0001145549-12-008956.txt : 20121128 0001145549-12-008956.hdr.sgml : 20121128 20121005113833 ACCESSION NUMBER: 0001145549-12-008956 CONFORMED SUBMISSION TYPE: N-MFP PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121005 DATE AS OF CHANGE: 20121005 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS CENTRAL INDEX KEY: 0000857156 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-MFP SEC ACT: 1933 Act SEC FILE NUMBER: 811-05954 FILM NUMBER: 121131349 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 1-800-648-5300 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS DATE OF NAME CHANGE: 19920703 0000857156 S000004502 Schwab Pennsylvania Municipal Money Fund C000012376 Sweep Shares SWEXX N-MFP 1 primary_doc.xml N-MFP N-MFP LIVE N 2012-09-30 0000857156 S000004502 1 N N N N 033-31894 Charles Schwab Investment Management, Inc. 801-35905 PricewaterhouseCoopers LLP San Francisco CA Charles Schwab Investment Management, Inc. Boston Financial Data Services, Inc. 0000275143 84-00896 N N N Single State Fund 25 25 488185427.11 305880.64 39275.44 488452032.31 0.0022 1.0005 2012-09-30 1.0005 2012-09-30 C000012376 1.00 488452032.31 1.00 14050210.62 95001100.83 80950890.21 0.0001 1.0005 2012-09-30 1.0005 2012-09-30 Adams Cnty IDA RB (Brethren Home Community) Series 2007 0.180000% 006116AL1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y PNC Bank NA N/A N/A Y PNC Bank NA N/A N/A N 6420000.00 6420000.00 0.0131 N 6420000.00 6420000.00 Alaska Housing Finance Corp Home Mortgage RB Series 2002A 0.220000% 0118327L0 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-01 2012-10-01 Y JPMorgan Chase Bank NA N/A N/A N N 1100000.00 1100000.00 0.0023 N 1100000.00 1100000.00 Allegheny Cnty Hospital Development Auth RB (Univ of Pittsburgh Medical Center) Series 2010A 5.000000% 01728AW51 Other Municipal Debt N Unrated Security N/A N/A 2013-05-15 2013-05-15 N N Y Obligor Univ of Pittsburgh Medical Center N/A N/A 300000.00 308463.13 0.0006 N 308754.00 308754.00 Allegheny Cnty IDA RB (St. Joseph High School) Series 2009 0.450000% 017292XA6 Other Municipal Debt N First Tier Security N/A N/A 2012-12-01 2012-12-01 N Y PNC Bank NA N/A N/A N 6000000.00 6000000.00 0.0123 N 6000000.00 6000000.00 Allegheny Cnty IDA RB (Oakland Catholic High School) Series 2012 0.190000% 017292XH1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y PNC Bank NA N/A N/A Y PNC Bank NA N/A N/A N 1000000.00 1000000.00 0.0020 N 1000000.00 1000000.00 Allegheny Cnty IDA RB (Oakland Catholic High School) Series 2012 0.190000% 017292XJ7 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y PNC Bank NA N/A N/A Y PNC Bank NA N/A N/A N 4065000.00 4065000.00 0.0083 N 4065000.00 4065000.00 Atlanta Urban Residential Finance Auth M/F Housing RB (M St Apts) Series 2003 0.200000% 04785TGN3 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Freddie Mac N/A N/A Y Freddie Mac N/A N/A N 7000000.00 7000000.00 0.0143 N 7000000.00 7000000.00 Beaver Cnty IDA Pollution Control Refunding RB (FirstEnergy Nuclear Generation) Series 2006B 0.190000% 074876GU1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-01 2012-10-01 Y Citibank NA N/A N/A Y Citibank NA N/A N/A N 6930000.00 6930000.00 0.0142 N 6930000.00 6930000.00 Berkeley Cnty IDRB (Nucor Corp) Series 1997 0.200000% 084185DD6 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Nucor Corporation N/A N/A N Y Obligor Nucor Corporation N/A N/A 2500000.00 2500000.00 0.0051 N 2500000.00 2500000.00 Berks Cnty Municipal Auth RB (Reading Hospital & Medical Center) Series 2012A 0.250000% 74703UCY2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Bank of America NA N/A N/A N Y Obligor Reading Hospital & Medical Center N/A N/A 3750000.00 3750000.00 0.0077 N 3750000.00 3750000.00 Berks Cnty Municipal Auth RB (Reading Hospital & Medical Center) Series 2012A 0.200000% 94987KHY4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Wells Fargo Bank NA N/A N/A N Y Obligor Reading Hospital & Medical Center N/A N/A 3800000.00 3800000.00 0.0078 N 3800000.00 3800000.00 Butler Cnty IDA RB (Butler Cnty Family YMCA) Series 2005 0.210000% 12359HAB0 Variable Rate Demand Note N Unrated Security N/A N/A 2012-10-05 2012-10-05 Y PNC Bank NA N/A N/A Y PNC Bank NA N/A N/A N 4040000.00 4040000.00 0.0083 N 4040000.00 4040000.00 Commonwealth Financing Auth RB Series 2006A 0.200000% 20281PBR2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor Pennsylvania N/A N/A 9850000.00 9850000.00 0.0202 N 9850000.00 9850000.00 Cumberland Cnty Municipal Auth RB (Presbyterian Homes) Series 1993A 0.200000% 230614AA7 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 2000000.00 2000000.00 0.0041 N 2000000.00 2000000.00 Delaware Cnty IDA Refunding RB (Resource Recovery Facility) Series 1997G 0.180000% 246018EB7 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y General Electric Capital Corp N/A N/A N Y Obligor General Electric Capital Corp N/A N/A 1775000.00 1775000.00 0.0036 N 1775000.00 1775000.00 Delaware Cnty IDA Water Facilities RB (Aqua Pennsylvania) Series 2005A 0.230000% 246018FJ9 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Citibank NA N/A N/A Y Berkshire Hathaway Assurance Corp N/A N/A N 315000.00 315000.00 0.0006 N 315000.00 315000.00 Delaware Cnty IDA Refunding RB Series 1997G 0.180000% 246018FR1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y General Electric Capital Corp N/A N/A N Y Obligor General Electric Capital Corp N/A N/A 1200000.00 1200000.00 0.0025 N 1200000.00 1200000.00 Delaware Cnty IDA Resource Recovery Refunding RB Series 1997G 0.180000% 246018FT7 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y General Electric Capital Corp N/A N/A N Y Obligor General Electric Capital Corp N/A N/A 4910000.00 4910000.00 0.0101 N 4910000.00 4910000.00 Delaware Cnty IDA Refunding RB (Resource Recovery Facility) Series 1997G 0.180000% 246018FU4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y General Electric Capital Corp N/A N/A N Y Obligor General Electric Capital Corp N/A N/A 4100000.00 4100000.00 0.0084 N 4100000.00 4100000.00 Delaware River Port Auth Refunding RB Series 2008B 0.160000% 246352EX2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 990000.00 990000.00 0.0020 N 990000.00 990000.00 Emmaus General Auth Local Government RB (Saucon Valley SD) Series 1989G19 0.200000% 291380KB8 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y US Bank NA N/A N/A Y US Bank NA N/A N/A N 600000.00 600000.00 0.0012 N 600000.00 600000.00 Franklin Cnty IDA RB (Chambersburg Hospital) Series 2010 0.280000% 94985NTZ4 Other Municipal Debt N First Tier Security N/A N/A 2013-01-24 2013-01-24 N Y Wells Fargo Bank NA N/A N/A Y Tender Option Wells Fargo Bank NA N/A N/A 9880000.00 9880000.00 0.0202 N 9880000.00 9880000.00 Geisinger Auth Health System RB (Geisinger Health) Series 2011A1 0.200000% 94985NZ53 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Wells Fargo Bank NA N/A N/A N Y Obligor Geisinger Health System N/A N/A 4795000.00 4795000.00 0.0098 N 4795000.00 4795000.00 Lancaster Cnty Hospital Auth RB (Landis Homes Retirement Community) Series 2002 0.230000% 514045WJ8 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 4370000.00 4370000.00 0.0089 N 4370000.00 4370000.00 Lancaster Cnty Hospital Auth Health Center RB (Masonic Homes) Series 2008D 0.210000% 514045ZG1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-01 2012-10-01 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 7050000.00 7050000.00 0.0144 N 7050000.00 7050000.00 Lancaster Cnty Hospital Auth RB (Landis Homes Retirement Community) Series 2009 0.230000% 514045ZK2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 11950000.00 11950000.00 0.0245 N 11950000.00 11950000.00 Lavaca-Navidad River Auth Water Contract RB (Formosa Plastics) Series 1990 0.260000% 519385AA6 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Bank of America NA N/A N/A Y Bank of America NA N/A N/A N 1000000.00 1000000.00 0.0020 N 1000000.00 1000000.00 Luzerne Cnty Converntion Center Auth Hotel Room Rental Tax RB Series 2012 0.190000% 550708AD3 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y PNC Bank NA N/A N/A Y PNC Bank NA N/A N/A N 6325000.00 6325000.00 0.0129 N 6325000.00 6325000.00 Luzerne Cnty IDA Water Facility Refunding RB (Pennsylvania-American Water) Series 2004A 0.240000% 55072QAN9 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Citibank NA N/A N/A Y Berkshire Hathaway Assurance Corp N/A N/A N 5000000.00 5000000.00 0.0102 N 5000000.00 5000000.00 Luzerne Cnty IDA Water Facility Refunding RB (Pennsylvania-American Water) Series 2009 0.200000% 94985NTE1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Wells Fargo & Co N/A N/A Y Wells Fargo & Co N/A N/A N 5000000.00 5000000.00 0.0102 N 5000000.00 5000000.00 Michigan Housing Development Auth S/F Mortgage RB Series 2007F 0.200000% 5946532G1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Bank of Nova Scotia N/A N/A N N 3000000.00 3000000.00 0.0061 N 3000000.00 3000000.00 Monroeville Finance Auth RB (Univ of Pittsburgh Medical Center) Series 2012 2.000000% 611530AA4 Other Municipal Debt N Unrated Security N/A N/A 2013-02-15 2013-02-15 N N Y Obligor Univ of Pittsburgh Medical Center N/A N/A 3385000.00 3406928.85 0.0070 N 3406562.45 3406562.45 New York State Mortgage Agency Homeowner Mortgage RB Series 144 0.250000% 649883DQ5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-01 2012-10-01 Y JPMorgan Chase Bank NA N/A N/A N N 4745000.00 4745000.00 0.0097 N 4745000.00 4745000.00 New York State Mortgage Agency Homeowner Mortgage RB Series 153 0.200000% 649883HT5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Barclays Bank Plc N/A N/A N N 9795000.00 9795000.00 0.0201 N 9795000.00 9795000.00 North Hampton Cnty RB (Binney & Smith) Series 1997A 0.340000% 663549KK8 Variable Rate Demand Note N Unrated Security N/A N/A 2012-10-05 2012-10-05 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 7500000.00 7500000.00 0.0154 N 7500000.00 7500000.00 Nuveen Pennsylvania Investment Quality Municipal Fund Variable Rate Demand Preferred Shares Series 1 0.300000% 670972504 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Citibank NA N/A N/A Y Citibank NA N/A N/A N 11000000.00 11000000.00 0.0225 N 11000000.00 11000000.00 Nuveen Pennsylvania Premium Income Municipal Fund 2 Variable Rate Demand Preferred Shares Series 1 0.300000% 67061F309 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Citibank NA N/A N/A Y Citibank NA N/A N/A N 10000000.00 10000000.00 0.0205 N 10000000.00 10000000.00 Oregon Housing & Community Services Dept S/F Mortgage RB Series 2004L 0.190000% 68608R5Z2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y State Street Bank & Trust Company NA N/A N/A N N 2500000.00 2500000.00 0.0051 N 2500000.00 2500000.00 Owen J. Roberts SD GO Notes Series 2006 0.200000% 46632PR21 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y JPMorgan Chase Bank NA N/A N/A N N 1375000.00 1375000.00 0.0028 N 1375000.00 1375000.00 Pennsylvania GO Bonds Second Series 2007A 0.180000% 07330CHC6 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Branch Banking & Trust Co N/A N/A N N 13455000.00 13455000.00 0.0275 N 13455000.00 13455000.00 Pennsylvania GO Bonds First Series 2006 5.000000% 7091414F9 Other Municipal Debt N Unrated Security N/A N/A 2012-10-01 2012-10-01 N N N 100000.00 100000.00 0.0002 N 100000.00 100000.00 Pennsylvania GO Bonds Second Series of 2003 5.000000% 709141D28 Other Municipal Debt N Unrated Security N/A N/A 2013-07-01 2013-07-01 N N N 350000.00 362283.66 0.0007 N 362463.50 362463.50 Pennsylvania GO Bonds First Series 2008 5.000000% 70914PFL1 Other Municipal Debt N Unrated Security N/A N/A 2013-05-15 2013-05-15 N N N 150000.00 154270.64 0.0003 N 154425.00 154425.00 Pennsylvania GO Bonds Second Series 2008 5.000000% 70914PHB1 Other Municipal Debt N Unrated Security N/A N/A 2013-02-15 2013-02-15 N N N 350000.00 356049.97 0.0007 N 356167.00 356167.00 Pennsylvania GO Bonds First Series 2010A 5.000000% 70914PLR1 Other Municipal Debt N Unrated Security N/A N/A 2013-02-15 2013-02-15 N N N 100000.00 101735.83 0.0002 N 101762.00 101762.00 Pennsylvania Economic Development Financing Auth Refunding RB (Aqua Pennsylvania) Series 2010A 0.250000% 94985NXT3 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 7500000.00 7500000.00 0.0154 N 7500000.00 7500000.00 Pennsylvania HFA S/F Mortgage RB Series 2002-73A&74B 0.270000% 46632PTX1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y JPMorgan Chase Bank NA N/A N/A N N 1005000.00 1005000.00 0.0021 N 1005000.00 1005000.00 Pennsylvania HFA S/F Mortgage RB Series 2002-75A 0.190000% 708793PS7 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Barclays Bank Plc N/A N/A N N 5525000.00 5525000.00 0.0113 N 5525000.00 5525000.00 Pennsylvania HFA S/F Mortgage RB Series 2003-79B 0.190000% 708793PU2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Barclays Bank Plc N/A N/A N N 5600000.00 5600000.00 0.0115 N 5600000.00 5600000.00 Pennsylvania HFA S/F Mortgage RB Series 2005-91B 0.190000% 708796C70 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Bank of Tokyo Mitsubishi UFJ Ltd N/A N/A N N 22935000.00 22935000.00 0.0470 N 22935000.00 22935000.00 Pennsylvania HFA S/F Mortgage RB Series 2007-99A 0.290000% 708796LV7 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Morgan Stanley Bank NA N/A N/A N N 815000.00 815000.00 0.0017 N 815000.00 815000.00 Pennsylvania HFA S/F Mortgage RB Series 2006-99A, 2007-99A&100A 0.240000% 708796QT7 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Citibank NA N/A N/A N N 1070000.00 1070000.00 0.0022 N 1070000.00 1070000.00 Pennsylvania HFA S/F Mortgage RB Series 2006-93,94&95A, 2007-97&98A 0.290000% 708796RE9 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Morgan Stanley Bank NA N/A N/A N N 1136449.00 1136449.00 0.0023 N 1136449.00 1136449.00 Pennsylvania HFA S/F Mortgage RB Series 2004-81C 0.180000% 708796YS0 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Royal Bank of Canada N/A N/A N N 6695000.00 6695000.00 0.0137 N 6695000.00 6695000.00 Pennsylvania HFA S/F Mortgage RB Series 2006-94B 0.180000% 708796ZL4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y PNC Bank NA N/A N/A N N 2700000.00 2700000.00 0.0055 N 2700000.00 2700000.00 Pennsylvania Higher Educational Facilities Auth RB (Assoc of Indep Colleges & Univs of PA) Series 2001-I1 0.210000% 70917NLX0 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 5500000.00 5500000.00 0.0113 N 5500000.00 5500000.00 Pennsylvania Higher Educational Facilities Auth RB (Thomas Jefferson Univ) Series 2008B 0.190000% 70917RNZ4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 2990000.00 2990000.00 0.0061 N 2990000.00 2990000.00 Pennsylvania Higher Educational Facilities Auth RB (Drexel Univ) Series 2005C 0.200000% 94985NV73 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 2190000.00 2190000.00 0.0045 N 2190000.00 2190000.00 Pennsylvania Infrastructure Investment Auth CP Series 2010A 0.330000% 70883PDC0 Other Commercial Paper N First Tier Security N/A N/A 2012-10-15 2012-10-15 N Y Bank of America NA N/A N/A N 11200000.00 11200000.00 0.0229 N 11200224.00 11200224.00 Pennsylvania Infrastructure Investment Auth CP Series 2010A 0.190000% 70883PEA3 Other Commercial Paper N First Tier Security N/A N/A 2012-10-01 2012-10-01 N Y Bank of America NA N/A N/A N 10000000.00 10000000.00 0.0205 N 10000000.00 10000000.00 Pennsylvania State Turnpike Commission Turnpike RB Series 2011C1 0.180000% 74926YSL6 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Royal Bank of Canada N/A N/A Y Royal Bank of Canada N/A N/A N 6980000.00 6980000.00 0.0143 N 6980000.00 6980000.00 Pennsylvania State Turnpike Commission Sub Special RB Series 2011B 0.200000% 94985N7W5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 5200000.00 5200000.00 0.0106 N 5200000.00 5200000.00 Pennsylvania State Univ Bonds Series 2007A 0.260000% 27884FQU7 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y US Bank NA N/A N/A Y US Bank NA N/A N/A N 13995000.00 13995000.00 0.0287 N 13995000.00 13995000.00 Pennsylvania State Univ Univ Bonds Series 2009A 4.000000% 709235SV8 Other Municipal Debt N Unrated Security N/A N/A 2013-03-01 2013-03-01 N N N 250000.00 253726.19 0.0005 N 253932.50 253932.50 Pennsylvania State Univ Refunding Bonds Series 2009B 0.220000% 709235TQ8 Other Municipal Debt N First Tier Security N/A N/A 2013-06-01 2013-06-01 N N N 7500000.00 7500000.00 0.0154 N 7500975.00 7500975.00 Philadelphia GO Refunding Bonds Series 2009B 0.160000% 717813LJ6 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Royal Bank of Canada N/A N/A Y Royal Bank of Canada N/A N/A N 5040000.00 5040000.00 0.0103 N 5040000.00 5040000.00 Philadelphia Airport Refunding RB Series 2005C1 0.190000% 717817RQ5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 14225000.00 14225000.00 0.0291 N 14225000.00 14225000.00 Philadelphia Airport Refunding RB Series 2005C2 0.190000% 717817RR3 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Royal Bank of Canada N/A N/A Y Royal Bank of Canada N/A N/A N 8200000.00 8200000.00 0.0168 N 8200000.00 8200000.00 Philadelphia Water & Wastewater RB Series 1997B 0.170000% 717893TL5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 2210000.00 2210000.00 0.0045 N 2210000.00 2210000.00 Philadelphia Water & Wastewater Refunding RB Series 2007B 0.200000% 94985NVX6 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 2885000.00 2885000.00 0.0059 N 2885000.00 2885000.00 Philadelphia IDA RB (Girard Estate Aramark Tower) Series 2002 0.240000% 717818H43 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 1050000.00 1050000.00 0.0021 N 1050000.00 1050000.00 Philadelphia IDA Lease Refunding RB Series 2007B1 0.180000% 71781QEG9 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 2305000.00 2305000.00 0.0047 N 2305000.00 2305000.00 Philadelphia Municipal Auth Lease RB Series 2009 0.200000% 94985NLW9 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Wells Fargo & Co N/A N/A Y Wells Fargo & Co N/A N/A N 6505000.00 6505000.00 0.0133 N 6505000.00 6505000.00 Philadelphia SD GO Refunding Bonds Series 2010F 0.180000% 717883LN0 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Barclays Bank Plc N/A N/A Y Barclays Bank Plc N/A N/A N 2000000.00 2000000.00 0.0041 N 2000000.00 2000000.00 Philadelphia SD GO Refunding Bonds Series 2010G 0.170000% 717883LQ3 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 1070000.00 1070000.00 0.0022 N 1070000.00 1070000.00 Pittsburgh Water & Sewer Auth Sub Refunding RB Series 2008C1A 0.400000% 725304RH4 Other Municipal Debt N First Tier Security N/A N/A 2013-09-01 2013-09-01 N Y Federal Home Loan Bank N/A N/A N 2500000.00 2500000.00 0.0051 N 2500225.00 2500225.00 Pittsburgh Water & Sewer Auth Sub Refunding RB Series 2008C1B 0.400000% 725304RJ0 Other Municipal Debt N First Tier Security N/A N/A 2013-09-01 2013-09-01 N Y Federal Home Loan Bank N/A N/A N 4000000.00 4000000.00 0.0082 N 4000360.00 4000360.00 Puerto Rico Sales Tax Financing Corp Sales Tax RB Series 2007A 0.250000% 25154LGB4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Deutsche Bank AG N/A N/A N N 13000000.00 13000000.00 0.0266 N 13000000.00 13000000.00 Puerto Rico Sales Tax Financing Corp Sales Tax RB Series 2007A&2009C 0.210000% 25155DMH1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Deutsche Bank AG N/A N/A N N 2000000.00 2000000.00 0.0041 N 2000000.00 2000000.00 Puerto Rico Sales Tax Financing Corp Sales Tax RB Sr Series 2009C 0.210000% 74529JJM8 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Citibank NA N/A N/A N N 1000000.00 1000000.00 0.0020 N 1000000.00 1000000.00 St. Mary Hospital Auth RB (Catholic Health Initiatives) Series 2004C 0.190000% 792222EW7 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y CATHOLIC HEALTH INITIATIVES N/A N/A N Y Obligor Catholic Health Initiatives N/A N/A 23540000.00 23540000.00 0.0482 N 23540000.00 23540000.00 Temple Univ Univ Funding Obligations Series 2012 1.250000% 880170AZ8 Other Municipal Debt N First Tier Security N/A N/A 2012-12-12 2012-12-12 N N N 12000000.00 12024519.84 0.0246 N 12026160.00 12026160.00 Univ of Pittsburgh Capital Project Bonds Series 2009B 0.190000% 46633VHU6 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y JPMorgan Chase Bank NA N/A N/A N N 4135000.00 4135000.00 0.0085 N 4135000.00 4135000.00 Univ of Pittsburgh Capital Project & Refunding Bonds Series 2005C 0.170000% 91480VBE8 Other Commercial Paper N First Tier Security N/A N/A 2012-10-11 2012-10-11 N N N 20000000.00 20000000.00 0.0409 N 19999800.00 19999800.00 Univ of Pittsburgh Capital Project & Refunding Bonds Series 2007B 0.180000% 91481AAP9 Other Commercial Paper N First Tier Security N/A N/A 2012-11-05 2012-11-05 N N N 4866000.00 4866000.00 0.0100 N 4866097.32 4866097.32 Washington Cnty Auth Refunding RB (Univ of Pennsylvania) Series 2004 0.180000% 938591BF0 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Univ of Pennsylvania N/A N/A N Y Obligor Univ of Pennsylvania N/A N/A 9130000.00 9130000.00 0.0187 N 9130000.00 9130000.00 Washington Cnty Hospital Auth Hospital RB (Washington Hospital) Series 2001B 0.450000% 938592GQ9 Other Municipal Debt N First Tier Security N/A N/A 2013-07-01 2013-07-01 N Y PNC Bank NA N/A N/A N 6355000.00 6355000.00 0.0130 N 6355000.00 6355000.00 Washington Cnty Hospital Auth Hospital RB (Monongahela Valley) Series 2011A 0.190000% 938592HM7 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y PNC Bank NA N/A N/A Y PNC Bank NA N/A N/A N 3380000.00 3380000.00 0.0069 N 3380000.00 3380000.00 Washington State Housing Finance Commission M/F RB (Monticello Park) Series 2001A 0.230000% 93978RCS0 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Fannie Mae N/A N/A Y Fannie Mae N/A N/A N 5200000.00 5200000.00 0.0106 N 5200000.00 5200000.00 Washington State Housing Finance Commission M/F RB (Bridgewood at Four Seasons) Series 2002A 0.250000% 93978RCU5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Fannie Mae N/A N/A Y Fannie Mae N/A N/A N 1200000.00 1200000.00 0.0025 N 1200000.00 1200000.00 Wilkes-Barre Finance Auth College RB (King's College) Series 2007 0.190000% 968250AA8 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y PNC Bank NA N/A N/A Y PNC Bank NA N/A N/A N 800000.00 800000.00 0.0016 N 800000.00 800000.00 Wilkinsburg Municipal Authority PA RB (Monroeville Christian/Judea Foundation) Series 2006 0.340000% 968542AA8 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y RBS Citizens NA N/A N/A Y RBS Citizens NA N/A N/A N 3720000.00 3720000.00 0.0076 N 3720000.00 3720000.00 Wisconsin Health & Educational Facilities Auth RB (Wheaton Franciscan Services) Series 2003B 0.180000% 97710VND6 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y US Bank NA N/A N/A Y US Bank NA N/A N/A N 7180000.00 7180000.00 0.0147 N 7180000.00 7180000.00 Wyoming Community Development Auth Housing RB 2008 Series 2 0.220000% 98322P8X0 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Bank of New York Mellon N/A N/A N N 2000000.00 2000000.00 0.0041 N 2000000.00 2000000.00