0001145549-12-006418.txt : 20120829 0001145549-12-006418.hdr.sgml : 20120829 20120709135317 ACCESSION NUMBER: 0001145549-12-006418 CONFORMED SUBMISSION TYPE: N-MFP PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120630 FILED AS OF DATE: 20120709 DATE AS OF CHANGE: 20120709 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS CENTRAL INDEX KEY: 0000857156 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-MFP SEC ACT: 1933 Act SEC FILE NUMBER: 811-05954 FILM NUMBER: 12952779 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 1-800-648-5300 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS DATE OF NAME CHANGE: 19920703 0000857156 S000004503 Schwab New Jersey AMT Tax-Free Money Fund C000012377 Sweep Shares SWJXX N-MFP 1 primary_doc.xml N-MFP N-MFP LIVE N 2012-06-30 0000857156 S000004503 1 N N N N 033-31894 Charles Schwab Investment Management, Inc. 801-35905 PricewaterhouseCoopers LLP San Francisco CA Charles Schwab Investment Management, Inc. Boston Financial Data Services, Inc. 0000275143 84-00896 N N N Single State Fund 39 39 559810005.95 2800378.34 20951.52 562589432.77 0.0023 1.0013 2012-06-30 1.0013 2012-06-30 C000012377 1.00 562589432.77 1.00 -5561708.66 94290191.12 99851899.78 0.0001 1.0013 2012-06-30 1.0013 2012-06-30 Brick Township BAN Series 2011A 1.250000% 107889QU4 Other Municipal Debt N First Tier Security N/A N/A 2012-09-28 2012-09-28 N N N 14700611.00 14732987.69 0.0262 N 14739714.63 14739714.63 Burlington Cnty Bridge Commission Solid Waste Project Notes Series 2011 2.000000% 121654AE7 Other Municipal Debt N First Tier Security N/A N/A 2012-10-10 2012-10-10 N N Y Obligor Burlington Cnty N/A N/A 4575000.00 4594021.60 0.0082 N 4595953.50 4595953.50 California Statewide Communities Development Auth RB (Kaiser Permanente) Series 2003B 0.150000% 130911RX0 Variable Rate Demand Note N First Tier Security N/A N/A 2012-07-06 2012-07-06 Y Kaiser Permanente N/A N/A N Y Obligor Kaiser Permanente N/A N/A 2500000.00 2500000.00 0.0044 N 2500000.00 2500000.00 Camden Cnty Improvement Auth Health Care Redevelopment RB (Cooper Health) Series 2004B 0.140000% 13281QAA3 Variable Rate Demand Note N First Tier Security N/A N/A 2012-07-06 2012-07-06 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 3615000.00 3615000.00 0.0064 N 3615000.00 3615000.00 Connecticut Health & Educational Facilities Auth RB (Yale Univ) Series X2 0.120000% 20774LZB4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-07-06 2012-07-06 Y Yale Univ N/A N/A N Y Obligor Yale Univ N/A N/A 15000000.00 15000000.00 0.0267 N 15000000.00 15000000.00 Delaware River Port Auth Refunding RB Series 2008B 0.140000% 246352EX2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-07-06 2012-07-06 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 4470000.00 4470000.00 0.0079 N 4470000.00 4470000.00 East Brunswick BAN 2.000000% 271281WQ6 Other Municipal Debt N Unrated Security N/A N/A 2013-01-04 2013-01-04 N N N 12777000.00 12852278.29 0.0228 N 12870910.95 12870910.95 East Brunswick BAN 1.500000% 271281WR4 Other Municipal Debt N Unrated Security N/A N/A 2013-04-10 2013-04-10 N N N 10000000.00 10069070.69 0.0179 N 10072900.00 10072900.00 Essex Cnty BAN Series 2011 1.250000% 296804MP9 Other Municipal Debt N First Tier Security N/A N/A 2012-09-28 2012-09-28 N N N 4000000.00 4009778.85 0.0071 N 4010640.00 4010640.00 Garden State Preservation Trust Open Space & Farmland Preservation Bonds Series 2003B 0.240000% 25154CUN2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-07-06 2012-07-06 Y Deutsche Bank AG N/A N/A N N 6575000.00 6575000.00 0.0117 N 6575000.00 6575000.00 Garden State Preservation Trust Open Space & Farmland Preservation Bonds Series 2005A 0.180000% 365418DP4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-07-06 2012-07-06 Y JPMorgan Chase Bank NA N/A N/A N N 8275000.00 8275000.00 0.0147 N 8275000.00 8275000.00 Harris Cnty Health Facilities Development Corp RB (Methodist Hospital) Series 2008A2 0.160000% 41315RGV0 Variable Rate Demand Note N First Tier Security N/A N/A 2012-07-02 2012-07-02 Y Methodist Hospital System N/A N/A N Y Obligor Methodist Hospital System N/A N/A 3010000.00 3010000.00 0.0054 N 3010000.00 3010000.00 Hudson Cnty Improvement Auth Pooled Notes Series 2011 I1 2.000000% 443728DB3 Other Municipal Debt N First Tier Security N/A N/A 2012-08-17 2012-08-17 N N Y Obligor Hudson Cnty N/A N/A 7000000.00 7011353.81 0.0125 N 7014840.00 7014840.00 Hudson Cnty Improvement Auth Pooled Notes Series 2012L1 2.000000% 443728DE7 Other Municipal Debt N First Tier Security N/A N/A 2013-06-05 2013-06-05 N N Y Obligor Hudson Cnty N/A N/A 4700000.00 4749616.55 0.0084 N 4769466.00 4769466.00 Illinois Finance Auth RB (Fenwick High School) Series 1997 0.180000% 451908Q67 Variable Rate Demand Note N First Tier Security N/A N/A 2012-07-06 2012-07-06 Y PNC Bank NA N/A N/A Y PNC Bank NA N/A N/A N 8750000.00 8750000.00 0.0156 N 8750000.00 8750000.00 Livingston Township BAN 1.250000% 539141PY1 Other Municipal Debt N Unrated Security N/A N/A 2013-01-17 2013-01-17 N N N 6375000.00 6401901.80 0.0114 N 6406811.25 6406811.25 Michigan State Hospital Finance Auth RB (Trinity Health Credit Group) Series 2005F 0.140000% 59465HBY1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-07-06 2012-07-06 Y Trinity Health N/A N/A N Y Obligor Trinity Health N/A N/A 2200000.00 2200000.00 0.0039 N 2200000.00 2200000.00 Middlesex Cnty Improvement Auth Open Space Trust Fund Refunding RB Series 2011 1.250000% 596566UR8 Other Municipal Debt N Unrated Security N/A N/A 2012-09-15 2012-09-15 N N Y Obligor Middlesex Cnty N/A N/A 845000.00 846083.86 0.0015 N 846537.90 846537.90 Morristown BAN 1.500000% 618533B36 Other Municipal Debt N Unrated Security N/A N/A 2013-06-14 2013-06-14 N N N 6000000.00 6045290.63 0.0107 N 6046260.00 6046260.00 Municipal Electric Auth of Georgia Sub Bonds Series 2008B 0.170000% 626207VS0 Variable Rate Demand Note N First Tier Security N/A N/A 2012-07-06 2012-07-06 Y Bank of Tokyo Mitsubishi UFJ Ltd N/A N/A Y Bank of Tokyo Mitsubishi UFJ Ltd N/A N/A N 3190000.00 3190000.00 0.0057 N 3190000.00 3190000.00 New Jersey GO Refunding Bonds Series H 5.250000% 646039AS6 Other Municipal Debt N Unrated Security N/A N/A 2012-07-01 2012-07-01 N N N 3650000.00 3650000.00 0.0065 N 3650000.00 3650000.00 New Jersey GO Refunding Bonds Series D 6.000000% 646039FS1 Other Municipal Debt N Unrated Security N/A N/A 2013-02-15 2013-02-15 N N N 100000.00 103456.57 0.0002 N 103515.00 103515.00 New Jersey GO Refunding Bonds Series H 5.250000% 646039GA9 Other Municipal Debt N Unrated Security N/A N/A 2012-07-01 2012-07-01 N N N 450000.00 450000.00 0.0008 N 450000.00 450000.00 New Jersey GO Refunding Bonds Series O 4.000000% 646039QS9 Other Municipal Debt N Unrated Security N/A N/A 2012-08-01 2012-08-01 N N N 400000.00 401150.22 0.0007 N 401096.00 401096.00 New Jersey GO Refunding Bonds Series S 5.000000% 646039TF4 Other Municipal Debt N Unrated Security N/A N/A 2013-02-15 2013-02-15 N N N 600000.00 617386.71 0.0011 N 617430.00 617430.00 New Jersey Building Auth State Building RB Series 2003A1 0.150000% 645771VJ2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-07-06 2012-07-06 Y Barclays Bank Plc N/A N/A Y Barclays Bank Plc N/A N/A N 11510000.00 11510000.00 0.0205 N 11510000.00 11510000.00 New Jersey Building Auth State Building RB Series 2003A3 0.150000% 645771VL7 Variable Rate Demand Note N First Tier Security N/A N/A 2012-07-06 2012-07-06 Y Barclays Bank Plc N/A N/A Y Barclays Bank Plc N/A N/A N 12500000.00 12500000.00 0.0222 N 12500000.00 12500000.00 New Jersey Building Auth State Building RB Series 2003A4 0.150000% 645771VM5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-07-06 2012-07-06 Y Barclays Bank Plc N/A N/A Y Barclays Bank Plc N/A N/A N 9625000.00 9625000.00 0.0171 N 9625000.00 9625000.00 New Jersey Economic Development Auth Motor Vehicle Surcharge RB Series 2004A 0.300000% 05248P3E3 Variable Rate Demand Note N First Tier Security N/A N/A 2012-07-06 2012-07-06 Y Bank of America NA N/A N/A Y Berkshire Hathaway Assurance Corp N/A N/A N 5715000.00 5715000.00 0.0102 N 5715000.00 5715000.00 New Jersey Economic Development Auth Transportation System Bonds Series 2005B&2006A & School Facilities Construction Refunding Bonds Series 2005K 0.180000% 18886PQH1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-07-06 2012-07-06 Y State Street Bank & Trust Company NA N/A N/A Y State Street Bank & Trust Company NA N/A N/A N 11395000.00 11395000.00 0.0203 N 11395000.00 11395000.00 New Jersey Economic Development Auth RB (Wyckoff Family YMCA) 2003 0.190000% 64577HNK3 Variable Rate Demand Note N First Tier Security N/A N/A 2012-07-06 2012-07-06 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 3440000.00 3440000.00 0.0061 N 3440000.00 3440000.00 New Jersey Economic Development Auth RB (Princeton Day School) Series 2005 0.160000% 64577HPN5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-07-06 2012-07-06 Y US Bank NA N/A N/A Y US Bank NA N/A N/A N 10000000.00 10000000.00 0.0178 N 10000000.00 10000000.00 New Jersey Economic Development Auth Gas Facilities Refunding RB (Pivotal Utility Holdings) Series 2005 0.160000% 64577JAM9 Variable Rate Demand Note N First Tier Security N/A N/A 2012-07-02 2012-07-02 Y Bank of Tokyo Mitsubishi UFJ Ltd N/A N/A Y Bank of Tokyo Mitsubishi UFJ Ltd N/A N/A N 8200000.00 8200000.00 0.0146 N 8200000.00 8200000.00 New Jersey Economic Development Auth Refunding RB (Crane's Mill) Series 2005B 0.150000% 6459165S2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-07-06 2012-07-06 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 1375000.00 1375000.00 0.0024 N 1375000.00 1375000.00 New Jersey Economic Development Auth RB (Crane's Mill) Series 2008B 0.150000% 645918SN4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-07-06 2012-07-06 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 2130000.00 2130000.00 0.0038 N 2130000.00 2130000.00 New Jersey Economic Development Auth Transportation Sublease Refunding RB (NJTransit Corp) Series 2008A 5.000000% 645918SX2 Other Municipal Debt N Unrated Security N/A N/A 2013-05-01 2013-05-01 N N Y Obligor New Jersey N/A N/A 425000.00 440766.72 0.0008 N 440669.75 440669.75 New Jersey Economic Development Auth RB (Cooper Health) Series 2008A 0.140000% 645918TV5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-07-06 2012-07-06 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 3800000.00 3800000.00 0.0068 N 3800000.00 3800000.00 New Jersey Educational Facilities Auth Refunding & RB (Princeton Univ) Series 2005A & 2007E 0.170000% 06740GQY5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-07-06 2012-07-06 Y Barclays Bank Plc N/A N/A N Y Obligor Princeton University NJ N/A N/A 3585000.00 3585000.00 0.0064 N 3585000.00 3585000.00 New Jersey Health Care Facilities Financing Auth RB (Hospital Capital Asset Financing Program) Series 1985A 0.180000% 645793BJ8 Variable Rate Demand Note N First Tier Security N/A N/A 2012-07-06 2012-07-06 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 11175000.00 11175000.00 0.0199 N 11175000.00 11175000.00 New Jersey Health Care Facilities Financing Auth RB (RWJ Health Care Corp at Hamilton) Series 2002 0.140000% 64579E5V4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-07-06 2012-07-06 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 960000.00 960000.00 0.0017 N 960000.00 960000.00 New Jersey Health Care Facilities Financing Auth RB (Recovery Management Systems) Series 2005 0.150000% 64579E5W2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-07-06 2012-07-06 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 865000.00 865000.00 0.0015 N 865000.00 865000.00 New Jersey Health Care Facilities Financing Auth RB (Meridian Health) Series 2003A 0.160000% 64579E7X8 Variable Rate Demand Note N First Tier Security N/A N/A 2012-07-06 2012-07-06 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 27000000.00 27000000.00 0.0480 N 27000000.00 27000000.00 New Jersey Health Care Facilities Financing Auth RB (Virtua Health) Series 2004 0.130000% 64579FEB5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-07-06 2012-07-06 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 20000.00 20000.00 0.0000 N 20000.00 20000.00 New Jersey Health Care Facilities Financing Auth RB (Composite Program) Series 2006A4 0.130000% 64579FJR5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-07-06 2012-07-06 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 6090000.00 6090000.00 0.0108 N 6090000.00 6090000.00 New Jersey Health Care Facilities Financing Auth RB (Composite Program) Series 2006A5 0.130000% 64579FJS3 Variable Rate Demand Note N First Tier Security N/A N/A 2012-07-06 2012-07-06 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 4205000.00 4205000.00 0.0075 N 4205000.00 4205000.00 New Jersey Health Care Facilities Financing Auth RB (Atlantic Health System Hospital Corp) Series 2008C 0.160000% 64579FWQ2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-07-06 2012-07-06 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 7000000.00 7000000.00 0.0124 N 7000000.00 7000000.00 New Jersey Health Care Facilities Financing Auth Refunding RB (Underwood-Memorial Hospital) Series 2008 0.150000% 64579FWR0 Variable Rate Demand Note N First Tier Security N/A N/A 2012-07-06 2012-07-06 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 5990000.00 5990000.00 0.0106 N 5990000.00 5990000.00 New Jersey Health Care Facilities Financing Auth RB (Somerset Medical Center) Series 2008 0.140000% 64579FXD0 Variable Rate Demand Note N First Tier Security N/A N/A 2012-07-06 2012-07-06 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 3640000.00 3640000.00 0.0065 N 3640000.00 3640000.00 New Jersey Health Care Facilities Financing Auth RB (Virtua Health) Series 2009B 0.170000% 64579FYJ6 Variable Rate Demand Note N First Tier Security N/A N/A 2012-07-02 2012-07-02 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 2000000.00 2000000.00 0.0036 N 2000000.00 2000000.00 New Jersey Health Care Facilities Financing Auth RB (Atlantic Health System Hospital Corp) Series 2011 0.190000% 94985NU90 Variable Rate Demand Note N First Tier Security N/A N/A 2012-07-06 2012-07-06 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 12445000.00 12445000.00 0.0221 N 12445000.00 12445000.00 New Jersey Housing & Mortgage Finance Agency M/F RB Series 2008B 0.230000% 646108EG1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-07-06 2012-07-06 Y Bank of America NA N/A N/A Y Bank of America NA N/A N/A N 8790000.00 8790000.00 0.0156 N 8790000.00 8790000.00 New Jersey Housing & Mortgage Finance Agency S/F Housing RB Series 2008BB 0.150000% 6461292H8 Variable Rate Demand Note N First Tier Security N/A N/A 2012-07-06 2012-07-06 Y TD Bank NA N/A N/A N N 17000000.00 17000000.00 0.0302 N 17000000.00 17000000.00 New Jersey Housing & Mortgage Finance Agency S/F Housing RB Series 2005N 0.160000% 6461298B5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-07-06 2012-07-06 Y Barclays Bank Plc N/A N/A N N 7100000.00 7100000.00 0.0126 N 7100000.00 7100000.00 New Jersey Tobacco Settlement Financing Corp Tobacco Settlement Asset-Backed Bonds Series 2003 7.000000% 888808BM3 Other Municipal Debt N Unrated Security N/A N/A 2013-06-01 2013-06-01 N N Y Escrow Escrow N/A N/A 475000.00 503808.46 0.0009 N 504207.75 504207.75 New Jersey Transportation Trust Fund Auth Transportation System Bonds Series 2005A 5.250000% 6461352Y8 Other Municipal Debt N Unrated Security N/A N/A 2012-12-15 2012-12-15 N N Y Obligor New Jersey N/A N/A 5570000.00 5694955.17 0.0101 N 5694378.10 5694378.10 New Jersey Transportation Trust Fund Auth Transportation System Bonds Series 2004B 5.250000% 6461353P6 Other Municipal Debt N Unrated Security N/A N/A 2012-12-15 2012-12-15 N N Y Obligor New Jersey N/A N/A 4740000.00 4844928.01 0.0086 N 4845844.20 4845844.20 New Jersey Transportation Trust Fund Auth Transportation System Bonds Series 2001C 5.750000% 646135XM0 Other Municipal Debt N Unrated Security N/A N/A 2012-12-15 2012-12-15 N N Y Obligor New Jersey N/A N/A 750000.00 768239.31 0.0014 N 768585.00 768585.00 New Jersey Transportation Trust Fund Auth Transportation System Bonds Series 2011B 4.000000% 646136C41 Other Municipal Debt N Unrated Security N/A N/A 2013-06-15 2013-06-15 N N Y Obligor New Jersey N/A N/A 725000.00 750055.65 0.0013 N 749998.00 749998.00 New Jersey Transportation Trust Fund Auth Transportation System Bonds Series 2006C 0.170000% 646136KY6 Variable Rate Demand Note N First Tier Security N/A N/A 2012-07-06 2012-07-06 Y Wells Fargo & Co N/A N/A Y Wells Fargo & Co N/A N/A N 12755000.00 12755000.00 0.0227 N 12755000.00 12755000.00 New Jersey Transportation Trust Fund Auth Transportation System Bonds Series 2006C 0.220000% 646136PF2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-07-06 2012-07-06 Y Wells Fargo & Co N/A N/A Y Wells Fargo & Co N/A N/A N 14005000.00 14005000.00 0.0249 N 14005000.00 14005000.00 New Jersey Transportation Trust Fund Auth Transportation System Bonds Series 2005B&2006A 0.190000% 94985NK67 Variable Rate Demand Note N First Tier Security N/A N/A 2012-07-06 2012-07-06 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 12000000.00 12000000.00 0.0213 N 12000000.00 12000000.00 New Jersey Transportation Trust Fund Auth Transportation System Bonds Series 2009A 0.190000% 94985NKF7 Variable Rate Demand Note N First Tier Security N/A N/A 2012-07-06 2012-07-06 Y Wells Fargo & Co N/A N/A Y Wells Fargo & Co N/A N/A N 14080000.00 14080000.00 0.0250 N 14080000.00 14080000.00 New Jersey Turnpike Auth RB Series 2009A 0.180000% 646139V36 Variable Rate Demand Note N First Tier Security N/A N/A 2012-07-06 2012-07-06 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 4225000.00 4225000.00 0.0075 N 4225000.00 4225000.00 New Jersey Turnpike Auth RB Series 2009C 0.140000% 646139V44 Variable Rate Demand Note N First Tier Security N/A N/A 2012-07-06 2012-07-06 Y Bank of Nova Scotia N/A N/A Y Bank of Nova Scotia N/A N/A N 2400000.00 2400000.00 0.0043 N 2400000.00 2400000.00 New Jersey Turnpike Auth RB Series 2009B 0.140000% 646139V77 Variable Rate Demand Note N First Tier Security N/A N/A 2012-07-06 2012-07-06 Y PNC Bank NA N/A N/A Y PNC Bank NA N/A N/A N 12000000.00 12000000.00 0.0213 N 12000000.00 12000000.00 Oregon Veterans' Welfare GO Bonds Series 86 0.160000% 68608UAB2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-07-02 2012-07-02 Y US Bank NA N/A N/A N N 4145000.00 4145000.00 0.0074 N 4145000.00 4145000.00 Port Auth of New York & New Jersey Consolidated Bonds 166th Series 0.170000% 06740GNL6 Variable Rate Demand Note N First Tier Security N/A N/A 2012-07-06 2012-07-06 Y Barclays Bank Plc N/A N/A N N 2150000.00 2150000.00 0.0038 N 2150000.00 2150000.00 Port Auth of New York & New Jersey Consolidated Bonds 140th Series 0.160000% 27884FBQ2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-07-06 2012-07-06 Y US Bank NA N/A N/A Y US Bank NA N/A N/A N 8610000.00 8610000.00 0.0153 N 8610000.00 8610000.00 Port Auth of New York & New Jersey Consolidated Bonds 130th Series 3.500000% 7335814W9 Other Municipal Debt N Unrated Security N/A N/A 2012-10-15 2012-10-15 N N N 100000.00 100881.45 0.0002 N 100904.00 100904.00 Port Auth of New York & New Jersey Consolidated Bonds 154th Series 5.000000% 73358T6H9 Other Municipal Debt N Unrated Security N/A N/A 2012-09-01 2012-09-01 N N N 115000.00 115908.14 0.0002 N 115852.15 115852.15 Port Auth of New York & New Jersey Consolidated Bonds 155th Series 1.750000% 73358T7E5 Other Municipal Debt N Unrated Security N/A N/A 2012-10-01 2012-10-01 N N N 750000.00 752753.53 0.0013 N 752700.00 752700.00 Port Auth of New York & New Jersey Consolidated Bonds 133rd Series 3.250000% 73358TBE0 Other Municipal Debt N Unrated Security N/A N/A 2012-07-15 2012-07-15 N N N 125000.00 125126.83 0.0002 N 125105.00 125105.00 Port Auth of New York & New Jersey Consolidated Bonds 148th Series 0.190000% 73358TE72 Variable Rate Demand Note N First Tier Security N/A N/A 2012-07-06 2012-07-06 Y Citibank NA N/A N/A N N 16000000.00 16000000.00 0.0284 N 16000000.00 16000000.00 Port Auth of New York & New Jersey Consolidated Bonds 144th Series 0.180000% 73358TWC1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-07-06 2012-07-06 Y JPMorgan Chase Bank NA N/A N/A N N 1395000.00 1395000.00 0.0025 N 1395000.00 1395000.00 Port Auth of New York & New Jersey Consolidated Bonds 148th Series 0.190000% 73358TY39 Variable Rate Demand Note N First Tier Security N/A N/A 2012-07-06 2012-07-06 Y Citibank NA N/A N/A N N 1000000.00 1000000.00 0.0018 N 1000000.00 1000000.00 Port Auth of New York & New Jersey Consolidated Bonds 173rd Series 0.190000% 73358WHW7 Variable Rate Demand Note N First Tier Security N/A N/A 2012-07-06 2012-07-06 Y Citibank NA N/A N/A N N 2500000.00 2500000.00 0.0044 N 2500000.00 2500000.00 Port Auth of New York & New Jersey CP Series B 0.110000% 73359BBV0 Other Commercial Paper N First Tier Security N/A N/A 2012-07-12 2012-07-12 N N N 9895000.00 9895000.00 0.0176 N 9894505.25 9894505.25 Port Auth of New York & New Jersey CP Series B 0.180000% 73359BCC1 Other Commercial Paper N First Tier Security N/A N/A 2012-08-14 2012-08-14 N N N 10000000.00 10000000.00 0.0178 N 10000000.00 10000000.00 Port Auth of New York & New Jersey CP Series B 0.180000% 73359BCF4 Other Commercial Paper N First Tier Security N/A N/A 2012-11-05 2012-11-05 N N N 7000000.00 7000000.00 0.0124 N 7000000.00 7000000.00 Port Auth of New York & New Jersey Consolidated Bonds 144th Series 0.190000% 76113PGF9 Variable Rate Demand Note N First Tier Security N/A N/A 2012-07-06 2012-07-06 Y Citibank NA N/A N/A N N 8740000.00 8740000.00 0.0155 N 8740000.00 8740000.00 Puerto Rico Highway & Transportation Auth Transportation RB Series A 0.150000% 745190Y77 Variable Rate Demand Note N First Tier Security N/A N/A 2012-07-06 2012-07-06 Y Bank of Nova Scotia N/A N/A Y Bank of Nova Scotia N/A N/A N 15375000.00 15375000.00 0.0273 N 15375000.00 15375000.00 Puerto Rico Sales Tax Financing Corp Sales Tax RB Series 2007A 0.250000% 25154LGB4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-07-06 2012-07-06 Y Deutsche Bank AG N/A N/A N N 4115000.00 4115000.00 0.0073 N 4115000.00 4115000.00 Puerto Rico Sales Tax Financing Corp Sales Tax RB Sr Series 2009C 0.210000% 74529JJM8 Variable Rate Demand Note N First Tier Security N/A N/A 2012-07-06 2012-07-06 Y Citibank NA N/A N/A N N 10450000.00 10450000.00 0.0186 N 10450000.00 10450000.00 Puerto Rico Sales Tax Financing Corp Sales Tax RB Sr Series 2011C 0.200000% 74529JPM1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-07-06 2012-07-06 Y Citibank NA N/A N/A N N 6735000.00 6735000.00 0.0120 N 6735000.00 6735000.00 Rutgers State Univ GO Bonds Series 2009F 0.180000% 46632P2T9 Variable Rate Demand Note N First Tier Security N/A N/A 2012-07-06 2012-07-06 Y JPMorgan Chase Bank NA N/A N/A N N 2815000.00 2815000.00 0.0050 N 2815000.00 2815000.00 Rutgers State Univ GO Bonds Series 2009F 0.160000% 74926YWF4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-07-06 2012-07-06 Y Royal Bank of Canada N/A N/A N N 3335000.00 3335000.00 0.0059 N 3335000.00 3335000.00 Rutgers State Univ GO Refunding Bonds Series 2002A 0.160000% 783186HH5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-07-02 2012-07-02 Y TD Bank NA N/A N/A N N 2940000.00 2940000.00 0.0052 N 2940000.00 2940000.00 Rutgers State Univ GO Bonds Series 2009G 0.170000% 783186NB1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-07-02 2012-07-02 Y US Bank NA N/A N/A N N 4130000.00 4130000.00 0.0073 N 4130000.00 4130000.00 Rutgers State Univ CP Series A&B 0.190000% 78318ECH3 Other Commercial Paper N First Tier Security N/A N/A 2012-10-04 2012-10-04 N N Y Standby Purchase Agreement Wells Fargo Bank NA N/A N/A 1850000.00 1850000.00 0.0033 N 1850055.50 1850055.50 Sparta BAN 1.000000% 846718KF0 Other Municipal Debt N Unrated Security N/A N/A 2013-02-22 2013-02-22 N N N 7199750.00 7223205.41 0.0128 N 7230852.92 7230852.92 Union Cnty Pollution Control Finance Auth Refunding RB (Exxon) Series 1989 0.030000% 906353AH0 Variable Rate Demand Note N First Tier Security N/A N/A 2012-07-02 2012-07-02 Y Exxon Mobil Corporation N/A N/A N Y Obligor Exxon Mobil Corporation N/A N/A 4170000.00 4170000.00 0.0074 N 4170000.00 4170000.00 Utah Cnty Hospital RB (IHC Health Services) Series 2002B 0.180000% 917393AC4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-07-06 2012-07-06 Y US Bank NA N/A N/A N Y Obligor IHC Health Services N/A N/A 1000000.00 1000000.00 0.0018 N 1000000.00 1000000.00 Virginia Univ Health System Auth General RB Series 2008C 0.170000% 92778LAE0 Variable Rate Demand Note N First Tier Security N/A N/A 2012-07-02 2012-07-02 Y Branch Banking & Trust Co N/A N/A Y Branch Banking & Trust Co N/A N/A N 7000000.00 7000000.00 0.0124 N 7000000.00 7000000.00