0001145549-12-010895.txt : 20130129 0001145549-12-010895.hdr.sgml : 20130129 20121207142541 ACCESSION NUMBER: 0001145549-12-010895 CONFORMED SUBMISSION TYPE: N-MFP PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121130 FILED AS OF DATE: 20121207 DATE AS OF CHANGE: 20121207 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS CENTRAL INDEX KEY: 0000857156 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-MFP SEC ACT: 1933 Act SEC FILE NUMBER: 811-05954 FILM NUMBER: 121249493 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 1-800-648-5300 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS DATE OF NAME CHANGE: 19920703 0000857156 S000004502 Schwab Pennsylvania Municipal Money Fund C000012376 Sweep Shares SWEXX N-MFP 1 primary_doc.xml N-MFP N-MFP LIVE N 2012-11-30 0000857156 S000004502 1 N N N N 033-31894 Charles Schwab Investment Management, Inc. 801-35905 PricewaterhouseCoopers LLP San Francisco CA Charles Schwab Investment Management, Inc. Boston Financial Data Services, Inc. 0000275143 84-00896 N N N Single State Fund 29 29 531849549.73 383322.80 21744366.89 510488505.64 0.0022 1.0005 2012-11-30 1.0005 2012-11-30 C000012376 1.00 510488505.64 1.00 27953367.96 121378406.93 93425038.97 0.0001 1.0005 2012-11-30 1.0005 2012-11-30 Adams Cnty IDA RB (Brethren Home Community) Series 2007 0.180000% 006116AL1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y PNC Bank NA N/A N/A Y PNC Bank NA N/A N/A N 4000000.00 4000000.00 0.0078 N 4000000.00 4000000.00 Alaska Housing Finance Corp Home Mortgage RB Series 2002A 0.200000% 0118327L0 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-03 2012-12-03 Y JPMorgan Chase Bank NA N/A N/A N N 15000.00 15000.00 0.0000 N 15000.00 15000.00 Allegheny Cnty Hospital Development Auth RB (Univ of Pittsburgh Medical Center) Series 2010A 5.000000% 01728AW51 Other Municipal Debt N Unrated Security N/A N/A 2013-05-15 2013-05-15 N N Y Obligor Univ of Pittsburgh Medical Center N/A N/A 300000.00 306103.94 0.0006 N 306258.00 306258.00 Allegheny Cnty IDA RB (St. Joseph High School) Series 2009 0.450000% 017292XA6 Other Municipal Debt N First Tier Security N/A N/A 2012-12-01 2012-12-01 N Y PNC Bank NA N/A N/A N 12000000.00 12000000.00 0.0235 N 12000000.00 12000000.00 Allegheny Cnty IDA RB (Oakland Catholic High School) Series 2012 0.180000% 017292XH1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y PNC Bank NA N/A N/A Y PNC Bank NA N/A N/A N 1000000.00 1000000.00 0.0020 N 1000000.00 1000000.00 Allegheny Cnty IDA RB (Oakland Catholic High School) Series 2012 0.180000% 017292XJ7 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y PNC Bank NA N/A N/A Y PNC Bank NA N/A N/A N 4065000.00 4065000.00 0.0080 N 4065000.00 4065000.00 Atlanta Urban Residential Finance Auth M/F Housing RB (M St Apts) Series 2003 0.210000% 04785TGN3 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Freddie Mac N/A N/A Y Freddie Mac N/A N/A N 7000000.00 7000000.00 0.0137 N 7000000.00 7000000.00 Berks Cnty Municipal Auth RB (Reading Hospital & Medical Center) Series 2012A 0.190000% 74703UCY2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Bank of America NA N/A N/A N Y Obligor Reading Hospital & Medical Center N/A N/A 3750000.00 3750000.00 0.0073 N 3750000.00 3750000.00 Broomfield Sales & Use Tax RB Refunding Series 2012A 0.300000% 94987KMU6 Other Municipal Debt N First Tier Security N/A N/A 2013-07-25 2013-07-25 N Y Wells Fargo Bank NA N/A N/A Y Tender Option Wells Fargo Bank NA N/A N/A 5000000.00 5000000.00 0.0098 N 5000000.00 5000000.00 Butler Cnty IDA RB (Butler Cnty Family YMCA) Series 2005 0.190000% 12359HAB0 Variable Rate Demand Note N Unrated Security N/A N/A 2012-12-07 2012-12-07 Y PNC Bank NA N/A N/A Y PNC Bank NA N/A N/A N 4040000.00 4040000.00 0.0079 N 4040000.00 4040000.00 Chester Cnty Industrial Dev Auth Student Housing RB Series 2008A2 0.160000% 16559PAF2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 4045000.00 4045000.00 0.0079 N 4045000.00 4045000.00 Colorado Health Facilities Auth RB (Catholic Health Initiatives) Series 2009B1 0.300000% 94987KNM3 Other Municipal Debt N First Tier Security N/A N/A 2013-08-08 2013-08-08 N Y Wells Fargo Bank NA N/A N/A Y Tender Option Wells Fargo Bank NA N/A N/A 2000000.00 2000000.00 0.0039 N 2000000.00 2000000.00 Commonwealth Financing Auth RB Series 2006A 0.180000% 20281PBR2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor Pennsylvania N/A N/A 9850000.00 9850000.00 0.0193 N 9850000.00 9850000.00 Contra Costa Cnty M/F Housing RB (Avalon Walnut Creek at Contra Costa Centre) Series 2006A 0.200000% 212249CC8 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Bank of America NA N/A N/A Y Bank of America NA N/A N/A N 1000000.00 1000000.00 0.0020 N 1000000.00 1000000.00 Cumberland Cnty Municipal Auth RB (Presbyterian Homes) Series 1993A 0.180000% 230614AA7 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 2000000.00 2000000.00 0.0039 N 2000000.00 2000000.00 Delaware Cnty IDA Refunding RB (Resource Recovery Facility) Series 1997G 0.220000% 246018EB7 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y General Electric Capital Corp N/A N/A N Y Obligor General Electric Capital Corp N/A N/A 1775000.00 1775000.00 0.0035 N 1775000.00 1775000.00 Delaware Cnty IDA Water Facilities RB (Aqua Pennsylvania) Series 2005A 0.210000% 246018FJ9 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Citibank NA N/A N/A Y Berkshire Hathaway Assurance Corp N/A N/A N 315000.00 315000.00 0.0006 N 315000.00 315000.00 Delaware Cnty IDA Refunding RB Series 1997G 0.220000% 246018FR1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y General Electric Capital Corp N/A N/A N Y Obligor General Electric Capital Corp N/A N/A 3300000.00 3300000.00 0.0065 N 3300000.00 3300000.00 Delaware Cnty IDA Resource Recovery Refunding RB Series 1997G 0.220000% 246018FT7 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y General Electric Capital Corp N/A N/A N Y Obligor General Electric Capital Corp N/A N/A 4910000.00 4910000.00 0.0096 N 4910000.00 4910000.00 Delaware Cnty IDA Refunding RB (Resource Recovery Facility) Series 1997G 0.220000% 246018FU4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y General Electric Capital Corp N/A N/A N Y Obligor General Electric Capital Corp N/A N/A 5275000.00 5275000.00 0.0103 N 5275000.00 5275000.00 Delaware River Port Auth Refunding RB Series 2008B 0.150000% 246352EX2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 4300000.00 4300000.00 0.0084 N 4300000.00 4300000.00 Emmaus General Auth Local Government RB (Saucon Valley SD) Series 1989G19 0.180000% 291380KB8 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y US Bank NA N/A N/A Y US Bank NA N/A N/A N 600000.00 600000.00 0.0012 N 600000.00 600000.00 Franklin Cnty IDA RB (Chambersburg Hospital) Series 2010 0.280000% 94985NTZ4 Other Municipal Debt N First Tier Security N/A N/A 2013-01-24 2013-01-24 N Y Wells Fargo Bank NA N/A N/A Y Tender Option Wells Fargo Bank NA N/A N/A 9880000.00 9880000.00 0.0194 N 9880000.00 9880000.00 Geisinger Auth Health System RB (Geisinger Health) Series 2011B 0.170000% 368497GY3 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-03 2012-12-03 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor Geisinger Health System N/A N/A 600000.00 600000.00 0.0012 N 600000.00 600000.00 Geisinger Auth Health System RB (Geisinger Health) Series 2011C 0.170000% 368497HA4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-03 2012-12-03 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor Geisinger Health System N/A N/A 13900000.00 13900000.00 0.0272 N 13900000.00 13900000.00 Geisinger Auth Health System RB (Geisinger Health) Series 2011A1 0.190000% 94985NZ53 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Wells Fargo Bank NA N/A N/A N Y Obligor Geisinger Health System N/A N/A 4795000.00 4795000.00 0.0094 N 4795000.00 4795000.00 Jacksonville HFA M/F Housing RB (Hartwood Apts) Series 2006 0.200000% 46940YBE0 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Freddie Mac N/A N/A Y Freddie Mac N/A N/A N 2235000.00 2235000.00 0.0044 N 2235000.00 2235000.00 Lancaster Cnty Hospital Auth RB (Landis Homes Retirement Community) Series 2002 0.210000% 514045WJ8 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 4370000.00 4370000.00 0.0086 N 4370000.00 4370000.00 Lancaster Cnty Hospital Auth RB (Landis Homes Retirement Community) Series 2009 0.210000% 514045ZK2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 11950000.00 11950000.00 0.0234 N 11950000.00 11950000.00 Lavaca-Navidad River Auth Water Contract RB (Formosa Plastics) Series 1990 0.240000% 519385AA6 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Bank of America NA N/A N/A Y Bank of America NA N/A N/A N 3100000.00 3100000.00 0.0061 N 3100000.00 3100000.00 Luzerne Cnty Converntion Center Auth Hotel Room Rental Tax RB Series 2012 0.180000% 550708AD3 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y PNC Bank NA N/A N/A Y PNC Bank NA N/A N/A N 6325000.00 6325000.00 0.0124 N 6325000.00 6325000.00 Luzerne Cnty IDA Water Facility Refunding RB (Pennsylvania-American Water) Series 2004A 0.220000% 55072QAN9 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Citibank NA N/A N/A Y Berkshire Hathaway Assurance Corp N/A N/A N 5000000.00 5000000.00 0.0098 N 5000000.00 5000000.00 Luzerne Cnty IDA Water Facility Refunding RB (Pennsylvania-American Water) Series 2009 0.190000% 94985NTE1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Wells Fargo & Co N/A N/A Y Wells Fargo & Co N/A N/A N 5000000.00 5000000.00 0.0098 N 5000000.00 5000000.00 Monroeville Finance Auth RB (Univ of Pittsburgh Medical Center) Series 2012 2.000000% 611530AA4 Other Municipal Debt N Unrated Security N/A N/A 2013-02-15 2013-02-15 N N Y Obligor Univ of Pittsburgh Medical Center N/A N/A 3385000.00 3396844.78 0.0067 N 3396170.50 3396170.50 Nevada Housing Division M/F Housing RB (Sierra Pointe Apts) Series 2005 0.170000% 641272FU8 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Fannie Mae N/A N/A Y Fannie Mae N/A N/A N 1365000.00 1365000.00 0.0027 N 1365000.00 1365000.00 New York City Housing Development Corp M/F Mortgage RB (White Plains Courtyard Apts) Series 2005A 0.180000% 64970VDA8 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Freddie Mac N/A N/A Y Freddie Mac N/A N/A N 2000000.00 2000000.00 0.0039 N 2000000.00 2000000.00 New York State Mortgage Agency Homeowner Mortgage RB Series 144 0.200000% 649883DQ5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-03 2012-12-03 Y JPMorgan Chase Bank NA N/A N/A N N 1750000.00 1750000.00 0.0034 N 1750000.00 1750000.00 New York State Mortgage Agency Homeowner Mortgage RB Series 153 0.190000% 649883HT5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Barclays Bank Plc N/A N/A N N 9795000.00 9795000.00 0.0192 N 9795000.00 9795000.00 North Hampton Cnty RB (Binney & Smith) Series 1997A 0.330000% 663549KK8 Variable Rate Demand Note N Unrated Security N/A N/A 2012-12-07 2012-12-07 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 7500000.00 7500000.00 0.0147 N 7500000.00 7500000.00 Nuveen Pennsylvania Investment Quality Municipal Fund Variable Rate Demand Preferred Shares Series 1 0.280000% 670972504 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Citibank NA N/A N/A Y Citibank NA N/A N/A N 11000000.00 11000000.00 0.0215 N 11000000.00 11000000.00 Nuveen Pennsylvania Premium Income Municipal Fund 2 Variable Rate Demand Preferred Shares Series 1 0.280000% 67061F309 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Citibank NA N/A N/A Y Citibank NA N/A N/A N 10000000.00 10000000.00 0.0196 N 10000000.00 10000000.00 Owen J. Roberts SD GO Notes Series 2006 0.180000% 46632PR21 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y JPMorgan Chase Bank NA N/A N/A N N 1375000.00 1375000.00 0.0027 N 1375000.00 1375000.00 Pennsylvania GO Bonds Second Series 2007A 0.160000% 07330CHC6 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Branch Banking & Trust Co N/A N/A N N 13455000.00 13455000.00 0.0264 N 13455000.00 13455000.00 Pennsylvania GO Bonds Second Series of 2003 5.000000% 709141D28 Other Municipal Debt N Unrated Security N/A N/A 2013-07-01 2013-07-01 N N N 350000.00 359448.97 0.0007 N 359583.00 359583.00 Pennsylvania GO Bonds Third Refunding Series 2004 5.250000% 709141V44 Other Municipal Debt N Unrated Security N/A N/A 2013-07-01 2013-07-01 N N N 100000.00 102796.06 0.0002 N 102881.00 102881.00 Pennsylvania GO Bonds First Series 2008 5.000000% 70914PFL1 Other Municipal Debt N Unrated Security N/A N/A 2013-05-15 2013-05-15 N N N 150000.00 153080.15 0.0003 N 153204.00 153204.00 Pennsylvania GO Bonds Second Series 2008 5.000000% 70914PHB1 Other Municipal Debt N Unrated Security N/A N/A 2013-02-15 2013-02-15 N N N 950000.00 959002.87 0.0019 N 958892.00 958892.00 Pennsylvania First Refunding GO Bonds Series 2009 4.000000% 70914PKQ4 Other Municipal Debt N Unrated Security N/A N/A 2013-07-15 2013-07-15 N N N 100000.00 102196.99 0.0002 N 102313.00 102313.00 Pennsylvania GO Bonds First Series 2010A 5.000000% 70914PLR1 Other Municipal Debt N Unrated Security N/A N/A 2013-02-15 2013-02-15 N N N 350000.00 353305.24 0.0007 N 353276.00 353276.00 Pennsylvania Economic Development Financing Auth Refunding RB (Aqua Pennsylvania) Series 2010A 0.240000% 94985NXT3 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 7500000.00 7500000.00 0.0147 N 7500000.00 7500000.00 Pennsylvania HFA S/F Mortgage RB Series 2002-73A&74B 0.250000% 46632PTX1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y JPMorgan Chase Bank NA N/A N/A N N 1005000.00 1005000.00 0.0020 N 1005000.00 1005000.00 Pennsylvania HFA S/F Mortgage RB Series 2002-75A 0.180000% 708793PS7 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Barclays Bank Plc N/A N/A N N 11270000.00 11270000.00 0.0221 N 11270000.00 11270000.00 Pennsylvania HFA S/F Mortgage RB Series 2003-79B 0.180000% 708793PU2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Barclays Bank Plc N/A N/A N N 5600000.00 5600000.00 0.0110 N 5600000.00 5600000.00 Pennsylvania HFA S/F Mortgage RB Series 2004-83B 0.180000% 708796C21 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Bank of Tokyo Mitsubishi UFJ Ltd N/A N/A N N 4695000.00 4695000.00 0.0092 N 4695000.00 4695000.00 Pennsylvania HFA S/F Mortgage RB Series 2005-91B 0.180000% 708796C70 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Bank of Tokyo Mitsubishi UFJ Ltd N/A N/A N N 22435000.00 22435000.00 0.0439 N 22435000.00 22435000.00 Pennsylvania HFA S/F Mortgage RB Series 2006-99A, 2007-99A&100A 0.220000% 708796QT7 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Citibank NA N/A N/A N N 1045000.00 1045000.00 0.0020 N 1045000.00 1045000.00 Pennsylvania HFA S/F Mortgage RB Series 2006-93,94&95A, 2007-97&98A 0.270000% 708796RE9 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Morgan Stanley Bank NA N/A N/A N N 726390.00 726390.00 0.0014 N 726390.00 726390.00 Pennsylvania HFA S/F Mortgage RB Series 2010-109 1.400000% 708796WW3 Other Municipal Debt N Unrated Security N/A N/A 2013-10-01 2013-10-01 N N N 895000.00 902001.87 0.0018 N 900343.15 900343.15 Pennsylvania HFA S/F Mortgage RB Series 2004-81C 0.180000% 708796YS0 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Royal Bank of Canada N/A N/A N N 13610000.00 13610000.00 0.0267 N 13610000.00 13610000.00 Pennsylvania HFA S/F Mortgage RB Series 2006-94B 0.170000% 708796ZL4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y PNC Bank NA N/A N/A N N 2700000.00 2700000.00 0.0053 N 2700000.00 2700000.00 Pennsylvania Higher Educational Facilities Auth RB (Robert Morris College) Series 2000F2 0.400000% 70917NGP3 Other Municipal Debt N First Tier Security N/A N/A 2013-05-01 2013-05-01 N Y PNC Bank NA N/A N/A N 2000000.00 2000000.00 0.0039 N 2000080.00 2000080.00 Pennsylvania Higher Educational Facilities Auth RB (Assoc of Indep Colleges & Univs of PA) Series 2001-I1 0.190000% 70917NLX0 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 5500000.00 5500000.00 0.0108 N 5500000.00 5500000.00 Pennsylvania Higher Educational Facilities Auth RB (Thomas Jefferson Univ) Series 2008B 0.170000% 70917RNZ4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 2990000.00 2990000.00 0.0059 N 2990000.00 2990000.00 Pennsylvania Higher Educational Facilities Auth RB (Drexel Univ) Series 2005C 0.190000% 94985NV73 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 2190000.00 2190000.00 0.0043 N 2190000.00 2190000.00 Pennsylvania State Turnpike Commission Turnpike RB Series 2011C1 0.160000% 74926YSL6 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Royal Bank of Canada N/A N/A Y Royal Bank of Canada N/A N/A N 6980000.00 6980000.00 0.0137 N 6980000.00 6980000.00 Pennsylvania State Turnpike Commission Sub Special RB Series 2011B 0.190000% 94985N7W5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 4035000.00 4035000.00 0.0079 N 4035000.00 4035000.00 Pennsylvania State Univ Bonds Series 2007A 0.240000% 27884FQU7 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y US Bank NA N/A N/A Y US Bank NA N/A N/A N 13995000.00 13995000.00 0.0274 N 13995000.00 13995000.00 Pennsylvania State Univ Univ Bonds Series 2009A 4.000000% 709235SV8 Other Municipal Debt N Unrated Security N/A N/A 2013-03-01 2013-03-01 N N N 250000.00 252171.55 0.0005 N 252280.00 252280.00 Pennsylvania State Univ Refunding Bonds Series 2009B 0.220000% 709235TQ8 Other Municipal Debt N First Tier Security N/A N/A 2013-06-01 2013-06-01 N N N 7500000.00 7500000.00 0.0147 N 7501125.00 7501125.00 Philadelphia GO Refunding Bonds Series 2009B 0.150000% 717813LJ6 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Royal Bank of Canada N/A N/A Y Royal Bank of Canada N/A N/A N 5040000.00 5040000.00 0.0099 N 5040000.00 5040000.00 Philadelphia Airport Refunding RB Series 2005C1 0.170000% 717817RQ5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 14225000.00 14225000.00 0.0279 N 14225000.00 14225000.00 Philadelphia Airport Refunding RB Series 2005C2 0.170000% 717817RR3 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Royal Bank of Canada N/A N/A Y Royal Bank of Canada N/A N/A N 8200000.00 8200000.00 0.0161 N 8200000.00 8200000.00 Philadelphia Water & Wastewater RB Series 1997B 0.140000% 717893TL5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 4485000.00 4485000.00 0.0088 N 4485000.00 4485000.00 Philadelphia Water & Wastewater Refunding RB Series 2012 1.000000% 717893XP1 Other Municipal Debt N Unrated Security N/A N/A 2013-11-01 2013-11-01 N N N 2645000.00 2662084.82 0.0052 N 2662218.95 2662218.95 Philadelphia Water & Wastewater Refunding RB Series 2007B 0.190000% 94985NVX6 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 2880000.00 2880000.00 0.0056 N 2880000.00 2880000.00 Philadelphia IDA RB (Girard Estate Aramark Tower) Series 2002 0.220000% 717818H43 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 1050000.00 1050000.00 0.0021 N 1050000.00 1050000.00 Philadelphia IDA Lease Refunding RB Series 2007B1 0.170000% 71781QEG9 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 11105000.00 11105000.00 0.0218 N 11105000.00 11105000.00 Philadelphia Municipal Auth Lease RB Series 2009 0.190000% 94985NLW9 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Wells Fargo & Co N/A N/A Y Wells Fargo & Co N/A N/A N 6505000.00 6505000.00 0.0127 N 6505000.00 6505000.00 Philadelphia SD GO Refunding Bonds Series 2009C 0.150000% 717883HW5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 10150000.00 10150000.00 0.0199 N 10150000.00 10150000.00 Philadelphia SD GO Refunding Bonds Series 2010F 0.170000% 717883LN0 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Barclays Bank Plc N/A N/A Y Barclays Bank Plc N/A N/A N 2000000.00 2000000.00 0.0039 N 2000000.00 2000000.00 Pittsburgh Water & Sewer Auth First Lien Refunding RB Series 2008B2 0.160000% 725304RE1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y PNC Bank NA N/A N/A Y PNC Bank NA N/A N/A N 7200000.00 7200000.00 0.0141 N 7200000.00 7200000.00 Pittsburgh Water & Sewer Auth Sub Refunding RB Series 2008C1A 0.400000% 725304RH4 Other Municipal Debt N First Tier Security N/A N/A 2013-09-01 2013-09-01 N Y Federal Home Loan Bank N/A N/A N 2500000.00 2500000.00 0.0049 N 2500375.00 2500375.00 Pittsburgh Water & Sewer Auth Sub Refunding RB Series 2008C1B 0.400000% 725304RJ0 Other Municipal Debt N First Tier Security N/A N/A 2013-09-01 2013-09-01 N Y Federal Home Loan Bank N/A N/A N 4000000.00 4000000.00 0.0078 N 4000600.00 4000600.00 Puerto Rico Sales Tax Financing Corp Sales Tax RB Series 2007A 0.230000% 25154LGB4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Deutsche Bank AG N/A N/A N N 13000000.00 13000000.00 0.0255 N 13000000.00 13000000.00 Puerto Rico Sales Tax Financing Corp Sales Tax RB Series 2007A & Sr. Series 2009C 0.190000% 25155DMH1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Deutsche Bank AG N/A N/A N N 2000000.00 2000000.00 0.0039 N 2000000.00 2000000.00 Puerto Rico Sales Tax Financing Corp Sales Tax RB Sr Series 2009C 0.190000% 74529JJM8 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Citibank NA N/A N/A N N 1000000.00 1000000.00 0.0020 N 1000000.00 1000000.00 Puerto Rico Sales Tax Financing Corp Sales Tax RB Sr Series 2011C 0.170000% 74926YZF1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Royal Bank of Canada N/A N/A N N 1500000.00 1500000.00 0.0029 N 1500000.00 1500000.00 St. Mary Hospital Auth RB (Catholic Health Initiatives) Series 2004C 0.170000% 792222EW7 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y CATHOLIC HEALTH INITIATIVES N/A N/A N Y Obligor Catholic Health Initiatives N/A N/A 23540000.00 23540000.00 0.0461 N 23540000.00 23540000.00 Temple Univ Univ Funding Obligations Series 2012 1.250000% 880170AZ8 Other Municipal Debt N First Tier Security N/A N/A 2012-12-12 2012-12-12 N N N 12000000.00 12003064.98 0.0235 N 12004200.00 12004200.00 Texas College Student Loan GO Refunding Bonds Series 2006 0.180000% 882721MR1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y State Street Bank & Trust Company NA N/A N/A N N 4850000.00 4850000.00 0.0095 N 4850000.00 4850000.00 Univ of Pittsburgh Capital Project Bonds Series 2009B 0.170000% 46633VHU6 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y JPMorgan Chase Bank NA N/A N/A N N 4135000.00 4135000.00 0.0081 N 4135000.00 4135000.00 Univ of Pittsburgh Capital Project & Refunding Bonds Series 2002B 5.500000% 91335VFH4 Other Municipal Debt N Unrated Security N/A N/A 2013-09-15 2013-09-15 N N N 500000.00 520057.51 0.0010 N 519860.00 519860.00 Univ of Pittsburgh Capital Project & Refunding Bonds Series 2005C 0.210000% 91480VBG3 Other Commercial Paper N First Tier Security N/A N/A 2013-01-09 2013-01-09 N N N 20000000.00 20000000.00 0.0392 N 20000000.00 20000000.00 Univ of Pittsburgh Capital Project & Refunding Bonds Series 2007B 0.200000% 91481AAQ7 Other Commercial Paper N First Tier Security N/A N/A 2013-02-05 2013-02-05 N N N 4866000.00 4866000.00 0.0095 N 4866000.00 4866000.00 Vermont Student Assistance Corp. Education Loan RB Sr Series 2008B1 0.200000% 92428CFJ8 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Bank of New York Mellon N/A N/A Y Bank of New York Mellon N/A N/A N 1770000.00 1770000.00 0.0035 N 1770000.00 1770000.00 Washington Cnty Auth Refunding RB (Univ of Pennsylvania) Series 2004 0.160000% 938591BF0 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Univ of Pennsylvania N/A N/A N Y Obligor Univ of Pennsylvania N/A N/A 9710000.00 9710000.00 0.0190 N 9710000.00 9710000.00 Washington Cnty Hospital Auth Hospital RB (Washington Hospital) Series 2001B 0.450000% 938592GQ9 Other Municipal Debt N First Tier Security N/A N/A 2013-07-01 2013-07-01 N Y PNC Bank NA N/A N/A N 6355000.00 6355000.00 0.0124 N 6355000.00 6355000.00 Washington Cnty Hospital Auth Hospital RB (Monongahela Valley) Series 2011A 0.180000% 938592HM7 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y PNC Bank NA N/A N/A Y PNC Bank NA N/A N/A N 3380000.00 3380000.00 0.0066 N 3380000.00 3380000.00 Washington State Housing Finance Commission M/F RB (Monticello Park) Series 2001A 0.200000% 93978RCS0 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Fannie Mae N/A N/A Y Fannie Mae N/A N/A N 5200000.00 5200000.00 0.0102 N 5200000.00 5200000.00 Washington State Housing Finance Commission M/F RB (Bridgewood at Four Seasons) Series 2002A 0.220000% 93978RCU5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Fannie Mae N/A N/A Y Fannie Mae N/A N/A N 1200000.00 1200000.00 0.0024 N 1200000.00 1200000.00 Wilkes-Barre Finance Auth College RB (King's College) Series 2007 0.180000% 968250AA8 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y PNC Bank NA N/A N/A Y PNC Bank NA N/A N/A N 800000.00 800000.00 0.0016 N 800000.00 800000.00 Wilkinsburg Municipal Authority PA RB (Monroeville Christian/Judea Foundation) Series 2006 0.310000% 968542AA8 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y RBS Citizens NA N/A N/A Y RBS Citizens NA N/A N/A N 3720000.00 3720000.00 0.0073 N 3720000.00 3720000.00 Wyoming Community Development Auth Housing RB 2008 Series 2 0.210000% 98322P8X0 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Bank of New York Mellon N/A N/A N N 2000000.00 2000000.00 0.0039 N 2000000.00 2000000.00