0001145549-12-006409.txt : 20120829
0001145549-12-006409.hdr.sgml : 20120829
20120709135259
ACCESSION NUMBER: 0001145549-12-006409
CONFORMED SUBMISSION TYPE: N-MFP
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120630
FILED AS OF DATE: 20120709
DATE AS OF CHANGE: 20120709
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS
CENTRAL INDEX KEY: 0000857156
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: N-MFP
SEC ACT: 1933 Act
SEC FILE NUMBER: 811-05954
FILM NUMBER: 12952772
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 1-800-648-5300
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS
DATE OF NAME CHANGE: 19920703
0000857156
S000019114
Schwab California AMT Tax-Free Money Fund
C000052863
Value Advantage Shares
SNKXX
N-MFP
1
primary_doc.xml
N-MFP
N-MFP
LIVE
N
2012-06-30
0000857156
S000019114
1
N
N
N
N
033-31894
Charles Schwab Investment Management, Inc.
801-35905
PricewaterhouseCoopers LLP
San Francisco
CA
Charles Schwab Investment Management, Inc.
Boston Financial Data Services, Inc.
0000275143
84-00896
N
N
N
Single State Fund
39
46
180681400.81
1090095.48
1327362.20
180444134.09
0.0022
1.0003
2012-06-30
1.0003
2012-06-30
C000052863
25000.00
180444134.09
1.00
1928335.63
4632849.74
2704514.11
0.0001
1.0003
2012-06-30
1.0003
2012-06-30
ABAG Finance Auth
RB (Jewish Home of San Francisco) Series 2005 0.130000%
00037CGX2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-02
2012-07-02
Y
Wells Fargo Bank NA
N/A
N/A
Y
Wells Fargo Bank NA
N/A
N/A
N
2600000.00
2600000.00
0.0144
N
2600000.00
2600000.00
Alameda Cnty IDA
RB (Dale Hardware) Series 2010 0.210000%
01110RAA3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-06
2012-07-06
Y
Comerica Bank
N/A
N/A
Y
Comerica Bank
N/A
N/A
N
2665000.00
2665000.00
0.0148
N
2665000.00
2665000.00
Anaheim Public Financing Auth
Electric System Second Lien RB Series 2004 0.270000%
03255MPM3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-06
2012-07-06
Y
Morgan Stanley Bank NA
N/A
N/A
Y
Berkshire Hathaway Assurance Corp
N/A
N/A
N
2700000.00
2700000.00
0.0150
N
2700000.00
2700000.00
Bay Area Toll Auth
Toll Bridge RB Series 2009F1 0.300000%
74703YMA5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-06
2012-07-06
Y
Bank of America NA
N/A
N/A
N
N
1305000.00
1305000.00
0.0072
N
1305000.00
1305000.00
Bay Area Toll Auth
Toll Bridge Sub RB Series 2010S2 0.190000%
94985NXC0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-06
2012-07-06
Y
Wells Fargo Bank NA
N/A
N/A
Y
Wells Fargo Bank NA
N/A
N/A
N
1300000.00
1300000.00
0.0072
N
1300000.00
1300000.00
California
GO Bonds Series 2003B3 0.150000%
13063BCN0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-06
2012-07-06
Y
California Public Employees' Retirement System
N/A
N/A
California State Teachers Retirement Systems
N/A
N/A
JPMorgan Chase Bank NA
N/A
N/A
Y
California Public Employees' Retirement System
N/A
N/A
California State Teachers Retirement Systems
N/A
N/A
JPMorgan Chase Bank NA
N/A
N/A
N
5000000.00
5000000.00
0.0277
N
5000000.00
5000000.00
California
Economic Recovery Bonds Series 2004C3 0.200000%
13067JMG3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-02
2012-07-02
Y
Bank of America NA
N/A
N/A
Y
Bank of America NA
N/A
N/A
N
600000.00
600000.00
0.0033
N
600000.00
600000.00
California Educational Facilities Auth
RB (Univ of Southern California) Series 2009A 0.260000%
05248RDV0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-06
2012-07-06
Y
Bank of America NA
N/A
N/A
N
Y
Obligor
Univ of Southern California
N/A
N/A
2220000.00
2220000.00
0.0123
N
2220000.00
2220000.00
California Health Facilities Financing Auth
RB (Sutter Health) Series 2011B 0.190000%
13033LMM6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-06
2012-07-06
Y
Citibank NA
N/A
N/A
N
Y
Obligor
Sutter Health
N/A
N/A
2100000.00
2100000.00
0.0116
N
2100000.00
2100000.00
California Infrastructure & Economic Development Bank
RB (Asian-American Drug Abuse Program) Series 2008 0.260000%
13033WP80
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-06
2012-07-06
Y
Comerica Bank
N/A
N/A
Y
Comerica Bank
N/A
N/A
N
3330000.00
3330000.00
0.0185
N
3330000.00
3330000.00
California Infrastructure & Economic Development Bank
RB (Casa Loma College) Series 2009 0.240000%
13033WX57
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-06
2012-07-06
Y
Comerica Bank
N/A
N/A
Y
Comerica Bank
N/A
N/A
N
1915000.00
1915000.00
0.0106
N
1915000.00
1915000.00
California Infrastructure & Economic Development Bank
Refunding RB (J. Paul Getty Trust) Series 2007A1 2.500000%
13033WX81
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-04-01
2013-04-01
N
N
Y
Obligor
J. Paul Getty Trust
N/A
N/A
1385000.00
1406701.21
0.0078
N
1408295.70
1408295.70
California Pollution Control Financing Auth
Solid Waste Disposal RB (BLT Enterprises of Fremont) Series 2010 0.210000%
130536PP4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-06
2012-07-06
Y
Union Bank NA
N/A
N/A
Y
Union Bank NA
N/A
N/A
N
2270000.00
2270000.00
0.0126
N
2270000.00
2270000.00
California School Cash Reserve Program Auth
Sr Bonds 2012-2013 Series B 2.000000%
130583ET0
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-06-03
2013-06-03
N
N
N
810000.00
822927.60
0.0046
N
822814.20
822814.20
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2004K 0.250000%
13078GPU2
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-01-11
2013-01-11
N
N
Y
Obligor
Kaiser Permanente
N/A
N/A
2000000.00
2000000.00
0.0111
N
2000220.00
2000220.00
California Statewide Communities Development Auth
Refunding RB (Los Angeles Cnty Museum of Art) Series 2008A 0.140000%
1307953Q8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-06
2012-07-06
Y
Union Bank NA
N/A
N/A
Y
Union Bank NA
N/A
N/A
N
5000000.00
5000000.00
0.0277
N
5000000.00
5000000.00
California Statewide Communities Development Auth
Refunding RB (Los Angeles Cnty Museum of Art) Series 2008B 0.140000%
1307953R6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-06
2012-07-06
Y
Union Bank NA
N/A
N/A
Y
Union Bank NA
N/A
N/A
N
400000.00
400000.00
0.0022
N
400000.00
400000.00
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2009C1 0.150000%
130795C70
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-06
2012-07-06
Y
Kaiser Permanente
N/A
N/A
N
Y
Obligor
Kaiser Permanente
N/A
N/A
500000.00
500000.00
0.0028
N
500000.00
500000.00
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2009A 5.000000%
130795D53
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-04-01
2013-04-01
N
N
Y
Obligor
Kaiser Permanente
N/A
N/A
480000.00
495977.34
0.0027
N
496416.00
496416.00
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2009B2 0.260000%
13079RAF6
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-02-05
2013-02-05
N
N
Y
Obligor
Kaiser Permanente
N/A
N/A
2000000.00
2000000.00
0.0111
N
2000120.00
2000120.00
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2003B 0.150000%
130911RX0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-06
2012-07-06
Y
Kaiser Permanente
N/A
N/A
N
Y
Obligor
Kaiser Permanente
N/A
N/A
2200000.00
2200000.00
0.0122
N
2200000.00
2200000.00
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2012A 0.300000%
94987KDM4
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-01-17
2013-01-17
N
Y
Wells Fargo Bank NA
N/A
N/A
Y
Tender Option
Wells Fargo Bank NA
N/A
N/A
2000000.00
2000000.00
0.0111
N
2000000.00
2000000.00
Chaffey Community College District
GO Bonds Series 2005B 0.330000%
05248PG66
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-06
2012-07-06
Y
Bank of America NA
N/A
N/A
N
N
6600000.00
6600000.00
0.0366
N
6600000.00
6600000.00
Chula Vista
Refunding RB (SDG&E) Series 2006A 0.160000%
17131HCJ5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-06
2012-07-06
Y
San Diego Gas & Electric
N/A
N/A
N
Y
Obligor
San Diego Gas & Electric
N/A
N/A
4450000.00
4450000.00
0.0247
N
4450000.00
4450000.00
Coast Community College District
GO Bonds Series 2006B 0.230000%
25154LM84
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-06
2012-07-06
Y
Deutsche Bank AG
N/A
N/A
N
N
1225000.00
1225000.00
0.0068
N
1225000.00
1225000.00
Contra Costa Water District
Water Revenue Notes Series A 1.000000%
212218PF2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-10-01
2012-10-01
N
N
N
1000000.00
1001800.43
0.0056
N
1001860.00
1001860.00
East Bay Municipal Utility District
Water System Sub Refunding RB Series 2010A 0.180000%
271014UK6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-06
2012-07-06
Y
Citibank NA
N/A
N/A
N
N
240000.00
240000.00
0.0013
N
240000.00
240000.00
East Bay Municipal Utility District
Water System Refunding RB Series 2009A1 0.180000%
271014UQ3
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-07-05
2012-12-03
N
N
N
985000.00
985000.00
0.0055
N
985000.00
985000.00
East Bay Municipal Utility District
Water System Refunding RB Series 2009A2 0.190000%
271014UT7
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-07-05
2013-03-01
N
N
N
985000.00
985000.00
0.0055
N
985019.70
985019.70
East Bay Municipal Utility District
Water System Extendible CP 0.250000%
27102EEG0
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-08-16
2013-02-09
N
N
N
1000000.00
1000000.00
0.0055
N
1000030.00
1000030.00
Eastern Municipal Water District
Water & Sewer Revenue COP Series 2008A 0.140000%
276771HB1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-06
2012-07-06
Y
Wells Fargo Bank NA
N/A
N/A
N
N
4080000.00
4080000.00
0.0226
N
4080000.00
4080000.00
Elsinore Valley Municipal Water District
Refunding COP Series 2011A 0.150000%
290319ET5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-06
2012-07-06
Y
Union Bank NA
N/A
N/A
Y
Union Bank NA
N/A
N/A
N
1215000.00
1215000.00
0.0067
N
1215000.00
1215000.00
Foothill-DeAnza Community College District
GO Bonds Series C 0.160000%
07330CFH7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-06
2012-07-06
Y
Branch Banking & Trust Co
N/A
N/A
N
N
585000.00
585000.00
0.0032
N
585000.00
585000.00
Foothill-DeAnza Community College District
GO Bonds Series B 0.230000%
25154L2M5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-06
2012-07-06
Y
Deutsche Bank AG
N/A
N/A
N
N
355000.00
355000.00
0.0020
N
355000.00
355000.00
Foothill-DeAnza Community College District
GO Bonds Series A 0.230000%
25154L5Z3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-06
2012-07-06
Y
Deutsche Bank AG
N/A
N/A
N
N
242000.00
242000.00
0.0013
N
242000.00
242000.00
Fresno USD
GO Bonds Series 2010B 2.000000%
358232H58
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-08-01
2012-08-01
N
N
N
2000000.00
2002479.87
0.0111
N
2002600.00
2002600.00
Golden State Tobacco Securitization Corp
Tobacco Settlement Asset-Backed Bonds Series 2003A2 7.900000%
38122NAA0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-01
2013-06-01
N
N
Y
Escrow
Escrow
N/A
N/A
1000000.00
1069944.08
0.0059
N
1069150.00
1069150.00
Golden State Tobacco Securitization Corp
Tobacco Settlement Asset-Backed Bonds Series 2003A1 6.250000%
38122NAP7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-01
2013-06-01
N
N
Y
Escrow
Escrow
N/A
N/A
105000.00
110648.81
0.0006
N
110644.80
110644.80
Golden State Tobacco Securitization Corp
Tobacco Settlement Asset-Backed Bonds Series 2003A1 6.750000%
38122NAQ5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-01
2013-06-01
N
N
Y
Escrow
Escrow
N/A
N/A
1000000.00
1059203.72
0.0059
N
1058750.00
1058750.00
Golden State Tobacco Securitization Corp
Tobacco Settlement Asset-Backed Bonds Series 2003A1 6.625000%
38122NAR3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-01
2013-06-01
N
N
Y
Escrow
Escrow
N/A
N/A
185000.00
195618.79
0.0011
N
195659.70
195659.70
Golden State Tobacco Securitization Corp
Enhanced Tobacco Settlement Asset-Backed Bonds, Series 2003B 5.000000%
38122NBX9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-06-01
2013-06-01
N
N
Y
Escrow
Escrow
N/A
N/A
690000.00
719847.22
0.0040
N
719628.60
719628.60
Grossmont UHSD
GO Bonds Series 2006 0.250000%
25154RQK0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-06
2012-07-06
Y
Deutsche Bank AG
N/A
N/A
N
N
150000.00
150000.00
0.0008
N
150000.00
150000.00
Hesperia Public Financing Authority
RB (1993 St Refinancing) Series 2004 0.350000%
42805GAP8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-06
2012-07-06
Y
Bank of America NA
N/A
N/A
Y
Bank of America NA
N/A
N/A
N
2000000.00
2000000.00
0.0111
N
2000000.00
2000000.00
Kings Cnty Housing Auth
M/F Housing Refunding RB (Edgewater Isle Apts) Series 2001A 0.190000%
495795AF3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-06
2012-07-06
Y
Fannie Mae
N/A
N/A
Y
Fannie Mae
N/A
N/A
N
2300000.00
2300000.00
0.0127
N
2300000.00
2300000.00
Los Angeles
Wastewater System Refunding RB Series 2003A 0.180000%
5446525B2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-06
2012-07-06
Y
Citibank NA
N/A
N/A
N
Y
Obligor
Los Angeles Wastewater System
N/A
N/A
600000.00
600000.00
0.0033
N
600000.00
600000.00
Los Angeles Cnty Capital Asset Leasing Corp
Lease Revenue CP Notes Series A 0.200000%
54466SFH0
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-08-07
2012-08-07
N
Y
JPMorgan Chase Bank NA
N/A
N/A
N
3000000.00
3000000.00
0.0166
N
3000060.00
3000060.00
Los Angeles Cnty Capital Asset Leasing Corp
Lease Revenue CP Notes Series C 0.170000%
54467CCG9
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-07-11
2012-07-11
N
Y
Wells Fargo Bank NA
N/A
N/A
N
2000000.00
2000000.00
0.0111
N
1999960.00
1999960.00
Los Angeles Cnty Metropolitan Transportation Auth
Second Sr Sales Tax Refunding RB Series 2009C1 0.140000%
544712S37
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-06
2012-07-06
Y
Sumitomo Mitsui Banking Corp
N/A
N/A
Y
Sumitomo Mitsui Banking Corp
N/A
N/A
N
330000.00
330000.00
0.0018
N
330000.00
330000.00
Los Angeles Cnty Metropolitan Transportation Auth
First Tier Sr Sales Tax Refunding RB Series 2008A3&A4 0.220000%
74926YSP7
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-07-06
2012-08-01
N
Y
Royal Bank of Canada
N/A
N/A
Y
Tender Option
Royal Bank of Canada
N/A
N/A
1990000.00
1990000.00
0.0110
N
1990000.00
1990000.00
Los Angeles Community College District
GO Bonds Series 2007A 0.210000%
54438CNM0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-06
2012-07-06
Y
Citibank NA
N/A
N/A
N
N
3000000.00
3000000.00
0.0166
N
3000000.00
3000000.00
Los Angeles Dept of Airports
Airport Sr RB Series 2010A 0.260000%
74703YBS8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-06
2012-07-06
Y
Bank of America NA
N/A
N/A
N
N
2160000.00
2160000.00
0.0120
N
2160000.00
2160000.00
Los Angeles Dept of Water & Power
Power System RB Series 2007A1 0.200000%
46633VUF4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-06
2012-07-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
6000000.00
6000000.00
0.0333
N
6000000.00
6000000.00
Los Angeles Dept of Water & Power
Power System RB Series 2001B5 0.100000%
544495DK7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-06
2012-07-06
Y
Royal Bank of Canada
N/A
N/A
N
N
1800000.00
1800000.00
0.0100
N
1800000.00
1800000.00
Los Angeles Dept of Water & Power
Power System RB Series 2011A 2.000000%
544495WF7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-07-01
2012-07-01
N
N
N
500000.00
500000.00
0.0028
N
500000.00
500000.00
Los Angeles Dept of Water & Power
Power System RB Series 2011A 4.000000%
544495WS9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-07-01
2013-07-01
N
N
N
1000000.00
1036929.63
0.0057
N
1037120.00
1037120.00
Los Angeles Harbor Dept
RB Series 2009A 3.250000%
544552TB8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-08-01
2012-08-01
N
N
N
500000.00
501229.08
0.0028
N
501110.00
501110.00
Los Angeles Harbor Dept
Refunding RB Series 2009C 5.000000%
544552UP5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-08-01
2012-08-01
N
N
N
400000.00
401493.76
0.0022
N
401392.00
401392.00
Los Angeles Municipal Improvement Corp
Lease Revenue CP Series A1 0.200000%
54459PZH3
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-08-20
2012-08-20
N
Y
Wells Fargo Bank NA
N/A
N/A
N
1000000.00
1000000.00
0.0055
N
1000010.00
1000010.00
Los Angeles Municipal Improvement Corp
Lease Revenue CP Series A1 0.200000%
54485UM68
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-08-08
2012-08-08
N
Y
JPMorgan Chase Bank NA
N/A
N/A
N
3000000.00
3000000.00
0.0166
N
3000060.00
3000060.00
Los Angeles USD
GO Bonds Series 2009D&2009I 0.210000%
544646US9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-06
2012-07-06
Y
Citibank NA
N/A
N/A
N
N
400000.00
400000.00
0.0022
N
400000.00
400000.00
Newport-Mesa USD
GO Bonds Series 2007 0.240000%
25154C4F8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-06
2012-07-06
Y
Deutsche Bank AG
N/A
N/A
N
N
5240000.00
5240000.00
0.0290
N
5240000.00
5240000.00
Orange Cnty Sanitation District
Refunding COP Series 2000A 0.140000%
684285BR9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-02
2012-07-02
Y
Lloyds TSB Bank Plc
N/A
N/A
N
N
200000.00
200000.00
0.0011
N
200000.00
200000.00
Orange Cnty Sanitation District
Refunding COP Series 2000B 0.140000%
684285BS7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-02
2012-07-02
Y
Lloyds TSB Bank Plc
N/A
N/A
N
N
3400000.00
3400000.00
0.0188
N
3400000.00
3400000.00
Oxnard Financing Auth
Water RB Series 2006 0.170000%
27884FHS2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-06
2012-07-06
Y
US Bank NA
N/A
N/A
Y
US Bank NA
N/A
N/A
N
1000000.00
1000000.00
0.0055
N
1000000.00
1000000.00
Peralta Community College District
GO Bonds Series 2009C 0.190000%
94985NPW5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-06
2012-07-06
Y
Wells Fargo & Co
N/A
N/A
Y
Wells Fargo & Co
N/A
N/A
N
800000.00
800000.00
0.0044
N
800000.00
800000.00
Pittsburg Public Financing Auth
Water Refunding RB Series 2008 0.330000%
72456PAS1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-06
2012-07-06
Y
Bank of the West
N/A
N/A
Y
Bank of the West
N/A
N/A
N
1000000.00
1000000.00
0.0055
N
1000000.00
1000000.00
Puerto Rico Sales Tax Financing Corp
Sales Tax RB Sr Series 2009C 0.210000%
74529JJM8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-06
2012-07-06
Y
Citibank NA
N/A
N/A
N
N
1755000.00
1755000.00
0.0097
N
1755000.00
1755000.00
Riverside Cnty Transportation Commission
Limited Sales Tax RB Series 2009B 0.180000%
769125DR3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-06
2012-07-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
3190000.00
3190000.00
0.0177
N
3190000.00
3190000.00
Sacramento Municipal Utility District
Electric RB Series 2003R 5.000000%
786005GR3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-08-15
2012-08-15
N
N
N
1200000.00
1206672.66
0.0067
N
1206192.00
1206192.00
San Diego Cnty
COP (San Diego Jewish Academy) Series 2003 0.180000%
797260LE4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-06
2012-07-06
Y
Comerica Bank
N/A
N/A
Y
Comerica Bank
N/A
N/A
N
945000.00
945000.00
0.0052
N
945000.00
945000.00
San Diego Cnty Regional Transportation Commission
Limited Sales Tax RB Series 2008B 0.120000%
797400FG8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-06
2012-07-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
1205000.00
1205000.00
0.0067
N
1205000.00
1205000.00
San Diego Cnty Regional Transportation Commission
Limited Sales Tax RB Series 2008D 0.150000%
797400FJ2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-06
2012-07-06
Y
California State Teachers Retirement Systems
N/A
N/A
State Street Bank & Trust Company NA
N/A
N/A
N
N
2270000.00
2270000.00
0.0126
N
2270000.00
2270000.00
San Diego Cnty Water Auth
Water Revenue COP Series 2008A 0.180000%
797415KF2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-06
2012-07-06
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
1000000.00
1000000.00
0.0055
N
1000000.00
1000000.00
San Diego Cnty Water Auth
CP Series 4 0.210000%
79742CCY4
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-08-10
2012-08-10
N
N
Y
Revolving Credit Agreement
Barclays Bank Plc
N/A
N/A
1725000.00
1725000.00
0.0096
N
1725051.75
1725051.75
San Diego Cnty Water Auth
CP Series 5 0.200000%
79742DCR7
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-07-17
2012-07-17
N
N
Y
Revolving Credit Agreement
Wells Fargo Bank NA
N/A
N/A
3000000.00
3000000.00
0.0166
N
3000030.00
3000030.00
San Diego Cnty Water Auth
CP Series 6 0.190000%
79742EBS4
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-08-09
2012-08-09
N
N
Y
Revolving Credit Agreement
Citibank NA
N/A
N/A
500000.00
500000.00
0.0028
N
500010.00
500010.00
San Diego Community College District
GO Bonds Series 2011 0.250000%
25155DAQ4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-06
2012-07-06
Y
Deutsche Bank AG
N/A
N/A
N
N
3500000.00
3500000.00
0.0194
N
3500000.00
3500000.00
San Diego Community College District
GO Bonds Series 2009 0.200000%
797272HA2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-06
2012-07-06
Y
Citibank NA
N/A
N/A
N
N
3125000.00
3125000.00
0.0173
N
3125000.00
3125000.00
San Diego Public Facilities Financing Auth
Sr Sewer RB Series 2009A 0.300000%
94985NJP7
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-01-17
2013-01-17
N
Y
Wells Fargo & Co
N/A
N/A
Y
Tender Option
Wells Fargo & Co
N/A
N/A
2000000.00
2000000.00
0.0111
N
2000000.00
2000000.00
San Francisco
Lease Revenue CP COP Series 2 0.160000%
79768DAN7
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-09-12
2012-09-12
N
Y
US Bank NA
N/A
N/A
N
1000000.00
1000000.00
0.0055
N
999980.00
999980.00
San Francisco
GO Improvement Bonds Series 2009A 0.270000%
94985NHF1
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-10-18
2012-10-18
N
N
Y
Tender Option
Wells Fargo & Co
N/A
N/A
530000.00
530000.00
0.0029
N
530000.00
530000.00
San Francisco Redevelopment Agency
M/F Housing Refunding RB (Fillmore Center) Series 1992A1 0.180000%
79771MAS1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-06
2012-07-06
Y
Freddie Mac
N/A
N/A
Y
Freddie Mac
N/A
N/A
N
1800000.00
1800000.00
0.0100
N
1800000.00
1800000.00
San Francisco Airport Commission
Second Series Refunding RB Series 37C 0.170000%
79766DBC2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-06
2012-07-06
Y
Union Bank NA
N/A
N/A
Y
Union Bank NA
N/A
N/A
N
1300000.00
1300000.00
0.0072
N
1300000.00
1300000.00
San Francisco Bay Area Rapid Transit District
Sales Tax Refunding RB Series 2006A 5.000000%
797669RH3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-07-01
2012-07-01
N
N
N
1220000.00
1220000.00
0.0068
N
1220000.00
1220000.00
San Joaquin Cnty Transportation Auth
Sales Tax Revenue CP 0.190000%
79811UAW6
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-08-09
2012-08-09
N
Y
JPMorgan Chase Bank NA
N/A
N/A
N
2000000.00
2000000.00
0.0111
N
2000040.00
2000040.00
San Jose-Evergreen Community College District
GO Bonds Series A 0.190000%
798189HB5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-06
2012-07-06
Y
Citibank NA
N/A
N/A
N
N
3980000.00
3980000.00
0.0221
N
3980000.00
3980000.00
San Mateo Cnty Community College District
GO Bonds Series 2005B 0.250000%
76113PDD7
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-10-25
2012-10-25
N
N
Y
Tender Option
Wells Fargo & Co
N/A
N/A
215000.00
215000.00
0.0012
N
215000.00
215000.00
San Mateo Cnty Community College District
GO Bonds Series 2005B&2006A 0.160000%
799038ER1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-06
2012-07-06
Y
Wells Fargo & Co
N/A
N/A
N
N
380000.00
380000.00
0.0021
N
380000.00
380000.00
San Pablo Redevelopment Agency
Sub Tax Allocation Bonds Series 2006 0.150000%
799146DJ1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-02
2012-07-02
Y
Union Bank NA
N/A
N/A
Y
Union Bank NA
N/A
N/A
N
480000.00
480000.00
0.0027
N
480000.00
480000.00
Santa Clara USD
TRAN 2012 2.000000%
801495D90
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-06-28
2013-06-28
N
N
N
500000.00
508680.00
0.0028
N
508885.00
508885.00
Southern California Metropolitan Water District
Water RB Series 2000B4 0.150000%
592663XJ2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-06
2012-07-06
Y
Wells Fargo Bank NA
N/A
N/A
N
N
700000.00
700000.00
0.0039
N
700000.00
700000.00
Southern California Metropolitan Water District
Water Refunding RB Series 2009A1 0.180000%
59266TAD3
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-07-05
2012-10-08
N
N
N
2000000.00
2000000.00
0.0111
N
2000000.00
2000000.00
Southern California Metropolitan Water District
Water Refunding RB Series 2009A2 0.180000%
59266TCX7
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-07-06
2013-06-10
N
N
N
1000000.00
1000000.00
0.0055
N
1000000.00
1000000.00
Southern California Metropolitan Water District
Water Refunding RB Series 2011A1 0.180000%
59266TEK3
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-07-05
2013-03-08
N
N
N
1000000.00
1000000.00
0.0055
N
1000020.00
1000020.00
Southern California Public Power Auth
RB (Windy Point/Windy Flats) Series 2010-1 3.000000%
84247PCL3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-07-01
2012-07-01
N
N
Y
Obligor
Los Angeles Dept of Water & Power
N/A
N/A
300000.00
300000.00
0.0017
N
300000.00
300000.00
Sunnyvale
Refunding COP Series 2009A 0.170000%
867546CD3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-06
2012-07-06
Y
Union Bank NA
N/A
N/A
Y
Union Bank NA
N/A
N/A
N
2510000.00
2510000.00
0.0139
N
2510000.00
2510000.00
Torrance
TRAN 2011-2012 3.000000%
891347ER3
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-07-12
2012-07-12
N
N
N
2000000.00
2001459.73
0.0111
N
2002000.00
2002000.00
Turlock Irrigation District
Sub Revenue CP Series A 0.260000%
90021UAD1
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-07-20
2012-07-20
N
Y
Bank of America NA
N/A
N/A
N
2000000.00
2000000.00
0.0111
N
2000020.00
2000020.00
Univ of California
Limited Project RB Series 2005B 0.150000%
74926YUM1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-06
2012-07-06
Y
Royal Bank of Canada
N/A
N/A
N
N
1000000.00
1000000.00
0.0055
N
1000000.00
1000000.00
Univ of California
General RB Series 2003A 4.000000%
91412FHA8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-05-15
2013-05-15
N
N
N
250000.00
257786.88
0.0014
N
258170.00
258170.00
Univ of California
General RB Series 2007J 0.230000%
91412FW78
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-07-12
2012-07-12
N
N
Y
Tender Option
Wells Fargo & Co
N/A
N/A
3665000.00
3665000.00
0.0203
N
3665000.00
3665000.00
Univ of California
General RB Series 2007J 0.200000%
91412GGY5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-02
2012-07-02
Y
Citibank NA
N/A
N/A
N
N
200000.00
200000.00
0.0011
N
200000.00
200000.00
West Hills Community College District
COP (2008 Refunding) 0.170000%
95330RAC5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-06
2012-07-06
Y
Union Bank NA
N/A
N/A
Y
Union Bank NA
N/A
N/A
N
4450000.00
4450000.00
0.0247
N
4450000.00
4450000.00
William S. Hart UHSD
GO Bonds Series A 0.280000%
94985NKJ9
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-01-24
2013-01-24
N
Y
Wells Fargo & Co
N/A
N/A
Y
Tender Option
Wells Fargo & Co
N/A
N/A
4000000.00
4000000.00
0.0222
N
4000000.00
4000000.00