0001145549-12-008954.txt : 20121128
0001145549-12-008954.hdr.sgml : 20121128
20121005113828
ACCESSION NUMBER: 0001145549-12-008954
CONFORMED SUBMISSION TYPE: N-MFP
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121005
DATE AS OF CHANGE: 20121005
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS
CENTRAL INDEX KEY: 0000857156
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: N-MFP
SEC ACT: 1933 Act
SEC FILE NUMBER: 811-05954
FILM NUMBER: 121131347
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 1-800-648-5300
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS
DATE OF NAME CHANGE: 19920703
0000857156
S000019114
Schwab California AMT Tax-Free Money Fund
C000052863
Value Advantage Shares
SNKXX
N-MFP
1
primary_doc.xml
N-MFP
N-MFP
LIVE
N
2012-09-30
0000857156
S000019114
1
N
N
N
N
033-31894
Charles Schwab Investment Management, Inc.
801-35905
PricewaterhouseCoopers LLP
San Francisco
CA
Charles Schwab Investment Management, Inc.
Boston Financial Data Services, Inc.
0000275143
84-00896
N
N
N
Single State Fund
47
56
171509816.25
409449.73
217643.91
171701622.07
0.0022
1.0004
2012-09-30
1.0004
2012-09-30
C000052863
25000.00
171701622.07
1.00
-1957515.80
2791934.49
4749450.29
0.0001
1.0004
2012-09-30
1.0004
2012-09-30
Alameda Cnty IDA
RB (Dale Hardware) Series 2010 0.210000%
01110RAA3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Comerica Bank
N/A
N/A
Y
Comerica Bank
N/A
N/A
N
2575000.00
2575000.00
0.0150
N
2575000.00
2575000.00
Anaheim Public Financing Auth
Electric System Second Lien RB Series 2004 0.250000%
03255MPM3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Morgan Stanley Bank NA
N/A
N/A
Y
Berkshire Hathaway Assurance Corp
N/A
N/A
N
2700000.00
2700000.00
0.0157
N
2700000.00
2700000.00
Bay Area Toll Auth
Toll Bridge RB Series 2006F 0.190000%
46633VSC4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
2085000.00
2085000.00
0.0121
N
2085000.00
2085000.00
Bay Area Toll Auth
Toll Bridge RB Series 2009F1 0.250000%
74703YMA5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Bank of America NA
N/A
N/A
N
N
1305000.00
1305000.00
0.0076
N
1305000.00
1305000.00
California
RAN 2012-2013 Series A2 2.500000%
13063BB68
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-06-20
2013-06-20
N
N
N
1500000.00
1522209.07
0.0089
N
1523850.00
1523850.00
California
GO Bonds Series 2003B3 0.180000%
13063BCN0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
California Public Employees' Retirement System
N/A
N/A
California State Teachers Retirement Systems
N/A
N/A
JPMorgan Chase Bank NA
N/A
N/A
Y
California Public Employees' Retirement System
N/A
N/A
California State Teachers Retirement Systems
N/A
N/A
JPMorgan Chase Bank NA
N/A
N/A
N
5000000.00
5000000.00
0.0291
N
5000000.00
5000000.00
California Educational Facilities Auth
RB (Univ of Southern California) Series 2009A 0.210000%
05248RDV0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Deutsche Bank AG
N/A
N/A
N
Y
Obligor
Univ of Southern California
N/A
N/A
2220000.00
2220000.00
0.0129
N
2220000.00
2220000.00
California Health Facilities Financing Auth
RB (Sutter Health) Series 2011B 0.190000%
13033LMM6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Citibank NA
N/A
N/A
N
Y
Obligor
Sutter Health
N/A
N/A
2100000.00
2100000.00
0.0122
N
2100000.00
2100000.00
California Infrastructure & Economic Development Bank
RB (Asian-American Drug Abuse Program) Series 2008 0.280000%
13033WP80
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Comerica Bank
N/A
N/A
Y
Comerica Bank
N/A
N/A
N
3330000.00
3330000.00
0.0194
N
3330000.00
3330000.00
California Infrastructure & Economic Development Bank
RB (Casa Loma College) Series 2009 0.230000%
13033WX57
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Comerica Bank
N/A
N/A
Y
Comerica Bank
N/A
N/A
N
1915000.00
1915000.00
0.0112
N
1915000.00
1915000.00
California Infrastructure & Economic Development Bank
Refunding RB (J. Paul Getty Trust) Series 2007A1 2.500000%
13033WX81
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-04-01
2013-04-01
N
N
Y
Obligor
J. Paul Getty Trust
N/A
N/A
1610000.00
1626806.56
0.0095
N
1628209.10
1628209.10
California Pollution Control Financing Auth
Solid Waste Disposal RB (BLT Enterprises of Fremont) Series 2010 0.200000%
130536PP4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Union Bank NA
N/A
N/A
Y
Union Bank NA
N/A
N/A
N
2270000.00
2270000.00
0.0132
N
2270000.00
2270000.00
California School Cash Reserve Program Auth
Sr Bonds 2012-2013 Series B 2.000000%
130583ET0
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-06-03
2013-06-03
N
N
N
810000.00
819426.37
0.0048
N
819436.50
819436.50
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2004K 0.250000%
13078GPU2
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-01-11
2013-01-11
N
N
Y
Obligor
Kaiser Permanente
N/A
N/A
2000000.00
2000000.00
0.0116
N
2000120.00
2000120.00
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2009A 5.000000%
130795D53
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-04-01
2013-04-01
N
N
Y
Obligor
Kaiser Permanente
N/A
N/A
1480000.00
1514041.93
0.0088
N
1514720.80
1514720.80
California Statewide Communities Development Auth
RB (Proposition 1A Receivables) Series 2009 4.000000%
130795R58
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-06-15
2013-06-15
N
N
Y
Obligor
California
N/A
N/A
150000.00
153833.73
0.0009
N
153888.00
153888.00
California Statewide Communities Development Auth
RB (Proposition 1A Receivables) Series 2009 5.000000%
130795R66
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-06-15
2013-06-15
N
N
Y
Obligor
California
N/A
N/A
1315000.00
1357947.42
0.0079
N
1358276.65
1358276.65
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2008B 0.220000%
13079JCJ4
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-03-14
2013-03-14
N
N
Y
Obligor
Kaiser Permanente
N/A
N/A
500000.00
500000.00
0.0029
N
499930.00
499930.00
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2009B2 0.260000%
13079RAF6
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-02-05
2013-02-05
N
N
Y
Obligor
Kaiser Permanente
N/A
N/A
2000000.00
2000000.00
0.0116
N
2000060.00
2000060.00
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2003B 0.170000%
130911RX0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Kaiser Permanente
N/A
N/A
N
Y
Obligor
Kaiser Permanente
N/A
N/A
2200000.00
2200000.00
0.0128
N
2200000.00
2200000.00
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2012A 0.300000%
94987KDM4
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-01-17
2013-01-17
N
Y
Wells Fargo Bank NA
N/A
N/A
Y
Tender Option
Wells Fargo Bank NA
N/A
N/A
2000000.00
2000000.00
0.0116
N
2000000.00
2000000.00
Chaffey Community College District
GO Bonds Series 2005B 0.280000%
05248PG66
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Bank of America NA
N/A
N/A
N
N
6600000.00
6600000.00
0.0384
N
6600000.00
6600000.00
Coast Community College District
GO Bonds Series 2006B 0.210000%
25154LM84
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Deutsche Bank AG
N/A
N/A
N
N
1225000.00
1225000.00
0.0071
N
1225000.00
1225000.00
Contra Costa Water District
Water Revenue Notes Series A 1.000000%
212218PF2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-10-01
2012-10-01
N
N
N
1000000.00
1000000.00
0.0058
N
1000000.00
1000000.00
Contra Costa Water District
Extendible CP 0.230000%
21221VAB6
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-01-09
2013-06-17
N
N
N
1620000.00
1620000.00
0.0094
N
1620000.00
1620000.00
East Bay Municipal Utility District
Water System Sub Refunding RB Series 2010A 0.180000%
271014UK6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Citibank NA
N/A
N/A
N
N
240000.00
240000.00
0.0014
N
240000.00
240000.00
East Bay Municipal Utility District
Water System Refunding RB Series 2009A1 0.180000%
271014UQ3
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-10-04
2012-12-03
N
N
N
985000.00
985000.00
0.0057
N
985009.85
985009.85
East Bay Municipal Utility District
Water System Refunding RB Series 2009A2 0.190000%
271014UT7
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-10-04
2013-03-01
N
N
N
985000.00
985000.00
0.0057
N
985049.25
985049.25
East Bay Municipal Utility District
Water System Extendible CP 0.210000%
27102BEX9
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-13
2013-05-11
N
N
N
1400000.00
1400000.00
0.0082
N
1400056.00
1400056.00
East Bay Municipal Utility District
Water System Extendible CP 0.250000%
27102EEN5
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-15
2013-05-13
N
N
N
1000000.00
1000000.00
0.0058
N
1000040.00
1000040.00
Elsinore Valley Municipal Water District
Refunding COP Series 2011A 0.170000%
290319ET5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Union Bank NA
N/A
N/A
Y
Union Bank NA
N/A
N/A
N
1215000.00
1215000.00
0.0071
N
1215000.00
1215000.00
Foothill-DeAnza Community College District
GO Bonds Series C 0.180000%
07330CFH7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Branch Banking & Trust Co
N/A
N/A
N
N
1200000.00
1200000.00
0.0070
N
1200000.00
1200000.00
Foothill-DeAnza Community College District
GO Bonds Series B 0.210000%
25154L2M5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Deutsche Bank AG
N/A
N/A
N
N
355000.00
355000.00
0.0021
N
355000.00
355000.00
Foothill-DeAnza Community College District
GO Bonds Series A 0.210000%
25154L5Z3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Deutsche Bank AG
N/A
N/A
N
N
242000.00
242000.00
0.0014
N
242000.00
242000.00
Golden State Tobacco Securitization Corp
Tobacco Settlement Asset-Backed Bonds Series 2003A2 7.900000%
38122NAA0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-01
2013-06-01
N
N
Y
Escrow
Escrow
N/A
N/A
1000000.00
1050887.46
0.0061
N
1050770.00
1050770.00
Golden State Tobacco Securitization Corp
Tobacco Settlement Asset-Backed Bonds Series 2003A1 6.250000%
38122NAP7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-01
2013-06-01
N
N
Y
Escrow
Escrow
N/A
N/A
105000.00
109109.76
0.0006
N
109151.70
109151.70
Golden State Tobacco Securitization Corp
Tobacco Settlement Asset-Backed Bonds Series 2003A1 6.750000%
38122NAQ5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-01
2013-06-01
N
N
Y
Escrow
Escrow
N/A
N/A
2865000.00
2988414.98
0.0174
N
2988710.70
2988710.70
Golden State Tobacco Securitization Corp
Tobacco Settlement Asset-Backed Bonds Series 2003A1 6.625000%
38122NAR3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-01
2013-06-01
N
N
Y
Escrow
Escrow
N/A
N/A
185000.00
192725.65
0.0011
N
192834.75
192834.75
Golden State Tobacco Securitization Corp
Enhanced Tobacco Settlement Asset-Backed Bonds, Series 2003B 5.500000%
38122NBV3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-01
2013-06-01
N
N
Y
Escrow
Escrow
N/A
N/A
55000.00
56858.15
0.0003
N
56921.15
56921.15
Golden State Tobacco Securitization Corp
Tobacco Settlement Asset-Backed Bonds Series 2003B 5.625000%
38122NBW1
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-01
2013-06-01
N
N
Y
Escrow
Escrow
N/A
N/A
365000.00
378014.95
0.0022
N
378048.75
378048.75
Golden State Tobacco Securitization Corp
Enhanced Tobacco Settlement Asset-Backed Bonds, Series 2003B 5.000000%
38122NBX9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-01
2013-06-01
N
N
Y
Escrow
Escrow
N/A
N/A
1025000.00
1057265.68
0.0062
N
1057420.75
1057420.75
Golden State Tobacco Securitization Corp
Enhanced Tobacco Settlement Asset-Backed Bonds Series 2003B 5.500000%
38122NBY7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-01
2013-06-01
N
N
Y
Escrow
Escrow
N/A
N/A
250000.00
258691.46
0.0015
N
258732.50
258732.50
Golden State Tobacco Securitization Corp
Enhanced Tobacco Settlement Asset-Backed Bonds Series 2003B 5.500000%
38122NDT6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-01
2013-06-01
N
N
Y
Escrow
Escrow
N/A
N/A
360000.00
372491.17
0.0022
N
372574.80
372574.80
Golden State Tobacco Securitization Corp
Enhanced Tobacco Settlement Asset-Backed Bonds Series 2003B 5.500000%
38122NDU3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-01
2013-06-01
N
N
Y
Escrow
Escrow
N/A
N/A
530000.00
548451.57
0.0032
N
548512.90
548512.90
Grossmont Healthcare District CA
GO Bonds Series 2011B 0.180000%
399223BW5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Credit Suisse AG
N/A
N/A
N
N
1200000.00
1200000.00
0.0070
N
1200000.00
1200000.00
Hesperia Public Financing Authority
RB (1993 St Refinancing) Series 2004 0.260000%
42805GAP8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Bank of America NA
N/A
N/A
Y
Bank of America NA
N/A
N/A
N
2000000.00
2000000.00
0.0116
N
2000000.00
2000000.00
Kings Cnty Housing Auth
M/F Housing Refunding RB (Edgewater Isle Apts) Series 2001A 0.190000%
495795AF3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Fannie Mae
N/A
N/A
Y
Fannie Mae
N/A
N/A
N
2300000.00
2300000.00
0.0134
N
2300000.00
2300000.00
Los Angeles Cnty Capital Asset Leasing Corp
Lease Revenue CP Notes Series A 0.190000%
54466SFY3
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-05
2012-11-05
N
Y
JPMorgan Chase Bank NA
N/A
N/A
N
3000000.00
3000000.00
0.0175
N
3000090.00
3000090.00
Los Angeles Cnty Capital Asset Leasing Corp
Lease Revenue CP Notes Series C 0.180000%
54467CCM6
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-10-03
2012-10-03
N
Y
Wells Fargo Bank NA
N/A
N/A
N
2000000.00
2000000.00
0.0116
N
2000000.00
2000000.00
Los Angeles Cnty Metropolitan Transportation Auth
Sales Tax Refunding RB Second Sr Bonds Sries 2009E 4.000000%
544712T69
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-07-01
2013-07-01
N
N
Y
Obligor
Los Angeles Cnty Metropolitan Transportation Auth-Prop C
N/A
N/A
500000.00
513929.52
0.0030
N
513975.00
513975.00
Los Angeles Cnty Metropolitan Transportation Auth
First Tier Sr Sales Tax Refunding RB Series 2008A3&A4 0.220000%
74926YSP7
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-10-05
2012-12-03
N
Y
Royal Bank of Canada
N/A
N/A
Y
Tender Option
Royal Bank of Canada
N/A
N/A
1990000.00
1990000.00
0.0116
N
1990000.00
1990000.00
Los Angeles Community College District
GO Bonds Series 2007A 0.210000%
54438CNM0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Citibank NA
N/A
N/A
N
N
3000000.00
3000000.00
0.0175
N
3000000.00
3000000.00
Los Angeles Dept of Airports
Airport Sr RB Series 2010A 0.210000%
74703YBS8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Bank of America NA
N/A
N/A
N
N
2160000.00
2160000.00
0.0126
N
2160000.00
2160000.00
Los Angeles Dept of Water & Power
Power System RB Series 2007A1 0.210000%
46633VUF4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
6000000.00
6000000.00
0.0349
N
6000000.00
6000000.00
Los Angeles Dept of Water & Power
Power System RB Series 2001B5 0.170000%
544495DK7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Royal Bank of Canada
N/A
N/A
N
N
1300000.00
1300000.00
0.0076
N
1300000.00
1300000.00
Los Angeles Dept of Water & Power
Power System RB Series 2011A 4.000000%
544495WS9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-07-01
2013-07-01
N
N
N
1250000.00
1284740.34
0.0075
N
1285025.00
1285025.00
Los Angeles Municipal Improvement Corp
Lease Revenue CP Series A1 0.200000%
54459PZJ9
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-12-13
2012-12-13
N
Y
Wells Fargo Bank NA
N/A
N/A
N
1000000.00
1000000.00
0.0058
N
1000000.00
1000000.00
Los Angeles Municipal Improvement Corp
Lease Revenue CP Series A1 0.200000%
54485UM84
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-06
2012-11-06
N
Y
JPMorgan Chase Bank NA
N/A
N/A
N
3000000.00
3000000.00
0.0175
N
3000120.00
3000120.00
Los Angeles USD
GO Bonds Series 2003A 5.000000%
544644PL5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-07-01
2013-07-01
N
N
N
500000.00
517666.16
0.0030
N
517765.00
517765.00
Los Angeles USD
GO Bonds Series 2009D&2009I 0.210000%
544646US9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Citibank NA
N/A
N/A
N
N
400000.00
400000.00
0.0023
N
400000.00
400000.00
Mt. Diablo USD
GO Bonds Series 2010A 0.270000%
94985NWD9
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-03-21
2013-03-21
N
Y
Wells Fargo Bank NA
N/A
N/A
Y
Tender Option
Wells Fargo Bank NA
N/A
N/A
455000.00
455000.00
0.0026
N
455000.00
455000.00
Newport-Mesa USD
GO Bonds Series 2007 0.240000%
25154C4F8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Deutsche Bank AG
N/A
N/A
N
N
5240000.00
5240000.00
0.0305
N
5240000.00
5240000.00
Orange Cnty
Refunding RB (Riverbend Apts) 1999B 0.190000%
684209MS5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Freddie Mac
N/A
N/A
Y
Freddie Mac
N/A
N/A
N
4200000.00
4200000.00
0.0245
N
4200000.00
4200000.00
Palomar Community College District
GO Bonds Series 2006B 0.200000%
94985NXW6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Wells Fargo Bank NA
N/A
N/A
Y
Wells Fargo Bank NA
N/A
N/A
N
520000.00
520000.00
0.0030
N
520000.00
520000.00
Palomar Pomerado Health
GO Bonds Series 2009A 0.200000%
94987KFX8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Wells Fargo Bank NA
N/A
N/A
Y
Wells Fargo Bank NA
N/A
N/A
N
2000000.00
2000000.00
0.0116
N
2000000.00
2000000.00
Peralta Community College District
GO Bonds Series 2009C 0.200000%
94985NPW5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Wells Fargo & Co
N/A
N/A
Y
Wells Fargo & Co
N/A
N/A
N
800000.00
800000.00
0.0047
N
800000.00
800000.00
Pittsburg Public Financing Auth
Water Refunding RB Series 2008 0.300000%
72456PAS1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Bank of the West
N/A
N/A
Y
Bank of the West
N/A
N/A
N
1000000.00
1000000.00
0.0058
N
1000000.00
1000000.00
Puerto Rico Sales Tax Financing Corp
Sales Tax RB Series 2007A 0.180000%
74529JGK5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Credit Suisse AG
N/A
N/A
N
N
3600000.00
3600000.00
0.0210
N
3600000.00
3600000.00
Puerto Rico Sales Tax Financing Corp
Sales Tax RB Sr Series 2009C 0.210000%
74529JJM8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Citibank NA
N/A
N/A
N
N
1755000.00
1755000.00
0.0102
N
1755000.00
1755000.00
Riverside Cnty Transportation Commission
Limited Sales Tax RB Series 2009B 0.180000%
769125DR3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
2190000.00
2190000.00
0.0128
N
2190000.00
2190000.00
San Diego Cnty
COP (San Diego Jewish Academy) Series 2003 0.180000%
797260LE4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Comerica Bank
N/A
N/A
Y
Comerica Bank
N/A
N/A
N
945000.00
945000.00
0.0055
N
945000.00
945000.00
San Diego Cnty Regional Transportation Commission
Limited Sales Tax RB Series 2008B 0.200000%
797400FG8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
1205000.00
1205000.00
0.0070
N
1205000.00
1205000.00
San Diego Cnty Regional Transportation Commission
Limited Sales Tax RB Series 2008D 0.160000%
797400FJ2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
California State Teachers Retirement Systems
N/A
N/A
State Street Bank & Trust Company NA
N/A
N/A
N
N
2270000.00
2270000.00
0.0132
N
2270000.00
2270000.00
San Diego Cnty Water Auth
Water Revenue COP Series 2008A 0.190000%
797415KF2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
1000000.00
1000000.00
0.0058
N
1000000.00
1000000.00
San Diego Cnty Water Auth
CP Series 6 0.190000%
79742CDS6
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-08
2012-11-08
N
N
Y
Revolving Credit Agreement
Citibank NA
N/A
N/A
900000.00
900000.00
0.0052
N
900027.00
900027.00
San Diego Cnty Water Auth
CP Series 6 0.180000%
79742EBW5
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-10-11
2012-10-11
N
N
Y
Revolving Credit Agreement
Citibank NA
N/A
N/A
470000.00
470000.00
0.0027
N
470000.00
470000.00
San Diego Community College District
GO Bonds Series 2011 0.220000%
25155DAQ4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Deutsche Bank AG
N/A
N/A
N
N
3500000.00
3500000.00
0.0204
N
3500000.00
3500000.00
San Diego Community College District
GO Bonds Series 2009 0.200000%
797272HA2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Citibank NA
N/A
N/A
N
N
3125000.00
3125000.00
0.0182
N
3125000.00
3125000.00
San Diego Public Facilities Financing Auth
Sr Sewer RB Series 2009A 0.300000%
94985NJP7
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-01-17
2013-01-17
N
Y
Wells Fargo & Co
N/A
N/A
Y
Tender Option
Wells Fargo & Co
N/A
N/A
2000000.00
2000000.00
0.0116
N
2000000.00
2000000.00
San Francisco
Lease Revenue CP COP Series 2 0.180000%
79768DAQ0
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-12-05
2012-12-05
N
Y
US Bank NA
N/A
N/A
N
1000000.00
1000000.00
0.0058
N
999980.00
999980.00
San Francisco
GO Bonds (San Francisco General Hospital) Series 2009A 0.270000%
94985NHF1
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-10-18
2012-10-18
N
N
Y
Tender Option
Wells Fargo & Co
N/A
N/A
530000.00
530000.00
0.0031
N
530000.00
530000.00
San Francisco Redevelopment Agency
M/F Housing Refunding RB (Fillmore Center) Series 1992A1 0.180000%
79771MAS1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Freddie Mac
N/A
N/A
Y
Freddie Mac
N/A
N/A
N
1800000.00
1800000.00
0.0105
N
1800000.00
1800000.00
San Francisco Airport Commission
Second Series Refunding RB Series 37C 0.160000%
79766DBC2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Union Bank NA
N/A
N/A
Y
Union Bank NA
N/A
N/A
N
1300000.00
1300000.00
0.0076
N
1300000.00
1300000.00
San Joaquin Cnty Transportation Auth
Sales Tax Revenue CP 0.200000%
79811UAX4
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-09
2012-11-09
N
Y
JPMorgan Chase Bank NA
N/A
N/A
N
2000000.00
2000000.00
0.0116
N
2000100.00
2000100.00
San Jose-Evergreen Community College District
GO Bonds Series A 0.190000%
798189HB5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Citibank NA
N/A
N/A
N
N
3980000.00
3980000.00
0.0232
N
3980000.00
3980000.00
San Mateo Cnty Community College District
GO Bonds Series 2005B 0.250000%
76113PDD7
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-10-25
2012-10-25
N
N
Y
Tender Option
Wells Fargo & Co
N/A
N/A
215000.00
215000.00
0.0013
N
215000.00
215000.00
San Mateo Cnty Community College District
GO Bonds Series 2005B&2006A 0.170000%
799038ER1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Wells Fargo & Co
N/A
N/A
N
N
380000.00
380000.00
0.0022
N
380000.00
380000.00
Santa Clara USD
TRAN 2012 2.000000%
801495D90
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-06-28
2013-06-28
N
N
N
500000.00
506491.97
0.0029
N
506700.00
506700.00
Southern California Metropolitan Water District
Water RB Series 2000B4 0.180000%
592663XJ2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Wells Fargo Bank NA
N/A
N/A
N
N
700000.00
700000.00
0.0041
N
700000.00
700000.00
Southern California Metropolitan Water District
Water Refunding RB Series 2009A2 0.180000%
59266TCX7
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-10-05
2013-06-10
N
N
N
1000000.00
1000000.00
0.0058
N
999730.00
999730.00
Southern California Metropolitan Water District
Water Refunding RB Series 2011A1 0.180000%
59266TEK3
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-10-04
2013-03-08
N
N
N
1000000.00
1000000.00
0.0058
N
999980.00
999980.00
Southern California Metropolitan Water District
Water Refunding RB Series 2011A2 0.330000%
59266TEL1
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-10-04
2013-06-01
N
N
N
600000.00
600000.00
0.0035
N
600114.00
600114.00
Southern California Public Power Auth
Refunding RB (Palo Verde) Series 2008B 0.190000%
842475D44
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Barclays Bank Plc
N/A
N/A
Y
Barclays Bank Plc
N/A
N/A
N
400000.00
400000.00
0.0023
N
400000.00
400000.00
Sunnyvale
Refunding COP Series 2009A 0.190000%
867546CD3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Union Bank NA
N/A
N/A
Y
Union Bank NA
N/A
N/A
N
2510000.00
2510000.00
0.0146
N
2510000.00
2510000.00
Turlock Irrigation District
Sub Revenue CP Series A 0.250000%
90021UAH2
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-10-11
2012-10-11
N
Y
Bank of America NA
N/A
N/A
N
5000000.00
5000000.00
0.0291
N
5000000.00
5000000.00
Univ of California
Limited Project RB Series 2005B 0.160000%
74926YUM1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Royal Bank of Canada
N/A
N/A
N
N
1000000.00
1000000.00
0.0058
N
1000000.00
1000000.00
Univ of California
General RB Series 2007J 0.260000%
91412FW78
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-04-04
2013-04-04
N
N
Y
Tender Option
Wells Fargo & Co
N/A
N/A
3665000.00
3665000.00
0.0213
N
3665000.00
3665000.00
Univ of California
General RB Series 2003A 4.000000%
91412GJK2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-05-15
2013-05-15
N
N
Y
Escrow
Escrow
N/A
N/A
35000.00
35781.24
0.0002
N
35821.45
35821.45
Univ of California
General RB Series 2003A 4.000000%
91412GJT3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-05-15
2013-05-15
N
N
N
315000.00
322031.11
0.0019
N
322393.05
322393.05
West Hills Community College District
COP (2008 Refunding) 0.160000%
95330RAC5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
Union Bank NA
N/A
N/A
Y
Union Bank NA
N/A
N/A
N
4450000.00
4450000.00
0.0259
N
4450000.00
4450000.00
William S. Hart UHSD
GO Bonds Series A 0.280000%
94985NKJ9
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-01-24
2013-01-24
N
Y
Wells Fargo & Co
N/A
N/A
Y
Tender Option
Wells Fargo & Co
N/A
N/A
4000000.00
4000000.00
0.0233
N
4000000.00
4000000.00