0001145549-12-009869.txt : 20121231
0001145549-12-009869.hdr.sgml : 20121231
20121107122040
ACCESSION NUMBER: 0001145549-12-009869
CONFORMED SUBMISSION TYPE: N-MFP
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121031
FILED AS OF DATE: 20121107
DATE AS OF CHANGE: 20121107
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS
CENTRAL INDEX KEY: 0000857156
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: N-MFP
SEC ACT: 1933 Act
SEC FILE NUMBER: 811-05954
FILM NUMBER: 121185662
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 1-800-648-5300
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS
DATE OF NAME CHANGE: 19920703
0000857156
S000019114
Schwab California AMT Tax-Free Money Fund
C000052863
Value Advantage Shares
SNKXX
N-MFP
1
primary_doc.xml
N-MFP
N-MFP
LIVE
N
2012-10-31
0000857156
S000019114
1
N
N
N
N
033-31894
Charles Schwab Investment Management, Inc.
801-35905
PricewaterhouseCoopers LLP
San Francisco
CA
Charles Schwab Investment Management, Inc.
Boston Financial Data Services, Inc.
0000275143
84-00896
N
N
N
Single State Fund
45
54
169456631.12
486865.02
535170.46
169408325.68
0.0024
1.0004
2012-10-31
1.0004
2012-10-31
C000052863
25000.00
169408325.68
1.00
-2293296.39
2039632.00
4332928.39
0.0001
1.0004
2012-10-31
1.0004
2012-10-31
Alameda Cnty IDA
RB (Dale Hardware) Series 2010 0.240000%
01110RAA3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-11-07
2012-11-07
Y
Comerica Bank
N/A
N/A
Y
Comerica Bank
N/A
N/A
N
2575000.00
2575000.00
0.0152
N
2575000.00
2575000.00
Anaheim Public Financing Auth
Electric System Second Lien RB Series 2004 0.270000%
03255MPM3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-11-07
2012-11-07
Y
Morgan Stanley Bank NA
N/A
N/A
Y
Berkshire Hathaway Assurance Corp
N/A
N/A
N
2700000.00
2700000.00
0.0159
N
2700000.00
2700000.00
Bay Area Toll Auth
Toll Bridge RB Series 2006F 0.220000%
46633VSC4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-11-07
2012-11-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
2085000.00
2085000.00
0.0123
N
2085000.00
2085000.00
Bay Area Toll Auth
Toll Bridge RB Series 2009F1 0.270000%
74703YMA5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-11-07
2012-11-07
Y
Bank of America NA
N/A
N/A
N
N
1305000.00
1305000.00
0.0077
N
1305000.00
1305000.00
California
RAN 2012-2013 Series A2 2.500000%
13063BB68
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-06-20
2013-06-20
N
N
N
1700000.00
1722292.86
0.0102
N
1723613.00
1723613.00
California
GO Bonds Series 2003B3 0.210000%
13063BCN0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-11-07
2012-11-07
Y
California Public Employees' Retirement System
N/A
N/A
California State Teachers Retirement Systems
N/A
N/A
JPMorgan Chase Bank NA
N/A
N/A
Y
California Public Employees' Retirement System
N/A
N/A
California State Teachers Retirement Systems
N/A
N/A
JPMorgan Chase Bank NA
N/A
N/A
N
5000000.00
5000000.00
0.0295
N
5000000.00
5000000.00
California Educational Facilities Auth
RB (Univ of Southern California) Series 2009A 0.240000%
05248RDV0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-11-07
2012-11-07
Y
Deutsche Bank AG
N/A
N/A
N
Y
Obligor
Univ of Southern California
N/A
N/A
2220000.00
2220000.00
0.0131
N
2220000.00
2220000.00
California Health Facilities Financing Auth
RB (Sutter Health) Series 2011B 0.220000%
13033LMM6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-11-07
2012-11-07
Y
Citibank NA
N/A
N/A
N
Y
Obligor
Sutter Health
N/A
N/A
2100000.00
2100000.00
0.0124
N
2100000.00
2100000.00
California Infrastructure & Economic Development Bank
Refunding RB (PG&E) Series 2009B 0.240000%
13033W3J0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-11-01
2012-11-01
Y
Mizuho Corporate Bank Ltd
N/A
N/A
Y
Mizuho Corporate Bank Ltd
N/A
N/A
N
1200000.00
1200000.00
0.0071
N
1200000.00
1200000.00
California Infrastructure & Economic Development Bank
RB (Asian-American Drug Abuse Program) Series 2008 0.280000%
13033WP80
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-11-07
2012-11-07
Y
Comerica Bank
N/A
N/A
Y
Comerica Bank
N/A
N/A
N
3330000.00
3330000.00
0.0197
N
3330000.00
3330000.00
California Infrastructure & Economic Development Bank
RB (Casa Loma College) Series 2009 0.260000%
13033WX57
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-11-07
2012-11-07
Y
Comerica Bank
N/A
N/A
Y
Comerica Bank
N/A
N/A
N
1915000.00
1915000.00
0.0113
N
1915000.00
1915000.00
California Infrastructure & Economic Development Bank
Refunding RB (J. Paul Getty Trust) Series 2007A1 2.500000%
13033WX81
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-04-01
2013-04-01
N
N
Y
Obligor
J. Paul Getty Trust
N/A
N/A
2810000.00
2834790.52
0.0167
N
2836189.20
2836189.20
California Pollution Control Financing Auth
Solid Waste Disposal RB (BLT Enterprises of Fremont) Series 2010 0.240000%
130536PP4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-11-07
2012-11-07
Y
Union Bank NA
N/A
N/A
Y
Union Bank NA
N/A
N/A
N
2270000.00
2270000.00
0.0134
N
2270000.00
2270000.00
California School Cash Reserve Program Auth
Sr Bonds 2012-2013 Series B 2.000000%
130583ET0
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-06-03
2013-06-03
N
N
Y
Obligor
California School Cash Reserve Program Auth
N/A
N/A
Obligor
Madera County Board of Education
N/A
N/A
Obligor
Morgan Hill Unified School District CA
N/A
N/A
Obligor
Pacific Grove USD
N/A
N/A
Obligor
Sonama Valley USD
N/A
N/A
810000.00
818233.65
0.0048
N
818181.00
818181.00
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2004K 0.250000%
13078GPU2
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-01-11
2013-01-11
N
N
Y
Obligor
Kaiser Permanente
N/A
N/A
2000000.00
2000000.00
0.0118
N
2000040.00
2000040.00
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2009A 5.000000%
130795D53
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-04-01
2013-04-01
N
N
Y
Obligor
Kaiser Permanente
N/A
N/A
1480000.00
1508243.59
0.0089
N
1508356.80
1508356.80
California Statewide Communities Development Auth
RB (Proposition 1A Receivables) Series 2009 4.000000%
130795R58
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-06-15
2013-06-15
N
N
Y
Obligor
California
N/A
N/A
185000.00
189172.85
0.0011
N
189186.55
189186.55
California Statewide Communities Development Auth
RB (Proposition 1A Receivables) Series 2009 5.000000%
130795R66
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-15
2013-06-15
N
N
Y
Obligor
California
N/A
N/A
3180000.00
3271694.70
0.0193
N
3271361.40
3271361.40
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2008B 0.220000%
13079JCJ4
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-03-14
2013-03-14
N
N
Y
Obligor
Kaiser Permanente
N/A
N/A
500000.00
500000.00
0.0030
N
499925.00
499925.00
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2009B2 0.260000%
13079RAF6
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-02-05
2013-02-05
N
N
Y
Obligor
Kaiser Permanente
N/A
N/A
2000000.00
2000000.00
0.0118
N
2000000.00
2000000.00
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2003B 0.200000%
130911RX0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-11-07
2012-11-07
Y
Kaiser Permanente
N/A
N/A
N
Y
Obligor
Kaiser Permanente
N/A
N/A
2200000.00
2200000.00
0.0130
N
2200000.00
2200000.00
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2012A 0.300000%
94987KDM4
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-01-17
2013-01-17
N
Y
Wells Fargo Bank NA
N/A
N/A
Y
Tender Option
Wells Fargo Bank NA
N/A
N/A
1995000.00
1995000.00
0.0118
N
1995000.00
1995000.00
Chaffey Community College District
GO Bonds Series 2005B 0.300000%
05248PG66
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-11-07
2012-11-07
Y
Bank of America NA
N/A
N/A
N
N
6600000.00
6600000.00
0.0390
N
6600000.00
6600000.00
Coast Community College District
GO Bonds Series 2006B 0.240000%
25154LM84
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-11-07
2012-11-07
Y
Deutsche Bank AG
N/A
N/A
N
N
1225000.00
1225000.00
0.0072
N
1225000.00
1225000.00
Contra Costa Water District
Extendible CP 0.230000%
21221VAB6
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-01-09
2013-06-17
N
N
N
1620000.00
1620000.00
0.0096
N
1619967.60
1619967.60
East Bay Municipal Utility District
Water System Sub Refunding RB Series 2010A 0.210000%
271014UK6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-11-07
2012-11-07
Y
Citibank NA
N/A
N/A
N
N
240000.00
240000.00
0.0014
N
240000.00
240000.00
East Bay Municipal Utility District
Water System Refunding RB Series 2009A1 0.210000%
271014UQ3
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-11-01
2012-12-03
N
N
N
985000.00
985000.00
0.0058
N
985019.70
985019.70
East Bay Municipal Utility District
Water System Refunding RB Series 2009A2 0.220000%
271014UT7
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-11-01
2013-03-01
N
N
N
985000.00
985000.00
0.0058
N
985108.35
985108.35
East Bay Municipal Utility District
Water System Extendible CP 0.210000%
27102BEX9
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-13
2013-05-11
N
N
N
1400000.00
1400000.00
0.0083
N
1400000.00
1400000.00
East Bay Municipal Utility District
Water System Extendible CP 0.250000%
27102EEN5
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-15
2013-05-13
N
N
N
1000000.00
1000000.00
0.0059
N
1000000.00
1000000.00
Eastern Municipal Water District
Water & Sewer Revenue COP Series 2008A 0.190000%
276771HB1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-11-07
2012-11-07
Y
Wells Fargo Bank NA
N/A
N/A
N
N
100000.00
100000.00
0.0006
N
100000.00
100000.00
Elsinore Valley Municipal Water District
Refunding COP Series 2011A 0.210000%
290319ET5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-11-07
2012-11-07
Y
Union Bank NA
N/A
N/A
Y
Union Bank NA
N/A
N/A
N
1215000.00
1215000.00
0.0072
N
1215000.00
1215000.00
Foothill-DeAnza Community College District
GO Bonds Series C 0.210000%
07330CFH7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-11-07
2012-11-07
Y
Branch Banking & Trust Co
N/A
N/A
N
N
1200000.00
1200000.00
0.0071
N
1200000.00
1200000.00
Foothill-DeAnza Community College District
GO Bonds Series B 0.240000%
25154L2M5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-11-07
2012-11-07
Y
Deutsche Bank AG
N/A
N/A
N
N
355000.00
355000.00
0.0021
N
355000.00
355000.00
Foothill-DeAnza Community College District
GO Bonds Series A 0.240000%
25154L5Z3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-11-07
2012-11-07
Y
Deutsche Bank AG
N/A
N/A
N
N
242000.00
242000.00
0.0014
N
242000.00
242000.00
Golden State Tobacco Securitization Corp
Tobacco Settlement Asset-Backed Bonds Series 2003A2 7.900000%
38122NAA0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-01
2013-06-01
N
N
Y
Escrow
Escrow
N/A
N/A
1000000.00
1044395.64
0.0062
N
1044010.00
1044010.00
Golden State Tobacco Securitization Corp
Tobacco Settlement Asset-Backed Bonds Series 2003A1 6.250000%
38122NAP7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-01
2013-06-01
N
N
Y
Escrow
Escrow
N/A
N/A
290000.00
299909.92
0.0018
N
299941.20
299941.20
Golden State Tobacco Securitization Corp
Tobacco Settlement Asset-Backed Bonds Series 2003A1 6.750000%
38122NAQ5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-01
2013-06-01
N
N
Y
Escrow
Escrow
N/A
N/A
2865000.00
2972670.68
0.0175
N
2972265.60
2972265.60
Golden State Tobacco Securitization Corp
Tobacco Settlement Asset-Backed Bonds Series 2003A1 6.625000%
38122NAR3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-01
2013-06-01
N
N
Y
Escrow
Escrow
N/A
N/A
185000.00
191740.07
0.0011
N
191793.20
191793.20
Golden State Tobacco Securitization Corp
Enhanced Tobacco Settlement Asset-Backed Bonds Series 2003B 5.500000%
38122NBV3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-01
2013-06-01
N
N
Y
Escrow
Escrow
N/A
N/A
55000.00
56621.11
0.0003
N
56665.95
56665.95
Golden State Tobacco Securitization Corp
Tobacco Settlement Asset-Backed Bonds Series 2003B 5.625000%
38122NBW1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-01
2013-06-01
N
N
Y
Escrow
Escrow
N/A
N/A
365000.00
376354.60
0.0022
N
376318.65
376318.65
Golden State Tobacco Securitization Corp
Enhanced Tobacco Settlement Asset-Backed Bonds Series 2003B 5.000000%
38122NBX9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-01
2013-06-01
N
N
Y
Escrow
Escrow
N/A
N/A
1025000.00
1053149.49
0.0062
N
1053126.00
1053126.00
Golden State Tobacco Securitization Corp
Enhanced Tobacco Settlement Asset-Backed Bonds Series 2003B 5.500000%
38122NBY7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-01
2013-06-01
N
N
Y
Escrow
Escrow
N/A
N/A
250000.00
257582.67
0.0015
N
257572.50
257572.50
Golden State Tobacco Securitization Corp
Enhanced Tobacco Settlement Asset-Backed Bonds Series 2003B 5.500000%
38122NDT6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-01
2013-06-01
N
N
Y
Escrow
Escrow
N/A
N/A
755000.00
777816.82
0.0046
N
777868.95
777868.95
Golden State Tobacco Securitization Corp
Enhanced Tobacco Settlement Asset-Backed Bonds Series 2003B 5.500000%
38122NDU3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-01
2013-06-01
N
N
Y
Escrow
Escrow
N/A
N/A
530000.00
546097.67
0.0032
N
546053.70
546053.70
Grossmont Healthcare District CA
GO Bonds Series 2011B 0.210000%
399223BW5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-11-07
2012-11-07
Y
Credit Suisse AG
N/A
N/A
N
N
1200000.00
1200000.00
0.0071
N
1200000.00
1200000.00
Hesperia Public Financing Authority
RB (1993 St Refinancing) Series 2004 0.300000%
42805GAP8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-11-07
2012-11-07
Y
Bank of America NA
N/A
N/A
Y
Bank of America NA
N/A
N/A
N
2055000.00
2055000.00
0.0121
N
2055000.00
2055000.00
Kings Cnty Housing Auth
M/F Housing Refunding RB (Edgewater Isle Apts) Series 2001A 0.210000%
495795AF3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-11-07
2012-11-07
Y
Fannie Mae
N/A
N/A
Y
Fannie Mae
N/A
N/A
N
2300000.00
2300000.00
0.0136
N
2300000.00
2300000.00
Los Angeles Cnty Capital Asset Leasing Corp
Lease Revenue CP Notes Series A 0.190000%
54466SFY3
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-05
2012-11-05
N
Y
JPMorgan Chase Bank NA
N/A
N/A
N
3000000.00
3000000.00
0.0177
N
3000000.00
3000000.00
Los Angeles Cnty Metropolitan Transportation Auth
Sales Tax Refunding RB Second Sr Bonds Sries 2009E 4.000000%
544712T69
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-07-01
2013-07-01
N
N
Y
Obligor
Los Angeles Cnty Metropolitan Transportation Auth-Prop C
N/A
N/A
500000.00
512347.78
0.0030
N
512305.00
512305.00
Los Angeles Cnty Metropolitan Transportation Auth
First Tier Sr Sales Tax Refunding RB Series 2008A3&A4 0.250000%
74926YSP7
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-11-01
2012-12-03
N
Y
Royal Bank of Canada
N/A
N/A
Y
Tender Option
Royal Bank of Canada
N/A
N/A
1990000.00
1990000.00
0.0117
N
1990000.00
1990000.00
Los Angeles Community College District
GO Bonds Series 2007A 0.240000%
54438CNM0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-11-07
2012-11-07
Y
Citibank NA
N/A
N/A
N
N
3000000.00
3000000.00
0.0177
N
3000000.00
3000000.00
Los Angeles Dept of Airports
Sub Revenue CP Notes Series D4 0.230000%
54455DAC2
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-02-21
2013-02-21
N
Y
Wells Fargo Bank NA
N/A
N/A
N
1000000.00
1000000.00
0.0059
N
1000000.00
1000000.00
Los Angeles Dept of Airports
Airport Sr RB Series 2010A 0.240000%
74703YBS8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-11-07
2012-11-07
Y
Bank of America NA
N/A
N/A
N
N
2160000.00
2160000.00
0.0128
N
2160000.00
2160000.00
Los Angeles Dept of Water & Power
Power System RB Series 2007A1 0.240000%
46633VUF4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-11-07
2012-11-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
6000000.00
6000000.00
0.0354
N
6000000.00
6000000.00
Los Angeles Dept of Water & Power
Power System RB Series 2011A 4.000000%
544495WS9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-07-01
2013-07-01
N
N
N
1250000.00
1280795.47
0.0076
N
1280850.00
1280850.00
Los Angeles Harbor Dept
CP Notes Series A2,B2&C2 0.220000%
54455DAD0
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-03-06
2013-03-06
N
N
Y
Line of Credit
Wells Fargo Bank NA
N/A
N/A
2000000.00
2000000.00
0.0118
N
2000000.00
2000000.00
Los Angeles Municipal Improvement Corp
Lease Revenue CP Series A1 0.200000%
54459PZJ9
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-12-13
2012-12-13
N
Y
Wells Fargo Bank NA
N/A
N/A
N
1000000.00
1000000.00
0.0059
N
999990.00
999990.00
Los Angeles Municipal Improvement Corp
Lease Revenue CP Series A1 0.200000%
54485UM84
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-06
2012-11-06
N
Y
JPMorgan Chase Bank NA
N/A
N/A
N
3000000.00
3000000.00
0.0177
N
3000000.00
3000000.00
Los Angeles USD
GO Bonds Series 2003A 5.000000%
544644PL5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-07-01
2013-07-01
N
N
N
500000.00
515660.11
0.0030
N
515645.00
515645.00
Los Angeles USD
GO Bonds Series 2009D&2009I 0.240000%
544646US9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-11-07
2012-11-07
Y
Citibank NA
N/A
N/A
N
N
400000.00
400000.00
0.0024
N
400000.00
400000.00
Mt. Diablo USD
GO Bonds Series 2010A 0.270000%
94985NWD9
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-03-21
2013-03-21
N
Y
Wells Fargo Bank NA
N/A
N/A
Y
Tender Option
Wells Fargo Bank NA
N/A
N/A
455000.00
455000.00
0.0027
N
455000.00
455000.00
Newport Beach
RB (Hoag Memorial Hospital Presbyterian) Series 2009D 5.000000%
651785BM8
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-02-07
2013-02-07
N
N
Y
Obligor
Hoag Memorial Hospital Presbyterian
N/A
N/A
1000000.00
1012573.58
0.0060
N
1012180.00
1012180.00
Newport-Mesa USD
GO Bonds Series 2007 0.270000%
25154C4F8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-11-07
2012-11-07
Y
Deutsche Bank AG
N/A
N/A
N
N
5240000.00
5240000.00
0.0309
N
5240000.00
5240000.00
Orange Cnty
Refunding RB (Riverbend Apts) 1999B 0.220000%
684209MS5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-11-07
2012-11-07
Y
Freddie Mac
N/A
N/A
Y
Freddie Mac
N/A
N/A
N
4200000.00
4200000.00
0.0248
N
4200000.00
4200000.00
Palomar Community College District
GO Bonds Series 2006B 0.220000%
94985NXW6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-11-07
2012-11-07
Y
Wells Fargo Bank NA
N/A
N/A
Y
Wells Fargo Bank NA
N/A
N/A
N
520000.00
520000.00
0.0031
N
520000.00
520000.00
Palomar Pomerado Health
GO Bonds Series 2009A 0.220000%
94987KFX8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-11-07
2012-11-07
Y
Wells Fargo Bank NA
N/A
N/A
Y
Wells Fargo Bank NA
N/A
N/A
N
600000.00
600000.00
0.0035
N
600000.00
600000.00
Peralta Community College District
GO Bonds Series 2009C 0.220000%
94985NPW5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-11-07
2012-11-07
Y
Wells Fargo & Co
N/A
N/A
Y
Wells Fargo & Co
N/A
N/A
N
100000.00
100000.00
0.0006
N
100000.00
100000.00
Pittsburg Public Financing Auth
Water Refunding RB Series 2008 0.300000%
72456PAS1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-11-07
2012-11-07
Y
Bank of the West
N/A
N/A
Y
Bank of the West
N/A
N/A
N
1000000.00
1000000.00
0.0059
N
1000000.00
1000000.00
Puerto Rico Sales Tax Financing Corp
Sales Tax RB Series 2007A 0.210000%
74529JGK5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-11-07
2012-11-07
Y
Credit Suisse AG
N/A
N/A
N
N
3600000.00
3600000.00
0.0213
N
3600000.00
3600000.00
Puerto Rico Sales Tax Financing Corp
Sales Tax RB Sr Series 2009C 0.240000%
74529JJM8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-11-07
2012-11-07
Y
Citibank NA
N/A
N/A
N
N
1755000.00
1755000.00
0.0104
N
1755000.00
1755000.00
Riverside Cnty Transportation Commission
Limited Sales Tax RB Series 2009B 0.210000%
769125DR3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-11-07
2012-11-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
2190000.00
2190000.00
0.0129
N
2190000.00
2190000.00
San Diego Cnty
COP (San Diego Jewish Academy) Series 2003 0.210000%
797260LE4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-11-07
2012-11-07
Y
Comerica Bank
N/A
N/A
Y
Comerica Bank
N/A
N/A
N
945000.00
945000.00
0.0056
N
945000.00
945000.00
San Diego Cnty Regional Transportation Commission
Limited Sales Tax RB Series 2008B 0.220000%
797400FG8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-11-07
2012-11-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
1205000.00
1205000.00
0.0071
N
1205000.00
1205000.00
San Diego Cnty Regional Transportation Commission
Limited Sales Tax RB Series 2008D 0.200000%
797400FJ2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-11-07
2012-11-07
Y
California State Teachers Retirement Systems
N/A
N/A
State Street Bank & Trust Company NA
N/A
N/A
N
N
2270000.00
2270000.00
0.0134
N
2270000.00
2270000.00
San Diego Cnty Water Auth
Water Revenue COP Series 2008A 0.220000%
797415KF2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-11-07
2012-11-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
1000000.00
1000000.00
0.0059
N
1000000.00
1000000.00
San Diego Cnty Water Auth
CP Series 6 0.190000%
79742CDS6
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-08
2012-11-08
N
N
Y
Revolving Credit Agreement
Citibank NA
N/A
N/A
900000.00
900000.00
0.0053
N
900000.00
900000.00
San Diego Community College District
GO Bonds Series 2011 0.250000%
25155DAQ4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-11-07
2012-11-07
Y
Deutsche Bank AG
N/A
N/A
N
N
3500000.00
3500000.00
0.0207
N
3500000.00
3500000.00
San Diego Community College District
GO Bonds Series 2009 0.230000%
797272HA2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-11-07
2012-11-07
Y
Citibank NA
N/A
N/A
N
N
3125000.00
3125000.00
0.0184
N
3125000.00
3125000.00
San Diego Public Facilities Financing Auth
Sr Sewer RB Series 2009A 0.300000%
94985NJP7
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-01-17
2013-01-17
N
Y
Wells Fargo & Co
N/A
N/A
Y
Tender Option
Wells Fargo & Co
N/A
N/A
2000000.00
2000000.00
0.0118
N
2000000.00
2000000.00
San Francisco
Lease Revenue CP COP Series 2 0.180000%
79768DAQ0
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-12-05
2012-12-05
N
Y
US Bank NA
N/A
N/A
N
1000000.00
1000000.00
0.0059
N
999980.00
999980.00
San Francisco
GO Bonds (San Francisco General Hospital) Series 2009A 0.300000%
94985NHF1
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-07-11
2013-07-11
N
N
Y
Tender Option
Wells Fargo & Co
N/A
N/A
530000.00
530000.00
0.0031
N
530000.00
530000.00
San Francisco Redevelopment Agency
M/F Housing Refunding RB (Fillmore Center) Series 1992A1 0.210000%
79771MAS1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-11-07
2012-11-07
Y
Freddie Mac
N/A
N/A
Y
Freddie Mac
N/A
N/A
N
1800000.00
1800000.00
0.0106
N
1800000.00
1800000.00
San Francisco Airport Commission
Second Series Refunding RB Series 37C 0.190000%
79766DBC2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-11-07
2012-11-07
Y
Union Bank NA
N/A
N/A
Y
Union Bank NA
N/A
N/A
N
1300000.00
1300000.00
0.0077
N
1300000.00
1300000.00
San Joaquin Cnty Transportation Auth
Sales Tax Revenue CP 0.200000%
79811UAX4
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-09
2012-11-09
N
Y
JPMorgan Chase Bank NA
N/A
N/A
N
2000000.00
2000000.00
0.0118
N
2000000.00
2000000.00
San Jose-Evergreen Community College District
GO Bonds Series A 0.220000%
798189HB5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-11-07
2012-11-07
Y
Citibank NA
N/A
N/A
N
N
3980000.00
3980000.00
0.0235
N
3980000.00
3980000.00
San Mateo Cnty Community College District
GO Bonds Series 2005B 0.250000%
76113PDD7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-11-07
2012-11-07
Y
Wells Fargo & Co
N/A
N/A
N
N
215000.00
215000.00
0.0013
N
215000.00
215000.00
San Mateo Cnty Community College District
GO Bonds Series 2005B&2006A 0.200000%
799038ER1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-11-07
2012-11-07
Y
Wells Fargo & Co
N/A
N/A
N
N
380000.00
380000.00
0.0022
N
380000.00
380000.00
Santa Clara USD
TRAN 2012 2.000000%
801495D90
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-06-28
2013-06-28
N
N
N
500000.00
505746.59
0.0030
N
505905.00
505905.00
Southern California Metropolitan Water District
Water RB Series 2000B4 0.200000%
592663XJ2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-11-07
2012-11-07
Y
Wells Fargo Bank NA
N/A
N/A
N
N
700000.00
700000.00
0.0041
N
700000.00
700000.00
Southern California Metropolitan Water District
Water Refunding RB Series 2009A2 0.210000%
59266TCX7
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-11-01
2013-06-10
N
N
N
1000000.00
1000000.00
0.0059
N
999830.00
999830.00
Southern California Metropolitan Water District
Water Refunding RB Series 2011A1 0.210000%
59266TEK3
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-11-01
2013-03-08
N
N
N
1000000.00
1000000.00
0.0059
N
1000000.00
1000000.00
Southern California Metropolitan Water District
Water Refunding RB Series 2011A2 0.360000%
59266TEL1
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-11-01
2013-06-01
N
N
N
600000.00
600000.00
0.0035
N
600120.00
600120.00
Southern California Public Power Auth
Refunding RB (Palo Verde) Series 2008B 0.210000%
842475D44
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-11-07
2012-11-07
Y
Barclays Bank Plc
N/A
N/A
Y
Barclays Bank Plc
N/A
N/A
N
400000.00
400000.00
0.0024
N
400000.00
400000.00
Sunnyvale
Refunding COP Series 2009A 0.220000%
867546CD3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-11-07
2012-11-07
Y
Union Bank NA
N/A
N/A
Y
Union Bank NA
N/A
N/A
N
2510000.00
2510000.00
0.0148
N
2510000.00
2510000.00
Turlock Irrigation District
Sub Revenue CP Series A 0.250000%
90021UAJ8
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-09
2012-11-09
N
Y
Bank of America NA
N/A
N/A
N
5000000.00
5000000.00
0.0295
N
4999950.00
4999950.00
Univ of California
Limited Project RB Series 2005B 0.200000%
74926YUM1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-11-07
2012-11-07
Y
Royal Bank of Canada
N/A
N/A
N
N
1000000.00
1000000.00
0.0059
N
1000000.00
1000000.00
Univ of California
General RB Series 2007J 0.260000%
91412FW78
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-04-04
2013-04-04
N
N
Y
Tender Option
Wells Fargo & Co
N/A
N/A
3665000.00
3665000.00
0.0216
N
3665000.00
3665000.00
Univ of California
General RB Series 2003A 4.000000%
91412GJK2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-05-15
2013-05-15
N
N
Y
Escrow
Escrow
N/A
N/A
35000.00
35674.08
0.0002
N
35704.90
35704.90
Univ of California
General RB Series 2003A 4.000000%
91412GJT3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-05-15
2013-05-15
N
N
N
315000.00
321066.67
0.0019
N
321344.10
321344.10
William S. Hart UHSD
GO Bonds Series A 0.280000%
94985NKJ9
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-01-24
2013-01-24
N
Y
Wells Fargo & Co
N/A
N/A
Y
Tender Option
Wells Fargo & Co
N/A
N/A
4000000.00
4000000.00
0.0236
N
4000000.00
4000000.00