0001145549-12-008190.txt : 20121030 0001145549-12-008190.hdr.sgml : 20121030 20120910123217 ACCESSION NUMBER: 0001145549-12-008190 CONFORMED SUBMISSION TYPE: N-MFP PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120831 FILED AS OF DATE: 20120910 DATE AS OF CHANGE: 20120910 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS CENTRAL INDEX KEY: 0000857156 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-MFP SEC ACT: 1933 Act SEC FILE NUMBER: 811-05954 FILM NUMBER: 121082405 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 1-800-648-5300 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS DATE OF NAME CHANGE: 19920703 0000857156 S000004513 Schwab New York AMT Tax-Free Money Fund C000012394 Sweep Shares SWNXX C000012395 Value Advantage Shares SWYXX N-MFP 1 primary_doc.xml N-MFP N-MFP LIVE N 2012-08-31 0000857156 S000004513 2 N N N N 033-31894 Charles Schwab Investment Management, Inc. 801-35905 PricewaterhouseCoopers LLP San Francisco CA Charles Schwab Investment Management, Inc. Boston Financial Data Services, Inc. 0000275143 84-00896 N N N Single State Fund 48 51 1928577107.48 16587721.52 5975517.08 1939189311.92 0.0020 1.0008 2012-08-31 1.0008 2012-08-31 C000012394 1.00 1576121585.22 1.00 -31714976.76 334240481.85 365955458.61 0.0001 1.0008 2012-08-31 1.0008 2012-08-31 C000012395 25000.00 363067726.70 1.00 -4543469.04 4387521.47 8930990.51 0.0001 1.0009 2012-08-31 1.0009 2012-08-31 Albany Cnty BAN 2011 1.250000% 0121224Q7 Other Municipal Debt N First Tier Security N/A N/A 2012-09-21 2012-09-21 N N N 7886369.00 7889211.98 0.0041 N 7891100.82 7891100.82 Amherst Development Corp Student Housing Facility Refunding RB Series 2010B 0.160000% 031358AX2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y HSBC BANK USA N/A N/A Y HSBC Bank USA N/A N/A N 5900000.00 5900000.00 0.0030 N 5900000.00 5900000.00 Amherst IDA Civic Facility RB (Daemen College) Series 2006B 0.220000% 031362EJ1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 3690000.00 3690000.00 0.0019 N 3690000.00 3690000.00 Brookhaven IDA Civic Facility RB (Methodist Retirement Community Development Corp) Series 2001 0.170000% 113156CP6 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y US Bank NA N/A N/A Y US Bank NA N/A N/A N 3750000.00 3750000.00 0.0019 N 3750000.00 3750000.00 Chautauqua Cnty IDA Civic Facility RB (Jamestown Center City Development Corp) Series 2000A 0.190000% 162544AU4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 11010000.00 11010000.00 0.0057 N 11010000.00 11010000.00 Cheektowaga BAN 2012 1.000000% 162879F47 Other Municipal Debt N Unrated Security N/A N/A 2013-07-18 2013-07-18 N N N 12735000.00 12812090.01 0.0066 N 12812428.80 12812428.80 Colonie Local Development Corp RB (Shaker Point at Carondelet) Series 2011 0.170000% 196220AA5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 10000000.00 10000000.00 0.0052 N 10000000.00 10000000.00 East Rochester Housing Auth Housing RB (Park Ridge Nursing Home) Series 2008 0.220000% 274722DX2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 13965000.00 13965000.00 0.0072 N 13965000.00 13965000.00 Greene Cnty BAN 2012 1.000000% 394604LN0 Other Municipal Debt N First Tier Security N/A N/A 2013-03-29 2013-03-29 N N N 10000000.00 10035370.88 0.0052 N 10033500.00 10033500.00 Ithaca BAN Series 2012 1.000000% 465650SA8 Other Municipal Debt N Unrated Security N/A N/A 2013-08-02 2013-08-02 N N N 12565512.00 12645164.92 0.0065 N 12645177.35 12645177.35 Lancaster IDA Civic Facility RB (2000 GreenField Manor) 0.190000% 514502AA1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 9735000.00 9735000.00 0.0050 N 9735000.00 9735000.00 Madison Cnty IDA Civic Facility RB (Colgate Univ) Series 2005A 0.180000% 46632PBD4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y JPMorgan Chase Bank NA N/A N/A Y Berkshire Hathaway Assurance Corp N/A N/A N 11845000.00 11845000.00 0.0061 N 11845000.00 11845000.00 Manhasset UFSD TAN Series 2012-2013 1.000000% 562745JB6 Other Municipal Debt N Unrated Security N/A N/A 2013-06-20 2013-06-20 N N N 12000000.00 12073547.37 0.0062 N 12074760.00 12074760.00 Metropolitan Transportation Auth Dedicated Tax Fund Bonds Series 2004B2 0.180000% 46636YNQ9 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y JPMorgan Chase Bank NA N/A N/A N N 8055000.00 8055000.00 0.0042 N 8055000.00 8055000.00 Metropolitan Transportation Auth State Service Contract Bonds Series 2002B 5.500000% 5925973C0 Other Municipal Debt N Unrated Security N/A N/A 2013-01-01 2013-01-01 N N Y Obligor New York State N/A N/A 840000.00 853986.83 0.0004 N 854179.20 854179.20 Metropolitan Transportation Auth Dedicated Tax Fund Refunding Bonds Series 2008A1 0.200000% 59259NH97 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y Morgan Stanley Bank NA N/A N/A Y Morgan Stanley Bank NA N/A N/A N 29775000.00 29775000.00 0.0154 N 29775000.00 29775000.00 Metropolitan Transportation Auth Dedicated Tax Fund Bonds Series 2004A 5.000000% 59259NNL3 Other Municipal Debt N Unrated Security N/A N/A 2012-11-15 2012-11-15 N N N 100000.00 100898.48 0.0001 N 100917.00 100917.00 Metropolitan Transportation Auth Transportation RB Series 2005B 0.180000% 59259R6Y5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y JPMorgan Chase Bank NA N/A N/A Y Berkshire Hathaway Assurance Corp N/A N/A N 4995000.00 4995000.00 0.0026 N 4995000.00 4995000.00 Metropolitan Transportation Auth Transportation Refunding RB Series 2002G1 0.170000% 59259R7S7 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y Bank of Nova Scotia N/A N/A Y Bank of Nova Scotia N/A N/A N 42000000.00 42000000.00 0.0217 N 42000000.00 42000000.00 Metropolitan Transportation Auth Transportation RB Series 2007A 0.200000% 59259RZ80 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y Citibank NA N/A N/A Y Berkshire Hathaway Assurance Corp N/A N/A N 26000000.00 26000000.00 0.0134 N 26000000.00 26000000.00 Metropolitan Transportation Auth Transportation RB Series 2008B1 2.000000% 59259YKB4 Other Municipal Debt N Unrated Security N/A N/A 2012-11-15 2012-11-15 N N N 7040000.00 7061383.14 0.0036 N 7063020.80 7063020.80 Metropolitan Transportation Auth Transportation Revenue BAN Series CP2B 0.210000% 59260MGV8 Other Commercial Paper N First Tier Security N/A N/A 2012-09-14 2012-09-14 N Y Barclays Bank Plc N/A N/A N 16500000.00 16500000.00 0.0085 N 16500000.00 16500000.00 Metropolitan Transportation Auth Transportation Revenue BAN Series CP2B 0.210000% 59260MGY2 Other Commercial Paper N First Tier Security N/A N/A 2012-10-12 2012-10-12 N Y Barclays Bank Plc N/A N/A N 16190000.00 16190000.00 0.0083 N 16190485.70 16190485.70 Metropolitan Transportation Auth Transportation Revenue BAN Series CP2B 0.170000% 59260MHX3 Other Commercial Paper N First Tier Security N/A N/A 2012-09-28 2012-09-28 N Y Barclays Bank Plc N/A N/A N 47265000.00 47265000.00 0.0244 N 47265000.00 47265000.00 Metropolitan Transportation Auth Transportation Revenue BAN Series CP2C 0.150000% 59260UDY7 Other Commercial Paper N First Tier Security N/A N/A 2012-09-05 2012-09-05 N Y Royal Bank of Canada N/A N/A N 28500000.00 28500000.00 0.0147 N 28500000.00 28500000.00 Metropolitan Transportation Auth Dedicated Tax Fund Bonds Series 2006A 0.240000% 74703UAW8 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y Bank of America NA N/A N/A N N 3740000.00 3740000.00 0.0019 N 3740000.00 3740000.00 Miller Place UFSD TAN 2012-2013 1.000000% 600582KF6 Other Municipal Debt N Unrated Security N/A N/A 2013-06-27 2013-06-27 N N N 10200000.00 10261131.79 0.0053 N 10262118.00 10262118.00 Monroe Cnty IDA Civic Facility RB Series 2004 0.270000% 610752CU9 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 1660000.00 1660000.00 0.0009 N 1660000.00 1660000.00 Monroe Cnty IDA Civic Facility RB (Cherry Ridge Apts) Series 2005 0.190000% 610752CZ8 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y HSBC BANK USA N/A N/A Y HSBC Bank USA N/A N/A N 2800000.00 2800000.00 0.0014 N 2800000.00 2800000.00 Monroe Cnty IDA RB (Univ of Rochester) Series 2011A&B 0.170000% 94985N5G2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 7505000.00 7505000.00 0.0039 N 7505000.00 7505000.00 Nassau Cnty Interim Finance Auth Sales Tax Secured Bonds Series 2008A 0.170000% 631663KF7 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y JPMorgan Chase Bank NA N/A N/A N N 3120000.00 3120000.00 0.0016 N 3120000.00 3120000.00 Nassau Cnty Interim Finance Auth Sales Tax Secured Bonds Series 2008B 0.170000% 631663KG5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y Sumitomo Mitsui Banking Corp N/A N/A N N 26315000.00 26315000.00 0.0136 N 26315000.00 26315000.00 Nassau Cnty Interim Finance Auth Sales Tax Secured Bonds Series 2008D1 0.260000% 631663MM0 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y Bank of America NA N/A N/A N N 36000000.00 36000000.00 0.0186 N 36000000.00 36000000.00 Nassau Cnty Local Economic Assistance Corp RB Series 2011A 0.160000% 63166LAA9 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 5000000.00 5000000.00 0.0026 N 5000000.00 5000000.00 Nassau Health Care Corp Bonds Series 2009C2 0.180000% 63167NAW6 Other Municipal Debt N First Tier Security N/A N/A 2012-10-07 2012-10-07 N Y Wells Fargo Bank NA N/A N/A N 2500000.00 2500000.00 0.0013 N 2500000.00 2500000.00 New York City GO Bonds Fiscal 2008 Series E 0.180000% 18886PM51 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y State Street Bank & Trust Company NA N/A N/A N N 18695000.00 18695000.00 0.0096 N 18695000.00 18695000.00 New York City GO Bonds Fiscal 2005 Series J 0.180000% 46632PJP9 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y JPMorgan Chase Bank NA N/A N/A N N 7015000.00 7015000.00 0.0036 N 7015000.00 7015000.00 New York City GO Bonds Fiscal 2005 Series G 0.180000% 46632PMQ3 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y JPMorgan Chase Bank NA N/A N/A N N 7555000.00 7555000.00 0.0039 N 7555000.00 7555000.00 New York City GO Bonds Fiscal 2004 Series J 0.180000% 46632PMS9 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y JPMorgan Chase Bank NA N/A N/A N N 7670000.00 7670000.00 0.0040 N 7670000.00 7670000.00 New York City GO Bonds Fiscal 2009 Series I1 0.180000% 46633VBC2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y JPMorgan Chase Bank NA N/A N/A N N 14740000.00 14740000.00 0.0076 N 14740000.00 14740000.00 New York City GO Bonds Fiscal 2012 Series G1 0.210000% 46636YN30 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y Deutsche Bank AG N/A N/A Y Deutsche Bank AG N/A N/A N 3565000.00 3565000.00 0.0018 N 3565000.00 3565000.00 New York City GO Bonds Fiscal 1995 Series F6 0.150000% 649659HR3 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 50000.00 50000.00 0.0000 N 50000.00 50000.00 New York City GO Bonds Fiscal 1994 Series A6 0.220000% 649660NX1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y Landesbank Hessen-Thuringen Girozentrale N/A N/A Y Landesbank Hessen-Thuringen Girozentrale N/A N/A N 3300000.00 3300000.00 0.0017 N 3300000.00 3300000.00 New York City GO Bonds Fiscal 1995 Series B5 0.190000% 649660RN9 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-04 2012-09-04 Y JPMorgan Chase Bank NA N/A N/A N N 5600000.00 5600000.00 0.0029 N 5600000.00 5600000.00 New York City GO Bonds Fiscal 2005 Series J 5.000000% 64966EBV8 Other Municipal Debt N Unrated Security N/A N/A 2013-03-01 2013-03-01 N N N 100000.00 102210.75 0.0001 N 102341.00 102341.00 New York City GO Bonds Fiscal 2007 Series C1 5.000000% 64966F7K4 Other Municipal Debt N Unrated Security N/A N/A 2013-01-01 2013-01-01 N N N 525000.00 532997.21 0.0003 N 533074.50 533074.50 New York City GO Bonds Fiscal 2006 Series I4 0.200000% 64966FA87 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y Bank of New York Mellon N/A N/A Y Bank of New York Mellon N/A N/A N 9000000.00 9000000.00 0.0046 N 9000000.00 9000000.00 New York City GO Bonds Fiscal 2008 Series L1 0.180000% 64966G6D9 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y JPMorgan Chase Bank NA N/A N/A N N 6660000.00 6660000.00 0.0034 N 6660000.00 6660000.00 New York City GO Bonds Fiscal 2008 Series I1 4.000000% 64966GQ88 Other Municipal Debt N Unrated Security N/A N/A 2013-02-01 2013-02-01 N N N 200000.00 202928.21 0.0001 N 203074.00 203074.00 New York City GO Bonds Fiscal 2008 Series D 5.000000% 64966GYA4 Other Municipal Debt N Unrated Security N/A N/A 2012-12-01 2012-12-01 N N N 415000.00 419670.58 0.0002 N 419718.55 419718.55 New York City GO Bonds Fiscal 2003 Series C3A 0.170000% 64966H7V6 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y Bank of Nova Scotia N/A N/A N N 13885000.00 13885000.00 0.0072 N 13885000.00 13885000.00 New York City GO Bonds Fiscal 2003 Series C3B 0.180000% 64966H7X2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y Lloyds TSB Bank Plc N/A N/A N N 30000000.00 30000000.00 0.0155 N 30000000.00 30000000.00 New York City GO Bonds Fiscal 2009 Series C 5.000000% 64966HBL3 Other Municipal Debt N Unrated Security N/A N/A 2013-08-01 2013-08-01 N N N 375000.00 390738.54 0.0002 N 391155.00 391155.00 New York City GO Bonds Fiscal 2005 Series O 0.190000% 64966HDM9 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y Citibank NA N/A N/A N N 7000000.00 7000000.00 0.0036 N 7000000.00 7000000.00 New York City GO Bonds Fiscal 2009 Series H1 4.000000% 64966HGD6 Other Municipal Debt N Unrated Security N/A N/A 2013-03-01 2013-03-01 N N N 100000.00 101730.56 0.0001 N 101855.00 101855.00 New York City GO Bonds Fiscal 2009 Series J1 0.190000% 64966HMA5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y Citibank NA N/A N/A N N 11900000.00 11900000.00 0.0061 N 11900000.00 11900000.00 New York City GO Bonds Fiscal 2006 Series F4B 0.180000% 64966HW48 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y Union Bank NA N/A N/A Y Union Bank NA N/A N/A N 5300000.00 5300000.00 0.0027 N 5300000.00 5300000.00 New York City GO Bonds Fiscal 2008 Series C1 5.000000% 64966JA48 Other Municipal Debt N Unrated Security N/A N/A 2012-10-01 2012-10-01 N N Y Escrow Escrow N/A N/A 5000.00 5017.16 0.0000 N 5016.60 5016.60 New York City GO Bonds Fiscal 2008 Series C1 5.000000% 64966JA71 Other Municipal Debt N Unrated Security N/A N/A 2012-10-01 2012-10-01 N N N 145000.00 145497.74 0.0001 N 145485.75 145485.75 New York City GO Bonds Fiscal 2012 Series G3 0.170000% 64966JB47 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y Citibank NA N/A N/A Y Citibank NA N/A N/A N 37775000.00 37775000.00 0.0195 N 37775000.00 37775000.00 New York City GO Bonds Fiscal 2012 Series G-6 0.170000% 64966JE77 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-04 2012-09-04 Y Mizuho Corporate Bank Ltd N/A N/A Y Mizuho Corporate Bank Ltd N/A N/A N 1755000.00 1755000.00 0.0009 N 1755000.00 1755000.00 New York City GO Bonds Fiscal 2010 Series E 0.170000% 64966JTH9 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y Citibank NA N/A N/A N N 1300000.00 1300000.00 0.0007 N 1300000.00 1300000.00 New York City GO Bonds Fiscal 2005 Series E 5.000000% 64966JYB6 Other Municipal Debt N Unrated Security N/A N/A 2012-11-01 2012-11-01 N N Y Escrow Escrow N/A N/A 515000.00 518899.14 0.0003 N 518795.55 518795.55 New York City GO Bonds Fiscal 2005 Series E 5.000000% 64966JZA7 Other Municipal Debt N Unrated Security N/A N/A 2012-11-01 2012-11-01 N N N 370000.00 372758.29 0.0002 N 372723.20 372723.20 New York City GO Bonds Fiscal 2012 Series D1 0.160000% 74926YTL5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y Royal Bank of Canada N/A N/A N N 9000000.00 9000000.00 0.0046 N 9000000.00 9000000.00 New York City Housing Development Corp M/F Housing RB Series 2009C1 0.180000% 46632P8M8 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y JPMorgan Chase Bank NA N/A N/A N N 9000000.00 9000000.00 0.0046 N 9000000.00 9000000.00 New York City Housing Development Corp M/F Mortgage RB (101 Ave D Apts) Series 2010A 0.200000% 64966TCF9 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y Bank of America NA N/A N/A Y Bank of America NA N/A N/A N 15000000.00 15000000.00 0.0077 N 15000000.00 15000000.00 New York City Housing Development Corp M/F Rental Housing RB (90 Washington St) Series 2005A 0.180000% 64970HBC7 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y Fannie Mae N/A N/A Y Fannie Mae N/A N/A N 22700000.00 22700000.00 0.0117 N 22700000.00 22700000.00 New York City Housing Development Corp M/F Rental Housing RB (Lexington Courts) Series 2009A 0.160000% 64970HDV3 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y Freddie Mac N/A N/A Y Freddie Mac N/A N/A N 10500000.00 10500000.00 0.0054 N 10500000.00 10500000.00 New York City Housing Development Corp M/F Housing RB Series 2010B 0.190000% 64970M7W7 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y Citibank NA N/A N/A N N 27920000.00 27920000.00 0.0144 N 27920000.00 27920000.00 New York City Housing Development Corp M/F Housing RB Series 2012C 0.270000% 64972BSC0 Other Municipal Debt N First Tier Security N/A N/A 2013-02-01 2013-02-01 N N N 7000000.00 7000000.00 0.0036 N 7000000.00 7000000.00 New York City Housing Development Corp M/F Housing RB Series 2009H2 0.250000% 64972BTJ4 Other Municipal Debt N First Tier Security N/A N/A 2013-06-28 2013-06-28 N N N 6640000.00 6640000.00 0.0034 N 6640531.20 6640531.20 New York City Housing Development Corp M/F Housing RB Series 2012D1A 0.260000% 94987KJG1 Other Municipal Debt N First Tier Security N/A N/A 2013-05-09 2013-05-09 N N Y Tender Option Wells Fargo Bank NA N/A N/A 19995000.00 19995000.00 0.0103 N 19995000.00 19995000.00 New York City IDA Civic Facility RB (Covenant of the Sacred Heart School of New York) Series 2002 0.170000% 649438HZ4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y Federal Home Loan Bank N/A N/A Y Federal Home Loan Bank N/A N/A N 14515000.00 14515000.00 0.0075 N 14515000.00 14515000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2008 Series A 0.170000% 07330CKG3 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y Branch Banking & Trust Co N/A N/A N N 15495000.00 15495000.00 0.0080 N 15495000.00 15495000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2006 Series A 0.170000% 27884FEJ5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y US Bank NA N/A N/A Y US Bank NA N/A N/A N 9935000.00 9935000.00 0.0051 N 9935000.00 9935000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2005 Series D 0.180000% 46632PNF6 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y JPMorgan Chase Bank NA N/A N/A N N 3475000.00 3475000.00 0.0018 N 3475000.00 3475000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2006 Series AA1 0.180000% 64970K7Z4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-04 2012-09-04 Y California State Teachers Retirement Systems N/A N/A State Street Bank & Trust Company NA N/A N/A N N 1885000.00 1885000.00 0.0010 N 1885000.00 1885000.00 New York City Municipal Water Finance Auth CP Series 1 0.170000% 64970LWN1 Other Commercial Paper N First Tier Security N/A N/A 2012-09-06 2012-09-06 N N N 22000000.00 22000000.00 0.0113 N 22000000.00 22000000.00 New York City Municipal Water Finance Auth CP Series 6 0.200000% 64971TWV5 Other Commercial Paper N First Tier Security N/A N/A 2012-09-07 2012-09-07 N N N 25000000.00 25000000.00 0.0129 N 25000000.00 25000000.00 New York City Municipal Water Finance Auth Extendible CP Series 8 0.240000% 64972AFE2 Other Commercial Paper N First Tier Security N/A N/A 2012-11-19 2013-05-19 N N N 25850000.00 25850000.00 0.0133 N 25850000.00 25850000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2011 Series HH 0.200000% 64972F6D3 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y Deutsche Bank AG N/A N/A N N 14700000.00 14700000.00 0.0076 N 14700000.00 14700000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2006 Series A 0.180000% 64972FBS4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y JPMorgan Chase Bank NA N/A N/A N N 22865000.00 22865000.00 0.0118 N 22865000.00 22865000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2005 Series D 0.240000% 64972FCV6 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y Morgan Stanley Bank NA N/A N/A N N 5800000.00 5800000.00 0.0030 N 5800000.00 5800000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2007 Series CC2 0.190000% 64972FHJ8 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-04 2012-09-04 Y Bank of Nova Scotia N/A N/A N N 5270000.00 5270000.00 0.0027 N 5270000.00 5270000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2003 Series E 0.180000% 64972FSK3 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y JPMorgan Chase Bank NA N/A N/A N N 4995000.00 4995000.00 0.0026 N 4995000.00 4995000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2005 Series D 0.180000% 64972FUV6 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y JPMorgan Chase Bank NA N/A N/A N N 5420000.00 5420000.00 0.0028 N 5420000.00 5420000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2009 Series DD 0.200000% 64972FYV2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y Citibank NA N/A N/A N N 8125000.00 8125000.00 0.0042 N 8125000.00 8125000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2006 Series D 0.200000% 74703YDH0 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y Bank of America NA N/A N/A N N 13000000.00 13000000.00 0.0067 N 13000000.00 13000000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2007 Series A 0.200000% 74703YT91 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y Bank of America NA N/A N/A N N 2000000.00 2000000.00 0.0010 N 2000000.00 2000000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2007 Series A 0.200000% 74703YTU4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y Bank of America NA N/A N/A N N 12250000.00 12250000.00 0.0063 N 12250000.00 12250000.00 New York City Municipal Water Finance Auth Water & Sewer System RB Fiscal 2012 Series FF 0.170000% 94987KJB2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y Wells Fargo Bank NA N/A N/A N N 7210000.00 7210000.00 0.0037 N 7210000.00 7210000.00 New York City Transitional Finance Auth Future Tax Sub Bonds Fiscal 2012 Series E1 0.200000% 25155DMF5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y Deutsche Bank AG N/A N/A N N 11330000.00 11330000.00 0.0058 N 11330000.00 11330000.00 New York City Transitional Finance Auth Future Tax Secured Bonds Fiscal 2010 Series A1 0.180000% 46633VDB2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y JPMorgan Chase Bank NA N/A N/A N N 11000000.00 11000000.00 0.0057 N 11000000.00 11000000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2011 Series D1 0.180000% 46633VQ36 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y JPMorgan Chase Bank NA N/A N/A N N 3750000.00 3750000.00 0.0019 N 3750000.00 3750000.00 New York City Transitional Finance Auth Recovery Bonds Fiscal 2003 Series 2D 0.200000% 64971KFE1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y Lloyds TSB Bank Plc N/A N/A N N 2500000.00 2500000.00 0.0013 N 2500000.00 2500000.00 New York City Transitional Finance Auth Recovery Bonds Fiscal 2003 Series 3G 0.170000% 64971KGG5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y Bank of New York Mellon N/A N/A N N 15115000.00 15115000.00 0.0078 N 15115000.00 15115000.00 New York City Transitional Finance Auth Future Tax Secured Refunding Bonds Fiscal 2004 Series D2 5.000000% 64971KYV2 Other Municipal Debt N Unrated Security N/A N/A 2012-11-01 2012-11-01 N N N 750000.00 755602.57 0.0004 N 755527.50 755527.50 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2007 Series C1 0.240000% 64971MNB4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y Morgan Stanley Bank NA N/A N/A N N 6000000.00 6000000.00 0.0031 N 6000000.00 6000000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2010 Series D 5.000000% 64971QFE8 Other Municipal Debt N Unrated Security N/A N/A 2012-11-01 2012-11-01 N N N 200000.00 201452.67 0.0001 N 201474.00 201474.00 New York City Transitional Finance Auth Future Tax Secured Refunding Sr Bonds Fiscal 2003 Series A4 0.180000% 64971QPQ0 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-04 2012-09-04 Y TD Bank NA N/A N/A N N 580000.00 580000.00 0.0003 N 580000.00 580000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2011 Series B3 2.000000% 64971QVP5 Other Municipal Debt N Unrated Security N/A N/A 2012-11-01 2012-11-01 N N Y Escrow Escrow N/A N/A 25000.00 25060.22 0.0000 N 25068.00 25068.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2011 Series B3 2.000000% 64971QVT7 Other Municipal Debt N Unrated Security N/A N/A 2012-11-01 2012-11-01 N N N 675000.00 676626.02 0.0003 N 676788.75 676788.75 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2012 Series A4 0.160000% 64971QZA4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-04 2012-09-04 Y Northern Trust Co N/A N/A N N 5000000.00 5000000.00 0.0026 N 5000000.00 5000000.00 New York City Transitional Finance Auth Building Aid RB Fiscal 2007 Series S2 0.190000% 64972HFU1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State N/A N/A 7090000.00 7090000.00 0.0037 N 7090000.00 7090000.00 New York City Transitional Finance Auth Building Aid RB Fiscal 2008 Series S1 0.200000% 64972HRC8 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y Citibank NA N/A N/A N Y Obligor New York State N/A N/A 6000000.00 6000000.00 0.0031 N 6000000.00 6000000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2012 Series E1 0.170000% 76252PAL3 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y Barclays Bank Plc N/A N/A N N 10800000.00 10800000.00 0.0056 N 10800000.00 10800000.00 New York City Transitional Finance Auth Future Tax Secured Sub Bonds Fiscal 2011 Series D1 0.170000% 94985NG88 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y Wells Fargo Bank NA N/A N/A N N 2800000.00 2800000.00 0.0014 N 2800000.00 2800000.00 New York City Transitional Finance Auth Building Aid RB Fiscal 2009 Series S4 0.170000% 94985NHA2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y Wells Fargo & Co N/A N/A Y Wells Fargo & Co N/A N/A N 12535000.00 12535000.00 0.0065 N 12535000.00 12535000.00 New York City Transitional Finance Auth Building Aid RB Fiscal 2009 Series S5 0.260000% 94985NKM2 Other Municipal Debt N First Tier Security N/A N/A 2013-05-09 2013-05-09 N Y Wells Fargo & Co N/A N/A Y Tender Option Wells Fargo & Co N/A N/A 15645000.00 15645000.00 0.0081 N 15645000.00 15645000.00 New York City Trust for Cultural Resources Refunding RB (American Museum of Natural History) Series 2004A 0.190000% 46632P7T4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor American Museum of Natural History N/A N/A 3745000.00 3745000.00 0.0019 N 3745000.00 3745000.00 New York City Trust for Cultural Resources RB (Lincoln Center for the Performing Arts) Series 2008B1 0.170000% 649717PP4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y US Bank NA N/A N/A Y US Bank NA N/A N/A N 22100000.00 22100000.00 0.0114 N 22100000.00 22100000.00 New York Liberty Development Corp Liberty RB (1 World Trade Center) Series 2011 0.180000% 46636YEJ5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor Port Auth of New York & New Jersey N/A N/A 6360000.00 6360000.00 0.0033 N 6360000.00 6360000.00 New York Liberty Development Corp Liberty RB (1 World Trade Center) Series 2011 0.200000% 649519BY0 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y Deutsche Bank AG N/A N/A N Y Obligor Port Auth of New York & New Jersey N/A N/A 21850000.00 21850000.00 0.0113 N 21850000.00 21850000.00 New York Liberty Development Corp Liberty Refunding RB (WTC Towers 3&4) Series 2011A 0.250000% 649519CN3 Other Municipal Debt N First Tier Security N/A N/A 2013-08-22 2013-08-22 N N Y Escrow Escrow N/A N/A 20000000.00 20000000.00 0.0103 N 20000200.00 20000200.00 New York State GO Refunding Bonds Series 2005C 5.000000% 649787N87 Other Municipal Debt N Unrated Security N/A N/A 2013-04-15 2013-04-15 N N N 375000.00 385489.72 0.0002 N 385938.75 385938.75 New York State Dormitory Auth RB (NYU) Series 2007A 0.210000% 25155DFC0 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y Deutsche Bank AG N/A N/A N Y Obligor New York Univ N/A N/A 5600000.00 5600000.00 0.0029 N 5600000.00 5600000.00 New York State Dormitory Auth State Personal Income Tax RB Series 2005F 0.180000% 46632PND1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 5130000.00 5130000.00 0.0026 N 5130000.00 5130000.00 New York State Dormitory Auth State Personal Income Tax RB Series 2007A 0.180000% 46633VR76 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 3000000.00 3000000.00 0.0015 N 3000000.00 3000000.00 New York State Dormitory Auth State Personal Income Tax RB Series 2005F 0.180000% 46633VSG5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 6800000.00 6800000.00 0.0035 N 6800000.00 6800000.00 New York State Dormitory Auth CP (Cornell Univ) 0.180000% 64983LRM4 Other Commercial Paper N First Tier Security N/A N/A 2012-10-09 2012-10-09 N N Y Obligor Cornell University N/A N/A 6905000.00 6905000.00 0.0036 N 6905069.05 6905069.05 New York State Dormitory Auth CP (Cornell Univ) 0.170000% 64983LRQ5 Other Commercial Paper N First Tier Security N/A N/A 2012-10-09 2012-10-09 N N Y Obligor Cornell University N/A N/A 5845000.00 5845000.00 0.0030 N 5845000.00 5845000.00 New York State Dormitory Auth RB (NYC Public Library) Series 1999A 0.170000% 64983M4M7 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 7005000.00 7005000.00 0.0036 N 7005000.00 7005000.00 New York State Dormitory Auth Mental Health Services Facilities RB Series 2009A1 5.000000% 64983M6M5 Other Municipal Debt N Unrated Security N/A N/A 2013-02-15 2013-02-15 N N Y Obligor New York State N/A N/A 5000000.00 5104601.62 0.0026 N 5103400.00 5103400.00 New York State Dormitory Auth Mental Health Services Facilities RB Series 2007A 3.750000% 64983MEA2 Other Municipal Debt N Unrated Security N/A N/A 2013-02-15 2013-02-15 N N Y Obligor New York State N/A N/A 100000.00 101469.69 0.0001 N 101517.00 101517.00 New York State Dormitory Auth Mental Health Services Facilities RB Series 2008A 5.000000% 64983MG36 Other Municipal Debt N Unrated Security N/A N/A 2013-02-15 2013-02-15 N N Y Obligor New York State N/A N/A 1310000.00 1337577.42 0.0007 N 1337090.80 1337090.80 New York State Dormitory Auth Mental Health Services Facilities RB Series 2007D 5.000000% 64983MHK7 Other Municipal Debt N Unrated Security N/A N/A 2013-02-15 2013-02-15 N N Y Obligor New York State N/A N/A 250000.00 255115.03 0.0001 N 255170.00 255170.00 New York State Dormitory Auth Mental Health Services RB Series 2008B 5.000000% 64983MK49 Other Municipal Debt N Unrated Security N/A N/A 2013-02-15 2013-02-15 N N Y Obligor New York State N/A N/A 1000000.00 1020967.31 0.0005 N 1020680.00 1020680.00 New York State Dormitory Auth Mental Health Services Facilities Improvement RB Series 2008D 5.000000% 64983MP69 Other Municipal Debt N Unrated Security N/A N/A 2013-02-15 2013-02-15 N N Y Obligor New York State N/A N/A 100000.00 102022.20 0.0001 N 102068.00 102068.00 New York State Dormitory Auth Hospital Refunding RB (Interfaith Medical Center) Series 2007 5.000000% 64983MUU0 Other Municipal Debt N Unrated Security N/A N/A 2013-02-15 2013-02-15 N N Y Obligor New York State N/A N/A 250000.00 254942.68 0.0001 N 254585.00 254585.00 New York State Dormitory Auth RB (Columbia Univ) Series 2006A 0.210000% 64983PGM7 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y Citibank NA N/A N/A N Y Obligor Columbia Univ N/A N/A 8535000.00 8535000.00 0.0044 N 8535000.00 8535000.00 New York State Dormitory Auth State Personal Income tax RB Series 2006C 0.190000% 64983PJT9 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y Citibank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 18000000.00 18000000.00 0.0093 N 18000000.00 18000000.00 New York State Dormitory Auth RB (Catholic Health) Series 2006B 0.210000% 64983Q5S4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y HSBC BANK USA N/A N/A Y HSBC Bank USA N/A N/A N 8865000.00 8865000.00 0.0046 N 8865000.00 8865000.00 New York State Dormitory Auth Cornell Univ RB Series 2006A 5.000000% 64983QJ91 Other Municipal Debt N Unrated Security N/A N/A 2013-07-01 2013-07-01 N N Y Obligor Cornell University N/A N/A 360000.00 373417.83 0.0002 N 374140.80 374140.80 New York State Dormitory Auth Mental Health Services Facilities RB Series 2005E 4.500000% 64983R6U6 Other Municipal Debt N Unrated Security N/A N/A 2013-02-15 2013-02-15 N N Y Obligor New York State N/A N/A 125000.00 127247.32 0.0001 N 127310.00 127310.00 New York State Dormitory Auth Mental Health Services Facilities RB Series 2005A 4.250000% 64983RAH0 Other Municipal Debt N Unrated Security N/A N/A 2013-02-15 2013-02-15 N N Y Obligor New York State N/A N/A 250000.00 254295.63 0.0001 N 254342.50 254342.50 New York State Dormitory Auth Mental Health Services Facilities RB Series 2005B 5.000000% 64983RBE6 Other Municipal Debt N Unrated Security N/A N/A 2013-02-15 2013-02-15 N N Y Obligor New York State N/A N/A 430000.00 438932.53 0.0002 N 438892.40 438892.40 New York State Dormitory Auth RB (Culinary Institute of America) Series 2004C 0.160000% 64983U7T1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 12800000.00 12800000.00 0.0066 N 12800000.00 12800000.00 New York State Dormitory Auth State Personal Income Tax RB Series 2005F 5.000000% 649902DH3 Other Municipal Debt N Unrated Security N/A N/A 2013-03-15 2013-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 625000.00 640364.15 0.0003 N 640700.00 640700.00 New York State Dormitory Auth State Personal Income Tax RB Series 2006C 5.000000% 649902GJ6 Other Municipal Debt N Unrated Security N/A N/A 2012-12-15 2012-12-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 340000.00 344425.22 0.0002 N 344522.00 344522.00 New York State Dormitory Auth State Personal Income Tax RB Series 2007A 4.250000% 649902LA9 Other Municipal Debt N Unrated Security N/A N/A 2013-03-15 2013-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 100000.00 102001.90 0.0001 N 102129.00 102129.00 New York State Dormitory Auth State Personal Income Tax RB Series 2007C 5.000000% 649902MS9 Other Municipal Debt N Unrated Security N/A N/A 2013-03-15 2013-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 895000.00 917153.59 0.0005 N 917724.05 917724.05 New York State Dormitory Auth State Personal Income Tax RB Series 2008A 5.000000% 649902QN6 Other Municipal Debt N Unrated Security N/A N/A 2013-03-15 2013-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 100000.00 102411.56 0.0001 N 102539.00 102539.00 New York State Dormitory Auth State Personal Income Tax RB Series 2008A 4.000000% 649902QP1 Other Municipal Debt N Unrated Security N/A N/A 2013-03-15 2013-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 745000.00 759431.70 0.0004 N 760004.30 760004.30 New York State Dormitory Auth State Personal Income Tax Refunding RB Series 2008B 5.000000% 649902SA2 Other Municipal Debt N Unrated Security N/A N/A 2013-03-15 2013-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 450000.00 460980.79 0.0002 N 461425.50 461425.50 New York State Dormitory Auth RB (Univ of Rochester) Series 2003C 0.180000% 6499032H3 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 24575000.00 24575000.00 0.0127 N 24575000.00 24575000.00 New York State Dormitory Auth State Personal Income Tax RB Series 2010A 4.000000% 64990EBP1 Other Municipal Debt N Unrated Security N/A N/A 2013-02-15 2013-02-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 165000.00 167641.52 0.0001 N 167796.75 167796.75 New York State Dormitory Auth RB (Cornell Univ) Series 2009A 0.200000% 74703UAY4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y Bank of America NA N/A N/A N Y Obligor Cornell University N/A N/A 5025000.00 5025000.00 0.0026 N 5025000.00 5025000.00 New York State Dormitory Auth State Personal Income Tax RB Series 2006C 0.200000% 74703Y6G0 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y Bank of America NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 7245000.00 7245000.00 0.0037 N 7245000.00 7245000.00 New York State Dormitory Auth RB (Cornell Univ) Series 2006A 0.240000% 74703YMF4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y Bank of America NA N/A N/A N Y Obligor Cornell University N/A N/A 9865000.00 9865000.00 0.0051 N 9865000.00 9865000.00 New York State Dormitory Auth State Personal Income Tax RB Series 2010F 0.240000% 74703YXU9 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y Bank of America NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 5000000.00 5000000.00 0.0026 N 5000000.00 5000000.00 New York State Dormitory Auth RB (NYU) Series 2009A 0.300000% 94985NTL5 Other Municipal Debt N First Tier Security N/A N/A 2012-12-20 2012-12-20 N N Y Obligor New York Univ N/A N/A Tender Option Wells Fargo & Co N/A N/A 25135000.00 25135000.00 0.0130 N 25135000.00 25135000.00 New York State Energy Research & Development Auth Facilities RB (Consolidated Edison) Series 2005A3 0.170000% 64984EDH5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y Mizuho Corporate Bank Ltd N/A N/A Y Mizuho Corporate Bank Ltd N/A N/A N 15820000.00 15820000.00 0.0082 N 15820000.00 15820000.00 New York State Energy Research & Development Auth Facilities RB (Consolidated Edison) Series 2005A1 0.150000% 64984EDJ1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y Mizuho Corporate Bank Ltd N/A N/A Y Mizuho Corporate Bank Ltd N/A N/A N 18100000.00 18100000.00 0.0093 N 18100000.00 18100000.00 New York State Environmental Facilities Corp State Revolving Funds RB Series 2010C 0.180000% 46633VY78 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y JPMorgan Chase Bank NA N/A N/A N N 6600000.00 6600000.00 0.0034 N 6600000.00 6600000.00 New York State Environmental Facilities Corp Environmental Infrastructure RB Series 2003A 5.000000% 649849BE5 Other Municipal Debt N Unrated Security N/A N/A 2013-03-15 2013-03-15 N N Y Obligor New York State N/A N/A 900000.00 922207.76 0.0005 N 922464.00 922464.00 New York State Environmental Facilities Corp State Personal Income Tax RB Series 2004A 5.250000% 64985YAV2 Other Municipal Debt N Unrated Security N/A N/A 2012-12-15 2012-12-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 500000.00 506809.70 0.0003 N 506995.00 506995.00 New York State Environmental Facilities Corp State Clean Water & Drinking Water Revolving Funds Sub RB Series 2006B 5.000000% 64986APB1 Other Municipal Debt N Unrated Security N/A N/A 2013-06-15 2013-06-15 N N Y Obligor New York State Environmental Facilities Corp - NYCMWFA Program N/A N/A 250000.00 258816.84 0.0001 N 259327.50 259327.50 New York State Environmental Facilities Corp State Clean Water & Drinking Water Revolving Funds RB Series 2008A 5.000000% 64986AXP1 Other Municipal Debt N Unrated Security N/A N/A 2013-06-15 2013-06-15 N N Y Obligor New York State Environmental Facilities Corp - NYCMWFA Program N/A N/A 250000.00 259040.17 0.0001 N 259327.50 259327.50 New York State HFA Housing RB (North End Ave) Series 2004A 0.180000% 64986MJ55 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y Fannie Mae N/A N/A Y Fannie Mae N/A N/A N 2300000.00 2300000.00 0.0012 N 2300000.00 2300000.00 New York State HFA Housing RB (100 Maiden Lane) Series 2004A 0.170000% 64986MM28 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y Fannie Mae N/A N/A Y Fannie Mae N/A N/A N 25390000.00 25390000.00 0.0131 N 25390000.00 25390000.00 New York State HFA Housing RB (College Arms Apts) Series 2008A 0.180000% 64986MX83 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y Freddie Mac N/A N/A Y Freddie Mac N/A N/A N 6995000.00 6995000.00 0.0036 N 6995000.00 6995000.00 New York State HFA Housing RB (West 30th St) Series 2012A2 0.170000% 64986UMC8 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 10000000.00 10000000.00 0.0052 N 10000000.00 10000000.00 New York State HFA Housing RB (388 Bridge St) Series 2012A 0.170000% 64986UMM6 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 30000000.00 30000000.00 0.0155 N 30000000.00 30000000.00 New York State Local Government Assistance Corp Sub Lien Refunding Bonds Series 2003A4V 0.220000% 649876U80 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y Bank of America NA N/A N/A N N 6420000.00 6420000.00 0.0033 N 6420000.00 6420000.00 New York State Local Government Assistance Corp Refunding Bonds Series 1993E 0.200000% 74703YDQ0 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y Bank of America NA N/A N/A N N 3500000.00 3500000.00 0.0018 N 3500000.00 3500000.00 New York State Mortgage Agency Homeowner Mortgage RB Series 173B 0.230000% 649883SL0 Other Municipal Debt N First Tier Security N/A N/A 2013-05-01 2013-05-01 N N N 4000000.00 4000000.00 0.0021 N 4000160.00 4000160.00 New York State Mortgage Agency Homeowner Mortgage RB Series 174B 0.230000% 649883SN6 Other Municipal Debt N First Tier Security N/A N/A 2013-05-01 2013-05-01 N N N 6000000.00 6000000.00 0.0031 N 6001440.00 6001440.00 New York State Power Auth CP Series 2 0.190000% 64985GYS2 Other Commercial Paper N First Tier Security N/A N/A 2012-10-04 2012-10-04 N N N 3335000.00 3335000.00 0.0017 N 3335033.35 3335033.35 New York State Power Auth CP Series 2 0.210000% 64985GYU7 Other Commercial Paper N First Tier Security N/A N/A 2012-09-13 2012-09-13 N N N 16585000.00 16585000.00 0.0086 N 16585000.00 16585000.00 New York State Power Auth CP Series 2 0.160000% 64985GZC6 Other Commercial Paper N First Tier Security N/A N/A 2012-09-05 2012-09-05 N N N 10000000.00 10000000.00 0.0052 N 10000000.00 10000000.00 New York State Power Auth RB Series 2007A 0.210000% 64989KHL3 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y Citibank NA N/A N/A N N 3210000.00 3210000.00 0.0017 N 3210000.00 3210000.00 New York State Power Auth CP Series 1 0.160000% 64989QD91 Other Commercial Paper N First Tier Security N/A N/A 2012-09-05 2012-09-05 N N N 27584000.00 27584000.00 0.0142 N 27584000.00 27584000.00 New York State Power Auth CP Series 1 0.170000% 64989QE74 Other Commercial Paper N First Tier Security N/A N/A 2012-09-14 2012-09-14 N N N 7580000.00 7580000.00 0.0039 N 7579848.40 7579848.40 New York State Power Auth CP Series 1 0.250000% 64989VRK0 Other Commercial Paper N First Tier Security N/A N/A 2012-11-15 2013-05-18 N N N 4000000.00 4000000.00 0.0021 N 4000000.00 4000000.00 New York State Thruway Auth General RB Series H 0.380000% 27884FYT1 Other Municipal Debt N First Tier Security N/A N/A 2013-01-17 2013-01-17 N Y US Bank NA N/A N/A Y Tender Option US Bank NA N/A N/A 19460000.00 19460000.00 0.0100 N 19460000.00 19460000.00 New York State Thruway Auth Second General Highway & Bridge Trust Fund Bonds Series 2004B 5.250000% 650014EM1 Other Municipal Debt N Unrated Security N/A N/A 2013-04-01 2013-04-01 N N N 705000.00 724951.67 0.0004 N 725247.60 725247.60 New York State Thruway Auth Second General Highway & Bridge Trust Fund Bonds Series 2007A 4.000000% 650014KA0 Other Municipal Debt N Unrated Security N/A N/A 2013-04-01 2013-04-01 N N Y Obligor New York State Thruway Authority N/A N/A 250000.00 255124.26 0.0001 N 255375.00 255375.00 New York State Thruway Auth Second General Highway & Bridge Trust Fund Bonds Series 2007A 5.000000% 650014KB8 Other Municipal Debt N Unrated Security N/A N/A 2013-04-01 2013-04-01 N N Y Obligor New York State Thruway Authority N/A N/A 100000.00 102624.86 0.0001 N 102719.00 102719.00 New York State Thruway Auth Second General Highway & Bridge Trust Fund Bonds Series 2008A 5.000000% 650014MJ9 Other Municipal Debt N Unrated Security N/A N/A 2013-04-01 2013-04-01 N N Y Obligor New York State Thruway Authority N/A N/A 250000.00 256561.54 0.0001 N 256797.50 256797.50 New York State Thruway Auth Second General Highway & Bridge Trust Fund Refunding Bonds Series 2011A2 4.000000% 650014UZ4 Other Municipal Debt N Unrated Security N/A N/A 2013-04-01 2013-04-01 N N Y Obligor New York State Thruway Authority N/A N/A 500000.00 510476.12 0.0003 N 510720.00 510720.00 New York State Thruway Auth Second General Highway and Bridge Trust Fund Bonds Series 2011A1 0.170000% 650014VH3 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y Citibank NA N/A N/A N Y Obligor New York State Thruway Authority N/A N/A 2000000.00 2000000.00 0.0010 N 2000000.00 2000000.00 New York State Thruway Auth Local Highway & Bridge Service Contract Bonds Series 2008 3.000000% 650017WN2 Other Municipal Debt N Unrated Security N/A N/A 2013-04-01 2013-04-01 N N Y Obligor New York State N/A N/A 100000.00 101493.31 0.0001 N 101564.00 101564.00 New York State Thruway Auth Local Highway & Bridge Service Contract Bonds Series 2008 5.000000% 650017WP7 Other Municipal Debt N Unrated Security N/A N/A 2013-04-01 2013-04-01 N N Y Obligor New York State N/A N/A 270000.00 277168.50 0.0001 N 277292.70 277292.70 New York State Thruway Auth Local Highway & Bridge Service Contract Bonds Series 2009 3.000000% 650017WW2 Other Municipal Debt N Unrated Security N/A N/A 2013-04-01 2013-04-01 N N Y Obligor New York State N/A N/A 100000.00 101453.78 0.0001 N 101564.00 101564.00 New York State Thruway Auth State Personal Income Tax RB Series 2003A 3.500000% 650028CK7 Other Municipal Debt N Unrated Security N/A N/A 2013-03-15 2013-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 600000.00 610069.33 0.0003 N 610512.00 610512.00 New York State Thruway Auth State Personal Income Tax RB Series 2008A 3.000000% 650028NJ8 Other Municipal Debt N Unrated Security N/A N/A 2013-03-15 2013-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 350000.00 354798.23 0.0002 N 355215.00 355215.00 New York State Thruway Auth State Personal Income Tax RB Series 2009A 4.000000% 650028QV8 Other Municipal Debt N Unrated Security N/A N/A 2013-03-15 2013-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 250000.00 254687.57 0.0001 N 255035.00 255035.00 New York State Thruway Auth State Personal Income Tax RB Series 2010A 5.000000% 650028SC8 Other Municipal Debt N Unrated Security N/A N/A 2013-03-15 2013-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 200000.00 204856.16 0.0001 N 205078.00 205078.00 New York State Urban Development Corp State Personal Income Tax RB Series 2009A1 0.180000% 46632PUA9 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 4995000.00 4995000.00 0.0026 N 4995000.00 4995000.00 New York State Urban Development Corp Service Contract Refunding RB Series 2005A 5.000000% 6500344G3 Other Municipal Debt N Unrated Security N/A N/A 2013-01-01 2013-01-01 N N Y Obligor New York State N/A N/A 1600000.00 1624548.46 0.0008 N 1624464.00 1624464.00 New York State Urban Development Corp State Personal Income Tax RB Series 2004A1 5.000000% 650034T92 Other Municipal Debt N Unrated Security N/A N/A 2013-03-15 2013-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 350000.00 358398.96 0.0002 N 358830.50 358830.50 New York State Urban Development Corp Service Contract Refunding RB Series 2005B 5.000000% 650035AQ1 Other Municipal Debt N Unrated Security N/A N/A 2013-01-01 2013-01-01 N N Y Obligor New York State N/A N/A 500000.00 507558.70 0.0003 N 507645.00 507645.00 New York State Urban Development Corp Service Contract Refunding RB Series 2007A 5.000000% 650035EG9 Other Municipal Debt N Unrated Security N/A N/A 2013-01-01 2013-01-01 N N Y Obligor New York State N/A N/A 2725000.00 2766608.80 0.0014 N 2766665.25 2766665.25 New York State Urban Development Corp State Personal Income Tax RB Series 2007C 4.500000% 650035FS2 Other Municipal Debt N Unrated Security N/A N/A 2013-03-15 2013-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 475000.00 485349.64 0.0003 N 485735.00 485735.00 New York State Urban Development Corp State Personal Income Tax RB Series 2008A1 4.000000% 650035HC5 Other Municipal Debt N Unrated Security N/A N/A 2012-12-15 2012-12-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 200000.00 202059.89 0.0001 N 202094.00 202094.00 New York State Urban Development Corp State Personal Income Tax RB Series 2005B 0.180000% 650035KL1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y JPMorgan Chase Bank NA N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 9195000.00 9195000.00 0.0047 N 9195000.00 9195000.00 New York State Urban Development Corp Service Contract Refunding RB Series 2008D 4.000000% 650035NS3 Other Municipal Debt N Unrated Security N/A N/A 2013-01-01 2013-01-01 N N Y Obligor New York State N/A N/A 1255000.00 1269954.48 0.0007 N 1270172.95 1270172.95 New York State Urban Development Corp State Personal Income Tax RB Series 2009A1 5.000000% 650035PR3 Other Municipal Debt N Unrated Security N/A N/A 2012-12-15 2012-12-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 100000.00 101279.83 0.0001 N 101321.00 101321.00 New York State Urban Development Corp State Personal Income Tax RB Series 2009B1 0.190000% 650035RU4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y Deutsche Bank AG N/A N/A N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 5000000.00 5000000.00 0.0026 N 5000000.00 5000000.00 New York State Urban Development Corp State Personal Income Tax RB Series 2009C 5.000000% 650035SB5 Other Municipal Debt N Unrated Security N/A N/A 2012-12-15 2012-12-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 335000.00 339319.70 0.0002 N 339425.35 339425.35 New York State Urban Development Corp Service Contract Refunding RB Series 2010B 5.000000% 650035UP1 Other Municipal Debt N Unrated Security N/A N/A 2013-01-01 2013-01-01 N N Y Obligor New York State N/A N/A 10665000.00 10827384.62 0.0056 N 10828067.85 10828067.85 New York State Urban Development Corp State Personal Income Tax RB Series 2011A 5.000000% 650035WG9 Other Municipal Debt N Unrated Security N/A N/A 2013-03-15 2013-03-15 N N Y Obligor New York State Personal Income Tax Revenue Bond Financing Program N/A N/A 445000.00 455974.66 0.0002 N 456227.35 456227.35 Niagara Area Development Corporation Refunding RB (Niagara Univ) Series 2012B 0.160000% 653541AU6 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y HSBC BANK USA N/A N/A Y HSBC Bank USA N/A N/A N 4705000.00 4705000.00 0.0024 N 4705000.00 4705000.00 North Hempstead BAN 2012A 1.000000% 659666KF7 Other Municipal Debt N Unrated Security N/A N/A 2013-04-10 2013-04-10 N N N 12701000.00 12754631.63 0.0066 N 12761456.76 12761456.76 North Tonawanda SD BAN 2011 1.250000% 662888JW7 Other Municipal Debt N Unrated Security N/A N/A 2012-09-20 2012-09-20 N N N 4964000.00 4965873.54 0.0026 N 4966829.48 4966829.48 Port Auth of New York & New Jersey Consolidated Bonds 166th Series 0.160000% 06740GNL6 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y Barclays Bank Plc N/A N/A N N 2150000.00 2150000.00 0.0011 N 2150000.00 2150000.00 Port Auth of New York & New Jersey Consolidated Bonds 140th Series 0.170000% 27884FBQ2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y US Bank NA N/A N/A Y US Bank NA N/A N/A N 5215000.00 5215000.00 0.0027 N 5215000.00 5215000.00 Port Auth of New York & New Jersey Consolidated Bonds 148th Series 0.240000% 73358T4P3 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y Morgan Stanley Bank NA N/A N/A N N 13000000.00 13000000.00 0.0067 N 13000000.00 13000000.00 Port Auth of New York & New Jersey Consolidated Bonds 154th Series 5.000000% 73358T6H9 Other Municipal Debt N Unrated Security N/A N/A 2012-09-01 2012-09-01 N N N 115000.00 115000.00 0.0001 N 115000.00 115000.00 Port Auth of New York & New Jersey Consolidated Bonds 148th Series 0.180000% 73358TE72 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y Citibank NA N/A N/A N N 35550000.00 35550000.00 0.0183 N 35550000.00 35550000.00 Port Auth of New York & New Jersey Consolidated Bonds 144th Series 0.180000% 73358TWC1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y JPMorgan Chase Bank NA N/A N/A N N 750000.00 750000.00 0.0004 N 750000.00 750000.00 Port Auth of New York & New Jersey Consolidated Bonds 148th Series 0.180000% 73358TX89 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y Citibank NA N/A N/A N N 5540000.00 5540000.00 0.0029 N 5540000.00 5540000.00 Port Auth of New York & New Jersey Consolidated Bonds 148th Series 0.180000% 73358TY39 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y Citibank NA N/A N/A N N 2690000.00 2690000.00 0.0014 N 2690000.00 2690000.00 Port Auth of New York & New Jersey CP Series B 0.180000% 73359BCM9 Other Commercial Paper N First Tier Security N/A N/A 2012-12-12 2012-12-12 N N N 2430000.00 2430000.00 0.0013 N 2430000.00 2430000.00 Puerto Rico Public Improvement Refunding Bonds Series 2003C5-2 0.160000% 74514LYU5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y Barclays Bank Plc N/A N/A Y Barclays Bank Plc N/A N/A N 16000000.00 16000000.00 0.0083 N 16000000.00 16000000.00 Puerto Rico Highway & Transportation Auth Transportation RB Series A 0.140000% 745190Y77 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y Bank of Nova Scotia N/A N/A Y Bank of Nova Scotia N/A N/A N 1950000.00 1950000.00 0.0010 N 1950000.00 1950000.00 Puerto Rico Sales Tax Financing Corp Sales Tax RB Series 2007A 0.240000% 25154LGB4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y Deutsche Bank AG N/A N/A N N 14365000.00 14365000.00 0.0074 N 14365000.00 14365000.00 Puerto Rico Sales Tax Financing Corp Sales Tax RB Sr Series 2009C 0.200000% 74529JJM8 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y Citibank NA N/A N/A N N 6700000.00 6700000.00 0.0035 N 6700000.00 6700000.00 Rockland Cnty IDA RB (Assisted Living At Northern Riverview) Series 1999 0.270000% 773561AD7 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 8565000.00 8565000.00 0.0044 N 8565000.00 8565000.00 Rockville Centre UFSD TAN 2012 0.750000% 774149HV3 Other Municipal Debt N Unrated Security N/A N/A 2013-06-21 2013-06-21 N N N 5000000.00 5017350.00 0.0026 N 5017400.00 5017400.00 Sachem CSD at Holbrook TAN 2012-2013 1.000000% 785721TS0 Other Municipal Debt N First Tier Security N/A N/A 2013-06-20 2013-06-20 N N N 10000000.00 10056823.65 0.0052 N 10057100.00 10057100.00 Sales Tax Asset Receivable Corp RB Fiscal 2005 Series A 0.210000% 25155DFM8 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y Deutsche Bank AG N/A N/A N N 6665000.00 6665000.00 0.0034 N 6665000.00 6665000.00 Sales Tax Asset Receivable Corp RB Fiscal 2005 Series A 0.190000% 794665BU2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y JPMorgan Chase Bank NA N/A N/A N N 2415000.00 2415000.00 0.0012 N 2415000.00 2415000.00 Sales Tax Asset Receivable Corp RB Fiscal 2005 Series A 0.190000% 794665DL0 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y JPMorgan Chase Bank NA N/A N/A N N 6400000.00 6400000.00 0.0033 N 6400000.00 6400000.00 Schenectady IDA RB (Sunnyview Hospital & Rehabilitation Center) Series 2003A 0.220000% 806419AE7 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 6450000.00 6450000.00 0.0033 N 6450000.00 6450000.00 Schenectady IDA RB (Sunnyview Hospital & Rehabilitation Center) Series 2003B 0.220000% 806419AF4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y Manufacturers & Traders Trust Co N/A N/A Y Manufacturers & Traders Trust Co N/A N/A N 3950000.00 3950000.00 0.0020 N 3950000.00 3950000.00 Scotia-Glenville CSD BAN 2012 1.000000% 809265EM9 Other Municipal Debt N Unrated Security N/A N/A 2013-06-29 2013-06-29 N N N 10610000.00 10665306.68 0.0055 N 10666233.00 10666233.00 Syracuse IDA Civic Facility Refunding RB (Crouse Health) Series 2003A 0.210000% 871720BR8 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y HSBC BANK USA N/A N/A Y HSBC Bank USA N/A N/A N 8760000.00 8760000.00 0.0045 N 8760000.00 8760000.00 Tarrytowns UFSD BAN 2012 1.000000% 876487JL4 Other Municipal Debt N Unrated Security N/A N/A 2013-02-15 2013-02-15 N N N 10400000.00 10432943.78 0.0054 N 10436608.00 10436608.00 Triborough Bridge & Tunnel Auth General RB (MTA Bridges & Tunnels) Series 2008C 0.240000% 05248RAE1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y Bank of America NA N/A N/A N N 3000000.00 3000000.00 0.0015 N 3000000.00 3000000.00 Triborough Bridge & Tunnel Auth General Refunding RB (MTA Bridges & Tunnels) Series 2012B 0.200000% 25155DRA1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y Deutsche Bank AG N/A N/A N N 9750000.00 9750000.00 0.0050 N 9750000.00 9750000.00 Triborough Bridge & Tunnel Auth General Refunding RB Series 2002B 5.250000% 8960298E8 Other Municipal Debt N Unrated Security N/A N/A 2012-11-15 2012-11-15 N N N 575000.00 580485.01 0.0003 N 580548.75 580548.75 Triborough Bridge & Tunnel Auth General RB (MTA Bridges & Tunnels) Series 2008A 5.000000% 89602NMB7 Other Municipal Debt N Unrated Security N/A N/A 2012-11-15 2012-11-15 N N N 180000.00 181622.57 0.0001 N 181650.60 181650.60 Triborough Bridge & Tunnel Auth General RB (MTA Bridges & Tunnels) Series 2008C 5.000000% 89602NNZ3 Other Municipal Debt N Unrated Security N/A N/A 2012-11-15 2012-11-15 N N N 3215000.00 3244850.18 0.0017 N 3244481.55 3244481.55 Triborough Bridge & Tunnel Auth General RB (MTA Bridges & Tunnels) Series 2009A1 4.000000% 89602NUQ5 Other Municipal Debt N First Tier Security N/A N/A 2012-11-15 2012-11-15 N N N 29745000.00 29955988.25 0.0154 N 29954404.80 29954404.80 Triborough Bridge & Tunnel Auth General RB (MTA Bridges and Tunnels) Series 2009A2 0.240000% 89602NUR3 Variable Rate Demand Note N First Tier Security N/A N/A 2012-09-07 2012-09-07 Y Morgan Stanley Bank NA N/A N/A N N 6500000.00 6500000.00 0.0034 N 6500000.00 6500000.00 Triborough Bridge & Tunnel Auth General RB (MTA Bridges & Tunnels) Series 2010A1 4.000000% 89602NUU6 Other Municipal Debt N Unrated Security N/A N/A 2012-11-15 2012-11-15 N N N 120000.00 120826.50 0.0001 N 120871.20 120871.20 West Islip UFSD TAN 2012-2013 0.750000% 953429HR1 Other Municipal Debt N Unrated Security N/A N/A 2013-06-28 2013-06-28 N N N 10000000.00 10029211.51 0.0052 N 10028900.00 10028900.00 West Seneca BAN Series 2012 1.000000% 955771PX2 Other Municipal Debt N Unrated Security N/A N/A 2013-08-02 2013-08-02 N N N 15030000.00 15122553.50 0.0078 N 15122584.80 15122584.80 William Floyd UFSD TAN 2012-2013 0.750000% 969254QW4 Other Municipal Debt N Unrated Security N/A N/A 2013-06-27 2013-06-27 N N N 10000000.00 10035598.67 0.0052 N 10036200.00 10036200.00