0001145549-12-010900.txt : 20130129
0001145549-12-010900.hdr.sgml : 20130129
20121207142556
ACCESSION NUMBER: 0001145549-12-010900
CONFORMED SUBMISSION TYPE: N-MFP
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121130
FILED AS OF DATE: 20121207
DATE AS OF CHANGE: 20121207
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS
CENTRAL INDEX KEY: 0000857156
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: N-MFP
SEC ACT: 1933 Act
SEC FILE NUMBER: 811-05954
FILM NUMBER: 121249499
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 1-800-648-5300
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS
DATE OF NAME CHANGE: 19920703
0000857156
S000004513
Schwab New York AMT Tax-Free Money Fund
C000012394
Sweep Shares
SWNXX
C000012395
Value Advantage Shares
SWYXX
N-MFP
1
primary_doc.xml
N-MFP
N-MFP
LIVE
N
2012-11-30
0000857156
S000004513
2
N
N
N
N
033-31894
Charles Schwab Investment Management, Inc.
801-35905
PricewaterhouseCoopers LLP
San Francisco
CA
Charles Schwab Investment Management, Inc.
Boston Financial Data Services, Inc.
0000275143
84-00896
N
N
N
Single State Fund
44
48
1935303274.84
98321187.51
40058603.47
1993565858.88
0.0021
1.0009
2012-11-30
1.0009
2012-11-30
C000012394
1.00
1641082656.44
1.00
64521914.79
433310544.57
368788629.78
0.0001
1.0009
2012-11-30
1.0009
2012-11-30
C000012395
25000.00
352483202.44
1.00
-5965862.91
6287487.89
12253350.80
0.0001
1.0008
2012-11-30
1.0008
2012-11-30
Amherst Development Corp
Student Housing Facility Refunding RB Series 2010B 0.170000%
031358AX2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
HSBC BANK USA
N/A
N/A
Y
HSBC Bank USA
N/A
N/A
N
5780000.00
5780000.00
0.0029
N
5780000.00
5780000.00
Amherst IDA
Civic Facility RB (Daemen College) Series 2006B 0.210000%
031362EJ1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
3545000.00
3545000.00
0.0018
N
3545000.00
3545000.00
Amityville UFSD
TAN 2012-2013 0.750000%
031645GK4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-21
2013-06-21
N
N
N
12000000.00
12030830.04
0.0060
N
12031440.00
12031440.00
Brookhaven IDA
Civic Facility RB (Methodist Retirement Community Development Corp) Series 2001 0.170000%
113156CP6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
US Bank NA
N/A
N/A
Y
US Bank NA
N/A
N/A
N
3715000.00
3715000.00
0.0019
N
3715000.00
3715000.00
Chautauqua Cnty IDA
Civic Facility RB (Jamestown Center City Development Corp) Series 2000A 0.200000%
162544AU4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
11010000.00
11010000.00
0.0055
N
11010000.00
11010000.00
Cheektowaga
BAN 2012 1.000000%
162879F47
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-07-18
2013-07-18
N
N
N
12735000.00
12790203.26
0.0064
N
12790397.25
12790397.25
Colonie Local Development Corp
RB (Shaker Point at Carondelet) Series 2011 0.160000%
196220AA5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
10000000.00
10000000.00
0.0050
N
10000000.00
10000000.00
East Rochester Housing Auth
Housing RB (Park Ridge Nursing Home) Series 2008 0.210000%
274722DX2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
13965000.00
13965000.00
0.0070
N
13965000.00
13965000.00
Eastport South Manor CSD
TAN 2012-2013 1.250000%
27779TFB9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-21
2013-06-21
N
N
N
11250000.00
11307187.50
0.0057
N
11308275.00
11308275.00
Greene Cnty
BAN 2012 1.000000%
394604LN0
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-03-29
2013-03-29
N
N
N
10000000.00
10019917.58
0.0050
N
10023400.00
10023400.00
Ithaca
BAN Series 2012 1.000000%
465650SA8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-02
2013-08-02
N
N
N
12565512.00
12623572.26
0.0063
N
12625323.84
12625323.84
Lancaster IDA
Civic Facility RB (2000 GreenField Manor) 0.230000%
514502AA1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
9535000.00
9535000.00
0.0048
N
9535000.00
9535000.00
Madison Cnty IDA
Civic Facility RB (Colgate Univ) Series 2005A 0.170000%
46632PBD4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
Berkshire Hathaway Assurance Corp
N/A
N/A
N
11845000.00
11845000.00
0.0059
N
11845000.00
11845000.00
Manhasset UFSD
TAN Series 2012-2013 1.000000%
562745JB6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-20
2013-06-20
N
N
N
12000000.00
12050643.34
0.0060
N
12050880.00
12050880.00
Metropolitan Transportation Auth
Dedicated Tax Fund Bonds Series 2004B2 0.170000%
46636YNQ9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
8055000.00
8055000.00
0.0040
N
8055000.00
8055000.00
Metropolitan Transportation Auth
State Service Contract Bonds Series 2002B 5.500000%
5925973C0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-01-01
2013-01-01
N
N
Y
Obligor
New York State
N/A
N/A
840000.00
843408.56
0.0004
N
843208.80
843208.80
Metropolitan Transportation Auth
State Service Contract Bonds Series 2002B 5.500000%
5925973D8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-07-01
2013-07-01
N
N
Y
Obligor
New York State
N/A
N/A
100000.00
102942.61
0.0001
N
103012.00
103012.00
Metropolitan Transportation Auth
Dedicated Tax Fund Bonds Series 2002B1 0.150000%
59259NP49
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
State Street Bank & Trust Company NA
N/A
N/A
Y
State Street Bank & Trust Company NA
N/A
N/A
N
8400000.00
8400000.00
0.0042
N
8400000.00
8400000.00
Metropolitan Transportation Auth
Dedicated Tax Fund Refunding Bonds Series 2012A 0.170000%
59259NT37
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Citibank NA
N/A
N/A
N
N
8000000.00
8000000.00
0.0040
N
8000000.00
8000000.00
Metropolitan Transportation Auth
Dedicated Tax Fund Refunding Bonds Series 2012A 0.180000%
59259NT78
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Credit Suisse AG
N/A
N/A
N
N
6665000.00
6665000.00
0.0033
N
6665000.00
6665000.00
Metropolitan Transportation Auth
Dedicated Tax Fund Bonds Series 2006B 0.180000%
59259NUJ0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Citibank NA
N/A
N/A
N
N
13000000.00
13000000.00
0.0065
N
13000000.00
13000000.00
Metropolitan Transportation Auth
Dedicated Tax Fund Refunding Bonds Series 2008B1 0.150000%
59259NWB5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Bank of Nova Scotia
N/A
N/A
Y
Bank of Nova Scotia
N/A
N/A
N
5415000.00
5415000.00
0.0027
N
5415000.00
5415000.00
Metropolitan Transportation Auth
Transportation RB Series 2005B 0.170000%
59259R6Y5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
Berkshire Hathaway Assurance Corp
N/A
N/A
N
4995000.00
4995000.00
0.0025
N
4995000.00
4995000.00
Metropolitan Transportation Auth
Transportation Refunding RB Series 2002G1 0.150000%
59259R7S7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Bank of Nova Scotia
N/A
N/A
Y
Bank of Nova Scotia
N/A
N/A
N
60500000.00
60500000.00
0.0303
N
60500000.00
60500000.00
Metropolitan Transportation Auth
Transportation RB Series 2007A 0.190000%
59259RZ80
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Citibank NA
N/A
N/A
Y
Berkshire Hathaway Assurance Corp
N/A
N/A
N
26000000.00
26000000.00
0.0130
N
26000000.00
26000000.00
Metropolitan Transportation Auth
Transportation Revenue BAN Series CP2B 0.210000%
59260MJT0
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-02-08
2013-02-08
N
Y
Barclays Bank Plc
N/A
N/A
N
16190000.00
16190000.00
0.0081
N
16189676.20
16189676.20
Metropolitan Transportation Auth
Transportation Revenue BAN Series CP2B 0.210000%
59260MJV5
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-02-15
2013-02-15
N
Y
Barclays Bank Plc
N/A
N/A
N
7745000.00
7745000.00
0.0039
N
7744845.10
7744845.10
Metropolitan Transportation Auth
Transportation Revenue BAN Series CP2D 0.190000%
59260QDW0
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-12-10
2012-12-10
N
Y
Citibank NA
N/A
N/A
N
14000000.00
14000000.00
0.0070
N
14000000.00
14000000.00
Metropolitan Transportation Auth
Transportation Revenue BAN Series CP2C 0.170000%
59260UEA8
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-12-04
2012-12-04
N
Y
Royal Bank of Canada
N/A
N/A
N
28500000.00
28500000.00
0.0143
N
28500000.00
28500000.00
Metropolitan Transportation Auth
Transportation Revenue BAN Series CP2C 0.180000%
59260UEE0
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-01-14
2013-01-14
N
Y
Royal Bank of Canada
N/A
N/A
N
20000000.00
20000000.00
0.0100
N
19999800.00
19999800.00
Miller Place UFSD
TAN 2012-2013 1.000000%
600582KF6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-27
2013-06-27
N
N
N
10200000.00
10242544.42
0.0051
N
10242738.00
10242738.00
Monroe Cnty IDA
Civic Facility RB Series 2004 0.260000%
610752CU9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
1565000.00
1565000.00
0.0008
N
1565000.00
1565000.00
Monroe Cnty IDA
Civic Facility RB (Cherry Ridge Apts) Series 2005 0.180000%
610752CZ8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
HSBC BANK USA
N/A
N/A
Y
HSBC Bank USA
N/A
N/A
N
2800000.00
2800000.00
0.0014
N
2800000.00
2800000.00
Monroe Cnty IDA
RB (Univ of Rochester) Series 2011A&B 0.190000%
94985N5G2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Wells Fargo Bank NA
N/A
N/A
Y
Wells Fargo Bank NA
N/A
N/A
N
7505000.00
7505000.00
0.0038
N
7505000.00
7505000.00
Nassau Cnty Interim Finance Auth
Sales Tax Secured Bonds Series 2008B 0.150000%
631663KG5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Sumitomo Mitsui Banking Corp
N/A
N/A
N
N
44690000.00
44690000.00
0.0224
N
44690000.00
44690000.00
Nassau Cnty Interim Finance Auth
Sales Tax Secured Bonds Series 2008D1 0.170000%
631663MM0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Bank of New York Mellon
N/A
N/A
N
N
36000000.00
36000000.00
0.0181
N
36000000.00
36000000.00
Nassau Cnty Local Economic Assistance Corp
RB Series 2011A 0.160000%
63166LAA9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
TD Bank NA
N/A
N/A
Y
TD Bank NA
N/A
N/A
N
5000000.00
5000000.00
0.0025
N
5000000.00
5000000.00
New York City
GO Bonds Fiscal 2008 Series E 0.170000%
18886PM51
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
State Street Bank & Trust Company NA
N/A
N/A
N
N
18695000.00
18695000.00
0.0094
N
18695000.00
18695000.00
New York City
GO Bonds Fiscal 2005 Series J 0.170000%
46632PJP9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
7015000.00
7015000.00
0.0035
N
7015000.00
7015000.00
New York City
GO Bonds Fiscal 2005 Series G 0.170000%
46632PMQ3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
7555000.00
7555000.00
0.0038
N
7555000.00
7555000.00
New York City
GO Bonds Fiscal 2004 Series J 0.170000%
46632PMS9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
7670000.00
7670000.00
0.0038
N
7670000.00
7670000.00
New York City
GO Bonds Fiscal 2009 Series I1 0.170000%
46633VBC2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
14740000.00
14740000.00
0.0074
N
14740000.00
14740000.00
New York City
GO Bonds Fiscal 2012 Series G1 0.200000%
46636YN30
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Deutsche Bank AG
N/A
N/A
N
N
3555000.00
3555000.00
0.0018
N
3555000.00
3555000.00
New York City
GO Bonds Fiscal 1994 Series A6 0.170000%
649660NX1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Landesbank Hessen-Thuringen Girozentrale
N/A
N/A
Y
Landesbank Hessen-Thuringen Girozentrale
N/A
N/A
N
3300000.00
3300000.00
0.0017
N
3300000.00
3300000.00
New York City
GO Bonds Fiscal 2004 Series G 5.000000%
64966CE56
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
250000.00
257586.77
0.0001
N
257772.50
257772.50
New York City
GO Bonds Fiscal 2004 Series I 5.000000%
64966CV81
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
655000.00
675199.33
0.0003
N
675363.95
675363.95
New York City
GO Bonds Fiscal 2006 Series C 3.625000%
64966E5J2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
385000.00
393197.89
0.0002
N
393504.65
393504.65
New York City
GO Bonds Fiscal 2005 Series J 5.000000%
64966EBV8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-03-01
2013-03-01
N
N
N
100000.00
101092.96
0.0001
N
101141.00
101141.00
New York City
GO Bonds Fiscal 2005 Series P 5.000000%
64966EN52
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
135000.00
139087.70
0.0001
N
139197.15
139197.15
New York City
GO Bonds Fiscal 2007 Series C1 5.000000%
64966F7K4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-01-01
2013-01-01
N
N
N
525000.00
526948.90
0.0003
N
526811.25
526811.25
New York City
GO Bonds Fiscal 2006 Series I4 0.160000%
64966FA87
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Bank of New York Mellon
N/A
N/A
Y
Bank of New York Mellon
N/A
N/A
N
775000.00
775000.00
0.0004
N
775000.00
775000.00
New York City
GO Bonds Fiscal 2006 Series G 5.000000%
64966FSH8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
1490000.00
1536632.00
0.0008
N
1536324.10
1536324.10
New York City
GO Bonds Fiscal 2007 Series A 5.000000%
64966FT95
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
500000.00
515542.04
0.0003
N
515545.00
515545.00
New York City
GO Bonds Fiscal 2008 Series L1 0.170000%
64966G6D9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
6660000.00
6660000.00
0.0033
N
6660000.00
6660000.00
New York City
GO Bonds Fiscal 2009 Series A1 5.000000%
64966G6T4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-15
2013-08-15
N
N
N
250000.00
258024.83
0.0001
N
258232.50
258232.50
New York City
GO Bonds Fiscal 2008 Series I1 4.000000%
64966GQ88
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-02-01
2013-02-01
N
N
N
200000.00
201171.28
0.0001
N
201174.00
201174.00
New York City
GO Bonds Fiscal 2008 Series K 4.000000%
64966GY97
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
100000.00
102354.00
0.0001
N
102354.00
102354.00
New York City
GO Bonds Fiscal 2008 Series D 5.000000%
64966GYA4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-12-01
2012-12-01
N
N
N
415000.00
415000.00
0.0002
N
415000.00
415000.00
New York City
GO Bonds Fiscal 2008 Series E 5.000000%
64966GYW6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
200000.00
206105.33
0.0001
N
206218.00
206218.00
New York City
GO Bonds Fiscal 2009 Series B1 3.000000%
64966HAJ9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-09-01
2013-09-01
N
N
N
150000.00
152847.19
0.0001
N
153031.50
153031.50
New York City
GO Bonds Fiscal 2009 Series C 5.000000%
64966HBL3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
905000.00
932912.13
0.0005
N
933136.45
933136.45
New York City
GO Bonds Fiscal 2009 Series D 4.000000%
64966HBX7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
500000.00
511940.45
0.0003
N
512275.00
512275.00
New York City
GO Bonds Fiscal 2011 Series B 5.000000%
64966HD64
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
560000.00
577483.50
0.0003
N
577410.40
577410.40
New York City
GO Bonds Fiscal 2005 Series O 0.180000%
64966HDM9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Citibank NA
N/A
N/A
N
N
7000000.00
7000000.00
0.0035
N
7000000.00
7000000.00
New York City
GO Bonds Fiscal 2009 Series H1 4.000000%
64966HGD6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-03-01
2013-03-01
N
N
N
100000.00
100855.56
0.0001
N
100902.00
100902.00
New York City
GO Bonds Fiscal 2009 Series J1 0.180000%
64966HMA5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Citibank NA
N/A
N/A
N
N
11900000.00
11900000.00
0.0060
N
11900000.00
11900000.00
New York City
GO Bonds Fiscal 2010 Series E 3.000000%
64966HRU6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
100000.00
101727.81
0.0001
N
101800.00
101800.00
New York City
GO Bonds Fiscal 2010 Series E 5.000000%
64966HRV4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
200000.00
206057.54
0.0001
N
206218.00
206218.00
New York City
GO Bonds Fiscal 2006 Series F4A 0.150000%
64966HW30
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Sumitomo Mitsui Banking Corp
N/A
N/A
Y
Sumitomo Mitsui Banking Corp
N/A
N/A
N
2500000.00
2500000.00
0.0013
N
2500000.00
2500000.00
New York City
GO Bonds Fiscal 2006 Series F4B 0.160000%
64966HW48
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Union Bank NA
N/A
N/A
Y
Union Bank NA
N/A
N/A
N
5300000.00
5300000.00
0.0027
N
5300000.00
5300000.00
New York City
GO Bonds Fiscal 2013 Series A1 0.170000%
64966J5S1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Citibank NA
N/A
N/A
N
N
6400000.00
6400000.00
0.0032
N
6400000.00
6400000.00
New York City
GO Bonds Fiscal 2013 Series A5 0.160000%
64966J5W2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Sumitomo Mitsui Banking Corp
N/A
N/A
Y
Sumitomo Mitsui Banking Corp
N/A
N/A
N
4500000.00
4500000.00
0.0023
N
4500000.00
4500000.00
New York City
GO Bonds Fiscal 2012 Series G3 0.160000%
64966JB47
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Citibank NA
N/A
N/A
Y
Citibank NA
N/A
N/A
N
36000000.00
36000000.00
0.0181
N
36000000.00
36000000.00
New York City
GO Bonds Fiscal 2012 Series B 2.500000%
64966JNJ1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
1000000.00
1014820.21
0.0005
N
1014730.00
1014730.00
New York City
GO Bonds Fiscal 2012 Series A5 0.170000%
64966JQH2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-03
2012-12-03
Y
Bank of Nova Scotia
N/A
N/A
N
N
5550000.00
5550000.00
0.0028
N
5550000.00
5550000.00
New York City
GO Bonds Fiscal 2010 Series C 5.000000%
64966JW44
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
590000.00
608095.30
0.0003
N
608343.10
608343.10
New York City
GO Bonds Fiscal 2010 Series F 5.000000%
64966KCV3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
240000.00
247271.71
0.0001
N
247461.60
247461.60
New York City Health & Hospitals Corp
Health System Bonds Series 2008C 0.140000%
649674GS1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
TD Bank NA
N/A
N/A
Y
TD Bank NA
N/A
N/A
N
7600000.00
7600000.00
0.0038
N
7600000.00
7600000.00
New York City Housing Development Corp
M/F Housing RB Series 2009C1 0.170000%
46632P8M8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
9000000.00
9000000.00
0.0045
N
9000000.00
9000000.00
New York City Housing Development Corp
M/F Mortgage RB (101 Ave D Apts) Series 2010A 0.170000%
64966TCF9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Bank of America NA
N/A
N/A
Y
Bank of America NA
N/A
N/A
N
15000000.00
15000000.00
0.0075
N
15000000.00
15000000.00
New York City Housing Development Corp
M/F Rental RB (Related-Monterey) Series 1997A 0.140000%
64970HAC8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Fannie Mae
N/A
N/A
Y
Fannie Mae
N/A
N/A
N
6000000.00
6000000.00
0.0030
N
6000000.00
6000000.00
New York City Housing Development Corp
M/F Rental Housing RB (90 Washington St) Series 2005A 0.160000%
64970HBC7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Fannie Mae
N/A
N/A
Y
Fannie Mae
N/A
N/A
N
30700000.00
30700000.00
0.0154
N
30700000.00
30700000.00
New York City Housing Development Corp
M/F Rental Housing RB (Lexington Courts) Series 2009A 0.160000%
64970HDV3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Freddie Mac
N/A
N/A
Y
Freddie Mac
N/A
N/A
N
10500000.00
10500000.00
0.0053
N
10500000.00
10500000.00
New York City Housing Development Corp
M/F Housing RB Series 2010B 0.180000%
64970M7W7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Citibank NA
N/A
N/A
N
N
27920000.00
27920000.00
0.0140
N
27920000.00
27920000.00
New York City Housing Development Corp
M/F Housing RB Series 2010D1A 2.050000%
64972BAH8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-05-01
2013-05-01
N
N
N
100000.00
100633.73
0.0001
N
100631.00
100631.00
New York City Housing Development Corp
M/F Housing RB Series 2012C 0.270000%
64972BSC0
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-02-01
2013-02-01
N
N
N
3710000.00
3710000.00
0.0019
N
3710000.00
3710000.00
New York City Housing Development Corp
M/F Housing RB Series 2009H2 0.250000%
64972BTJ4
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-06-28
2013-06-28
N
N
N
6640000.00
6640000.00
0.0033
N
6640730.40
6640730.40
New York City Housing Development Corp
M/F Housing RB Series 2012H 0.350000%
64972BZA6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-11-01
2013-11-01
N
N
N
1875000.00
1875000.00
0.0009
N
1875506.25
1875506.25
New York City Housing Development Corp
M/F Housing RB Series 2012H 0.250000%
64972BZM0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-05-01
2013-05-01
N
N
N
1455000.00
1455000.00
0.0007
N
1455058.20
1455058.20
New York City Housing Development Corp
M/F Housing RB Series 2012D1A 0.260000%
94987KJG1
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-05-09
2013-05-09
N
N
Y
Tender Option
Wells Fargo Bank NA
N/A
N/A
19995000.00
19995000.00
0.0100
N
19995000.00
19995000.00
New York City IDA
Civic Facility RB (Covenant of the Sacred Heart School of New York) Series 2002 0.180000%
649438HZ4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Federal Home Loan Bank
N/A
N/A
Y
Federal Home Loan Bank
N/A
N/A
N
14515000.00
14515000.00
0.0073
N
14515000.00
14515000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2008 Series A 0.160000%
07330CKG3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Branch Banking & Trust Co
N/A
N/A
N
N
15495000.00
15495000.00
0.0078
N
15495000.00
15495000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2006 Series A 0.160000%
27884FEJ5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
US Bank NA
N/A
N/A
Y
US Bank NA
N/A
N/A
N
9935000.00
9935000.00
0.0050
N
9935000.00
9935000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2005 Series D 0.170000%
46632PNF6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
3475000.00
3475000.00
0.0017
N
3475000.00
3475000.00
New York City Municipal Water Finance Auth
CP Series 1 0.210000%
64970LWY7
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-12-13
2012-12-13
N
N
N
35000000.00
35000000.00
0.0176
N
34999650.00
34999650.00
New York City Municipal Water Finance Auth
CP Series 6 0.240000%
64971TXF9
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-02-06
2013-02-06
N
N
N
15300000.00
15300000.00
0.0077
N
15300000.00
15300000.00
New York City Municipal Water Finance Auth
Extendible CP Series 8 0.230000%
64972AFK8
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-12-13
2013-08-16
N
N
N
25850000.00
25850000.00
0.0130
N
25849741.50
25849741.50
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2011 Series HH 0.190000%
64972F6D3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Deutsche Bank AG
N/A
N/A
N
N
14700000.00
14700000.00
0.0074
N
14700000.00
14700000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2006 Series A 0.170000%
64972FBS4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
22865000.00
22865000.00
0.0115
N
22865000.00
22865000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2003 Series E 0.170000%
64972FSK3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
4995000.00
4995000.00
0.0025
N
4995000.00
4995000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2005 Series D 0.170000%
64972FUV6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
10860000.00
10860000.00
0.0054
N
10860000.00
10860000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2009 Series DD 0.190000%
64972FYV2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Citibank NA
N/A
N/A
N
N
8125000.00
8125000.00
0.0041
N
8125000.00
8125000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2013 Series AA2 0.150000%
64972GAS3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Bank of Tokyo Mitsubishi UFJ Ltd
N/A
N/A
N
N
1000000.00
1000000.00
0.0005
N
1000000.00
1000000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2007 Series A 0.190000%
74703YTU4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Bank of America NA
N/A
N/A
N
N
12250000.00
12250000.00
0.0061
N
12250000.00
12250000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2012 Series BB 0.150000%
74926YVE8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Royal Bank of Canada
N/A
N/A
N
N
10515000.00
10515000.00
0.0053
N
10515000.00
10515000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2012 Series FF 0.190000%
94987KJB2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Wells Fargo Bank NA
N/A
N/A
N
N
7210000.00
7210000.00
0.0036
N
7210000.00
7210000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2012 Series E1 0.190000%
25155DMF5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Deutsche Bank AG
N/A
N/A
N
N
11330000.00
11330000.00
0.0057
N
11330000.00
11330000.00
New York City Transitional Finance Auth
Future Tax Secured Bonds Fiscal 2010 Series A1 0.170000%
46633VDB2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
11000000.00
11000000.00
0.0055
N
11000000.00
11000000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2011 Series D1 0.170000%
46633VQ36
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
3750000.00
3750000.00
0.0019
N
3750000.00
3750000.00
New York City Transitional Finance Auth
Recovery Bonds Fiscal 2003 Series 2D 0.150000%
64971KFE1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Lloyds TSB Bank Plc
N/A
N/A
N
N
2300000.00
2300000.00
0.0012
N
2300000.00
2300000.00
New York City Transitional Finance Auth
Recovery Bonds Fiscal 2003 Series 3G 0.150000%
64971KGG5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Bank of New York Mellon
N/A
N/A
N
N
10940000.00
10940000.00
0.0055
N
10940000.00
10940000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2007 Series C1 0.160000%
64971MNB4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Credit Suisse AG
N/A
N/A
N
N
6000000.00
6000000.00
0.0030
N
6000000.00
6000000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2012 Series E1 0.170000%
64971QWB5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Citibank NA
N/A
N/A
N
N
2815000.00
2815000.00
0.0014
N
2815000.00
2815000.00
New York City Transitional Finance Auth
Building Aid RB Fiscal 2007 Series S1 0.180000%
64972HFE7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Citibank NA
N/A
N/A
N
Y
Obligor
New York State
N/A
N/A
8850000.00
8850000.00
0.0044
N
8850000.00
8850000.00
New York City Transitional Finance Auth
Building Aid RB Fiscal 2007 Series S2 0.170000%
64972HFU1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State
N/A
N/A
12090000.00
12090000.00
0.0061
N
12090000.00
12090000.00
New York City Transitional Finance Auth
Building Aid RB Fiscal 2008 Series S1 0.190000%
64972HRC8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Citibank NA
N/A
N/A
N
Y
Obligor
New York State
N/A
N/A
6000000.00
6000000.00
0.0030
N
6000000.00
6000000.00
New York City Transitional Finance Auth
Future Tax Secured Bonds Fiscal 2012 Series F1 0.190000%
74703UGE2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Bank of America NA
N/A
N/A
N
N
3545000.00
3545000.00
0.0018
N
3545000.00
3545000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2012 Series E1 0.160000%
76252PAL3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Barclays Bank Plc
N/A
N/A
N
N
21465000.00
21465000.00
0.0108
N
21465000.00
21465000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2011 Series D1 0.190000%
94985NG88
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Wells Fargo Bank NA
N/A
N/A
N
N
2800000.00
2800000.00
0.0014
N
2800000.00
2800000.00
New York City Transitional Finance Auth
Building Aid RB Fiscal 2009 Series S4 0.270000%
94985NHA2
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-05-09
2013-05-09
N
Y
Wells Fargo & Co
N/A
N/A
Y
Tender Option
Wells Fargo & Co
N/A
N/A
12535000.00
12535000.00
0.0063
N
12535000.00
12535000.00
New York City Transitional Finance Auth
Building Aid RB Fiscal 2009 Series S5 0.260000%
94985NKM2
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-05-09
2013-05-09
N
Y
Wells Fargo & Co
N/A
N/A
Y
Tender Option
Wells Fargo & Co
N/A
N/A
15645000.00
15645000.00
0.0078
N
15645000.00
15645000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2012 Series D1 0.190000%
94987KAG0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Wells Fargo Bank NA
N/A
N/A
N
N
9325000.00
9325000.00
0.0047
N
9325000.00
9325000.00
New York City Trust for Cultural Resources
Refunding RB (American Museum of Natural History) Series 2004A 0.170000%
46632P7T4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
American Museum of Natural History
N/A
N/A
3745000.00
3745000.00
0.0019
N
3745000.00
3745000.00
New York City Trust for Cultural Resources
RB (Lincoln Center for the Performing Arts) Series 2008B1 0.150000%
649717PP4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
US Bank NA
N/A
N/A
Y
US Bank NA
N/A
N/A
N
20000000.00
20000000.00
0.0100
N
20000000.00
20000000.00
New York Liberty Development Corp
Liberty RB (1 World Trade Center) Series 2011 0.170000%
46636YEJ5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
Port Auth of New York & New Jersey
N/A
N/A
6360000.00
6360000.00
0.0032
N
6360000.00
6360000.00
New York Liberty Development Corp
Liberty RB (1 World Trade Center) Series 2011 0.190000%
649519BY0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Deutsche Bank AG
N/A
N/A
N
Y
Obligor
Port Auth of New York & New Jersey
N/A
N/A
21850000.00
21850000.00
0.0110
N
21850000.00
21850000.00
New York State
GO Refunding Bonds Series 2005C 5.000000%
649787N87
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-04-15
2013-04-15
N
N
N
375000.00
381256.20
0.0002
N
381521.25
381521.25
New York State
GO Refunding Bonds Series 2006C 3.625000%
649787Y36
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-04-15
2013-04-15
N
N
N
100000.00
101188.25
0.0001
N
101243.00
101243.00
New York State Dormitory Auth
RB (Columbia Univ) Series 2008A 0.160000%
07330CLA5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Branch Banking & Trust Co
N/A
N/A
N
Y
Obligor
Columbia Univ
N/A
N/A
6000000.00
6000000.00
0.0030
N
6000000.00
6000000.00
New York State Dormitory Auth
RB (NYU) Series 2007A 0.200000%
25155DFC0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Deutsche Bank AG
N/A
N/A
N
Y
Obligor
New York Univ
N/A
N/A
5600000.00
5600000.00
0.0028
N
5600000.00
5600000.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2005F 0.170000%
46632PND1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
5130000.00
5130000.00
0.0026
N
5130000.00
5130000.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2007A 0.170000%
46633VR76
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
3000000.00
3000000.00
0.0015
N
3000000.00
3000000.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2005F 0.170000%
46633VSG5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
6800000.00
6800000.00
0.0034
N
6800000.00
6800000.00
New York State Dormitory Auth
CP (Cornell Univ) 0.190000%
64983LRU6
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-02-05
2013-02-05
N
N
Y
Obligor
Cornell University
N/A
N/A
12750000.00
12750000.00
0.0064
N
12749745.00
12749745.00
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2009A1 5.000000%
64983M6M5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-02-15
2013-02-15
N
N
Y
Obligor
New York State
N/A
N/A
5600000.00
5652802.85
0.0028
N
5651072.00
5651072.00
New York State Dormitory Auth
Consolidated Service Contract Refunding RB Series 2009A 3.000000%
64983M7U6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-07-01
2013-07-01
N
N
Y
Obligor
New York State
N/A
N/A
250000.00
253747.98
0.0001
N
253782.50
253782.50
New York State Dormitory Auth
Consolidated Service Contract Refunding RB Series 2009A 4.000000%
64983M7V4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-07-01
2013-07-01
N
N
Y
Obligor
New York State
N/A
N/A
260000.00
265394.58
0.0001
N
265418.40
265418.40
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2007A 3.750000%
64983MEA2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-02-15
2013-02-15
N
N
Y
Obligor
New York State
N/A
N/A
100000.00
100663.16
0.0001
N
100670.00
100670.00
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2008A 5.000000%
64983MG36
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-02-15
2013-02-15
N
N
Y
Obligor
New York State
N/A
N/A
1310000.00
1322443.47
0.0007
N
1321947.20
1321947.20
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2007D 5.000000%
64983MHK7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-02-15
2013-02-15
N
N
Y
Obligor
New York State
N/A
N/A
250000.00
252308.00
0.0001
N
252280.00
252280.00
New York State Dormitory Auth
Mental Health Services RB Series 2008B 5.000000%
64983MK49
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-02-15
2013-02-15
N
N
Y
Obligor
New York State
N/A
N/A
1250000.00
1261792.94
0.0006
N
1261400.00
1261400.00
New York State Dormitory Auth
Mental Health Services Facilities Improvement RB Series 2008D 5.000000%
64983MP69
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-02-15
2013-02-15
N
N
Y
Obligor
New York State
N/A
N/A
100000.00
100912.46
0.0001
N
100912.00
100912.00
New York State Dormitory Auth
Hospital Refunding RB (Interfaith Medical Center) Series 2007 5.000000%
64983MUU0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-02-15
2013-02-15
N
N
Y
Obligor
New York State
N/A
N/A
650000.00
655905.21
0.0003
N
655258.50
655258.50
New York State Dormitory Auth
RB (Columbia Univ) Series 2006A 0.200000%
64983PGM7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Citibank NA
N/A
N/A
N
Y
Obligor
Columbia Univ
N/A
N/A
8535000.00
8535000.00
0.0043
N
8535000.00
8535000.00
New York State Dormitory Auth
State Personal Income tax RB Series 2006C 0.180000%
64983PJT9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Citibank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
18000000.00
18000000.00
0.0090
N
18000000.00
18000000.00
New York State Dormitory Auth
RB (Catholic Health) Series 2006B 0.180000%
64983Q5S4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
HSBC BANK USA
N/A
N/A
Y
HSBC Bank USA
N/A
N/A
N
8865000.00
8865000.00
0.0044
N
8865000.00
8865000.00
New York State Dormitory Auth
Cornell Univ RB Series 2006A 5.000000%
64983QJ91
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-07-01
2013-07-01
N
N
Y
Obligor
Cornell University
N/A
N/A
360000.00
369392.48
0.0002
N
369896.40
369896.40
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2005E 4.500000%
64983R6U6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-02-15
2013-02-15
N
N
Y
Obligor
New York State
N/A
N/A
125000.00
126014.04
0.0001
N
126018.75
126018.75
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2005A 4.250000%
64983RAH0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-02-15
2013-02-15
N
N
Y
Obligor
New York State
N/A
N/A
250000.00
251938.27
0.0001
N
251917.50
251917.50
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2005B 5.000000%
64983RBE6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-02-15
2013-02-15
N
N
Y
Obligor
New York State
N/A
N/A
430000.00
434030.53
0.0002
N
433921.60
433921.60
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2005D1 5.000000%
64983REF0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-15
2013-08-15
N
N
Y
Obligor
New York State
N/A
N/A
1000000.00
1032714.04
0.0005
N
1031860.00
1031860.00
New York State Dormitory Auth
Mental Health Services RB Series 2003B 5.250000%
64983U3W8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-02-15
2013-02-15
N
N
Y
Obligor
New York State
N/A
N/A
125000.00
126200.10
0.0001
N
126133.75
126133.75
New York State Dormitory Auth
RB (Culinary Institute of America) Series 2004C 0.170000%
64983U7T1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
TD Bank NA
N/A
N/A
Y
TD Bank NA
N/A
N/A
N
12800000.00
12800000.00
0.0064
N
12800000.00
12800000.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2005F 5.000000%
649902DH3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-03-15
2013-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
625000.00
633162.21
0.0003
N
633325.00
633325.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2006C 5.000000%
649902GJ6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-12-15
2012-12-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
340000.00
340520.61
0.0002
N
340459.00
340459.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2010A 3.000000%
649902L50
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-02-15
2013-02-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
100000.00
100518.00
0.0001
N
100554.00
100554.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2007A 4.250000%
649902LA9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-03-15
2013-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
100000.00
101063.51
0.0001
N
101130.00
101130.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2007C 5.000000%
649902MS9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-03-15
2013-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
895000.00
906769.10
0.0005
N
907046.70
907046.70
New York State Dormitory Auth
State Personal Income Tax RB Series 2008A 5.000000%
649902QN6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-03-15
2013-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
100000.00
101281.14
0.0001
N
101346.00
101346.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2008A 4.000000%
649902QP1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-03-15
2013-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
745000.00
752666.84
0.0004
N
752964.05
752964.05
New York State Dormitory Auth
State Personal Income Tax Refunding RB Series 2008B 5.000000%
649902SA2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-03-15
2013-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
450000.00
455833.55
0.0002
N
456057.00
456057.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2009D 3.000000%
649902YD9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-15
2013-06-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
250000.00
253594.98
0.0001
N
253730.00
253730.00
New York State Dormitory Auth
RB (Univ of Rochester) Series 2003C 0.180000%
6499032H3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
24575000.00
24575000.00
0.0123
N
24575000.00
24575000.00
New York State Dormitory Auth
Mental Health Facilities Lease RB Series 2010-1 5.000000%
649905U20
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-01-15
2013-01-15
N
N
Y
Obligor
New York City
N/A
N/A
6075000.00
6108689.00
0.0031
N
6107015.25
6107015.25
New York State Dormitory Auth
State Personal Income Tax RB Series 2010A 4.000000%
64990EBP1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-02-15
2013-02-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
165000.00
166191.91
0.0001
N
166234.20
166234.20
New York State Dormitory Auth
Consolidating Service Contract Refunding RB Series 2010 5.000000%
64990HGN4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-07-01
2013-07-01
N
N
Y
Obligor
New York State
N/A
N/A
200000.00
205328.39
0.0001
N
205240.00
205240.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2006C 0.220000%
74703Y6G0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Bank of America NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
3175000.00
3175000.00
0.0016
N
3175000.00
3175000.00
New York State Dormitory Auth
RB (Cornell Univ) Series 2006A 0.220000%
74703YMF4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Bank of America NA
N/A
N/A
N
Y
Obligor
Cornell University
N/A
N/A
9865000.00
9865000.00
0.0049
N
9865000.00
9865000.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2010F 0.220000%
74703YXU9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Bank of America NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
5000000.00
5000000.00
0.0025
N
5000000.00
5000000.00
New York State Dormitory Auth
RB (NYU) Series 2009A 0.300000%
94985NTL5
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-12-20
2012-12-20
N
N
Y
Obligor
New York Univ
N/A
N/A
Tender Option
Wells Fargo & Co
N/A
N/A
25135000.00
25135000.00
0.0126
N
25135000.00
25135000.00
New York State Energy Research & Development Auth
Facilities RB (Consolidated Edison) Series 2005A3 0.150000%
64984EDH5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Mizuho Corporate Bank Ltd
N/A
N/A
Y
Mizuho Corporate Bank Ltd
N/A
N/A
N
10000000.00
10000000.00
0.0050
N
10000000.00
10000000.00
New York State Energy Research & Development Auth
Facilities RB (Consolidated Edison) Series 2005A1 0.140000%
64984EDJ1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Mizuho Corporate Bank Ltd
N/A
N/A
Y
Mizuho Corporate Bank Ltd
N/A
N/A
N
21900000.00
21900000.00
0.0110
N
21900000.00
21900000.00
New York State Environmental Facilities Corp
State Revolving Funds RB Series 2010C 0.170000%
46633VY78
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
6600000.00
6600000.00
0.0033
N
6600000.00
6600000.00
New York State Environmental Facilities Corp
Environmental Infrastructure RB Series 2003A 5.000000%
649849BE5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-03-15
2013-03-15
N
N
Y
Obligor
New York State
N/A
N/A
900000.00
911797.87
0.0005
N
911907.00
911907.00
New York State Environmental Facilities Corp
State Clean Water & Drinking Water Revolving RB Series 2003E 3.700000%
64985WK60
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-15
2013-06-15
N
N
Y
Obligor
New York State Environmental Facilities Corp - NYCMWFA Program
N/A
N/A
105000.00
106832.27
0.0001
N
106954.05
106954.05
New York State Environmental Facilities Corp
State Personal Income Tax RB Series 2004A 5.250000%
64985YAV2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-12-15
2012-12-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
500000.00
500801.15
0.0003
N
500710.00
500710.00
New York State Environmental Facilities Corp
State Personal Income Tax RB Series 2004A 5.250000%
64985YAX8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-12-15
2013-12-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
100000.00
105049.00
0.0001
N
104969.00
104969.00
New York State Environmental Facilities Corp
State Clean Water & Drinking Water Revolving Funds Sub RB Series 2006B 5.000000%
64986APB1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-15
2013-06-15
N
N
Y
Obligor
New York State Environmental Facilities Corp - NYCMWFA Program
N/A
N/A
250000.00
256022.77
0.0001
N
256367.50
256367.50
New York State Environmental Facilities Corp
State Clean Water & Drinking Water Revolving Funds RB Series 2008A 5.000000%
64986AXP1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-15
2013-06-15
N
N
Y
Obligor
New York State Environmental Facilities Corp - NYCMWFA Program
N/A
N/A
250000.00
256175.33
0.0001
N
256367.50
256367.50
New York State HFA
Housing RB (North End Ave) Series 2004A 0.170000%
64986MJ55
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Fannie Mae
N/A
N/A
Y
Fannie Mae
N/A
N/A
N
2300000.00
2300000.00
0.0012
N
2300000.00
2300000.00
New York State HFA
Housing RB (100 Maiden Lane) Series 2004A 0.180000%
64986MM28
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Fannie Mae
N/A
N/A
Y
Fannie Mae
N/A
N/A
N
25390000.00
25390000.00
0.0127
N
25390000.00
25390000.00
New York State HFA
Housing RB (Shore Hill) Series 2008A 0.170000%
64986MV93
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Freddie Mac
N/A
N/A
Y
Freddie Mac
N/A
N/A
N
6250000.00
6250000.00
0.0031
N
6250000.00
6250000.00
New York State HFA
Housing RB (College Arms Apts) Series 2008A 0.160000%
64986MX83
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Freddie Mac
N/A
N/A
Y
Freddie Mac
N/A
N/A
N
7690000.00
7690000.00
0.0039
N
7690000.00
7690000.00
New York State HFA
Housing RB (388 Bridge St) Series 2012A 0.160000%
64986UMM6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
30000000.00
30000000.00
0.0150
N
30000000.00
30000000.00
New York State HFA
Housing RB (Related-42nd & 10th) Series 2010A 0.160000%
64986URC3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Freddie Mac
N/A
N/A
Y
Freddie Mac
N/A
N/A
N
10000000.00
10000000.00
0.0050
N
10000000.00
10000000.00
New York State Local Government Assistance Corp
Refunding Bonds Series 1993E 0.220000%
74703YDQ0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Bank of America NA
N/A
N/A
N
N
1860000.00
1860000.00
0.0009
N
1860000.00
1860000.00
New York State Mortgage Agency
Homeowner Mortgage RB Series 173B 0.230000%
649883SL0
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-05-01
2013-05-01
N
N
N
4000000.00
4000000.00
0.0020
N
4000200.00
4000200.00
New York State Mortgage Agency
Homeowner Mortgage RB Series 174B 0.230000%
649883SN6
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-05-01
2013-05-01
N
N
N
6000000.00
6000000.00
0.0030
N
6000720.00
6000720.00
New York State Power Auth
CP Series 1 & 2 0.170000%
64985GZG7
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-12-05
2012-12-05
N
N
N
10000000.00
10000000.00
0.0050
N
10000000.00
10000000.00
New York State Power Auth
RB Series 2007A 0.200000%
64989KHL3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Citibank NA
N/A
N/A
N
N
3210000.00
3210000.00
0.0016
N
3210000.00
3210000.00
New York State Power Auth
CP Series 1 & 2 0.200000%
64989QH55
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-12-14
2012-12-14
N
N
N
6740000.00
6740000.00
0.0034
N
6739865.20
6739865.20
New York State Power Auth
CP Series 1 & 2 0.200000%
64989QK77
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-12-12
2012-12-12
N
N
N
7800000.00
7800000.00
0.0039
N
7799922.00
7799922.00
New York State Power Auth
CP Series 1 & 2 0.180000%
64989QL27
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-12-12
2012-12-12
N
N
N
12825000.00
12825000.00
0.0064
N
12825000.00
12825000.00
New York State Power Auth
CP Series 1 0.240000%
64989VRM6
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-02-13
2013-08-12
N
N
N
4000000.00
4000000.00
0.0020
N
4000000.00
4000000.00
New York State Thruway Auth
State Personal Income Tax RB Series 2012A 0.190000%
25155DRK9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Deutsche Bank AG
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
9000000.00
9000000.00
0.0045
N
9000000.00
9000000.00
New York State Thruway Auth
General RB Series H 0.380000%
27884FYT1
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-01-17
2013-01-17
N
Y
US Bank NA
N/A
N/A
Y
Tender Option
US Bank NA
N/A
N/A
19460000.00
19460000.00
0.0098
N
19460000.00
19460000.00
New York State Thruway Auth
Highway & Bridge Trust Fund Bonds Series 2005B 5.000000%
650013R72
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-04-01
2013-04-01
N
N
N
1205000.00
1223586.21
0.0006
N
1223617.25
1223617.25
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2004B 5.250000%
650014EM1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-04-01
2013-04-01
N
N
N
705000.00
716360.05
0.0004
N
716463.30
716463.30
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2007A 4.000000%
650014KA0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-04-01
2013-04-01
N
N
N
250000.00
252917.64
0.0001
N
253057.50
253057.50
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2007A 5.000000%
650014KB8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-04-01
2013-04-01
N
N
N
100000.00
101494.54
0.0001
N
101545.00
101545.00
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2008A 5.000000%
650014MJ9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-04-01
2013-04-01
N
N
N
250000.00
253736.00
0.0001
N
253862.50
253862.50
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Refunding Bonds Series 2011A2 4.000000%
650014UZ4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-04-01
2013-04-01
N
N
N
850000.00
860192.68
0.0004
N
860395.50
860395.50
New York State Thruway Auth
Local Highway & Bridge Service Contract Bonds Series 2008 3.000000%
650017WN2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-04-01
2013-04-01
N
N
Y
Obligor
New York State
N/A
N/A
100000.00
100850.26
0.0001
N
100891.00
100891.00
New York State Thruway Auth
Local Highway & Bridge Service Contract Bonds Series 2008 5.000000%
650017WP7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-04-01
2013-04-01
N
N
Y
Obligor
New York State
N/A
N/A
270000.00
274101.21
0.0001
N
274144.50
274144.50
New York State Thruway Auth
Local Highway & Bridge Service Contract Bonds Series 2009 3.000000%
650017WW2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-04-01
2013-04-01
N
N
Y
Obligor
New York State
N/A
N/A
100000.00
100827.75
0.0001
N
100891.00
100891.00
New York State Thruway Auth
State Personal Income Tax RB Series 2003A 3.500000%
650028CK7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-03-15
2013-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
600000.00
605349.33
0.0003
N
605580.00
605580.00
New York State Thruway Auth
State Personal Income Tax RB Series 2008A 3.000000%
650028NJ8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-03-15
2013-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
350000.00
352549.06
0.0002
N
352768.50
352768.50
New York State Thruway Auth
State Personal Income Tax RB Series 2009A 4.000000%
650028QV8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-03-15
2013-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
250000.00
252490.27
0.0001
N
252672.50
252672.50
New York State Thruway Auth
State Personal Income Tax RB Series 2010A 5.000000%
650028SC8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-03-15
2013-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
200000.00
202579.84
0.0001
N
202692.00
202692.00
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2012A 0.190000%
74703UFB9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Bank of America NA
N/A
N/A
N
N
6000000.00
6000000.00
0.0030
N
6000000.00
6000000.00
New York State Tobacco Settlement Financing Corp
Asset-Backed RB Series 2011B 4.000000%
88880TMN3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-01
2013-06-01
N
N
Y
Obligor
New York State
N/A
N/A
3815000.00
3883737.77
0.0019
N
3883898.90
3883898.90
New York State Urban Development Corp
State Personal Income Tax RB Series 2009A1 0.170000%
46632PUA9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
4995000.00
4995000.00
0.0025
N
4995000.00
4995000.00
New York State Urban Development Corp
Service Contract Refunding RB Series 2005A 5.000000%
6500344G3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-01-01
2013-01-01
N
N
Y
Obligor
New York State
N/A
N/A
1600000.00
1605982.40
0.0008
N
1605536.00
1605536.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2004A1 5.000000%
650034T92
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-03-15
2013-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
350000.00
354461.95
0.0002
N
354693.50
354693.50
New York State Urban Development Corp
Service Contract Refunding RB Series 2005B 5.000000%
650035AQ1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-01-01
2013-01-01
N
N
Y
Obligor
New York State
N/A
N/A
500000.00
501842.04
0.0003
N
501730.00
501730.00
New York State Urban Development Corp
Service Contract Refunding RB Series 2007A 5.000000%
650035EG9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-01-01
2013-01-01
N
N
Y
Obligor
New York State
N/A
N/A
2825000.00
2835501.51
0.0014
N
2834774.50
2834774.50
New York State Urban Development Corp
State Personal Income Tax RB Series 2007C 4.500000%
650035FS2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-03-15
2013-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
475000.00
480498.25
0.0002
N
480709.50
480709.50
New York State Urban Development Corp
State Personal Income Tax RB Series 2008A1 4.000000%
650035HC5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-12-15
2012-12-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
200000.00
200242.34
0.0001
N
200214.00
200214.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2005B 0.170000%
650035KL1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
9195000.00
9195000.00
0.0046
N
9195000.00
9195000.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2004A3A 0.170000%
650035MG0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
7110000.00
7110000.00
0.0036
N
7110000.00
7110000.00
New York State Urban Development Corp
Service Contract Refunding RB Series 2008D 4.000000%
650035NS3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-01-01
2013-01-01
N
N
Y
Obligor
New York State
N/A
N/A
1255000.00
1258644.37
0.0006
N
1258438.70
1258438.70
New York State Urban Development Corp
State Personal Income Tax RB Series 2009A1 5.000000%
650035PR3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-12-15
2012-12-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
100000.00
100150.57
0.0001
N
100134.00
100134.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2009B1 0.180000%
650035RU4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Deutsche Bank AG
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
5000000.00
5000000.00
0.0025
N
5000000.00
5000000.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2009C 5.000000%
650035SB5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-12-15
2012-12-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
335000.00
335508.20
0.0002
N
335448.90
335448.90
New York State Urban Development Corp
Service Contract Refunding RB Series 2010B 5.000000%
650035UP1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-01-01
2013-01-01
N
N
Y
Obligor
New York State
N/A
N/A
10865000.00
10905298.43
0.0055
N
10902592.90
10902592.90
New York State Urban Development Corp
State Personal Income Tax RB Series 2011A 5.000000%
650035WG9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-03-15
2013-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
445000.00
450830.29
0.0002
N
450967.45
450967.45
North Hempstead
BAN 2012A 1.000000%
659666KF7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-04-10
2013-04-10
N
N
N
12701000.00
12732490.13
0.0064
N
12737197.85
12737197.85
Port Auth of New York & New Jersey
Consolidated Bonds 140th Series 0.160000%
27884FBQ2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
US Bank NA
N/A
N/A
Y
US Bank NA
N/A
N/A
N
5215000.00
5215000.00
0.0026
N
5215000.00
5215000.00
Port Auth of New York & New Jersey
Consolidated Bonds 148th Series 0.220000%
73358T4P3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
13000000.00
13000000.00
0.0065
N
13000000.00
13000000.00
Port Auth of New York & New Jersey
Consolidated Bonds 144th Series 0.170000%
73358TWC1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
750000.00
750000.00
0.0004
N
750000.00
750000.00
Port Auth of New York & New Jersey
Consolidated Bonds 148th Series 0.170000%
73358TX89
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Citibank NA
N/A
N/A
N
N
5540000.00
5540000.00
0.0028
N
5540000.00
5540000.00
Port Auth of New York & New Jersey
CP Series B 0.180000%
73359BCM9
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-12-12
2012-12-12
N
N
N
2430000.00
2430000.00
0.0012
N
2429975.70
2429975.70
Puerto Rico
Refunding Bonds Series 2003C5-2 0.170000%
74514LYU5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Barclays Bank Plc
N/A
N/A
Y
Barclays Bank Plc
N/A
N/A
N
16000000.00
16000000.00
0.0080
N
16000000.00
16000000.00
Puerto Rico Highway & Transportation Auth
Transportation RB Series A 0.140000%
745190Y77
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Bank of Nova Scotia
N/A
N/A
Y
Bank of Nova Scotia
N/A
N/A
N
1950000.00
1950000.00
0.0010
N
1950000.00
1950000.00
Puerto Rico Sales Tax Financing Corp
Sales Tax RB Series 2007A 0.230000%
25154LGB4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Deutsche Bank AG
N/A
N/A
N
N
14365000.00
14365000.00
0.0072
N
14365000.00
14365000.00
Puerto Rico Sales Tax Financing Corp
Sales Tax RB Sr Series 2009C 0.190000%
74529JJM8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Citibank NA
N/A
N/A
N
N
6700000.00
6700000.00
0.0034
N
6700000.00
6700000.00
Rockland Cnty IDA
RB (Assisted Living At Northern Riverview) Series 1999 0.260000%
773561AD7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
8465000.00
8465000.00
0.0042
N
8465000.00
8465000.00
Rockville Centre UFSD
TAN 2012 0.750000%
774149HV3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-21
2013-06-21
N
N
N
5000000.00
5012048.61
0.0025
N
5011950.00
5011950.00
Sachem CSD at Holbrook
TAN 2012-2013 1.000000%
785721TS0
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-06-20
2013-06-20
N
N
N
10000000.00
10039127.70
0.0050
N
10038800.00
10038800.00
Sales Tax Asset Receivable Corp
RB Fiscal 2005 Series A 0.200000%
25155DFM8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Deutsche Bank AG
N/A
N/A
N
N
6665000.00
6665000.00
0.0033
N
6665000.00
6665000.00
Sales Tax Asset Receivable Corp
RB Fiscal 2005 Series A 0.170000%
794665BU2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
2415000.00
2415000.00
0.0012
N
2415000.00
2415000.00
Schenectady IDA
RB (Sunnyview Hospital & Rehabilitation Center) Series 2003A 0.210000%
806419AE7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
6450000.00
6450000.00
0.0032
N
6450000.00
6450000.00
Schenectady IDA
RB (Sunnyview Hospital & Rehabilitation Center) Series 2003B 0.210000%
806419AF4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
3950000.00
3950000.00
0.0020
N
3950000.00
3950000.00
Scotia-Glenville CSD
BAN 2012 1.000000%
809265EM9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-29
2013-06-29
N
N
N
10610000.00
10648603.32
0.0053
N
10648620.40
10648620.40
South Country Central SD
TAN 2012-2013 0.750000%
837489KE2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-27
2013-06-27
N
N
N
21800000.00
21839192.44
0.0110
N
21838586.00
21838586.00
Syracuse IDA
Civic Facility Refunding RB (Crouse Health) Series 2003A 0.180000%
871720BR8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
HSBC BANK USA
N/A
N/A
Y
HSBC Bank USA
N/A
N/A
N
8760000.00
8760000.00
0.0044
N
8760000.00
8760000.00
Tarrytown
BAN Series 2012B 2.000000%
876468MB2
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-10-18
2013-10-18
N
N
N
11000000.00
11166797.67
0.0056
N
11170610.00
11170610.00
Tarrytowns UFSD
BAN 2012 1.000000%
876487JL4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-02-15
2013-02-15
N
N
N
10400000.00
10414864.88
0.0052
N
10416640.00
10416640.00
Triborough Bridge & Tunnel Auth
General RB (MTA Bridges & Tunnels) Series 2008C 0.220000%
05248RAE1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Bank of America NA
N/A
N/A
N
N
3000000.00
3000000.00
0.0015
N
3000000.00
3000000.00
Triborough Bridge & Tunnel Auth
General Refunding RB Series 2012B 0.190000%
25155DRA1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Deutsche Bank AG
N/A
N/A
N
N
9750000.00
9750000.00
0.0049
N
9750000.00
9750000.00
Triborough Bridge & Tunnel Auth
General RB (MTA Bridges and Tunnels) Series 2009A2 0.160000%
89602NUR3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
Credit Suisse AG
N/A
N/A
N
N
6500000.00
6500000.00
0.0033
N
6500000.00
6500000.00
Triborough Bridge & Tunnel Auth
General RB (MTA Bridges & Tunnels) Series 2003B1 0.140000%
89602NWU4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
California Public Employees' Retirement System
N/A
N/A
Y
California Public Employees' Retirement System
N/A
N/A
N
29445000.00
29445000.00
0.0148
N
29445000.00
29445000.00
Triborough Bridge & Tunnel Auth
General RB (MTA Bridges & Tunnels) Series 2003B2 0.140000%
89602NWV2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
California State Teachers Retirement Systems
N/A
N/A
Y
California State Teachers Retirement Systems
N/A
N/A
N
3330000.00
3330000.00
0.0017
N
3330000.00
3330000.00
Ulster Cnty
GO BAN Series 2012A 1.000000%
903766ZS5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-11-15
2013-11-15
N
N
N
3255000.00
3275021.28
0.0016
N
3275506.50
3275506.50
Ulster Cnty
GO BAN Series 2012B 0.750000%
903766ZT3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-11-29
2013-11-29
N
N
N
14225000.00
14290843.43
0.0072
N
14292853.25
14292853.25
Victor CSD
BAN 2012 0.750000%
926009KM2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-09-27
2013-09-27
N
N
N
9000000.00
9033303.96
0.0045
N
9034830.00
9034830.00
West Islip UFSD
TAN 2012-2013 0.750000%
953429HR1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-28
2013-06-28
N
N
N
10000000.00
10020359.54
0.0050
N
10019600.00
10019600.00
West Seneca
BAN Series 2012 1.000000%
955771PX2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-02
2013-08-02
N
N
N
15030000.00
15097463.70
0.0076
N
15099438.60
15099438.60
West Seneca CSD
BAN 2012 1.000000%
955776HH5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-11-27
2013-11-27
N
N
N
11000000.00
11053810.55
0.0055
N
11055330.00
11055330.00
William Floyd UFSD
TAN 2012-2013 0.750000%
969254QW4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-27
2013-06-27
N
N
N
10000000.00
10024774.75
0.0050
N
10024600.00
10024600.00