0001145549-12-008960.txt : 20121128
0001145549-12-008960.hdr.sgml : 20121128
20121005113842
ACCESSION NUMBER: 0001145549-12-008960
CONFORMED SUBMISSION TYPE: N-MFP
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121005
DATE AS OF CHANGE: 20121005
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS
CENTRAL INDEX KEY: 0000857156
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: N-MFP
SEC ACT: 1933 Act
SEC FILE NUMBER: 811-05954
FILM NUMBER: 121131354
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 1-800-648-5300
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS
DATE OF NAME CHANGE: 19920703
0000857156
S000004513
Schwab New York AMT Tax-Free Money Fund
C000012394
Sweep Shares
SWNXX
C000012395
Value Advantage Shares
SWYXX
N-MFP
1
primary_doc.xml
N-MFP
N-MFP
LIVE
N
2012-09-30
0000857156
S000004513
2
N
N
N
N
033-31894
Charles Schwab Investment Management, Inc.
801-35905
PricewaterhouseCoopers LLP
San Francisco
CA
Charles Schwab Investment Management, Inc.
Boston Financial Data Services, Inc.
0000275143
84-00896
N
N
N
Single State Fund
46
48
1953359903.00
4114894.59
19537872.41
1937936925.18
0.0022
1.0008
2012-09-30
1.0008
2012-09-30
C000012394
1.00
1576671166.35
1.00
487957.31
310498768.05
310010810.74
0.0001
1.0008
2012-09-30
1.0008
2012-09-30
C000012395
25000.00
361265758.83
1.00
-1816106.05
2747372.45
4563478.50
0.0001
1.0009
2012-09-30
1.0009
2012-09-30
Amherst Development Corp
Student Housing Facility Refunding RB Series 2010B 0.180000%
031358AX2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
HSBC BANK USA
N/A
N/A
Y
HSBC Bank USA
N/A
N/A
N
5900000.00
5900000.00
0.0030
N
5900000.00
5900000.00
Amherst IDA
Civic Facility RB (Daemen College) Series 2006B 0.230000%
031362EJ1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
3690000.00
3690000.00
0.0019
N
3690000.00
3690000.00
Brookhaven IDA
Civic Facility RB (Methodist Retirement Community Development Corp) Series 2001 0.180000%
113156CP6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
US Bank NA
N/A
N/A
Y
US Bank NA
N/A
N/A
N
3750000.00
3750000.00
0.0019
N
3750000.00
3750000.00
Chautauqua Cnty IDA
Civic Facility RB (Jamestown Center City Development Corp) Series 2000A 0.210000%
162544AU4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
11010000.00
11010000.00
0.0057
N
11010000.00
11010000.00
Cheektowaga
BAN 2012 1.000000%
162879F47
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-07-18
2013-07-18
N
N
N
12735000.00
12805523.99
0.0066
N
12805551.90
12805551.90
Colonie Local Development Corp
RB (Shaker Point at Carondelet) Series 2011 0.180000%
196220AA5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
10000000.00
10000000.00
0.0052
N
10000000.00
10000000.00
East Rochester Housing Auth
Housing RB (Park Ridge Nursing Home) Series 2008 0.230000%
274722DX2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
13965000.00
13965000.00
0.0072
N
13965000.00
13965000.00
Greene Cnty
BAN 2012 1.000000%
394604LN0
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-03-29
2013-03-29
N
N
N
10000000.00
10030734.89
0.0052
N
10035600.00
10035600.00
Ithaca
BAN Series 2012 1.000000%
465650SA8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-02
2013-08-02
N
N
N
12565512.00
12638687.12
0.0065
N
12638517.62
12638517.62
Lancaster IDA
Civic Facility RB (2000 GreenField Manor) 0.220000%
514502AA1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
9735000.00
9735000.00
0.0050
N
9735000.00
9735000.00
Madison Cnty IDA
Civic Facility RB (Colgate Univ) Series 2005A 0.190000%
46632PBD4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
Berkshire Hathaway Assurance Corp
N/A
N/A
N
11845000.00
11845000.00
0.0061
N
11845000.00
11845000.00
Manhasset UFSD
TAN Series 2012-2013 1.000000%
562745JB6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-20
2013-06-20
N
N
N
12000000.00
12066676.16
0.0062
N
12066720.00
12066720.00
Metropolitan Transportation Auth
Dedicated Tax Fund Bonds Series 2004B2 0.190000%
46636YNQ9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
8055000.00
8055000.00
0.0042
N
8055000.00
8055000.00
Metropolitan Transportation Auth
State Service Contract Bonds Series 2002B 5.500000%
5925973C0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-01-01
2013-01-01
N
N
Y
Obligor
New York State
N/A
N/A
840000.00
850813.36
0.0004
N
850852.80
850852.80
Metropolitan Transportation Auth
Dedicated Tax Fund Refunding Bonds Series 2008A1 0.180000%
59259NH97
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Morgan Stanley Bank NA
N/A
N/A
Y
Morgan Stanley Bank NA
N/A
N/A
N
29775000.00
29775000.00
0.0154
N
29775000.00
29775000.00
Metropolitan Transportation Auth
Dedicated Tax Fund Bonds Series 2004A 5.000000%
59259NNL3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-11-15
2012-11-15
N
N
N
100000.00
100561.55
0.0001
N
100558.00
100558.00
Metropolitan Transportation Auth
Transportation RB Series 2005B 0.190000%
59259R6Y5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
Berkshire Hathaway Assurance Corp
N/A
N/A
N
4995000.00
4995000.00
0.0026
N
4995000.00
4995000.00
Metropolitan Transportation Auth
Transportation Refunding RB Series 2002G1 0.150000%
59259R7S7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Bank of Nova Scotia
N/A
N/A
Y
Bank of Nova Scotia
N/A
N/A
N
42000000.00
42000000.00
0.0217
N
42000000.00
42000000.00
Metropolitan Transportation Auth
Transportation RB Series 2007A 0.210000%
59259RZ80
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Citibank NA
N/A
N/A
Y
Berkshire Hathaway Assurance Corp
N/A
N/A
N
26000000.00
26000000.00
0.0134
N
26000000.00
26000000.00
Metropolitan Transportation Auth
Transportation RB Series 2008B1 2.000000%
59259YKB4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-11-15
2012-11-15
N
N
N
7040000.00
7053364.46
0.0036
N
7055417.60
7055417.60
Metropolitan Transportation Auth
Transportation Refunding RB Series 2012F 2.000000%
59259YST7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-11-15
2012-11-15
N
N
N
11825000.00
11850497.66
0.0061
N
11850896.75
11850896.75
Metropolitan Transportation Auth
Transportation Revenue BAN Series CP2B 0.210000%
59260MGY2
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-10-12
2012-10-12
N
Y
Barclays Bank Plc
N/A
N/A
N
16190000.00
16190000.00
0.0084
N
16190000.00
16190000.00
Metropolitan Transportation Auth
Transportation Revenue BAN Series CP2B 0.180000%
59260MJE3
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-10-01
2012-10-01
N
Y
Barclays Bank Plc
N/A
N/A
N
16500000.00
16500000.00
0.0085
N
16500000.00
16500000.00
Metropolitan Transportation Auth
Transportation Revenue BAN Series CP2B 0.200000%
59260MJJ2
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
N
Y
Barclays Bank Plc
N/A
N/A
N
53235000.00
53235000.00
0.0275
N
53235000.00
53235000.00
Metropolitan Transportation Auth
Transportation Revenue BAN Series CP2C 0.170000%
59260UEA8
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-12-04
2012-12-04
N
Y
Royal Bank of Canada
N/A
N/A
N
28500000.00
28500000.00
0.0147
N
28499430.00
28499430.00
Metropolitan Transportation Auth
Transportation Revenue BAN Series CP2C 0.180000%
59260UEE0
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-01-14
2013-01-14
N
Y
Royal Bank of Canada
N/A
N/A
N
20000000.00
20000000.00
0.0103
N
19999400.00
19999400.00
Metropolitan Transportation Auth
Dedicated Tax Fund Bonds Series 2006A 0.250000%
74703UAW8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Bank of America NA
N/A
N/A
N
N
3740000.00
3740000.00
0.0019
N
3740000.00
3740000.00
Miller Place UFSD
TAN 2012-2013 1.000000%
600582KF6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-27
2013-06-27
N
N
N
10200000.00
10255555.58
0.0053
N
10255488.00
10255488.00
Monroe Cnty IDA
Civic Facility RB Series 2004 0.280000%
610752CU9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
1660000.00
1660000.00
0.0009
N
1660000.00
1660000.00
Monroe Cnty IDA
Civic Facility RB (Cherry Ridge Apts) Series 2005 0.200000%
610752CZ8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
HSBC BANK USA
N/A
N/A
Y
HSBC Bank USA
N/A
N/A
N
2800000.00
2800000.00
0.0014
N
2800000.00
2800000.00
Monroe Cnty IDA
RB (Univ of Rochester) Series 2011A&B 0.200000%
94985N5G2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Wells Fargo Bank NA
N/A
N/A
Y
Wells Fargo Bank NA
N/A
N/A
N
7505000.00
7505000.00
0.0039
N
7505000.00
7505000.00
Nassau Cnty Interim Finance Auth
Sales Tax Secured Bonds Series 2008B 0.190000%
631663KG5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Sumitomo Mitsui Banking Corp
N/A
N/A
N
N
14000000.00
14000000.00
0.0072
N
14000000.00
14000000.00
Nassau Cnty Interim Finance Auth
Sales Tax Secured Bonds Series 2008D1 0.280000%
631663MM0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Bank of America NA
N/A
N/A
N
N
36000000.00
36000000.00
0.0186
N
36000000.00
36000000.00
Nassau Cnty Local Economic Assistance Corp
RB Series 2011A 0.180000%
63166LAA9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
TD Bank NA
N/A
N/A
Y
TD Bank NA
N/A
N/A
N
5000000.00
5000000.00
0.0026
N
5000000.00
5000000.00
Nassau Health Care Corp
Bonds Series 2009C2 0.180000%
63167NAW6
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-10-07
2012-10-07
N
Y
Wells Fargo Bank NA
N/A
N/A
N
2500000.00
2500000.00
0.0013
N
2500000.00
2500000.00
New York City
GO Bonds Fiscal 2008 Series E 0.190000%
18886PM51
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
State Street Bank & Trust Company NA
N/A
N/A
N
N
18695000.00
18695000.00
0.0096
N
18695000.00
18695000.00
New York City
GO Bonds Fiscal 2005 Series J 0.190000%
46632PJP9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
7015000.00
7015000.00
0.0036
N
7015000.00
7015000.00
New York City
GO Bonds Fiscal 2005 Series G 0.190000%
46632PMQ3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
7555000.00
7555000.00
0.0039
N
7555000.00
7555000.00
New York City
GO Bonds Fiscal 2004 Series J 0.190000%
46632PMS9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
7670000.00
7670000.00
0.0040
N
7670000.00
7670000.00
New York City
GO Bonds Fiscal 2009 Series I1 0.190000%
46633VBC2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
14740000.00
14740000.00
0.0076
N
14740000.00
14740000.00
New York City
GO Bonds Fiscal 2012 Series G1 0.220000%
46636YN30
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Deutsche Bank AG
N/A
N/A
Y
Deutsche Bank AG
N/A
N/A
N
3565000.00
3565000.00
0.0018
N
3565000.00
3565000.00
New York City
GO Bonds Fiscal 1995 Series F6 0.170000%
649659HR3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
50000.00
50000.00
0.0000
N
50000.00
50000.00
New York City
GO Bonds Fiscal 1994 Series A6 0.210000%
649660NX1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Landesbank Hessen-Thuringen Girozentrale
N/A
N/A
Y
Landesbank Hessen-Thuringen Girozentrale
N/A
N/A
N
3300000.00
3300000.00
0.0017
N
3300000.00
3300000.00
New York City
GO Bonds Fiscal 1994 Series H4 0.190000%
64966CG88
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-01
2012-10-01
Y
Bank of New York Mellon
N/A
N/A
Y
Bank of New York Mellon
N/A
N/A
N
5180000.00
5180000.00
0.0027
N
5180000.00
5180000.00
New York City
GO Bonds Fiscal 2004 Series I 5.000000%
64966CV81
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
100000.00
103850.67
0.0001
N
103959.00
103959.00
New York City
GO Bonds Fiscal 2005 Series J 5.000000%
64966EBV8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-03-01
2013-03-01
N
N
N
100000.00
101875.41
0.0001
N
101980.00
101980.00
New York City
GO Bonds Fiscal 2007 Series C1 5.000000%
64966F7K4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-01-01
2013-01-01
N
N
N
525000.00
531182.72
0.0003
N
531179.25
531179.25
New York City
GO Bonds Fiscal 2008 Series L1 0.190000%
64966G6D9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
6660000.00
6660000.00
0.0034
N
6660000.00
6660000.00
New York City
GO Bonds Fiscal 2008 Series I1 4.000000%
64966GQ88
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-02-01
2013-02-01
N
N
N
200000.00
202401.13
0.0001
N
202502.00
202502.00
New York City
GO Bonds Fiscal 2008 Series D 5.000000%
64966GYA4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-12-01
2012-12-01
N
N
N
415000.00
418237.56
0.0002
N
418220.40
418220.40
New York City
GO Bonds Fiscal 2008 Series E 5.000000%
64966GYW6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
200000.00
207701.33
0.0001
N
207918.00
207918.00
New York City
GO Bonds Fiscal 2003 Series C3A 0.180000%
64966H7V6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Bank of Nova Scotia
N/A
N/A
N
N
13885000.00
13885000.00
0.0072
N
13885000.00
13885000.00
New York City
GO Bonds Fiscal 2003 Series C3B 0.180000%
64966H7X2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Lloyds TSB Bank Plc
N/A
N/A
N
N
30000000.00
30000000.00
0.0155
N
30000000.00
30000000.00
New York City
GO Bonds Fiscal 2009 Series C 5.000000%
64966HBL3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
375000.00
389454.73
0.0002
N
389846.25
389846.25
New York City
GO Bonds Fiscal 2011 Series B 5.000000%
64966HD64
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
560000.00
582053.87
0.0003
N
582170.40
582170.40
New York City
GO Bonds Fiscal 2005 Series O 0.200000%
64966HDM9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Citibank NA
N/A
N/A
N
N
7000000.00
7000000.00
0.0036
N
7000000.00
7000000.00
New York City
GO Bonds Fiscal 2009 Series H1 4.000000%
64966HGD6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-03-01
2013-03-01
N
N
N
100000.00
101468.06
0.0001
N
101569.00
101569.00
New York City
GO Bonds Fiscal 2009 Series J1 0.200000%
64966HMA5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Citibank NA
N/A
N/A
N
N
11900000.00
11900000.00
0.0061
N
11900000.00
11900000.00
New York City
GO Bonds Fiscal 2006 Series F4B 0.160000%
64966HW48
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Union Bank NA
N/A
N/A
Y
Union Bank NA
N/A
N/A
N
5300000.00
5300000.00
0.0027
N
5300000.00
5300000.00
New York City
GO Bonds Fiscal 2008 Series C1 5.000000%
64966JA48
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-10-01
2012-10-01
N
N
Y
Escrow
Escrow
N/A
N/A
5000.00
5000.00
0.0000
N
5000.00
5000.00
New York City
GO Bonds Fiscal 2008 Series C1 5.000000%
64966JA71
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-10-01
2012-10-01
N
N
N
145000.00
145000.00
0.0001
N
145000.00
145000.00
New York City
GO Bonds Fiscal 2012 Series G3 0.180000%
64966JB47
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Citibank NA
N/A
N/A
Y
Citibank NA
N/A
N/A
N
44850000.00
44850000.00
0.0231
N
44850000.00
44850000.00
New York City
GO Bonds Fiscal 2010 Series E 0.190000%
64966JTH9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Citibank NA
N/A
N/A
N
N
1300000.00
1300000.00
0.0007
N
1300000.00
1300000.00
New York City
GO Bonds Fiscal 2012 Series D1 0.180000%
64966JX92
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Citibank NA
N/A
N/A
N
N
5000000.00
5000000.00
0.0026
N
5000000.00
5000000.00
New York City
GO Bonds Fiscal 2005 Series E 5.000000%
64966JYB6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-11-01
2012-11-01
N
N
Y
Escrow
Escrow
N/A
N/A
515000.00
517122.43
0.0003
N
516931.25
516931.25
New York City
GO Bonds Fiscal 2005 Series E 5.000000%
64966JZA7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-11-01
2012-11-01
N
N
N
370000.00
371474.27
0.0002
N
371387.50
371387.50
New York City Housing Development Corp
M/F Housing RB Series 2009C1 0.190000%
46632P8M8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
9000000.00
9000000.00
0.0046
N
9000000.00
9000000.00
New York City Housing Development Corp
M/F Mortgage RB (101 Ave D Apts) Series 2010A 0.200000%
64966TCF9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Bank of America NA
N/A
N/A
Y
Bank of America NA
N/A
N/A
N
15000000.00
15000000.00
0.0077
N
15000000.00
15000000.00
New York City Housing Development Corp
M/F Rental Housing RB (90 Washington St) Series 2005A 0.170000%
64970HBC7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Fannie Mae
N/A
N/A
Y
Fannie Mae
N/A
N/A
N
22700000.00
22700000.00
0.0117
N
22700000.00
22700000.00
New York City Housing Development Corp
M/F Rental Housing RB (Lexington Courts) Series 2009A 0.170000%
64970HDV3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Freddie Mac
N/A
N/A
Y
Freddie Mac
N/A
N/A
N
10500000.00
10500000.00
0.0054
N
10500000.00
10500000.00
New York City Housing Development Corp
M/F Housing RB Series 2010B 0.200000%
64970M7W7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Citibank NA
N/A
N/A
N
N
27920000.00
27920000.00
0.0144
N
27920000.00
27920000.00
New York City Housing Development Corp
M/F Housing RB Series 2010D1A 2.050000%
64972BAH8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-05-01
2013-05-01
N
N
N
100000.00
100901.68
0.0001
N
100870.00
100870.00
New York City Housing Development Corp
M/F Housing RB Series 2012C 0.270000%
64972BSC0
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-02-01
2013-02-01
N
N
N
7000000.00
7000000.00
0.0036
N
7000000.00
7000000.00
New York City Housing Development Corp
M/F Housing RB Series 2009H2 0.250000%
64972BTJ4
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-06-28
2013-06-28
N
N
N
6640000.00
6640000.00
0.0034
N
6640464.80
6640464.80
New York City Housing Development Corp
M/F Housing RB Series 2012D1A 0.260000%
94987KJG1
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-05-09
2013-05-09
N
N
Y
Tender Option
Wells Fargo Bank NA
N/A
N/A
19995000.00
19995000.00
0.0103
N
19995000.00
19995000.00
New York City IDA
Civic Facility RB (Covenant of the Sacred Heart School of New York) Series 2002 0.170000%
649438HZ4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Federal Home Loan Bank
N/A
N/A
Y
Federal Home Loan Bank
N/A
N/A
N
14515000.00
14515000.00
0.0075
N
14515000.00
14515000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2008 Series A 0.180000%
07330CKG3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Branch Banking & Trust Co
N/A
N/A
N
N
15495000.00
15495000.00
0.0080
N
15495000.00
15495000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2006 Series A 0.180000%
27884FEJ5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
US Bank NA
N/A
N/A
Y
US Bank NA
N/A
N/A
N
9935000.00
9935000.00
0.0051
N
9935000.00
9935000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2005 Series D 0.190000%
46632PNF6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
3475000.00
3475000.00
0.0018
N
3475000.00
3475000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2006 Series AA1 0.200000%
64970K7Z4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-01
2012-10-01
Y
California State Teachers Retirement Systems
N/A
N/A
State Street Bank & Trust Company NA
N/A
N/A
N
N
785000.00
785000.00
0.0004
N
785000.00
785000.00
New York City Municipal Water Finance Auth
CP Series 1 0.190000%
64970LWS0
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-09
2012-11-09
N
N
N
20000000.00
20000000.00
0.0103
N
20000600.00
20000600.00
New York City Municipal Water Finance Auth
CP Series 1 0.190000%
64970LWT8
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-09
2012-11-09
N
N
N
15000000.00
15000000.00
0.0077
N
15000450.00
15000450.00
New York City Municipal Water Finance Auth
CP Series 6 0.200000%
64971TWX1
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-10-04
2012-10-04
N
N
N
12000000.00
12000000.00
0.0062
N
12000000.00
12000000.00
New York City Municipal Water Finance Auth
Extendible CP Series 8 0.240000%
64972AFE2
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-19
2013-05-19
N
N
N
25850000.00
25850000.00
0.0133
N
25850258.50
25850258.50
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2012 Series A1 0.190000%
64972F4V5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-01
2012-10-01
Y
Mizuho Corporate Bank Ltd
N/A
N/A
N
N
4820000.00
4820000.00
0.0025
N
4820000.00
4820000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2011 Series HH 0.210000%
64972F6D3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Deutsche Bank AG
N/A
N/A
N
N
14700000.00
14700000.00
0.0076
N
14700000.00
14700000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2006 Series A 0.190000%
64972FBS4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
22865000.00
22865000.00
0.0118
N
22865000.00
22865000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2005 Series D 0.250000%
64972FCV6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Credit Suisse AG
N/A
N/A
N
N
5800000.00
5800000.00
0.0030
N
5800000.00
5800000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2003 Series E 0.190000%
64972FSK3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
4995000.00
4995000.00
0.0026
N
4995000.00
4995000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2005 Series D 0.190000%
64972FUV6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
5420000.00
5420000.00
0.0028
N
5420000.00
5420000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2009 Series DD 0.210000%
64972FYV2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Citibank NA
N/A
N/A
N
N
8125000.00
8125000.00
0.0042
N
8125000.00
8125000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2006 Series D 0.210000%
74703YDH0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Bank of America NA
N/A
N/A
N
N
13000000.00
13000000.00
0.0067
N
13000000.00
13000000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2007 Series A 0.210000%
74703YT91
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Bank of America NA
N/A
N/A
N
N
2000000.00
2000000.00
0.0010
N
2000000.00
2000000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2007 Series A 0.210000%
74703YTU4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Bank of America NA
N/A
N/A
N
N
12250000.00
12250000.00
0.0063
N
12250000.00
12250000.00
New York City Municipal Water Finance Auth
Water & Sewer System RB Fiscal 2012 Series FF 0.200000%
94987KJB2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Wells Fargo Bank NA
N/A
N/A
N
N
7210000.00
7210000.00
0.0037
N
7210000.00
7210000.00
New York City Transitional Finance Auth
Future Tax Sub Bonds Fiscal 2012 Series E1 0.210000%
25155DMF5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Deutsche Bank AG
N/A
N/A
N
N
11330000.00
11330000.00
0.0058
N
11330000.00
11330000.00
New York City Transitional Finance Auth
Future Tax Secured Bonds Fiscal 2010 Series A1 0.190000%
46633VDB2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
11000000.00
11000000.00
0.0057
N
11000000.00
11000000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2011 Series D1 0.190000%
46633VQ36
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
3750000.00
3750000.00
0.0019
N
3750000.00
3750000.00
New York City Transitional Finance Auth
Recovery Bonds Fiscal 2003 Series 2D 0.180000%
64971KFE1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Lloyds TSB Bank Plc
N/A
N/A
N
N
2500000.00
2500000.00
0.0013
N
2500000.00
2500000.00
New York City Transitional Finance Auth
Recovery Bonds Fiscal 2003 Series 3G 0.180000%
64971KGG5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Bank of New York Mellon
N/A
N/A
N
N
15115000.00
15115000.00
0.0078
N
15115000.00
15115000.00
New York City Transitional Finance Auth
Future Tax Secured Refunding Bonds Fiscal 2004 Series D2 5.000000%
64971KYV2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-11-01
2012-11-01
N
N
N
750000.00
752994.48
0.0004
N
752812.50
752812.50
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2007 Series C1 0.250000%
64971MNB4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
6000000.00
6000000.00
0.0031
N
6000000.00
6000000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2010 Series D 5.000000%
64971QFE8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-11-01
2012-11-01
N
N
N
200000.00
200776.43
0.0001
N
200750.00
200750.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2011 Series B3 2.000000%
64971QVP5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-11-01
2012-11-01
N
N
Y
Escrow
Escrow
N/A
N/A
25000.00
25032.19
0.0000
N
25034.50
25034.50
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2011 Series B3 2.000000%
64971QVT7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-11-01
2012-11-01
N
N
N
675000.00
675869.08
0.0003
N
675911.25
675911.25
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2012 Series E1 0.190000%
64971QWB5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Citibank NA
N/A
N/A
N
N
2815000.00
2815000.00
0.0015
N
2815000.00
2815000.00
New York City Transitional Finance Auth
Building Aid RB Fiscal 2007 Series S1 0.200000%
64972HFE7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Citibank NA
N/A
N/A
N
Y
Obligor
New York State
N/A
N/A
8850000.00
8850000.00
0.0046
N
8850000.00
8850000.00
New York City Transitional Finance Auth
Building Aid RB Fiscal 2007 Series S2 0.200000%
64972HFU1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State
N/A
N/A
12090000.00
12090000.00
0.0062
N
12090000.00
12090000.00
New York City Transitional Finance Auth
Building Aid RB Fiscal 2008 Series S1 0.210000%
64972HRC8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Citibank NA
N/A
N/A
N
Y
Obligor
New York State
N/A
N/A
6000000.00
6000000.00
0.0031
N
6000000.00
6000000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2012 Series E1 0.180000%
76252PAL3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Barclays Bank Plc
N/A
N/A
N
N
10800000.00
10800000.00
0.0056
N
10800000.00
10800000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2011 Series D1 0.200000%
94985NG88
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Wells Fargo Bank NA
N/A
N/A
N
N
2800000.00
2800000.00
0.0014
N
2800000.00
2800000.00
New York City Transitional Finance Auth
Building Aid RB Fiscal 2009 Series S4 0.200000%
94985NHA2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Wells Fargo & Co
N/A
N/A
Y
Wells Fargo & Co
N/A
N/A
N
12535000.00
12535000.00
0.0065
N
12535000.00
12535000.00
New York City Transitional Finance Auth
Building Aid RB Fiscal 2009 Series S5 0.260000%
94985NKM2
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-05-09
2013-05-09
N
Y
Wells Fargo & Co
N/A
N/A
Y
Tender Option
Wells Fargo & Co
N/A
N/A
15645000.00
15645000.00
0.0081
N
15645000.00
15645000.00
New York City Transitional Finance Auth
Future Tax Secured Sub Bonds Fiscal 2012 Series D1 0.200000%
94987KAG0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Wells Fargo Bank NA
N/A
N/A
N
N
9325000.00
9325000.00
0.0048
N
9325000.00
9325000.00
New York City Trust for Cultural Resources
Refunding RB (American Museum of Natural History) Series 2004A 0.200000%
46632P7T4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
American Museum of Natural History
N/A
N/A
3745000.00
3745000.00
0.0019
N
3745000.00
3745000.00
New York City Trust for Cultural Resources
RB (Lincoln Center for the Performing Arts) Series 2008B1 0.180000%
649717PP4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
US Bank NA
N/A
N/A
Y
US Bank NA
N/A
N/A
N
22100000.00
22100000.00
0.0114
N
22100000.00
22100000.00
New York Liberty Development Corp
Liberty RB (1 World Trade Center) Series 2011 0.190000%
46636YEJ5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
Port Auth of New York & New Jersey
N/A
N/A
6360000.00
6360000.00
0.0033
N
6360000.00
6360000.00
New York Liberty Development Corp
Liberty RB (1 World Trade Center) Series 2011 0.210000%
649519BY0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Deutsche Bank AG
N/A
N/A
N
Y
Obligor
Port Auth of New York & New Jersey
N/A
N/A
21850000.00
21850000.00
0.0113
N
21850000.00
21850000.00
New York State
GO Refunding Bonds Series 2005C 5.000000%
649787N87
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-04-15
2013-04-15
N
N
N
375000.00
384219.66
0.0002
N
384588.75
384588.75
New York State Dormitory Auth
RB (NYU) Series 2007A 0.220000%
25155DFC0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Deutsche Bank AG
N/A
N/A
N
Y
Obligor
New York Univ
N/A
N/A
5600000.00
5600000.00
0.0029
N
5600000.00
5600000.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2005F 0.190000%
46632PND1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
5130000.00
5130000.00
0.0026
N
5130000.00
5130000.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2007A 0.190000%
46633VR76
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
3000000.00
3000000.00
0.0015
N
3000000.00
3000000.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2005F 0.190000%
46633VSG5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
6800000.00
6800000.00
0.0035
N
6800000.00
6800000.00
New York State Dormitory Auth
CP (Cornell Univ) 0.180000%
64983LRM4
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-10-09
2012-10-09
N
N
Y
Obligor
Cornell University
N/A
N/A
6905000.00
6905000.00
0.0036
N
6904930.95
6904930.95
New York State Dormitory Auth
CP (Cornell Univ) 0.170000%
64983LRQ5
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-10-09
2012-10-09
N
N
Y
Obligor
Cornell University
N/A
N/A
5845000.00
5845000.00
0.0030
N
5844941.55
5844941.55
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2009A1 5.000000%
64983M6M5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-02-15
2013-02-15
N
N
Y
Obligor
New York State
N/A
N/A
5500000.00
5596065.29
0.0029
N
5594435.00
5594435.00
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2007A 3.750000%
64983MEA2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-02-15
2013-02-15
N
N
Y
Obligor
New York State
N/A
N/A
100000.00
101227.73
0.0001
N
101259.00
101259.00
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2008A 5.000000%
64983MG36
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-02-15
2013-02-15
N
N
Y
Obligor
New York State
N/A
N/A
1310000.00
1333037.23
0.0007
N
1332492.70
1332492.70
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2007D 5.000000%
64983MHK7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-02-15
2013-02-15
N
N
Y
Obligor
New York State
N/A
N/A
250000.00
254272.92
0.0001
N
254292.50
254292.50
New York State Dormitory Auth
Mental Health Services RB Series 2008B 5.000000%
64983MK49
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-02-15
2013-02-15
N
N
Y
Obligor
New York State
N/A
N/A
1250000.00
1271832.88
0.0007
N
1271462.50
1271462.50
New York State Dormitory Auth
Mental Health Services Facilities Improvement RB Series 2008D 5.000000%
64983MP69
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-02-15
2013-02-15
N
N
Y
Obligor
New York State
N/A
N/A
100000.00
101689.27
0.0001
N
101717.00
101717.00
New York State Dormitory Auth
Hospital Refunding RB (Interfaith Medical Center) Series 2007 5.000000%
64983MUU0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-02-15
2013-02-15
N
N
Y
Obligor
New York State
N/A
N/A
450000.00
457518.95
0.0002
N
456849.00
456849.00
New York State Dormitory Auth
RB (Columbia Univ) Series 2006A 0.220000%
64983PGM7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Citibank NA
N/A
N/A
N
Y
Obligor
Columbia Univ
N/A
N/A
8535000.00
8535000.00
0.0044
N
8535000.00
8535000.00
New York State Dormitory Auth
State Personal Income tax RB Series 2006C 0.200000%
64983PJT9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Citibank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
18000000.00
18000000.00
0.0093
N
18000000.00
18000000.00
New York State Dormitory Auth
RB (Catholic Health) Series 2006B 0.180000%
64983Q5S4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
HSBC BANK USA
N/A
N/A
Y
HSBC Bank USA
N/A
N/A
N
8865000.00
8865000.00
0.0046
N
8865000.00
8865000.00
New York State Dormitory Auth
Cornell Univ RB Series 2006A 5.000000%
64983QJ91
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-07-01
2013-07-01
N
N
Y
Obligor
Cornell University
N/A
N/A
360000.00
372210.22
0.0002
N
372873.60
372873.60
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2005E 4.500000%
64983R6U6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-02-15
2013-02-15
N
N
Y
Obligor
New York State
N/A
N/A
125000.00
126877.34
0.0001
N
126917.50
126917.50
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2005A 4.250000%
64983RAH0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-02-15
2013-02-15
N
N
Y
Obligor
New York State
N/A
N/A
250000.00
253588.42
0.0001
N
253605.00
253605.00
New York State Dormitory Auth
Mental Health Services Facilities RB Series 2005B 5.000000%
64983RBE6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-02-15
2013-02-15
N
N
Y
Obligor
New York State
N/A
N/A
430000.00
437461.93
0.0002
N
437383.10
437383.10
New York State Dormitory Auth
RB (Culinary Institute of America) Series 2004C 0.170000%
64983U7T1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
TD Bank NA
N/A
N/A
Y
TD Bank NA
N/A
N/A
N
12800000.00
12800000.00
0.0066
N
12800000.00
12800000.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2005F 5.000000%
649902DH3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-03-15
2013-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
625000.00
638203.56
0.0003
N
638456.25
638456.25
New York State Dormitory Auth
State Personal Income Tax RB Series 2006C 5.000000%
649902GJ6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-12-15
2012-12-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
340000.00
343253.84
0.0002
N
343287.80
343287.80
New York State Dormitory Auth
State Personal Income Tax RB Series 2007A 4.250000%
649902LA9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-03-15
2013-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
100000.00
101720.38
0.0001
N
101825.00
101825.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2007C 5.000000%
649902MS9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-03-15
2013-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
895000.00
914038.24
0.0005
N
914475.20
914475.20
New York State Dormitory Auth
State Personal Income Tax RB Series 2008A 5.000000%
649902QN6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-03-15
2013-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
100000.00
102072.44
0.0001
N
102176.00
102176.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2008A 4.000000%
649902QP1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-03-15
2013-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
745000.00
757402.24
0.0004
N
757866.15
757866.15
New York State Dormitory Auth
State Personal Income Tax Refunding RB Series 2008B 5.000000%
649902SA2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-03-15
2013-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
450000.00
459436.60
0.0002
N
459792.00
459792.00
New York State Dormitory Auth
RB (Univ of Rochester) Series 2003C 0.180000%
6499032H3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
24575000.00
24575000.00
0.0127
N
24575000.00
24575000.00
New York State Dormitory Auth
Mental Health Facilities Lease RB Series 2010-1 5.000000%
649905U20
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-01-15
2013-01-15
N
N
Y
Obligor
New York City
N/A
N/A
120000.00
121610.82
0.0001
N
121609.20
121609.20
New York State Dormitory Auth
State Personal Income Tax RB Series 2010A 4.000000%
64990EBP1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-02-15
2013-02-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
165000.00
167206.63
0.0001
N
167321.55
167321.55
New York State Dormitory Auth
RB (Cornell Univ) Series 2009A 0.210000%
74703UAY4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Bank of America NA
N/A
N/A
N
Y
Obligor
Cornell University
N/A
N/A
5025000.00
5025000.00
0.0026
N
5025000.00
5025000.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2006C 0.210000%
74703Y6G0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Bank of America NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
7245000.00
7245000.00
0.0037
N
7245000.00
7245000.00
New York State Dormitory Auth
RB (Cornell Univ) Series 2006A 0.250000%
74703YMF4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Bank of America NA
N/A
N/A
N
Y
Obligor
Cornell University
N/A
N/A
9865000.00
9865000.00
0.0051
N
9865000.00
9865000.00
New York State Dormitory Auth
State Personal Income Tax RB Series 2010F 0.250000%
74703YXU9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Bank of America NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
5000000.00
5000000.00
0.0026
N
5000000.00
5000000.00
New York State Dormitory Auth
RB (NYU) Series 2009A 0.300000%
94985NTL5
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-12-20
2012-12-20
N
N
Y
Obligor
New York Univ
N/A
N/A
Tender Option
Wells Fargo & Co
N/A
N/A
25135000.00
25135000.00
0.0130
N
25135000.00
25135000.00
New York State Energy Research & Development Auth
Facilities RB (Consolidated Edison) Series 2005A3 0.180000%
64984EDH5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Mizuho Corporate Bank Ltd
N/A
N/A
Y
Mizuho Corporate Bank Ltd
N/A
N/A
N
15820000.00
15820000.00
0.0082
N
15820000.00
15820000.00
New York State Energy Research & Development Auth
Facilities RB (Consolidated Edison) Series 2005A1 0.170000%
64984EDJ1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Mizuho Corporate Bank Ltd
N/A
N/A
Y
Mizuho Corporate Bank Ltd
N/A
N/A
N
18100000.00
18100000.00
0.0093
N
18100000.00
18100000.00
New York State Environmental Facilities Corp
State Revolving Funds RB Series 2010C 0.190000%
46633VY78
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
6600000.00
6600000.00
0.0034
N
6600000.00
6600000.00
New York State Environmental Facilities Corp
Environmental Infrastructure RB Series 2003A 5.000000%
649849BE5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-03-15
2013-03-15
N
N
Y
Obligor
New York State
N/A
N/A
900000.00
919084.79
0.0005
N
919251.00
919251.00
New York State Environmental Facilities Corp
State Personal Income Tax RB Series 2004A 5.250000%
64985YAV2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-12-15
2012-12-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
500000.00
505007.13
0.0003
N
505085.00
505085.00
New York State Environmental Facilities Corp
State Clean Water & Drinking Water Revolving Funds Sub RB Series 2006B 5.000000%
64986APB1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-15
2013-06-15
N
N
Y
Obligor
New York State Environmental Facilities Corp - NYCMWFA Program
N/A
N/A
250000.00
257978.62
0.0001
N
258425.00
258425.00
New York State Environmental Facilities Corp
State Clean Water & Drinking Water Revolving Funds RB Series 2008A 5.000000%
64986AXP1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-15
2013-06-15
N
N
Y
Obligor
New York State Environmental Facilities Corp - NYCMWFA Program
N/A
N/A
250000.00
258180.72
0.0001
N
258425.00
258425.00
New York State HFA
Housing RB (W17th St) Series 2009A 0.170000%
64986M4E2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Fannie Mae
N/A
N/A
Y
Fannie Mae
N/A
N/A
N
1390000.00
1390000.00
0.0007
N
1390000.00
1390000.00
New York State HFA
Housing RB (North End Ave) Series 2004A 0.190000%
64986MJ55
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Fannie Mae
N/A
N/A
Y
Fannie Mae
N/A
N/A
N
2300000.00
2300000.00
0.0012
N
2300000.00
2300000.00
New York State HFA
Housing RB (100 Maiden Lane) Series 2004A 0.180000%
64986MM28
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Fannie Mae
N/A
N/A
Y
Fannie Mae
N/A
N/A
N
25390000.00
25390000.00
0.0131
N
25390000.00
25390000.00
New York State HFA
Housing RB (College Arms Apts) Series 2008A 0.170000%
64986MX83
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Freddie Mac
N/A
N/A
Y
Freddie Mac
N/A
N/A
N
6995000.00
6995000.00
0.0036
N
6995000.00
6995000.00
New York State HFA
Housing RB (388 Bridge St) Series 2012A 0.190000%
64986UMM6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
30000000.00
30000000.00
0.0155
N
30000000.00
30000000.00
New York State Local Government Assistance Corp
Sub Lien Refunding Bonds Series 2003A4V 0.230000%
649876U80
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Bank of America NA
N/A
N/A
N
N
6420000.00
6420000.00
0.0033
N
6420000.00
6420000.00
New York State Local Government Assistance Corp
Refunding Bonds Series 1993E 0.210000%
74703YDQ0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Bank of America NA
N/A
N/A
N
N
3500000.00
3500000.00
0.0018
N
3500000.00
3500000.00
New York State Mortgage Agency
Homeowner Mortgage RB Series 173B 0.230000%
649883SL0
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-05-01
2013-05-01
N
N
N
4000000.00
4000000.00
0.0021
N
4000120.00
4000120.00
New York State Mortgage Agency
Homeowner Mortgage RB Series 174B 0.230000%
649883SN6
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-05-01
2013-05-01
N
N
N
6000000.00
6000000.00
0.0031
N
6001200.00
6001200.00
New York State Power Auth
CP Series 2 0.190000%
64985GYS2
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-10-04
2012-10-04
N
N
N
3335000.00
3335000.00
0.0017
N
3335000.00
3335000.00
New York State Power Auth
CP Series 2 0.170000%
64985GZG7
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-12-05
2012-12-05
N
N
N
10000000.00
10000000.00
0.0052
N
9999800.00
9999800.00
New York State Power Auth
RB Series 2007A 0.220000%
64989KHL3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Citibank NA
N/A
N/A
N
N
3210000.00
3210000.00
0.0017
N
3210000.00
3210000.00
New York State Power Auth
CP Series 1 0.180000%
64989QG23
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-10-01
2012-10-01
N
N
N
6740000.00
6740000.00
0.0035
N
6740000.00
6740000.00
New York State Power Auth
CP Series 1 0.160000%
64989QG56
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-10-03
2012-10-03
N
N
N
22792000.00
22792000.00
0.0118
N
22792000.00
22792000.00
New York State Power Auth
CP Series 1 0.250000%
64989VRK0
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-15
2013-05-18
N
N
N
4000000.00
4000000.00
0.0021
N
4000160.00
4000160.00
New York State Thruway Auth
State Personal Income Tax RB Series 2012A 0.210000%
25155DRK9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Deutsche Bank AG
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
9000000.00
9000000.00
0.0046
N
9000000.00
9000000.00
New York State Thruway Auth
General RB Series H 0.380000%
27884FYT1
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-01-17
2013-01-17
N
Y
US Bank NA
N/A
N/A
Y
Tender Option
US Bank NA
N/A
N/A
19460000.00
19460000.00
0.0100
N
19460000.00
19460000.00
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2007A 4.000000%
650014KA0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-04-01
2013-04-01
N
N
Y
Obligor
New York State Thruway Authority
N/A
N/A
250000.00
254462.27
0.0001
N
254667.50
254667.50
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2007A 5.000000%
650014KB8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-04-01
2013-04-01
N
N
Y
Obligor
New York State Thruway Authority
N/A
N/A
100000.00
102285.76
0.0001
N
102361.00
102361.00
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Bonds Series 2008A 5.000000%
650014MJ9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-04-01
2013-04-01
N
N
Y
Obligor
New York State Thruway Authority
N/A
N/A
250000.00
255713.88
0.0001
N
255902.50
255902.50
New York State Thruway Auth
Second General Highway & Bridge Trust Fund Refunding Bonds Series 2011A2 4.000000%
650014UZ4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-04-01
2013-04-01
N
N
Y
Obligor
New York State Thruway Authority
N/A
N/A
500000.00
509122.75
0.0003
N
509310.00
509310.00
New York State Thruway Auth
Second General Highway and Bridge Trust Fund Bonds Series 2011A1 0.180000%
650014VH3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Citibank NA
N/A
N/A
N
Y
Obligor
New York State Thruway Authority
N/A
N/A
2000000.00
2000000.00
0.0010
N
2000000.00
2000000.00
New York State Thruway Auth
Local Highway & Bridge Service Contract Bonds Series 2008 3.000000%
650017WN2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-04-01
2013-04-01
N
N
Y
Obligor
New York State
N/A
N/A
100000.00
101300.40
0.0001
N
101358.00
101358.00
New York State Thruway Auth
Local Highway & Bridge Service Contract Bonds Series 2008 5.000000%
650017WP7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-04-01
2013-04-01
N
N
Y
Obligor
New York State
N/A
N/A
270000.00
276272.44
0.0001
N
276334.20
276334.20
New York State Thruway Auth
Local Highway & Bridge Service Contract Bonds Series 2009 3.000000%
650017WW2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-04-01
2013-04-01
N
N
Y
Obligor
New York State
N/A
N/A
100000.00
101265.97
0.0001
N
101358.00
101358.00
New York State Thruway Auth
State Personal Income Tax RB Series 2003A 3.500000%
650028CK7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-03-15
2013-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
600000.00
608653.33
0.0003
N
609012.00
609012.00
New York State Thruway Auth
State Personal Income Tax RB Series 2008A 3.000000%
650028NJ8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-03-15
2013-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
350000.00
354123.48
0.0002
N
354469.50
354469.50
New York State Thruway Auth
State Personal Income Tax RB Series 2009A 4.000000%
650028QV8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-03-15
2013-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
250000.00
254028.38
0.0001
N
254317.50
254317.50
New York State Thruway Auth
State Personal Income Tax RB Series 2010A 5.000000%
650028SC8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-03-15
2013-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
200000.00
204173.26
0.0001
N
204352.00
204352.00
New York State Thruway Authority
Second General Highway & Bridge Trust Fund Bonds Series 2004B 5.250000%
650014EM1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-04-01
2013-04-01
N
N
N
705000.00
722374.18
0.0004
N
722582.70
722582.70
New York State Urban Development Corp
State Personal Income Tax RB Series 2009A1 0.190000%
46632PUA9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
4995000.00
4995000.00
0.0026
N
4995000.00
4995000.00
New York State Urban Development Corp
Service Contract Refunding RB Series 2005A 5.000000%
6500344G3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-01-01
2013-01-01
N
N
Y
Obligor
New York State
N/A
N/A
1600000.00
1618978.64
0.0008
N
1618720.00
1618720.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2004A1 5.000000%
650034T92
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-03-15
2013-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
350000.00
357217.86
0.0002
N
357584.50
357584.50
New York State Urban Development Corp
Service Contract Refunding RB Series 2005B 5.000000%
650035AQ1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-01-01
2013-01-01
N
N
Y
Obligor
New York State
N/A
N/A
500000.00
505843.70
0.0003
N
505850.00
505850.00
New York State Urban Development Corp
Service Contract Refunding RB Series 2007A 5.000000%
650035EG9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-01-01
2013-01-01
N
N
Y
Obligor
New York State
N/A
N/A
2825000.00
2858315.15
0.0015
N
2858052.50
2858052.50
New York State Urban Development Corp
State Personal Income Tax RB Series 2007C 4.500000%
650035FS2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-03-15
2013-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
475000.00
483894.22
0.0002
N
484224.50
484224.50
New York State Urban Development Corp
State Personal Income Tax RB Series 2008A1 4.000000%
650035HC5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-12-15
2012-12-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
200000.00
201514.62
0.0001
N
201530.00
201530.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2005B 0.190000%
650035KL1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
9195000.00
9195000.00
0.0047
N
9195000.00
9195000.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2004A3A 0.200000%
650035MG0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
14000000.00
14000000.00
0.0072
N
14000000.00
14000000.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2004A3C 0.200000%
650035MJ4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
3300000.00
3300000.00
0.0017
N
3300000.00
3300000.00
New York State Urban Development Corp
Service Contract Refunding RB Series 2008D 4.000000%
650035NS3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-01-01
2013-01-01
N
N
Y
Obligor
New York State
N/A
N/A
1255000.00
1266561.45
0.0007
N
1266608.75
1266608.75
New York State Urban Development Corp
State Personal Income Tax RB Series 2009A1 5.000000%
650035PR3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-12-15
2012-12-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
100000.00
100941.05
0.0001
N
100965.00
100965.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2009B1 0.200000%
650035RU4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Deutsche Bank AG
N/A
N/A
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
5000000.00
5000000.00
0.0026
N
5000000.00
5000000.00
New York State Urban Development Corp
State Personal Income Tax RB Series 2009C 5.000000%
650035SB5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-12-15
2012-12-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
335000.00
338176.25
0.0002
N
338232.75
338232.75
New York State Urban Development Corp
Service Contract Refunding RB Series 2010B 5.000000%
650035UP1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-01-01
2013-01-01
N
N
Y
Obligor
New York State
N/A
N/A
10765000.00
10891689.14
0.0056
N
10890950.50
10890950.50
New York State Urban Development Corp
State Personal Income Tax RB Series 2011A 5.000000%
650035WG9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-03-15
2013-03-15
N
N
Y
Obligor
New York State Personal Income Tax Revenue Bond Financing Program
N/A
N/A
445000.00
454431.35
0.0002
N
454643.15
454643.15
North Hempstead
BAN 2012A 1.000000%
659666KF7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-04-10
2013-04-10
N
N
N
12701000.00
12747989.18
0.0066
N
12755106.26
12755106.26
Port Auth of New York & New Jersey
Consolidated Bonds 140th Series 0.180000%
27884FBQ2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
US Bank NA
N/A
N/A
Y
US Bank NA
N/A
N/A
N
5215000.00
5215000.00
0.0027
N
5215000.00
5215000.00
Port Auth of New York & New Jersey
Consolidated Bonds 148th Series 0.250000%
73358T4P3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
13000000.00
13000000.00
0.0067
N
13000000.00
13000000.00
Port Auth of New York & New Jersey
Consolidated Bonds 148th Series 0.190000%
73358TE72
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Citibank NA
N/A
N/A
N
N
35550000.00
35550000.00
0.0183
N
35550000.00
35550000.00
Port Auth of New York & New Jersey
Consolidated Bonds 144th Series 0.190000%
73358TWC1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
750000.00
750000.00
0.0004
N
750000.00
750000.00
Port Auth of New York & New Jersey
Consolidated Bonds 148th Series 0.190000%
73358TX89
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Citibank NA
N/A
N/A
N
N
5540000.00
5540000.00
0.0029
N
5540000.00
5540000.00
Port Auth of New York & New Jersey
Consolidated Bonds 148th Series 0.190000%
73358TY39
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Citibank NA
N/A
N/A
N
N
2690000.00
2690000.00
0.0014
N
2690000.00
2690000.00
Port Auth of New York & New Jersey
CP Series B 0.180000%
73359BCM9
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-12-12
2012-12-12
N
N
N
2430000.00
2430000.00
0.0013
N
2430000.00
2430000.00
Puerto Rico
Refunding Bonds Series 2003C5-2 0.180000%
74514LYU5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Barclays Bank Plc
N/A
N/A
Y
Barclays Bank Plc
N/A
N/A
N
16000000.00
16000000.00
0.0083
N
16000000.00
16000000.00
Puerto Rico Highway & Transportation Auth
Transportation RB Series A 0.150000%
745190Y77
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Bank of Nova Scotia
N/A
N/A
Y
Bank of Nova Scotia
N/A
N/A
N
1950000.00
1950000.00
0.0010
N
1950000.00
1950000.00
Puerto Rico Sales Tax Financing Corp
Sales Tax RB Series 2007A 0.250000%
25154LGB4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Deutsche Bank AG
N/A
N/A
N
N
14365000.00
14365000.00
0.0074
N
14365000.00
14365000.00
Puerto Rico Sales Tax Financing Corp
Sales Tax RB Sr Series 2009C 0.210000%
74529JJM8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Citibank NA
N/A
N/A
N
N
6700000.00
6700000.00
0.0035
N
6700000.00
6700000.00
Rockland Cnty IDA
RB (Assisted Living At Northern Riverview) Series 1999 0.280000%
773561AD7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
8565000.00
8565000.00
0.0044
N
8565000.00
8565000.00
Rockville Centre UFSD
TAN 2012 0.750000%
774149HV3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-21
2013-06-21
N
N
N
5000000.00
5015843.92
0.0026
N
5015650.00
5015650.00
Sachem CSD at Holbrook
TAN 2012-2013 1.000000%
785721TS0
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-06-20
2013-06-20
N
N
N
10000000.00
10051514.86
0.0052
N
10050800.00
10050800.00
Sales Tax Asset Receivable Corp
RB Fiscal 2005 Series A 0.220000%
25155DFM8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Deutsche Bank AG
N/A
N/A
N
N
6665000.00
6665000.00
0.0034
N
6665000.00
6665000.00
Sales Tax Asset Receivable Corp
RB Fiscal 2005 Series A 0.200000%
794665BU2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
2415000.00
2415000.00
0.0012
N
2415000.00
2415000.00
Sales Tax Asset Receivable Corp
RB Fiscal 2005 Series A 0.200000%
794665DL0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
6400000.00
6400000.00
0.0033
N
6400000.00
6400000.00
Schenectady IDA
RB (Sunnyview Hospital & Rehabilitation Center) Series 2003A 0.230000%
806419AE7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
6450000.00
6450000.00
0.0033
N
6450000.00
6450000.00
Schenectady IDA
RB (Sunnyview Hospital & Rehabilitation Center) Series 2003B 0.230000%
806419AF4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
3950000.00
3950000.00
0.0020
N
3950000.00
3950000.00
Scotia-Glenville CSD
BAN 2012 1.000000%
809265EM9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-29
2013-06-29
N
N
N
10610000.00
10660295.67
0.0055
N
10660185.30
10660185.30
South Country Central SD
TAN 2012-2013 0.750000%
837489KE2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-27
2013-06-27
N
N
N
21800000.00
21851178.47
0.0113
N
21850358.00
21850358.00
Syracuse IDA
Civic Facility Refunding RB (Crouse Health) Series 2003A 0.180000%
871720BR8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
HSBC BANK USA
N/A
N/A
Y
HSBC Bank USA
N/A
N/A
N
8760000.00
8760000.00
0.0045
N
8760000.00
8760000.00
Tarrytowns UFSD
BAN 2012 1.000000%
876487JL4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-02-15
2013-02-15
N
N
N
10400000.00
10427520.11
0.0054
N
10430368.00
10430368.00
Triborough Bridge & Tunnel Auth
General RB (MTA Bridges & Tunnels) Series 2008C 0.250000%
05248RAE1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Bank of America NA
N/A
N/A
N
N
3000000.00
3000000.00
0.0015
N
3000000.00
3000000.00
Triborough Bridge & Tunnel Auth
General Refunding RB (MTA Bridges & Tunnels) Series 2012B 0.210000%
25155DRA1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Deutsche Bank AG
N/A
N/A
N
N
9750000.00
9750000.00
0.0050
N
9750000.00
9750000.00
Triborough Bridge & Tunnel Auth
General Refunding RB Series 2002B 5.250000%
8960298E8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-11-15
2012-11-15
N
N
N
575000.00
578428.12
0.0003
N
578375.25
578375.25
Triborough Bridge & Tunnel Auth
General RB (MTA Bridges & Tunnels) Series 2008A 5.000000%
89602NMB7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-11-15
2012-11-15
N
N
N
180000.00
181014.11
0.0001
N
181004.40
181004.40
Triborough Bridge & Tunnel Auth
General RB (MTA Bridges & Tunnels) Series 2008C 5.000000%
89602NNZ3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-11-15
2012-11-15
N
N
N
3215000.00
3233656.36
0.0017
N
3232939.70
3232939.70
Triborough Bridge & Tunnel Auth
General RB (MTA Bridges & Tunnels) Series 2009A1 4.000000%
89602NUQ5
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-11-15
2012-11-15
N
N
N
30295000.00
30429318.74
0.0157
N
30424965.55
30424965.55
Triborough Bridge & Tunnel Auth
General RB (MTA Bridges and Tunnels) Series 2009A2 0.250000%
89602NUR3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Credit Suisse AG
N/A
N/A
N
N
6500000.00
6500000.00
0.0034
N
6500000.00
6500000.00
Triborough Bridge & Tunnel Auth
General RB (MTA Bridges & Tunnels) Series 2010A1 4.000000%
89602NUU6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-11-15
2012-11-15
N
N
N
120000.00
120516.56
0.0001
N
120530.40
120530.40
Triborough Bridge & Tunnel Auth
General RB (MTA Bridges & Tunnels) Series 2003B1 0.170000%
89602NWU4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
California Public Employees' Retirement System
N/A
N/A
Y
California Public Employees' Retirement System
N/A
N/A
N
6245000.00
6245000.00
0.0032
N
6245000.00
6245000.00
Triborough Bridge & Tunnel Auth
General RB (MTA Bridges & Tunnels) Series 2003B2 0.170000%
89602NWV2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
California State Teachers Retirement Systems
N/A
N/A
Y
California State Teachers Retirement Systems
N/A
N/A
N
3330000.00
3330000.00
0.0017
N
3330000.00
3330000.00
Victor CSD
BAN 2012 0.750000%
926009KM2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-09-27
2013-09-27
N
N
N
9000000.00
9040344.73
0.0047
N
9040320.00
9040320.00
West Islip UFSD
TAN 2012-2013 0.750000%
953429HR1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-28
2013-06-28
N
N
N
10000000.00
10026555.92
0.0052
N
10025400.00
10025400.00
West Seneca
BAN Series 2012 1.000000%
955771PX2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-08-02
2013-08-02
N
N
N
15030000.00
15115026.56
0.0078
N
15114769.20
15114769.20
William Floyd UFSD
TAN 2012-2013 0.750000%
969254QW4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-27
2013-06-27
N
N
N
10000000.00
10032351.50
0.0052
N
10032000.00
10032000.00