0001145549-12-009869.txt : 20121231 0001145549-12-009869.hdr.sgml : 20121231 20121107122040 ACCESSION NUMBER: 0001145549-12-009869 CONFORMED SUBMISSION TYPE: N-MFP PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121031 FILED AS OF DATE: 20121107 DATE AS OF CHANGE: 20121107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS CENTRAL INDEX KEY: 0000857156 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-MFP SEC ACT: 1933 Act SEC FILE NUMBER: 811-05954 FILM NUMBER: 121185662 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 1-800-648-5300 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS DATE OF NAME CHANGE: 19920703 0000857156 S000019114 Schwab California AMT Tax-Free Money Fund C000052863 Value Advantage Shares SNKXX N-MFP 1 primary_doc.xml N-MFP N-MFP LIVE N 2012-10-31 0000857156 S000019114 1 N N N N 033-31894 Charles Schwab Investment Management, Inc. 801-35905 PricewaterhouseCoopers LLP San Francisco CA Charles Schwab Investment Management, Inc. Boston Financial Data Services, Inc. 0000275143 84-00896 N N N Single State Fund 45 54 169456631.12 486865.02 535170.46 169408325.68 0.0024 1.0004 2012-10-31 1.0004 2012-10-31 C000052863 25000.00 169408325.68 1.00 -2293296.39 2039632.00 4332928.39 0.0001 1.0004 2012-10-31 1.0004 2012-10-31 Alameda Cnty IDA RB (Dale Hardware) Series 2010 0.240000% 01110RAA3 Variable Rate Demand Note N First Tier Security N/A N/A 2012-11-07 2012-11-07 Y Comerica Bank N/A N/A Y Comerica Bank N/A N/A N 2575000.00 2575000.00 0.0152 N 2575000.00 2575000.00 Anaheim Public Financing Auth Electric System Second Lien RB Series 2004 0.270000% 03255MPM3 Variable Rate Demand Note N First Tier Security N/A N/A 2012-11-07 2012-11-07 Y Morgan Stanley Bank NA N/A N/A Y Berkshire Hathaway Assurance Corp N/A N/A N 2700000.00 2700000.00 0.0159 N 2700000.00 2700000.00 Bay Area Toll Auth Toll Bridge RB Series 2006F 0.220000% 46633VSC4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-11-07 2012-11-07 Y JPMorgan Chase Bank NA N/A N/A N N 2085000.00 2085000.00 0.0123 N 2085000.00 2085000.00 Bay Area Toll Auth Toll Bridge RB Series 2009F1 0.270000% 74703YMA5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-11-07 2012-11-07 Y Bank of America NA N/A N/A N N 1305000.00 1305000.00 0.0077 N 1305000.00 1305000.00 California RAN 2012-2013 Series A2 2.500000% 13063BB68 Other Municipal Debt N First Tier Security N/A N/A 2013-06-20 2013-06-20 N N N 1700000.00 1722292.86 0.0102 N 1723613.00 1723613.00 California GO Bonds Series 2003B3 0.210000% 13063BCN0 Variable Rate Demand Note N First Tier Security N/A N/A 2012-11-07 2012-11-07 Y California Public Employees' Retirement System N/A N/A California State Teachers Retirement Systems N/A N/A JPMorgan Chase Bank NA N/A N/A Y California Public Employees' Retirement System N/A N/A California State Teachers Retirement Systems N/A N/A JPMorgan Chase Bank NA N/A N/A N 5000000.00 5000000.00 0.0295 N 5000000.00 5000000.00 California Educational Facilities Auth RB (Univ of Southern California) Series 2009A 0.240000% 05248RDV0 Variable Rate Demand Note N First Tier Security N/A N/A 2012-11-07 2012-11-07 Y Deutsche Bank AG N/A N/A N Y Obligor Univ of Southern California N/A N/A 2220000.00 2220000.00 0.0131 N 2220000.00 2220000.00 California Health Facilities Financing Auth RB (Sutter Health) Series 2011B 0.220000% 13033LMM6 Variable Rate Demand Note N First Tier Security N/A N/A 2012-11-07 2012-11-07 Y Citibank NA N/A N/A N Y Obligor Sutter Health N/A N/A 2100000.00 2100000.00 0.0124 N 2100000.00 2100000.00 California Infrastructure & Economic Development Bank Refunding RB (PG&E) Series 2009B 0.240000% 13033W3J0 Variable Rate Demand Note N First Tier Security N/A N/A 2012-11-01 2012-11-01 Y Mizuho Corporate Bank Ltd N/A N/A Y Mizuho Corporate Bank Ltd N/A N/A N 1200000.00 1200000.00 0.0071 N 1200000.00 1200000.00 California Infrastructure & Economic Development Bank RB (Asian-American Drug Abuse Program) Series 2008 0.280000% 13033WP80 Variable Rate Demand Note N First Tier Security N/A N/A 2012-11-07 2012-11-07 Y Comerica Bank N/A N/A Y Comerica Bank N/A N/A N 3330000.00 3330000.00 0.0197 N 3330000.00 3330000.00 California Infrastructure & Economic Development Bank RB (Casa Loma College) Series 2009 0.260000% 13033WX57 Variable Rate Demand Note N First Tier Security N/A N/A 2012-11-07 2012-11-07 Y Comerica Bank N/A N/A Y Comerica Bank N/A N/A N 1915000.00 1915000.00 0.0113 N 1915000.00 1915000.00 California Infrastructure & Economic Development Bank Refunding RB (J. Paul Getty Trust) Series 2007A1 2.500000% 13033WX81 Other Municipal Debt N First Tier Security N/A N/A 2013-04-01 2013-04-01 N N Y Obligor J. Paul Getty Trust N/A N/A 2810000.00 2834790.52 0.0167 N 2836189.20 2836189.20 California Pollution Control Financing Auth Solid Waste Disposal RB (BLT Enterprises of Fremont) Series 2010 0.240000% 130536PP4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-11-07 2012-11-07 Y Union Bank NA N/A N/A Y Union Bank NA N/A N/A N 2270000.00 2270000.00 0.0134 N 2270000.00 2270000.00 California School Cash Reserve Program Auth Sr Bonds 2012-2013 Series B 2.000000% 130583ET0 Other Municipal Debt N First Tier Security N/A N/A 2013-06-03 2013-06-03 N N Y Obligor California School Cash Reserve Program Auth N/A N/A Obligor Madera County Board of Education N/A N/A Obligor Morgan Hill Unified School District CA N/A N/A Obligor Pacific Grove USD N/A N/A Obligor Sonama Valley USD N/A N/A 810000.00 818233.65 0.0048 N 818181.00 818181.00 California Statewide Communities Development Auth RB (Kaiser Permanente) Series 2004K 0.250000% 13078GPU2 Other Commercial Paper N First Tier Security N/A N/A 2013-01-11 2013-01-11 N N Y Obligor Kaiser Permanente N/A N/A 2000000.00 2000000.00 0.0118 N 2000040.00 2000040.00 California Statewide Communities Development Auth RB (Kaiser Permanente) Series 2009A 5.000000% 130795D53 Other Municipal Debt N Unrated Security N/A N/A 2013-04-01 2013-04-01 N N Y Obligor Kaiser Permanente N/A N/A 1480000.00 1508243.59 0.0089 N 1508356.80 1508356.80 California Statewide Communities Development Auth RB (Proposition 1A Receivables) Series 2009 4.000000% 130795R58 Other Municipal Debt N First Tier Security N/A N/A 2013-06-15 2013-06-15 N N Y Obligor California N/A N/A 185000.00 189172.85 0.0011 N 189186.55 189186.55 California Statewide Communities Development Auth RB (Proposition 1A Receivables) Series 2009 5.000000% 130795R66 Other Municipal Debt N Unrated Security N/A N/A 2013-06-15 2013-06-15 N N Y Obligor California N/A N/A 3180000.00 3271694.70 0.0193 N 3271361.40 3271361.40 California Statewide Communities Development Auth RB (Kaiser Permanente) Series 2008B 0.220000% 13079JCJ4 Other Commercial Paper N First Tier Security N/A N/A 2013-03-14 2013-03-14 N N Y Obligor Kaiser Permanente N/A N/A 500000.00 500000.00 0.0030 N 499925.00 499925.00 California Statewide Communities Development Auth RB (Kaiser Permanente) Series 2009B2 0.260000% 13079RAF6 Other Commercial Paper N First Tier Security N/A N/A 2013-02-05 2013-02-05 N N Y Obligor Kaiser Permanente N/A N/A 2000000.00 2000000.00 0.0118 N 2000000.00 2000000.00 California Statewide Communities Development Auth RB (Kaiser Permanente) Series 2003B 0.200000% 130911RX0 Variable Rate Demand Note N First Tier Security N/A N/A 2012-11-07 2012-11-07 Y Kaiser Permanente N/A N/A N Y Obligor Kaiser Permanente N/A N/A 2200000.00 2200000.00 0.0130 N 2200000.00 2200000.00 California Statewide Communities Development Auth RB (Kaiser Permanente) Series 2012A 0.300000% 94987KDM4 Other Municipal Debt N First Tier Security N/A N/A 2013-01-17 2013-01-17 N Y Wells Fargo Bank NA N/A N/A Y Tender Option Wells Fargo Bank NA N/A N/A 1995000.00 1995000.00 0.0118 N 1995000.00 1995000.00 Chaffey Community College District GO Bonds Series 2005B 0.300000% 05248PG66 Variable Rate Demand Note N First Tier Security N/A N/A 2012-11-07 2012-11-07 Y Bank of America NA N/A N/A N N 6600000.00 6600000.00 0.0390 N 6600000.00 6600000.00 Coast Community College District GO Bonds Series 2006B 0.240000% 25154LM84 Variable Rate Demand Note N First Tier Security N/A N/A 2012-11-07 2012-11-07 Y Deutsche Bank AG N/A N/A N N 1225000.00 1225000.00 0.0072 N 1225000.00 1225000.00 Contra Costa Water District Extendible CP 0.230000% 21221VAB6 Other Commercial Paper N First Tier Security N/A N/A 2013-01-09 2013-06-17 N N N 1620000.00 1620000.00 0.0096 N 1619967.60 1619967.60 East Bay Municipal Utility District Water System Sub Refunding RB Series 2010A 0.210000% 271014UK6 Variable Rate Demand Note N First Tier Security N/A N/A 2012-11-07 2012-11-07 Y Citibank NA N/A N/A N N 240000.00 240000.00 0.0014 N 240000.00 240000.00 East Bay Municipal Utility District Water System Refunding RB Series 2009A1 0.210000% 271014UQ3 Other Municipal Debt N First Tier Security N/A N/A 2012-11-01 2012-12-03 N N N 985000.00 985000.00 0.0058 N 985019.70 985019.70 East Bay Municipal Utility District Water System Refunding RB Series 2009A2 0.220000% 271014UT7 Other Municipal Debt N First Tier Security N/A N/A 2012-11-01 2013-03-01 N N N 985000.00 985000.00 0.0058 N 985108.35 985108.35 East Bay Municipal Utility District Water System Extendible CP 0.210000% 27102BEX9 Other Commercial Paper N First Tier Security N/A N/A 2012-11-13 2013-05-11 N N N 1400000.00 1400000.00 0.0083 N 1400000.00 1400000.00 East Bay Municipal Utility District Water System Extendible CP 0.250000% 27102EEN5 Other Commercial Paper N First Tier Security N/A N/A 2012-11-15 2013-05-13 N N N 1000000.00 1000000.00 0.0059 N 1000000.00 1000000.00 Eastern Municipal Water District Water & Sewer Revenue COP Series 2008A 0.190000% 276771HB1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-11-07 2012-11-07 Y Wells Fargo Bank NA N/A N/A N N 100000.00 100000.00 0.0006 N 100000.00 100000.00 Elsinore Valley Municipal Water District Refunding COP Series 2011A 0.210000% 290319ET5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-11-07 2012-11-07 Y Union Bank NA N/A N/A Y Union Bank NA N/A N/A N 1215000.00 1215000.00 0.0072 N 1215000.00 1215000.00 Foothill-DeAnza Community College District GO Bonds Series C 0.210000% 07330CFH7 Variable Rate Demand Note N First Tier Security N/A N/A 2012-11-07 2012-11-07 Y Branch Banking & Trust Co N/A N/A N N 1200000.00 1200000.00 0.0071 N 1200000.00 1200000.00 Foothill-DeAnza Community College District GO Bonds Series B 0.240000% 25154L2M5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-11-07 2012-11-07 Y Deutsche Bank AG N/A N/A N N 355000.00 355000.00 0.0021 N 355000.00 355000.00 Foothill-DeAnza Community College District GO Bonds Series A 0.240000% 25154L5Z3 Variable Rate Demand Note N First Tier Security N/A N/A 2012-11-07 2012-11-07 Y Deutsche Bank AG N/A N/A N N 242000.00 242000.00 0.0014 N 242000.00 242000.00 Golden State Tobacco Securitization Corp Tobacco Settlement Asset-Backed Bonds Series 2003A2 7.900000% 38122NAA0 Other Municipal Debt N Unrated Security N/A N/A 2013-06-01 2013-06-01 N N Y Escrow Escrow N/A N/A 1000000.00 1044395.64 0.0062 N 1044010.00 1044010.00 Golden State Tobacco Securitization Corp Tobacco Settlement Asset-Backed Bonds Series 2003A1 6.250000% 38122NAP7 Other Municipal Debt N Unrated Security N/A N/A 2013-06-01 2013-06-01 N N Y Escrow Escrow N/A N/A 290000.00 299909.92 0.0018 N 299941.20 299941.20 Golden State Tobacco Securitization Corp Tobacco Settlement Asset-Backed Bonds Series 2003A1 6.750000% 38122NAQ5 Other Municipal Debt N Unrated Security N/A N/A 2013-06-01 2013-06-01 N N Y Escrow Escrow N/A N/A 2865000.00 2972670.68 0.0175 N 2972265.60 2972265.60 Golden State Tobacco Securitization Corp Tobacco Settlement Asset-Backed Bonds Series 2003A1 6.625000% 38122NAR3 Other Municipal Debt N Unrated Security N/A N/A 2013-06-01 2013-06-01 N N Y Escrow Escrow N/A N/A 185000.00 191740.07 0.0011 N 191793.20 191793.20 Golden State Tobacco Securitization Corp Enhanced Tobacco Settlement Asset-Backed Bonds Series 2003B 5.500000% 38122NBV3 Other Municipal Debt N Unrated Security N/A N/A 2013-06-01 2013-06-01 N N Y Escrow Escrow N/A N/A 55000.00 56621.11 0.0003 N 56665.95 56665.95 Golden State Tobacco Securitization Corp Tobacco Settlement Asset-Backed Bonds Series 2003B 5.625000% 38122NBW1 Other Municipal Debt N Unrated Security N/A N/A 2013-06-01 2013-06-01 N N Y Escrow Escrow N/A N/A 365000.00 376354.60 0.0022 N 376318.65 376318.65 Golden State Tobacco Securitization Corp Enhanced Tobacco Settlement Asset-Backed Bonds Series 2003B 5.000000% 38122NBX9 Other Municipal Debt N Unrated Security N/A N/A 2013-06-01 2013-06-01 N N Y Escrow Escrow N/A N/A 1025000.00 1053149.49 0.0062 N 1053126.00 1053126.00 Golden State Tobacco Securitization Corp Enhanced Tobacco Settlement Asset-Backed Bonds Series 2003B 5.500000% 38122NBY7 Other Municipal Debt N Unrated Security N/A N/A 2013-06-01 2013-06-01 N N Y Escrow Escrow N/A N/A 250000.00 257582.67 0.0015 N 257572.50 257572.50 Golden State Tobacco Securitization Corp Enhanced Tobacco Settlement Asset-Backed Bonds Series 2003B 5.500000% 38122NDT6 Other Municipal Debt N Unrated Security N/A N/A 2013-06-01 2013-06-01 N N Y Escrow Escrow N/A N/A 755000.00 777816.82 0.0046 N 777868.95 777868.95 Golden State Tobacco Securitization Corp Enhanced Tobacco Settlement Asset-Backed Bonds Series 2003B 5.500000% 38122NDU3 Other Municipal Debt N Unrated Security N/A N/A 2013-06-01 2013-06-01 N N Y Escrow Escrow N/A N/A 530000.00 546097.67 0.0032 N 546053.70 546053.70 Grossmont Healthcare District CA GO Bonds Series 2011B 0.210000% 399223BW5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-11-07 2012-11-07 Y Credit Suisse AG N/A N/A N N 1200000.00 1200000.00 0.0071 N 1200000.00 1200000.00 Hesperia Public Financing Authority RB (1993 St Refinancing) Series 2004 0.300000% 42805GAP8 Variable Rate Demand Note N First Tier Security N/A N/A 2012-11-07 2012-11-07 Y Bank of America NA N/A N/A Y Bank of America NA N/A N/A N 2055000.00 2055000.00 0.0121 N 2055000.00 2055000.00 Kings Cnty Housing Auth M/F Housing Refunding RB (Edgewater Isle Apts) Series 2001A 0.210000% 495795AF3 Variable Rate Demand Note N First Tier Security N/A N/A 2012-11-07 2012-11-07 Y Fannie Mae N/A N/A Y Fannie Mae N/A N/A N 2300000.00 2300000.00 0.0136 N 2300000.00 2300000.00 Los Angeles Cnty Capital Asset Leasing Corp Lease Revenue CP Notes Series A 0.190000% 54466SFY3 Other Commercial Paper N First Tier Security N/A N/A 2012-11-05 2012-11-05 N Y JPMorgan Chase Bank NA N/A N/A N 3000000.00 3000000.00 0.0177 N 3000000.00 3000000.00 Los Angeles Cnty Metropolitan Transportation Auth Sales Tax Refunding RB Second Sr Bonds Sries 2009E 4.000000% 544712T69 Other Municipal Debt N Unrated Security N/A N/A 2013-07-01 2013-07-01 N N Y Obligor Los Angeles Cnty Metropolitan Transportation Auth-Prop C N/A N/A 500000.00 512347.78 0.0030 N 512305.00 512305.00 Los Angeles Cnty Metropolitan Transportation Auth First Tier Sr Sales Tax Refunding RB Series 2008A3&A4 0.250000% 74926YSP7 Other Municipal Debt N First Tier Security N/A N/A 2012-11-01 2012-12-03 N Y Royal Bank of Canada N/A N/A Y Tender Option Royal Bank of Canada N/A N/A 1990000.00 1990000.00 0.0117 N 1990000.00 1990000.00 Los Angeles Community College District GO Bonds Series 2007A 0.240000% 54438CNM0 Variable Rate Demand Note N First Tier Security N/A N/A 2012-11-07 2012-11-07 Y Citibank NA N/A N/A N N 3000000.00 3000000.00 0.0177 N 3000000.00 3000000.00 Los Angeles Dept of Airports Sub Revenue CP Notes Series D4 0.230000% 54455DAC2 Other Commercial Paper N First Tier Security N/A N/A 2013-02-21 2013-02-21 N Y Wells Fargo Bank NA N/A N/A N 1000000.00 1000000.00 0.0059 N 1000000.00 1000000.00 Los Angeles Dept of Airports Airport Sr RB Series 2010A 0.240000% 74703YBS8 Variable Rate Demand Note N First Tier Security N/A N/A 2012-11-07 2012-11-07 Y Bank of America NA N/A N/A N N 2160000.00 2160000.00 0.0128 N 2160000.00 2160000.00 Los Angeles Dept of Water & Power Power System RB Series 2007A1 0.240000% 46633VUF4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-11-07 2012-11-07 Y JPMorgan Chase Bank NA N/A N/A N N 6000000.00 6000000.00 0.0354 N 6000000.00 6000000.00 Los Angeles Dept of Water & Power Power System RB Series 2011A 4.000000% 544495WS9 Other Municipal Debt N Unrated Security N/A N/A 2013-07-01 2013-07-01 N N N 1250000.00 1280795.47 0.0076 N 1280850.00 1280850.00 Los Angeles Harbor Dept CP Notes Series A2,B2&C2 0.220000% 54455DAD0 Other Commercial Paper N First Tier Security N/A N/A 2013-03-06 2013-03-06 N N Y Line of Credit Wells Fargo Bank NA N/A N/A 2000000.00 2000000.00 0.0118 N 2000000.00 2000000.00 Los Angeles Municipal Improvement Corp Lease Revenue CP Series A1 0.200000% 54459PZJ9 Other Commercial Paper N First Tier Security N/A N/A 2012-12-13 2012-12-13 N Y Wells Fargo Bank NA N/A N/A N 1000000.00 1000000.00 0.0059 N 999990.00 999990.00 Los Angeles Municipal Improvement Corp Lease Revenue CP Series A1 0.200000% 54485UM84 Other Commercial Paper N First Tier Security N/A N/A 2012-11-06 2012-11-06 N Y JPMorgan Chase Bank NA N/A N/A N 3000000.00 3000000.00 0.0177 N 3000000.00 3000000.00 Los Angeles USD GO Bonds Series 2003A 5.000000% 544644PL5 Other Municipal Debt N Unrated Security N/A N/A 2013-07-01 2013-07-01 N N N 500000.00 515660.11 0.0030 N 515645.00 515645.00 Los Angeles USD GO Bonds Series 2009D&2009I 0.240000% 544646US9 Variable Rate Demand Note N First Tier Security N/A N/A 2012-11-07 2012-11-07 Y Citibank NA N/A N/A N N 400000.00 400000.00 0.0024 N 400000.00 400000.00 Mt. Diablo USD GO Bonds Series 2010A 0.270000% 94985NWD9 Other Municipal Debt N First Tier Security N/A N/A 2013-03-21 2013-03-21 N Y Wells Fargo Bank NA N/A N/A Y Tender Option Wells Fargo Bank NA N/A N/A 455000.00 455000.00 0.0027 N 455000.00 455000.00 Newport Beach RB (Hoag Memorial Hospital Presbyterian) Series 2009D 5.000000% 651785BM8 Other Municipal Debt N First Tier Security N/A N/A 2013-02-07 2013-02-07 N N Y Obligor Hoag Memorial Hospital Presbyterian N/A N/A 1000000.00 1012573.58 0.0060 N 1012180.00 1012180.00 Newport-Mesa USD GO Bonds Series 2007 0.270000% 25154C4F8 Variable Rate Demand Note N First Tier Security N/A N/A 2012-11-07 2012-11-07 Y Deutsche Bank AG N/A N/A N N 5240000.00 5240000.00 0.0309 N 5240000.00 5240000.00 Orange Cnty Refunding RB (Riverbend Apts) 1999B 0.220000% 684209MS5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-11-07 2012-11-07 Y Freddie Mac N/A N/A Y Freddie Mac N/A N/A N 4200000.00 4200000.00 0.0248 N 4200000.00 4200000.00 Palomar Community College District GO Bonds Series 2006B 0.220000% 94985NXW6 Variable Rate Demand Note N First Tier Security N/A N/A 2012-11-07 2012-11-07 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 520000.00 520000.00 0.0031 N 520000.00 520000.00 Palomar Pomerado Health GO Bonds Series 2009A 0.220000% 94987KFX8 Variable Rate Demand Note N First Tier Security N/A N/A 2012-11-07 2012-11-07 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 600000.00 600000.00 0.0035 N 600000.00 600000.00 Peralta Community College District GO Bonds Series 2009C 0.220000% 94985NPW5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-11-07 2012-11-07 Y Wells Fargo & Co N/A N/A Y Wells Fargo & Co N/A N/A N 100000.00 100000.00 0.0006 N 100000.00 100000.00 Pittsburg Public Financing Auth Water Refunding RB Series 2008 0.300000% 72456PAS1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-11-07 2012-11-07 Y Bank of the West N/A N/A Y Bank of the West N/A N/A N 1000000.00 1000000.00 0.0059 N 1000000.00 1000000.00 Puerto Rico Sales Tax Financing Corp Sales Tax RB Series 2007A 0.210000% 74529JGK5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-11-07 2012-11-07 Y Credit Suisse AG N/A N/A N N 3600000.00 3600000.00 0.0213 N 3600000.00 3600000.00 Puerto Rico Sales Tax Financing Corp Sales Tax RB Sr Series 2009C 0.240000% 74529JJM8 Variable Rate Demand Note N First Tier Security N/A N/A 2012-11-07 2012-11-07 Y Citibank NA N/A N/A N N 1755000.00 1755000.00 0.0104 N 1755000.00 1755000.00 Riverside Cnty Transportation Commission Limited Sales Tax RB Series 2009B 0.210000% 769125DR3 Variable Rate Demand Note N First Tier Security N/A N/A 2012-11-07 2012-11-07 Y JPMorgan Chase Bank NA N/A N/A N N 2190000.00 2190000.00 0.0129 N 2190000.00 2190000.00 San Diego Cnty COP (San Diego Jewish Academy) Series 2003 0.210000% 797260LE4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-11-07 2012-11-07 Y Comerica Bank N/A N/A Y Comerica Bank N/A N/A N 945000.00 945000.00 0.0056 N 945000.00 945000.00 San Diego Cnty Regional Transportation Commission Limited Sales Tax RB Series 2008B 0.220000% 797400FG8 Variable Rate Demand Note N First Tier Security N/A N/A 2012-11-07 2012-11-07 Y JPMorgan Chase Bank NA N/A N/A N N 1205000.00 1205000.00 0.0071 N 1205000.00 1205000.00 San Diego Cnty Regional Transportation Commission Limited Sales Tax RB Series 2008D 0.200000% 797400FJ2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-11-07 2012-11-07 Y California State Teachers Retirement Systems N/A N/A State Street Bank & Trust Company NA N/A N/A N N 2270000.00 2270000.00 0.0134 N 2270000.00 2270000.00 San Diego Cnty Water Auth Water Revenue COP Series 2008A 0.220000% 797415KF2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-11-07 2012-11-07 Y JPMorgan Chase Bank NA N/A N/A N N 1000000.00 1000000.00 0.0059 N 1000000.00 1000000.00 San Diego Cnty Water Auth CP Series 6 0.190000% 79742CDS6 Other Commercial Paper N First Tier Security N/A N/A 2012-11-08 2012-11-08 N N Y Revolving Credit Agreement Citibank NA N/A N/A 900000.00 900000.00 0.0053 N 900000.00 900000.00 San Diego Community College District GO Bonds Series 2011 0.250000% 25155DAQ4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-11-07 2012-11-07 Y Deutsche Bank AG N/A N/A N N 3500000.00 3500000.00 0.0207 N 3500000.00 3500000.00 San Diego Community College District GO Bonds Series 2009 0.230000% 797272HA2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-11-07 2012-11-07 Y Citibank NA N/A N/A N N 3125000.00 3125000.00 0.0184 N 3125000.00 3125000.00 San Diego Public Facilities Financing Auth Sr Sewer RB Series 2009A 0.300000% 94985NJP7 Other Municipal Debt N First Tier Security N/A N/A 2013-01-17 2013-01-17 N Y Wells Fargo & Co N/A N/A Y Tender Option Wells Fargo & Co N/A N/A 2000000.00 2000000.00 0.0118 N 2000000.00 2000000.00 San Francisco Lease Revenue CP COP Series 2 0.180000% 79768DAQ0 Other Commercial Paper N First Tier Security N/A N/A 2012-12-05 2012-12-05 N Y US Bank NA N/A N/A N 1000000.00 1000000.00 0.0059 N 999980.00 999980.00 San Francisco GO Bonds (San Francisco General Hospital) Series 2009A 0.300000% 94985NHF1 Other Municipal Debt N First Tier Security N/A N/A 2013-07-11 2013-07-11 N N Y Tender Option Wells Fargo & Co N/A N/A 530000.00 530000.00 0.0031 N 530000.00 530000.00 San Francisco Redevelopment Agency M/F Housing Refunding RB (Fillmore Center) Series 1992A1 0.210000% 79771MAS1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-11-07 2012-11-07 Y Freddie Mac N/A N/A Y Freddie Mac N/A N/A N 1800000.00 1800000.00 0.0106 N 1800000.00 1800000.00 San Francisco Airport Commission Second Series Refunding RB Series 37C 0.190000% 79766DBC2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-11-07 2012-11-07 Y Union Bank NA N/A N/A Y Union Bank NA N/A N/A N 1300000.00 1300000.00 0.0077 N 1300000.00 1300000.00 San Joaquin Cnty Transportation Auth Sales Tax Revenue CP 0.200000% 79811UAX4 Other Commercial Paper N First Tier Security N/A N/A 2012-11-09 2012-11-09 N Y JPMorgan Chase Bank NA N/A N/A N 2000000.00 2000000.00 0.0118 N 2000000.00 2000000.00 San Jose-Evergreen Community College District GO Bonds Series A 0.220000% 798189HB5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-11-07 2012-11-07 Y Citibank NA N/A N/A N N 3980000.00 3980000.00 0.0235 N 3980000.00 3980000.00 San Mateo Cnty Community College District GO Bonds Series 2005B 0.250000% 76113PDD7 Variable Rate Demand Note N First Tier Security N/A N/A 2012-11-07 2012-11-07 Y Wells Fargo & Co N/A N/A N N 215000.00 215000.00 0.0013 N 215000.00 215000.00 San Mateo Cnty Community College District GO Bonds Series 2005B&2006A 0.200000% 799038ER1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-11-07 2012-11-07 Y Wells Fargo & Co N/A N/A N N 380000.00 380000.00 0.0022 N 380000.00 380000.00 Santa Clara USD TRAN 2012 2.000000% 801495D90 Other Municipal Debt N First Tier Security N/A N/A 2013-06-28 2013-06-28 N N N 500000.00 505746.59 0.0030 N 505905.00 505905.00 Southern California Metropolitan Water District Water RB Series 2000B4 0.200000% 592663XJ2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-11-07 2012-11-07 Y Wells Fargo Bank NA N/A N/A N N 700000.00 700000.00 0.0041 N 700000.00 700000.00 Southern California Metropolitan Water District Water Refunding RB Series 2009A2 0.210000% 59266TCX7 Other Municipal Debt N First Tier Security N/A N/A 2012-11-01 2013-06-10 N N N 1000000.00 1000000.00 0.0059 N 999830.00 999830.00 Southern California Metropolitan Water District Water Refunding RB Series 2011A1 0.210000% 59266TEK3 Other Municipal Debt N First Tier Security N/A N/A 2012-11-01 2013-03-08 N N N 1000000.00 1000000.00 0.0059 N 1000000.00 1000000.00 Southern California Metropolitan Water District Water Refunding RB Series 2011A2 0.360000% 59266TEL1 Other Municipal Debt N First Tier Security N/A N/A 2012-11-01 2013-06-01 N N N 600000.00 600000.00 0.0035 N 600120.00 600120.00 Southern California Public Power Auth Refunding RB (Palo Verde) Series 2008B 0.210000% 842475D44 Variable Rate Demand Note N First Tier Security N/A N/A 2012-11-07 2012-11-07 Y Barclays Bank Plc N/A N/A Y Barclays Bank Plc N/A N/A N 400000.00 400000.00 0.0024 N 400000.00 400000.00 Sunnyvale Refunding COP Series 2009A 0.220000% 867546CD3 Variable Rate Demand Note N First Tier Security N/A N/A 2012-11-07 2012-11-07 Y Union Bank NA N/A N/A Y Union Bank NA N/A N/A N 2510000.00 2510000.00 0.0148 N 2510000.00 2510000.00 Turlock Irrigation District Sub Revenue CP Series A 0.250000% 90021UAJ8 Other Commercial Paper N First Tier Security N/A N/A 2012-11-09 2012-11-09 N Y Bank of America NA N/A N/A N 5000000.00 5000000.00 0.0295 N 4999950.00 4999950.00 Univ of California Limited Project RB Series 2005B 0.200000% 74926YUM1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-11-07 2012-11-07 Y Royal Bank of Canada N/A N/A N N 1000000.00 1000000.00 0.0059 N 1000000.00 1000000.00 Univ of California General RB Series 2007J 0.260000% 91412FW78 Other Municipal Debt N First Tier Security N/A N/A 2013-04-04 2013-04-04 N N Y Tender Option Wells Fargo & Co N/A N/A 3665000.00 3665000.00 0.0216 N 3665000.00 3665000.00 Univ of California General RB Series 2003A 4.000000% 91412GJK2 Other Municipal Debt N Unrated Security N/A N/A 2013-05-15 2013-05-15 N N Y Escrow Escrow N/A N/A 35000.00 35674.08 0.0002 N 35704.90 35704.90 Univ of California General RB Series 2003A 4.000000% 91412GJT3 Other Municipal Debt N Unrated Security N/A N/A 2013-05-15 2013-05-15 N N N 315000.00 321066.67 0.0019 N 321344.10 321344.10 William S. Hart UHSD GO Bonds Series A 0.280000% 94985NKJ9 Other Municipal Debt N First Tier Security N/A N/A 2013-01-24 2013-01-24 N Y Wells Fargo & Co N/A N/A Y Tender Option Wells Fargo & Co N/A N/A 4000000.00 4000000.00 0.0236 N 4000000.00 4000000.00