0001145549-12-008954.txt : 20121128 0001145549-12-008954.hdr.sgml : 20121128 20121005113828 ACCESSION NUMBER: 0001145549-12-008954 CONFORMED SUBMISSION TYPE: N-MFP PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121005 DATE AS OF CHANGE: 20121005 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS CENTRAL INDEX KEY: 0000857156 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-MFP SEC ACT: 1933 Act SEC FILE NUMBER: 811-05954 FILM NUMBER: 121131347 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 1-800-648-5300 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS DATE OF NAME CHANGE: 19920703 0000857156 S000019114 Schwab California AMT Tax-Free Money Fund C000052863 Value Advantage Shares SNKXX N-MFP 1 primary_doc.xml N-MFP N-MFP LIVE N 2012-09-30 0000857156 S000019114 1 N N N N 033-31894 Charles Schwab Investment Management, Inc. 801-35905 PricewaterhouseCoopers LLP San Francisco CA Charles Schwab Investment Management, Inc. Boston Financial Data Services, Inc. 0000275143 84-00896 N N N Single State Fund 47 56 171509816.25 409449.73 217643.91 171701622.07 0.0022 1.0004 2012-09-30 1.0004 2012-09-30 C000052863 25000.00 171701622.07 1.00 -1957515.80 2791934.49 4749450.29 0.0001 1.0004 2012-09-30 1.0004 2012-09-30 Alameda Cnty IDA RB (Dale Hardware) Series 2010 0.210000% 01110RAA3 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Comerica Bank N/A N/A Y Comerica Bank N/A N/A N 2575000.00 2575000.00 0.0150 N 2575000.00 2575000.00 Anaheim Public Financing Auth Electric System Second Lien RB Series 2004 0.250000% 03255MPM3 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Morgan Stanley Bank NA N/A N/A Y Berkshire Hathaway Assurance Corp N/A N/A N 2700000.00 2700000.00 0.0157 N 2700000.00 2700000.00 Bay Area Toll Auth Toll Bridge RB Series 2006F 0.190000% 46633VSC4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y JPMorgan Chase Bank NA N/A N/A N N 2085000.00 2085000.00 0.0121 N 2085000.00 2085000.00 Bay Area Toll Auth Toll Bridge RB Series 2009F1 0.250000% 74703YMA5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Bank of America NA N/A N/A N N 1305000.00 1305000.00 0.0076 N 1305000.00 1305000.00 California RAN 2012-2013 Series A2 2.500000% 13063BB68 Other Municipal Debt N First Tier Security N/A N/A 2013-06-20 2013-06-20 N N N 1500000.00 1522209.07 0.0089 N 1523850.00 1523850.00 California GO Bonds Series 2003B3 0.180000% 13063BCN0 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y California Public Employees' Retirement System N/A N/A California State Teachers Retirement Systems N/A N/A JPMorgan Chase Bank NA N/A N/A Y California Public Employees' Retirement System N/A N/A California State Teachers Retirement Systems N/A N/A JPMorgan Chase Bank NA N/A N/A N 5000000.00 5000000.00 0.0291 N 5000000.00 5000000.00 California Educational Facilities Auth RB (Univ of Southern California) Series 2009A 0.210000% 05248RDV0 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Deutsche Bank AG N/A N/A N Y Obligor Univ of Southern California N/A N/A 2220000.00 2220000.00 0.0129 N 2220000.00 2220000.00 California Health Facilities Financing Auth RB (Sutter Health) Series 2011B 0.190000% 13033LMM6 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Citibank NA N/A N/A N Y Obligor Sutter Health N/A N/A 2100000.00 2100000.00 0.0122 N 2100000.00 2100000.00 California Infrastructure & Economic Development Bank RB (Asian-American Drug Abuse Program) Series 2008 0.280000% 13033WP80 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Comerica Bank N/A N/A Y Comerica Bank N/A N/A N 3330000.00 3330000.00 0.0194 N 3330000.00 3330000.00 California Infrastructure & Economic Development Bank RB (Casa Loma College) Series 2009 0.230000% 13033WX57 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Comerica Bank N/A N/A Y Comerica Bank N/A N/A N 1915000.00 1915000.00 0.0112 N 1915000.00 1915000.00 California Infrastructure & Economic Development Bank Refunding RB (J. Paul Getty Trust) Series 2007A1 2.500000% 13033WX81 Other Municipal Debt N First Tier Security N/A N/A 2013-04-01 2013-04-01 N N Y Obligor J. Paul Getty Trust N/A N/A 1610000.00 1626806.56 0.0095 N 1628209.10 1628209.10 California Pollution Control Financing Auth Solid Waste Disposal RB (BLT Enterprises of Fremont) Series 2010 0.200000% 130536PP4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Union Bank NA N/A N/A Y Union Bank NA N/A N/A N 2270000.00 2270000.00 0.0132 N 2270000.00 2270000.00 California School Cash Reserve Program Auth Sr Bonds 2012-2013 Series B 2.000000% 130583ET0 Other Municipal Debt N First Tier Security N/A N/A 2013-06-03 2013-06-03 N N N 810000.00 819426.37 0.0048 N 819436.50 819436.50 California Statewide Communities Development Auth RB (Kaiser Permanente) Series 2004K 0.250000% 13078GPU2 Other Commercial Paper N First Tier Security N/A N/A 2013-01-11 2013-01-11 N N Y Obligor Kaiser Permanente N/A N/A 2000000.00 2000000.00 0.0116 N 2000120.00 2000120.00 California Statewide Communities Development Auth RB (Kaiser Permanente) Series 2009A 5.000000% 130795D53 Other Municipal Debt N Unrated Security N/A N/A 2013-04-01 2013-04-01 N N Y Obligor Kaiser Permanente N/A N/A 1480000.00 1514041.93 0.0088 N 1514720.80 1514720.80 California Statewide Communities Development Auth RB (Proposition 1A Receivables) Series 2009 4.000000% 130795R58 Other Municipal Debt N First Tier Security N/A N/A 2013-06-15 2013-06-15 N N Y Obligor California N/A N/A 150000.00 153833.73 0.0009 N 153888.00 153888.00 California Statewide Communities Development Auth RB (Proposition 1A Receivables) Series 2009 5.000000% 130795R66 Other Municipal Debt N First Tier Security N/A N/A 2013-06-15 2013-06-15 N N Y Obligor California N/A N/A 1315000.00 1357947.42 0.0079 N 1358276.65 1358276.65 California Statewide Communities Development Auth RB (Kaiser Permanente) Series 2008B 0.220000% 13079JCJ4 Other Commercial Paper N First Tier Security N/A N/A 2013-03-14 2013-03-14 N N Y Obligor Kaiser Permanente N/A N/A 500000.00 500000.00 0.0029 N 499930.00 499930.00 California Statewide Communities Development Auth RB (Kaiser Permanente) Series 2009B2 0.260000% 13079RAF6 Other Commercial Paper N First Tier Security N/A N/A 2013-02-05 2013-02-05 N N Y Obligor Kaiser Permanente N/A N/A 2000000.00 2000000.00 0.0116 N 2000060.00 2000060.00 California Statewide Communities Development Auth RB (Kaiser Permanente) Series 2003B 0.170000% 130911RX0 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Kaiser Permanente N/A N/A N Y Obligor Kaiser Permanente N/A N/A 2200000.00 2200000.00 0.0128 N 2200000.00 2200000.00 California Statewide Communities Development Auth RB (Kaiser Permanente) Series 2012A 0.300000% 94987KDM4 Other Municipal Debt N First Tier Security N/A N/A 2013-01-17 2013-01-17 N Y Wells Fargo Bank NA N/A N/A Y Tender Option Wells Fargo Bank NA N/A N/A 2000000.00 2000000.00 0.0116 N 2000000.00 2000000.00 Chaffey Community College District GO Bonds Series 2005B 0.280000% 05248PG66 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Bank of America NA N/A N/A N N 6600000.00 6600000.00 0.0384 N 6600000.00 6600000.00 Coast Community College District GO Bonds Series 2006B 0.210000% 25154LM84 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Deutsche Bank AG N/A N/A N N 1225000.00 1225000.00 0.0071 N 1225000.00 1225000.00 Contra Costa Water District Water Revenue Notes Series A 1.000000% 212218PF2 Other Municipal Debt N Unrated Security N/A N/A 2012-10-01 2012-10-01 N N N 1000000.00 1000000.00 0.0058 N 1000000.00 1000000.00 Contra Costa Water District Extendible CP 0.230000% 21221VAB6 Other Commercial Paper N First Tier Security N/A N/A 2013-01-09 2013-06-17 N N N 1620000.00 1620000.00 0.0094 N 1620000.00 1620000.00 East Bay Municipal Utility District Water System Sub Refunding RB Series 2010A 0.180000% 271014UK6 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Citibank NA N/A N/A N N 240000.00 240000.00 0.0014 N 240000.00 240000.00 East Bay Municipal Utility District Water System Refunding RB Series 2009A1 0.180000% 271014UQ3 Other Municipal Debt N First Tier Security N/A N/A 2012-10-04 2012-12-03 N N N 985000.00 985000.00 0.0057 N 985009.85 985009.85 East Bay Municipal Utility District Water System Refunding RB Series 2009A2 0.190000% 271014UT7 Other Municipal Debt N First Tier Security N/A N/A 2012-10-04 2013-03-01 N N N 985000.00 985000.00 0.0057 N 985049.25 985049.25 East Bay Municipal Utility District Water System Extendible CP 0.210000% 27102BEX9 Other Commercial Paper N First Tier Security N/A N/A 2012-11-13 2013-05-11 N N N 1400000.00 1400000.00 0.0082 N 1400056.00 1400056.00 East Bay Municipal Utility District Water System Extendible CP 0.250000% 27102EEN5 Other Commercial Paper N First Tier Security N/A N/A 2012-11-15 2013-05-13 N N N 1000000.00 1000000.00 0.0058 N 1000040.00 1000040.00 Elsinore Valley Municipal Water District Refunding COP Series 2011A 0.170000% 290319ET5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Union Bank NA N/A N/A Y Union Bank NA N/A N/A N 1215000.00 1215000.00 0.0071 N 1215000.00 1215000.00 Foothill-DeAnza Community College District GO Bonds Series C 0.180000% 07330CFH7 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Branch Banking & Trust Co N/A N/A N N 1200000.00 1200000.00 0.0070 N 1200000.00 1200000.00 Foothill-DeAnza Community College District GO Bonds Series B 0.210000% 25154L2M5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Deutsche Bank AG N/A N/A N N 355000.00 355000.00 0.0021 N 355000.00 355000.00 Foothill-DeAnza Community College District GO Bonds Series A 0.210000% 25154L5Z3 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Deutsche Bank AG N/A N/A N N 242000.00 242000.00 0.0014 N 242000.00 242000.00 Golden State Tobacco Securitization Corp Tobacco Settlement Asset-Backed Bonds Series 2003A2 7.900000% 38122NAA0 Other Municipal Debt N Unrated Security N/A N/A 2013-06-01 2013-06-01 N N Y Escrow Escrow N/A N/A 1000000.00 1050887.46 0.0061 N 1050770.00 1050770.00 Golden State Tobacco Securitization Corp Tobacco Settlement Asset-Backed Bonds Series 2003A1 6.250000% 38122NAP7 Other Municipal Debt N Unrated Security N/A N/A 2013-06-01 2013-06-01 N N Y Escrow Escrow N/A N/A 105000.00 109109.76 0.0006 N 109151.70 109151.70 Golden State Tobacco Securitization Corp Tobacco Settlement Asset-Backed Bonds Series 2003A1 6.750000% 38122NAQ5 Other Municipal Debt N Unrated Security N/A N/A 2013-06-01 2013-06-01 N N Y Escrow Escrow N/A N/A 2865000.00 2988414.98 0.0174 N 2988710.70 2988710.70 Golden State Tobacco Securitization Corp Tobacco Settlement Asset-Backed Bonds Series 2003A1 6.625000% 38122NAR3 Other Municipal Debt N Unrated Security N/A N/A 2013-06-01 2013-06-01 N N Y Escrow Escrow N/A N/A 185000.00 192725.65 0.0011 N 192834.75 192834.75 Golden State Tobacco Securitization Corp Enhanced Tobacco Settlement Asset-Backed Bonds, Series 2003B 5.500000% 38122NBV3 Other Municipal Debt N Unrated Security N/A N/A 2013-06-01 2013-06-01 N N Y Escrow Escrow N/A N/A 55000.00 56858.15 0.0003 N 56921.15 56921.15 Golden State Tobacco Securitization Corp Tobacco Settlement Asset-Backed Bonds Series 2003B 5.625000% 38122NBW1 Other Municipal Debt N Unrated Security N/A N/A 2013-06-01 2013-06-01 N N Y Escrow Escrow N/A N/A 365000.00 378014.95 0.0022 N 378048.75 378048.75 Golden State Tobacco Securitization Corp Enhanced Tobacco Settlement Asset-Backed Bonds, Series 2003B 5.000000% 38122NBX9 Other Municipal Debt N Unrated Security N/A N/A 2013-06-01 2013-06-01 N N Y Escrow Escrow N/A N/A 1025000.00 1057265.68 0.0062 N 1057420.75 1057420.75 Golden State Tobacco Securitization Corp Enhanced Tobacco Settlement Asset-Backed Bonds Series 2003B 5.500000% 38122NBY7 Other Municipal Debt N Unrated Security N/A N/A 2013-06-01 2013-06-01 N N Y Escrow Escrow N/A N/A 250000.00 258691.46 0.0015 N 258732.50 258732.50 Golden State Tobacco Securitization Corp Enhanced Tobacco Settlement Asset-Backed Bonds Series 2003B 5.500000% 38122NDT6 Other Municipal Debt N Unrated Security N/A N/A 2013-06-01 2013-06-01 N N Y Escrow Escrow N/A N/A 360000.00 372491.17 0.0022 N 372574.80 372574.80 Golden State Tobacco Securitization Corp Enhanced Tobacco Settlement Asset-Backed Bonds Series 2003B 5.500000% 38122NDU3 Other Municipal Debt N Unrated Security N/A N/A 2013-06-01 2013-06-01 N N Y Escrow Escrow N/A N/A 530000.00 548451.57 0.0032 N 548512.90 548512.90 Grossmont Healthcare District CA GO Bonds Series 2011B 0.180000% 399223BW5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Credit Suisse AG N/A N/A N N 1200000.00 1200000.00 0.0070 N 1200000.00 1200000.00 Hesperia Public Financing Authority RB (1993 St Refinancing) Series 2004 0.260000% 42805GAP8 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Bank of America NA N/A N/A Y Bank of America NA N/A N/A N 2000000.00 2000000.00 0.0116 N 2000000.00 2000000.00 Kings Cnty Housing Auth M/F Housing Refunding RB (Edgewater Isle Apts) Series 2001A 0.190000% 495795AF3 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Fannie Mae N/A N/A Y Fannie Mae N/A N/A N 2300000.00 2300000.00 0.0134 N 2300000.00 2300000.00 Los Angeles Cnty Capital Asset Leasing Corp Lease Revenue CP Notes Series A 0.190000% 54466SFY3 Other Commercial Paper N First Tier Security N/A N/A 2012-11-05 2012-11-05 N Y JPMorgan Chase Bank NA N/A N/A N 3000000.00 3000000.00 0.0175 N 3000090.00 3000090.00 Los Angeles Cnty Capital Asset Leasing Corp Lease Revenue CP Notes Series C 0.180000% 54467CCM6 Other Commercial Paper N First Tier Security N/A N/A 2012-10-03 2012-10-03 N Y Wells Fargo Bank NA N/A N/A N 2000000.00 2000000.00 0.0116 N 2000000.00 2000000.00 Los Angeles Cnty Metropolitan Transportation Auth Sales Tax Refunding RB Second Sr Bonds Sries 2009E 4.000000% 544712T69 Other Municipal Debt N Unrated Security N/A N/A 2013-07-01 2013-07-01 N N Y Obligor Los Angeles Cnty Metropolitan Transportation Auth-Prop C N/A N/A 500000.00 513929.52 0.0030 N 513975.00 513975.00 Los Angeles Cnty Metropolitan Transportation Auth First Tier Sr Sales Tax Refunding RB Series 2008A3&A4 0.220000% 74926YSP7 Other Municipal Debt N First Tier Security N/A N/A 2012-10-05 2012-12-03 N Y Royal Bank of Canada N/A N/A Y Tender Option Royal Bank of Canada N/A N/A 1990000.00 1990000.00 0.0116 N 1990000.00 1990000.00 Los Angeles Community College District GO Bonds Series 2007A 0.210000% 54438CNM0 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Citibank NA N/A N/A N N 3000000.00 3000000.00 0.0175 N 3000000.00 3000000.00 Los Angeles Dept of Airports Airport Sr RB Series 2010A 0.210000% 74703YBS8 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Bank of America NA N/A N/A N N 2160000.00 2160000.00 0.0126 N 2160000.00 2160000.00 Los Angeles Dept of Water & Power Power System RB Series 2007A1 0.210000% 46633VUF4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y JPMorgan Chase Bank NA N/A N/A N N 6000000.00 6000000.00 0.0349 N 6000000.00 6000000.00 Los Angeles Dept of Water & Power Power System RB Series 2001B5 0.170000% 544495DK7 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Royal Bank of Canada N/A N/A N N 1300000.00 1300000.00 0.0076 N 1300000.00 1300000.00 Los Angeles Dept of Water & Power Power System RB Series 2011A 4.000000% 544495WS9 Other Municipal Debt N Unrated Security N/A N/A 2013-07-01 2013-07-01 N N N 1250000.00 1284740.34 0.0075 N 1285025.00 1285025.00 Los Angeles Municipal Improvement Corp Lease Revenue CP Series A1 0.200000% 54459PZJ9 Other Commercial Paper N First Tier Security N/A N/A 2012-12-13 2012-12-13 N Y Wells Fargo Bank NA N/A N/A N 1000000.00 1000000.00 0.0058 N 1000000.00 1000000.00 Los Angeles Municipal Improvement Corp Lease Revenue CP Series A1 0.200000% 54485UM84 Other Commercial Paper N First Tier Security N/A N/A 2012-11-06 2012-11-06 N Y JPMorgan Chase Bank NA N/A N/A N 3000000.00 3000000.00 0.0175 N 3000120.00 3000120.00 Los Angeles USD GO Bonds Series 2003A 5.000000% 544644PL5 Other Municipal Debt N Unrated Security N/A N/A 2013-07-01 2013-07-01 N N N 500000.00 517666.16 0.0030 N 517765.00 517765.00 Los Angeles USD GO Bonds Series 2009D&2009I 0.210000% 544646US9 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Citibank NA N/A N/A N N 400000.00 400000.00 0.0023 N 400000.00 400000.00 Mt. Diablo USD GO Bonds Series 2010A 0.270000% 94985NWD9 Other Municipal Debt N First Tier Security N/A N/A 2013-03-21 2013-03-21 N Y Wells Fargo Bank NA N/A N/A Y Tender Option Wells Fargo Bank NA N/A N/A 455000.00 455000.00 0.0026 N 455000.00 455000.00 Newport-Mesa USD GO Bonds Series 2007 0.240000% 25154C4F8 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Deutsche Bank AG N/A N/A N N 5240000.00 5240000.00 0.0305 N 5240000.00 5240000.00 Orange Cnty Refunding RB (Riverbend Apts) 1999B 0.190000% 684209MS5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Freddie Mac N/A N/A Y Freddie Mac N/A N/A N 4200000.00 4200000.00 0.0245 N 4200000.00 4200000.00 Palomar Community College District GO Bonds Series 2006B 0.200000% 94985NXW6 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 520000.00 520000.00 0.0030 N 520000.00 520000.00 Palomar Pomerado Health GO Bonds Series 2009A 0.200000% 94987KFX8 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 2000000.00 2000000.00 0.0116 N 2000000.00 2000000.00 Peralta Community College District GO Bonds Series 2009C 0.200000% 94985NPW5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Wells Fargo & Co N/A N/A Y Wells Fargo & Co N/A N/A N 800000.00 800000.00 0.0047 N 800000.00 800000.00 Pittsburg Public Financing Auth Water Refunding RB Series 2008 0.300000% 72456PAS1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Bank of the West N/A N/A Y Bank of the West N/A N/A N 1000000.00 1000000.00 0.0058 N 1000000.00 1000000.00 Puerto Rico Sales Tax Financing Corp Sales Tax RB Series 2007A 0.180000% 74529JGK5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Credit Suisse AG N/A N/A N N 3600000.00 3600000.00 0.0210 N 3600000.00 3600000.00 Puerto Rico Sales Tax Financing Corp Sales Tax RB Sr Series 2009C 0.210000% 74529JJM8 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Citibank NA N/A N/A N N 1755000.00 1755000.00 0.0102 N 1755000.00 1755000.00 Riverside Cnty Transportation Commission Limited Sales Tax RB Series 2009B 0.180000% 769125DR3 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y JPMorgan Chase Bank NA N/A N/A N N 2190000.00 2190000.00 0.0128 N 2190000.00 2190000.00 San Diego Cnty COP (San Diego Jewish Academy) Series 2003 0.180000% 797260LE4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Comerica Bank N/A N/A Y Comerica Bank N/A N/A N 945000.00 945000.00 0.0055 N 945000.00 945000.00 San Diego Cnty Regional Transportation Commission Limited Sales Tax RB Series 2008B 0.200000% 797400FG8 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y JPMorgan Chase Bank NA N/A N/A N N 1205000.00 1205000.00 0.0070 N 1205000.00 1205000.00 San Diego Cnty Regional Transportation Commission Limited Sales Tax RB Series 2008D 0.160000% 797400FJ2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y California State Teachers Retirement Systems N/A N/A State Street Bank & Trust Company NA N/A N/A N N 2270000.00 2270000.00 0.0132 N 2270000.00 2270000.00 San Diego Cnty Water Auth Water Revenue COP Series 2008A 0.190000% 797415KF2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y JPMorgan Chase Bank NA N/A N/A N N 1000000.00 1000000.00 0.0058 N 1000000.00 1000000.00 San Diego Cnty Water Auth CP Series 6 0.190000% 79742CDS6 Other Commercial Paper N First Tier Security N/A N/A 2012-11-08 2012-11-08 N N Y Revolving Credit Agreement Citibank NA N/A N/A 900000.00 900000.00 0.0052 N 900027.00 900027.00 San Diego Cnty Water Auth CP Series 6 0.180000% 79742EBW5 Other Commercial Paper N First Tier Security N/A N/A 2012-10-11 2012-10-11 N N Y Revolving Credit Agreement Citibank NA N/A N/A 470000.00 470000.00 0.0027 N 470000.00 470000.00 San Diego Community College District GO Bonds Series 2011 0.220000% 25155DAQ4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Deutsche Bank AG N/A N/A N N 3500000.00 3500000.00 0.0204 N 3500000.00 3500000.00 San Diego Community College District GO Bonds Series 2009 0.200000% 797272HA2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Citibank NA N/A N/A N N 3125000.00 3125000.00 0.0182 N 3125000.00 3125000.00 San Diego Public Facilities Financing Auth Sr Sewer RB Series 2009A 0.300000% 94985NJP7 Other Municipal Debt N First Tier Security N/A N/A 2013-01-17 2013-01-17 N Y Wells Fargo & Co N/A N/A Y Tender Option Wells Fargo & Co N/A N/A 2000000.00 2000000.00 0.0116 N 2000000.00 2000000.00 San Francisco Lease Revenue CP COP Series 2 0.180000% 79768DAQ0 Other Commercial Paper N First Tier Security N/A N/A 2012-12-05 2012-12-05 N Y US Bank NA N/A N/A N 1000000.00 1000000.00 0.0058 N 999980.00 999980.00 San Francisco GO Bonds (San Francisco General Hospital) Series 2009A 0.270000% 94985NHF1 Other Municipal Debt N First Tier Security N/A N/A 2012-10-18 2012-10-18 N N Y Tender Option Wells Fargo & Co N/A N/A 530000.00 530000.00 0.0031 N 530000.00 530000.00 San Francisco Redevelopment Agency M/F Housing Refunding RB (Fillmore Center) Series 1992A1 0.180000% 79771MAS1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Freddie Mac N/A N/A Y Freddie Mac N/A N/A N 1800000.00 1800000.00 0.0105 N 1800000.00 1800000.00 San Francisco Airport Commission Second Series Refunding RB Series 37C 0.160000% 79766DBC2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Union Bank NA N/A N/A Y Union Bank NA N/A N/A N 1300000.00 1300000.00 0.0076 N 1300000.00 1300000.00 San Joaquin Cnty Transportation Auth Sales Tax Revenue CP 0.200000% 79811UAX4 Other Commercial Paper N First Tier Security N/A N/A 2012-11-09 2012-11-09 N Y JPMorgan Chase Bank NA N/A N/A N 2000000.00 2000000.00 0.0116 N 2000100.00 2000100.00 San Jose-Evergreen Community College District GO Bonds Series A 0.190000% 798189HB5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Citibank NA N/A N/A N N 3980000.00 3980000.00 0.0232 N 3980000.00 3980000.00 San Mateo Cnty Community College District GO Bonds Series 2005B 0.250000% 76113PDD7 Other Municipal Debt N First Tier Security N/A N/A 2012-10-25 2012-10-25 N N Y Tender Option Wells Fargo & Co N/A N/A 215000.00 215000.00 0.0013 N 215000.00 215000.00 San Mateo Cnty Community College District GO Bonds Series 2005B&2006A 0.170000% 799038ER1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Wells Fargo & Co N/A N/A N N 380000.00 380000.00 0.0022 N 380000.00 380000.00 Santa Clara USD TRAN 2012 2.000000% 801495D90 Other Municipal Debt N First Tier Security N/A N/A 2013-06-28 2013-06-28 N N N 500000.00 506491.97 0.0029 N 506700.00 506700.00 Southern California Metropolitan Water District Water RB Series 2000B4 0.180000% 592663XJ2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Wells Fargo Bank NA N/A N/A N N 700000.00 700000.00 0.0041 N 700000.00 700000.00 Southern California Metropolitan Water District Water Refunding RB Series 2009A2 0.180000% 59266TCX7 Other Municipal Debt N First Tier Security N/A N/A 2012-10-05 2013-06-10 N N N 1000000.00 1000000.00 0.0058 N 999730.00 999730.00 Southern California Metropolitan Water District Water Refunding RB Series 2011A1 0.180000% 59266TEK3 Other Municipal Debt N First Tier Security N/A N/A 2012-10-04 2013-03-08 N N N 1000000.00 1000000.00 0.0058 N 999980.00 999980.00 Southern California Metropolitan Water District Water Refunding RB Series 2011A2 0.330000% 59266TEL1 Other Municipal Debt N First Tier Security N/A N/A 2012-10-04 2013-06-01 N N N 600000.00 600000.00 0.0035 N 600114.00 600114.00 Southern California Public Power Auth Refunding RB (Palo Verde) Series 2008B 0.190000% 842475D44 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Barclays Bank Plc N/A N/A Y Barclays Bank Plc N/A N/A N 400000.00 400000.00 0.0023 N 400000.00 400000.00 Sunnyvale Refunding COP Series 2009A 0.190000% 867546CD3 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Union Bank NA N/A N/A Y Union Bank NA N/A N/A N 2510000.00 2510000.00 0.0146 N 2510000.00 2510000.00 Turlock Irrigation District Sub Revenue CP Series A 0.250000% 90021UAH2 Other Commercial Paper N First Tier Security N/A N/A 2012-10-11 2012-10-11 N Y Bank of America NA N/A N/A N 5000000.00 5000000.00 0.0291 N 5000000.00 5000000.00 Univ of California Limited Project RB Series 2005B 0.160000% 74926YUM1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Royal Bank of Canada N/A N/A N N 1000000.00 1000000.00 0.0058 N 1000000.00 1000000.00 Univ of California General RB Series 2007J 0.260000% 91412FW78 Other Municipal Debt N First Tier Security N/A N/A 2013-04-04 2013-04-04 N N Y Tender Option Wells Fargo & Co N/A N/A 3665000.00 3665000.00 0.0213 N 3665000.00 3665000.00 Univ of California General RB Series 2003A 4.000000% 91412GJK2 Other Municipal Debt N Unrated Security N/A N/A 2013-05-15 2013-05-15 N N Y Escrow Escrow N/A N/A 35000.00 35781.24 0.0002 N 35821.45 35821.45 Univ of California General RB Series 2003A 4.000000% 91412GJT3 Other Municipal Debt N Unrated Security N/A N/A 2013-05-15 2013-05-15 N N N 315000.00 322031.11 0.0019 N 322393.05 322393.05 West Hills Community College District COP (2008 Refunding) 0.160000% 95330RAC5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-10-05 2012-10-05 Y Union Bank NA N/A N/A Y Union Bank NA N/A N/A N 4450000.00 4450000.00 0.0259 N 4450000.00 4450000.00 William S. Hart UHSD GO Bonds Series A 0.280000% 94985NKJ9 Other Municipal Debt N First Tier Security N/A N/A 2013-01-24 2013-01-24 N Y Wells Fargo & Co N/A N/A Y Tender Option Wells Fargo & Co N/A N/A 4000000.00 4000000.00 0.0233 N 4000000.00 4000000.00