0001145549-12-005552.txt : 20120730 0001145549-12-005552.hdr.sgml : 20120730 20120607132021 ACCESSION NUMBER: 0001145549-12-005552 CONFORMED SUBMISSION TYPE: N-MFP PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120531 FILED AS OF DATE: 20120607 DATE AS OF CHANGE: 20120607 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS CENTRAL INDEX KEY: 0000857156 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-MFP SEC ACT: 1933 Act SEC FILE NUMBER: 811-05954 FILM NUMBER: 12894285 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 1-800-648-5300 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS DATE OF NAME CHANGE: 19920703 0000857156 S000004503 Schwab New Jersey AMT Tax-Free Money Fund C000012377 Sweep Shares SWJXX N-MFP 1 primary_doc.xml N-MFP N-MFP LIVE N 2012-05-31 0000857156 S000004503 1 N N N N 033-31894 Charles Schwab Investment Management, Inc. 801-35905 PricewaterhouseCoopers LLP San Francisco CA Charles Schwab Investment Management, Inc. Boston Financial Data Services, Inc. 0000275143 84-00896 N N N Single State Fund 38 38 563924788.97 10771150.53 6545221.51 568150717.99 0.0023 1.0012 2012-05-31 1.0012 2012-05-31 C000012377 1.00 568150717.99 1.00 -14240785.79 100072125.04 114312910.83 0.0001 1.0012 2012-05-31 1.0012 2012-05-31 Brick Township BAN Series 2011A 1.250000% 107889QU4 Other Municipal Debt N First Tier Security N/A N/A 2012-09-28 2012-09-28 N N N 14700611.00 14744393.12 0.0260 N 14753533.20 14753533.20 Burlington Cnty Bridge Commission Solid Waste Project Notes Series 2011 2.000000% 121654AE7 Other Municipal Debt N First Tier Security N/A N/A 2012-10-10 2012-10-10 N N Y Obligor Burlington Cnty N/A N/A 4575000.00 4599918.29 0.0081 N 4602312.75 4602312.75 Camden Cnty Improvement Auth Health Care Redevelopment RB (Cooper Health) Series 2004B 0.140000% 13281QAA3 Variable Rate Demand Note N First Tier Security N/A N/A 2012-06-07 2012-06-07 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 9200000.00 9200000.00 0.0162 N 9200000.00 9200000.00 Delaware River Port Auth Refunding RB Series 2008B 0.150000% 246352EX2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-06-07 2012-06-07 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 4470000.00 4470000.00 0.0079 N 4470000.00 4470000.00 East Brunswick BAN 2.000000% 271281WQ6 Other Municipal Debt N Unrated Security N/A N/A 2013-01-04 2013-01-04 N N N 12777000.00 12864824.68 0.0226 N 12885732.27 12885732.27 East Brunswick BAN 1.500000% 271281WR4 Other Municipal Debt N Unrated Security N/A N/A 2013-04-10 2013-04-10 N N N 10000000.00 10076663.56 0.0177 N 10078700.00 10078700.00 Essex Cnty BAN Series 2011 1.250000% 296804MP9 Other Municipal Debt N First Tier Security N/A N/A 2012-09-28 2012-09-28 N N N 4000000.00 4013223.67 0.0071 N 4014400.00 4014400.00 Garden State Preservation Trust Open Space & Farmland Preservation Bonds Series 2003B 0.240000% 25154CUN2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-06-07 2012-06-07 Y Deutsche Bank AG N/A N/A N N 6575000.00 6575000.00 0.0116 N 6575000.00 6575000.00 Garden State Preservation Trust Open Space & Farmland Preservation Bonds Series 2005A 0.180000% 365418DP4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-06-07 2012-06-07 Y JPMorgan Chase Bank NA N/A N/A N N 8275000.00 8275000.00 0.0146 N 8275000.00 8275000.00 Gloucester Cnty Pollution Control Refunding RB (ExxonMobil) Series 2003 0.030000% 379697AK1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-06-01 2012-06-01 Y Exxon Mobil Corporation N/A N/A N Y Obligor Exxon Mobil Corporation N/A N/A 755000.00 755000.00 0.0013 N 755000.00 755000.00 Hamilton Township BAN Series 2011A&B 2.000000% 408054ZR8 Other Municipal Debt N First Tier Security N/A N/A 2012-06-14 2012-06-14 N N N 8046000.00 8050264.16 0.0142 N 8051712.66 8051712.66 Hudson Cnty Improvement Auth Pooled Notes Series 2011 I1 2.000000% 443728DB3 Other Municipal Debt N First Tier Security N/A N/A 2012-08-17 2012-08-17 N N Y Obligor Hudson Cnty N/A N/A 7000000.00 7019005.29 0.0124 N 7018060.00 7018060.00 Hudson Cnty Improvement Auth Pooled Notes Series 2012L1 2.000000% 443728DE7 Other Municipal Debt N First Tier Security N/A N/A 2013-06-05 2013-06-05 N N Y Obligor Hudson Cnty N/A N/A 4700000.00 4753580.00 0.0084 N 4755131.00 4755131.00 Livingston Township BAN 1.250000% 539141PY1 Other Municipal Debt N Unrated Security N/A N/A 2013-01-17 2013-01-17 N N N 6375000.00 6406092.53 0.0113 N 6407385.00 6407385.00 Middlesex Cnty Improvement Auth Open Space Trust Fund Refunding RB Series 2011 1.250000% 596566UR8 Other Municipal Debt N Unrated Security N/A N/A 2012-09-15 2012-09-15 N N Y Obligor Middlesex Cnty N/A N/A 845000.00 846531.85 0.0015 N 847247.70 847247.70 New Jersey GO Refunding Bonds Series H 5.250000% 646039AS6 Other Municipal Debt N Unrated Security N/A N/A 2012-07-01 2012-07-01 N N N 3650000.00 3664722.27 0.0065 N 3663322.50 3663322.50 New Jersey GO Refunding Bonds Series D 6.000000% 646039FS1 Other Municipal Debt N Unrated Security N/A N/A 2013-02-15 2013-02-15 N N N 100000.00 103926.54 0.0002 N 104030.00 104030.00 New Jersey GO Refunding Bonds Series H 5.250000% 646039GA9 Other Municipal Debt N Unrated Security N/A N/A 2012-07-01 2012-07-01 N N N 450000.00 451856.04 0.0008 N 451642.50 451642.50 New Jersey GO Refunding Bonds Series O 4.000000% 646039QS9 Other Municipal Debt N Unrated Security N/A N/A 2012-08-01 2012-08-01 N N N 400000.00 402338.77 0.0007 N 402368.00 402368.00 New Jersey GO Refunding Bonds Series S 5.000000% 646039TF4 Other Municipal Debt N Unrated Security N/A N/A 2013-02-15 2013-02-15 N N N 600000.00 619750.69 0.0011 N 619800.00 619800.00 New Jersey COP (Equipment Lease Purchase) Series 2008A 5.000000% 646046MB5 Other Municipal Debt N Unrated Security N/A N/A 2012-06-15 2012-06-15 N N N 2000000.00 2003372.73 0.0035 N 2002440.00 2002440.00 New Jersey COP Series 2009A 5.000000% 646046MU3 Other Municipal Debt N Unrated Security N/A N/A 2012-06-15 2012-06-15 N N N 2000000.00 2003434.67 0.0035 N 2002440.00 2002440.00 New Jersey Building Auth State Building RB Series 2003A1 0.150000% 645771VJ2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-06-07 2012-06-07 Y Barclays Bank Plc N/A N/A Y Barclays Bank Plc N/A N/A N 11510000.00 11510000.00 0.0203 N 11510000.00 11510000.00 New Jersey Building Auth State Building RB Series 2003A3 0.150000% 645771VL7 Variable Rate Demand Note N First Tier Security N/A N/A 2012-06-07 2012-06-07 Y Barclays Bank Plc N/A N/A Y Barclays Bank Plc N/A N/A N 12500000.00 12500000.00 0.0220 N 12500000.00 12500000.00 New Jersey Building Auth State Building RB Series 2003A4 0.150000% 645771VM5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-06-07 2012-06-07 Y Barclays Bank Plc N/A N/A Y Barclays Bank Plc N/A N/A N 9625000.00 9625000.00 0.0169 N 9625000.00 9625000.00 New Jersey Economic Development Auth Motor Vehicle Surcharge RB Series 2004A 0.280000% 05248P3E3 Variable Rate Demand Note N First Tier Security N/A N/A 2012-06-07 2012-06-07 Y Bank of America NA N/A N/A Y Berkshire Hathaway Assurance Corp N/A N/A N 5715000.00 5715000.00 0.0101 N 5715000.00 5715000.00 New Jersey Economic Development Auth Transportation System Bonds Series 2005B&2006A & School Facilities Construction Refunding Bonds Series 2005K 0.180000% 18886PQH1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-06-07 2012-06-07 Y State Street Bank & Trust Company NA N/A N/A Y State Street Bank & Trust Company NA N/A N/A N 11395000.00 11395000.00 0.0201 N 11395000.00 11395000.00 New Jersey Economic Development Auth RB (Wyckoff Family YMCA) 2003 0.190000% 64577HNK3 Variable Rate Demand Note N First Tier Security N/A N/A 2012-06-07 2012-06-07 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 3440000.00 3440000.00 0.0061 N 3440000.00 3440000.00 New Jersey Economic Development Auth RB (Princeton Day School) Series 2005 0.160000% 64577HPN5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-06-07 2012-06-07 Y US Bank NA N/A N/A Y US Bank NA N/A N/A N 10000000.00 10000000.00 0.0176 N 10000000.00 10000000.00 New Jersey Economic Development Auth Gas Facilities Refunding RB (Pivotal Utility Holdings) Series 2005 0.170000% 64577JAM9 Variable Rate Demand Note N First Tier Security N/A N/A 2012-06-01 2012-06-01 Y Bank of Tokyo Mitsubishi UFJ Ltd N/A N/A Y Bank of Tokyo Mitsubishi UFJ Ltd N/A N/A N 8200000.00 8200000.00 0.0144 N 8200000.00 8200000.00 New Jersey Economic Development Auth Refunding RB (Crane's Mill) Series 2005B 0.150000% 6459165S2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-06-07 2012-06-07 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 1375000.00 1375000.00 0.0024 N 1375000.00 1375000.00 New Jersey Economic Development Auth Cigarette Tax RB Series 2004 5.500000% 645916S40 Other Municipal Debt N Unrated Security N/A N/A 2012-06-15 2012-06-15 N N Y Escrow Escrow N/A N/A 13340000.00 13370210.19 0.0235 N 13359876.60 13359876.60 New Jersey Economic Development Auth RB (Crane's Mill) Series 2008B 0.150000% 645918SN4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-06-07 2012-06-07 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 2130000.00 2130000.00 0.0037 N 2130000.00 2130000.00 New Jersey Economic Development Auth Transportation Sublease Refunding RB (NJTransit Corp) Series 2008A 5.000000% 645918SX2 Other Municipal Debt N Unrated Security N/A N/A 2013-05-01 2013-05-01 N N Y Obligor New Jersey N/A N/A 425000.00 442379.82 0.0008 N 442216.75 442216.75 New Jersey Economic Development Auth RB (Cooper Health) Series 2008A 0.140000% 645918TV5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-06-07 2012-06-07 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 3800000.00 3800000.00 0.0067 N 3800000.00 3800000.00 New Jersey Educational Facilities Auth Refunding & RB (Princeton Univ) Series 2005A & 2007E 0.170000% 06740GQY5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-06-07 2012-06-07 Y Barclays Bank Plc N/A N/A N Y Obligor Princeton University NJ N/A N/A 3595000.00 3595000.00 0.0063 N 3595000.00 3595000.00 New Jersey Health Care Facilities Financing Auth RB (Hospital Capital Asset Financing Program) Series 1985A 0.170000% 645793BJ8 Variable Rate Demand Note N First Tier Security N/A N/A 2012-06-07 2012-06-07 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 11175000.00 11175000.00 0.0197 N 11175000.00 11175000.00 New Jersey Health Care Facilities Financing Auth RB (RWJ Health Care Corp at Hamilton) Series 2002 0.150000% 64579E5V4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-06-07 2012-06-07 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 1000000.00 1000000.00 0.0018 N 1000000.00 1000000.00 New Jersey Health Care Facilities Financing Auth RB (Recovery Management Systems) Series 2005 0.150000% 64579E5W2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-06-07 2012-06-07 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 865000.00 865000.00 0.0015 N 865000.00 865000.00 New Jersey Health Care Facilities Financing Auth RB (Meridian Health) Series 2003A 0.170000% 64579E7X8 Variable Rate Demand Note N First Tier Security N/A N/A 2012-06-07 2012-06-07 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 27000000.00 27000000.00 0.0475 N 27000000.00 27000000.00 New Jersey Health Care Facilities Financing Auth RB (Composite Program) Series 2003A3 0.130000% 64579E8K5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-06-07 2012-06-07 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 3335000.00 3335000.00 0.0059 N 3335000.00 3335000.00 New Jersey Health Care Facilities Financing Auth RB (Composite Program) Series 2003AB 0.130000% 64579FAP8 Variable Rate Demand Note N First Tier Security N/A N/A 2012-06-07 2012-06-07 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 2000000.00 2000000.00 0.0035 N 2000000.00 2000000.00 New Jersey Health Care Facilities Financing Auth RB (Robert Wood Johnson Univ Hospital) Series 2004 0.130000% 64579FDJ9 Variable Rate Demand Note N First Tier Security N/A N/A 2012-06-07 2012-06-07 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 18400000.00 18400000.00 0.0324 N 18400000.00 18400000.00 New Jersey Health Care Facilities Financing Auth RB (Virtua Health) Series 2004 0.130000% 64579FEB5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-06-07 2012-06-07 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 7645000.00 7645000.00 0.0135 N 7645000.00 7645000.00 New Jersey Health Care Facilities Financing Auth RB (Composite Program) Series 2006A3 0.150000% 64579FJQ7 Variable Rate Demand Note N First Tier Security N/A N/A 2012-06-07 2012-06-07 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 3165000.00 3165000.00 0.0056 N 3165000.00 3165000.00 New Jersey Health Care Facilities Financing Auth RB (Composite Program) Series 2006A4 0.130000% 64579FJR5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-06-07 2012-06-07 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 10000000.00 10000000.00 0.0176 N 10000000.00 10000000.00 New Jersey Health Care Facilities Financing Auth RB (Atlantic Health System Hospital Corp) Series 2008C 0.170000% 64579FWQ2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-06-07 2012-06-07 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 7000000.00 7000000.00 0.0123 N 7000000.00 7000000.00 New Jersey Health Care Facilities Financing Auth Refunding RB (Underwood-Memorial Hospital) Series 2008 0.160000% 64579FWR0 Variable Rate Demand Note N First Tier Security N/A N/A 2012-06-07 2012-06-07 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 6175000.00 6175000.00 0.0109 N 6175000.00 6175000.00 New Jersey Health Care Facilities Financing Auth RB (Somerset Medical Center) Series 2008 0.150000% 64579FXD0 Variable Rate Demand Note N First Tier Security N/A N/A 2012-06-07 2012-06-07 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 3810000.00 3810000.00 0.0067 N 3810000.00 3810000.00 New Jersey Health Care Facilities Financing Auth RB (Virtua Health) Series 2009B 0.190000% 64579FYJ6 Variable Rate Demand Note N First Tier Security N/A N/A 2012-06-01 2012-06-01 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 2000000.00 2000000.00 0.0035 N 2000000.00 2000000.00 New Jersey Health Care Facilities Financing Auth RB (Virtua Health) Series 2009D 0.130000% 64579FYL1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-06-07 2012-06-07 Y TD Bank NA N/A N/A Y TD Bank NA N/A N/A N 3000000.00 3000000.00 0.0053 N 3000000.00 3000000.00 New Jersey Health Care Facilities Financing Auth RB (Atlantic Health System Hospital Corp) Series 2011 0.200000% 94985NU90 Variable Rate Demand Note N First Tier Security N/A N/A 2012-06-07 2012-06-07 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 12445000.00 12445000.00 0.0219 N 12445000.00 12445000.00 New Jersey Housing & Mortgage Finance Agency M/F RB Series 2008B 0.180000% 646108EG1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-06-07 2012-06-07 Y Bank of America NA N/A N/A Y Bank of America NA N/A N/A N 8790000.00 8790000.00 0.0155 N 8790000.00 8790000.00 New Jersey Housing & Mortgage Finance Agency S/F Housing RB Series 2008BB 0.160000% 6461292H8 Variable Rate Demand Note N First Tier Security N/A N/A 2012-06-07 2012-06-07 Y TD Bank NA N/A N/A N N 17000000.00 17000000.00 0.0299 N 17000000.00 17000000.00 New Jersey Housing & Mortgage Finance Agency S/F Housing RB Series 2005N 0.170000% 6461298B5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-06-07 2012-06-07 Y Barclays Bank Plc N/A N/A N N 7100000.00 7100000.00 0.0125 N 7100000.00 7100000.00 New Jersey Transportation Trust Fund Auth Transportation System Bonds Series 2005A 5.250000% 6461352Y8 Other Municipal Debt N Unrated Security N/A N/A 2012-12-15 2012-12-15 N N Y Obligor New Jersey N/A N/A 5570000.00 5718290.17 0.0101 N 5713204.70 5713204.70 New Jersey Transportation Trust Fund Auth Transportation System Bonds Series 2004B 5.250000% 6461353P6 Other Municipal Debt N Unrated Security N/A N/A 2012-12-15 2012-12-15 N N Y Obligor New Jersey N/A N/A 4640000.00 4761916.39 0.0084 N 4759294.40 4759294.40 New Jersey Transportation Trust Fund Auth Transportation System Bonds Series 2001C 5.750000% 646135XM0 Other Municipal Debt N Unrated Security N/A N/A 2012-12-15 2012-12-15 N N Y Obligor New Jersey N/A N/A 350000.00 360161.88 0.0006 N 360202.50 360202.50 New Jersey Transportation Trust Fund Auth Transportation System Bonds Series 2006C 0.170000% 646136KY6 Variable Rate Demand Note N First Tier Security N/A N/A 2012-06-07 2012-06-07 Y Wells Fargo & Co N/A N/A Y Wells Fargo & Co N/A N/A N 12755000.00 12755000.00 0.0225 N 12755000.00 12755000.00 New Jersey Transportation Trust Fund Auth Transportation System Bonds Series 2006C 0.220000% 646136PF2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-06-07 2012-06-07 Y Wells Fargo & Co N/A N/A Y Wells Fargo & Co N/A N/A N 14005000.00 14005000.00 0.0247 N 14005000.00 14005000.00 New Jersey Transportation Trust Fund Auth Transportation System Bonds Series 2005B&2006A 0.200000% 94985NK67 Variable Rate Demand Note N First Tier Security N/A N/A 2012-06-07 2012-06-07 Y Wells Fargo Bank NA N/A N/A Y Wells Fargo Bank NA N/A N/A N 12000000.00 12000000.00 0.0211 N 12000000.00 12000000.00 New Jersey Transportation Trust Fund Auth Transportation System Bonds Series 2009A 0.200000% 94985NKF7 Variable Rate Demand Note N First Tier Security N/A N/A 2012-06-07 2012-06-07 Y Wells Fargo & Co N/A N/A Y Wells Fargo & Co N/A N/A N 14080000.00 14080000.00 0.0248 N 14080000.00 14080000.00 New Jersey Turnpike Auth RB Series 2009A 0.170000% 646139V36 Variable Rate Demand Note N First Tier Security N/A N/A 2012-06-07 2012-06-07 Y JPMorgan Chase Bank NA N/A N/A Y JPMorgan Chase Bank NA N/A N/A N 4225000.00 4225000.00 0.0074 N 4225000.00 4225000.00 New Jersey Turnpike Auth RB Series 2009C 0.120000% 646139V44 Variable Rate Demand Note N First Tier Security N/A N/A 2012-06-07 2012-06-07 Y Bank of Nova Scotia N/A N/A Y Bank of Nova Scotia N/A N/A N 2400000.00 2400000.00 0.0042 N 2400000.00 2400000.00 New Jersey Turnpike Auth Turnpike RB Series 2009B 0.140000% 646139V77 Variable Rate Demand Note N First Tier Security N/A N/A 2012-06-07 2012-06-07 Y PNC Bank NA N/A N/A Y PNC Bank NA N/A N/A N 5000000.00 5000000.00 0.0088 N 5000000.00 5000000.00 Port Auth of New York & New Jersey Consolidated Bonds 166th Series 0.170000% 06740GNL6 Variable Rate Demand Note N First Tier Security N/A N/A 2012-06-07 2012-06-07 Y Barclays Bank Plc N/A N/A N N 2150000.00 2150000.00 0.0038 N 2150000.00 2150000.00 Port Auth of New York & New Jersey Consolidated Bonds 140th Series 0.160000% 27884FBQ2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-06-07 2012-06-07 Y US Bank NA N/A N/A Y US Bank NA N/A N/A N 8610000.00 8610000.00 0.0152 N 8610000.00 8610000.00 Port Auth of New York & New Jersey Consolidated Bonds 130th Series 3.500000% 7335814W9 Other Municipal Debt N Unrated Security N/A N/A 2012-10-15 2012-10-15 N N N 100000.00 101141.68 0.0002 N 101205.00 101205.00 Port Auth of New York & New Jersey Consolidated Bonds 154th Series 5.000000% 73358T6H9 Other Municipal Debt N Unrated Security N/A N/A 2012-09-01 2012-09-01 N N N 115000.00 116369.65 0.0002 N 116331.70 116331.70 Port Auth of New York & New Jersey Consolidated Bonds 155th Series 1.750000% 73358T7E5 Other Municipal Debt N Unrated Security N/A N/A 2012-10-01 2012-10-01 N N N 750000.00 753691.55 0.0013 N 753840.00 753840.00 Port Auth of New York & New Jersey Consolidated Bonds 133rd Series 3.250000% 73358TBE0 Other Municipal Debt N Unrated Security N/A N/A 2012-07-15 2012-07-15 N N N 125000.00 125429.25 0.0002 N 125430.00 125430.00 Port Auth of New York & New Jersey Consolidated Bonds 148th Series 0.190000% 73358TE72 Variable Rate Demand Note N First Tier Security N/A N/A 2012-06-07 2012-06-07 Y Citibank NA N/A N/A N N 16000000.00 16000000.00 0.0282 N 16000000.00 16000000.00 Port Auth of New York & New Jersey Consolidated Bonds 144th Series 0.180000% 73358TWC1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-06-07 2012-06-07 Y JPMorgan Chase Bank NA N/A N/A N N 1395000.00 1395000.00 0.0025 N 1395000.00 1395000.00 Port Auth of New York & New Jersey Consolidated Bonds 148th Series 0.190000% 73358TY39 Variable Rate Demand Note N First Tier Security N/A N/A 2012-06-07 2012-06-07 Y Citibank NA N/A N/A N N 1000000.00 1000000.00 0.0018 N 1000000.00 1000000.00 Port Auth of New York & New Jersey CP Series B 0.110000% 73359BBV0 Other Commercial Paper N First Tier Security N/A N/A 2012-07-12 2012-07-12 N N N 9895000.00 9895000.00 0.0174 N 9894010.50 9894010.50 Port Auth of New York & New Jersey CP Series B 0.180000% 73359BCC1 Other Commercial Paper N First Tier Security N/A N/A 2012-08-14 2012-08-14 N N N 10000000.00 10000000.00 0.0176 N 10000000.00 10000000.00 Port Auth of New York & New Jersey Consolidated Bonds 144th Series 0.190000% 76113PGF9 Variable Rate Demand Note N First Tier Security N/A N/A 2012-06-07 2012-06-07 Y Citibank NA N/A N/A N N 8740000.00 8740000.00 0.0154 N 8740000.00 8740000.00 Puerto Rico Highway & Transportation Auth Transportation RB Series A 0.120000% 745190Y77 Variable Rate Demand Note N First Tier Security N/A N/A 2012-06-07 2012-06-07 Y Bank of Nova Scotia N/A N/A Y Bank of Nova Scotia N/A N/A N 15375000.00 15375000.00 0.0271 N 15375000.00 15375000.00 Puerto Rico Sales Tax Financing Corp Sales Tax RB Series 2007A 0.250000% 25154LGB4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-06-07 2012-06-07 Y Deutsche Bank AG N/A N/A N N 4115000.00 4115000.00 0.0072 N 4115000.00 4115000.00 Puerto Rico Sales Tax Financing Corp Sales Tax RB Sr Series 2009C 0.210000% 74529JJM8 Variable Rate Demand Note N First Tier Security N/A N/A 2012-06-07 2012-06-07 Y Citibank NA N/A N/A N N 10450000.00 10450000.00 0.0184 N 10450000.00 10450000.00 Puerto Rico Sales Tax Financing Corp Sales Tax RB Sr Series 2011C 0.200000% 74529JPM1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-06-07 2012-06-07 Y Citibank NA N/A N/A N N 6800000.00 6800000.00 0.0120 N 6800000.00 6800000.00 Rutgers State Univ GO Bonds Series 2009F 0.180000% 46632P2T9 Variable Rate Demand Note N First Tier Security N/A N/A 2012-06-07 2012-06-07 Y JPMorgan Chase Bank NA N/A N/A N N 2815000.00 2815000.00 0.0050 N 2815000.00 2815000.00 Rutgers State Univ GO Bonds Series 2009F 0.160000% 74926YWF4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-06-07 2012-06-07 Y Royal Bank of Canada N/A N/A N N 3335000.00 3335000.00 0.0059 N 3335000.00 3335000.00 Rutgers State Univ GO Refunding Bonds Series 2002A 0.190000% 783186HH5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-06-01 2012-06-01 Y TD Bank NA N/A N/A N N 2940000.00 2940000.00 0.0052 N 2940000.00 2940000.00 Rutgers State Univ GO Bonds Series 2009G 0.180000% 783186NB1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-06-01 2012-06-01 Y US Bank NA N/A N/A N N 3230000.00 3230000.00 0.0057 N 3230000.00 3230000.00 Rutgers State Univ CP Series A&B 0.150000% 78318ECG5 Other Commercial Paper N First Tier Security N/A N/A 2012-06-06 2012-06-06 N N Y Standby Purchase Agreement Wells Fargo Bank NA N/A N/A 1850000.00 1850000.00 0.0033 N 1849944.50 1849944.50 Sparta BAN 1.000000% 846718KF0 Other Municipal Debt N Unrated Security N/A N/A 2013-02-22 2013-02-22 N N N 7199750.00 7226299.53 0.0127 N 7234164.81 7234164.81 Union Cnty Pollution Control Finance Auth Refunding RB (Exxon) Series 1989 0.030000% 906353AH0 Variable Rate Demand Note N First Tier Security N/A N/A 2012-06-01 2012-06-01 Y Exxon Mobil Corporation N/A N/A N Y Obligor Exxon Mobil Corporation N/A N/A 7195000.00 7195000.00 0.0127 N 7195000.00 7195000.00 Union Cnty Pollution Control Finance Auth Refunding RB (Exxon) Series 1994 0.030000% 906353AJ6 Variable Rate Demand Note N First Tier Security N/A N/A 2012-06-01 2012-06-01 Y Exxon Mobil Corporation N/A N/A N Y Obligor Exxon Mobil Corporation N/A N/A 3500000.00 3500000.00 0.0062 N 3500000.00 3500000.00