0001145549-12-008956.txt : 20121128
0001145549-12-008956.hdr.sgml : 20121128
20121005113833
ACCESSION NUMBER: 0001145549-12-008956
CONFORMED SUBMISSION TYPE: N-MFP
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121005
DATE AS OF CHANGE: 20121005
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS
CENTRAL INDEX KEY: 0000857156
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: N-MFP
SEC ACT: 1933 Act
SEC FILE NUMBER: 811-05954
FILM NUMBER: 121131349
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 1-800-648-5300
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS
DATE OF NAME CHANGE: 19920703
0000857156
S000004502
Schwab Pennsylvania Municipal Money Fund
C000012376
Sweep Shares
SWEXX
N-MFP
1
primary_doc.xml
N-MFP
N-MFP
LIVE
N
2012-09-30
0000857156
S000004502
1
N
N
N
N
033-31894
Charles Schwab Investment Management, Inc.
801-35905
PricewaterhouseCoopers LLP
San Francisco
CA
Charles Schwab Investment Management, Inc.
Boston Financial Data Services, Inc.
0000275143
84-00896
N
N
N
Single State Fund
25
25
488185427.11
305880.64
39275.44
488452032.31
0.0022
1.0005
2012-09-30
1.0005
2012-09-30
C000012376
1.00
488452032.31
1.00
14050210.62
95001100.83
80950890.21
0.0001
1.0005
2012-09-30
1.0005
2012-09-30
Adams Cnty IDA
RB (Brethren Home Community) Series 2007 0.180000%
006116AL1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
PNC Bank NA
N/A
N/A
Y
PNC Bank NA
N/A
N/A
N
6420000.00
6420000.00
0.0131
N
6420000.00
6420000.00
Alaska Housing Finance Corp
Home Mortgage RB Series 2002A 0.220000%
0118327L0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-01
2012-10-01
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
1100000.00
1100000.00
0.0023
N
1100000.00
1100000.00
Allegheny Cnty Hospital Development Auth
RB (Univ of Pittsburgh Medical Center) Series 2010A 5.000000%
01728AW51
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-05-15
2013-05-15
N
N
Y
Obligor
Univ of Pittsburgh Medical Center
N/A
N/A
300000.00
308463.13
0.0006
N
308754.00
308754.00
Allegheny Cnty IDA
RB (St. Joseph High School) Series 2009 0.450000%
017292XA6
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-12-01
2012-12-01
N
Y
PNC Bank NA
N/A
N/A
N
6000000.00
6000000.00
0.0123
N
6000000.00
6000000.00
Allegheny Cnty IDA
RB (Oakland Catholic High School) Series 2012 0.190000%
017292XH1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
PNC Bank NA
N/A
N/A
Y
PNC Bank NA
N/A
N/A
N
1000000.00
1000000.00
0.0020
N
1000000.00
1000000.00
Allegheny Cnty IDA
RB (Oakland Catholic High School) Series 2012 0.190000%
017292XJ7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
PNC Bank NA
N/A
N/A
Y
PNC Bank NA
N/A
N/A
N
4065000.00
4065000.00
0.0083
N
4065000.00
4065000.00
Atlanta Urban Residential Finance Auth
M/F Housing RB (M St Apts) Series 2003 0.200000%
04785TGN3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Freddie Mac
N/A
N/A
Y
Freddie Mac
N/A
N/A
N
7000000.00
7000000.00
0.0143
N
7000000.00
7000000.00
Beaver Cnty IDA
Pollution Control Refunding RB (FirstEnergy Nuclear Generation) Series 2006B 0.190000%
074876GU1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-01
2012-10-01
Y
Citibank NA
N/A
N/A
Y
Citibank NA
N/A
N/A
N
6930000.00
6930000.00
0.0142
N
6930000.00
6930000.00
Berkeley Cnty
IDRB (Nucor Corp) Series 1997 0.200000%
084185DD6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Nucor Corporation
N/A
N/A
N
Y
Obligor
Nucor Corporation
N/A
N/A
2500000.00
2500000.00
0.0051
N
2500000.00
2500000.00
Berks Cnty Municipal Auth
RB (Reading Hospital & Medical Center) Series 2012A 0.250000%
74703UCY2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Bank of America NA
N/A
N/A
N
Y
Obligor
Reading Hospital & Medical Center
N/A
N/A
3750000.00
3750000.00
0.0077
N
3750000.00
3750000.00
Berks Cnty Municipal Auth
RB (Reading Hospital & Medical Center) Series 2012A 0.200000%
94987KHY4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Wells Fargo Bank NA
N/A
N/A
N
Y
Obligor
Reading Hospital & Medical Center
N/A
N/A
3800000.00
3800000.00
0.0078
N
3800000.00
3800000.00
Butler Cnty IDA
RB (Butler Cnty Family YMCA) Series 2005 0.210000%
12359HAB0
Variable Rate Demand Note
N
Unrated Security
N/A
N/A
2012-10-05
2012-10-05
Y
PNC Bank NA
N/A
N/A
Y
PNC Bank NA
N/A
N/A
N
4040000.00
4040000.00
0.0083
N
4040000.00
4040000.00
Commonwealth Financing Auth
RB Series 2006A 0.200000%
20281PBR2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
Y
Obligor
Pennsylvania
N/A
N/A
9850000.00
9850000.00
0.0202
N
9850000.00
9850000.00
Cumberland Cnty Municipal Auth
RB (Presbyterian Homes) Series 1993A 0.200000%
230614AA7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
2000000.00
2000000.00
0.0041
N
2000000.00
2000000.00
Delaware Cnty IDA
Refunding RB (Resource Recovery Facility) Series 1997G 0.180000%
246018EB7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
General Electric Capital Corp
N/A
N/A
N
Y
Obligor
General Electric Capital Corp
N/A
N/A
1775000.00
1775000.00
0.0036
N
1775000.00
1775000.00
Delaware Cnty IDA
Water Facilities RB (Aqua Pennsylvania) Series 2005A 0.230000%
246018FJ9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Citibank NA
N/A
N/A
Y
Berkshire Hathaway Assurance Corp
N/A
N/A
N
315000.00
315000.00
0.0006
N
315000.00
315000.00
Delaware Cnty IDA
Refunding RB Series 1997G 0.180000%
246018FR1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
General Electric Capital Corp
N/A
N/A
N
Y
Obligor
General Electric Capital Corp
N/A
N/A
1200000.00
1200000.00
0.0025
N
1200000.00
1200000.00
Delaware Cnty IDA
Resource Recovery Refunding RB Series 1997G 0.180000%
246018FT7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
General Electric Capital Corp
N/A
N/A
N
Y
Obligor
General Electric Capital Corp
N/A
N/A
4910000.00
4910000.00
0.0101
N
4910000.00
4910000.00
Delaware Cnty IDA
Refunding RB (Resource Recovery Facility) Series 1997G 0.180000%
246018FU4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
General Electric Capital Corp
N/A
N/A
N
Y
Obligor
General Electric Capital Corp
N/A
N/A
4100000.00
4100000.00
0.0084
N
4100000.00
4100000.00
Delaware River Port Auth
Refunding RB Series 2008B 0.160000%
246352EX2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
TD Bank NA
N/A
N/A
Y
TD Bank NA
N/A
N/A
N
990000.00
990000.00
0.0020
N
990000.00
990000.00
Emmaus General Auth
Local Government RB (Saucon Valley SD) Series 1989G19 0.200000%
291380KB8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
US Bank NA
N/A
N/A
Y
US Bank NA
N/A
N/A
N
600000.00
600000.00
0.0012
N
600000.00
600000.00
Franklin Cnty IDA
RB (Chambersburg Hospital) Series 2010 0.280000%
94985NTZ4
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-01-24
2013-01-24
N
Y
Wells Fargo Bank NA
N/A
N/A
Y
Tender Option
Wells Fargo Bank NA
N/A
N/A
9880000.00
9880000.00
0.0202
N
9880000.00
9880000.00
Geisinger Auth
Health System RB (Geisinger Health) Series 2011A1 0.200000%
94985NZ53
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Wells Fargo Bank NA
N/A
N/A
N
Y
Obligor
Geisinger Health System
N/A
N/A
4795000.00
4795000.00
0.0098
N
4795000.00
4795000.00
Lancaster Cnty Hospital Auth
RB (Landis Homes Retirement Community) Series 2002 0.230000%
514045WJ8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
4370000.00
4370000.00
0.0089
N
4370000.00
4370000.00
Lancaster Cnty Hospital Auth
Health Center RB (Masonic Homes) Series 2008D 0.210000%
514045ZG1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-01
2012-10-01
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
7050000.00
7050000.00
0.0144
N
7050000.00
7050000.00
Lancaster Cnty Hospital Auth
RB (Landis Homes Retirement Community) Series 2009 0.230000%
514045ZK2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
11950000.00
11950000.00
0.0245
N
11950000.00
11950000.00
Lavaca-Navidad River Auth
Water Contract RB (Formosa Plastics) Series 1990 0.260000%
519385AA6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Bank of America NA
N/A
N/A
Y
Bank of America NA
N/A
N/A
N
1000000.00
1000000.00
0.0020
N
1000000.00
1000000.00
Luzerne Cnty Converntion Center Auth
Hotel Room Rental Tax RB Series 2012 0.190000%
550708AD3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
PNC Bank NA
N/A
N/A
Y
PNC Bank NA
N/A
N/A
N
6325000.00
6325000.00
0.0129
N
6325000.00
6325000.00
Luzerne Cnty IDA
Water Facility Refunding RB (Pennsylvania-American Water) Series 2004A 0.240000%
55072QAN9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Citibank NA
N/A
N/A
Y
Berkshire Hathaway Assurance Corp
N/A
N/A
N
5000000.00
5000000.00
0.0102
N
5000000.00
5000000.00
Luzerne Cnty IDA
Water Facility Refunding RB (Pennsylvania-American Water) Series 2009 0.200000%
94985NTE1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Wells Fargo & Co
N/A
N/A
Y
Wells Fargo & Co
N/A
N/A
N
5000000.00
5000000.00
0.0102
N
5000000.00
5000000.00
Michigan Housing Development Auth
S/F Mortgage RB Series 2007F 0.200000%
5946532G1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Bank of Nova Scotia
N/A
N/A
N
N
3000000.00
3000000.00
0.0061
N
3000000.00
3000000.00
Monroeville Finance Auth
RB (Univ of Pittsburgh Medical Center) Series 2012 2.000000%
611530AA4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-02-15
2013-02-15
N
N
Y
Obligor
Univ of Pittsburgh Medical Center
N/A
N/A
3385000.00
3406928.85
0.0070
N
3406562.45
3406562.45
New York State Mortgage Agency
Homeowner Mortgage RB Series 144 0.250000%
649883DQ5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-01
2012-10-01
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
4745000.00
4745000.00
0.0097
N
4745000.00
4745000.00
New York State Mortgage Agency
Homeowner Mortgage RB Series 153 0.200000%
649883HT5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Barclays Bank Plc
N/A
N/A
N
N
9795000.00
9795000.00
0.0201
N
9795000.00
9795000.00
North Hampton Cnty
RB (Binney & Smith) Series 1997A 0.340000%
663549KK8
Variable Rate Demand Note
N
Unrated Security
N/A
N/A
2012-10-05
2012-10-05
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
7500000.00
7500000.00
0.0154
N
7500000.00
7500000.00
Nuveen Pennsylvania Investment Quality Municipal Fund
Variable Rate Demand Preferred Shares Series 1 0.300000%
670972504
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Citibank NA
N/A
N/A
Y
Citibank NA
N/A
N/A
N
11000000.00
11000000.00
0.0225
N
11000000.00
11000000.00
Nuveen Pennsylvania Premium Income Municipal Fund 2
Variable Rate Demand Preferred Shares Series 1 0.300000%
67061F309
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Citibank NA
N/A
N/A
Y
Citibank NA
N/A
N/A
N
10000000.00
10000000.00
0.0205
N
10000000.00
10000000.00
Oregon Housing & Community Services Dept
S/F Mortgage RB Series 2004L 0.190000%
68608R5Z2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
State Street Bank & Trust Company NA
N/A
N/A
N
N
2500000.00
2500000.00
0.0051
N
2500000.00
2500000.00
Owen J. Roberts SD
GO Notes Series 2006 0.200000%
46632PR21
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
1375000.00
1375000.00
0.0028
N
1375000.00
1375000.00
Pennsylvania
GO Bonds Second Series 2007A 0.180000%
07330CHC6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Branch Banking & Trust Co
N/A
N/A
N
N
13455000.00
13455000.00
0.0275
N
13455000.00
13455000.00
Pennsylvania
GO Bonds First Series 2006 5.000000%
7091414F9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-10-01
2012-10-01
N
N
N
100000.00
100000.00
0.0002
N
100000.00
100000.00
Pennsylvania
GO Bonds Second Series of 2003 5.000000%
709141D28
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-07-01
2013-07-01
N
N
N
350000.00
362283.66
0.0007
N
362463.50
362463.50
Pennsylvania
GO Bonds First Series 2008 5.000000%
70914PFL1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-05-15
2013-05-15
N
N
N
150000.00
154270.64
0.0003
N
154425.00
154425.00
Pennsylvania
GO Bonds Second Series 2008 5.000000%
70914PHB1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-02-15
2013-02-15
N
N
N
350000.00
356049.97
0.0007
N
356167.00
356167.00
Pennsylvania
GO Bonds First Series 2010A 5.000000%
70914PLR1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-02-15
2013-02-15
N
N
N
100000.00
101735.83
0.0002
N
101762.00
101762.00
Pennsylvania Economic Development Financing Auth
Refunding RB (Aqua Pennsylvania) Series 2010A 0.250000%
94985NXT3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Wells Fargo Bank NA
N/A
N/A
Y
Wells Fargo Bank NA
N/A
N/A
N
7500000.00
7500000.00
0.0154
N
7500000.00
7500000.00
Pennsylvania HFA
S/F Mortgage RB Series 2002-73A&74B 0.270000%
46632PTX1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
1005000.00
1005000.00
0.0021
N
1005000.00
1005000.00
Pennsylvania HFA
S/F Mortgage RB Series 2002-75A 0.190000%
708793PS7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Barclays Bank Plc
N/A
N/A
N
N
5525000.00
5525000.00
0.0113
N
5525000.00
5525000.00
Pennsylvania HFA
S/F Mortgage RB Series 2003-79B 0.190000%
708793PU2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Barclays Bank Plc
N/A
N/A
N
N
5600000.00
5600000.00
0.0115
N
5600000.00
5600000.00
Pennsylvania HFA
S/F Mortgage RB Series 2005-91B 0.190000%
708796C70
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Bank of Tokyo Mitsubishi UFJ Ltd
N/A
N/A
N
N
22935000.00
22935000.00
0.0470
N
22935000.00
22935000.00
Pennsylvania HFA
S/F Mortgage RB Series 2007-99A 0.290000%
708796LV7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
815000.00
815000.00
0.0017
N
815000.00
815000.00
Pennsylvania HFA
S/F Mortgage RB Series 2006-99A, 2007-99A&100A 0.240000%
708796QT7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Citibank NA
N/A
N/A
N
N
1070000.00
1070000.00
0.0022
N
1070000.00
1070000.00
Pennsylvania HFA
S/F Mortgage RB Series 2006-93,94&95A, 2007-97&98A 0.290000%
708796RE9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Morgan Stanley Bank NA
N/A
N/A
N
N
1136449.00
1136449.00
0.0023
N
1136449.00
1136449.00
Pennsylvania HFA
S/F Mortgage RB Series 2004-81C 0.180000%
708796YS0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Royal Bank of Canada
N/A
N/A
N
N
6695000.00
6695000.00
0.0137
N
6695000.00
6695000.00
Pennsylvania HFA
S/F Mortgage RB Series 2006-94B 0.180000%
708796ZL4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
PNC Bank NA
N/A
N/A
N
N
2700000.00
2700000.00
0.0055
N
2700000.00
2700000.00
Pennsylvania Higher Educational Facilities Auth
RB (Assoc of Indep Colleges & Univs of PA) Series 2001-I1 0.210000%
70917NLX0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Manufacturers & Traders Trust Co
N/A
N/A
Y
Manufacturers & Traders Trust Co
N/A
N/A
N
5500000.00
5500000.00
0.0113
N
5500000.00
5500000.00
Pennsylvania Higher Educational Facilities Auth
RB (Thomas Jefferson Univ) Series 2008B 0.190000%
70917RNZ4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
2990000.00
2990000.00
0.0061
N
2990000.00
2990000.00
Pennsylvania Higher Educational Facilities Auth
RB (Drexel Univ) Series 2005C 0.200000%
94985NV73
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Wells Fargo Bank NA
N/A
N/A
Y
Wells Fargo Bank NA
N/A
N/A
N
2190000.00
2190000.00
0.0045
N
2190000.00
2190000.00
Pennsylvania Infrastructure Investment Auth
CP Series 2010A 0.330000%
70883PDC0
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-10-15
2012-10-15
N
Y
Bank of America NA
N/A
N/A
N
11200000.00
11200000.00
0.0229
N
11200224.00
11200224.00
Pennsylvania Infrastructure Investment Auth
CP Series 2010A 0.190000%
70883PEA3
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-10-01
2012-10-01
N
Y
Bank of America NA
N/A
N/A
N
10000000.00
10000000.00
0.0205
N
10000000.00
10000000.00
Pennsylvania State Turnpike Commission
Turnpike RB Series 2011C1 0.180000%
74926YSL6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Royal Bank of Canada
N/A
N/A
Y
Royal Bank of Canada
N/A
N/A
N
6980000.00
6980000.00
0.0143
N
6980000.00
6980000.00
Pennsylvania State Turnpike Commission
Sub Special RB Series 2011B 0.200000%
94985N7W5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Wells Fargo Bank NA
N/A
N/A
Y
Wells Fargo Bank NA
N/A
N/A
N
5200000.00
5200000.00
0.0106
N
5200000.00
5200000.00
Pennsylvania State Univ
Bonds Series 2007A 0.260000%
27884FQU7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
US Bank NA
N/A
N/A
Y
US Bank NA
N/A
N/A
N
13995000.00
13995000.00
0.0287
N
13995000.00
13995000.00
Pennsylvania State Univ
Univ Bonds Series 2009A 4.000000%
709235SV8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-03-01
2013-03-01
N
N
N
250000.00
253726.19
0.0005
N
253932.50
253932.50
Pennsylvania State Univ
Refunding Bonds Series 2009B 0.220000%
709235TQ8
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-06-01
2013-06-01
N
N
N
7500000.00
7500000.00
0.0154
N
7500975.00
7500975.00
Philadelphia
GO Refunding Bonds Series 2009B 0.160000%
717813LJ6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Royal Bank of Canada
N/A
N/A
Y
Royal Bank of Canada
N/A
N/A
N
5040000.00
5040000.00
0.0103
N
5040000.00
5040000.00
Philadelphia
Airport Refunding RB Series 2005C1 0.190000%
717817RQ5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
TD Bank NA
N/A
N/A
Y
TD Bank NA
N/A
N/A
N
14225000.00
14225000.00
0.0291
N
14225000.00
14225000.00
Philadelphia
Airport Refunding RB Series 2005C2 0.190000%
717817RR3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Royal Bank of Canada
N/A
N/A
Y
Royal Bank of Canada
N/A
N/A
N
8200000.00
8200000.00
0.0168
N
8200000.00
8200000.00
Philadelphia
Water & Wastewater RB Series 1997B 0.170000%
717893TL5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
TD Bank NA
N/A
N/A
Y
TD Bank NA
N/A
N/A
N
2210000.00
2210000.00
0.0045
N
2210000.00
2210000.00
Philadelphia
Water & Wastewater Refunding RB Series 2007B 0.200000%
94985NVX6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Wells Fargo Bank NA
N/A
N/A
Y
Wells Fargo Bank NA
N/A
N/A
N
2885000.00
2885000.00
0.0059
N
2885000.00
2885000.00
Philadelphia IDA
RB (Girard Estate Aramark Tower) Series 2002 0.240000%
717818H43
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
1050000.00
1050000.00
0.0021
N
1050000.00
1050000.00
Philadelphia IDA
Lease Refunding RB Series 2007B1 0.180000%
71781QEG9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
JPMorgan Chase Bank NA
N/A
N/A
Y
JPMorgan Chase Bank NA
N/A
N/A
N
2305000.00
2305000.00
0.0047
N
2305000.00
2305000.00
Philadelphia Municipal Auth
Lease RB Series 2009 0.200000%
94985NLW9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Wells Fargo & Co
N/A
N/A
Y
Wells Fargo & Co
N/A
N/A
N
6505000.00
6505000.00
0.0133
N
6505000.00
6505000.00
Philadelphia SD
GO Refunding Bonds Series 2010F 0.180000%
717883LN0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Barclays Bank Plc
N/A
N/A
Y
Barclays Bank Plc
N/A
N/A
N
2000000.00
2000000.00
0.0041
N
2000000.00
2000000.00
Philadelphia SD
GO Refunding Bonds Series 2010G 0.170000%
717883LQ3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Wells Fargo Bank NA
N/A
N/A
Y
Wells Fargo Bank NA
N/A
N/A
N
1070000.00
1070000.00
0.0022
N
1070000.00
1070000.00
Pittsburgh Water & Sewer Auth
Sub Refunding RB Series 2008C1A 0.400000%
725304RH4
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-09-01
2013-09-01
N
Y
Federal Home Loan Bank
N/A
N/A
N
2500000.00
2500000.00
0.0051
N
2500225.00
2500225.00
Pittsburgh Water & Sewer Auth
Sub Refunding RB Series 2008C1B 0.400000%
725304RJ0
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-09-01
2013-09-01
N
Y
Federal Home Loan Bank
N/A
N/A
N
4000000.00
4000000.00
0.0082
N
4000360.00
4000360.00
Puerto Rico Sales Tax Financing Corp
Sales Tax RB Series 2007A 0.250000%
25154LGB4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Deutsche Bank AG
N/A
N/A
N
N
13000000.00
13000000.00
0.0266
N
13000000.00
13000000.00
Puerto Rico Sales Tax Financing Corp
Sales Tax RB Series 2007A&2009C 0.210000%
25155DMH1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Deutsche Bank AG
N/A
N/A
N
N
2000000.00
2000000.00
0.0041
N
2000000.00
2000000.00
Puerto Rico Sales Tax Financing Corp
Sales Tax RB Sr Series 2009C 0.210000%
74529JJM8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Citibank NA
N/A
N/A
N
N
1000000.00
1000000.00
0.0020
N
1000000.00
1000000.00
St. Mary Hospital Auth
RB (Catholic Health Initiatives) Series 2004C 0.190000%
792222EW7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
CATHOLIC HEALTH INITIATIVES
N/A
N/A
N
Y
Obligor
Catholic Health Initiatives
N/A
N/A
23540000.00
23540000.00
0.0482
N
23540000.00
23540000.00
Temple Univ
Univ Funding Obligations Series 2012 1.250000%
880170AZ8
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-12-12
2012-12-12
N
N
N
12000000.00
12024519.84
0.0246
N
12026160.00
12026160.00
Univ of Pittsburgh
Capital Project Bonds Series 2009B 0.190000%
46633VHU6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
4135000.00
4135000.00
0.0085
N
4135000.00
4135000.00
Univ of Pittsburgh
Capital Project & Refunding Bonds Series 2005C 0.170000%
91480VBE8
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-10-11
2012-10-11
N
N
N
20000000.00
20000000.00
0.0409
N
19999800.00
19999800.00
Univ of Pittsburgh
Capital Project & Refunding Bonds Series 2007B 0.180000%
91481AAP9
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-05
2012-11-05
N
N
N
4866000.00
4866000.00
0.0100
N
4866097.32
4866097.32
Washington Cnty Auth
Refunding RB (Univ of Pennsylvania) Series 2004 0.180000%
938591BF0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Univ of Pennsylvania
N/A
N/A
N
Y
Obligor
Univ of Pennsylvania
N/A
N/A
9130000.00
9130000.00
0.0187
N
9130000.00
9130000.00
Washington Cnty Hospital Auth
Hospital RB (Washington Hospital) Series 2001B 0.450000%
938592GQ9
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-07-01
2013-07-01
N
Y
PNC Bank NA
N/A
N/A
N
6355000.00
6355000.00
0.0130
N
6355000.00
6355000.00
Washington Cnty Hospital Auth
Hospital RB (Monongahela Valley) Series 2011A 0.190000%
938592HM7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
PNC Bank NA
N/A
N/A
Y
PNC Bank NA
N/A
N/A
N
3380000.00
3380000.00
0.0069
N
3380000.00
3380000.00
Washington State Housing Finance Commission
M/F RB (Monticello Park) Series 2001A 0.230000%
93978RCS0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Fannie Mae
N/A
N/A
Y
Fannie Mae
N/A
N/A
N
5200000.00
5200000.00
0.0106
N
5200000.00
5200000.00
Washington State Housing Finance Commission
M/F RB (Bridgewood at Four Seasons) Series 2002A 0.250000%
93978RCU5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Fannie Mae
N/A
N/A
Y
Fannie Mae
N/A
N/A
N
1200000.00
1200000.00
0.0025
N
1200000.00
1200000.00
Wilkes-Barre Finance Auth
College RB (King's College) Series 2007 0.190000%
968250AA8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
PNC Bank NA
N/A
N/A
Y
PNC Bank NA
N/A
N/A
N
800000.00
800000.00
0.0016
N
800000.00
800000.00
Wilkinsburg Municipal Authority PA
RB (Monroeville Christian/Judea Foundation) Series 2006 0.340000%
968542AA8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
RBS Citizens NA
N/A
N/A
Y
RBS Citizens NA
N/A
N/A
N
3720000.00
3720000.00
0.0076
N
3720000.00
3720000.00
Wisconsin Health & Educational Facilities Auth
RB (Wheaton Franciscan Services) Series 2003B 0.180000%
97710VND6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
US Bank NA
N/A
N/A
Y
US Bank NA
N/A
N/A
N
7180000.00
7180000.00
0.0147
N
7180000.00
7180000.00
Wyoming Community Development Auth
Housing RB 2008 Series 2 0.220000%
98322P8X0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Bank of New York Mellon
N/A
N/A
N
N
2000000.00
2000000.00
0.0041
N
2000000.00
2000000.00