City Transitional Finance Auth Recovery Bonds Fiscal 2003 Series 3G 0.150000% 64971KGG5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Bank of New York Mellon N/A N/A N N 10940000.00 10940000.00 0.0055 N 10940000.00 10940000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2007 Series C1 0.160000% 64971MNB4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Credit Suisse AG N/A N/A N N 6000000.00 6000000.00 0.0030 N 6000000.00 6000000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2012 Series E1 0.170000% 64971QWB5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Citibank NA N/A N/A N N 2815000.00 2815000.00 0.0014 N 2815000.00 2815000.00 New York City Transitional Finance Auth Building Aid RB Fiscal 2007 Series S1 0.180000% 64972HFE7 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Citibank NA N/A N/A N Y Obligor New York State N/A N/A 8850000.00 8850000.00 0.0044 N 8850000.00 8850000.00 New York City Transitional Finance Auth Building Aid RB Fiscal 2007 Series S2 0.170000% 64972HFU1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State N/A N/A 12090000.00 12090000.00 0.0061 N 12090000.00 12090000.00 New York City Transitional Finance Auth Building Aid RB Fiscal 2008 Series S1 0.190000% 64972HRC8 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Citibank NA N/A N/A N Y Obligor New York State N/A N/A 6000000.00 6000000.00 0.0030 N 6000000.00 6000000.00 New York City Transitional Finance Auth Future Tax Secured Bonds Fiscal 2012 Series F1 0.190000% 74703UGE2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Bank of America NA N/A N/A N N 3545000.00 3545000.00 0.0018 N 3545000.00 3545000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2012 Series E1 0.160000% 76252PAL3 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Barclays Bank Plc N/A N/A N N 21465000.00 21465000.00 0.0108 N 21465000.00 21465000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2011 Series D1 0.190000% 94985NG88 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Wells Fargo Bank NA N/A N/A N N 2800000.00 2800000.00 0.0014 N 2800000.00 2800000.00 New York City Transitional Finance Auth Building Aid RB Fiscal 2009 Series S4 0.270000% 94985NHA2 Other Municipal Debt N First Tier Security N/A N/A 2013-05-09 2013-05-09 N Y Wells Fargo & Co N/A N/A Y Tender Option Wells Fargo & Co N/A N/A 12535000.00 12535000.00 0.0063 N 12535000.00 12535000.00 New York City Transitional Finance Auth Building Aid RB Fiscal 2009 Series S5 0.260000% 94985NKM2 Other Municipal Debt N First Tier Security N/A N/A 2013-05-09 2013-05-09 N Y Wells Fargo & Co N/A N/A Y Tender Option Wells Fargo & Co N/A N/A 15645000.00 15645000.00 0.0078 N 15645000.00 15645000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2012 Series D1 0.190000% 94987KAG0 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Wells Fargo Bank NA N/A N/A N N 9325000.00 9325000.00 0.0047 N 9325000.00 9325000.00 New York City Trust for Cultural Resources Refunding RB (American Museum of Natural History) Series 2004A 0.170000% 46632P7T4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor American Museum of Natural History N/A N/A 3745000.00 3745000.00 0.0019 N 3745000.00 3745000.00 New York City Trust for Cultural Resources RB (Lincoln Center for the Performing Arts) Series 2008B1 0.150000% 649717PP4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y US Bank NA N/A N/A Y US Bank NA N/A N/A N 20000000.00 20000000.00 0.0100 N 20000000.00 20000000.00 New York Liberty Development Corp Liberty RB (1 World Trade Center) Series 2011 0.170000% 46636YEJ5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor Port Auth of New York & New Jersey N/A N/A 6360000.00 6360000.00 0.0032 N 6360000.00 6360000.00 New York Liberty Development Corp Liberty RB (1 World Trade Center) Series 2011 0.190000% 649519BY0 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Deutsche Bank AG N/A N/A N Y Obligor Port Auth of New York & New Jersey N/A N/A 21850000.00 21850000.00 0.0110 N 21850000.00 21850000.00 New York State GO Refunding Bonds Series 2005C 5.000000% 649787N87 Other Municipal Debt N Unrated Security N/A N/A 2013-04-15 2013-04-15 N N N 375000.00 381256.20 0.0002 N 381521.25 381521.25 New York State GO Refunding Bonds Series 2006C 3.625000% 649787Y36 Other Municipal Debt N Unrated Security N/A N/A 2013-04-15 2013-04-15 N N N 100000.00 101188.25 0.0001 N 101243.00 101243.00 New York State Dormitory Auth RB (Columbia Univ) Series 2008A 0.160000% 07330CLA5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Branch Banking & Trust Co N/A N/A N Y Obligor Columbia Univ N/A N/A 6000000.00 6000000.00 0.0030 N 6000000.00 6000000.00 New York State Dormitory Auth RB (NYU) Series 2007A 0.200000% 25155DFC0 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Deutsche Bank AG N/A N/A N Y Obligor New York Univ N/A N/A 5600000.00 5600000.00 0.0028 N 5600000.00 5600000.00 New York State Dormitory Auth State Personal Income Tax RB Series 2005F 0.170000% 46632PND1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 5130000.00 5130000.00 0.0026 N 5130000.00 5130000.00 New York State Dormitory Auth State Personal Income Tax RB Series 2007A 0.170000% 46633VR76 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 3000000.00 3000000.00 0.0015 N 3000000.00 3000000.00 New York State Dormitory Auth State Personal Income Tax RB Series 2005F 0.170000% 46633VSG5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 6800000.00 6800000.00 0.0034 N 6800000.00 6800000.00 New York State Dormitory Auth CP (Cornell Univ) 0.190000% 64983LRU6 Other Commercial Paper N First Tier Security N/A N/A 2013-02-05 2013-02-05 N N Y Obligor Cornell University N/A N/A 12750000.00 12750000.00 0.0064 N 12749745.00 12749745.00 New York State Dormitory Auth Mental Health Services Facilities RB Series 2009A1 5.000000% 64983M6M5 Other Municipal Debt N Unrated Security N/A N/A 2013-02-15 2013-02-15 N N Y Obligor New York State N/A N/A 5600000.00 5652802.85 0.0028 N 5651072.00 5651072.00 New York State Dormitory Auth Consolidated Service Contract Refunding RB Series 2009A 3.000000% 64983M7U6 Other Municipal Debt N Unrated Security N/A N/A 2013-07-01 2013-07-01 N N Y Obligor New York State N/A N/A 250000.00 253747.98 0.0001 N 253782.50 253782.50 New York State Dormitory Auth Consolidated Service Contract Refunding RB Series 2009A 4.000000% 64983M7V4 Other Municipal Debt N Unrated Security N/A N/A 2013-07-01 2013-07-01 N N Y Obligor New York State N/A N/A 260000.00 265394.58 0.0001 N 265418.40 265418.40 New York State Dormitory Auth Mental Health Services Facilities RB Series 2007A 3.750000% 64983MEA2 Other Municipal Debt N Unrated Security N/A N/A 2013-02-15 2013-02-15 N N Y Obligor New York State N/A N/A 100000.00 100663.16 0.0001 N 100670.00 100670.00 New York State Dormitory Auth Mental Health Services Facilities RB Series 2008A 5.000000% 64983MG36 Other Municipal Debt N Unrated Security N/A N/A 2013-02-15 2013-02-15 N N Y Obligor New York State N/A N/A 1310000.00 1322443.47 0.0007 N 1321947.20 1321947.20 New York State Dormitory Auth Mental Health Services Facilities RB Series 2007D 5.000000% 64983MHK7 Other Municipal Debt N Unrated Security N/A N/A 2013-02-15 2013-02-15 N N Y Obligor New York State N/A N/A 250000.00 252308.00 0.0001 N 252280.00 252280.00 New York State Dormitory Auth Mental Health Services RB Series 2008B 5.000000% 64983MK49 Other Municipal Debt N Unrated Security N/A N/A 2013-02-15 2013-02-15 N N Y Obligor New York State N/A N/A 1250000.00 1261792.94 0.0006 N 1261400.00 1261400.00 New York State Dormitory Auth Mental Health Services Facilities Improvement RB Series 2008D 5.000000% 64983MP69 Other Municipal Debt N Unrated Security N/A N/A 2013-02-15 2013-02-15 N N Y Obligor New York State N/A N/A 100000.00 100912.46 0.0001 N 100912.00 100912.00 New York State Dormitory Auth Hospital Refunding RB (Interfaith Medical Center) Series 2007 5.000000% 64983MUU0 Other Municipal Debt N Unrated Security N/A N/A 2013-02-15 2013-02-15 N N Y Obligor New York State N/A N/A 650000.00 655905.21 0.0003 N 655258.50 655258.50 New York State Dormitory Auth RB (Columbia Univ) Series 2006A 0.200000% 64983PGM7 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Citibank NA N/A N/A N Y Obligor Columbia Univ N/A N/A 8535000.00 8535000.00 0.0043 N 8535000.00 8535000.00 New York State Dormitory Auth State Personal Income tax RB Series 2006C 0.180000% 64983PJT9 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Citibank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 18000000.00 18000000.00 0.0090 N 18000000.00 18000000.00 New York State Dormitory Auth RB (Catholic Health) Series 2006B 0.180000% 64983Q5S4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y HSBC BANK USA N/A N/A Y HSBC Bank USA N/A N/A N 8865000.00 8865000.00 0.0044 N 8865000.00 8865000.00 New York State Dormitory Auth Cornell Univ RB Series 2006A 5.000000% 64983QJ91 Other Municipal Debt N Unrated Security N/A N/A 2013-07-01 2013-07-01 N N Y Obligor Cornell University N/A N/A 360000.00 369392.48 0.0002 N 369896.40 369896.40 New York State Dormitory Auth Mental Health Services Facilities RB Series 2005E 4.500000% 64983R6U6 Other Municipal Debt N Unrated Security N/A N/A 2013-02-15 2013-02-15 N N Y Obligor New York State N/A N/A 125000.00 126014.04 0.0001 N 126018.75 126018.75 New York State Dormitory Auth Mental Health Services Facilities RB Series 2005A 4.250000% 64983RAH0 Other Municipal Debt N Unrated Security N/A N/A 2013-02-15 2013-02-15 N N Y Obligor New York State N/A N/A 250000.00 251938.27 0.0001 N 251917.50 251917.50 New York State Dormitory Auth Mental Health Services Facilities RB Series 2005B 5.000000% 64983RBE6 Other Municipal Debt N Unrated Security N/A N/A 2013-02-15 2013-02-15 N N Y Obligor New York State N/A N/A 430000.00 434030.53 0.0002 N 433921.60 433921.60 New York State Dormitory Auth Mental Health Services Facilities RB Series 2005D1 5.000000% 64983REF0 Other Municipal Debt N Unrated Security N/A N/A 2013-08-15 2013-08-15 N N Y Obligor New York State N/A N/A 1000000.00 1032714.04 0.0005 N 1031860.00 1031860.00 New York State Dormitory Auth Mental Health Services RB Series 2003B 5.250000% 64983U3W8 Other Municipal Debt N Unrated Security N/A N/A 2013-02-15 2013-02-15 N N Y Obligor New York State N/A N/A 125000.00 126200.10 0.0001 N 126133.75 126133.75 New York State Dormitory Auth RB (Culinary Institute of America) Series 2004C 0.170000% 64983U7T1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 12800000.00 12800000.00 0.0064 N 12800000.00 12800000.00 New York State Dormitory Auth State Personal Income Tax RB Series 2005F 5.000000% 649902DH3 Other Municipal Debt N Unrated Security N/A N/A 2013-03-15 2013-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 625000.00 633162.21 0.0003 N 633325.00 633325.00 New York State Dormitory Auth State Personal Income Tax RB Series 2006C 5.000000% 649902GJ6 Other Municipal Debt N Unrated Security N/A N/A 2012-12-15 2012-12-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 340000.00 340520.61 0.0002 N 340459.00 340459.00 New York State Dormitory Auth State Personal Income Tax RB Series 2010A 3.000000% 649902L50 Other Municipal Debt N Unrated Security N/A N/A 2013-02-15 2013-02-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 100000.00 100518.00 0.0001 N 100554.00 100554.00 New York State Dormitory Auth State Personal Income Tax RB Series 2007A 4.250000% 649902LA9 Other Municipal Debt N Unrated Security N/A N/A 2013-03-15 2013-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 100000.00 101063.51 0.0001 N 101130.00 101130.00 New York State Dormitory Auth State Personal Income Tax RB Series 2007C 5.000000% 649902MS9 Other Municipal Debt N Unrated Security N/A N/A 2013-03-15 2013-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 895000.00 906769.10 0.0005 N 907046.70 907046.70 New York State Dormitory Auth State Personal Income Tax RB Series 2008A 5.000000% 649902QN6 Other Municipal Debt N Unrated Security N/A N/A 2013-03-15 2013-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 100000.00 101281.14 0.0001 N 101346.00 101346.00 New York State Dormitory Auth State Personal Income Tax RB Series 2008A 4.000000% 649902QP1 Other Municipal Debt N Unrated Security N/A N/A 2013-03-15 2013-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 745000.00 752666.84 0.0004 N 752964.05 752964.05 New York State Dormitory Auth State Personal Income Tax Refunding RB Series 2008B 5.000000% 649902SA2 Other Municipal Debt N Unrated Security N/A N/A 2013-03-15 2013-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 450000.00 455833.55 0.0002 N 456057.00 456057.00 New York State Dormitory Auth State Personal Income Tax RB Series 2009D 3.000000% 649902YD9 Other Municipal Debt N Unrated Security N/A N/A 2013-06-15 2013-06-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 250000.00 253594.98 0.0001 N 253730.00 253730.00 New York State Dormitory Auth RB (Univ of Rochester) Series 2003C 0.180000% 6499032H3 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 24575000.00 24575000.00 0.0123 N 24575000.00 24575000.00 New York State Dormitory Auth Mental Health Facilities Lease RB Series 2010-1 5.000000% 649905U20 Other Municipal Debt N Unrated Security N/A N/A 2013-01-15 2013-01-15 N N Y Obligor New York City N/A N/A 6075000.00 6108689.00 0.0031 N 6107015.25 6107015.25 New York State Dormitory Auth State Personal Income Tax RB Series 2010A 4.000000% 64990EBP1 Other Municipal Debt N Unrated Security N/A N/A 2013-02-15 2013-02-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 165000.00 166191.91 0.0001 N 166234.20 166234.20 New York State Dormitory Auth Consolidating Service Contract Refunding RB Series 2010 5.000000% 64990HGN4 Other Municipal Debt N Unrated Security N/A N/A 2013-07-01 2013-07-01 N N Y Obligor New York State N/A N/A 200000.00 205328.39 0.0001 N 205240.00 205240.00 New York State Dormitory Auth State Personal Income Tax RB Series 2006C 0.220000% 74703Y6G0 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Bank of America NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 3175000.00 3175000.00 0.0016 N 3175000.00 3175000.00 New York State Dormitory Auth RB (Cornell Univ) Series 2006A 0.220000% 74703YMF4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Bank of America NA N/A N/A N Y Obligor Cornell University N/A N/A 9865000.00 9865000.00 0.0049 N 9865000.00 9865000.00 New York State Dormitory Auth State Personal Income Tax RB Series 2010F 0.220000% 74703YXU9 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Bank of America NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 5000000.00 5000000.00 0.0025 N 5000000.00 5000000.00 New York State Dormitory Auth RB (NYU) Series 2009A 0.300000% 94985NTL5 Other Municipal Debt N First Tier Security N/A N/A 2012-12-20 2012-12-20 N N Y Obligor New York Univ N/A N/A Tender Option Wells Fargo & Co N/A N/A 25135000.00 25135000.00 0.0126 N 25135000.00 25135000.00 New York State Energy Research & Development Auth Facilities RB (Consolidated Edison) Series 2005A3 0.150000% 64984EDH5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Mizuho Corporate Bank Ltd N/A N/A Y Mizuho Corporate Bank Ltd N/A N/A N 10000000.00 10000000.00 0.0050 N 10000000.00 10000000.00 New York State Energy Research & Development Auth Facilities RB (Consolidated Edison) Series 2005A1 0.140000% 64984EDJ1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Mizuho Corporate Bank Ltd N/A N/A Y Mizuho Corporate Bank Ltd N/A N/A N 21900000.00 21900000.00 0.0110 N 21900000.00 21900000.00 New York State Environmental Facilities Corp State Revolving Funds RB Series 2010C 0.170000% 46633VY78 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y JPMorgan Chase Bank NA N/A N/A N N 6600000.00 6600000.00 0.0033 N 6600000.00 6600000.00 New York State Environmental Facilities Corp Environmental Infrastructure RB Series 2003A 5.000000% 649849BE5 Other Municipal Debt N Unrated Security N/A N/A 2013-03-15 2013-03-15 N N Y Obligor New York State N/A N/A 900000.00 911797.87 0.0005 N 911907.00 911907.00 New York State Environmental Facilities Corp State Clean Water & Drinking Water Revolving RB Series 2003E 3.700000% 64985WK60 Other Municipal Debt N Unrated Security N/A N/A 2013-06-15 2013-06-15 N N Y Obligor New York State Environmental Facilities Corp - NYCMWFA Program N/A N/A 105000.00 106832.27 0.0001 N 106954.05 106954.05 New York State Environmental Facilities Corp State Personal Income Tax RB Series 2004A 5.250000% 64985YAV2 Other Municipal Debt N Unrated Security N/A N/A 2012-12-15 2012-12-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 500000.00 500801.15 0.0003 N 500710.00 500710.00 New York State Environmental Facilities Corp State Personal Income Tax RB Series 2004A 5.250000% 64985YAX8 Other Municipal Debt N Unrated Security N/A N/A 2013-12-15 2013-12-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 100000.00 105049.00 0.0001 N 104969.00 104969.00 New York State Environmental Facilities Corp State Clean Water & Drinking Water Revolving Funds Sub RB Series 2006B 5.000000% 64986APB1 Other Municipal Debt N Unrated Security N/A N/A 2013-06-15 2013-06-15 N N Y Obligor New York State Environmental Facilities Corp - NYCMWFA Program N/A N/A 250000.00 256022.77 0.0001 N 256367.50 256367.50 New York State Environmental Facilities Corp State Clean Water & Drinking Water Revolving Funds RB Series 2008A 5.000000% 64986AXP1 Other Municipal Debt N Unrated Security N/A N/A 2013-06-15 2013-06-15 N N Y Obligor New York State Environmental Facilities Corp - NYCMWFA Program N/A N/A 250000.00 256175.33 0.0001 N 256367.50 256367.50 New York State HFA Housing RB (North End Ave) Series 2004A 0.170000% 64986MJ55 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Fannie Mae N/A N/A Y Fannie Mae N/A N/A N 2300000.00 2300000.00 0.0012 N 2300000.00 2300000.00 New York State HFA Housing RB (100 Maiden Lane) Series 2004A 0.180000% 64986MM28 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Fannie Mae N/A N/A Y Fannie Mae N/A N/A N 25390000.00 25390000.00 0.0127 N 25390000.00 25390000.00 New York State HFA Housing RB (Shore Hill) Series 2008A 0.170000% 64986MV93 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Freddie Mac N/A N/A Y Freddie Mac N/A N/A N 6250000.00 6250000.00 0.0031 N 6250000.00 6250000.00 New York State HFA Housing RB (College Arms Apts) Series 2008A 0.160000% 64986MX83 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Freddie Mac N/A N/A Y Freddie Mac N/A N/A N 7690000.00 7690000.00 0.0039 N 7690000.00 7690000.00 New York State HFA Housing RB (388 Bridge St) Series 2012A 0.160000% 64986UMM6 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 30000000.00 30000000.00 0.0150 N 30000000.00 30000000.00 New York State HFA Housing RB (Related-42nd & 10th) Series 2010A 0.160000% 64986URC3 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Freddie Mac N/A N/A Y Freddie Mac N/A N/A N 10000000.00 10000000.00 0.0050 N 10000000.00 10000000.00 New York State Local Government Assistance Corp Refunding Bonds Series 1993E 0.220000% 74703YDQ0 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Bank of America NA N/A N/A N N 1860000.00 1860000.00 0.0009 N 1860000.00 1860000.00 New York State Mortgage Agency Homeowner Mortgage RB Series 173B 0.230000% 649883SL0 Other Municipal Debt N First Tier Security N/A N/A 2013-05-01 2013-05-01 N N N 4000000.00 4000000.00 0.0020 N 4000200.00 4000200.00 New York State Mortgage Agency Homeowner Mortgage RB Series 174B 0.230000% 649883SN6 Other Municipal Debt N First Tier Security N/A N/A 2013-05-01 2013-05-01 N N N 6000000.00 6000000.00 0.0030 N 6000720.00 6000720.00 New York State Power Auth CP Series 1 & 2 0.170000% 64985GZG7 Other Commercial Paper N First Tier Security N/A N/A 2012-12-05 2012-12-05 N N N 10000000.00 10000000.00 0.0050 N 10000000.00 10000000.00 New York State Power Auth RB Series 2007A 0.200000% 64989KHL3 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Citibank NA N/A N/A N N 3210000.00 3210000.00 0.0016 N 3210000.00 3210000.00 New York State Power Auth CP Series 1 & 2 0.200000% 64989QH55 Other Commercial Paper N First Tier Security N/A N/A 2012-12-14 2012-12-14 N N N 6740000.00 6740000.00 0.0034 N 6739865.20 6739865.20 New York State Power Auth CP Series 1 & 2 0.200000% 64989QK77 Other Commercial Paper N First Tier Security N/A N/A 2012-12-12 2012-12-12 N N N 7800000.00 7800000.00 0.0039 N 7799922.00 7799922.00 New York State Power Auth CP Series 1 & 2 0.180000% 64989QL27 Other Commercial Paper N First Tier Security N/A N/A 2012-12-12 2012-12-12 N N N 12825000.00 12825000.00 0.0064 N 12825000.00 12825000.00 New York State Power Auth CP Series 1 0.240000% 64989VRM6 Other Commercial Paper N First Tier Security N/A N/A 2013-02-13 2013-08-12 N N N 4000000.00 4000000.00 0.0020 N 4000000.00 4000000.00 New York State Thruway Auth State Personal Income Tax RB Series 2012A 0.190000% 25155DRK9 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Deutsche Bank AG N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 9000000.00 9000000.00 0.0045 N 9000000.00 9000000.00 New York State Thruway Auth General RB Series H 0.380000% 27884FYT1 Other Municipal Debt N First Tier Security N/A N/A 2013-01-17 2013-01-17 N Y US Bank NA N/A N/A Y Tender Option US Bank NA N/A N/A 19460000.00 19460000.00 0.0098 N 19460000.00 19460000.00 New York State Thruway Auth Highway & Bridge Trust Fund Bonds Series 2005B 5.000000% 650013R72 Other Municipal Debt N Unrated Security N/A N/A 2013-04-01 2013-04-01 N N N 1205000.00 1223586.21 0.0006 N 1223617.25 1223617.25 New York State Thruway Auth Second General Highway & Bridge Trust Fund Bonds Series 2004B 5.250000% 650014EM1 Other Municipal Debt N Unrated Security N/A N/A 2013-04-01 2013-04-01 N N N 705000.00 716360.05 0.0004 N 716463.30 716463.30 New York State Thruway Auth Second General Highway & Bridge Trust Fund Bonds Series 2007A 4.000000% 650014KA0 Other Municipal Debt N Unrated Security N/A N/A 2013-04-01 2013-04-01 N N N 250000.00 252917.64 0.0001 N 253057.50 253057.50 New York State Thruway Auth Second General Highway & Bridge Trust Fund Bonds Series 2007A 5.000000% 650014KB8 Other Municipal Debt N Unrated Security N/A N/A 2013-04-01 2013-04-01 N N N 100000.00 101494.54 0.0001 N 101545.00 101545.00 New York State Thruway Auth Second General Highway & Bridge Trust Fund Bonds Series 2008A 5.000000% 650014MJ9 Other Municipal Debt N Unrated Security N/A N/A 2013-04-01 2013-04-01 N N N 250000.00 253736.00 0.0001 N 253862.50 253862.50 New York State Thruway Auth Second General Highway & Bridge Trust Fund Refunding Bonds Series 2011A2 4.000000% 650014UZ4 Other Municipal Debt N Unrated Security N/A N/A 2013-04-01 2013-04-01 N N N 850000.00 860192.68 0.0004 N 860395.50 860395.50 New York State Thruway Auth Local Highway & Bridge Service Contract Bonds Series 2008 3.000000% 650017WN2 Other Municipal Debt N Unrated Security N/A N/A 2013-04-01 2013-04-01 N N Y Obligor New York State N/A N/A 100000.00 100850.26 0.0001 N 100891.00 100891.00 New York State Thruway Auth Local Highway & Bridge Service Contract Bonds Series 2008 5.000000% 650017WP7 Other Municipal Debt N Unrated Security N/A N/A 2013-04-01 2013-04-01 N N Y Obligor New York State N/A N/A 270000.00 274101.21 0.0001 N 274144.50 274144.50 New York State Thruway Auth Local Highway & Bridge Service Contract Bonds Series 2009 3.000000% 650017WW2 Other Municipal Debt N Unrated Security N/A N/A 2013-04-01 2013-04-01 N N Y Obligor New York State N/A N/A 100000.00 100827.75 0.0001 N 100891.00 100891.00 New York State Thruway Auth State Personal Income Tax RB Series 2003A 3.500000% 650028CK7 Other Municipal Debt N Unrated Security N/A N/A 2013-03-15 2013-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 600000.00 605349.33 0.0003 N 605580.00 605580.00 New York State Thruway Auth State Personal Income Tax RB Series 2008A 3.000000% 650028NJ8 Other Municipal Debt N Unrated Security N/A N/A 2013-03-15 2013-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 350000.00 352549.06 0.0002 N 352768.50 352768.50 New York State Thruway Auth State Personal Income Tax RB Series 2009A 4.000000% 650028QV8 Other Municipal Debt N Unrated Security N/A N/A 2013-03-15 2013-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 250000.00 252490.27 0.0001 N 252672.50 252672.50 New York State Thruway Auth State Personal Income Tax RB Series 2010A 5.000000% 650028SC8 Other Municipal Debt N Unrated Security N/A N/A 2013-03-15 2013-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 200000.00 202579.84 0.0001 N 202692.00 202692.00 New York State Thruway Auth Second General Highway & Bridge Trust Fund Bonds Series 2012A 0.190000% 74703UFB9 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Bank of America NA N/A N/A N N 6000000.00 6000000.00 0.0030 N 6000000.00 6000000.00 New York State Tobacco Settlement Financing Corp Asset-Backed RB Series 2011B 4.000000% 88880TMN3 Other Municipal Debt N Unrated Security N/A N/A 2013-06-01 2013-06-01 N N Y Obligor New York State N/A N/A 3815000.00 3883737.77 0.0019 N 3883898.90 3883898.90 New York State Urban Development Corp State Personal Income Tax RB Series 2009A1 0.170000% 46632PUA9 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 4995000.00 4995000.00 0.0025 N 4995000.00 4995000.00 New York State Urban Development Corp Service Contract Refunding RB Series 2005A 5.000000% 6500344G3 Other Municipal Debt N Unrated Security N/A N/A 2013-01-01 2013-01-01 N N Y Obligor New York State N/A N/A 1600000.00 1605982.40 0.0008 N 1605536.00 1605536.00 New York State Urban Development Corp State Personal Income Tax RB Series 2004A1 5.000000% 650034T92 Other Municipal Debt N Unrated Security N/A N/A 2013-03-15 2013-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 350000.00 354461.95 0.0002 N 354693.50 354693.50 New York State Urban Development Corp Service Contract Refunding RB Series 2005B 5.000000% 650035AQ1 Other Municipal Debt N Unrated Security N/A N/A 2013-01-01 2013-01-01 N N Y Obligor New York State N/A N/A 500000.00 501842.04 0.0003 N 501730.00 501730.00 New York State Urban Development Corp Service Contract Refunding RB Series 2007A 5.000000% 650035EG9 Other Municipal Debt N Unrated Security N/A N/A 2013-01-01 2013-01-01 N N Y Obligor New York State N/A N/A 2825000.00 2835501.51 0.0014 N 2834774.50 2834774.50 New York State Urban Development Corp State Personal Income Tax RB Series 2007C 4.500000% 650035FS2 Other Municipal Debt N Unrated Security N/A N/A 2013-03-15 2013-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 475000.00 480498.25 0.0002 N 480709.50 480709.50 New York State Urban Development Corp State Personal Income Tax RB Series 2008A1 4.000000% 650035HC5 Other Municipal Debt N Unrated Security N/A N/A 2012-12-15 2012-12-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 200000.00 200242.34 0.0001 N 200214.00 200214.00 New York State Urban Development Corp State Personal Income Tax RB Series 2005B 0.170000% 650035KL1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 9195000.00 9195000.00 0.0046 N 9195000.00 9195000.00 New York State Urban Development Corp State Personal Income Tax RB Series 2004A3A 0.170000% 650035MG0 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 7110000.00 7110000.00 0.0036 N 7110000.00 7110000.00 New York State Urban Development Corp Service Contract Refunding RB Series 2008D 4.000000% 650035NS3 Other Municipal Debt N Unrated Security N/A N/A 2013-01-01 2013-01-01 N N Y Obligor New York State N/A N/A 1255000.00 1258644.37 0.0006 N 1258438.70 1258438.70 New York State Urban Development Corp State Personal Income Tax RB Series 2009A1 5.000000% 650035PR3 Other Municipal Debt N Unrated Security N/A N/A 2012-12-15 2012-12-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 100000.00 100150.57 0.0001 N 100134.00 100134.00 New York State Urban Development Corp State Personal Income Tax RB Series 2009B1 0.180000% 650035RU4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Deutsche Bank AG N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 5000000.00 5000000.00 0.0025 N 5000000.00 5000000.00 New York State Urban Development Corp State Personal Income Tax RB Series 2009C 5.000000% 650035SB5 Other Municipal Debt N Unrated Security N/A N/A 2012-12-15 2012-12-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 335000.00 335508.20 0.0002 N 335448.90 335448.90 New York State Urban Development Corp Service Contract Refunding RB Series 2010B 5.000000% 650035UP1 Other Municipal Debt N Unrated Security N/A N/A 2013-01-01 2013-01-01 N N Y Obligor New York State N/A N/A 10865000.00 10905298.43 0.0055 N 10902592.90 10902592.90 New York State Urban Development Corp State Personal Income Tax RB Series 2011A 5.000000% 650035WG9 Other Municipal Debt N Unrated Security N/A N/A 2013-03-15 2013-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 445000.00 450830.29 0.0002 N 450967.45 450967.45 North Hempstead BAN 2012A 1.000000% 659666KF7 Other Municipal Debt N Unrated Security N/A N/A 2013-04-10 2013-04-10 N N N 12701000.00 12732490.13 0.0064 N 12737197.85 12737197.85 Port Auth of New York & New Jersey Consolidated Bonds 140th Series 0.160000% 27884FBQ2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y US Bank NA N/A N/A Y US Bank NA N/A N/A N 5215000.00 5215000.00 0.0026 N 5215000.00 5215000.00 Port Auth of New York & New Jersey Consolidated Bonds 148th Series 0.220000% 73358T4P3 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Morgan Stanley Bank NA N/A N/A N N 13000000.00 13000000.00 0.0065 N 13000000.00 13000000.00 Port Auth of New York & New Jersey Consolidated Bonds 144th Series 0.170000% 73358TWC1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y JPMorgan Chase Bank NA N/A N/A N N 750000.00 750000.00 0.0004 N 750000.00 750000.00 Port Auth of New York & New Jersey Consolidated Bonds 148th Series 0.170000% 73358TX89 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Citibank NA N/A N/A N N 5540000.00 5540000.00 0.0028 N 5540000.00 5540000.00 Port Auth of New York & New Jersey CP Series B 0.180000% 73359BCM9 Other Commercial Paper N First Tier Security N/A N/A 2012-12-12 2012-12-12 N N N 2430000.00 2430000.00 0.0012 N 2429975.70 2429975.70 Puerto Rico Refunding Bonds Series 2003C5-2 0.170000% 74514LYU5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Barclays Bank Plc N/A N/A Y Barclays Bank Plc N/A N/A N 16000000.00 16000000.00 0.0080 N 16000000.00 16000000.00 Puerto Rico Highway & Transportation Auth Transportation RB Series A 0.140000% 745190Y77 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Bank of Nova Scotia N/A N/A Y Bank of Nova Scotia N/A N/A N 1950000.00 1950000.00 0.0010 N 1950000.00 1950000.00 Puerto Rico Sales Tax Financing Corp Sales Tax RB Series 2007A 0.230000% 25154LGB4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Deutsche Bank AG N/A N/A N N 14365000.00 14365000.00 0.0072 N 14365000.00 14365000.00 Puerto Rico Sales Tax Financing Corp Sales Tax RB Sr Series 2009C 0.190000% 74529JJM8 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Citibank NA N/A N/A N N 6700000.00 6700000.00 0.0034 N 6700000.00 6700000.00 Rockland Cnty IDA RB (Assisted Living At Northern Riverview) Series 1999 0.260000% 773561AD7 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 8465000.00 8465000.00 0.0042 N 8465000.00 8465000.00 Rockville Centre UFSD TAN 2012 0.750000% 774149HV3 Other Municipal Debt N Unrated Security N/A N/A 2013-06-21 2013-06-21 N N N 5000000.00 5012048.61 0.0025 N 5011950.00 5011950.00 Sachem CSD at Holbrook TAN 2012-2013 1.000000% 785721TS0 Other Municipal Debt N First Tier Security N/A N/A 2013-06-20 2013-06-20 N N N 10000000.00 10039127.70 0.0050 N 10038800.00 10038800.00 Sales Tax Asset Receivable Corp RB Fiscal 2005 Series A 0.200000% 25155DFM8 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Deutsche Bank AG N/A N/A N N 6665000.00 6665000.00 0.0033 N 6665000.00 6665000.00 Sales Tax Asset Receivable Corp RB Fiscal 2005 Series A 0.170000% 794665BU2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y JPMorgan Chase Bank NA N/A N/A N N 2415000.00 2415000.00 0.0012 N 2415000.00 2415000.00 Schenectady IDA RB (Sunnyview Hospital & Rehabilitation Center) Series 2003A 0.210000% 806419AE7 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 6450000.00 6450000.00 0.0032 N 6450000.00 6450000.00 Schenectady IDA RB (Sunnyview Hospital & Rehabilitation Center) Series 2003B 0.210000% 806419AF4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 3950000.00 3950000.00 0.0020 N 3950000.00 3950000.00 Scotia-Glenville CSD BAN 2012 1.000000% 809265EM9 Other Municipal Debt N Unrated Security N/A N/A 2013-06-29 2013-06-29 N N N 10610000.00 10648603.32 0.0053 N 10648620.40 10648620.40 South Country Central SD TAN 2012-2013 0.750000% 837489KE2 Other Municipal Debt N Unrated Security N/A N/A 2013-06-27 2013-06-27 N N N 21800000.00 21839192.44 0.0110 N 21838586.00 21838586.00 Syracuse IDA Civic Facility Refunding RB (Crouse Health) Series 2003A 0.180000% 871720BR8 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y HSBC BANK USA N/A N/A Y HSBC Bank USA N/A N/A N 8760000.00 8760000.00 0.0044 N 8760000.00 8760000.00 Tarrytown BAN Series 2012B 2.000000% 876468MB2 Other Municipal Debt N First Tier Security N/A N/A 2013-10-18 2013-10-18 N N N 11000000.00 11166797.67 0.0056 N 11170610.00 11170610.00 Tarrytowns UFSD BAN 2012 1.000000% 876487JL4 Other Municipal Debt N Unrated Security N/A N/A 2013-02-15 2013-02-15 N N N 10400000.00 10414864.88 0.0052 N 10416640.00 10416640.00 Triborough Bridge & Tunnel Auth General RB (MTA Bridges & Tunnels) Series 2008C 0.220000% 05248RAE1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Bank of America NA N/A N/A N N 3000000.00 3000000.00 0.0015 N 3000000.00 3000000.00 Triborough Bridge & Tunnel Auth General Refunding RB Series 2012B 0.190000% 25155DRA1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Deutsche Bank AG N/A N/A N N 9750000.00 9750000.00 0.0049 N 9750000.00 9750000.00 Triborough Bridge & Tunnel Auth General RB (MTA Bridges and Tunnels) Series 2009A2 0.160000% 89602NUR3 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Credit Suisse AG N/A N/A N N 6500000.00 6500000.00 0.0033 N 6500000.00 6500000.00 Triborough Bridge & Tunnel Auth General RB (MTA Bridges & Tunnels) Series 2003B1 0.140000% 89602NWU4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y California Public Employees' Retirement System N/A N/A Y California Public Employees' Retirement System N/A N/A N 29445000.00 29445000.00 0.0148 N 29445000.00 29445000.00 Triborough Bridge & Tunnel Auth General RB (MTA Bridges & Tunnels) Series 2003B2 0.140000% 89602NWV2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y California State Teachers Retirement Systems N/A N/A Y California State Teachers Retirement Systems N/A N/A N 3330000.00 3330000.00 0.0017 N 3330000.00 3330000.00 Ulster Cnty GO BAN Series 2012A 1.000000% 903766ZS5 Other Municipal Debt N Unrated Security N/A N/A 2013-11-15 2013-11-15 N N N 3255000.00 3275021.28 0.0016 N 3275506.50 3275506.50 Ulster Cnty GO BAN Series 2012B 0.750000% 903766ZT3 Other Municipal Debt N Unrated Security N/A N/A 2013-11-29 2013-11-29 N N N 14225000.00 14290843.43 0.0072 N 14292853.25 14292853.25 Victor CSD BAN 2012 0.750000% 926009KM2 Other Municipal Debt N Unrated Security N/A N/A 2013-09-27 2013-09-27 N N N 9000000.00 9033303.96 0.0045 N 9034830.00 9034830.00 West Islip UFSD TAN 2012-2013 0.750000% 953429HR1 Other Municipal Debt N Unrated Security N/A N/A 2013-06-28 2013-06-28 N N N 10000000.00 10020359.54 0.0050 N 10019600.00 10019600.00 West Seneca BAN Series 2012 1.000000% 955771PX2 Other Municipal Debt N Unrated Security N/A N/A 2013-08-02 2013-08-02 N N N 15030000.00 15097463.70 0.0076 N 15099438.60 15099438.60 West Seneca CSD BAN 2012 1.000000% 955776HH5 Other Municipal Debt N Unrated Security N/A N/A 2013-11-27 2013-11-27 N N N 11000000.00 11053810.55 0.0055 N 11055330.00 11055330.00 William Floyd UFSD TAN 2012-2013 0.750000% 969254QW4 Other Municipal Debt N Unrated Security N/A N/A 2013-06-27 2013-06-27 N N N 10000000.00 10024774.75 0.0050 N 10024600.00 10024600.00