0001145549-12-004454.txt : 20120629
0001145549-12-004454.hdr.sgml : 20120629
20120507123127
ACCESSION NUMBER: 0001145549-12-004454
CONFORMED SUBMISSION TYPE: N-MFP
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120430
FILED AS OF DATE: 20120507
DATE AS OF CHANGE: 20120507
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARLES SCHWAB FAMILY OF FUNDS
CENTRAL INDEX KEY: 0000857156
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: N-MFP
SEC ACT: 1933 Act
SEC FILE NUMBER: 811-05954
FILM NUMBER: 12816772
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 1-800-648-5300
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: SCHWAB CHARLES FAMILY OF FUNDS
DATE OF NAME CHANGE: 19920703
0000857156
S000019114
Schwab California AMT Tax-Free Money Fund
C000052863
Value Advantage Shares
SNKXX
N-MFP
1
primary_doc.xml
N-MFP
N-MFP
LIVE
N
2012-04-30
0000857156
S000019114
1
N
N
N
N
033-31894
Charles Schwab Investment Management, Inc.
801-35905
PricewaterhouseCoopers LLP
San Francisco
CA
Charles Schwab Investment Management, Inc.
Boston Financial Data Services, Inc.
0000275143
84-00896
N
N
N
Single State Fund
26
35
180873214.34
623073.40
-9657.86
181505945.60
0.0028
1.0003
2012-04-30
1.0003
2012-04-30
C000052863
25000.00
181505945.60
1.00
7707975.52
9886878.48
2178902.96
0.0001
1.0003
2012-04-30
1.0003
2012-04-30
ABAG Finance Auth
RB (Jewish Home of San Francisco) Series 2005 0.220000%
00037CGX2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-05-01
2012-05-01
Y
Wells Fargo Bank NA
N/A
N/A
Y
Wells Fargo Bank NA
N/A
N/A
N
800000.00
800000.00
0.0044
N
800000.00
800000.00
Alameda Cnty IDA
RB (Dale Hardware) Series 2010 0.300000%
01110RAA3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-05-07
2012-05-07
Y
Comerica Bank
N/A
N/A
Y
Comerica Bank
N/A
N/A
N
2665000.00
2665000.00
0.0147
N
2665000.00
2665000.00
Anaheim Public Financing Auth
Electric System Second Lien RB Series 2004 0.400000%
03255MPM3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-05-07
2012-05-07
Y
Morgan Stanley Bank NA
N/A
N/A
Y
Berkshire Hathaway Assurance Corp
N/A
N/A
N
2700000.00
2700000.00
0.0149
N
2700000.00
2700000.00
Bay Area Toll Auth
Toll Bridge RB Series 2009F1 0.350000%
74703YMA5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-05-07
2012-05-07
Y
Bank of America NA
N/A
N/A
N
N
1305000.00
1305000.00
0.0072
N
1305000.00
1305000.00
Bay Area Toll Auth
Toll Bridge Sub RB Series 2010S2 0.250000%
94985NXC0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-05-07
2012-05-07
Y
Wells Fargo Bank NA
N/A
N/A
Y
Wells Fargo Bank NA
N/A
N/A
N
1300000.00
1300000.00
0.0072
N
1300000.00
1300000.00
California
GO Bonds Series 2003B3 0.230000%
13063BCN0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-05-07
2012-05-07
Y
California Public Employees' Retirement System
N/A
N/A
California State Teachers Retirement Systems
N/A
N/A
JPMorgan Chase Bank NA
N/A
N/A
Y
California Public Employees' Retirement System
N/A
N/A
California State Teachers Retirement Systems
N/A
N/A
JPMorgan Chase Bank NA
N/A
N/A
N
5000000.00
5000000.00
0.0275
N
5000000.00
5000000.00
California
RAN 2011-2012 Series B1 0.230000%
76252PAC3
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-06-28
2012-06-28
N
Y
Barclays Bank Plc
N/A
N/A
N
1000000.00
1000000.00
0.0055
N
1000000.00
1000000.00
California Dept of Water Resources
Power Supply RB Series 2002A 5.250000%
13066YDN6
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-05-01
2012-05-01
N
N
N
1250000.00
1250000.00
0.0069
N
1250000.00
1250000.00
California Dept of Water Resources
Power Supply RB Series 2002A 5.500000%
13066YDU0
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-05-01
2012-05-01
N
N
Y
Escrow
Escrow
N/A
N/A
500000.00
505000.00
0.0028
N
505000.00
505000.00
California Educational Facilities Auth
RB (Univ of Southern California) Series 2009A 0.310000%
05248RDV0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-05-07
2012-05-07
Y
Bank of America NA
N/A
N/A
N
Y
Obligor
Univ of Southern California
N/A
N/A
2220000.00
2220000.00
0.0122
N
2220000.00
2220000.00
California Health Facilities Financing Auth
RB (Sutter Health) Series 2011B 0.260000%
13033LMM6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-05-07
2012-05-07
Y
Citibank NA
N/A
N/A
N
Y
Obligor
Sutter Health
N/A
N/A
2100000.00
2100000.00
0.0116
N
2100000.00
2100000.00
California Infrastructure & Economic Development Bank
RB (Asian-American Drug Abuse Program) Series 2008 0.310000%
13033WP80
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-05-07
2012-05-07
Y
Comerica Bank
N/A
N/A
Y
Comerica Bank
N/A
N/A
N
3330000.00
3330000.00
0.0183
N
3330000.00
3330000.00
California Infrastructure & Economic Development Bank
RB (Casa Loma College) Series 2009 0.350000%
13033WX57
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-05-07
2012-05-07
Y
Comerica Bank
N/A
N/A
Y
Comerica Bank
N/A
N/A
N
1915000.00
1915000.00
0.0106
N
1915000.00
1915000.00
California Infrastructure & Economic Development Bank
Refunding RB (J. Paul Getty Trust) Series 2007A1 2.500000%
13033WX81
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-04-01
2013-04-01
N
N
Y
Obligor
J. Paul Getty Trust
N/A
N/A
720000.00
734058.50
0.0040
N
734803.20
734803.20
California Pollution Control Financing Auth
Solid Waste Disposal RB (BLT Enterprises of Fremont) Series 2010 0.310000%
130536PP4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-05-07
2012-05-07
Y
Union Bank NA
N/A
N/A
Y
Union Bank NA
N/A
N/A
N
2335000.00
2335000.00
0.0129
N
2335000.00
2335000.00
California School Cash Reserve Program Auth
RB 2011-2012 Series E 2.000000%
130583DN4
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-06-01
2012-06-01
N
N
Y
Obligor
California School Cash Reserve Program Auth
N/A
N/A
Obligor
Cupertino Union SD
N/A
N/A
Obligor
San Mateo Cnty Community College District
N/A
N/A
1000000.00
1001390.39
0.0055
N
1001150.00
1001150.00
California School Cash Reserve Program Auth
Sr Bonds 2011-2012 Series B 2.000000%
130583DZ7
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-06-01
2012-06-01
N
N
N
2250000.00
2252908.65
0.0124
N
2252587.50
2252587.50
California Statewide Communities Development Auth
Refunding RB (Los Angeles Cnty Museum of Art) Series 2008A 0.200000%
1307953Q8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-05-07
2012-05-07
Y
Union Bank NA
N/A
N/A
Y
Union Bank NA
N/A
N/A
N
1105000.00
1105000.00
0.0061
N
1105000.00
1105000.00
California Statewide Communities Development Auth
Refunding RB (Los Angeles Cnty Museum of Art) Series 2008B 0.200000%
1307953R6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-05-07
2012-05-07
Y
Union Bank NA
N/A
N/A
Y
Union Bank NA
N/A
N/A
N
400000.00
400000.00
0.0022
N
400000.00
400000.00
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2009C1 0.230000%
130795C70
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-05-07
2012-05-07
Y
Kaiser Permanente
N/A
N/A
N
Y
Obligor
Kaiser Permanente
N/A
N/A
2500000.00
2500000.00
0.0138
N
2500000.00
2500000.00
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2009A 5.000000%
130795D53
Other Municipal Debt
N
Unrated Security
N/A
N/A
2013-04-01
2013-04-01
N
N
Y
Obligor
Kaiser Permanente
N/A
N/A
125000.00
129902.56
0.0007
N
130271.25
130271.25
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2002C 3.850000%
130911LB4
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-06-01
2012-06-01
N
N
Y
Obligor
Kaiser Permanente
N/A
N/A
2130000.00
2135998.93
0.0118
N
2135900.10
2135900.10
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2003B 0.230000%
130911RX0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-05-07
2012-05-07
Y
Kaiser Permanente
N/A
N/A
N
Y
Obligor
Kaiser Permanente
N/A
N/A
4200000.00
4200000.00
0.0231
N
4200000.00
4200000.00
California Statewide Communities Development Auth
RB (Kaiser Permanente) Series 2012A 0.300000%
94987KDM4
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-01-16
2013-01-17
N
Y
Wells Fargo Bank NA
N/A
N/A
Y
Tender Option
Wells Fargo Bank NA
N/A
N/A
2000000.00
2000000.00
0.0110
N
2000000.00
2000000.00
Chaffey Community College District
GO Bonds Series 2005B 0.380000%
05248PG66
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-05-07
2012-05-07
Y
Bank of America NA
N/A
N/A
N
N
6600000.00
6600000.00
0.0364
N
6600000.00
6600000.00
Chula Vista
Refunding RB (SDG&E) Series 2006A 0.240000%
17131HCJ5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-05-07
2012-05-07
Y
San Diego Gas & Electric
N/A
N/A
N
Y
Obligor
San Diego Gas & Electric
N/A
N/A
4450000.00
4450000.00
0.0245
N
4450000.00
4450000.00
Coast Community College District
GO Bonds Series 2006B 0.330000%
25154LM84
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-05-07
2012-05-07
Y
Deutsche Bank AG
N/A
N/A
N
N
1225000.00
1225000.00
0.0067
N
1225000.00
1225000.00
Contra Costa Water District
Water Revenue Notes Series A 1.000000%
212218PF2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-10-01
2012-10-01
N
N
N
1000000.00
1003027.10
0.0055
N
1003450.00
1003450.00
East Bay Municipal Utility District
Water System Sub Refunding RB Series 2010A 0.250000%
271014UK6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-05-07
2012-05-07
Y
Citibank NA
N/A
N/A
N
N
240000.00
240000.00
0.0013
N
240000.00
240000.00
East Bay Municipal Utility District
Water System Refunding RB Series 2009A1 0.250000%
271014UQ3
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-05-03
2012-12-03
N
N
N
1000000.00
1000000.00
0.0055
N
1000000.00
1000000.00
East Bay Municipal Utility District
Water System Refunding RB Series 2009A2 0.260000%
271014UT7
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-05-03
2013-03-01
N
N
N
1000000.00
1000000.00
0.0055
N
1000030.00
1000030.00
East Bay Municipal Utility District
Water System Extendible CP 0.240000%
27102EED7
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-05-15
2012-11-12
N
N
N
1000000.00
1000000.00
0.0055
N
999980.00
999980.00
Eastern Municipal Water District
Water & Sewer Revenue COP Series 2008A 0.200000%
276771HB1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-05-07
2012-05-07
Y
Wells Fargo Bank NA
N/A
N/A
N
N
4100000.00
4100000.00
0.0226
N
4100000.00
4100000.00
Elsinore Valley Municipal Water District
Refunding COP Series 2011A 0.310000%
290319ET5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-05-07
2012-05-07
Y
Union Bank NA
N/A
N/A
Y
Union Bank NA
N/A
N/A
N
1250000.00
1250000.00
0.0069
N
1250000.00
1250000.00
Foothill-DeAnza Community College District
GO Bonds Series C 0.230000%
07330CFH7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-05-07
2012-05-07
Y
Branch Banking & Trust Co
N/A
N/A
N
N
585000.00
585000.00
0.0032
N
585000.00
585000.00
Foothill-DeAnza Community College District
GO Bonds Series B 0.330000%
25154L2M5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-05-07
2012-05-07
Y
Deutsche Bank AG
N/A
N/A
N
N
355000.00
355000.00
0.0020
N
355000.00
355000.00
Foothill-DeAnza Community College District
GO Bonds Series A 0.330000%
25154L5Z3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-05-07
2012-05-07
Y
Deutsche Bank AG
N/A
N/A
N
N
242000.00
242000.00
0.0013
N
242000.00
242000.00
Fresno USD
GO Bonds Series 2010B 2.000000%
358232H58
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-08-01
2012-08-01
N
N
N
2000000.00
2007604.92
0.0111
N
2008840.00
2008840.00
Grossmont UHSD
GO Bonds Series 2006 0.320000%
25154RQK0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-05-07
2012-05-07
Y
Deutsche Bank AG
N/A
N/A
N
N
150000.00
150000.00
0.0008
N
150000.00
150000.00
Kern Cnty
TRAN 2011-2012 3.000000%
492248AV1
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-06-29
2012-06-29
N
N
N
1800000.00
1807866.00
0.0100
N
1807992.00
1807992.00
Kings Cnty Housing Auth
M/F Housing Refunding RB (Edgewater Isle Apts) Series 2001A 0.240000%
495795AF3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-05-07
2012-05-07
Y
Fannie Mae
N/A
N/A
Y
Fannie Mae
N/A
N/A
N
2300000.00
2300000.00
0.0127
N
2300000.00
2300000.00
Los Angeles
Wastewater System Refunding RB Series 2003A 0.250000%
5446525B2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-05-07
2012-05-07
Y
Citibank NA
N/A
N/A
N
Y
Obligor
Los Angeles Wastewater System
N/A
N/A
1000000.00
1000000.00
0.0055
N
1000000.00
1000000.00
Los Angeles Cnty
TRAN 2011-2012 Series C 2.500000%
544657HK8
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-06-29
2012-06-29
N
N
N
5050000.00
5067864.79
0.0279
N
5068887.00
5068887.00
Los Angeles Cnty Capital Asset Leasing Corp
Lease Revenue CP Notes Series A 0.170000%
54466SEY4
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-06-14
2012-06-14
N
Y
JPMorgan Chase Bank NA
N/A
N/A
N
2000000.00
2000000.00
0.0110
N
1999920.00
1999920.00
Los Angeles Cnty Capital Asset Leasing Corp
Lease Revenue CP Notes Series C 0.170000%
54467CBY1
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-06-04
2012-06-04
N
Y
Wells Fargo Bank NA
N/A
N/A
N
2000000.00
2000000.00
0.0110
N
1999940.00
1999940.00
Los Angeles Cnty Metropolitan Transportation Auth
Second Sr Sales Tax Refunding RB Series 2009C1 0.210000%
544712S37
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-05-07
2012-05-07
Y
Sumitomo Mitsui Banking Corp
N/A
N/A
Y
Sumitomo Mitsui Banking Corp
N/A
N/A
N
330000.00
330000.00
0.0018
N
330000.00
330000.00
Los Angeles Cnty Metropolitan Transportation Auth
First Tier Sr Sales Tax Refunding RB Series 2008A3&A4 0.300000%
74926YSP7
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-05-07
2012-08-01
N
Y
Royal Bank of Canada
N/A
N/A
Y
Tender Option
Royal Bank of Canada
N/A
N/A
2000000.00
2000000.00
0.0110
N
2000000.00
2000000.00
Los Angeles Community College District
GO Bonds Series 2007A 0.280000%
54438CNM0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-05-07
2012-05-07
Y
Citibank NA
N/A
N/A
N
N
3000000.00
3000000.00
0.0165
N
3000000.00
3000000.00
Los Angeles Dept of Airports
Airport Sr RB Series 2010A 0.310000%
74703YBS8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-05-07
2012-05-07
Y
Bank of America NA
N/A
N/A
N
N
2160000.00
2160000.00
0.0119
N
2160000.00
2160000.00
Los Angeles Dept of Water & Power
Power System RB Series 2007A1 0.270000%
46633VUF4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-05-07
2012-05-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
6000000.00
6000000.00
0.0331
N
6000000.00
6000000.00
Los Angeles Dept of Water & Power
Power System RB Series 2001B5 0.230000%
544495DK7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-05-07
2012-05-07
Y
Royal Bank of Canada
N/A
N/A
N
N
1800000.00
1800000.00
0.0099
N
1800000.00
1800000.00
Los Angeles Dept of Water & Power
Power System RB Series 2011A 2.000000%
544495WF7
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-07-01
2012-07-01
N
N
N
500000.00
501346.78
0.0028
N
501455.00
501455.00
Los Angeles Harbor Dept
RB Series 2009A 3.250000%
544552TB8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-08-01
2012-08-01
N
N
N
500000.00
503769.18
0.0028
N
503760.00
503760.00
Los Angeles Harbor Dept
Refunding RB Series 2009C 5.000000%
544552UP5
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-08-01
2012-08-01
N
N
N
400000.00
404580.86
0.0022
N
404720.00
404720.00
Los Angeles Municipal Improvement Corp
Lease Revenue CP Series A1 0.180000%
54459PZG5
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-06-21
2012-06-21
N
Y
Wells Fargo Bank NA
N/A
N/A
N
1000000.00
1000000.00
0.0055
N
999910.00
999910.00
Los Angeles Municipal Improvement Corp
Lease Revenue CP Series A1 0.210000%
54485UM35
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-05-02
2012-05-02
N
Y
JPMorgan Chase Bank NA
N/A
N/A
N
3000000.00
3000000.00
0.0165
N
2999850.00
2999850.00
Los Angeles USD
GO Bonds Series 2009D&2009I 0.280000%
544646US9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-05-07
2012-05-07
Y
Citibank NA
N/A
N/A
N
N
400000.00
400000.00
0.0022
N
400000.00
400000.00
Newport-Mesa USD
GO Bonds Series 2007 0.310000%
25154C4F8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-05-07
2012-05-07
Y
Deutsche Bank AG
N/A
N/A
N
N
5240000.00
5240000.00
0.0289
N
5240000.00
5240000.00
Oakland-Alameda Cnty Coliseum Auth
Refunding Lease RB (Oakland Coliseum) Series 2000C1 0.230000%
672211AH2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-05-07
2012-05-07
Y
Bank of New York Mellon
N/A
N/A
California State Teachers Retirement Systems
N/A
N/A
Y
Bank of New York Mellon
N/A
N/A
California State Teachers Retirement Systems
N/A
N/A
N
100000.00
100000.00
0.0006
N
100000.00
100000.00
Orange Cnty Sanitation District
Refunding COP Series 2000A 0.230000%
684285BR9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-05-01
2012-05-01
Y
Lloyds TSB Bank Plc
N/A
N/A
N
N
1215000.00
1215000.00
0.0067
N
1215000.00
1215000.00
Oxnard Financing Auth
Water RB Series 2006 0.350000%
27884FHS2
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-05-03
2012-05-03
N
Y
US Bank NA
N/A
N/A
Y
Tender Option
US Bank NA
N/A
N/A
1000000.00
1000000.00
0.0055
N
1000000.00
1000000.00
Peralta Community College District
GO Bonds Series 2009C 0.250000%
94985NPW5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-05-07
2012-05-07
Y
Wells Fargo & Co
N/A
N/A
Y
Wells Fargo & Co
N/A
N/A
N
800000.00
800000.00
0.0044
N
800000.00
800000.00
Puerto Rico Sales Tax Financing Corp
Sales Tax RB Sr Series 2009C 0.280000%
74529JJM8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-05-07
2012-05-07
Y
Citibank NA
N/A
N/A
N
N
1755000.00
1755000.00
0.0097
N
1755000.00
1755000.00
Riverside Cnty Transportation Commission
Limited Sales Tax RB Series 2009B 0.240000%
769125DR3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-05-07
2012-05-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
3315000.00
3315000.00
0.0183
N
3315000.00
3315000.00
Sacramento Municipal Utility District
Electric RB Series 2003R 5.000000%
786005GR3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-08-15
2012-08-15
N
N
N
1200000.00
1216075.05
0.0067
N
1216020.00
1216020.00
San Bernardino Cnty Transportation Auth
Limited Sales Tax Revenue Notes Series 2009A 4.000000%
796846DN0
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-05-01
2012-05-01
N
N
N
1805000.00
1805000.00
0.0099
N
1805000.00
1805000.00
San Diego Cnty
COP (San Diego Jewish Academy) Series 2003 0.260000%
797260LE4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-05-07
2012-05-07
Y
Comerica Bank
N/A
N/A
Y
Comerica Bank
N/A
N/A
N
945000.00
945000.00
0.0052
N
945000.00
945000.00
San Diego Cnty Regional Transportation Commission
Limited Sales Tax RB Series 2008B 0.250000%
797400FG8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-05-07
2012-05-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
1655000.00
1655000.00
0.0091
N
1655000.00
1655000.00
San Diego Cnty Regional Transportation Commission
Limited Sales Tax RB Series 2008D 0.220000%
797400FJ2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-05-07
2012-05-07
Y
California State Teachers Retirement Systems
N/A
N/A
State Street Bank & Trust Company NA
N/A
N/A
N
N
3120000.00
3120000.00
0.0172
N
3120000.00
3120000.00
San Diego Cnty Water Auth
Water Revenue Refunding COP Series 2005A 5.000000%
797415HQ2
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-05-01
2012-05-01
N
N
N
500000.00
500000.00
0.0028
N
500000.00
500000.00
San Diego Cnty Water Auth
Water Revenue COP Series 2008A 0.250000%
797415KF2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-05-07
2012-05-07
Y
JPMorgan Chase Bank NA
N/A
N/A
N
N
1000000.00
1000000.00
0.0055
N
1000000.00
1000000.00
San Diego Cnty Water Auth
CP Series 6 0.270000%
79742EBP0
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-06-07
2012-06-07
N
N
Y
Revolving Credit Agreement
Citibank NA
N/A
N/A
500000.00
500000.00
0.0028
N
499995.00
499995.00
San Diego Community College District
GO Bonds Series 2011 0.320000%
25155DAQ4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-05-07
2012-05-07
Y
Deutsche Bank AG
N/A
N/A
N
N
3500000.00
3500000.00
0.0193
N
3500000.00
3500000.00
San Diego Community College District
GO Bonds Series 2009 0.270000%
797272HA2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-05-07
2012-05-07
Y
Citibank NA
N/A
N/A
N
N
3125000.00
3125000.00
0.0172
N
3125000.00
3125000.00
San Diego Public Facilities Financing Auth
Sr Sewer RB Series 2009A 0.300000%
94985NJP7
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-01-17
2013-01-17
N
Y
Wells Fargo & Co
N/A
N/A
Y
Tender Option
Wells Fargo & Co
N/A
N/A
2000000.00
2000000.00
0.0110
N
2000000.00
2000000.00
San Francisco
Lease Revenue CP COP Series 2 0.170000%
79768DAL1
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-06-07
2012-06-07
N
Y
US Bank NA
N/A
N/A
N
2000000.00
2000000.00
0.0110
N
1999940.00
1999940.00
San Francisco
GO Improvement Bonds Series 2009A 0.270000%
94985NHF1
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-10-18
2012-10-18
N
N
Y
Tender Option
Wells Fargo & Co
N/A
N/A
530000.00
530000.00
0.0029
N
530000.00
530000.00
San Francisco Redevelopment Agency
M/F Housing Refunding RB (Fillmore Center) Series 1992A1 0.250000%
79771MAS1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-05-07
2012-05-07
Y
Freddie Mac
N/A
N/A
Y
Freddie Mac
N/A
N/A
N
1800000.00
1800000.00
0.0099
N
1800000.00
1800000.00
San Francisco Airport Commission
Second Series Refunding RB Series 37C 0.240000%
79766DBC2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-05-07
2012-05-07
Y
Union Bank NA
N/A
N/A
Y
Union Bank NA
N/A
N/A
N
1300000.00
1300000.00
0.0072
N
1300000.00
1300000.00
San Francisco Bay Area Rapid Transit District
Sales Tax Refunding RB Series 2006A 5.000000%
797669RH3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-07-01
2012-07-01
N
N
N
1220000.00
1229553.70
0.0068
N
1229430.60
1229430.60
San Joaquin Cnty Transportation Auth
Sales Tax Revenue CP 0.180000%
79811UAV8
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-06-07
2012-06-07
N
Y
JPMorgan Chase Bank NA
N/A
N/A
N
2000000.00
2000000.00
0.0110
N
1999900.00
1999900.00
San Jose-Evergreen Community College District
GO Bonds Series A 0.260000%
798189HB5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-05-07
2012-05-07
Y
Citibank NA
N/A
N/A
N
N
3980000.00
3980000.00
0.0219
N
3980000.00
3980000.00
San Mateo Cnty Community College District
GO Bonds Series 2005B 0.250000%
76113PDD7
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-10-25
2012-10-25
N
N
Y
Tender Option
Wells Fargo & Co
N/A
N/A
215000.00
215000.00
0.0012
N
215000.00
215000.00
San Mateo Cnty Community College District
GO Bonds Series 2005B&2006A 0.240000%
799038ER1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-05-07
2012-05-07
Y
Wells Fargo & Co
N/A
N/A
N
N
380000.00
380000.00
0.0021
N
380000.00
380000.00
San Pablo Redevelopment Agency
Sub Tax Allocation Bonds Series 2006 0.250000%
799146DJ1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-05-01
2012-05-01
Y
Union Bank NA
N/A
N/A
Y
Union Bank NA
N/A
N/A
N
1380000.00
1380000.00
0.0076
N
1380000.00
1380000.00
Sonoma-Marina Area Rail Transit District
Sales Tax RB Series 2011A 1.000000%
835588AA2
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-01-10
2013-01-10
N
N
Y
Escrow
Escrow
N/A
N/A
1000000.00
1000000.00
0.0055
N
1000000.00
1000000.00
Southern California Metropolitan Water District
Water RB Series 2000B4 0.210000%
592663XJ2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-05-07
2012-05-07
Y
Wells Fargo Bank NA
N/A
N/A
N
N
700000.00
700000.00
0.0039
N
700000.00
700000.00
Southern California Metropolitan Water District
Water Refunding RB Series 2009A1 0.250000%
59266TAD3
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-05-03
2012-10-08
N
N
N
2000000.00
2000000.00
0.0110
N
2000000.00
2000000.00
Southern California Metropolitan Water District
Water Refunding RB Series 2009A2 0.250000%
59266TCX7
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-05-03
2012-07-09
N
N
N
2160000.00
2160000.00
0.0119
N
2160000.00
2160000.00
Southern California Metropolitan Water District
Water Refunding RB Series 2011A1 0.250000%
59266TEK3
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-05-03
2013-03-08
N
N
N
1000000.00
1000000.00
0.0055
N
999660.00
999660.00
Southern California Public Power Auth
RB (Windy Point/Windy Flats) Series 2010-1 3.000000%
84247PCL3
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-07-01
2012-07-01
N
N
Y
Obligor
Los Angeles Dept of Water & Power
N/A
N/A
300000.00
301221.42
0.0017
N
301341.00
301341.00
Sunnyvale
Refunding COP Series 2009A 0.250000%
867546CD3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-05-07
2012-05-07
Y
Union Bank NA
N/A
N/A
Y
Union Bank NA
N/A
N/A
N
2510000.00
2510000.00
0.0138
N
2510000.00
2510000.00
Torrance
TRAN 2011-2012 3.000000%
891347ER3
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-07-12
2012-07-12
N
N
N
2000000.00
2010510.03
0.0111
N
2011180.00
2011180.00
Univ of California
Limited Project RB Series 2005B 0.220000%
74926YUM1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-05-07
2012-05-07
Y
Royal Bank of Canada
N/A
N/A
N
N
1000000.00
1000000.00
0.0055
N
1000000.00
1000000.00
Univ of California
General RB Series 2009-O 5.000000%
91412F4U8
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-05-15
2012-05-15
N
N
N
750000.00
751306.65
0.0041
N
751207.50
751207.50
Univ of California
General RB Series 2003A 5.000000%
91412FGX9
Other Municipal Debt
N
Unrated Security
N/A
N/A
2012-05-15
2012-05-15
N
N
N
1250000.00
1252228.83
0.0069
N
1252012.50
1252012.50
Univ of California
General RB Series 2007J 0.230000%
91412FW78
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-07-12
2012-07-12
N
N
Y
Tender Option
Wells Fargo & Co
N/A
N/A
3665000.00
3665000.00
0.0202
N
3665000.00
3665000.00
Univ of California
General RB Series 2007J 0.250000%
91412GGY5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-05-01
2012-05-01
Y
Citibank NA
N/A
N/A
N
N
1600000.00
1600000.00
0.0088
N
1600000.00
1600000.00
West Hills Community College District
COP (2008 Refunding) 0.230000%
95330RAC5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-05-07
2012-05-07
Y
Union Bank NA
N/A
N/A
Y
Union Bank NA
N/A
N/A
N
3950000.00
3950000.00
0.0218
N
3950000.00
3950000.00
William S. Hart UHSD
GO Bonds Series A 0.250000%
94985NKJ9
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-05-09
2012-05-09
N
Y
Wells Fargo & Co
N/A
N/A
Y
Tender Option
Wells Fargo & Co
N/A
N/A
4000000.00
4000000.00
0.0220
N
4000000.00
4000000.00